Download pdf - Tom Stagg Financial Disclosure Report for 2010

8/3/2019 Tom Stagg Financial Disclosure Report for 2010

1/21

AO 10Rev. 1/2011

FINANCIAL DISCLOSURE REPO RTFOR CALENDAR YEAR 2010

Report Required by the E thicsin Government Act of 1978(5 U.S .C. app. ,~,~" 101-111)

I . Person R e p o r t i n g ( l a st n a m e , f i r s t , middle initial)S T AGG, T OM

4. Title (Article III judges indicat e ac t ive or senior s tatus ;ma gi s t ra t e judges i nd i c a t e f u l l- o r pa r t - t i me)U S D I ST R I C T J UDG E-SR . STA T US

2 . C o u r t o r O r g a n i z a t io nU.S. DI ST R I C T C O UR T -W.DSLA

5a. Report Type (che~ k appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual5b. [] Amended ReImn

] Final

7. Chambers or Office AddressJUDGE TOM STAGG3 0 0 FA NNI N ST R EE T , # 4 1 00SHR EVE PO R T , LA 7 1 1 0 1 -3 0 91

3. Date of R e p o r t05/ 05 / 2 01 I

6 . R e p o r t i n g P e r i o d01/01/2010

to12 /31 /2010

8.On t he bas i s of t he i n f o r mat i o n c o n t a i ne d i n t h i s Re po rt an d anymodif icat ion s per tain in g thereto , i t i s, in my opinion, in compl ian cewith appl icable laws and regulat ions .

R e v i e w i n g O f f ic e r D a t e

I M P O R T A N T N O T E S : T h e in s tr u c a o ns acco mp a ny i ng t h is f o rm m u s t b e f o llo wea~ C o mp le t e a l t p a r t s ,checking the NONE box for each p art where you have n o reportable information. Sign on last page.

I . P 0 S I T I 0 N S . R e p o m . g i n d i v i d u a l only; see p p . 9 - 1 3 of fihng instructionx)~] (No reportable posi t ions. )ONE

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.

5.

I I . A G R E E M E N T S . m ~ p o r t i n g individual only; seepp. 14-16 of filing instructions.)NONE (No reportable agreements.)

D A T E1 .2.3.

PARTIES AND TERMS


2/21

F I N A N C I A L D I SC L O S U R E R E P O R TPage 2 o f 21

N a m e o f P e r so n R e p o r t in gSTAGG, TON!

D a t e o f R e p o r t05/05 /2011

I I I . N O N - IN V E S T M E N T I N C O M E . m e p o ~ .g i .di, ,i~.al o.sspo.so: seesp. 17-2 of filing instructions.)A. Filers Non-Investment In come[~] NONE non-investment income.)N o reportable

DATE SOURCE AND TYPE

2.3.4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - lf ),ou were marrled during any portion of the reporting year, complete this section.(Dol lar amount not re qu i re d e xce pt for honoraria. )~] NONE (No repor tab l e non-investment income.)

DATE SOURCE AND TYPE1 .2.3.

4.

I V . R E I M B U R S E M E N T S - , r u .s p o r t~ a o n , todgi.g,~ood, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)D NONE(N o re portab le re imburse me nts . )

SOURCE

I. George M ason Un iversity2.3.4.5.

D A T E S LO C A T IO N PU R PO SEA u g u s t 2 6 - 2 9 , 2 0 1 0 Tucson, AZ S e m i n a r

ITEMS PAID OR PROVIDEDT r a n s p o r t a t i o n - A i r T r a v e l


3/21

F I N A N C I A L D I SC L O S U R E R E P O R TPage 3 of 21

N a m e o f P e r so n R e p o r t i n gS T A G G , T O M

D a t e o f R e p o r t05/05/201 I

V . G I F T S . a , , c l ~ d ~ , h o s e , o s p o n s , ~ n a d e p e n a e . , children; see p 1 ~ 2 8 - 3 1 of filing instructionx)N O N E (No reportable g~s.)

SOURCE DESCRIPTIONI.2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n e l u d e s , h o s e o / s , o u s e and dependent children; see pp. 32-33 of f i l ing ins truct ions .)N O N E (No reportable l iabil it ies. )

CREDITOR DESCRIPTION1 .2.

3.

4.

5.

VALUECODE


4/21

F I N A N C I A L D I SC L O S U R E R E P O R TPage 4 of 21 Ia m e o f P e r s o n R e p o r t in gSTAGG, TOM D a t e o f R e p o r t05/05/201 I

V 1 1 . I N V E S T M E N T S a n d T R U S T S - i . c o , ., , v o t u ,, ~ ,o , ~ o . i o ,. a .c t . d e $ ,h n ~ e o I ~ p . . . . . . a dependent chi ldren; see p p . 3 4 - 6 0 offillng i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

D esc r i p t i on o f A sse t s Tra nsa c t i ons dur i ng repor t i ng per i od( i nc l udi ng t rus t a sse~)

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

1 . Bancorp South-Account2. Merri l l-Lynch Cash Accounts3. A b b o t t La b s-C o mm o n S t o ck4. C h esa pea k e En er gy O K LA -C o mmo n S t o ck5. C h evr o n / T ex a co C o r p, - C o m mo n S t o c k6. C i sc o Sy s t ems , I n c . -C o m mo n S t o ck7. C o c a C o l a -C o m mo n S t o c k8. C o n o c o Ph i l l i ps-C o mm o n S t o c k9. EM C C o r po r at i o n - C o mm o n S t o c k

1 0 . El Pa so C o r po r at i o n -C o m mo n S t o c k1 1 . Em er so n El ec t r i c C o . - C o mm o n S t o c k1 2 . Ex x o n M o b i l C o r p. - C o mm o n S t o c k1 3 . Ge ne ra l E le c t r ic- Common Stock

1 4 . Hea l t h C a r e Se l ect SPDR -C o m mo n S t o c k1 5 . I N T E L C o r p . - C o m m o n S t o ck1 6 . J o h n so n a n d J o h n so n -C o mmo n S t o c k1 7 . Lord A bbet t Mutual Funds-ln terme d TaxF ree F und A

I n c o m e d u r in gr e p o r t i n g p e r i o d(i) (2)A m o u n t T y p e ( e . g . ,C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

A Interes tC Interest

B Di vi den dA Di vi den dC Di vi den d

N o n eA Di vi den dB Di vi den d

N o n e

A Di vi den dA Di vi den dC Di vi den dB Di vi den dA Di vi den dA Di vi den dA Di vi den dD Int . /Div.

G r o s s v a l u e a t e n dof repor t i ng per i od(1) (2)

Value V a l ueC o d e 2 M e t h o d( J - P ) C o d e 3

L TO TL TL TM TK TL TM TL T

K TL TM TL TK TK TL YO T

T y p e ( e . g . ,b u y , s e l l ,

r e d e m p t i o n )

(2) (3) (4) (5 )Date V a l ue Gain I d e n t i t y o f

m m / d d ! y y C o d e 2 C o d e I b uyer / se l l e r( J -P ) (A -H ) ( if pr iv ate

t r a n s a c t i o n }

B uy 01/04/10 O

I. In co m e Gain C o de s : A = $ I.000 or les s B = $ 1,001 - $ 2 .5 00 C = $2 .501 - $ 5,000 D =$5.001 - $15,000( See C o lum ns B I a nd D4 ) F =$50.001 - $100.000 G = $1 00 .0 01 - $ 1.0 00 .0 00 I II =$ 1.0 00 .0 91 - $ 5.0 00 .0 00 112 =More than $5,000.000

2. ValuCodes J = $ 15 .000 o /, ss K = $ 15 .001 -$ 5 0.000 L =$50.001 - $100.000 M ~$100.0~1 -$250.0001See Columns CI and D3~ N $ 2 5 0 . 0 m - $ 5 0 0 . 0 0 0 O =$500.001 . $1,0~90,000 p I =S1.000.001 . $5,000.000 p 2 = $ 5 . 0 1 ~ , 0 0 1 - $ 2 5 , 0 0 0 . 0 O O

P3 =$25,000.001 - $50.(~0.000 P4 =More lhan $50.000,0003. Value Method Codes Q Appraisal R =Cost (R eal Estate Only) S -Ass~ssmcr~t T :Cash Markcl(S e e C o h t mn C 2} U B o o k V a l ue V = O ~ h cr W =Estimated

E =$15,001 - $50,000


5/21


Name of Persan Reporting Date of Repor~S T A G G , T O M 05/05/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m o , , a tu e , ~ r a , ~ . i o , ~ a . c ~ u ~ e ~ t h o s o o : ~ p o ~ s ~ o . ~ a o p ~ . a e ~ t ~ i ~ a . ~ .~ ~ e . 34-60 of filing lnstructlonsO~-] NON~ income, assets, or transactions.)~o reportable

D e s c r i p t io n o f A s s e ts T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d( inclu d ing t ru s t as s e ts )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

1 8 . Lo,ves Companies, Inc.-Common Stock1 9 . M a i n la n d R eso uces-C o mm o n S t o ck

20 . McDonalds C o r p-C o mmo n S t o ck21 . Microsoft Corp. - Common Stock22 . Oracle, Corpl-Common Stock23 . Pet r o h a wk En er gy C o r p-C o mmo n S t o ck24 . Pf ize r , Inc.- Comm on Stock25 . Procte r& Gamble Co- Common Stock26 . Qualcomm, lnc .- Common Stock

