Presented at the Climate Change Negotiator Training held in May 2014, in Sri Lanka.
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1. V O S I T H A W I J E N A Y A K E O U T R E A C H A N D A D
V O C A C Y C O O R D I N A T O R C L I M A T E A C T I O N N E T W
O R K S O U T H A S I A Understanding UNFCCC Legal Principles
2. Key Highlights of the United Nations Framework Convention on
Climate Change (UNFCCC) - Acknowledging that change in the Earths
climate and its adverse effects are a common concern of humankind,
- Noting that the largest share of historical and current global
emissions of greenhouse gases has originated in developed
countries, that per capita emissions in developing countries are
still relatively low and that the share of global emissions
originating in developing countries will grow to meet their social
and development needs,
3. Key Highlights of the United Nations Framework Convention on
Climate Change (UNFCCC) - Acknowledging that the global nature of
climate change calls for the widest possible cooperation by all
countries and their participation in an effective and appropriate
international response, in accordance with their common but
differentiated responsibilities and respective capabilities and
their social and economic conditions, - Recalling also that States
have, in accordance with the Charter of the United Nations and the
principles of international law, the sovereign right to exploit
their own resources pursuant to their own environmental and
developmental policies, and the responsibility to ensure that
activities within their jurisdiction or control do not cause damage
to the environment of other States or of areas beyond the limits of
national jurisdiction,
4. Key Highlights of the United Nations Framework Convention on
Climate Change (UNFCCC) - Reaffirming the principle of sovereignty
of States in international cooperation to address climate change, -
Recognizing that States should enact effective environmental
legislation, that environmental standards, management objectives
and priorities should reflect the environmental and developmental
context to which they apply, and that standards applied by some
countries may be inappropriate and of unwarranted economic and
social cost to other countries, in particular developing
countries,
5. Key Highlights of the United Nations Framework Convention on
Climate Change (UNFCCC) - Affirming that responses to climate
change should be coordinated with social and economic development
in an integrated manner with a view to avoiding adverse impacts on
the latter, taking into full account the legitimate priority needs
of developing countries for the achievement of sustained economic
growth and the eradication of poverty, - Recognizing that all
countries, especially developing countries, need access to
resources required to achieve sustainable social and economic
development and that, in order for developing countries to progress
towards that goal, their energy consumption will need to grow
taking into account the possibilities for achieving greater energy
efficiency and for controlling greenhouse gas emissions in general,
including through the application of new technologies on terms
which make such an application economically and socially
beneficial,
6. Principles of the UNFCCC Article 3 1. The Parties should
protect the climate system for the benefit of present and future
generations of humankind, on the basis of equity and in accordance
with their common but differentiated responsibilities and
respective capabilities. Accordingly, the developed country Parties
should take the lead in combating climate change and the adverse
effects thereof.
7. Principles of the UNFCCC Article 3 2. The specific needs and
special circumstances of developing country Parties, especially
those that are particularly vulnerable to the adverse effects of
climate change, and of those Parties, especially developing country
Parties, that would have to bear a disproportionate or abnormal
burden under the Convention, should be given full
consideration.
8. Principles of the UNFCCC Article 3 3. The Parties should
take precautionary measures to anticipate, prevent or minimize the
causes of climate change and mitigate its adverse effects. Where
there are threats of serious or irreversible damage, lack of full
scientific certainty should not be used as a reason for postponing
such measures, taking into account that policies and measures to
deal with climate change should be cost-effective so as to ensure
global benefits at the lowest possible cost. To achieve this, such
policies and measures should take into account different
socio-economic contexts, be comprehensive, cover all relevant
sources, sinks and reservoirs of greenhouse gases and adaptation,
and comprise all economic sectors. Efforts to address climate
change may be carried out cooperatively by interested Parties.
9. Principles of the UNFCCC Article 3 4. The Parties have a
right to, and should, promote sustainable development. Policies and
measures to protect the climate system against human-induced change
should be appropriate for the specific conditions of each Party and
should be integrated with national development programmes, taking
into account that economic development is essential for adopting
measures to address climate change.
