€¦ · XLS file · Web view · 2018-04-25mf0011/2559 mgs 072/2549 mgb 048/2547 mga 182/2548 mge 025/2545 q-port 381/2550 m-s50 031/2547 the smart maximizer ... 1 a.m. set 50 fund

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Sale and Redemption of Open-ended Fund classify by Each Funds as of Janury 2016

Registered ID Mutual Fund Name Abbreviation Asset Management Company Investment Policy Specification Type Type of RMF for PVD Type of Fund Foreign Investment Supervisor Approval Date Sale (Baht)

1 716/2553 W.I.S.E. KTAM CSI 300 China Tracker CHINA Equity Fund Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 11/4/2010 11/17/2010 -

2 MF0743/2555 KTAM SET Banking ETF Tracker EBANK Equity Fund Direct Investment None 10/29/2012 11/16/2012 -

3 MF0350/2556 KTAM SET Commerce ETF Tracker ECOMM Equity Fund Direct Investment None 4/19/2013 6/7/2013 -

4 MF0215/2556 EFOOD Equity Fund Direct Investment None 3/7/2013 3/29/2013 -

5 MF0513/2556 KTAM SET ICT ETF Tracker EICT Equity Fund Direct Investment None 5/28/2013 8/23/2013 -

6 MF0176/2556 KTAM SET Energy ETF Tracker ENY Equity Fund Direct Investment None 2/22/2013 3/15/2013 -

7 MF0179/2557 KTAM SET50 ETF Tracker ESET50 Equity Fund Direct Investment None 2/25/2014 3/21/2014 -

8 MF0421/2554 KTAM GOLD ETF Tracker GLD Other Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 5/13/2011 8/3/2011 -

9 MF0356/2555 KTAM Hong Kong ETF Tracker HK Equity Fund Feeder Fund FIF 5/3/2012 6/13/2012 -

10 191/2550 KSET50LTF Equity Fund Direct Investment None 6/11/2007 6/28/2007 25,619,984

11 341/2549 KSLTF Equity Fund Direct Investment None 10/30/2006 12/27/2006 2,291,190

12 340/2549 KSRMF Equity Fund Direct Investment None 10/30/2006 12/27/2006 1,821,240

13 MF0862/2557 Krung Thai Conservative 25/75 RMF KT25/75RMF Direct Investment Partial 11/26/2014 12/23/2014 4,339,147

14 MF0395/2558 KTAM All Asia Pacific Equity Fund KT-AASIA Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 6/25/2015 7/23/2015 -

15 MF0263/2554 KTAM World Agriculture Fund KT-AGRI Equity Fund Feeder Fund FIF 5/9/2011 5/27/2011 39,409

16 MF0194/2558 KTAM ASEAN Equity Fund KT-ASEAN Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/13/2015 3/31/2015 -

17 MF0592/2554 KTAM World Bond Fund KT-BOND Other Foreign Investment Fund : FIF Feeder Fund FIF 9/28/2011 10/31/2011 163,661

18 MF0842/2555 KTAM World Bond RMF KT-BOND RMF Other Feeder Fund FIF 11/9/2012 12/27/2012 550,600

19 053/2543 Krung Thai Fixed-Income Plus Fund KTDF Fixed Income Fund Direct Investment None 11/9/2000 12/4/2000 171,466,843

20 MF0238/2554 Krung Thai Smart Equity Fund KTEF Equity Fund Specific Fund Direct Investment None 5/6/2011 5/19/2011 31,741,557

21 243/2552 Ktam World Energy Fund KT-ENERGY Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 6/1/2009 7/3/2009 642,875

22 MF0126/2557 KTAM European Equity Fund KT-EURO Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 1/30/2014 3/4/2014 21,312,996

23 MF0494/2558 KTAM European Trigger Fund8% KTEURO8-1 Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 8/17/2015 9/25/2015 -

24 MF0647/2556 Krung Thai Fixed Income FIF 37 KTFF37 Fixed Income Fund Direct Investment FIF 10/8/2013 10/17/2013 -



27 MF0600/2558 Krung Thai Fixed Income FIF 69 KTFF69 Fixed Income Fund Direct Investment FIF CITIBANK N.A. COMPANY LIMITED 10/22/2015 11/25/2015 -








35 MF0016/2559 Krung Thai Fixed Income FIF 78 KTFF78 Fixed Income Fund Specific Fund Direct Investment FIF 12/3/2015 1/20/2016 -

Registered Date

KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED

Exchange Traded Fund : ETF; Foreign Investment Fund : FIF


Exchange Traded Fund : ETF; Sector Fund; Specific Fund

KASIKORNBANK PUBLIC COMPANY LIMITED



THE SIAM COMMERCIAL BANK PUBLIC COMPANY LIMITED

KTAM SET Food and Beverage ETF Tracker











Exchange Traded Fund : ETF; Specific Fund



Exchange Traded Fund : ETF; Foreign Investment Fund : FIF; Gold Fund



STANDARD CHARTERED BANK (THAI) PUBLIC COMPANY LIMITED

The Krung Thai SET50 Long-Term Equity Fund


Index Fund; Long Term Equity Fund : LTF


The Krung Thai Shariah Long-Term Equity Fund


Long Term Equity Fund : LTF; Specific Fund


The Krung Thai Shariah Retirement Mutual Fund


Retirement Mutual Fund : RMF; Specific Fund



Mixed Fund (Specified Equity)






Foreign Investment Fund : FIF; Sector Fund







Foreign Investment Fund : FIF;Retirement Mutual Fund : RMF












Foreign Investment Fund : FIF; Specific Fund






























[Page]/78

Registered ID Mutual Fund Name Abbreviation Asset Management Company Investment Policy Specification Type Type of RMF for PVD Type of Fund Foreign Investment Supervisor Approval Date Sale (Baht) Registered Date

36 MF0027/2559 Krung Thai Fixed Income FIF 79 KTFF79 Fixed Income Fund Specific Fund Direct Investment FIF 1/13/2016 1/27/2016 -

37 MF0409/2558 Krung Thai Fixed Income FIF Enhanced26 KTFFE26 Fixed Income Fund Direct Investment FIF 7/23/2015 8/5/2015 -








45 503/2552 KTAM World Financial Services Fund KT-FINANCE Equity Fund Feeder Fund FIF 10/8/2009 10/29/2009 113,003,819

46 MF0003/2557 Krung Thai 1Y-3Y Fixed Income Fund KTFIX-1Y3Y Fixed Income Fund Specific Fund Direct Investment None 10/2/2013 1/8/2014 3,695,891,611

47 463/2551 KTFIX3M1 Fixed Income Fund Capital Protected Fund Direct Investment None 9/19/2008 10/1/2008 -

48 510/2551 KTFIX3M2 Fixed Income Fund Capital Protected Fund Direct Investment None 9/19/2008 11/5/2008 87,684,310



51 MF0595/2556 Krung Thai Flexible Fund KT-FLEX Specific Fund Direct Investment None 9/3/2013 9/26/2013 6,494,248

52 595/2553 KTAM Gold Fund KT-GOLD Other Feeder Fund FIF 7/14/2010 9/9/2010 3,321,943

53 652/2553 KTAM Gold RMF KT-GOLD RMF Other Feeder Fund FIF 7/14/2010 10/7/2010 4,418,877

54 MF0603/2558 KTAM World Healthcare RMF KT-HEALTHC RMF Equity Fund Feeder Fund FIF 10/28/2015 11/27/2015 4,528,100

55 MF0604/2558 KTAM World Healthcare Fund KT-HEALTHCARE Equity Fund Feeder Fund FIF 10/28/2015 11/27/2015 -

56 MF0679/2556 Krung Thai High Dividend Equity Fund KT-HiDiv Equity Fund Specific Fund Direct Investment None 9/16/2013 10/31/2013 530,995

57 MF0748/2556 Krung Thai High Dividend Equity RMF KT-HiDiv RMF Equity Fund Direct Investment None 11/5/2013 11/28/2013 6,338,091

58 MF0656/2557 KTAM Income and Growth Fund KT-IGF Foreign Investment Fund : FIF Feeder Fund FIF 9/12/2014 9/29/2014 -

59 MF0391/2554 Krung Thai Inflation Linked Bond Fund KTILB Fixed Income Fund Specific Fund Direct Investment None 7/5/2011 7/19/2011 -

60 MF0193/2556 Krung Thai Inflation Linked Fund KTILF Fixed Income Fund Specific Fund Direct Investment Partial 3/5/2013 3/20/2013 880,841

61 090/2547 The Krung Thai Long -Term Equity Fund KTLF Equity Fund Long Term Equity Fund : LTF Direct Investment None 9/22/2004 11/15/2004 96,667,957

62 027/2550 KTLF70/30 Equity Fund Long Term Equity Fund : LTF Direct Investment None 12/14/2006 2/2/2007 109,296,275

63 MF0372/2558 Krung Thai mai Equity Fund KT-mai Equity Fund Specific Fund Direct Investment None 6/23/2015 7/8/2015 857,995

64 313/2553 KTAM World Metals and Mining Fund KT-MINING Equity Fund Feeder Fund FIF 4/12/2010 5/14/2010 1,631,864

65 MF0271/2558 Krung Thai Mid-Small Cap Equity Fund KTMSEQ Equity Fund Specific Fund Direct Investment None 2/24/2015 4/30/2015 329,365

66 MF0288/2558 KTAM North Asia Equity 5% Trigger Fund2 KTNA5-2 Equity Fund Fund of Funds FIF 3/30/2015 5/15/2015 -

67 275/2553 KTAM Oil Fund KT-OIL Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 4/1/2010 4/29/2010 29,085,754

68 MF0565/2558 KTAM OIL Trigger Fund5% KTOIL5-1 Other Foreign Investment Fund : FIF Feeder Fund FIF 9/11/2015 11/9/2015 -

69 MF0793/2556 KrungThai Opportunities Fund KT-OPP Specific Fund Direct Investment Partial CITIBANK N.A. COMPANY LIMITED 10/15/2013 12/25/2013 99,801

70 MF0452/2556 Krung Thai Thanasup Plus Fund KTPLUS Fixed Income Fund Specific Fund Direct Investment Partial 6/19/2013 7/25/2013 20,417,834,542
































The Krung Thai Capital Protection Fixed 3M Fund1













Mixed Fund (Non-specified Equity)



Foreign Investment Fund : FIF; Gold Fund



Foreign Investment Fund : FIF; Gold Fund; Retirement Mutual Fund : RMF



Foreign Investment Fund : FIF;Retirement Mutual Fund : RMF; Sector Fund



















The Krung Thai Long-Term Equity Fund70/30




















[Page]/78


71 725/2553 KT-PRECIOUS Equity Fund Feeder Fund FIF 9/15/2010 11/19/2010 994,117

72 MF0535/2554 KTAM World Property Fund KT-PROPERTY Other Feeder Fund FIF 9/2/2011 9/23/2011 132,048

73 MF0780/2555 KTAM World Property RMF KT-PROPERTY RMF Other Feeder Fund FIF 10/19/2012 11/29/2012 619,800

74 057/2546 Krung Thai Selective Equity Fund KTSE Equity Fund Direct Investment None 9/15/2003 10/22/2003 208,227,552

75 MF0631/2555 Krung Thai Selective Equity RMF KTSE-RMF Equity Fund Direct Investment None 9/11/2012 10/2/2012 20,379,809

76 028/2543 The Krung Thai Dividend Selected Fund KTSF Equity Fund Direct Investment None 7/3/2000 7/10/2000 23,116,929

77 481/2551 Krung Thai Smart Invest 3M1 Fund KTSIV3M1 Fixed Income Fund Specific Fund Direct Investment None 10/2/2008 10/15/2008 934,787,988

78 530/2551 Krung Thai Smart Invest 3M2 Fund KTSIV3M2 Fixed Income Fund Specific Fund Direct Investment None 10/2/2008 11/19/2008 -





83 012/2552 Krung Thai Smart Invest 6M4 Fund KTSIV6M4 Fixed Income Fund Specific Fund Direct Investment None 10/10/2008 1/28/2009 126,208,626



86 108/2549 The Krung Thai Sa-Som-Sub Fund KTSS Fixed Income Fund Money Market Fund Direct Investment None 2/8/2006 5/11/2006 17,733,303,903

87 MF0528/2554 Krung Thai Short Term Fund KT-ST Fixed Income Fund Direct Investment Partial 9/12/2011 9/21/2011 1,729,241,495

88 MF0634/2557 Krung Thai Thanasup B 3Y1 KTSUPB3Y1 Fixed Income Fund Specific Fund Direct Investment Partial 9/12/2014 9/22/2014 -

89 MF0508/2558 Krung Thai Thanasup B 3Y2 KTSUPB3Y2 Fixed Income Fund Specific Fund Direct Investment Partial 9/25/2015 10/2/2015 -

90 175/2552 Krung Thai Savings Fund KTSV Fixed Income Fund Money Market Fund Direct Investment None 4/7/2009 6/4/2009 468,021,656

91 MF0117/2558 KTAM US Growth Equity Fund KT-US Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 2/6/2015 3/3/2015 -

92 MF0237/2556 KTAM World Corporate Bond Fund KT-WCORP Fixed Income Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/19/2013 4/4/2013 24,814

93 MF0687/2557 KTAM World Equity Fund KT-WEQ Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 9/29/2014 10/9/2014 5,033,577

94 MF0805/2557 KTAM World Equity RMF KT-WEQ RMF Equity Fund Feeder Fund FIF 10/21/2014 11/27/2014 697,030

95 050/2545 The Krung Thai Mixed Fund RMF 1 RMF1 Retirement Mutual Fund : RMF Direct Investment None 7/2/2002 9/18/2002 32,903,994

96 051/2545 The Krung Thai Fixed Income RMF 2 RMF2 Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 7/2/2002 9/18/2002 77,435,414

97 161/2548 The Krung Thai Debt Securities RMF 3 RMF3 Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 7/18/2005 10/20/2005 54,698,368

98 558/2551 Krung Thai Money Market RMF 4 RMF4 Fixed Income Fund Direct Investment None 11/18/2008 12/9/2008 18,813,615

99 011/2545 The Thai Opportunity Fund TOF Specific Fund Direct Investment Partial 2/15/2002 2/21/2002 -

100 061/2545 The Thai Opportunity Fund 2 TOF2 Direct Investment Partial 10/22/2002 10/25/2002 -

101 MF0193/2558 Krung Thai 5%Trigger Fund5 TRIG5-5 Specific Fund Direct Investment None 3/17/2015 3/27/2015 -

102 MF0411/2558 Krung Thai 5%Trigger Fund6 TRIG5-6 Specific Fund Direct Investment None 7/28/2015 8/6/2015 -

103 436/2551 Thailand Prosperity Fund 2 TTPF2 Specific Fund Direct Investment Partial 6/26/2008 9/10/2008 -

104 076/2546 Vayupak Fund 1 VAYU1 Specific Fund; Vayupak Fund Direct Investment Partial 10/31/2003 12/1/2003 -

46,273,526,623

KTAM World Gold and Precious Equity Fund






























































Money Market Fund;Retirement Mutual Fund : RMF
















THE HONGKONG AND SHANGHAI BANKING CORPORATION




KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED Total

[Page]/78


105 MF0318/2558 Krungsri Asian Income Hedged Fund KF-AINCOME Feeder Fund FIF 5/13/2015 5/29/2015 2,282,018

106 112/2551 Krungsri ASEAN New Markets Fund KF-ASEAN Other Foreign Investment Fund : FIF Feeder Fund FIF 2/29/2008 4/2/2008 82,353

107 370/2550 Krungsri BRIC Stars Fund KF-BRIC Other Foreign Investment Fund : FIF Feeder Fund FIF 11/5/2007 11/22/2007 23,645

108 015/2547 Krungsri Cash Management Fund KFCASH Fixed Income Fund Money Market Fund Direct Investment None 2/4/2004 3/4/2004 9,029,805,852

109 399/2550 Krungsri Cash Plus Fund KFCASHPLUS Fixed Income Fund Money Market Fund Direct Investment Partial 10/12/2007 12/14/2007 1,134,383,897

110 083/2547 Krungsri Cash RMF KFCASHRMF Fixed Income Fund Direct Investment None 10/8/2004 10/29/2004 46,597,103

111 037/2553 Krungsri China Equity Fund KF-CHINA Other Foreign Investment Fund : FIF Feeder Fund FIF 10/29/2009 1/29/2010 10,793,599

112 MF0560/2558 Krungsri Collective Global Income Fund KF-CINCOME Feeder Fund FIF 10/9/2015 11/5/2015 226,005,263

113 412/2550 Krungsri Dividend Stock RMF KFDIVRMF Equity Fund Retirement Mutual Fund : RMF Direct Investment None 11/15/2007 12/27/2007 109,678,924

114 026/2547 Krungsri Dynamic Dividend Fund KFDNM-D Equity Fund Direct Investment None 3/1/2004 3/31/2004 340,485

115 062/2546 Krungsri Dynamic Fund KFDYNAMIC Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 10/7/2003 11/6/2003 932,757

116 MF0784/2555 Krungsri Emerging Local Investment Fund KF-ELI Feeder Fund FIF 11/16/2012 11/30/2012 -

117 MF0686/2555 Krungsri Emerging Markets Equity Fund KF-EM Other Foreign Investment Fund : FIF Feeder Fund FIF 10/4/2012 10/19/2012 149,753

118 310/2550 Krungsri Enhanced SET50 Fund KFENSET50 Equity Fund Specific Fund Direct Investment None 8/23/2007 10/5/2007 29,182,696

119 155/2549 Krungsri Equity RMF KFEQRMF Equity Fund Retirement Mutual Fund : RMF Direct Investment None 6/29/2006 7/12/2006 9,367,249

120 MF0337/2556 Krungsri Europe Equity Fund KF-EUROPE Equity Fund Feeder Fund FIF 5/16/2013 5/30/2013 13,778,381

121 MF0813/2557 Krungsri Europe Equity RMF KFEURORMF Equity Fund Feeder Fund FIF 12/18/2013 11/28/2014 7,783,865

122 MF0532/2558 KFFAI3M10 Fixed Income Fund Direct Investment FIF 10/9/2015 10/20/2015 -






128 MF0635/2558 Krungsri Foreign Fixed Income 6M9 Fund KFFIF6M9 Fixed Income Fund Direct Investment FIF 12/14/2015 12/22/2015 -