27 . Schlumbe rge r L td . - Comm on Stock28 . Sec to r SPDR C o n smr s S i p- C o mmo n S t o c k29 . Sec t o r SPDR En er gy -C o mmo n S t o c k30 . Se cto r SPD RU t i l i t i e s- Common Stock31 . Sempr a En er gy -C o mmo n S t o c k32 . S P D R S P B i o t e c h -C o m m o n S t o ck33 . St emc el l s I n c. - C o mm o n S t o c k34 . Targe t Corp .- Comm on Stock

I n c o m e d u r i n g G ross va l ue a t endr ep o r ti n g p e r i o d o f r e p o rt i n g p e r io d( 1 ) ( 2 ) (1) (2)

A m o u n t T y p e ( e .g . , Value ValueC o d e I d i v . , r e n t , C o d e 2 M e t h o d( A - H ) o r in t .) ( J -P ) C o d e 3

A Di vi den d K TN o n e J T

B Di vi den d L TA Di vi den d K TA Di vi den d K T

N o n e K TB Di vi den d L TA Di vi den d L TA Di vi den d L T

A Di vi den d M TA Di vi den d K TA Di vi den d L TA Di vi den d K TA Di vi den d K TA Di vi den d L T

N o n e J TA Di vi den d L T

(I ) (2) (3) (4) (5 )T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fbuy, sell, m m / d d ~ y Co de 2 Code I buyer/seller

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

B uy 07/26/10 J

1. Income Gain Co~es: A $1 ,0 0 0 o r l e s s B = $ 1,001 - $ 2.5 00 C = $ 2 .5 01 - $ 5 ,000(See Columns B I and D4 ) F =$50.001 - $ 100,000 G = $100.001 - $ 1.000.0~0 I I I =11.000,001 - $5,000.000

2 . V a l ue C o d ~ . ~ J =115.000 or Ices K = 115 .001 - $ 50 .000 L = 15 0.001 - $ 100.000IScc Columns CI and D3) N =$250.001 - $500.000 O =1500.001 - $1.000.000 PI =$1,000.001 - $5,000,000

P3 =$25,000.001 - $50.000.000 P4 =More than $50.009.0003. Value Method Codes Q =Appraisal R --C ost (R eal Estate On ly) S =As~ :s sm cn l,[See C o h ~ m ~ C 2 ) U =Hook V alue V =O~hcr W = E s ~ i l n a t c d

D =$5,001 - $15.0001 1 2 =More than $5.000.000M =$100.001 - $250.000P2 =15,000,001 - $25,000.000T =Cash Market

E = $ 15 , 0~ i - $ 5 0 , 0 0 0


6/21


N a m e o f P e r so n R e p o r t in gS T A G G , T O M

Date of Report05/05/201 I

V I I. I N V E S T M E N T S a nd T R U S T S - income, value, transactiom (Includes those of spo ..... d dependent children; see pp. 34-60 of fil lng instruction~)N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t io n o f A s s e ts I n c o m e d u r in g G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t ~ ) r ep o r ti n g p e r i o d o f r e p o rt i n g p e r io d

i (I) (2) (I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t Ty~ (e .g. , Value Valuee x e m p t f r o m p r i o r d i s c lo s u r e i Code I d i v . , r e n t , C o d e 2 M e t h o di (A-H) o r i n t . ) ( J - P ) C o d e 3

(i )Type (e.g.,

b u y , s e l l,r e d e m p t i o n )

T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4) (5 )

D a t e Value Gain I d e n t i t y o fm m / d d h y y Co de 2 C o d e 1 buyer/seller

( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

3 5 . T r ansoce an , L t d ZU G- Com m on S tock N o n e M T36. Wa I -M a r t S to r es , I n c . - C o mm o n S t o c k A Di vi den d L T37 . W i l l ia m s C o m p a n i e s -C o m m o n S t o ck A Di vi den d K T38 . Po r l New O r l ean s LA B o n d-C M R FA C O I D B Interes t L TA M B A C B o n d39 . Lo ui s i an a PUB FA C S A uth R V B o n d-B R A Interes t K TW T R A M T B o n d40 . Jefferson Parish LA HME Mtg AFMRV C Interes t R e d e e m e dB o n d - SE R A B o n d41 . Galveston Tex Indpt School Dist Bond-PSF B Interes t K TGTD OIK Bond42 . Un i ver s i t y T ex Per m Un i v B o n d B Interes t M T

0 8 / 0 2 / 1 0

Se e Se ct . V I I I A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.Se e Se ct . V I l l A.Se e Se ct . V I I I A.

4 3. Tex as W om an s U ni v Rev Fing Sys Bond- 1 3 Interes t KR E V O I D F S A44 . Lo we r C o l o r a do R i ver A ut h B o n d-R EV R F B Interes t KOID AM BAC45 . Er n es t N. M o r i a l -New O r l ean s LA E x h SR C Interes t LSub B o n d46 . T ex a s S t Un i v Sy s F i n g R ev R f FSA B o n d A Interes t L

T

TT

T

Se e Se ct . V I I I A.

See Sec t . VI I I A .Se e Se ct . V I I I A.Se e Se ct . V I l l A.

47 . Houston TX In dpt Sch Dist FSA Bond C Interes t L See Sect . Vl l l A.48 . Tarrant Co Tex Hfd Crp Hsp Rev Baylor Rf A Interes t KO i d B o n d49 , Fr i sco T ex C T FS O b l i g LT B o n d B ]n lerest K

TT

Se e Se ct . V I I I A.Se e Se ct . V I I I A.

5 0 . C a n a di an R i v M un W t r A t T ex R ev A Interes t KConjunctive Am bac 13ond51 . Louisiana ST Transn Auth Tol l Rev Bond- B Inte rest KSR A B o n d

TT

See Sect, VIII A.Se e Se ct . V I I I A.

I. Income Gain Codes: A = $1,000 or le ss B = $ 1,001 - $ 2,5 00 C = $ 2 .5 01 - $ 5 .000( Se e C glu m ns B I an d D 4 ) F -$ 50 .0 01 - $ 10 0.0 00 G =$ 100.001 - $ 1.000.000 111 =$1.000.001 - $5.000.000

2. V alue C o de s J = $ 15 .000 o r les s K = $ 15 . 001 - $ 5 0 . 0(~ L =$50.001 - $1( See C o lum ns C I a nd D3 ) N = $25 0.001 - $5 03.00 0 O = $50 0.0 01 - $1 .00 ~.00 ~ PI =$1.000.001 - $5.000.0(X)

P 3 = $ 2 5 . 0 O O . 0 0 1 - $ 5 0 . 0 0 0 . 0 0 0 P4 =More than3. Value Method Codes Q = Appraisal R =Cost (Real E.sta te Only) S = A ss~ ssme m( See C o lum n C 2 ) U - I:k~k V alue V =O~hcr W =l=~imated

D =$5.001 - $15.000112 =More than $5.000.000M =$100.001 - $250.000P2 =$5.000.001 - $25.000.000T :=Cash Markel

E = $ 1 5 . 0 0 1


7/21

FINANCIAL DISCLOSURE REPOR TP a g e 7 o 1 " 2 1

N a m e o f P e r s o n R e p o r t i n gSTAGG, T O M

D a t e o f R e p o r t05/05/2011

V I I . IN V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those ofsp ...... d dep enden t ch ildren seepp . 34-60 o f f i l lng ins truc tions . )N O N E (No reportable income, assets, or transactions.)

D esc r i p t i on o f A sse t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) repor t i ng per i od[ (I) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

V alue V alueC o d e 2 M e t h o d( J -P ) C o d e 3(Q-w)

(t)T y p e ( e . g ..

b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t io n s d u d n g r e p o r t in g p e r i o d(2) (3) (4) (5 )

D a t e Value Gain I d e n t i t y o fmm/dd/yy Co de 2 C o d e I buyer/seller

( J - P ) (A-It) ( i f p r i v a t et r a n s a c t i o n )

52 . Lo wer C o l o r ado R i ver A T T EX T i n s C o n t r B Interes t KLC RA OID B o n d53 . No r t h T ex M wd Wa t er T r an s FC S R V B Interes t KB o n d - T E R R E L L54 . C o l o r a do Wa t er R es-Pwr Dev Ser D O I D B Interes t K

FSA B o n d55 . D a ll as T X C V C C T R C N V C M P L X R V & B Interes t MRF old AG C Bond56. M i dwa y T ex I n dpt Sch D i s t R fPs fG t d O i d B Interes t KB o n d57 . C o l o r a do Edl -C ul tr l FC S Ser B O I D FG I C A Interes t KB o n d58 . East Baton Rouge , La Se w Com mn R v A Rf B Interes t KO I D FG I C B o n d59 . Katy Tex Indpt Sch Dist Ser A PsfGtd OID B Interes t KB o n d60. Ho us t o n T ex I n d pt Sch Di s t Lt Se t B R f Ps f B Interes t LGt d Bond61. Sa n A n t o n io T X M un Dr a i n Ut l Sy s B o n d C Interes t L

TTTTTTTTT

T

Se e Se ct . V I I I A.See Sect . Vl l l A.Se e Se ct . V I I I A.S e e Se ct . V I I I A.Se e Se ct . V I l l A.S e e Sect. VIII A.S e e Se ct . V I I I A.S e e Se ct . V I I I A.S e e Sect . Vl l l A.

Se e Se ct . V I I I A.62. Louisiana Unv-Agric Clg Brd Rv Aux OID B Interes t KFsa B o n d63. New O r l ean s LA D r a in Sy s Lt B o n d B Interes t K

TT

Sec Sect . Vl l l A.S e e Se ct . V I I I A.