10. Principles of the UNFCCC Article 3 5. The Parties should
cooperate to promote a supportive and open international economic
system that would lead to sustainable economic growth and
development in all Parties, particularly developing country
Parties, thus enabling them better to address the problems of
climate change. Measures taken to combat climate change, including
unilateral ones, should not constitute a means of arbitrary or
unjustifiable discrimination or a disguised restriction on
international trade.
11. Sustainable Development - Recognition of the climate system
as a common natural resource is an emerging concept of
international (environmental) law. It builds on the preambular
designation in the FCCC of change in the Earths climate and its
adverse effects as a common concern of humankind. - Conceptualising
the global climate as a common natural resource may be seen to run
counter to established principles on the treatment of natural
resources in contemporary international law, starting with the
principle of permanent sovereignty of natural resources, enshrined
in UN General International Covenant on Civil and Political Rights
and the 1966 International Covenant on Economic, Social and
Cultural Rights.
12. Sustainable Development - Sustainable development requires
States to balance economic and social development and the
protection of the climate system, which in turn requires that
policies and measures taken in response to climate change must
integrate environmental, economic and social matters. This
balancing takes place in a broader context, acknowledged in
indirect terms in Principle 1 of the Rio Declaration. -
International Law cases highlight the need to incorporate the
concept of sustainable development -
13. Equity - Article 3, paragraph 1 identifies equity as a
basis, in addition to CBDRRC, for sharing the burden of protecting
the climate system. FCCC Article 3, paragraph 1 does not define the
notion of equity, either generally or in its application to climate
change. -The language (accordingly) however suggests that an
application of the notion of equity would require developed
countries to take the lead in combating climate change and the
adverse effects thereof. -
14. Equity - Parties frequently invoke the notion of equity in
their submissions and it features in several Conference of Parties
(COP) decisions, as for instance in the Berlin Mandate that
launched the process that led to the Kyoto Protocol, the Copenhagen
Accord, 2009, where those who associate with the Accord agree on
the basis of equity and in the context of sustainable development.
- Equity is a broader concept in that it arguably encompasses a
range of visions of justice, whereas the notion of common but
differentiated responsibilities and respective capabilities relates
principally to burden sharing between the Parties to the FCCC
15. Common But Differentiated Responsibility and Respective
Capabilities - The CBDRRC principle is referred to in the Rio
Declaration,56 the FCCC,57 numerous FCCC COP decisions,58 the
Johannesburg Plan of Implementation 2002,59 and the outcome of the
Rio+20 UN Conference on Sustainable Development - Differential
treatment with respect to implementation and assistance are
integral to the Vienna Convention,62 Montreal Protocol,63 CBD, FCCC
and Convention to Combat Desertification; five environmental
treaties with near-universal participation.
16. Common But Differentiated Responsibility and Respective
Capabilities - In the climate change regime CBDRRC is an
overarching principle guiding the development of the regime.65 It
is found in two operational provisions, in addition to preambular,
paragraphs of the UNFCCC and reiterated in the preamble of the
Kyoto Protocol.66 It is also routinely referred to in FCCC COP
decisions and Ministerial Declarations - Even though this principle
does not contain a defined legal obligation, it forms the basis for
the interpretation of existing obligations and the elaboration of
future obligations within the regime in question
17. Common But Differentiated Responsibility and Respective
Capabilities - There is general understanding that such
differentiated responsibilities stem from real differences between
Parties. However much less common ground exists on the relevant
criteria for differentiation.81 The principle of CBDRRC explicitly
indicates only one basis for such differentiation - respective
capabilities.
18. Common But Differentiated Responsibility and Respective
Capabilities - Rio Principle 7 by its terms assigns a leadership
role to industrial countries based on their enhanced contribution
to environmental degradation. - The terms of UNFCCC Article 3 are,
however, less clear. Article 3, unlike Rio Principle 7, contains no
reference to the enhanced contributions of industrial countries to
global environmental degradation, and it places both common but
differentiated responsibilities and respective capabilities on the
same plane.