129 044/2546 Krungsri Financial Focus Dividend Fund KFFIN-D Equity Fund Direct Investment None 4/9/2003 8/28/2003 20,622,534

130 MF0472/2556 Krungsri Fixed Income 30M1 Fund KFFIX30M1 Fixed Income Fund Specific Fund Direct Investment Partial 7/26/2013 8/6/2013 -



133 308/2549 Krungsri Flexible Fund KFFLEX Specific Fund Direct Investment Partial 10/17/2006 12/1/2006 6,673,969

134 058/2545 Krungsri Flexible 2 RMF KFFLEX2RMF Retirement Mutual Fund : RMF Direct Investment None 6/24/2002 10/16/2002 8,652,593

135 018/2545 Krungsri Flexible Dividend Fund KFFLEX-D Direct Investment None 1/28/2002 5/2/2002 30,219,732

136 222/2550 Krungsri Global High Payout Fund KF-GBLVAL Other Foreign Investment Fund : FIF Feeder Fund FIF 7/3/2007 7/31/2007 115,764

137 055/2552 Krungsri Gold Fund KF-GOLD Other Feeder Fund FIF 2/20/2009 3/17/2009 7,602,084

138 353/2552 Krungsri Gold RMF KFGOLDRMF Other Feeder Fund FIF 8/7/2009 8/27/2009 9,109,508

139 047/2545 Krungsri Government Bond RMF KFGOVRMF Fixed Income Fund Direct Investment None 8/1/2002 9/17/2002 99,616,665

KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED








































Foreign Investment Fund : FIF;Retirement Mutual Fund : RMF; Specific Fund


Krungsri Foreign Fixed Income Accredited Investors 3M10 Fund





















































lRetirement Mutual Fund : RMF; Specific Fund


[Page]/78


140 MF0814/2557 Krungsri Global Healthcare Equity RMF KFHCARERMF Equity Fund Feeder Fund FIF 10/28/2014 11/28/2014 50,746,147

141 MF0252/2558 KF-HCHINAD Equity Fund Feeder Fund FIF 3/23/2015 4/27/2015 1,293,105

142 MF0510/2557 KF-HEALTHD Equity Fund Feeder Fund FIF 7/4/2014 8/1/2014 193,992,400

143 MF0762/2557 Krungsri Europe Equity Hedged Fund KF-HEUROPE Equity Fund Feeder Fund FIF 10/8/2014 11/6/2014 205,270,990

144 MF0436/2555 Krungsri Gold Hedged Fund KF-HGOLD Other Feeder Fund FIF 6/18/2012 7/12/2012 330,817

145 MF0080/2558 Krungsri Japan Hedged Dividend Fund KF-HJAPAND Feeder Fund FIF 1/23/2015 2/13/2015 156,069,297

146 MF0827/2557 Krungsri Global Income Fund KF-INCOME Feeder Fund FIF 11/19/2014 12/4/2014 330,834,707

147 MF0605/2558 Krungsri Japan RMF KFJAPANRMF Feeder Fund FIF 10/15/2015 11/27/2015 2,330,133

148 063/2553 Krungsri Latin America Equity Fund KF-LATAM Other Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 1/22/2010 2/9/2010 74,793

149 MF0603/2555 Krungsri Life Stage 20 Plus Fund KFLS20PLUS Equity Fund Specific Fund Direct Investment Partial 7/31/2012 9/24/2012 357,000

150 MF0604/2555 Krungsri Life Stage 30 Plus Fund KFLS30PLUS Specific Fund Direct Investment Partial 7/31/2012 9/24/2012 186,000

151 MF0605/2555 Krungsri Life Stage 55 Plus Fund KFLS55PLUS Specific Fund Direct Investment Partial 7/31/2012 9/24/2012 28,000

152 092/2547 Krungsri SET50 LTF KFLTF50 Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 10/15/2004 11/17/2004 20,087,011

153 084/2547 Krungsri Active SET50 Dividend LTF KFLTFA50-D Equity Fund Long Term Equity Fund : LTF Direct Investment None 10/4/2004 11/1/2004 55,107,085

154 174/2550 Krungsri Dividend Stock LTF 70/30 KFLTFD70 Equity Fund Long Term Equity Fund : LTF Direct Investment None 4/10/2007 6/22/2007 113,442,158

155 091/2547 Krungsri Dividend Stock LTF KFLTFDIV Equity Fund Long Term Equity Fund : LTF Direct Investment None CITIBANK N.A. COMPANY LIMITED 10/15/2004 11/17/2004 597,208,444

156 156/2549 Krungsri Equity LTF KFLTFEQ Equity Fund Long Term Equity Fund : LTF Direct Investment None 6/21/2006 7/12/2006 18,821,796

157 307/2549 Krungsri Equity Dividend 70/30 LTF KFLTFEQ70D Equity Fund Long Term Equity Fund : LTF Direct Investment None 10/31/2006 11/30/2006 30,287,959

158 056/2545 KFLTGOVRMF Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 6/24/2002 10/16/2002 9,564,403

159 MF0563/2556 Krungsri Mixed 80-20 Fund KFMIX80-20 Specific Fund Direct Investment Partial 8/30/2013 9/12/2013 5,970

160 178/2549 Krungsri Money Fund KFMONEY Fixed Income Fund Money Market Fund Direct Investment Partial CITIBANK N.A. COMPANY LIMITED 6/1/2006 7/27/2006 18,436,204

161 070/2546 KFMTFI Fixed Income Fund Specific Fund Direct Investment Partial CITIBANK N.A. COMPANY LIMITED 11/10/2003 11/20/2003 891,604,053

162 003/2542 KFMTFI-D Fixed Income Fund Specific Fund Direct Investment Partial CITIBANK N.A. COMPANY LIMITED 1/13/1999 1/26/1999 107,017,391

163 057/2545 Krungsri Medium Term Fixed Income RMF KFMTFIRMF Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 6/24/2002 10/16/2002 8,816,782

164 MF0696/2555 Krungsri Mixed 2TM Fund KFMX2TM Specific Fund Direct Investment Partial 7/25/2011 10/25/2012 33,952,775

165 MF0697/2555 Krungsri Mixed Plus 2TM Fund KFMXPLS2TM Specific Fund Direct Investment Partial 7/25/2011 10/25/2012 24,419,502

166 166/2552 Krungsri Oil Fund KF-OIL Other Foreign Investment Fund : FIF Feeder Fund FIF 4/9/2009 5/28/2009 53,902,286

167 056/2550 Krungsri Oriental Flexible Fund KF-ORTFLEX Other Foreign Investment Fund : FIF Feeder Fund FIF 9/12/2006 3/1/2007 100,492

168 094/2548 Krungsri SET100 RMF KFS100RMF Equity Fund Direct Investment None 6/23/2005 7/12/2005 16,746,184

169 082/2550 Krungsri Dividend Stock Fund KFSDIV Equity Fund Direct Investment None 2/23/2007 3/23/2007 257,705,193

170 005/2547 Krungsri Star Equity Fund KFSEQ Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 12/19/2003 1/23/2004 17,378,499

171 016/2540 Krungsri Star Equity Dividend Fund KFSEQ-D Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 6/27/1997 7/22/1997 3,814,133

172 038/2544 Krungsri Specific Flexible Fund KFSF Specific Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 11/28/2001 12/11/2001 -

173 MF0631/2557 KF-SMCAPD Equity Fund Feeder Fund FIF 8/21/2014 9/19/2014 12,049,467

174 004/2542 Krungsri Star Multiple Fund KFSMUL Direct Investment Partial 1/27/1999 2/11/1999 294,458,199




Krungsri Greater China Equity Hedged Dividend Fund




Krungsri Global Healthcare Equity Dividend Fund










































Krungsri Long Term Government Bond RMF







Krungsri Medium Term Fixed Income Fund


Krungsri Medium Term Fixed Income Dividend Fund















Index Fund;Retirement Mutual Fund : RMF; Specific Fund








Krungsri Global Small-Mid Cap Equity Dividend Fund







[Page]/78


175 020/2540 Krungsri Star Plus Fund KFSPLUS Fixed Income Fund Direct Investment Partial 9/26/1997 12/19/1997 16,465,669,812

176 664/2553 Krungsri Total Return Bond Fund KF-TRB Other Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 9/24/2010 10/14/2010 8,985,523

177 048/2545 Krungsri Taweesap RMF KFTSRMF Direct Investment Partial 8/1/2002 9/17/2002 12,676,312

178 004/2546 Krungsri Tuntawee Fund 2 KFTW2 Direct Investment None 3/14/2002 1/29/2003 20,138

179 052/2546 Krungsri Tuntawee Fund 5 KFTW5 Equity Fund Specific Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 6/26/2003 9/30/2003 9,308,797

180 MF0282/2555 Krungsri US Equity Fund KF-US Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 6/23/2011 5/11/2012 1,850,622

181 025/2547 Krungsri Value Stock Fund KFVALUE Equity Fund Direct Investment None 3/3/2004 3/31/2004 27,369,262

30,856,120,530

182 036/2549 The ABF Thailand Bond Index Fund ABFTH KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment None 8/31/2005 2/23/2006 -

183 190/2550 K 20 Select LTF K20SLTF KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 6/12/2007 6/28/2007 46,630,654

184 142/2550 K LIFESTYLE FUND 2500 K-2500 KASIKORN ASSET MANAGEMENT CO. LTD. Specific Fund Direct Investment Partial 4/18/2007 5/24/2007 760,550

185 143/2550 K LIFESTYLE FUND 2510 K-2510 KASIKORN ASSET MANAGEMENT CO. LTD. Specific Fund Direct Investment Partial 4/27/2007 5/24/2007 325,950

186 144/2550 K LIFESTYLE FUND 2520 K-2520 KASIKORN ASSET MANAGEMENT CO. LTD. Specific Fund Direct Investment Partial 4/27/2007 5/24/2007 2,463,300

187 145/2550 K LIFESTYLE FUND 2530 K-2530 KASIKORN ASSET MANAGEMENT CO. LTD. Specific Fund Direct Investment Partial 4/27/2007 5/24/2007 2,053,400

188 195/2548 K Equity 70:30 LTF K70LTF KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Long Term Equity Fund : LTF Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 11/1/2005 11/29/2005 83,860,785

189 059/2545 KA Corporate Bond Fund KACB KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment None 8/5/2002 10/16/2002 294,891,920

190 065/2545 KA Equity Fund KAEQ KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None 8/5/2002 11/15/2002 12,706,506

191 301/2551 K Agriculture Fund K-AGRI KASIKORN ASSET MANAGEMENT CO. LTD. Other Foreign Investment Fund : FIF Feeder Fund FIF 4/18/2008 6/27/2008 159,761

192 060/2545 KA Short Term Fixed-Income Fund KASF KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment None 8/5/2002 10/16/2002 615,916,996

193 MF0697/2556 K Asian Smaller Companies Equity Fund K-ASIA KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF TMB BANK PUBLIC COMPANY LIMITED 7/29/2013 11/8/2013 626,109

194 MF0476/2558 K Banking Sector Index Fund K-BANKING KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Sector Fund; Specific Fund Direct Investment None 6/25/2015 9/15/2015 9,708,847

195 041/2544 K Balanced RMF KBLRMF KASIKORN ASSET MANAGEMENT CO. LTD. Retirement Mutual Fund : RMF Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 11/30/2001 12/19/2001 12,457,980

196 203/2548 K Cash Management Fund K-CASH KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Money Market Fund Direct Investment None 9/14/2005 12/1/2005 98,547,417

197 039/2542 K Corporate Bond Fund K-CBOND KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment None 10/20/1999 11/22/1999 1,189,752,403

198 MF0358/2558 K China Equity Trigger 4 Fund KCET4 KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF TMB BANK PUBLIC COMPANY LIMITED 4/21/2014 6/30/2015 -

199 519/2552 K China Equity Fund K-CHINA KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 10/13/2009 11/4/2009 234,335,347

200 MF0464/2558 K Chinese Equity Index Fund K-CHX KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 1/29/2015 9/8/2015 15,548,180

201 MF0587/2557 K CNH Linked Complex Return 1 Fund KCNHLINK1 KASIKORN ASSET MANAGEMENT CO. LTD. Other Direct Investment FIF 7/30/2014 9/3/2014 -

202 075/2547 K Equity Dividend LTF KDLTF KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Long Term Equity Fund : LTF Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 9/7/2004 10/19/2004 47,562,294

203 MF0346/2558 K European Equity Trigger 2 Fund KEET2 KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF TMB BANK PUBLIC COMPANY LIMITED 5/22/2015 6/22/2015 -

204 MF0112/2558 KEFF1YAE KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 2/16/2015 2/25/2015 -

205 MF0129/2558 KEFF1YAF KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 2/23/2015 3/5/2015 -

206 MF0166/2558 KEFF1YAG KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 3/9/2015 3/18/2015 -

207 MF0188/2558 KEFF1YAH KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 3/16/2015 3/25/2015 -

208 MF0230/2558 KEFF1YAI KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 3/30/2015 4/9/2015 -
















KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED Total

Exchange Traded Fund : ETF; Index Fund; Specific Fund




BANGKOK BANK PUBLIC COMPANY LIMITED



















K Enhanced Foreign Fixed Income 1 Year AE Fund



K Enhanced Foreign Fixed Income 1 Year AF Fund



K Enhanced Foreign Fixed Income 1 Year AG Fund



K Enhanced Foreign Fixed Income 1 Year AH Fund



K Enhanced Foreign Fixed Income 1 Year AI Fund



[Page]/78


209 MF0270/2558 KEFF1YAJ KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 4/21/2015 4/30/2015 -

210 MF0584/2557 KEFF2YA KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 8/25/2014 9/3/2014 -

211 MF0408/2558 KEFF6MBO KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 7/27/2015 8/5/2015 -

212 MF0424/2558 KEFF6MBP KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 8/3/2015 8/13/2015 -

213 MF0432/2558 KEFF6MBQ KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 8/10/2015 8/19/2015 -

214 MF0443/2558 KEFF6MBR KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 8/17/2015 8/26/2015 -

215 MF0457/2558 KEFF6MBS KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 8/24/2015 9/2/2015 -

216 MF0468/2558 KEFF6MBT KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 8/31/2015 9/9/2015 -

217 MF0480/2558 KEFF6MBU KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 9/7/2015 9/16/2015 -

218 MF0490/2558 KEFF6MBV KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 9/14/2015 9/23/2015 -

219 MF0500/2558 KEFF6MBW KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 9/21/2015 9/30/2015 -

220 MF0518/2558 KEFF6MBX KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 9/28/2015 10/7/2015 -

221 MF0526/2558 KEFF6MBY KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 10/5/2015 10/14/2015 -

222 MF0536/2558 KEFF6MBZ KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 10/12/2015 10/21/2015 -

223 MF0548/2558 KEFF6MCA KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 10/19/2015 10/28/2015 -

224 MF0558/2558 KEFF6MCB KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 10/26/2015 11/4/2015 -

225 MF0571/2558 KEFF6MCC KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 11/2/2015 11/11/2015 -

226 MF0585/2558 KEFF6MCD KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 11/9/2015 11/18/2015 -

227 MF0598/2558 KEFF6MCE KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 11/16/2015 11/25/2015 -

228 MF0612/2558 KEFF6MCF KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 11/23/2015 12/2/2015 -

229 MF0640/2558 KEFF6MCG KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF CITIBANK N.A. COMPANY LIMITED 12/22/2015 12/29/2015 -

230 MF0001/2559 KEFF6MCH KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF CITIBANK N.A. COMPANY LIMITED 12/25/2015 1/6/2016 -

231 MF0006/2559 KEFF6MCI KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 1/4/2016 1/13/2016 -

232 MF0015/2559 KEFF6MCJ KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment FIF 1/11/2016 1/20/2016 -

233 MF0026/2559 KEFF6MCK KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 1/18/2016 1/27/2016 -

234 MF0292/2558 K Energy Sector Index Fund K-ENERGY KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Sector Fund; Specific Fund Direct Investment Partial 3/31/2015 5/15/2015 1,783,099

235 074/2547 K Equity LTF KEQLTF KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Long Term Equity Fund : LTF Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 9/7/2004 10/19/2004 56,238,565

236 332/2549 K Equity RMF KEQRMF KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Retirement Mutual Fund : RMF Direct Investment Partial TMB BANK PUBLIC COMPANY LIMITED 12/8/2006 12/22/2006 54,531,075

237 002/2535 K Equity Fund K-EQUITY KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 5/13/1992 7/14/1992 11,601,822

238 MF0797/2557 K European Equity RMF KEURMF KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Feeder Fund FIF TMB BANK PUBLIC COMPANY LIMITED 9/10/2014 11/26/2014 13,403,903

239 MF0515/2556 K European Equity Fund K-EUROPE KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF TMB BANK PUBLIC COMPANY LIMITED 6/12/2013 8/27/2013 379,787,216

240 MF0575/2558 K European Silver Age Equity Fund K-EUSAGE KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 10/15/2015 11/12/2015 26,004,044

241 017/2543 K Flexible Equity Fund K-FEQ KASIKORN ASSET MANAGEMENT CO. LTD. Direct Investment None 3/17/2000 4/7/2000 5,761,739

242 MF0561/2558 K Foreign Fixed Income 3 Months J Fund KFF3MJ KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF CITIBANK N.A. COMPANY LIMITED 10/28/2015 11/5/2015 -

243 MF0576/2558 K Foreign Fixed Income 3 Months K Fund KFF3MK KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF CITIBANK N.A. COMPANY LIMITED 11/5/2015 11/12/2015 -