64. Austin TX Uti l i ty Sys Rev Comb Bond A Interes t Redeemed 08/09/10 J See Sect . Vl l l A.65. F ulto n C o un try Ge o rgia Auth Spl F acs R e v N on e JBond66. Li v i n gs t o n Pa r i sh LA WWK R V B o n d-O I D C Interes t KA M B A C E B D67. Ho us t o n T X C mt C I g Sy s PFC R V P UB C B Interes t K

B o n d68 . J ef fe r so n Pa r ish LA Hsp Svc B o n d-NO 1 B Interes t KWE ST A O lD FSA

TTTT

S e e Sect . Vl l l A.S e e Sect. VIII A.S e e Sect. VIII A.S e e Se ct . V I I I A.

I. Income Gain Codes: A =$1.000 or less B -$1,001 - $2 .500 C =$2.501 - $5.000 D =$5.001 - $15.000( See C o lum ns B I a nd D4 ) F = $5 0.001 - $ 100.000 G = $100.001 - $1 .000.000 III = $ 1.000.001 - $ 5 .000,000 112 =More than $5.000.000

2. Value Codes J = $ 15 .000 or les s K = $15 .001 - $ 50 .000 L =$50.001 - $100.000 M =$100.001 - $250.0~( See C o lum ns C I a nd D3 ) N =$ 25 0.001 - $ 500.000 O =$5 00.001 - $1 .000.000 P I = $ 1. 00 0 .0 0 1 - $ 5 .0 0 0. 00 0 P 2 = $ 5. 0~ 0 .0 0 1 - $ 25 .0 00 .0 0 0P3 =$25.000.001 - $50.000.000 P4 =More lhan $50.000.0003. Value Method Codes Q =Appraisal R =Co st (Real Estate Only) S =Assessment T =Cash Markc!I Sc e C o lum n C 2 ) U =Book Value V = O~ he r W = Estim ated

E $ 1 5 . 0 0 1 - $ 5 0 . 0 0 0


8/21

F I N A N C IA L D I S C L O SU R E R E P O R TPa ge 8 of 21

N a m e o f P e r so n R e p o r t in gSTAGG, TON!

D a t e o f R e p o r t05105/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i ncome , v a l u e , t r a n s a c t i o n s ( I n c l u d e s t h o s e o f s p o u s e and dependent chi ldren; seepp. 34-60 of f i ling instructions.)~-] NONE (No reportable income, assets, or transactions.)

D esc r i p t i on o f A sse t s I n c o m e d u r i n g( inclu d ing Ix u s t as s e ts ) repor t i ng per i odI (i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I div., real,, A - H ) o r i n t . )

G r o s s v a l u e a t en do f r e p o r t i n g p e r i o d(I) (2)

V alue V alueC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d(I) (2) (3) (4) (5 )

T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fbuy, sell, m m / d d / ) , y Co de 2 C od e I buy er/se lle r


69. C o l o r a do ST C T FS Pa r tn UC DHSC Ser B B Interes t LO l D M B I A B o n d70 . C l eb ur n e T X Wa t er wo r k s B o n d-O I D FSA C Interes t K

TT

See Sect . Vl l l A.Se e Se ct . V I I I A.

71 . Houston TX Indpt Sch Dist Bond-LT A RF A Interes tOI D72 . Lo ui s i an a S t Ser A FG I C B o n d M b i a R e Se t B Interes tA

73 . A sc en s io n Pa r i sh LA B o n d Dt O i d M b i a C Interes tE bd74 . D al las " IX W a|e rw orks Bond RfOid Fsa C Interes t

R e d e e m e d 06/24/10 J See Sect. VII! A.R e d e e m e d 11/15/10 K Se e Se ct . V I I I A.R e d e e m e d 03/01 /10 L Se e Se ct . V I I I A.R e d e e m e d 0 8 / 1 3 / 1 0 K Se e Se ct . V I I I A.

75 . Fo r t Lewi s C l g B r d T r us tee En t B -I O I D B Interes t K TFgic Bond76. A l di n e T ex I n dpt Sc h Di s t Sc h B l dg-R mk t B Interes t L TGuar Bond77 . Louisiana Pub Facs Auth Ho sp Rev Ser C D Interes t M TO i d B o n d78 . Louisiana Pub Facs Auth Orginal UniUTo tal D Interes t M TC o s t 1 0 0 .7 25 0 B o a79 . Louisiana Pub Facs Auth Rev Christus A Rf B Interes t K TO id Bond80 . La Po r t e T ex I n dpt Sch D i s t Sch o o l h o use B Interes t K TO i d Eb d B o n d81 . Wa c o T ex a s C T FS O B LI G O I D Lt Sy n gi B Interes t K TB o n d82 . Lo ui sa n a S t Se t A O I D FG I C P R FI 0 B o n d C Interes t L T

Se e Se ct . V I I I A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.

Se e Se ct . V I I I A.Se e Se ct . V I I I A.Se e Se ct V I I I A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.

83 . O r l ean s Pa r i sh LA B o n d-SD O I D FG I C -5 % B Interes tB o n d84 . Dallas TX Area Rapid Bon d-OID AMBAC B Interes t

B o n d85 . Da l l as T x W t r wk s & Swr Sy s R e v R fO I D B Interes tA mb a c B o n d

LK

R e d e e m e dT

T

09/01/10 M Se e Se ct . V I l l A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.

I . In co m e G ain C o de s: A = $ 1.000 o r le ss B = $ 1,001 - $ 2,5 00 C = $ 2.5 01 - $5 .000 D = $5 .001 - $15.000(See Columns BI and 134) F =$5 0.001 - $ 100,000 G = $100.001 - $1 .000.000 III =$ 1.000.001 - $ 5 .000.000 112 =More lhaa $ 5.000.000

2 . V alue C o de s J = $ 15 ,000 o r les s K = $ 15 ,001 . $ 5 0 .000 L =$5 0,001 . $ 100.000 M =$ 100.001 - $ 250.000( See C o lum ns C I a nd D3 ) N =$250.001 - $500,000 O =$500.001 - $1.000,00~ PI =$1.000.(~1 - $5.000.000 P2 =$5.000.001 - $25,000.000

P3 =$25.000.001 - $50.000.000 P4 =More lhan $50,000.0903. Value Method Codes Q = Appraisal R =Co st (Real Estate Only) S :Asscssm,nt T Gas h Marke t(S ~ e C o l u mn C 2I U = 1 3 ~ o k V a l u e V =O~her W Es t imalcd

E =$ I 5 ,001 - $50.000


9/21

FINANCIAL DISCLOSURE REPO RTPage 9 of 21

I Name of Person ReportingSTAGG, T O M

Dale of Reporl05/05/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 3 4-60 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)

D e s cr iptio n o f A s se ts I n co m e d ur in g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p ~ r i o d~ (i) ( 2 )

Place "(X)" after each asset I A m o u n t T y p ~ ( e . g .,e x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d i v . , r e n t ,(A- t l ) or in t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(0 (2)Value ValueC o d e 2 M e t h o d

( J -P ) C o d e 3

T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d(I ) (2) (3) (4) (5 )

T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fbuy, se ll, m m /dd/yy Co de 2 C od e I buyer!se ller


8 6. Sa n A n t o n i o T X El ec G a s B o n d R fO i d Et m B Inte rest87 . Pi a n o T ex Lt O id 4 .25 % B o n d A Inte rest8 8. B ex a r T X M et Wa t er Dept B o n d R v O l d B Interes t

A mb a c8 9. Pf l uger v il l e T ex I n dpt Sc h Di s t Sc h P s fG t d B Interes tB o n d90 . T ex a s S t T r a n sn Ser A O l D Fgi c B o n d B Inte rest91 . Sa n A n t o n i o T X R i ver A ut h B o n d R fO i d A Interes tMbia92 . A usti n T X C m n t y C o l l ege Di s t B o n d B Inte rest93 . Louisiana St Office FACS Bond Corp Lse B Interes tR ev94 . For t W o r th Te x lnd pt Sch D is t PsfGtd B o n d B Interes t

95 . M o n r o e LA Sc h o o l B r d B o n d O i d A mb a c B Interes t96. A ust in T X E l ec Ut i l Sy s B o n d R fO i d Fsa C Interes t97 . Lo ui s i an a LC L G o vt En v B o n d R v C a p C Interes tA mb a c98 . Pi a n o TX B o n d( R FD G & I M PR O V) B o n d B Inte rest9 9 . M e K i n n e y T e x I n d p t S ch B o n d P s f G t d O l d B Interes t100 . N e w Or le ans LA Bond Oid Fgic Bond B Interes t1 0 1 . C o m mer c e C i t y C o l o C T FS Pa r r t n A mb a c B Inte restBond1 0 2 . O r l ea n s Pa r ish LA Sc h B o n d-Set 9 5 O i d C Interes tFgic

KKK

LK

JKKL

L

L

L

L

L

L

T Se e Se ct . V I I I A.T Se e Se ct . V I l l A.T R ed ee me d 05 /03 /1 0 J Se e Se ct . V I I I A.(part)T Se e Se ct . V I I I A.T Se e Se ct . V I I I A.T Se e Se ct . V I I I A.T Se e Se ct . V I I I A.T See Sec t . VI I I A .T Se e Se ct . V I I I A.

T Se e Se ct . V I I I A.R e d e e m e d 11/15/10 L See Sec t . VI I I A .

T See Sec t . VI I I A .T Se e Se ct . V I I I A.T Se e Se ct . V I I I A.T See Sec t . VI I I A .T Se e Se ct . V I I I A.

R e d e e m e d 09/01/10 L See Sect . Vl l l A.

