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25 Years of the Texas ADR Statute with a Heavy Dose of Ethics Gene Roberts northtexasnegotiations.com Wednesday, November 14, 12

25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

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Examining the beginning of mediation in Texas, questioning where we've been, what are we doing, and finishing with a series of ethical situations.

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Page 1: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

25 Years of the Texas ADR Statute with a

Heavy Dose of EthicsGene Roberts

northtexasnegotiations.com

Wednesday, November 14, 12

Page 2: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

What is ethics?the rules of conduct recognized in respect to a particular class of human actions or a particular group, culture, etc.

Wednesday, November 14, 12

Page 3: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

Wednesday, November 14, 12

Page 4: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

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Wednesday, November 14, 12

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Page 14: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

Steve Brutsche, “Mediation Cross-Examined,” Business Litigation Newsletter, May 1989

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Page 15: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

Steve Brutsche, “Mediation Cross-Examined,” Business Litigation Newsletter, May 1989

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Page 16: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

1987 v 2012

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Page 17: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

1987 v 2012

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Page 18: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

1987 v 20121987 2012

First Class Stamp

0.22 0.45 105%

Gallon of Gas 0.95 3.38 255%

Dozen Eggs 0.78 2.68 243%

Atty Avg Hourly Rate

197 (2001) 234 (2009) 18%

Wednesday, November 14, 12

Page 19: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

1987 v 20121987 2012

First Class Stamp

0.22 0.45 105%

Gallon of Gas 0.95 3.38 255%

Dozen Eggs 0.78 2.68 243%

Atty Avg Hourly Rate

197 (2001) 234 (2009) 18%

Wednesday, November 14, 12

Page 20: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

1987 v 20121987 2012

First Class Stamp

0.22 0.45 105%

Gallon of Gas 0.95 3.38 255%

Dozen Eggs 0.78 2.68 243%

Atty Avg Hourly Rate

197 (2001) 234 (2009) 18%

Wednesday, November 14, 12

Page 21: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

1987 v 20121987 2012

First Class Stamp

0.22 0.45 105%

Gallon of Gas 0.95 3.38 255%

Dozen Eggs 0.78 2.68 243%

Atty Avg Hourly Rate

197 (2001) 234 (2009) 18%

Wednesday, November 14, 12

Page 22: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

1987 v 20121987 2012

First Class Stamp

0.22 0.45 105%

Gallon of Gas 0.95 3.38 255%

Dozen Eggs 0.78 2.68 243%

Atty Avg Hourly Rate

197 (2001) 234 (2009) 18%

Wednesday, November 14, 12

Page 23: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

Wednesday, November 14, 12

Page 24: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

Letter to Justice Nathan Hecht, August 25, 2011Wednesday, November 14, 12

Page 25: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

Final Report of the Task Force for Rules in Expedited Actions, January 25, 2012

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Page 28: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

Misc. Docket 11-9062(April 11, 2011)

• Section 2 (f):

“A mediator should not simultaneously conduct more than one mediation session unless all parties agree to do so.”

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Page 29: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

Wednesday, November 14, 12

Page 30: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

Texas Supreme Court Ethical Guidelines for Mediators (2005)

• 2 Mediator should protect integrity/confidentiality of the process. Continuous in nature.

• 8 cmt. (c) Mediator should report to court whether mediation occurred, and result of settlement or impasse, recessed or rescheduled.

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Page 31: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

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Page 32: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

Texas Supreme Court Ethical Guidelines for Mediators (2005)

• 11 Mediator can’t give legal or other professional advice.

• 13 Postpone, terminate, or recess if the case is inappropriate for mediation or one or more of the parties is unwilling or unable to participate in the mediation process.

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Page 33: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

Wednesday, November 14, 12

Page 34: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

Texas Supreme Court Ethical Guidelines for Mediators (2005)

• 2 Mediator should protect the integrity of the mediation process, beginning with first communication.

• 10 cmt. A mediator should not knowingly misrepresent any material fact or circumstance in the course of mediation.

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Page 35: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

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Page 36: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

Texas Supreme Court Ethical Guidelines for Mediators (2005)

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Page 37: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

Texas Supreme Court Ethical Guidelines for Mediators (2005)

• 8 Mediator should not reveal information made available in the mediation process, which is privileged and confidential, unless the affected parties agree or may be required by law.

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Page 38: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

Texas Supreme Court Ethical Guidelines for Mediators (2005)

• 8 Mediator should not reveal information made available in the mediation process, which is privileged and confidential, unless the affected parties agree or may be required by law.

• 8 cmt. (a) Mediator should not permit recordings or transcripts to be made of mediation proceedings.

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Page 39: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

3 keys • Confidentiality

• Impartiality

• Conflicts of Interest

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Page 41: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

Advanced Mediation

TrainingLee Jay Berman

December 13

dbamediationtraining.eventbrite.com

Wednesday, November 14, 12

Page 42: 25 Years of the Texas ADR Statute and a Heavy Dose of Ethics

txmediator.orgWednesday, November 14, 12