K Enhanced Foreign Fixed Income 1 Year AJ Fund



K Enhanced Foreign Fixed Income 2 Years A Fund



K Enhanced Foreign Fixed Income 6 Months BO Fund



K Enhanced Foreign Fixed Income 6 Months BP Fund



K Enhanced Foreign Fixed Income 6 Months BQ Fund



K Enhanced Foreign Fixed Income 6 Months BR Fund



K Enhanced Foreign Fixed Income 6 Months BS Fund



K Enhanced Foreign Fixed Income 6 Months BT Fund



K Enhanced Foreign Fixed Income 6 Months BU Fund



K Enhanced Foreign Fixed Income 6 Months BV Fund



K Enhanced Foreign Fixed Income 6 Months BW Fund



K Enhanced Foreign Fixed Income 6 Months BX Fund



K Enhanced Foreign Fixed Income 6 Months BY Fund



K Enhanced Foreign Fixed Income 6 Months BZ Fund



K Enhanced Foreign Fixed Income 6 Months CA Fund



K Enhanced Foreign Fixed Income 6 Months CB Fund



K Enhanced Foreign Fixed Income 6 Months CC Fund



K Enhanced Foreign Fixed Income 6 Months CD Fund



K Enhanced Foreign Fixed Income 6 Months CE Fund



K Enhanced Foreign Fixed Income 6 Months CF Fund



K Enhanced Foreign Fixed Income 6 Months CG Fund


K Enhanced Foreign Fixed Income 6 Months CH Fund


K Enhanced Foreign Fixed Income 6 Months CI Fund



K Enhanced Foreign Fixed Income 6 Months CJ Fund


K Enhanced Foreign Fixed Income 6 Months CK Fund









[Page]/78


244 MF0030/2559 K Foreign Fixed Income 3 Months L Fund KFF3ML KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 1/19/2016 1/28/2016 -

245 MF0618/2558 KFF6MBM KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 11/30/2015 12/8/2015 -

246 MF0628/2558 KFF6MBN KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 12/3/2015 12/16/2015 -

247 MF0637/2558 KFF6MBO KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 12/14/2015 12/23/2015 -

248 245/2553 K Foreign Fixed Income 7 Years A Fund KFF7YA KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF 4/1/2010 4/9/2010 -

249 MF0525/2556 K Fixed Income 43 Months A Fund KFI43MA KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment Partial 8/19/2013 8/28/2013 -



252 040/2544 K Fixed Income RMF KFIRMF KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 11/30/2001 12/19/2001 114,852,752

253 025/2538 K Fixed Income Fund K-FIXED KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment None 3/17/1995 5/2/1995 15,550,359,411

254 042/2544 K Flexible Equity RMF KFLRMF KASIKORN ASSET MANAGEMENT CO. LTD. Retirement Mutual Fund : RMF Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 11/30/2001 12/19/2001 138,758,989

255 MF0582/2554 K Gold ETF KG965 KASIKORN ASSET MANAGEMENT CO. LTD. Other Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 10/5/2011 10/25/2011 -

256 023/2545 K Global Allocation Fund K-GA KASIKORN ASSET MANAGEMENT CO. LTD. Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 4/30/2002 5/21/2002 29,905,437

257 MF0783/2555 K GLOBAL ALLOCATION RMF KGARMF KASIKORN ASSET MANAGEMENT CO. LTD. Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 11/16/2010 11/29/2012 6,145,268

258 MF0233/2557 K Global Bond Fund K-GB KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Foreign Investment Fund : FIF Feeder Fund FIF TMB BANK PUBLIC COMPANY LIMITED 3/26/2014 4/10/2014 123,762

259 228/2548 KAsset Global Balanced Fund KGBAL KASIKORN ASSET MANAGEMENT CO. LTD. Direct Investment FIF 12/22/2005 12/28/2005 -

260 039/2544 K Government Bond RMF KGBRMF KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 11/30/2001 12/19/2001 101,296,278

261 609/2552 K GOLD RMF KGDRMF KASIKORN ASSET MANAGEMENT CO. LTD. Other Feeder Fund FIF 12/9/2009 12/28/2009 55,582,161

262 627/2553 K-GEMO KASIKORN ASSET MANAGEMENT CO. LTD. Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 7/20/2010 9/23/2010 14,778

263 MF0305/2558 K German Equity Trigger 1 Fund KGET1 KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 9/22/2014 5/22/2015 -

264 117/2547 K-ASSET Global Fixed Income 3 Fund KGF3 KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Foreign Investment Fund : FIF Direct Investment FIF 12/22/2004 12/27/2004 -

265 155/2551 KAsset Global Flexible Income Fund KGFIN KASIKORN ASSET MANAGEMENT CO. LTD. Direct Investment FIF 4/11/2008 4/22/2008 -

266 MF0796/2557 K Global Healthcare Equity Fund K-GHEALTH KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 10/8/2014 11/26/2014 46,319,357

267 MF0629/2558 K-GHEALTH(UH) KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Feeder Fund FIF 11/20/2015 12/16/2015 892,016,989

268 MF0420/2558 K Global Healthcare Equity RMF KGHRMF KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Feeder Fund FIF 7/2/2015 8/11/2015 14,619,244

269 MF0332/2558 K Global Income Fund K-GINCOME KASIKORN ASSET MANAGEMENT CO. LTD. Foreign Investment Fund : FIF Feeder Fund FIF 4/24/2015 6/10/2015 22,832,524

270 182/2549 K Global Equity Fund K-GLOBE KASIKORN ASSET MANAGEMENT CO. LTD. Other Fund of Funds FIF CITIBANK N.A. COMPANY LIMITED 6/27/2006 8/1/2006 53,205,058

271 189/2550 K Growth LTF KGLTF KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 6/5/2007 6/28/2007 21,375,930

272 344/2551 K Gold Fund K-GOLD KASIKORN ASSET MANAGEMENT CO. LTD. Other Feeder Fund FIF 6/30/2008 7/18/2008 38,822,868

273 MF0611/2557 K Global Property Equity Fund K-GPROP KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Feeder Fund FIF 6/19/2014 9/15/2014 3,617,244

274 MF0317/2558 K ICT Sector Index Fund K-ICT KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Sector Fund; Specific Fund Direct Investment Partial 4/24/2015 5/29/2015 14,409,493

275 MF0278/2554 K India Equity Fund K-INDIA KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 4/5/2011 6/2/2011 3,957,631

276 MF0433/2558 K Indian Equity Index Fund K-INDX KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 6/11/2015 8/19/2015 828,756

277 MF0542/2558 KJG3MA KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment FIF CITIBANK N.A. COMPANY LIMITED 10/16/2015 10/22/2015 -

278 MF0853/2557 K Japan Equity Fund K-JP KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 11/28/2014 12/19/2014 153,626,890


K Foreign Fixed Income 6 Months BM Fund



K Foreign Fixed Income 6 Months BN Fund



K Foreign Fixed Income 6 Months BO Fund










Exchange Traded Fund : ETF; Gold Fund









K Global Emerging Market Opportunities Fund








K Global Healthcare Equity Unhedged Fund
















K Japanese Government Bond 3 Months A Fund



[Page]/78


279 MF0798/2557 K Japanese Equity RMF KJPRMF KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Feeder Fund FIF TMB BANK PUBLIC COMPANY LIMITED 8/15/2014 11/26/2014 16,031,988

280 265/2551 K Middle East & North Africa Equity Fund K-MENA KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 5/7/2008 6/16/2008 532,511

281 MF0681/2557 K Mid Small Cap Equity Fund K-MIDSMALL KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None 4/28/2014 10/8/2014 9,714,939

282 300/2550 K Money Market Fund K-MONEY KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Money Market Fund Direct Investment Partial 7/25/2007 9/27/2007 18,995,316,148

283 MF0340/2556 K M Plus Fund K-MPLUS KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment Partial 5/14/2013 6/5/2013 36,475,986,230

284 MF0501/2558 K Mid Small Cap Equity RMF KMSRMF KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Retirement Mutual Fund : RMF Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 7/6/2015 9/30/2015 2,013,143

285 320/2552 K Oil Fund K-OIL KASIKORN ASSET MANAGEMENT CO. LTD. Other Foreign Investment Fund : FIF Feeder Fund FIF 6/5/2009 8/7/2009 193,936,442

286 496/2552 K PLAN 1 FUND K-PLAN1 KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment Partial 10/9/2009 10/28/2009 3,186,940,892

287 497/2552 K PLAN 2 FUND K-PLAN2 KASIKORN ASSET MANAGEMENT CO. LTD. Direct Investment Partial 10/16/2009 10/28/2009 4,035,662

288 498/2552 K PLAN 3 FUND K-PLAN3 KASIKORN ASSET MANAGEMENT CO. LTD. Direct Investment Partial 10/16/2009 10/28/2009 2,168,811

289 MF0750/2556 K SET50 RMF KS50RMF KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 11/13/2013 11/29/2013 23,763,548

290 155/2550 K Strategic Defensive LTF KSDLTF KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 5/4/2007 6/1/2007 -

291 018/2536 K Select Equity Fund K-SELECT KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None 11/1/1993 11/19/1993 32,673

292 050/2548 K SET 50 Index Fund K-SET50 KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Index Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 3/22/2005 4/11/2005 89,942,127

293 009/2545 K Short Term Fixed Income RMF KSFRMF KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 11/30/2001 2/20/2002 101,783,739

294 MF0589/2558 K Strategic Global Multi-Asset Fund K-SGM KASIKORN ASSET MANAGEMENT CO. LTD. Fund of Funds FIF 9/16/2015 11/20/2015 256,511,867

295 025/2536 K Strategic Active Dividend Equity Fund K-STADE KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 12/3/1993 12/23/1993 493,563

296 118/2549 K-STAR KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Specific Fund Direct Investment None 5/11/2006 5/29/2006 14,853,111

297 036/2537 K Strategic Trading Equity Fund K-STEQ KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None 11/23/1994 12/20/1994 316,337

298 MF0100/2557 K Thai Fixed Income 3 Year A Fund KTF3YA KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment None 2/17/2014 2/21/2014 -

299 MF0276/2557 K Thai Fixed Income 3 Year B Fund KTF3YB KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment None 4/21/2014 5/7/2014 -

300 MF0457/2557 K Thai Fixed Income 3 Years C Fund KTF3YC KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment None 7/7/2014 7/15/2014 -

301 MF0471/2557 K Thai Fixed Income 3 Years D Fund KTF3YD KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment None 7/15/2014 7/21/2014 -

302 MF0571/2557 K Thai Fixed Income 42 Months A Fund KTF42MA KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment None 8/18/2014 8/27/2014 -

303 MF0222/2556 K Thai Flexible Trigger 1 Fund KTFT1 KASIKORN ASSET MANAGEMENT CO. LTD. Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 3/26/2013 4/2/2013 -

304 MF0216/2558 K Thai Flexible Trigger 3 Fund KTFT3 KASIKORN ASSET MANAGEMENT CO. LTD. Specific Fund Direct Investment None 3/27/2015 4/7/2015 -



307 040/2548 K Treasury Fund K-TREASURY KASIKORN ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment None 12/17/2004 3/24/2005 2,374,411,157

308 MF0560/2555 K USA Equity Fund K-USA KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 5/3/2012 9/7/2012 676,248,587

309 MF0216/2556 K US Equity NDQ 100 Index Fund K-USXNDQ KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 7/4/2012 3/29/2013 43,729,089

310 005/2538 K Valued Stock Fund K-VALUE KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None 1/27/1995 1/27/1995 32,348,960

311 011/2539 The Ruang Khao Balanced Class RKBC KASIKORN ASSET MANAGEMENT CO. LTD. Direct Investment None 11/27/1995 3/12/1996 92,040

312 005/2536 THE RUANG KHAO 2 FUND RKF2 KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None 7/2/1993 8/4/1993 420,792

313 026/2537 THE RUANG KHAO 4 FUND RKF4 KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None 3/8/1994 7/27/1994 37,624


















K Strategic Trading Automatic Redemption Equity Fund























[Page]/78


314 018/2537 THE RUANG KHAO HIGH INCOME 2 FUND RKF-HI2 KASIKORN ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None 2/23/1994 3/22/1994 155,446

82,981,908,108

315 MF0176/2554 CIMB-PRINCIPAL (FAM) ACF Equity Fund Feeder Fund FIF 3/10/2011 4/7/2011 4,075

316 MF0109/2555 CIMB-PRINCIPAL (FAM) DEF Equity Fund Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 2/17/2012 2/29/2012 35,282

317 098/2548 CIMB-PRINCIPAL (FAM) EEF Equity Fund Specific Fund Direct Investment None 6/2/2005 7/19/2005 233,713,483

318 739/2553 CIMB-PRINCIPAL (FAM) FBVRMF Fixed Income Fund Direct Investment Partial 11/2/2010 11/24/2010 -

319 563/2551 CIMB-Principal (FAM) Fixed Income FundCIMB-PRINCIPAL (FAM) FI Fixed Income Fund Direct Investment None 11/5/2008 12/17/2008 44,400,000

320 MF0434/2555 CIMB-PRINCIPAL (FAM) FIPR6M4 Fixed Income Fund Specific Fund Direct Investment Partial 6/22/2012 7/11/2012 -

321 MF0052/2556 CIMB-PRINCIPAL (FAM) FIPR6M6 Fixed Income Fund Specific Fund Direct Investment Partial 9/4/2012 1/29/2013 -

322 156/2548 CIMB-PRINCIPAL (FAM) GAF Other Foreign Investment Fund : FIF Feeder Fund FIF 9/1/2005 10/18/2005 -

323 026/2550 CIMB-PRINCIPAL (FAM) GCF Other Foreign Investment Fund : FIF Feeder Fund FIF 10/31/2006 2/2/2007 100,000

324 MF0277/2557 CIMB-Principal (FAM) Global Equities FundCIMB-PRINCIPAL (FAM) GEF Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/26/2014 5/7/2014 40,000,000

325 103/2547 CIMB-PRINCIPAL (FAM) LTF Equity Fund Direct Investment None 11/9/2004 12/13/2004 153,332

326 104/2547 CIMB-PRINCIPAL (FAM) RMF Other Fund of Funds Partial 11/15/2004 12/13/2004 174,132

327 MF0686/2554 CIMB-PRINCIPAL (FAM) RSRMF Direct Investment Partial 10/11/2011 12/27/2011 17,000

328 740/2553 CIMB-PRINCIPAL (FAM) SET100RMF Equity Fund Direct Investment None 11/16/2010 11/25/2010 4,000

329 694/2553 CIMB-Principal (FAM) Value Plus Fund CIMB-PRINCIPAL (FAM) VF Fixed Income Fund Money Market Fund Direct Investment None 9/24/2010 10/29/2010 24,429,694

330 096/2548 CIMB-PRINCIPAL 70LTFD Equity Fund Direct Investment None 6/14/2005 7/18/2005 365,500

331 MF0564/2555 CIMB-PRINCIPAL APDI Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 12/20/2011 9/11/2012 2,880,000

332 MF0295/2558 CIMB-PRINCIPAL APDI 3+3 (2) Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 4/30/2015 5/19/2015 -

333 MF0870/2557 CIMB-PRINCIPAL APDIRMF Equity Fund Feeder Fund FIF 11/13/2014 12/26/2014 24,702

334 715/2553 CIMB-PRINCIPAL CII Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 2/25/2010 11/16/2010 -

335 055/2550 CIMB-Principal Daily Fixed Income FundCIMB-PRINCIPAL DAILY FIX Fixed Income Fund Specific Fund Direct Investment None 10/30/2006 3/1/2007 -

336 MF0101/2558 CIMB-Principal Daily Income Plus Fund CIMB-PRINCIPAL DPLUS Fixed Income Fund Specific Fund Direct Investment Partial 1/15/2015 2/24/2015 2,442,367,605

337 404/2551 CIMB-PRINCIPAL EPIF Equity Fund Index Fund Direct Investment None 7/11/2008 8/21/2008 500

338 285/2549 CIMB-PRINCIPAL EQRMF Equity Fund Direct Investment None 11/1/2005 11/15/2006 20,000

339 MF0613/2558 CIMB-PRINCIPAL ER 6M4 Fixed Income Fund Specific Fund Direct Investment Partial 11/20/2015 12/2/2015 -

340 MF0024/2559 CIMB-PRINCIPAL ER 6M5 Fixed Income Fund Direct Investment Partial 1/15/2016 1/27/2016 862,000,000

341 MF0340/2558 CIMB-Principal European Equity Fund CIMB-PRINCIPAL EUEQ Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 5/21/2015 6/16/2015 121,889,238

342 MF0725/2557 CIMB-Principal Euro High Yield Fund CIMB-PRINCIPAL EUHY Foreign Investment Fund : FIF Feeder Fund FIF 9/4/2014 10/28/2014 -

343 112/2548 CIMB-PRINCIPAL FIRMF Fixed Income Fund Direct Investment None 6/30/2005 8/5/2005 -

344 MF0197/2558 CIMB-Principal Global Balanced Fund CIMB-PRINCIPAL GBF Feeder Fund FIF 3/11/2015 3/31/2015 -

345 MF0453/2554 CIMB-Principal Global Bond Fund CIMB-PRINCIPAL GLOBAL BOND Fixed Income Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/25/2011 8/16/2011 400,000

346 MF0115/2555 CIMB-PRINCIPAL GOLD8P Other Feeder Fund FIF 2/15/2012 3/2/2012 -

347 MF0260/2555 CIMB-PRINCIPAL GOLD8P2 Other Feeder Fund FIF 3/8/2012 5/3/2012 -


KASIKORN ASSET MANAGEMENT CO. LTD. Total

CIMB-Principal (FAM) Asian Consumption Fund

CIMB-PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED



CIMB-Principal (FAM) Dividend Equity Fund


CIMB-Principal (FAM) Enhanced Equity Fund



CIMB-Principal (FAM) Foreign Blend Value Plus Retirement Mutual Fund






CIMB-Principal (FAM) Fixed Income Plus Roll Over 6Month4 Fund



CIMB-Principal (FAM) Fixed Income Plus Roll Over 6Month6 Fund



CIMB-Principal (FAM) Global Allocation Fund



CIMB-Principal (FAM) Global Commodities Fund





CIMB-Principal (FAM) Long – Term Equity Fund




CIMB-Principal (FAM) Retirement Mutual Fund




CIMB-Principal (FAM) Retirement Solution RMF





CIMB-Principal (FAM) SET100 Retirement Mutual Fund


Index Fund;Retirement Mutual Fund : RMF




CIMB-Principal LIFE 70 Long Term Equity Dividend Fund



THANACHART BANK PUBLIC COMPANY LIMITED

CIMB-Principal Asia Pacific Dynamic Income Equity Fund



CIMB-Principal Asia Pacific Dynamic Income Equity Trigger 3+3 Fund (2)