I. In co m e Gain Co de s : A -$ 1 .000 o r le ss B $1 ,0 0 1 - $2 .50 0 C = $ 2 .5 01 - $5 .0~ 0 D = $5 .001 - $ 15 .000(See Columns B I and D4 ) F - $ 50.0~ I - $ 100,000 G ~ $100.001 - $ 1.000 ,000 I 1 1 = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 ( lO . 0 0 0 112 =M ore than $5.000.000

2. Value Codes J =$15.000 or h :ss K =$15.001 - $50.000 L = $50.001 - $100.000 M = $ 100.001 - $25 0.000( See C o lum ns C I a nd D3 ) N -$ 250.001 - $ 500.0~ 0 O -$ 5 00.001 - $ 1 .0~ 0.0 00 PI =$1,000.001 - $5,000.000 P2 =$5.000.001 - $25.000.000

P3 ~$25 .0~9.0~1 - $ .50.090.000 P4 =More t~an3. Value Method Codes Q =Appraisal R ~?osl IRcal Eslawc Only) S =Asscssm~m! T =C a s h M a r k~(Scc Column C2~ U =Book Value V = O~ b e t W -Esxirnatcd

E -$15,001 - $50.000


10/21


N a m e o f P e r s o n R e p o r t i n gS T A G G , T O M

D a t e o f R e p o r t05/05/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of sponse and dependent children; seepl~ 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D esc r i p t i on o f A sse t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d! (I) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t I A m ou n t T y p (e .g . ,e x e m p t f r o m p r i o r d i s c l o s u r e I C o d e I d i v . , i ~ n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n dof r e p o r t i n g p e r i o d(1) (2)Value Value

C o d e 2 M e t h o d( J - P ) C o d e 3

(1 )T y p e (e.g. ,b uy , se l l ,r e d e m p t i o n )

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d(2) ( 3 ) (4) (5)

D a t e Value Gain Identity o fm n d d d / y y Co de 2 C o d e I buyer/seller

( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

1 0 3 . Pe ar land Te x CTFS Obl ig Bond L t Old B Interes tA mb a c104 . Jud son TX Ind pt Sch D is t Bond Pr f l2 B Interes t

LL

TT

Se e Se ct . V I I I A.Se e Se ct . V I I I A.

105 . Sain t Char le s Par i sh LA Bond Fgic B Interes t L T See Sect. VII! A.106. Aus t in T X Elec Ut i l Sys Bond R fFsa P rfl0 B In le rest Redeemed 11/15/10 L Se e Se ct . V I I I A.1 0 7 . P l a n o T e x In d p t S c h Di s t S e r A O i d - 5 % A Interest LBond1 0 8 . S p r i n g TX I n d p t S c h B o n d P s f Gt d Ol d C Interest LB o n d1 0 9 . S u n n y v a l e T e x S c h D i s t S c h B l d g S c h P s f D Interest LG t d B o n d1 1 0 . Ho u s t o n T e x A re a W t r C rp B o n d Ne O i d C Interest LFgic1 1 1 . N a t ch i t o c h e s P a r is h L A B o n d C o n s S d # 7 B Interest K

T

T

T

T

T

See Sect . Vl l l A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.See Sect. VIII A.See Sect. VIII A.

1 1 2 . Harr is Co-Houston TX Bond-At Rev Sr A C Interes t LRf1 1 3 . Monroe LA S a l e s & U s e Bond-Rev Fgic B Interes t LMbia A Old1 1 4 . Harr is Co-Houston Tex Sports At Rev A B Interes t LOI D Mbia Bond1 1 5 . Lafayet te LA Pub Tr Bond-Fing Auth Rev B Interes t LSlcc1 1 6 . Cypress-Fairbanks Tex Indpt Sd RF PsfGtd B Interes t LBondI 17 . D e n ton Co Te x Fre sh W tr D t#006 RfOID B Interes t KFgi c B o n dI 18. Tyler Tex Indpt Sch Dist Sch Bldg Old B Interes t L

B o n d1 1 9 . N o r t h w e s t T e x I n d p t S c h B o n d R f o i d P r f l 3 B Interes t L

TT

T

T

T

T

T

T

Se e Se ct . V I I I A.Se e Se ct . V I I I A.See Sect. VIII A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.See Sect . Vl l l A.Se e Se ct . V I I I A.Se e Se ct . V I I i A.

I . In co m e Gain C o de s: A =$ 1.000 or less B = $ 1,001 - $ 2 ,5 00 C = $ 2.5 01 - $5 ,000 D = $5 .001 - $15 .000(SeeColumns B I a n d D 4 ) F = $ 5 0 . 0 0 1 - $ I00 .0DO O =$1D0.00I - $1,000.000 III =$l ,000.O01 - $5.000.000 112 =More lhan $5,009,000

2. Value Codc~ J -$15.000 or less K = $15 .001 - $ 50 .000 L = $5 0.001 - $ 100.000 M =$100.001 - $250,000| Scc C o lum ns C I a nd D3 ) N =$250.001 - $500,000 O = $5 00 .0 01 - $ 1,0 00 .0 0~ P I = $1 .0 00 .0 01 - $ 5.0 00 ,0 00 P2 =$5.000.001 - $25,0~0.000

P3 =$25,000.001 - $50.000.0~0 P4 =More than $50.000.0003. V alue Me th o d C o de s Q = Appraisal R --Cost (Rcal Estate Only) S =Assc~smcn/ T =C~sh Markel[Scc Column C 21 U =Book Value V =O~her W =Eslimated

E = $ 1 5 . 0 0 1 - $ 5 0 ,0 0 0


11/21

F I N A N C I A L D I SC L O S U R E R E P O R TPage 11 o f 21

N a m e o f P e rs o n ReportingSTAGG, TOM

D a t e o f R e p o r t05/05/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m o , v a l u e , = u . ~ a . l o n ~ t t . c l~ d ~ , h o . o f s p o u s e a . d d e p e n d e n t c h i ld r e n ; s e e p p . 3 4 - 6 0 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)

D e scr ipt io n o f A s se ts I n co m e d ur in g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,

exempt from prior disclosure Code l d iv . , r e n t ,( A - H ) or i n t . )

G ross va l ue a t endof r e p or t ing p e r iodO) (2)


( J - P ) C o d e 3( Q -W )

O)T y p e (e.g. ,b uy , se l l ,


T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4) (5 )

D a t e Value Gain I d e n t i t y o fm m / d d ~ C ode 2 C od e I buyer/seller( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

1 2 0 . M o n r o e L A S a l e s & U s e B o n d - R e v Fg i c- B Interest KM b i a Ol d1 2 1 . J e f f e r s o n P a r is h L A B o n d - W k P u b Im p t R e v C Interest LOi d M b i a1 2 2 . C e d a r H i l l T e x L t Ol d Fs a B o n d B Interest L

T

T

T

Se e Se ct . V I I I A.See Sect . VII I A .Se e Se ct . V I I I A.

1 2 3 . N e w Or l e a n s L A P u b I mp t B o n d - L t M b i a B Interest L5 %

1 2 4 . L a f a y e tt e L A P u b Im p B o n d - S a le s s T a x P u b B Interest LO id1 2 5 . Al e xa n d r i a L A U t i l it i e s R e f R FD G & C o n s t i B In te res t K

O l D B o n d1 2 6 . Dallas TX Area Rapid Trans Tax SR RF B Interest KB o n d1 2 7 . L A P u b F a c s A u t h H o s p R e v R f O i d B o n d s C Interest L

TTTT BuyT B uy

01/19 /100 8 / 0 9 / 1 0

LM

See Sect. VIII A.Se e Se ct . V I I I A.See Sect. VIII A.See Sect . VII I A .See Sect . Vl l l A.

1 2 8 . C a mden C n t y G A Pub Svc A uth R ev S t A Interes t K T B uy 10/04110Marys Rf bonds1 2 9 . TX ST Transn Comm-Mobil i ty Fd Oid B Interes t K T B uy 07/21/10b o n d s1 3 0 . A sso c . C mmr G A Lsg Pg C o p C o b b C n t y B Interes t K T Buy 10/04/10b o n ds1 3 1 . Woodlands Twp Tex SIs-ht lTax Rf Oid B Interes t K T Buy ; 10/04/10b o n ds1 3 2 . Denton TX C t fs Obl ig L t Old Bonds B Interes t K T B uy 07/01/10

L

LLLL

Se e Se ct . V I I i A.

Se e Se ct V I l l A.Se e Se ct . V I I I A.Se e Se s t . V I I I A.See Sect. VII! A.

1 3 3 . Amg e n , I n c . -C o m mo n S t o c k N o n e K T See Sect . Vl l l A.134 . AT& T Inc- Common Stock135 . Al t r ia Group Inc Com mon Stock

AA

Di vi den dDi v i den d

KK

TT

Buy 01/27/10 J(addl)Buy 09/23/10 K

See Sect. VIII A.Se e Se ct . V I I I A.

1 3 6. B P P L C S p o n Ad r C o mm o n S t o c k N o n e K B uy 05/11/10 J See Sect. VIII A.

I. Income Gain Codes:( See C o lum ns B I a nd D4 )

2 . Value Codes( S ~ c Columns CI an d

3 . Value Method Codes( S e e C o h m m C 2 )

A -$1.00~ or lessF =$50.001 - $100,000J = S I 5 . 0 ~ 0 o r l e s sN =$250.001 - $500.000P3 =$25.009.001 - $50.0~0.000Q =AppraisalU =Book Value

B =$1,001 - $2.500G =$100,001 - $1,000,000K - I I 5 .0 0 1 - 1 50 .0 0 0O $50 0 .0 0 1 - $ l . 0 0 0 .0 0 0R -~)os! (Real Estate Only)V

C =$2.501 - $5.0~I l l = $ 1 .0 ~ 0 .0 0 1 - $ 5 .0 0 0 .0 0 0L =$50.001 - SI00.0~P l = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 . 0 0 0P 4 = M o r e t h an $ 5 0 . 0 0 0 . 0 0 0S = A s s c s s I D e n !W = E s t i m a t e d

D =$5.0~1 - $15.0001 1 2 =More than $ 5 . 0 0 0 , 0 0 0M =$100.001 - $250.0~0P2 =$5.000.001 - $25.000.0~0T =( ?~h M a r ke t

E = $ 15 , 001- $ 5 0 . 000


12/21

F I N A N C I A L D IS C L O S U R E R E P O R TPage 12 o f 21

N a m e of Person Report ingS T A G G , T O M

Date of Report05/05/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those ofsponse and dependent children; seepp. 34-60 of filing instruction&)N O N E (No reportable income, assets, or transactions.)

A. B. C. D .D e s c r i p t io n o f A s s e ts Income during G r o s s v a l u e a t e n d T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d0) (2) (1) (2) (1 ) (2) (3)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T yp e ( e . g . , V alue V alue T y p e ( e . g . , D a t e Value

e x e m p t f r o m p r i o r d i s c l o su r e [ C o d e I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l , m m / d dh fy C o d e 2i (A-H) or i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) (J- P)! ( Q - w )

1 3 7 . N o n e B u y 0 7 1 0 2 1 1 0 J( a d d l )1 3 8 . Ge n e ra l M i l l s Co mmo n S to ck A Di v i d e n d K T B u y 0 9 1 2 3 1 1 0 K1 3 9 . H e w l e t t P a ck a r d C o C o m m o n S t o c k A D iv id e nd K T B uy 08/10 /10 K1 4 0 . M e r ck a n d C o I n e s h s C o m m o n S t o k e A D iv id e nd K T Buy 09/15 /10 K1 4 1 . P r o g re s s E n e r g y C o m m o n S t o c k A D iv id e nd K T B uy 09/23/10 K142 . U ni t e d Te chs Corp Common Stock B D iv id e nd L T Bu y 09/2 3 /10 L1 4 3 . V e r i z o n C o m m u n ic at i o n s C o m m o n S t o c k A D iv id e nd K T Bu y 09/15 /10 K1 4 4 . B H P B i l li t o n , L t d . -C o m m o n S t o ck A D iv id e nd M T1 4 5 . C h e v r o n C o r p . -C o m m o n S t o ck B Di vi den d K T

146 . Ce n te rpo in t Ene rgy Inc- Common Stock A D iv id e nd K T147 . ConocoPh i l l ips- Common Stock D D iv id e nd M T So ld 09 /2 2 /1 0 K(part)148. Cate rp i l la r Inc D e l -Com mo n Stock A D iv id e nd K T Bu y 01/2 7 /10 K(addl)149 . Che sape ake Ene rgy Okla- Common Stock A D iv id e nd Sold 09/22/10 K150 . Ch ipo t l e Me xican Gr i l l - Common Stock N o n e K T1 5 1 . C o s t c o W h o l e s al e C o r p -C o m m o n S t o ck A D iv id e nd K T1 5 2 . C i s c o S y s t e m s I n c . -C o m m o n S t o ck N o n e K T So ld 09 /2 2 /10 J

(part)1 5 3 . C o c a C o l a -C o m m o n S t o c k A Di vi den d K T

(4 )GainC o d e I(A-H)

I d e n t i t y o fb u y e r / s e l l e r( i f p r i v a t et r a n s a c t i o n )

Se e Se ct . V I I I A.Se e Se ct , V I I I A.See Sect. VIII A.See Sect . Vl l l A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.See Sect. VIII ASee Sect. VIII A.

See Sect. VIII A.Se e Se ct . V I I I A.See Sect . VI l l A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.See Sect. VIII A.See Sect . Vl l l A.

I. Incolne Gain Codes: A $ 1.000 or le s s B = $ 1,001 . $ 2 ,5 00 C = $ 2 ,5 01 . $ 5 ,000 D = $ 5 .001 , $15 ,000( See C o lum ns B I a nd D4 ) F =$ 50.001 - $100,000 G = $100.001 - $ 1.000.000 | 11 =$ 1 .0 0 0. 00 1 - $ 5 .0 0 0. 00 0 1 12 =M or e l han $5 .0 0 0. 00 0

2. Value Cod,.~ J =$15,000 or I t , s K = $15 .001 - $ 5 0.000 L = $5 0.001 - $ 100.000 M =$100.001 . $250.000I Sc e C o lum ns C I a nd D3 I N $250 .0 0 1 -$50 0 .0 0 ) O =$500.001 - $1.00O.0~O PI = $ 1. 000.001 - $5-000.000 P2 =$5-000.001 "$25.000.000

P3 =$25.000.001 - $50.000.000 P4 =More than $50.00~.0~03. V alue M eth o d C o de s Q = Appraisal R =Cost (Real Estate Only) S = A sse ssme n t T = C~ h Marke t

( See C o lum n C 2 ) U = B o o k V a l ue V =Other W = Es t i ma te d

E = $ 1 5 . 0 0 1 - $ 5 0 , 0 ~ 0


13/21

F I N A N C IA L D I S C L O S U R E R E P O R TPage 13 o f 21

N a m e o f P e rs o n ReportingS T A G G , T O M

Dale of Repor t05/05/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, vatue, ~o~ ae,io~ a.ct~d~ ,hose oI~p . . . . .. d dependent children; s e e p p . 3 4 - 6 0 of f i l ing instructions.)N ON E ( N o r e por t ab l e i n com e , a s s e t s , o r t r an s a c t ion s . )

A. B. C. D.Description of Assets Incom e durin g Gro ss value at end Transactions during reporting period(including trust assets) ~ * p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (I ) (2) (3) (4)Place "(X)" after each asset A m o u n t T y p e ( e . g . , V alue V alue T y p e ( e . g ., D a t e Value Gain

exempt from prior disclosure C o d e 1 d i v . , r e n t , Code 2 M e th o d buy, sell, m m / d d ~ y Code 2 C o d e I(A-H) o r i n t . ) ( J - P )Code(Q.W)3

r e d e m p t i o n ) ( J - P ) ( A - I I )

A5 4 . C S X C o r p .- C o m m o n S t o ck Di vi den d K T1 5 5 . D e l ta Ai r L ine s Inc- Comm on Stock N o n e J T Bu y 1 2 1 2 8 / 1 0 J(addl)1 5 6 . D ynegy , Inc . N ew 111 -Comm on S t ock N o n e Sold 09/15/10 J1 5 7 . Duk e En er gy C o r p. -C o mmo n S t o c k B D iv id e nd K T1 5 8 . E M C C o r po r at i o n -C o mmo n S t o ck A D iv id e nd Sold 0 9 / 1 5 / 1 0 K1 5 9 . E x x o n M o b i l C o r p. - C o m m o n S t o ck B Di vi den d L T1 6 0 . El Pa so C o r po r a t i o n - -C o m mo n S t o c k A D ivid e n d So ld 09/15/10 K1 6 1 . Encana- Common Stock A Di vi den d K T1 6 2 . Ce nov us Ene rgy Inc- Comm on Slock- spin A Dividend Sold 09/15/10 Joff f rom Encana1 6 3 . E m e r s o n E l e c t r ic C o . - C o m m o n S t o ck B D iv id e nd K T16 4 . Fe r re l lgas Par tne r s U LP- Common Stock B Di vi den d J T16 5 . Fi r s t e ne rgy Corp- Common Stock A D iv id e nd J T1 6 6 . Freeport-Mcmran Cpr & GId-Common N o n e J TStock16 7 . Good r ich Pe t ro le um N e w - Common Stock N o n e Sold 0 9 / 1 5 / 1 0 J16 8. TransOce an Inc -Com mo n Stock N o n e K T16 9 . Ge ne ra l E le c t r ic - Common Stock C Di vi den d K T170 . Google Inc CI A- Common Stock N o n e So ld 0 9 /2 2 /1 0 L

(5 )I d e n l i t y o fb u y e r / s e l l e r( i f p r i v a t et r a n s a c t i o n )

See Sect. VIII A.Se e Se ct . V I I I A.See Sect. VIII A.See Sect. VIII A.Se e Se ct . V I I I A.See Sect. VIII A.See Sec t . V III A.See Sect . Vl l l A.See Sect. VIII A.

See Sect. VIII A.See Sect. VIII A.See Sect. VIII A.See Sect . Vl l l A.Se e Se ct . V I I I A.See Sect. VIII A.See Sect . Vl l l A.See Sect. VIII A.