CIMB-Principal Asia Pacific Dynamic Income Equity Retirement Mutual Fund




CIMB-Principal Daily China-India-Indo Equity Fund







CIMB-Principal Energy and Petrochemical Index Fund



CIMB-Principal LIFE Equity Retirement Mutual Fund




CIMB-Principal Enhanced Return 6M4 Fund



CIMB-Principal Enhanced Return 6M5 Fund








CIMB-Principal LIFE Fixed Income Retirement Mutual Fund










CIMB-Principal Gold 8 Percent Trigger Fund


Foreign Investment Fund : FIF; Gold Fund; Specific Fund


CIMB-Principal Gold 8 Percent Trigger 2 Fund




[Page]/78


348 MF0511/2558 CIMB-Principal Global Silver Age Fund CIMB-PRINCIPAL GSA Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 9/15/2015 10/6/2015 61,934,896

349 MF0547/2556 CIMB-Principal Balanced Income FundCIMB-PRINCIPAL iBALANCED Specific Fund Direct Investment Partial 8/21/2013 9/6/2013 1,117,494

350 MF0212/2555 CIMB-Principal Daily Income Fund CIMB-PRINCIPAL iDAILY Fixed Income Fund Specific Fund Direct Investment Partial 3/22/2012 4/11/2012 36,070,693

351 MF0317/2555 CIMB-PRINCIPAL iDIV Equity Fund Specific Fund Direct Investment None 5/9/2012 5/29/2012 33,427,336

352 MF0800/2555 CIMB-Principal Core Fixed Income Fund CIMB-PRINCIPAL iFIXED Fixed Income Fund Specific Fund Direct Investment Partial 11/2/2012 12/7/2012 389,888,202

353 MF0744/2555 CIMB-Principal Gold Income Fund CIMB-PRINCIPAL iGOLD Other Feeder Fund FIF 10/3/2012 11/16/2012 2,000,000

354 MF0375/2558 CIMB-Principal INEQ 3+3 Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 9/4/2014 7/14/2015 -

355 MF0088/2555 CIMB-Principal Property Income Fund CIMB-PRINCIPAL iPROP Other Sector Fund; Specific Fund Fund of Funds Partial 2/2/2012 2/17/2012 137,469,093

356 MF0828/2555 CIMB-PRINCIPAL iPROPRMF Other Fund of Funds Partial 11/16/2012 12/20/2012 1,998,580

357 MF0078/2557 CIMB-Principal Japanese Equity Fund CIMB-PRINCIPAL JEQ Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 11/20/2013 2/13/2014 64,406,789

358 MF0227/2557 CIMB-Principal Korea Equity Fund CIMB-PRINCIPAL KEQ Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 2/11/2014 4/10/2014 -

359 MF0483/2557 CIMB-PRINCIPAL KEQ2x4 Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 7/3/2014 7/23/2014 -

360 200/2548 CIMB-PRINCIPAL LTF Equity Fund Direct Investment None 11/3/2005 12/1/2005 937,609

361 MF0300/2556 CIMB-PRINCIPAL MI3Y1 Fixed Income Fund Specific Fund Direct Investment Partial 4/26/2013 5/9/2013 -

362 201/2548 CIMB-PRINCIPAL PRMF Fixed Income Fund Direct Investment None 11/3/2005 12/1/2005 333,796

363 009/2553 CIMB-Principal Daily SET 50 Index Fund CIMB-PRINCIPAL SET50 Equity Fund Index Fund Direct Investment None 12/30/2008 1/14/2010 6,667,010

364 MF0559/2557 CIMB-PRINCIPAL TG3+3P Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 8/14/2014 8/26/2014 -

365 MF0377/2556 CIMB-PRINCIPAL TG4+4P Specific Fund Direct Investment None 6/10/2013 6/19/2013 -

366 MF0123/2556 CIMB-PRINCIPAL TG8P3 Equity Fund Specific Fund Direct Investment None 1/29/2013 2/20/2013 -

367 MF0191/2556 CIMB-Principal Trigger 8 Percent 4 Fund CIMB-PRINCIPAL TG8P4 Specific Fund Direct Investment None 3/5/2013 3/20/2013 -

368 212/2552 CIMB-Principal Daily Treasury Fund CIMB-PRINCIPAL TREASURY Fixed Income Fund Money Market Fund Direct Investment Partial 8/4/2008 6/23/2009 138,148,843

369 MF0507/2557 CPAM Asia Pacific Dynamic Equity Fund CPAM APDE Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 7/17/2014 7/31/2014 -

370 MF0612/2557 CPAM Euro High Yield Fund CPAM EUHYF Foreign Investment Fund : FIF Feeder Fund FIF 9/4/2014 9/16/2014 -

371 MF0300/2557 CPAM Global Small Cap Equity Fund CPAM GSCEQ Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 4/25/2014 5/14/2014 11,946,000

372 MF0388/2557 CPAM Korea Equity Fund CPAM KOEQ Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 5/22/2014 6/17/2014 -

373 MF0384/2557 CPAM Korea Equity Trigger 2.5x4 Fund CPAM KOEQ2.5x4 Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 5/16/2014 6/16/2014 -

4,659,324,882

374 186/2550 EQUITY PRO LTF EP-LTF Equity Fund Direct Investment None 6/15/2007 6/27/2007 77,500

375 549/2552 Solaris Equity RMF S-EQRMF Equity Fund Direct Investment None 10/5/2009 11/12/2009 15,500

376 MF0726/2557 Solaris Equity Star Fund S-EQSTAR Specific Fund Direct Investment None 10/15/2014 10/28/2014 -

377 MF0650/2554 Solaris Fixed Income Rollover Fund 3M1 S-FR 3M1 Fixed Income Fund Specific Fund Direct Investment None 11/14/2011 12/8/2011 -

378 778/2553 Solaris Fixed Income Rollover Fund 4M1 S-FR 4M1 Fixed Income Fund Specific Fund Direct Investment None 12/14/2010 12/24/2010 -

379 MF0118/2554 Solaris Fixed Income Rollover Fund 4M3 S-FR 4M3 Fixed Income Fund Specific Fund Direct Investment None 2/14/2011 3/9/2011 528,851,546

380 MF0161/2554 Solaris Fixed Income Rollover Fund 4M4 S-FR 4M4 Fixed Income Fund Specific Fund Direct Investment None 3/18/2011 3/31/2011 -

381 343/2551 SOLARIS FIXED INCOME RMF S-FRMF Fixed Income Fund Direct Investment None 7/3/2008 7/18/2008 -








CIMB-Principal Equity Dividend Income Fund








CIMB-Principal India Equity Trigger 3+3 Fund





CIMB-Principal Property Income Retirement Mutual Fund


Retirement Mutual Fund : RMF; Sector Fund; Specific Fund






CIMB-Principal Korea Equity Trigger 2x4 Fund



CIMB-Principal LIFE Long Term Equity Fund




CIMB-Principal Monthly Income 3Y1M1 Fund



CIMB-Principal LTFE Protected Retirement Mutual Fund


Capital Protected Fund; Retirement Mutual Fund : RMF




CIMB-Principal 3 Plus 3 Percent Trigger Fund



CIMB-Principal 4 Plus 4 Percent Trigger Fund




CIMB-Principal Equity Trigger 8 Percent 3 Fund



















CIMB-PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED Total

SOLARIS ASSET MANAGEMENT COMPANY LIMITED


BANK OF AYUDHYA PUBLIC COMPANY LIMITED


















[Page]/78


382 077/2552 Solaris Money Plus Fund S-MMF Fixed Income Fund Money Market Fund Direct Investment Partial 2/16/2009 3/26/2009 10,510,567

383 MF0453/2558 Solaris Privilege Fixed Income Fund 18M2 S-PFI 18M2 Fixed Income Fund Specific Fund Direct Investment Partial 8/25/2015 9/1/2015 -



386 MF0030/2557 Solaris Privilege Fixed Income Fund 3M3 S-PFI 3M3 Fixed Income Fund Specific Fund Direct Investment Partial 1/8/2014 1/21/2014 475,656,714


388 MF0212/2557 Solaris Privilege Fixed Income Fund 3M5 S-PFI 3M5 Fixed Income Fund Specific Fund Direct Investment Partial 3/25/2014 4/2/2014 581,953,276








396 MF0094/2557 S-PPFI 6M1 Fixed Income Fund Specific Fund Direct Investment Partial 2/5/2014 2/19/2014 -

397 MF0802/2557 Solaris Trigger 3 Plus 3 Fund 2 S-Trig 3+3#2 Specific Fund Direct Investment None 11/13/2014 11/26/2014 -

1,597,065,101

398 371/2551 MTrack Energy ETF Fund ENGY Equity Fund Direct Investment None 7/16/2008 8/1/2008 -

399 063/2547 JUMBO 25 Fund JB25 Equity Fund Specific Fund Direct Investment None 8/26/2004 9/9/2004 55,132,601

400 088/2547 JB25 LTF Equity Fund Direct Investment None 10/29/2004 11/11/2004 23,702,016

401 102/2547 JUMBO 25 Retirement Mutual Fund JB25RMF Equity Fund Direct Investment None 11/17/2004 12/2/2004 9,947,315

402 089/2547 JBP LTF Equity Fund Direct Investment None 10/29/2004 11/11/2004 19,396,647

403 010/2544 TMB SET50 TMB50 Equity Fund Specific Fund Direct Investment None 11/23/2000 3/29/2001 163,998,370

404 046/2547 TMB SET50 Dividend Fund TMB50DV Equity Fund Index Fund; Specific Fund Direct Investment None 5/11/2004 6/24/2004 9,475,875

405 069/2546 TMB SET50 Retirement Mutual Fund TMB50RMF Other Retirement Mutual Fund : RMF Direct Investment None 10/21/2003 11/14/2003 16,117,794

406 MF0211/2555 TMB Asset Allocation Long Term Fund TMBAALF Specific Fund Direct Investment Partial 3/27/2012 4/10/2012 6,551,298

407 MF0210/2555 TMB Asset Allocation Medium Term Fund TMBAAMF Specific Fund Direct Investment Partial 3/27/2012 4/10/2012 3,980,140

408 MF0209/2555 TMB Asset Allocation Short Term Fund TMBAASF Specific Fund Direct Investment Partial 3/27/2012 4/10/2012 11,803,008

409 MF0433/2557 TMB Aggregate Bond Fund TMBABF Fixed Income Fund Specific Fund Direct Investment Partial 5/22/2014 7/7/2014 5,023,003,851

410 MF0739/2557 TMB Asian Growth Leaders Fund TMBAGLF Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 8/19/2014 10/30/2014 1,312,500

411 MF0413/2558 TMBAGLRMF Equity Fund Feeder Fund FIF 6/15/2015 8/10/2015 65,500

412 MF0291/2558 TMBAGLT8(2) Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 4/1/2015 5/15/2015 -

413 218/2553 TMB Bond Fund TMBBF Fixed Income Fund Specific Fund Direct Investment Partial 12/29/2009 4/1/2010 639,170,033

414 625/2553 TMB Bond Retirement Mutual Fund TMBBFRMF Fixed Income Fund Direct Investment Partial 8/5/2010 9/22/2010 32,488,445

415 028/2542 TMB Corporate Bond Fund TMBCB Fixed Income Fund Specific Fund Direct Investment Partial 8/31/1999 9/15/1999 32,411,261




CIMB THAI BANK PUBLIC COMPANY LIMITED

























Solaris Privilege Plus Fixed Income Fund 6M1






SOLARIS ASSET MANAGEMENT COMPANY LIMITED Total

TMB ASSET MANAGEMENT COMPANY LIMITED

Exchange Traded Fund : ETF; Others; Specific Fund




JUMBO 25 Dividend Long Term Equity Fund






RMF that support transferred money from PVD, undivided by class, but there is the system to separate unitholders account, investment value and registration of RMF


JUMBO PLUS Dividend Long Term Equity Fund
























TMB Asian Growth Leaders Retirement Mutual Fund





TMB Asian Growth Leaders Trigger 8(2) Fund











[Page]/78


416 303/2550 TMBCHEQ Other Foreign Investment Fund : FIF Feeder Fund FIF 6/8/2007 9/28/2007 96,082,915

417 MF0691/2557 TMB China Opportunity Fund TMBCOF Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 9/29/2014 10/13/2014 15,710,548

418 MF0414/2558 TMBCORMF Equity Fund Feeder Fund FIF 7/7/2015 8/10/2015 873,963

419 MF0253/2558 TMB China Trigger 8(2) Fund TMBCT8(2) Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 1/12/2015 4/27/2015 -

420 MF0316/2558 TMB China Trigger 8(3) Fund TMBCT8(3) Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 5/13/2015 5/28/2015 -

421 MF0327/2557 TMB European Growth Fund TMBEG Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/25/2014 5/21/2014 2,613,107

422 MF0328/2557 TMBEGRMF Equity Fund Feeder Fund FIF 4/24/2014 5/21/2014 3,177,685

423 237/2550 TMB Emerging Markets Equity Index Fund TMBEMEQ Other Foreign Investment Fund : FIF Feeder Fund FIF 7/27/2007 8/9/2007 3,238,456

424 MF0436/2554 TMB Global Bond Dividend Fund TMBGDF Fixed Income Fund Foreign Investment Fund : FIF Feeder Fund FIF 6/23/2011 8/8/2011 178,672

425 MF0435/2558 TMB German Equity Fund TMBGER Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 7/23/2015 8/24/2015 164,449,791

426 MF0356/2558 TMB German Equity Trigger 8 Fund TMBGET8 Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 6/2/2015 6/29/2015 -

427 471/2553 TMB Global Bond Fund TMBGF Fixed Income Fund Foreign Investment Fund : FIF Feeder Fund FIF 7/2/2010 7/14/2010 6,365,448

428 204/2548 TMB Gold Fund TMBGOLD Other Feeder Fund FIF 10/28/2005 12/2/2005 25,895,390

429 MF0045/2554 TMB Gold Singapore Fund TMBGOLDS Other Feeder Fund FIF 1/18/2011 2/7/2011 17,265,758

430 MF0044/2554 TMBGOLDSRMF Other Feeder Fund FIF 1/18/2011 2/7/2011 1,078,275

431 MF0171/2558 TMB Global Quality Growth Fund TMBGQG Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 2/27/2015 3/23/2015 109,790,443

432 MF0415/2558 TMBGQGRMF Equity Fund Feeder Fund FIF 6/18/2015 8/10/2015 13,750,194

433 MF0043/2554 TMB Global Bond Retirement Mutual Fund TMBGRMF Fixed Income Fund Feeder Fund FIF 12/13/2010 2/7/2011 905,895

434 MF0779/2557 TMB Global Real Return Fund TMBGRR Foreign Investment Fund : FIF Feeder Fund FIF 10/30/2014 11/17/2014 5,000,000

435 MF0399/2558 TMB India Equity Trigger 8 Fund TMBINDT8 Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 7/6/2015 7/27/2015 -

436 MF0099/2558 TMB Japan Equity Fund TMBJE Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 11/13/2014 2/23/2015 417,140,645

437 MF0416/2558 TMBJERMF Equity Fund Feeder Fund FIF 7/6/2015 8/10/2015 1,332,658

438 MF0328/2558 TMB Japan Equity Trigger 8(4) Fund TMBJET8(4) Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/10/2015 6/8/2015 -

439 MF0373/2558 TMB Japan Equity Trigger 8(5) Fund TMBJET8(5) Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 6/2/2015 7/13/2015 -

440 011/2540 TMB MONEY FUND TMBMF Fixed Income Fund Money Market Fund Direct Investment None 4/24/1997 5/15/1997 365,895,662

441 051/2553 TMB M PLUS FUND TMBMPLUS Fixed Income Fund Specific Fund Direct Investment Partial 1/7/2010 2/3/2010 19,640,737,796

442 068/2546 TMB Money Retirement Mutual Fund TMBMRMF Fixed Income Fund Direct Investment None 10/21/2003 11/14/2003 62,738,688

443 309/2553 TMB OIL Fund TMBOIL Other Foreign Investment Fund : FIF; Others Feeder Fund FIF 4/1/2010 5/13/2010 57,301,099

444 MF0417/2557 TMB Property Income Plus Fund TMBPIPF Other Sector Fund; Specific Fund Direct Investment Partial 4/8/2014 6/30/2014 22,286,066

445 MF0431/2557 TMBPIPRMF Other Direct Investment Partial 6/4/2014 7/7/2014 1,454,359

446 014/2545 TMB Treasury Money Fund TMBTM Fixed Income Fund Money Market Fund Direct Investment None 3/15/2002 3/29/2002 4,277,247,800

447 MF0084/2556 TMB US500 Equity Index Fund TMBUS500 Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 11/9/2012 2/6/2013 18,796,228

448 MF0083/2556 TMB US500 Retirement Mutual Fund TMBUS500RMF Equity Fund Feeder Fund FIF 1/15/2013 2/6/2013 3,795,538

449 MF0043/2558 TMB US500 Trigger 8 Fund TMBUS500T8 Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 12/16/2014 1/28/2015 -

450 MF0021/2559 TMB Ultra – Short Bond Fund TMBUSB Fixed Income Fund Specific Fund Direct Investment Partial 9/24/2015 1/25/2016 3,433,590,133

TMB China Equity Index Fund TMB ASSET MANAGEMENT COMPANY LIMITED




TMB China Opportunity Retirement Mutual Fund











TMB European Growth Retirement Mutual Fund





















TMB Gold Singapore Retirement Mutual Fund







TMB Global Quality Growth Retirement Mutual Fund
















TMB Japan Equity Retirement Mutual Fund





















TMB Property Income Plus Retirement Mutual Fund

















[Page]/78


451 MF0275/2554 TMB US Opportunities Fund TMBUSO Other Foreign Investment Fund : FIF Feeder Fund FIF 5/10/2011 6/1/2011 26,000

452 238/2550 TMB World Equity Index Fund TMBWDEQ Other Foreign Investment Fund : FIF Feeder Fund FIF 7/27/2007 8/9/2007 13,690,014