I . Income Gain Codes : A = $1,000 o r less B = $ 1,001 - $ 2 .5 00 C = $ 2 ,5 01 . $ 5 ,000 D -$5.001 - $15.000( See C o lum ns B I a nd D4 ) F =$50,001 - $10O.000 G =$100,001 - $1.000.0~0 tll =$1.000.001 - $5,0~),000 |12 -More than $5.000.000

2. Value Codc~ J = $ 15 .000 o r le ss K = $ 15 ,001 - $ 50 .000 L = $ 5 0 , 0 0 1 - $ 1 0 0 . 1 ~ 3 0 F.I -$100.001 - $250.000( S~e C o lum ns C I a nd D3 ) N =$250.001 - $500.000 O = $5 00 .0 01 - $ 1.0 00 .0 ~0 P I = $1 ,0 00 .0 01 - $ 5,0 00 ,0 00 P2 =$5.000.1)01 - $25,000.000P3 =$25.000,001 - $50,090,0


14/21

F I N A N C IA L D I S C L O S U R E R E P O R TPage 14 o f 21

N a m e of Person Report ingS T A G G , T O M


N O N E (No reportable income, assets, or transactions.)A. B. C. D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t io n s d u r i n g r e p o r l i n g p e r i o d( i n c lu d i n g t r u s t a s s e ~ ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I ) (2 ) (I) (2) (I ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t I A m o u n t Ty~ (e.g., Value Value T ~ , V e ( e . g ., D a t e Value G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i sc l o s u r e ~ C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m / d d ~ C o d e 2 C o d e I b u y e r / s e l l e ri ( A - H ) o r i n t . ) ( J - P ) C od e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t ei ( Q -W ) t r a n s a c t i o n )

171 . H e al th Care Se le c t SPD R- Common Stock A Di vi den d K T Se e Se ct . V I I I A.1 7 2 . H e l ix Ene rgy So lu tions- Comm on Stock N o n e Sold 0 9 / 22 / 1 0 J Se e Se ct . V I I I A.1 7 3 . Ho n e y wel l I n t l , I n c . -C o m mo n S t o c k A Di vi den d K T Se e Se ct . V I I I A.1 7 4 . Ishares MSCI Japan -Common Stock ,~ Di vi den d J T Se e Se ct . V I I I A.175. J PM o r ga n C h a se & C o . -C o mm o n S t o c k A Di vi den d K T See Sect. VIII A.176. J o h n so n a n d J o h n so n - C o mmo n S t o c k C Di vi den d M T Se e Se ct . V I I I A.1 7 7 . Kimbe r ly Clark- Common Stock B Di vi den d K T Se e Se ct . V I I I A.1 7 8 . M a n i t o wo c C o . , I n c. Wi s . -C o mm o n S t o c k A D iv id e nd So ld 0 5 /1 5 /1 0 J Se e Se ct . V I I I A.1 7 9 . M i c ro so f t C o r p. -C o mm o n S t o c k A Di vi den d K T Se e Se ct . V I I I A.

1 8 0 . No b l e C o r po r at i o n -C o mm o n S t o c k A Di vi den d K T Se e Se ct . V I I I A.1 8 1 . O r a cl e C o r p. $ 0 .0 1 -C o m mo n S t o ck A Di vi den d L T Se e Se ct . V I I I A.1 8 2 . Pea b o dy En er gy C o r p.-C o mmo n S t o c k A Di vi den d J T Se e Se ct . V I I I A.1 8 3 . Pl um C r eek T i mb er C o . -C o mmo n S t o c k B Di vi den d K T Se e Se ct . V I I I A.1 8 4 . P e t r o h a w k E n e r g y C o r p - C o m m o n Stock N o n e So ld 0 9 / 22 / 1 0 J See Sect . VI l l A.1 8 5 . Procte r & Gamble Co- Common Stock A Di vi den d K T Se e Se ct . V I I I A.1 8 6 . R o y a l Dut ch Pe t NY -C o mm o n S t o c k C Di vi den d L T See Sect. VIII A.187. Schlumbe rge r LTD - Com mo n Stock A Di vi den d L T See Sect. VII! A.

I . Income Gain Codes : A =$1.000 or less B = $ 1, 001 . $ 2 . 5 00 C = $ 2 .501 - $5 .000 D = $ 5.001 - $15.000( See Columns B I and IM ) F = $ 5 0 . 0 0 1 . $ 1 0 0 . 0 0 0 G = $ 1 00 .0 01 - $ 1.0 00 .0 00 I I I = $ 1 .0 00 .0 01 - $ 5.0 00 .0 00 1 1 2 = M o r e t ha n $ 5 . 0 0 0 . ~ 0 0

2. Value Codes J = $ 15 .000 o less K =$ 15 .001 - $ 50 .000 L =$50.001 - $100.0~O M =$100.001 - $250.000{ s ee C o lum r m C I a nd D3 } N = $ 250.001 - $ 500.000 O = $ 5 00.001 - $ 1.000.000 P I = $ 1.000.001 - $ 5 .000.000 P2 = $ 5.000.001 - $25,000.000P 3 = $ 25.000.001 - $ 50,000.000 P 4 -M o re th an $ 5 0.000.0003. Value Method Codes Q =Appraisal R =os l (Real Es tate Only) S -Asscssmertt T =C a s h M a r kd(See Column C2I U = B o o k V a l ue V = O t h e r W E s x i m a te d

E =$15,001 - $50.000


15/21

F I N A N C IA L D I S C L O S U R E R E P O R TPage 15 of 21

, N a m e o f P e r s o n R e p o r t i n gSTAGG, TONI

D a t e o f R e p o r t05/05/201 I

N O N E (No reportable income, assets, or transactions.)A. B. C. D .De s cr ip t ion o f A s s e ts I n c o m e dur i ng G r o s s v a l u e a t e n d T r a n s a c t i o n s dur i ng repor t i ng per i od( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

~ (i) (21 (i) (2) (1 ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , Value Value T y p e ( e . g . , D a t e Value G a i n Iden t i t y o fe x e m p t f r o m p r i o r d i sc l o s u r e C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m n d d d ~ y C o d e 2 C o d e I b u y e r / s e l l e ri (Ad D o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t ei ( Q - W ) t r a n s a c t i o n )

188. Spe ct ra Ene rgy Corp- Common Stock A Di vi den d K T Se e Se ct . V I I I A.189 . Suncor Ene rgy , Inc . N PV - Common Stock A Di vi den d So ld 01 /2 7 /10 K Se e Se ct . V I I I A.

190 . Te xas Ins t rume n t s -Com mo n Stock A Di vi den d K T Se e Se ct . V I I I A.1 9 1 . C o v i d e n L t d -C o m m o n S t o ck A Di vi den d K T Se e Se ct . V I I I A.192 . Tyco In t l L td , Be rmud a- Comm on Stock A Di vi den d J T See Sect . Vl l l A.193 . Tyco E le c t ron ics L id - Common Stock A Di vi den d J T Se e Se ct . V I I I A.194 . Transoce an , Inc . -Com mo n Stock N o n e L T See Sec t . V III A.195 . Targe t Corp . - Comm on Stock A Di vi den d K T Se e Se ct . V I I I A.1 9 6. 3 M C o mpa n y -C o m mo n S t o c k A Di vi den d K T Se e Se ct . V I I I A.

1 9 7 . T o y o t a M o t o r C o r p A dr . -C o mm o n S t o c k A Di vi den d K T See Sect . Vl l l A.1 9 8 . U n d e r A r m o u r , I n c. -C o m m o n S t o ck N o n e Sold 0 1 / 27 / 1 0 J Se e Se ct . V I I I A.1 9 9 . Wa l -M ar t De M ex i c o SA DE- C o mm o n N o n e M T See Sect . Vl l l A.Stock2 00 . Blackrock Muniv e s t Fund B Interes t K T See Sect. VIII A.2 01 . Blackrock Muniv e s t Fund B Interes t K T Se e Se ct . V I I I A.2 02 . N U V EEN lnv MT Qual Mun Fund Inc . C Interes t L T See Sect . Vl l l A.20 3 . NUV EEN I n s M O ppt y Fun d I n c. C Interes t L T See Sect. VIII A..2 04 . Blackrock Muniy ie ld Fund D Interes t M T Se e Se ct . V I I I A.

I. In com e Gain C o< le s: A = $ 1.000 or less B $ 1 . 0 0 1 - $ 2 .5 0 0 C=$2,501-$5 ,000( See C o lum ns B I a nd D4 ) F =$5 0.001 - $ 100.000 G = $ 100.001 - $1 .000,000 I I I =$ l .0 0 0 ,0 0 l - $5 ,0 0 0 .0 0 0 112 =More than $5,000.000

2. Value Codes J = $ 1 5 . 0 0 0 o r I ~ ~ s K =$15,001 - $50.000 L =$50.001 - $100.000 M =$100.001 - $250,000( Sc C o lum ns C I a nd D3 ) N =$250.001 - $ 500,000 O =$ 5 00.0OI - $ 1.000.000 PI =$1.000.1301 - $5.000,000 P2 =$5.000,001 - $25.000.000

P3 =$25.000.001 - $50,000,000 P4 = More than $50.000.0003. Value I ,tcthod Co d~ Q =Appraisal R =Cost (R eal Estate Only} S = A sse ssme n t T = C~ h Markcl(Sc Column C2) U =Book Value V - O ~ h L "r W =Estimated

E =$15.001 - $ 50,000


16/21


N a m e o f P e r s o n R e p o r t in gST A G G , T O NI

D a t e o f R e p o r t05/05/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D (No reportable assets, orONE income, transactions.)

A. B. C. D .De s cr ip t ion o f A s s e ts I n c o m e d u r i n g G r o s s v a l u e a t e n d Tra nsa c t i ons dur i ng repor l i ng per i od( in clud in g trus t asse ts ) re po r tin g pe r io d o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (I) (2) (3) (4) ( 5 )P l a c e " ( X ) " a f t e r e a c h a s s e t ~ A m o u nt T y p ~ ( e . g . , Value Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i sc l o s u r e [ C o d e I d i v . , r e n t , C od e 2 M e t h o d b u y , s e l l , mm!dd~y C o d e 2 C o d e I b u y e r / s e l l e r

i (A-H) or i n t . ) (J- P) C o d e 3 r e d e m ptio n ) (J- P) ( A - H ) (if private! ( Q - W ) t r a n s a c t i o n )

2 05 . Blackrock Muniy ie ld Ins Fund D Interes t M T Se e Se ct . V I I I A.2 06 . Blacl f fock M uniy ie ld Qual Fund C Interes t L T See Sect. VIII A.2 07 . B lackrock Inv Q ual Muni Fund D Interes t L T Se e Se ct . V I I I A.2 08. B lackrock Muni Asse t s Fund A Interes t J T Se e Se ct . V I I I A.2 09 . Blackrock MuniAsse t s Fund Ioc .Com D Interes t M T See Sect. VIII A.210. Municipal Invest Trust #3 Fund B Interes t K T See Sect. VIII A.211. Municipal Invest Trust #4 Fund B Interes t K T See Sect. VIII A.212. Municipal Invest Trust #5 Fund C Interes t L T Se e Se ct . V I I I A.2 13 . B lackrockGIobal Smal lcapFD A Fund N o n e N T Se e Se ct . V I I I A.

2 14 . BlackrockGIobal Smal lcapFD B Fund N o n e K T See Sect. VIII A.2 15 . Blackrock Global Grow th Fd Fund N o n e K T See Sect. VIII A.216. Blackrock Developing Cap Mkts Fund B Interes t L T See Sect. VIII A.2 17 . N uv e e n Lo uis iana Muni Bond F und E Interes t O T See Sect. VIII A.2 18. Se l igman Louis iana Muni Fund CI A E Interes t O T See Sect. VII! A.2 19 . Blackrock Mun Insure d Fund D Interes t N T See Sect. VIII A.2 2 0 . W C M A T a x E x e m p t F u n d E Interes t PI T See Sect. VIII A.2 2 I . W ork ing In te re s t - Robe r t s 2 6 -6 , Choctaw A Royal ty J W See Sect .VIII A.County, AL

I . lncomc Gain Codes : A = $ 1.000 or less B = $ 1,001 - $ 2 .5 00 C = $ 2 .501 - $5 ,000 D =$5.001 - $15.000( See C o lunm s B I a nd D4 ) F =$5 0.001 - $ 109.000 G =$ 100.0~ 1 - $ 1 .~ 00.000 I 11 =$ 1. 0~ 1 .0 0 1 - $ 5 .0 0 0. 0~ 0 1 12 = Mo r e t han $5 .0 ~ ). 00 ~

2. Value Codes J =$15.0~ or I . , :ss K = $ 15,0~ 1 - $5 0,00~ L = 150.001 - $ 100,000 M =110~.001 - $250.000( See C oh tm ns C I a nd D3 I N -$ 25 0. 001 - $ 5 00. 000 O -$50~.001 - $1.0(~.00~ PI -$1.000.0~1 - $5.0~0.00~ P 2 = $ 5 . 0 0 0 . 0 0 1 - $ 2 5 . 0 0 ~ . 0 O O

P3 =$25.000.001 - $50,000.000 P 4 =/,fore ~han $50.000.0003. V alue Me th o d C o des Q = Appraisal R =Cost (Real Estate Only) S =Asscssme~! T =Cash Markc~

( See C o lum n C 2 ) U = B o o k V a l ue V =Other W =Estimated

E =$15.001 - $50.000


17/21


N a m e o f P e r s o n ReportingS T A G G , T O M

Date of R e p o r t05/05/2011

V I 1 . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructlon~)N O N E (No reportable income, assets, or transactions.)

A. B. C. D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r ep o r t i n g p e r io d o f r e p o rt i n g p e r i o di! (I) (2) (I) (2) (I) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t I A m o u nt T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i sc l o s u r e i Code I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m / d d ~ C o d e 2 C o d e I b u y e r / s e l l e rJ ( A - H ) o r i n t . ) (J- P) C o d e 3 r e d e m p t i o n ) (J- P) ( A - H ) (ifprivatei ( Q - W ) t r a n s a c t i o n )

2 2 2 . W o rking In te re s t- W e sson H ogg Sand U ni t ,Ouachita County, AR2 2 3 . W ork ing In te re s t - W alke r Cre e k , Lafaye t t eCounty, AR2 2 4 . W orking In te re s t - S. L. 7712 #1, V e r m i l i o n

Parish , LA2 2 5 . W orking In te re s t - S. L, 7712 #3 , V e r m i l i o nParish , LA226. W o rking In te re s t - Gle nn # 1 , V e r m i l i o nParish , LA227. Wo r k i n g I n t e r es t -F i sh er # 1 , V er mi l i o nParish , LA228. Working lnterest-Vincent #1, VermilionParish , LA229. Working Interest-Price Heirs l-Alt ,V e rm i l ion P ar ish , LA230. W o rking In te re s t- S. L . 7712 #5 , V e rm i l ionParish , LA2 3 I. W o rking In te re s t - Be lche r , Gre gg County ,TX2 32 . Wo r k i n g I n t e r es t -W. T y l e r Sa n d Un i t , Smi t hCounty, TX233. Wo r k i n g I n t e res t -B el l wo o d La k e Un i t ,Smith County , TX2 34 . Wo r k i n g I n t e r es t -A B Smi t h / A n n M c K n i gh tWFU , Smi t h C o . , " IX2 35 . Working In terest-S. L. Stockton #1 ,C h er o k ee C o un t y , TX236. Wo r k i n g I n t e r es t -B a r r o n G a s Un i t #1 ,C h er o k ee C o un t y , TX237. Working In te res t -Stark Smi th #1 , Cherokee

County, TX2 38 . W o rking In te re s t -Stark Smi th #A-I,C h er o k ee C o un t y , TX

Royal ty K W See Sect . Vl l l A.Royalty J W Se e Se ct . V I I I A.Royalty J W See Sect. VIII A.Royal ty J W See Sect. VIII A.Royal ty J W Se e Se ct . V I I I A.Royalty J W See Sect. VIII A.Royal ty J W Se e Sec t . V I I ! A .Royalty K W See Sect. VIII A.Royal ty J W See Sect . Vl l l A.

Royal ty M W See Sect. VII! A.Royalty J W See Sect. VIII A.Royalty J W See Sect. VIII A.Royal ty J W Se e Se ct . V I I I A.Royal ty J W Se e Se ct . V I I I A.Royal ty J W See Sect. VIII A.Royal ty J W See Sect . Vl l l A.Royalty J W See Sect. VII! A.

I . Income Gain Codes : A = $ 1.000 o r less B = $ 1,001 - $ 2 .5 00 C = $ 2 .501 - $5 ,000 D = $ 5 .001 . $ 15 .000(See Columns B I and 1)4 ) F = $50,001 - $ 100,000 G =$ 100.001 - $ 1.000.000 I I I = $ 1 , 0 0 0 . 0 0 1 - $ 5 . 0 0 0 , 0 0 0 112 =More lharl $5,000,000

2. Value Codes J = $ 15 . 000 o r l e s s K =$15.001 - $50.000 L =$ 50.001 - $ 100.000 M = $100.001 - $ 25 0.000I See C o lum ns C I a nd D3 ) N =$250.001 - $500.000 O =$500,001 - $1.000.000 PI -$1,000.001 - $5.000,000 P2 =$5.0~).001 - $25,000.000

P3 =$25,000.001 - $50.000,000 P4 =More than $50,000.0~03. Value Method Codes Q =Appraisal R ~os t ( R ea l E s ta te Only) S = A s ~ s s m c n t T =Cash Mark~( See C o lum n C 2 ) U =Book Value V =Olhcr W = Es t i ma te d

E = $ 1 5 . 0 0 1 - $ 5 0 , 0 0 0


18/21

F I N A N C I A L D I S C L O S U R E R E P O R TPage 18 of 21

N a m e o f P e r s o n R e p o r t i n gS T A G G , T O N I

D a t e o f R e p o r t05/05/201 I

V I I . I N V E S T M E N T S a n d T R U S T S --income, value, t r a n s a c t i o n s ( lnc/udes those o f spouse and dependen t childre .; ~ e e W 34-60 of fil ing instructlons.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income during Gross value at end Transactions during reporting period(including trust assets) ~ - p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

i (I) (2) (I) (2) (I ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , V alue V alue T y p e ( e . g . , D a t e Value Gain I d e n t i t y o f

exempt from prior disclosure C o d e I die. , rent, Code 2 M e t ho d buy, sell, m m / d c l ~ y C ode 2 C ode I buyer/sellerI (A-H) o r i n t . ) ( J - P ) Co de 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

239. Wo r k i n g I n t e r es t-L. E . W a r n er , Ho us t o n A Royalty J W See Sect . Vl l l A.County, TX240. Royalty In terest-El izabeth Oswell 15-7, A Royalty J W Se e Se ct . V I I I A.B a l dwi n C o . , A L241. R o y a l t y I n t e r es t-Wesso n Ho gg Sa n d Un i t , A Royalty J W Se e Se ct . V I I I A.

Ouachita Co., AR242. Royalty In terest-Albemarle Corp., Columbia A Royalty J W Se e Se ct . V I I I A.Co., AR243. Royalty In terest-Thomas 3, Hosston, Caddo A Royal ty J W Se e Se ct . V I I I A.Parish , LA244. Roy alty In terest-Adel ine Sugar Fac, St . C Royalty J W Se e Se ct . V I I I A.Mary Par. , LA2 45 . R o y a l t y I n t e r es t-C o y l e W el l s , Web s t e r C Royalty J W Se e Se ct . V I I I A.Parish , LA246. Royalty In terest-Sanders D2, Webster B Royalty J W See Sect . Vl l l A.Parish , LA247. Royalty In terest-R. R. Barrow #1, Lafourche A Royalty J W Se e Se ct . V I I I A.Parish , LA248. Roy alty in terest-Nag Unit , St. Charles D Royalty K W Se e Se ct . V I I I A.Parish , LA249. Royalty In terest-R M Coyle #2, Webster B Royalty J W Se e Se ct . V I I I A.Parish , LA250. Royalty In terest-D H R ains, Caddo P arish , A Royal ty J W Se e Se ct . V I I I A.L A2 51. Royalty In terest-Overton, Adams County , A Royalty J W Se e Se ct . V I I I A.MS252. Royalty In terest-M. C. Armstrong, Adams C Royalty J W Se e Se ct . V I I I A.County, MS253. Royalty In terest-Armstrong 5 & 7, Adams A Royal ty .l W Se e Se ct . V I I I A.County, MS254. Royalty In terest-V Johnson, Adams County , A Royalty J W Se e Se ct . V I I I A.