34,830,965,880

453 582/2552 TAPRMF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Feeder Fund FIF 10/30/2009 12/1/2009 381,000

454 032/2546 TISCO Balanced Growth Fund TBGF TISCO ASSET MANAGEMENT CO. LTD. Direct Investment None 5/22/2003 7/16/2003 837,669

455 067/2553 TISCO Balanced Growth Fund 80/20 TBGF8020 TISCO ASSET MANAGEMENT CO. LTD. Specific Fund Direct Investment None 1/22/2010 2/9/2010 174,563

456 MF0267/2555 TISCO 1 Year Bond Fund TBOND1Y TISCO ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment None 12/2/2011 5/4/2012 4,415,183

457 MF0201/2557 TCHLINK1 TISCO ASSET MANAGEMENT CO. LTD. Specific Fund Direct Investment Partial 2/28/2014 4/1/2014 -



460 MF0071/2556 TISCO China H-Shares Equity RMF TCHRMF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Feeder Fund FIF 1/14/2013 2/4/2013 3,917,430

461 MF0173/2558 TISCO China Stars Plus Fund TCHSTARP TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Fund of Funds FIF 12/4/2014 3/24/2015 116,014

462 411/2550 TISCO China India Retirement Fund TCIRMF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Fund of Funds FIF 12/11/2007 12/26/2007 1,175,519

463 030/2539 TCM Flexible Portfolio Fund TCMCSF TISCO ASSET MANAGEMENT CO. LTD. Direct Investment None 4/30/1996 5/30/1996 -

464 004/2535 TCM Equity Fund TCMEQF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None 6/19/1992 7/30/1992 19,802

465 165/2550 TISCO Dividend Long Term Equity Fund TDLTF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None 5/16/2007 6/13/2007 7,160,056

466 053/2545 TISCO Equity Growth Retirement Fund TEGRMF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Retirement Mutual Fund : RMF Direct Investment None 5/28/2002 10/3/2002 2,038,484

467 MF0400/2556 TEQDY1 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 9/17/2012 6/27/2013 -

468 MF0504/2558 TISCO Europe Property Fund TEUPROP TISCO ASSET MANAGEMENT CO. LTD. Other Feeder Fund FIF 9/17/2015 10/1/2015 108,911

469 MF0503/2558 TISCO Europe Equity RMF TEURMF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Feeder Fund FIF 8/17/2015 10/1/2015 832,000

470 054/2545 TISCO Fixed Income Retirement Fund TFIRMF TISCO ASSET MANAGEMENT CO. LTD. Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 5/28/2002 10/3/2002 3,732,074

471 055/2545 TISCO Flexible Portfolio Retirement Fund TFPRMF TISCO ASSET MANAGEMENT CO. LTD. Retirement Mutual Fund : RMF Direct Investment None 5/28/2002 10/3/2002 3,867,557

472 MF0448/2558 TISCO Global Healthcare RMF TGHRMF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Fund of Funds FIF 7/21/2015 9/1/2015 1,279,716

473 MF0300/2558 TISCO Global Healthcare Stars Plus Fund TGHSTARP TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Fund of Funds FIF 2/27/2015 5/20/2015 455,445

474 164/2552 TISCO Gold Fund TGOLD TISCO ASSET MANAGEMENT CO. LTD. Other Feeder Fund FIF 4/27/2009 5/27/2009 103,625

475 MF0632/2554 TISCO Gold Retirement Fund TGOLDRMF TISCO ASSET MANAGEMENT CO. LTD. Other Feeder Fund FIF 10/21/2011 11/29/2011 320,770

476 MF0715/2555 TISCO High Dividend Equity RMF THDRMF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 10/9/2012 11/2/2012 1,065,800

477 004/2544 TISCO Aggressive Growth Fund TISCOAGF TISCO ASSET MANAGEMENT CO. LTD. Specific Fund Direct Investment None 4/20/2000 2/22/2001 -

478 247/2552 TISCO Asia Pacific ex Japan Fund TISCOAP TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 5/4/2009 7/3/2009 24,752

479 MF0170/2558 TISCO Special Bonus Fund 6F TISCOB6F TISCO ASSET MANAGEMENT CO. LTD. Specific Fund Direct Investment Partial 3/21/2013 3/20/2015 -

480 MF0327/2558 TISCO Special Bonus Fund 7F TISCOB7F TISCO ASSET MANAGEMENT CO. LTD. Specific Fund Direct Investment Partial 5/12/2015 6/8/2015 -

481 MF0266/2558 TISCO China Trigger 8% Fund 19 TISCOC19 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/13/2015 4/30/2015 1,348,931

482 MF0302/2558 TISCO China Trigger 8% Fund 20 TISCOC20 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 4/22/2015 5/21/2015 -







TMB ASSET MANAGEMENT COMPANY LIMITED Total

TISCO Asia Pacific ex Japan Retirement Fund








TISCO China Linked Complex Return Fund 1




















RMF that has divided unit into class to accommodate the transferred money from PVD


TISCO Thai Equity Dynamic Trigger 10% Fund 1










Foreign Investment Fund : FIF;Retirement Mutual Fund : RMF; Sector Fund; Specific Fund




















[Page]/78


485 682/2553 TISCO China H-Shares Equity Fund TISCOCH TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 8/30/2010 10/27/2010 27,568,809

486 321/2550 TISCO China India Dividend Fund TISCOCID TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Fund of Funds FIF 9/26/2007 10/16/2007 59,455

487 016/2537 TISCO Equity Dividend Fund TISCOEDF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None 2/8/1994 3/21/1994 39,604

488 018/2535 TISCO EQUITY GROWTH FUND TISCOEGF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None 10/29/1992 12/15/1992 32,673

489 MF0079/2557 TISCO Europe Equity Fund TISCOEU TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 12/23/2013 2/17/2014 6,616,498

490 041/2542 TISCO Flexible Fund TISCOFLEX TISCO ASSET MANAGEMENT CO. LTD. Specific Fund Direct Investment None 11/22/1999 11/22/1999 -

491 MF0558/2557 TISCO German Equity Fund TISCOGY TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 7/3/2014 8/22/2014 22,309,961

492 MF0385/2557 TISCO German Equity Trigger 8% Fund 1 TISCOGY1 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 4/30/2014 6/16/2014 173,267

493 MF0306/2558 TISCO German Equity Trigger 8% Fund 3 TISCOGY3 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 7/22/2014 5/22/2015 -

494 MF0347/2558 TISCO German Equity Trigger 8% Fund 4 TISCOGY4 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 5/19/2015 6/23/2015 -

495 MF0017/2559 TISCO German Equity Trigger 8% Fund 6 TISCOGY6 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Feeder Fund FIF 10/2/2015 1/21/2016 6,051,747

496 MF0449/2555 TISCO High Dividend Equity Fund TISCOHD TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Specific Fund Direct Investment None 2/21/2012 7/18/2012 53,465

497 MF0596/2558 TISCO India Equity Trigger 8% Fund 2 TISCOIN2 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 6/17/2015 11/25/2015 -

498 MF0471/2556 TISCO Japan Equity Fund TISCOJP TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 5/22/2013 8/5/2013 122,077,553

499 MF0010/2559 TISCO Japan Equity Trigger 8% Fund 8 TISCOJP8 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Feeder Fund FIF 10/15/2015 1/15/2016 45,693,558

500 MF0317/2557 TISCO Korea Equity Trigger 8% Fund 2 TISCOK2 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/18/2014 5/20/2014 -

501 MF0434/2557 TISCO Korea Equity Trigger 8% Fund 3 TISCOK3 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 5/21/2014 7/8/2014 -

502 MF0534/2557 TISCO Korea Equity Trigger 8% Fund 4 TISCOK4 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 7/3/2014 8/14/2014 5,000

503 MF0672/2557 TISCO Korea Equity Fund TISCOKOR TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 9/10/2014 10/3/2014 59,950

504 226/2553 TISCO Latin America Fund TISCOLAF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/18/2010 4/7/2010 41,806

505 097/2547 TISCO Long Term Equity Fund TISCOLTF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Long Term Equity Fund : LTF Direct Investment Partial 11/8/2004 11/23/2004 21,244,708

506 MF0430/2556 TISCO Mid/Small Cap Equity Fund TISCOMS TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 3/27/2013 7/11/2013 185,248,935

507 MF0162/2557 TISCO North Asia Equity Fund TISCONA TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Fund of Funds FIF 1/7/2014 3/14/2014 24,752

508 065/2552 TISCO Oil Fund TISCOOIL TISCO ASSET MANAGEMENT CO. LTD. Other Foreign Investment Fund : FIF Feeder Fund FIF 2/25/2009 3/24/2009 2,288,429

509 MF0529/2558 TISCO Silver Age Fund TISCOSA TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 6/25/2015 10/15/2015 555,834

510 068/2548 TISCO Short Term Government Bond Fund TISCOSTF TISCO ASSET MANAGEMENT CO. LTD. Fixed Income Fund Money Market Fund Direct Investment None 5/6/2005 5/25/2005 252,711,110

511 333/2552 TISCO US Equity Fund TISCOUS TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 7/14/2009 8/18/2009 170,130,004

512 MF0744/2557 TISCO US Equity Trigger 8% Fund 3 TISCOUS3 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 7/9/2013 10/31/2014 -

513 MF0633/2556 TISCO Thai Equity Trigger 8% Fund 15 TISEQT15 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 9/17/2013 10/11/2013 -

514 MF0856/2557 TISCO Thai Equity Trigger 8% Fund 17 TISEQT17 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 1/15/2014 12/23/2014 19,802

515 MF0001/2558 TISCO Thai Equity Trigger 8% Fund 18 TISEQT18 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 12/25/2014 1/13/2015 -

516 MF0158/2558 TISCO Thai Equity Trigger 8% Fund 19 TISEQT19 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Specific Fund Direct Investment None 1/12/2015 3/18/2015 -

517 MF0208/2558 TISCO Thai Equity Trigger 8% Fund 20 TISEQT20 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Specific Fund Direct Investment None 3/19/2015 4/2/2015 198,019

518 MF0631/2558 TISCO Thai Equity Trigger 8% Fund 22 TISEQT22 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Specific Fund Direct Investment None 8/28/2015 12/18/2015 -

519 MF0002/2559 TISCO Thai Equity Trigger 8% Fund 23 TISEQT23 TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Specific Fund Direct Investment None 12/15/2015 1/11/2016 87,299,363



































[Page]/78


520 MF0537/2558 TISCO ESG Investment Fund for Society TISESG-S TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None 9/17/2015 10/21/2015 -

521 MF0752/2556 TISCO Japan Equity RMF TJPRMF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Feeder Fund FIF 9/27/2013 11/29/2013 1,215,746

522 MF0049/2558 TISCO Japan REIT Fund TJREIT TISCO ASSET MANAGEMENT CO. LTD. Other Feeder Fund FIF 12/24/2014 2/3/2015 49,505

523 MF0607/2557 TKRLINK1 TISCO ASSET MANAGEMENT CO. LTD. Specific Fund Direct Investment Partial 8/18/2014 9/11/2014 -

524 MF0600/2557 TISCO Mid/Small Cap Equity RMF TMSRMF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 7/10/2014 9/10/2014 6,652,804

525 MF0287/2557 TNALINK1 TISCO ASSET MANAGEMENT CO. LTD. Specific Fund Direct Investment Partial 4/21/2014 5/8/2014 -

526 MF0354/2557 TNALINK2 TISCO ASSET MANAGEMENT CO. LTD. Specific Fund Direct Investment Partial 5/9/2014 6/3/2014 -

527 MF0378/2558 TISCO Oil Trigger 8% Fund 6 TOIL6 TISCO ASSET MANAGEMENT CO. LTD. Other Foreign Investment Fund : FIF Feeder Fund FIF TMB BANK PUBLIC COMPANY LIMITED 3/23/2015 7/16/2015 -

528 MF0459/2558 TISCO Oil Trigger 8% Fund 8 TOIL8 TISCO ASSET MANAGEMENT CO. LTD. Other Foreign Investment Fund : FIF Feeder Fund FIF 8/10/2015 9/3/2015 -

529 MF0602/2558 TISCO Oil Trigger 8% Fund 9 TOIL9 TISCO ASSET MANAGEMENT CO. LTD. Other Foreign Investment Fund : FIF Feeder Fund FIF 9/10/2015 11/26/2015 -

530 017/2547 TISCO Strategic Fund TSF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Specific Fund Direct Investment None 2/19/2004 3/16/2004 4,749,704

531 049/2544 TSFIRMF TISCO ASSET MANAGEMENT CO. LTD. Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 12/19/2001 12/27/2001 2,718,279

532 MF0630/2557 TISCO Global Stars Plus Fund TSTARP TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Fund of Funds FIF 10/22/2012 9/18/2014 58,219

533 MF0590/2558 TISCO Global Stars Plus Fund - Unhedged TSTAR-UH TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Fund of Funds FIF 10/12/2015 11/23/2015 -

534 MF0018/2559 TISCO US Equity Fund - Unhedged TUSEQ-UH TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Feeder Fund FIF 10/15/2015 1/21/2016 133,508,218

535 MF0392/2558 TISCO US Oil Fund TUSOIL TISCO ASSET MANAGEMENT CO. LTD. Other Foreign Investment Fund : FIF Feeder Fund FIF 2/23/2015 7/23/2015 32,785,558

536 MF0351/2556 TISCO US REIT Fund TUSREIT TISCO ASSET MANAGEMENT CO. LTD. Other Feeder Fund FIF 3/27/2013 6/7/2013 4,951

537 MF0751/2556 TISCO US Equity RMF TUSRMF TISCO ASSET MANAGEMENT CO. LTD. Equity Fund Feeder Fund FIF 9/27/2013 11/29/2013 1,155,020

1,166,777,609

538 MF0292/2554 LOCKIN1 Other Capital Protected Fund Direct Investment Partial 5/30/2011 6/8/2011 -

539 MF0328/2554 LOCKIN2 Other Capital Protected Fund Direct Investment Partial 6/7/2011 6/22/2011 -

540 MF0715/2556 SCB RETIREMENT YEAR 2566 SCB2566 Direct Investment Partial 10/10/2013 11/15/2013 112,332



543 026/2551 SCBAEM Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 1/15/2008 2/6/2008 80,000

544 MF0624/2558 SCBAI3M11 Fixed Income Fund Direct Investment Partial 12/4/2015 12/15/2015 -







551 MF0505/2557 SCBAS3Y1 Fixed Income Fund Specific Fund Direct Investment Partial 7/17/2014 7/30/2014 -

552 MF0066/2558 SCBASF1Y18 Fixed Income Fund Direct Investment FIF 12/18/2014 2/10/2015 -







TISCO Korea Linked Complex Return Fund 1





TISCO North Asia Linked Complex Return Fund 1



TISCO North Asia Linked Complex Return Fund 2






TISCO Secured Fixed Income Retirement Fund












TISCO ASSET MANAGEMENT CO. LTD. Total

SCB CAPITAL PROTECTED ASIAN LOCK-IN COMPLEX RETURN FUND 1

SCB ASSET MANAGEMENT COMPANY LIMITED


SCB CAPITAL PROTECTED ASIAN LOCK-IN COMPLEX RETURN FUND 2












SCB ASIAN EMERGING MARKETS OPEN END FUND



SCB FIXED INCOME ACCREDITED INVESTORS FUND 3M11





















SCB FIXED INCOME ACCREDITED INVESTORS AND SPECIAL RETAIL FUND 3Y1



SCB FOREIGN FIXED INCOME ACCREDITED INVESTORS AND SPECIAL RETAIL FUND 1Y18








[Page]/78










562 MF0402/2558 SCBASF6M80 Fixed Income Fund Direct Investment FIF 6/26/2015 7/28/2015 -


















580 MF0003/2559 SCBASF6MA1 Fixed Income Fund Direct Investment FIF 11/25/2015 1/12/2016 -

581 MF0012/2559 SCBASF6MA2 Fixed Income Fund Specific Fund Direct Investment FIF 11/30/2015 1/19/2016 -

582 MF0023/2559 SCBASF6MA3 Fixed Income Fund Specific Fund Direct Investment FIF 11/30/2015 1/26/2016 -

583 161/2552 SCB SHORT TERM AUD OPEN END FUND SCBAUD Fixed Income Fund Direct Investment FIF 5/18/2009 5/27/2009 1,647,529

584 MF0344/2554 SCB SET BANKING SECTOR INDEX FUND SCBBANKING Equity Fund Direct Investment None 12/11/2009 6/28/2011 20,868,901

585 MF0397/2558 SCB BILLIONAIRE FUND SCBBLN Equity Fund Direct Investment FIF 7/13/2015 7/24/2015 1,256,985

586 574/2552 SCB CHINA EQUITY OPEN END FUND SCBCE Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 10/26/2009 11/25/2009 6,093,404

587 MF0183/2556 SCB CHINA EQUITY THB HEDGE SCBCEH Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/8/2013 3/19/2013 21,289,559

588 MF0240/2556 SCB CHINA EQUITY THB HEDGE 2 SCBCEH2 Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/14/2013 4/4/2013 528,000

































SCB FOREIGN FIXED INCOME ACCREDITED INVESTORS AND SPECIAL RETAIL FUND 6M80








































































SCB FOREIGN FIXED INCOME ACCREDITED INVESTORS AND SPECIAL RETAIL FUND 6MA1














Index Fund; Sector Fund; Specific Fund











[Page]/78


589 MF0081/2558 SCB CHINA A-SHARES FUND SCBCHA Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 1/28/2015 2/13/2015 32,686,379

590 MF0640/2555 SCB COMMODITY PLUS FUND SCBCOMP Other Feeder Fund FIF 7/5/2012 10/3/2012 46,500

591 033/2537 SCB DHANA ANANTA OPEN END FUND SCBDA Equity Fund Direct Investment None 6/15/1994 9/26/1994 11,954

592 046/2546 SCB DIVIDEND STOCK OPEN END FUND SCBDV Equity Fund Direct Investment None 8/7/2003 9/16/2003 31,599,551