MS2 55 . Royalty In terest-Frazier Gas Unit , Terry B Royalty J W Se e Se ct . V I I I A.County, TX

I . In c o me G a i n C o de s : A = $ 1 , 0 0 0 o r l e s s B = $1,001 - $ 2 .5 00 C = $ 2,5 01 - $5 ,000 D =$5,O01 - $15.000(See Co/t~mns 81 and D4) F =$50,001 . $1 0 0 ,0 0 0 G = $ [00. O O I - $1.000,000 111 =$1.000.001 - $5,000.000 |12 =More than

2 . V alue C o des I = SI 5 .000 o les s K =$15.001 - $50.000 L = $ 5 0 . 0 0 1 - $ 1 1 ) O . 0 O O M = $ 100. 001 . $ 25 0. 00)I Sc e C o lum ns C I a nd D3 ) N =$250.001 - $500.0~0 O =$500.001 - $1,000.000 PI =$1.000.001 - $5.000.000 1"2 =$5.000.001 - $25.000.000

P3 =$25.000,001 - $50.00).000 P4 =More than $50.000.0003. Value gtethod Cod es Q =Appraisal R =:Cos(Real Estate Only) S = A sse ssme n t T ~?ash Marke~( See C o lum n C 2 ) U = B 4 3 o k V a lu e V =Olhcr W =Estimated

E = $ 15 . 001 - $50,000


19/21

F I N A N C I A L D I SC L O S U R E R E P O R TPage 19 of 21 Ia m e o f P e r so n R e p o r t in gSTAGG, TOM D a ~ e o f R e p o r t05/05/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - in c ~ m e ~ v a ~ u e ~ t r a m a c t i~ n s ( ~ n c ~ u d e s ~ h ~ s e ~ f ~ p ~ u $ e a n d d e p e n d e n t c h i~ d r e n ; s e e p p . 3 4 ~ 6 ~ f ~ i n g i n s tr u c t i ~ n ~ )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e ts T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

P l a c e " ( X ) " a f t e r e a c h a s s e texem pt from prior disclosure

I n c o m e d u r i n gr e p o r t i n g I ~ r i o d

(i ) (2 )A m o u n t T y p e (e.g. ,C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (,2)


( J - P ) C o d e 3( Q - W )

(i)T y p e ( e . g .,buy, sell,


(2) (3) (4) (5 )Date V a l ue Gain I d e n t i t y o f

m m ! d d h y y C o d e 2 C o d e I b u y e r / s e l l e r( J - P ) ( A -H ) ( i f p r i v a t e

t r a n s a c t i o n )

256. Royalty In terest-Blount Gas Unit ,Nacogdoches Co., "IX2 57 . Royalty ln terest-Gohmert #1, Dewit tCounty, TX2 58 . Royalty In terest-Anderson L, Guadalupe

County, TX2 59 . Royalty In terest-Oakland B, C ass County ,TX260. Mineral Interest-Ouachila County, AR2 6 1. Mine ra l In t e re s t -Cad d o Par i sh , LA262. Mineral Interest-Jefferson Davis Parish, LA2 6 3. Mine ra l In t e re s t -V e rm i l ion Par i sh , LA2 6 4. Mine ra l In t e re s t -Ad ams County , MS

265. Mineral In terest-Marion County , MS266. Mineral Interest-Rankin County, MS2 6 7. Mine ra l In t e re s t -Che roke e County , TX2 6 8. Mine ra l In t e re s t -Smi th C ounty , TX269.

A Royalty J WA Royalty J WA Royalty J WA Royalty J W

N o n e J WE Royalty K W

N o n e J WN o n e J WN o n e J WN o n e J WN o n e J WN o n e J WN o n e J W

See Sect . Vl l l A.Se e Se ct . V I l l A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.See Sect . Vl l l A.

Se e Se ct . V I l l A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.Se e Se ct . V I I I A.

270.

I . In co m e Gain C o de s : A = $ 1.000 o r le ss B = $ 1,001 - $ 2 .5 00 C = $ 2.5 01 - $5 ,000 D =$5.001 - $15.000( See C oI um ns B I a nd D4 ) F = $5 0,001 - $ 100,000 G = $100.001 - $1 .000.000 Il l =$1.000.001 - $5.000.000 112 =More than $5,000.000

2. Value COd~ J = $ 15 .000 o r le ss K = $15,001 - $ 50 .000 L = $ 50,001 - $109,000 hi = $ 100.001 - $ 25 0.000( See C o lum ns C I a nd D3 ) N =$250,001 o $500.000 O =$500,001 - $1,000.000 PI =$1.000.001 - $5.000.000 P2 =$5,000,001 * $25.000.000

P3 =$25.000.001 - $50.000,000 P4 =More than $50.000,0003. V alue Me th o d C o de s Q = Appraisal R =Co st (Real Eslate Only) S =Asscssrr~"m T Gas h Marke t( See C o lum n C 2 ) O =Book V alue V - Other W =Estimated

E -$15.001 - $50.000


20/21

F I N A N C I A L D I SC L O S U R E R E P O R TPage 20 of 2 !

N a m e o f P e r so n R e p o r t i n gS T A G G , T O M

D a t e o f R e p o r t05/05/201 !

V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .A . S T . V R A I N , L L C

Until May 19, 2003, i was separate in property from my wife,~ Effective May 19, 2003,~.~ donated to a legal regime of communityproperty betw een us a substant ial por t ion of h er separate assets . On the sam e day, she and I fur ther t ransferred that proper ly to St . Vrain , LL C, a Louisiana l imitedl iabi l i ty company which we had establ ished on May 14, 2003. Our t ransfer of the proper ty to St . Vrain , LLC const i tuted a[~ community proper ty capitalcont ribut ion by us in that company.S t . V r a i n , L L C i s n o w o w n e d ~ . ~ _ ~ . . ~ I S~ . - ~ . . . . . . .

~.. , . .! . I am not a manager of the ent i ty ; I am not involved in i t s day-to-day operat ions; and i own a25 % interes t in i t .For al l of the f i rs t 57 y ears of our m a~ed l i fe :~.-~.-. .~ ~q proper ty was her separate and paraphernal proper ty , and none of i t fel l in to the com munity proper tyr egi me un der Lo ui s i an a l a w. P r i o r t o t h e fo r m a t io n o f S t . Vr a in , LLC , n o n e o f t h e pr o per t y , n o w o wn ed b y t h a t en l i t y , wa s r eq ui red t o b e l i s t ed i n a n y d i sc l o sur efi led by me because: I) the property was~=."~_..~ eparate and paraphernal property, and she alone had the financial interest and financial responsibil i ty of i t ;2 ) I d id no t d e r iv e o r e xpe ct to d e r iv e a f inancia l o r e conom ic be ne f i t f rom the p rope r ty and ; 3) I had no k n o w l e d g e c o n c e r n i n g t h e p r o p e r t y . T h u s , pursuan t toU .S.C. Appe nd ix 4 , Se c . 102 ( e ) ( l) (E), t he p rope r ty fo rme r ly o w ne d so le ly by~ ;~ . i~ ~ n d now ow n e d by St . V ra in , LLC, w as no t l i s t e d .

T h e l i s t i n g o f S t . Vr a in , LLC h o l d i n gs b egi n s o n pa ge 6 , i tem 3 8 a n d l i s t s b o n ds , c o m mo n s t o c k s , mut ual fun ds , a n d mi n er a l pr o per ti es i n t h a t o r der .St . Vrain holds t i t le to mineral proper ty r ights in I 18 counties in 7 states, most of which are present ly non-productive. These proper t ies alone require someorganizat ional s t ructure and closer management than heretofore was possible. In accordance with the f i l ing inst ruct ions, mineral proper t ies with income levelsless than $200 and valuat ion of less than $1000 are not l i s ted.


21/21


Name of Person Report ingSTAGG, TOM


IX. CERTIFICATION.i c e r t if y t h a t a l l in f o r m a t io n g i v e n a b o v e ( i n c l u d in g i n f o r m a t io n p e r t ai n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c cu r at e , t r ue , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p li c ab l e s t a t ut o r yprov is ions permi t t ing non-d is clos ure .I f u r th e r c e r t i f y t h a t e ar n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a an d t h e a cc e p ta n c e o f g i ft s w h i c h h a v e b e e n r e p o r t e d a r e i ncompl iance w i th the p rov i s ions o f 5 U . S . C . app. 501 e t . s eq . , 5 U . S . C . 7353, and Jud icial Con f e rence regulations.

Signature: S[ T O M S T A G G

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A L L S TO F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a pp . 1 0 4 )

C o m m i tt e e o n F i n a n ci al D i s c l o s ur eA d m i n i s t r at i v e O f f ic e o f t h e U n i t e d S t a te s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.W a s h in g t o n , D . C . 2 0 5 4 4