593 MF0534/2558 SCBEFN1Y2 Direct Investment FIF 5/20/2015 10/20/2015 -

594 MF0160/2556 SCB EMERGING MARKETS BOND FUND SCBEMBOND Fixed Income Fund Feeder Fund FIF 1/29/2013 3/7/2013 50,000

595 MF0820/2555 SCB EMERGING EQUITY FUND SCBEMEQ Equity Fund Feeder Fund FIF 11/9/2012 12/18/2012 5,000

596 MF0342/2554 SCB SET ENERGY SECTOR INDEX FUND SCBENERGY Equity Fund Direct Investment None 10/12/2009 6/28/2011 3,196,111

597 MF0111/2557 SCB EUROPEAN EQUITY FUND SCBEUEQ Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 2/4/2014 2/26/2014 46,126,856

598 MF0581/2558 SCB FOREIGN FIXED INCOME FUND 3M70 SCBFF3M70 Fixed Income Fund Direct Investment FIF 1/21/2015 11/17/2015 -




602 MF0625/2558 SCB FOREIGN FIXED INCOME FUND 6MA1 SCBFF6MA1 Fixed Income Fund Direct Investment FIF 9/1/2015 12/15/2015 -



605 572/2553 SCB FIXED INCOME FUND 6Y10M SCBFI6Y10M Fixed Income Fund Specific Fund Direct Investment Partial 8/19/2010 8/30/2010 -


607 217/2553 SCB FIXED INCOME FUND 7Y SCBFI7Y Fixed Income Fund Specific Fund Direct Investment Partial 2/25/2010 4/1/2010 -


609 393/2553 SCB FIXED INCOME FUND 7Y1M2 SCBFI7Y1M2 Specific Fund Direct Investment Partial 5/17/2010 6/16/2010 -

610 451/2553 SCB FIXED INCOME FUND 7Y1M3 SCBFI7Y1M3 Fixed Income Fund Specific Fund Direct Investment Partial 6/25/2010 7/7/2010 -

611 679/2553 SCB FIXED INCOME PLUS FUND SCBFP Fixed Income Fund Specific Fund Direct Investment Partial 7/22/2010 10/21/2010 10,661,839,782

612 MF0593/2558 SCBFST Fixed Income Fund Direct Investment FIF 11/10/2015 11/24/2015 632,704,271

613 167/2548 SCBGB10/12 Fixed Income Fund Direct Investment None 9/30/2005 10/27/2005 -








621 MF0107/2556 SCB GLOBAL EQUITY FUND SCBGEQ Equity Fund Feeder Fund FIF 1/10/2013 2/14/2013 10,693,780

622 MF0456/2558 SCB GLOBAL HEALTH CARE EQUITY FUND SCBGHC Equity Fund Feeder Fund FIF 8/13/2015 9/2/2015 50,958,370

623 MF0515/2558 SCBGIF Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 7/6/2015 10/6/2015 -










SCB ENHANCED FOREIGN NOTE FUND 1Y2


Mixed Fund (No Investment In Equity)










Index Fund; Sector Fund; Specific Fund








































SCB FOREIGN SHORT TERM FIXED INCOME




SCB GOVERNMENT BOND 10/12 OPEN END FUND






























SCB GLOBAL INFRASTRUCTURE EQUITY FUND



[Page]/78


624 MF0472/2555 SCB GLOBAL BOND FUND SCBGLOB Fixed Income Fund Feeder Fund FIF 5/28/2012 7/30/2012 107,903

625 MF0681/2554 SCB GLOBAL WEALTH OPEN END FUND SCBGLOW Fund of Funds FIF 12/2/2011 12/23/2011 5,000

626 MF0596/2555 SCBGLOWP Fund of Funds FIF 4/12/2012 9/19/2012 119,000

627 MF0479/2554 SCB GOLD OPEN END FUND SCBGOLD Other Feeder Fund FIF 4/18/2011 8/26/2011 11,854,032

628 MF0478/2554 SCB GOLD THB HEDGED OPEN END FUND SCBGOLDH Other Feeder Fund FIF 11/9/2010 8/26/2011 10,395,786

629 MF0577/2554 SCB GOLD THB HEDGED RMF SCBGOLDHRMF Other Feeder Fund FIF 9/29/2011 10/19/2011 26,626,329

630 MF0473/2555 SCBGSIF Feeder Fund FIF 7/13/2012 7/30/2012 5,020,000

631 MF0179/2558 SCB INDIA EQUITY FUND SCBINDIA Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/10/2015 3/24/2015 5,962,926

632 MF0577/2557 SCB KOREA EQUITY FUND SCBKEQTG Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 8/13/2014 8/29/2014 356,000

633 078/2547 SCBLT1 Equity Fund Long Term Equity Fund : LTF Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 9/30/2004 10/21/2004 105,961,264



636 185/2550 SCB INTER LONG TERM EQUITY FUND SCBLT4 Equity Fund Direct Investment Partial 6/11/2007 6/27/2007 8,087,862

637 175/2550 SCB SMART LONG TERM EQUITY FUND SCBLTS Equity Fund Long Term Equity Fund : LTF Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 4/24/2007 6/26/2007 -

638 183/2550 SCB TARGET LONG TERM EQUITY FUND SCBLTT Equity Fund Direct Investment None 6/11/2007 6/27/2007 21,760,031

639 007/2535 SCB MUNKHONG OPEN END FUND SCBMF Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 7/6/1992 8/10/1992 55,000

640 006/2536 SCB MUNKHONG 2 OPEN END FUND SCBMF2 Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 7/23/1993 9/2/1993 -

641 008/2536 SCB MUNKHONG 3 OPEN END FUND SCBMF3 Equity Fund Direct Investment None 9/16/1993 10/6/1993 6,500

642 011/2537 SCB MUNKHONG 4 OPEN END FUND SCBMF4 Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 1/7/1994 2/15/1994 55,000

643 025/2537 SCB MUNKHONG 5 OPEN END FUND SCBMF5 Equity Fund Direct Investment None 1/17/1994 7/22/1994 69,250

644 MF0029/2558 SCB Mid/Small Cap Equity Fund SCBMSE Equity Fund Direct Investment None 11/11/2014 1/21/2015 12,572,895

645 MF0067/2558 SCBNACR1 Direct Investment FIF 11/25/2014 2/10/2015 -

646 MF0631/2556 SCB JAPAN EQUITY FUND SCBNKY225 Equity Fund Feeder Fund FIF 9/16/2013 10/11/2013 285,926,432

647 MF0639/2555 SCB OIL FUND SCBOIL Other Feeder Fund FIF 7/31/2012 10/3/2012 33,224,567

648 001/2535 SCB PRIME FLEXIBLE OPEN END FUND SCBPF Direct Investment None 5/15/1992 7/6/1992 125,000

649 003/2537 SCBPG Direct Investment None 12/30/1993 1/19/1994 76,000

650 210/2549 SCB PLATINUM GLOBAL OPEN END FUND SCBPGF Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 8/21/2006 9/4/2006 240,000

651 026/2538 SCBPMO Equity Fund Direct Investment None 3/24/1995 5/4/1995 8,300

652 008/2540 SCBRF Fixed Income Fund Direct Investment Partial 12/26/1996 3/28/1997 3,904,341

653 003/2545 SCB SHORT TERM FIXED INCOME RMF SCBRM1 Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 1/23/2002 2/14/2002 176,172,169

654 004/2545 SCB GOVERNMENT BOND RMF SCBRM2 Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 12/25/2001 2/14/2002 60,684,210

655 005/2545 SCB FLEXIBLE FUND RMF SCBRM3 Retirement Mutual Fund : RMF Direct Investment None 1/23/2002 2/14/2002 12,237,967

656 006/2545 SCB EQUITY RMF SCBRM4 Equity Fund Retirement Mutual Fund : RMF Direct Investment None 1/23/2002 2/14/2002 120,125,878

657 MF0563/2558 SCB EUROPEAN EQUITY RMF SCBRMEU Equity Fund Feeder Fund FIF 10/15/2015 11/6/2015 -

658 MF0562/2558 SCB GLOBAL HEALTH CARE RMF SCBRMGHC Equity Fund Feeder Fund FIF 10/12/2015 11/6/2015 -








SCB GLOBAL WEALTH PLUS OPEN END FUND














SCB GLOBAL STRATEGIC INVESTMENT FUND









SCB DIVIDEND STOCK 70/30 LONG TERM EQUITY FUND


SCB STOCK PLUS LONG TERM EQUITY FUND


SCB MAI STOCK LONG TERM EQUITY FUND


















SCB NORTH ASIA OPPORTUNITY COMPLEX RETURN FUND 1














SCB PRIME GROWTH FLEXIBLE OPEN END FUND






SCB PERMPOL MUNKHONG OPEN END FUND



SCB RETIREMENT FIXED INCOME OPEN END FUND


















[Page]/78


659 MF0516/2558 SCB GLOBAL INFRASTRUCTURE RMF SCBRMGIF Equity Fund Feeder Fund FIF 9/15/2015 10/6/2015 -

660 MF0597/2555 SCB GLOBAL WEALTH RMF SCBRMGW Fund of Funds FIF 1/20/2012 9/19/2012 -

661 MF0598/2555 SCB GLOBAL WEALTH PLUS RMF SCBRMGWP Fund of Funds FIF 4/24/2012 9/19/2012 -

662 MF0564/2558 SCB JAPAN EQUITY RMF SCBRMJP Equity Fund Feeder Fund FIF 10/9/2015 11/6/2015 307,343

663 MF0578/2554 SCB SET50 INDEX RMF SCBRMS50 Equity Fund Direct Investment None 10/5/2011 10/19/2011 51,796,066

664 MF0819/2555 SCB US EQUITY FUND SCBS&P500 Equity Fund Feeder Fund FIF 9/24/2012 12/18/2012 14,169,369

665 MF0345/2554 SCB SELECTS EQUITY FUND SCBSE Equity Fund Specific Fund Direct Investment None 5/27/2011 6/28/2011 28,941,465

666 045/2539 SCB SET INDEX FUND SCBSET Equity Fund Index Fund Direct Investment None 7/26/1996 8/20/1996 146,451,948

667 MF0575/2554 SCB SET50 INDEX FUND SCBSET50 Equity Fund Index Fund; Specific Fund Direct Investment None 10/12/2009 10/19/2011 57,831,814

668 004/2540 SCBSFF Fixed Income Fund Direct Investment Partial 12/26/1996 2/27/1997 43,638,367,901

669 MF0730/2556 SCBSFFPLUS Fixed Income Fund Specific Fund Direct Investment Partial 10/28/2013 11/20/2013 18,074,080,150

670 MF0618/2555 SCB SMART PLAN 2 OPEN END FUND SCBSMART2 Specific Fund Direct Investment None 8/27/2012 9/26/2012 1,973,541

671 MF0619/2555 SCB SMART PLAN 3 OPEN END FUND SCBSMART3 Specific Fund Direct Investment Partial 8/27/2012 9/26/2012 224,992

672 MF0620/2555 SCB SMART PLAN 4 OPEN END FUND SCBSMART4 Specific Fund Direct Investment Partial 8/27/2012 9/26/2012 181,368

673 MF0452/2558 SCBTFCP6M30 Fixed Income Fund Capital Protected Fund; Specific Fund Direct Investment None 4/17/2015 9/1/2015 -



676 MF0022/2559 SCBTFCP6M33 Fixed Income Fund Capital Protected Fund Direct Investment None 9/1/2015 1/26/2016 -

677 MF0143/2558 SCB TRIGGER 3% PLUS 3% FUND B SCBTG3P3B Specific Fund Direct Investment None 2/12/2015 3/11/2015 -

678 MF0150/2558 SCB TRIGGER 3% PLUS 3% FUND C SCBTG3P3C Specific Fund Direct Investment None 3/9/2015 3/16/2015 -

679 MF0201/2558 SCB TRIGGER 3% PLUS 3% FUND D SCBTG3P3D Specific Fund Direct Investment None 3/12/2015 3/31/2015 -

680 MF0299/2558 SCB TRIGGER 3% PLUS 3% FUND E SCBTG3P3E Specific Fund Direct Investment None 4/7/2015 5/19/2015 -

681 MF0423/2558 SCB TRIGGER 3% PLUS 3% FUND G SCBTG3P3G Direct Investment None 5/20/2015 8/13/2015 -

682 MF0444/2558 SCB TRIGGER 3% PLUS 3% FUND H SCBTG3P3H Direct Investment None 5/22/2015 8/26/2015 -

683 MF0210/2556 SCB TRIGGER 7% FUND 4 SCBTG7-4 Specific Fund Direct Investment None 1/21/2013 3/27/2013 -

684 MF0769/2555 SCBTGGB1 Fixed Income Fund Direct Investment Partial 11/21/2012 11/27/2012 -

685 272/2552 SCB TREASURY MONEY OPEN END FUND SCBTMF Fixed Income Fund Money Market Fund Direct Investment None 7/9/2009 7/21/2009 743,049,035

686 MF0557/2555 SCBTMFPLUS Fixed Income Fund Money Market Fund Direct Investment None 7/31/2012 9/5/2012 1,297,295,732

687 020/2536 SCB TAWEESUB OPEN END FUND SCBTS Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 10/28/1993 11/24/1993 -

688 022/2536 SCB TAWEESUB 2 OPEN END FUND SCBTS2 Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 11/18/1993 12/13/1993 200,000

689 009/2537 SCB TAWEESUB 3 OPEN END FUND SCBTS3 Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 1/7/1994 1/27/1994 10,000

76,532,629,078

690 037/2537 Thanachart Amnuay Sab-Dividend Fund T-ASD Direct Investment Partial 3/15/1994 12/26/1994 21,500

691 077/2547 T-BigCapLTF Equity Fund Direct Investment Partial 9/30/2004 10/20/2004 30,263,110

692 129/2548 Thanachart Cash Management Fund T-CASH Fixed Income Fund Money Market Fund Direct Investment None 7/18/2005 8/31/2005 2,693,573,102



























SCB SAVINGS FIXED INCOME OPEN END FUND



SCB SPECIFIC FIXED INCOME PLUS OPEN END FUND












SCB THAI FIXED INCOME CAPITAL PROTECTED 6M30 OPEN END FUND

































SCB GOVERNMENT BOND TRIGGER FUND 1





SCB TREASURY MONEY PLUS OPEN END FUND






SCB ASSET MANAGEMENT COMPANY LIMITED Total

THANACHART FUND MANAGEMENT COMPANY LIMITED



Thanachart Big Cap Long Term Equity Fund






[Page]/78


693 MF0432/2556 Thanachart Challenge Fund 14 T-Challenge14 Specific Fund Direct Investment None 3/29/2013 7/12/2013 -


695 MF0531/2557 Thanachart Challenge Fund 17 T-Challenge17 Specific Fund Direct Investment None 7/31/2014 8/8/2014 9,000









704 MF0276/2558 Thanachart China Challenge Fund#1 T-CHChallenge#1 Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 4/10/2015 5/12/2015 -

705 006/2537 Thanachart Charoen Sab-Dividend Fund T-CSD Direct Investment Partial 12/1/1993 1/24/1994 67,000

706 001/2538 Thanachart Equity Fund T-EQUITY Equity Fund Direct Investment None 12/2/1994 1/5/1995 2,692,500

707 MF0380/2558 Thanachart Europe Challenge Fund 2P T-EUChallenge2P Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 4/27/2015 7/16/2015 -

708 MF0474/2558 Thanachart Europe Equity Fund T-EuropeEQ Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 8/28/2015 9/11/2015 86,431

709 MF0299/2557 Thanachart Fixed Income 3Y1 TFI3Y1 Fixed Income Fund Specific Fund Direct Investment Partial 4/25/2014 5/14/2014 -

710 MF0630/2558 Thanachart Fixed Income 6M10AI TFI6M10AI Fixed Income Fund Specific Fund Direct Investment Partial 11/30/2015 12/17/2015 -









719 MF0582/2558 T-FinanceTH Equity Fund Sector Fund; Specific Fund Direct Investment None 9/16/2015 11/17/2015 781,708

720 267/2549 TFIX-3M#2 Fixed Income Fund Specific Fund Direct Investment None 9/21/2006 10/27/2006 -




724 MF0808/2557 Thanachart Fixed Income 2YR1 Fund T-Fixed2YR1 Fixed Income Fund Specific Fund Direct Investment Partial 11/19/2014 11/27/2014 -

725 MF0554/2558 Thanachart Fixed Income 2YR1AI Fund T-Fixed2YR1AI Fixed Income Fund Specific Fund Direct Investment Partial 10/22/2015 10/30/2015 -



































































Thanachart Thai Financial Sector Equity Fund



Thanachart Fixed Income Fund -3 Month#2




















[Page]/78




730 MF0434/2558 Thanachart Fixed Income 3YR1AI Fund T-Fixed3YR1AI Fixed Income Fund Specific Fund Direct Investment Partial 8/14/2015 8/24/2015 -






736 MF0228/2557 Thanachart Fixed Income Plus Fund 1 T-FixedPlus1 Fixed Income Fund Specific Fund Direct Investment Partial 3/21/2014 4/10/2014 -

737 MF0569/2558 Thanachart Fixed Income FIF 3M1 T-FixFIF3M1 Fixed Income Fund Direct Investment FIF 10/29/2015 11/11/2015 -

738 MF0611/2558 Thanachart Fixed Income FIF 3M2 T-FixFIF3M2 Fixed Income Fund Direct Investment FIF 11/12/2015 12/1/2015 -

739 MF0394/2558 Thanachart Fixed Income FIF 6M8AI T-FixFIF6M8AI Fixed Income Fund Direct Investment FIF 7/10/2015 7/23/2015 -

740 MF0471/2558 Thanachart Fixed Income FIF 6M9AI T-FixFIF6M9AI Fixed Income Fund Direct Investment FIF 8/26/2015 9/10/2015 -

741 229/2553 Thanachart Long term Fixed Income Fund TFixLT Fixed Income Fund Specific Fund Direct Investment None 3/19/2010 4/7/2010 -

742 325/2550 THANACHART GLOBAL BOND FUND T-GLOBALBOND Fixed Income Fund Foreign Investment Fund : FIF Feeder Fund FIF 9/21/2007 10/18/2007 505,328

743 718/2553 T-GlobalBondRMF Fixed Income Fund Feeder Fund FIF 7/23/2010 11/17/2010 192,000

744 355/2550 THANACHART GLOBAL ENERGY FUND T-GlobalEnergy Equity Fund Fund of Funds FIF 10/1/2007 11/13/2007 74,648

745 MF0214/2554 Thanachart Global Equity Fund T-GlobalEQ Equity Fund Fund of Funds FIF 5/10/2010 5/9/2011 3,311,500

746 MF0776/2556 T-GlobalEQRMF Equity Fund Fund of Funds FIF 11/28/2013 12/13/2013 92,139

747 MF0679/2555 Thanachart Global Fixed Income Fund T-GlobalFixed Fixed Income Fund Fund of Funds FIF 9/24/2012 10/17/2012 5,545

748 117/2550 THANACHART GLOBAL VALUE FUND T-GlobalValue Equity Fund Fund of Funds FIF 3/20/2007 4/27/2007 350,500

749 MF0092/2554 Thanachart Gold Bullion-Currency Hedged TGoldBullion-H Other Direct Investment FIF 12/30/2010 3/2/2011 5,663,033

750 MF0093/2554 TGoldBullion-UH Other Direct Investment FIF 12/30/2010 3/2/2011 2,341,059

751 MF0193/2555 Thanachart Gold ETF TGOLDETF Other Direct Investment FIF 3/2/2012 4/4/2012 -

752 MF0301/2554 TGoldRMF-H Other Direct Investment FIF 4/12/2011 6/10/2011 1,293,938

753 MF0300/2554 TGoldRMF-UH Other Direct Investment FIF 4/12/2011 6/10/2011 1,520,695

754 151/2548 TGOV1 Fixed Income Fund Capital Protected Fund Direct Investment None 9/14/2005 10/6/2005 -

755 031/2549 TGOV3M1 Fixed Income Fund Capital Protected Fund Direct Investment None 1/30/2006 2/22/2006 -

756 057/2549 TGOV3M2 Fixed Income Fund Capital Protected Fund Direct Investment None 1/30/2006 3/15/2006 -

757 085/2549 TGOV3M3 Fixed Income Fund Capital Protected Fund Direct Investment None 1/30/2006 4/12/2006 31,631,600

758 028/2550 TGOV3M4 Fixed Income Fund Capital Protected Fund Direct Investment None 1/15/2007 2/7/2007 2,200,000

759 011/2549 TGOV4 Fixed Income Fund Capital Protected Fund Direct Investment None 12/29/2005 1/30/2006 1,247,500



762 MF0367/2558 Thanachart Global Healthcare Fund T-Healthcare Equity Fund Feeder Fund FIF 6/18/2015 7/6/2015 6,235,143



































THANACHART GLOBAL BOND RETIREMENT MUTUAL FUND










Thanachart Global Equity Retirement Mutual Fund













Thanachart Gold Bullion-Currency Unhedged





Exchange Traded Fund : ETF; Foreign Investment Fund : FIF; Gold Fund


Thanachart Gold Bullion Retirement Mutual Fund-Currency Hedged




Thanachart Gold Bullion Retirement Mutual Fund-Currency UNhedged




THANACHART CAPITAL PROTECTION GOVERNMENT BOND-1 FUND



THANACHART CAPITAL PROTECTION GOVERNMENT BOND 3M/1 FUND
























[Page]/78


763 MF0369/2558 T-HealthcareRMF Equity Fund Feeder Fund FIF 6/18/2015 7/7/2015 2,660,274

764 MF0610/2558 Thanachart Global Income Fund T-INCOME Foreign Investment Fund : FIF Feeder Fund FIF 7/29/2015 12/1/2015 3,812,123

765 MF0228/2556 Thanachart Income Plus Fund T-IncomePlus Fixed Income Fund Specific Fund Direct Investment Partial 3/20/2013 4/2/2013 6,829,469,445

766 180/2549 T-INFRA Equity Fund Fund of Funds FIF 7/14/2006 8/1/2006 130,000

767 MF0473/2558 Thanachart Japan Equity Fund T-JapanEQ Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 8/28/2015 9/11/2015 20,287,464

768 MF0192/2558 Thanachart Japan Challenge Fund 1 T-JPChallenge1 Direct Investment FIF 1/28/2015 3/26/2015 -

769 024/2537 Thanachart Kasem Sab Dividend Fund T-KSD Direct Investment Partial 4/8/1994 7/19/1994 35,000

770 MF0186/2555 Thanachart Low Beta Fund T-LowBeta Equity Fund Specific Fund Direct Investment None 1/13/2012 3/29/2012 39,323,991

771 MF0813/2555 T-LowBetaRMF Equity Fund Direct Investment None 10/15/2012 12/18/2012 20,807,830

772 076/2547 T-LTFD Equity Fund Direct Investment Partial 9/30/2004 10/20/2004 65,822,355

773 544/2552 Thanachart Multi Asset Portfolio T-MAP Fund of Funds FIF 10/20/2009 11/12/2009 150,020

774 MF0335/2558 Thanachart Mixed Income Fund 3Y1 T-Mixed3Y1 Specific Fund Direct Investment Partial 5/29/2015 6/12/2015 -

775 152/2551 T-MixedFIF(I) Foreign Investment Fund : FIF Direct Investment FIF 3/26/2008 4/22/2008 -

776 MF0212/2558 Thanachart Mixed Income Fund 3 T-MixedIncome3 Specific Fund Direct Investment Partial 2/6/2015 4/2/2015 -





781 076/2551 Thanachart Money Market Fund T-MONEY Fixed Income Fund Money Market Fund Direct Investment None 1/25/2008 3/13/2008 104,370,516

782 MF0685/2556 Thanachart Monthly Income Fund T-MonthlyIncome Fixed Income Fund Specific Fund Direct Investment Partial 10/22/2013 11/6/2013 -

783 MF0007/2557 Thanachart Monthly Income Fund 2 TMonthlyIncome2 Fixed Income Fund Specific Fund Direct Investment Partial 12/26/2013 1/14/2014 -

784 MF0061/2557 Thanachart Monthly Income Fund 3 TMonthlyIncome3 Fixed Income Fund Specific Fund Direct Investment Partial 1/27/2014 2/6/2014 -

785 015/2545 T-NERMF Equity Fund Retirement Mutual Fund : RMF Direct Investment Partial 3/14/2002 3/29/2002 23,280,688

786 012/2547 Thanachart Fundamental Plus T-NFPLUS Equity Fund Retirement Mutual Fund : RMF Direct Investment Partial 12/11/2003 2/19/2004 204,990

787 097/2545 T-NFRMF Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment Partial 12/9/2002 12/26/2002 47,443,812

788 050/2544 T-NGRMF Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment Partial 12/24/2001 12/28/2001 35,079,181

789 099/2547 T-NMIXRMF Direct Investment Partial 11/9/2004 12/1/2004 10,934,211

790 033/2545 T-NMRMF Fixed Income Fund Direct Investment None 5/9/2002 7/12/2002 12,193,840

791 048/2546 Thanachart SET Fund T-NSET Equity Fund Direct Investment None 9/3/2003 9/18/2003 518,000

792 042/2538 Thanachart Pai-Boon Sab Dividend Fund T-PASD Direct Investment Partial 8/10/1995 9/28/1995 13,500

793 041/2538 Thanachart Pi-Boon Sab Dividend Fund T-PISD Equity Fund Direct Investment Partial 8/10/1995 9/28/1995 35,000

794 008/2535 T-PPSD Equity Fund Direct Investment Partial 7/6/1992 8/18/1992 484,227

795 250/2550 THANACHART PREMIUM BRANDS FUND T-PREMIUM BRAND Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 7/31/2007 8/21/2007 58,990

796 MF0304/2556 Thanachart Privilege Equity Fund T-Privilege Equity Fund Specific Fund Direct Investment None 4/4/2013 5/13/2013 342,945

797 MF0151/2558 Thanachart Property Sector Fund T-Property Other Sector Fund; Specific Fund Direct Investment Partial 3/2/2015 3/17/2015 350,053,348

Thanachart Global Healthcare Retirement Mutual Fund









THANACHART INFRASTRUCTURE AND NATURAL RESOURCE FUND OF FUND















Thanachart Low Beta Retirement Mutual Fund




Thanachart Long Term Equity Dividend Fund











Thanachart Mixed Fund for Institutional Investor



























Thanachart Equity Retirement Mutual Fund





Thanachart General Fixed Income Retirement Mutual Fund



Thanachart Government Bonds Retirement Mutual Fund



Thanachart Mixed Retirement Mutual Fund





Thanachart Money Market Retirement Mutual Fund











Thanachart Perm Poon Sab-Dividend Fund









[Page]/78


798 MF0639/2558 T-PropertyRMF Other Direct Investment Partial 12/16/2015 12/29/2015 1,148,968

799 MF0444/2555 Thanachart SET50 Fund T-SET50 Equity Fund Index Fund; Specific Fund Direct Investment None 2/29/2012 7/18/2012 3,471,780

800 MF0746/2557 T-SM Cap Equity Fund Specific Fund Direct Investment None 9/30/2013 11/4/2014 4,556,630

801 MF0049/2556 Thanachart Smart Fund T-Smart Specific Fund Direct Investment None 1/10/2013 1/25/2013 2,000

802 MF0128/2556 Thanachart Smart Fund 2 T-Smart2 Specific Fund Direct Investment None 2/11/2013 2/27/2013 100,000

803 MF0195/2556 Thanachart Smart Fund 3 T-Smart3 Specific Fund Direct Investment None 3/13/2013 3/26/2013 9,206

804 MF0313/2556 Thanachart Smart Fund 5 T-Smart5 Specific Fund Direct Investment None 3/29/2013 5/20/2013 -

805 032/2537 Thanachart Sin Pai Toon Open-End Fund T-SPT Equity Fund Direct Investment Partial 8/17/1994 9/22/1994 63,000

806 019/2535 Thanachart Sa-Thien Sab Dividend Fund T-STSD Direct Investment Partial 10/28/1992 12/18/1992 658,211

807 001/2544 Thanachart Thanasarn Open-End Fund T-TSARN Fixed Income Fund Direct Investment Partial 11/27/2000 1/18/2001 153,593,005

808 018/2541 T-TSB Fixed Income Fund Direct Investment Partial 10/19/1998 11/19/1998 604,216,017

809 033/2546 Thanachart Tuntawee1 T-TTW1 Specific Fund Direct Investment None 7/9/2003 7/18/2003 1,755,605

810 MF0110/2558 Thanachart US Challenge Fund#2 T-USChallenge#2 Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 1/21/2015 2/25/2015 -

811 007/2536 Thanachart Udom Sab-Dividend Fund T-USD Equity Fund Direct Investment Partial 8/2/1993 9/27/1993 1,688,500

812 010/2536 Thanachart Udom Sab-Dividend 2 Fund T-USD2 Equity Fund Direct Investment Partial 9/29/1993 10/20/1993 -

11,123,176,051

813 MF0033/2555 KK GOLD TARGET 7% FUND#1 KK GOLD 7%#1 Other Fund of Funds FIF 1/17/2012 1/25/2012 -

814 MF0507/2558 PHATRA ABSOLUTE RETURN FUND PHATRA ABSOLUTE Direct Investment None 9/17/2015 10/1/2015 -

815 MF0533/2554 PHATRA ACTIVE EQUITY FUND PHATRA ACT EQ Equity Fund Specific Fund Direct Investment None 9/13/2011 9/22/2011 8,464,703

816 MF0517/2558 PHATRA ACTIVE FIXED INCOME FUND PHATRA ACT FIXED Fixed Income Fund Direct Investment Partial 9/22/2015 10/7/2015 125,413,298

817 071/2547 PHATRA BLRMF Retirement Mutual Fund : RMF Direct Investment None 9/20/2004 10/8/2004 838,813

818 MF0383/2555 PHATRA DIVIDEND EQUITY FUND PHATRA DIVIDEND Equity Fund Retirement Mutual Fund : RMF Direct Investment None 6/5/2012 6/21/2012 1,253,774

819 MF0009/2559 PHATRA EFI3M8 Fixed Income Fund Specific Fund Direct Investment Partial 1/5/2016 1/14/2016 -



822 101/2547 PHATRA EQRMF Equity Fund Retirement Mutual Fund : RMF Direct Investment None 10/20/2004 12/1/2004 9,746,647

823 MF0235/2557 PHATRA FIXED INCOME 3Y1 FUND PHATRA FI3Y1 Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment Partial 4/2/2014 4/10/2014 -

824 MF0526/2557 PHATRA FIXED INCOME 3Y2 FUND PHATRA FI3Y2 Fixed Income Fund Specific Fund Direct Investment Partial 7/30/2014 8/7/2014 -

825 075/2551 PHATRA GLOBAL HEALTH CARE FUND PHATRA GHC Equity Fund Fund of Funds FIF 2/22/2008 3/12/2008 558,020

826 MF0617/2558 PHATRA GNP Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 11/20/2015 12/4/2015 15,861,891

827 070/2547 PHATRA INRMF Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 9/10/2004 10/8/2004 748,996

828 080/2547 PHATRA LTFD Equity Fund Retirement Mutual Fund : RMF Direct Investment None 10/4/2004 10/22/2004 52,574,049

829 578/2552 PHATRA MMRMF Fixed Income Fund Direct Investment None 11/12/2009 11/30/2009 565,393

830 435/2551 PHATRA MONEY POSITIVE FUND PHATRA MP Fixed Income Fund Money Market Fund Direct Investment None 7/14/2008 9/10/2008 1,591,814,542

831 096/2547 PHATRA FIXED INCOME PLUS FUND PHATRA PLUS Fixed Income Fund Specific Fund Direct Investment Partial 10/20/2004 11/23/2004 968,655,143

Thanachart Property Sector Retirement Mutual Fund






Thanachart Small Medium Cap Equity Fund






















Thanachart Thi Ra Sombat Open-End Fund












THANACHART FUND MANAGEMENT COMPANY LIMITED Total

PHATRA ASSET MANAGEMENT COMPANY LIMITED










PHATRA BALANCE RETIREMENT MUTUAL FUND






PHATRA ENHANCED FIXED INCOME 3M8 FUND









PHATRA EQUITY RETIREMENT MUTUAL FUND










PHATRA GLOBAL NEW PERSPECTIVE FUND



PHATRA INCOME RETIREMENT MUTUAL FUND



PHATRA LONG TERM EQUITY DIVIDEND FUND



PHATRA MONEY MARKET RETIREMENT MUTUAL FUND








[Page]/78


832 MF0607/2554 PHATRA PROPERTY SECTOR FUND PHATRA PROP Other Sector Fund; Specific Fund Fund of Funds Partial 10/20/2011 11/9/2011 -

833 MF0567/2556 PHATRA PROP-D Other Sector Fund; Specific Fund Direct Investment Partial 8/9/2013 9/17/2013 4,580,894

834 MF0683/2554 PHATRA PROPRMF Other Fund of Funds Partial 11/23/2011 12/23/2011 3,040,635

835 MF0462/2554 PHATRA SG-AA Specific Fund Direct Investment Partial 5/20/2011 8/19/2011 5,429,602

2,789,546,400

836 MF0668/2555 Manulife Strength-American Growth FIF MS-AMERICAN Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 8/31/2012 10/16/2012 332,881

837 MF0038/2555 MS-ASIAN SM Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 2/18/2010 1/31/2012 3,136,422

838 MF0455/2557 MS-ASM RMF Equity Fund Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 6/17/2014 7/14/2014 1,445,877

839 156/2550 MS-CHINA VALUE Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 5/15/2007 6/1/2007 4,672,952

840 172/2550 Manulife Strength-Core Equity Fund MS-CORE EQ Equity Fund Specific Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 6/7/2007 6/21/2007 239,561

841 171/2550 MS-CORE LTF Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 6/7/2007 6/21/2007 9,832,130

842 333/2550 MS-EE EURO Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 9/26/2007 10/25/2007 1,487,183

843 356/2552 Manulife Strength-Equity Dividend Fund MS-EQ DIV Equity Fund Specific Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 9/5/2008 8/28/2009 7,598,715

844 MF0200/2557 Manulife Strength-European Growth FIF MS-EUROPE Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/10/2014 4/1/2014 21,675

845 570/2551 MS-FLEX RMF Direct Investment None CITIBANK N.A. COMPANY LIMITED 12/9/2008 12/25/2008 99,750

846 MF0546/2557 Manulife Strength – Healthcare FIF MS-HCARE Equity Fund Feeder Fund FIF 7/22/2014 8/18/2014 179,169

847 MF0225/2558 Manulife Strength – India Equity FIF MS-INDIA Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/18/2015 4/9/2015 52,125

848 048/2551 Manulife Strength-Money Market Fund MS-MONEY Fixed Income Fund Money Market Fund Direct Investment Partial CITIBANK N.A. COMPANY LIMITED 11/13/2007 2/20/2008 505,857

29,604,297

849 154/2549 3 Months Roll Over Fund A 3MR(A) Fixed Income Fund Specific Fund Direct Investment None 5/19/2006 7/10/2006 170,000

850 190/2549 3 Months Roll Over Fund B 3MR(B) Fixed Income Fund Specific Fund Direct Investment None 6/26/2006 8/8/2006 -

851 217/2549 3 Months Roll Over Fund C 3MR(C) Fixed Income Fund Specific Fund Direct Investment None 6/26/2006 9/12/2006 -

852 176/2550 70/30 - Dividend Long Term Equity Fund 70/30-D LTF Equity Fund Direct Investment Partial TMB BANK PUBLIC COMPANY LIMITED 5/22/2007 6/26/2007 9,595,632

853 MF0069/2555 ADR-D Fixed Income Fund Foreign Investment Fund : FIF Feeder Fund FIF 1/20/2012 2/9/2012 1,980

854 022/2545 Asian USD Bond Fund ASIA-B Fixed Income Fund Direct Investment FIF CITIBANK N.A. COMPANY LIMITED 5/2/2002 5/16/2002 12,970,239

855 130/2549 All Asia Equity Fund ASIA-E Equity Fund Fund of Funds FIF CITIBANK N.A. COMPANY LIMITED 5/3/2006 6/15/2006 79,194

856 216/2548 Big Cap Dividend Long Term Equity Fund BIG CAP-D LTF Equity Fund Direct Investment Partial TMB BANK PUBLIC COMPANY LIMITED 10/28/2005 12/19/2005 5,529,312

857 394/2550 BRIC 40 Fund BRIC Equity Fund Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 11/20/2007 12/6/2007 985

858 081/2547 CG-LTF Equity Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 9/22/2004 10/27/2004 93,974,921

859 088/2545 CPRMF1 Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 11/21/2002 12/20/2002 -


861 111/2547 CPRMF3 Direct Investment Partial TMB BANK PUBLIC COMPANY LIMITED 11/11/2004 12/22/2004 -



864 092/2550 Euro High Dividend Fund EHD Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/9/2007 4/4/2007 1,249,250



PHATRA PROPERTY SECTOR FUND-DIVIDEND



PHATRA PROPERTY SECTOR RETIREMENT MUTUAL FUND




PHATRA STRATEGIC ASSET ALLOCATION FUND




PHATRA ASSET MANAGEMENT COMPANY LIMITED Total

MANULIFE ASSET MANAGEMENT (THAILAND) COMPANY LIMITED


Manulife Strength-Asian Small Cap Equity FIF


Manulife Strength-Asian Small Cap Equity RMF



Manulife Strength-China Value Foreign Investment Fund



Manulife Strength-Core Long-Term Equity Fund



Manulife Strength-Emerging Eastern Europe FIF





Manulife Strength-Flexible Retirement Mutual Fund










MANULIFE ASSET MANAGEMENT (THAILAND) COMPANY LIMITED Total

UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED








Asian Debt Regional Bond - Dividend Fund











Good Corporate Governance Long Term Equity Fund



Capital Protection Retirement Mutual Fund 1






















[Page]/78


865 086/2545 Equity Retirement Mutual Fund ERMF Equity Fund Direct Investment None 11/21/2002 12/19/2002 6,541,026

866 MF0470/2557 Euro Small Cap Trigger 5 + 5 Fund EST1 Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 7/3/2014 7/18/2014 -

867 087/2545 GBRMF Fixed Income Fund Direct Investment None 11/21/2002 12/19/2002 2,973,443

868 281/2552 Greater China Fund GC Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 7/3/2009 7/22/2009 38,981

869 062/2547 Global Emerging Market - Dividend Fund GEM-D Direct Investment FIF CITIBANK N.A. COMPANY LIMITED 12/26/2003 9/7/2004 3,960

870 099/2548 Global High Dividend Fund GHD Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 5/12/2005 7/25/2005 24,630

871 262/2550 Global Water Fund GW Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 8/15/2007 8/28/2007 1,514,593

872 MF0181/2557 Japan Small And Mid Cap Fund JSM Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 1/7/2014 3/25/2014 293,399,341

873 MF0382/2558 Japan Trigger Fund 4% Plus 4% (10) JT4P4(10) Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF TMB BANK PUBLIC COMPANY LIMITED 7/7/2015 7/17/2015 -

874 MF0337/2558 Japan Trigger Fund 4% Plus 4% (8) JT4P4(8) Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 4/17/2015 6/15/2015 -

875 MF0361/2558 Japan Trigger Fund 4% Plus 4% (9) JT4P4(9) Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 6/17/2015 7/2/2015 -

876 022/2537 KIATNAKIN FUND KKF Equity Fund Direct Investment None 5/3/1994 7/6/1994 5,000

877 026/2536 Kamrai Permpoon Open-ended Fund KPLUS Equity Fund Direct Investment None 11/22/1993 12/29/1993 3,500,000

878 027/2536 Kamrai Permpoon Open-ended Fund 2 KPLUS2 Equity Fund Direct Investment None 11/22/1993 12/29/1993 -

879 MF0214/2555 Thai Mixed 15/85 - Dividend Fund MIX-D1585 Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 3/22/2012 4/11/2012 76,337

880 110/2547 Saving Retirement Mutual Fund SVRMF Fixed Income Fund Direct Investment None 10/29/2004 12/22/2004 1,287,816

881 MF0854/2557 Thai Trigger Fund 3% Plus 3% (10) T3P3 (10) Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 12/2/2014 12/22/2014 -







888 013/2540 Thai Balanced Fund TBF Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 6/30/1997 7/18/1997 1,428,209

889 054/2543 Thai Cash Management Fund TCMF Fixed Income Fund Money Market Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 11/8/2000 12/8/2000 471,564,132

890 MF0183/2555 Thai Cash Management Enjoy Fund TCMFENJOY Fixed Income Fund Money Market Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 3/20/2012 3/29/2012 289,206,257

891 017/2537 Thai Dragon Fund TDF Equity Fund Direct Investment None 2/3/1994 3/22/1994 -

892 019/2542 Thai Equity Fund TEF Equity Fund Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 2/12/1999 5/28/1999 49,152,936

893 021/2547 Thai Equity – Dividend Fund TEF-DIV Equity Fund Specific Fund Direct Investment Partial TMB BANK PUBLIC COMPANY LIMITED 2/18/2004 3/22/2004 128,614

894 002/2544 Thai Fixed Income Fund TFIF Fixed Income Fund Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 11/8/2000 1/26/2001 191,228,697

895 487/2551 Thai Treasury Fund TTRY Fixed Income Fund Money Market Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 8/5/2008 10/20/2008 1,722,377

896 MF0307/2558 United Asia Pacific Income Fund UAI Feeder Fund FIF 5/12/2015 5/26/2015 1,674,879

897 MF0531/2558 United European Small Cap Fund UES Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 10/5/2015 10/20/2015 27,791,771

898 MF0578/2558 United Global Durable Equities Fund UGD Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 11/4/2015 11/17/2015 37,785,947

899 MF0593/2557 United Global Healthcare Fund UGH Equity Fund Feeder Fund FIF 8/22/2014 9/9/2014 196,950,705






Government Bond Retirement Mutual Fund
































































[Page]/78


900 MF0607/2558 United Global Security Equities Fund UGSE Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 11/19/2015 12/1/2015 3,706,855

901 MF0439/2558 United Global Healthcare RMF UHCRMF Equity Fund Feeder Fund FIF 7/29/2015 8/25/2015 2,826,078

902 MF0495/2558 United Japan Real Estate Securities Fund UJRES Other Feeder Fund FIF 9/11/2015 9/29/2015 413,301

903 029/2545 UOB EQUITIES RMF UOBEQRMF Equity Fund Retirement Mutual Fund : RMF Direct Investment None 5/13/2002 6/27/2002 5,030,377

904 MF0474/2557 UOB Euro Small Cap Trigger 5 + 5 Fund UOBEST1 Equity Fund Retirement Mutual Fund : RMF Feeder Fund FIF 7/3/2014 7/22/2014 -

905 MF0597/2558 UOB FI Plus Plus AI 3M1 Fund UOBFIPP AI 3M1 Fixed Income Fund Direct Investment FIF 10/27/2015 11/25/2015 -









914 MF0020/2559 UOB FI Plus Plus AI 6M23 Fund UOBFIPP AI 6M23 Fixed Income Fund Specific Fund Direct Investment Partial 1/15/2016 1/22/2016 -

915 MF0479/2558 UOB FI Plus Plus C AI 1Y1 Fund UOBFIPPC AI 1Y1 Direct Investment FIF 9/7/2015 9/16/2015 -




919 MF0090/2558 UOB Global Allocation RMF UOBGARMF Feeder Fund FIF 1/23/2015 2/18/2015 42,000

920 030/2545 UOB GOVERNMENT BOND RMF UOBGBRMF Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 5/7/2002 6/27/2002 14,123,460

921 MF0678/2554 UOB Gold RMF - Currency Hedged UOBGRMF - H Other Retirement Mutual Fund : RMF Feeder Fund FIF 11/30/2011 12/22/2011 908,714

922 MF0030/2554 UOB Income Daily Open-ended Fund UOBID Fixed Income Fund Specific Fund Direct Investment None 1/18/2011 2/2/2011 5,253,831,303

923 086/2547 UOB LONG TERM EQUITY FUND UOBLTF Equity Fund Direct Investment None 10/14/2004 11/4/2004 5,290,942

924 198/2549 UOB Protect 3M1 Fund UOBP 3M1 Fixed Income Fund Capital Protected Fund Direct Investment None 8/8/2006 8/22/2006 -

925 205/2549 UOB Protect 3M2 Fund UOBP 3M2 Fixed Income Fund Capital Protected Fund Direct Investment None 8/17/2006 8/30/2006 100,000

926 207/2550 UOB Smart Asia Fund UOBSA Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 6/25/2007 7/16/2007 -

927 359/2550 UOB Smart Asia Active Allocation Fund UOBSAAA Foreign Investment Fund : FIF Feeder Fund FIF 10/1/2007 11/14/2007 -

928 317/2553 UOB Smart Asia Consumer Fund UOBSAC Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/23/2010 5/18/2010 48,473

929 MF0308/2558 UOB Smart Asia Pacific Income Fund UOBSAI Feeder Fund FIF 5/12/2015 5/26/2015 4,967,474

930 060/2548 UOB Smart Active SET 100 Fund UOBSAS100 Equity Fund Specific Fund Direct Investment None 4/27/2005 5/12/2005 2,636,318

931 203/2551 UOB Smart Active SET 100 Dividend Fund UOBSAS100D Equity Fund Specific Fund Direct Investment None 3/31/2008 5/16/2008 108,458

932 230/2551 UOB Smart Commodity Fund UOBSC Other Foreign Investment Fund : FIF Feeder Fund FIF 5/8/2008 5/30/2008 -

933 756/2553 UOB Smart China India Fund UOBSCI Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 8/9/2010 12/8/2010 382,758

934 105/2549 UOB Sure Daily Open-ended Fund UOBSD Fixed Income Fund Money Market Fund Direct Investment None 4/28/2006 5/10/2006 832,081,098































































































[Page]/78


935 614/2553 UOB Smart Dividend-Focused Equity Fund UOBSDF Equity Fund Specific Fund Direct Investment None 8/27/2010 9/20/2010 11,311,808

936 MF0174/2555 UOB Smart SET50 Fund UOBSET50 Equity Fund Index Fund; Specific Fund Direct Investment None 12/26/2011 3/28/2012 659,001

937 575/2553 UOB Smart Gold Fund UOBSG Other Feeder Fund FIF 1/21/2010 8/31/2010 4,788,642

938 MF0135/2555 UOB Smart Gold Fund – Currency Hedged UOBSG - H Other Feeder Fund FIF 11/28/2011 3/14/2012 15,000

939 MF0089/2558 UOB Smart Global Allocation Fund UOBSGA Foreign Investment Fund : FIF Feeder Fund FIF 12/22/2014 2/18/2015 149,852

940 MF0634/2554 UOB Smart Global Bond Fund UOBSGB Fixed Income Fund Foreign Investment Fund : FIF Feeder Fund FIF 10/13/2011 11/30/2011 373,440

941 387/2550 UOB Smart Greater China UOBSGC Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 10/31/2007 12/4/2007 128,079

942 MF0169/2558 UOBSGCR Other Direct Investment FIF 2/12/2015 3/20/2015 -

943 MF0110/2554 UOB Smart Gold and Mining Equity Fund UOBSGM Equity Fund Feeder Fund FIF 2/23/2011 3/9/2011 985,229

944 MF0594/2557 UOB Smart Global Healthcare Fund UOBSHC Equity Fund Feeder Fund FIF 8/22/2014 9/9/2014 45,075,042

945 MF0297/2557 UOB Smart US High Yield Fund UOBSHY Foreign Investment Fund : FIF Feeder Fund FIF 4/21/2014 5/14/2014 -

946 046/2549 UOB Smart International Growth Fund UOBSIG Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 2/16/2006 3/1/2006 -

947 MF0148/2557 UOBSJSM Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 12/23/2013 3/7/2014 305,598,827

948 012/2543 UOB SMART MILLENNIUM GROWTH FUND UOBSMG Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 1/14/2000 2/29/2000 921,938

949 031/2545 UOB SAVING RMF UOBSVRMF Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 5/13/2002 6/27/2002 4,930,470

950 MF0177/2556 UOB Trigger Fund 13 UOBT13 Retirement Mutual Fund : RMF Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 3/8/2013 3/15/2013 -

951 MF0733/2557 UOB Trigger Fund 19 UOBT19 Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 10/21/2014 10/29/2014 -

952 MF0215/2558 UOB Trigger Fund 20 UOBT20 Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 2/23/2015 4/3/2015 -

953 MF0298/2557 US High Yield Fund USHY Foreign Investment Fund : FIF Feeder Fund FIF 4/21/2014 5/14/2014 29,826,628

954 MF0438/2558 UTSME Equity Fund Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 6/25/2015 8/25/2015 17,710,023

955 177/2550 VALUE-D LTF Equity Fund Direct Investment Partial TMB BANK PUBLIC COMPANY LIMITED 5/22/2007 6/26/2007 14,185,178

956 MF0561/2555 Thai Value Focus Equity-Dividend Fund VFOCUS-D Equity Fund Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 8/22/2012 9/7/2012 9,983,157

8,274,711,093

957 MF0617/2555 LH DEBT INSTRUMENT LHDEBT Fixed Income Fund Specific Fund Direct Investment Partial 7/17/2012 9/26/2012 16,320

958 MF0661/2556 LH ENHANCED FIXED INCOME FUND 3M1 LHEFI3M1 Fixed Income Fund Specific Fund Direct Investment Partial 10/14/2013 10/24/2013 -


960 MF0767/2556 LH ENHANCED FIXED INCOME FUND 3M3 LHEFI3M3 Fixed Income Fund Specific Fund Direct Investment Partial 11/27/2013 12/11/2013 521,103,107








968 MF0462/2557 LH ENHANCED FIXED INCOME FUND 6M7 LHEFI6M7 Fixed Income Fund Specific Fund Direct Investment Partial 7/9/2014 7/16/2014 151,763,633

















UOB Select Global Complex Return AI Fund














UOB Smart Japan Small And Mid Cap Fund
















United Thai Small and Mid Cap Equity Fund


Value Plus - Dividend Long Term Equity Fund




UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED Total

LAND AND HOUSES FUND MANAGEMENT COMPANY LIMITED
























[Page]/78








975 MF0626/2555 LH EQUITY DIVIDEND FUND LHEQD Equity Fund Specific Fund Direct Investment None 7/31/2012 9/27/2012 43,500

976 MF0512/2558 LH FIXED INCOME FUND 2Y1 LHFI2Y1 Fixed Income Fund Specific Fund Direct Investment None 9/23/2015 10/6/2015 -

977 MF0368/2554 LH FIXED INCOME ROLL OVER FUND 3M1 LHFI3M1R Fixed Income Fund Specific Fund Direct Investment None 6/23/2011 7/6/2011 -




981 MF0274/2557 LH FIXED INCOME FUND 3Y1 LHFI3Y1 Fixed Income Fund Specific Fund Direct Investment None 4/17/2014 4/30/2014 -

982 MF0792/2556 LHFIP3M1 Fixed Income Fund Specific Fund Direct Investment Partial 10/17/2013 12/25/2013 20,615,000

983 MF0156/2556 LH FLEXIBLE FUND LHFL Specific Fund Direct Investment None 2/18/2013 3/6/2013 52,970

984 MF0775/2555 LH FLEXIBLE RMF LHFLRMF Direct Investment None 11/2/2012 11/28/2012 4,800

985 MF0664/2555 LH GOVERNMENT BOND LHGOV Fixed Income Fund Direct Investment None 8/30/2012 10/11/2012 5,000

986 MF0776/2555 LH GOVERNMENT BOND RMF LHGOVRMF Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 11/2/2012 11/28/2012 3,000

987 MF0348/2556 LH GROWTH FUND LHGROWTH Equity Fund Retirement Mutual Fund : RMF Direct Investment None 4/4/2013 6/5/2013 511,400

988 MF0641/2554 LH MONEY MARKET FUND LHMM Fixed Income Fund Money Market Fund Direct Investment Partial 11/16/2011 12/1/2011 172,135,929

989 MF0388/2558 LH MS FLEXIBLE FUND LHMSEQ Equity Fund Specific Fund Direct Investment None 6/26/2015 7/22/2015 12,603,659

990 MF0584/2558 LH PROPERTY PLUS I FUND LHPROP-I Other Sector Fund; Specific Fund Fund of Funds Partial 10/7/2015 11/18/2015 50,913,380

991 MF0213/2558 LH PROUD FUND LHPROUD6% Specific Fund Direct Investment None 2/27/2015 4/2/2015 -

992 MF0544/2556 LH THAI PROPERTY FUND LHTPROP Other Sector Fund; Specific Fund Fund of Funds None 7/29/2013 9/4/2013 2,853,428

993 MF0591/2558 LH THAI PROPERTY RMF FUND LHTPROPRMF Other Fund of Funds None 10/14/2015 11/24/2015 124,608

932,749,734

994 535/2553 Aberdeen American Growth Fund ABAG Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 7/2/2010 8/11/2010 1,030,952

995 MF0555/2558 ABAGS Equity Fund Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 10/9/2015 11/3/2015 117,126,694

996 122/2548 Aberdeen Asia Pacific Equity Fund ABAPAC Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 7/15/2005 8/25/2005 21,175,000

997 MF0654/2554 ABAPAC -RMF Equity Fund Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 10/26/2011 12/13/2011 351,000

998 004/2541 Aberdeen Cash Creation Fund ABCC Fixed Income Fund Money Market Fund Direct Investment Partial CITIBANK N.A. COMPANY LIMITED 1/30/1998 4/9/1998 38,620,393

999 381/2552 Aberdeen China Gateway Fund ABCG Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 8/18/2009 9/9/2009 4,260,000

1000 311/2549 Aberdeen European Growth Fund ABEG Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 11/8/2006 12/6/2006 3,361,000

1001 MF0721/2557 Aberdeen Euro High Yield Bond Fund ABEHB Fixed Income Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 9/29/2014 10/22/2014 32,941,927

1002 022/2546 Aberdeen Flexible Capital Fund ABFC Specific Fund Direct Investment Partial CITIBANK N.A. COMPANY LIMITED 4/17/2003 5/8/2003 205,000



























LH FIXED INCOME PLUS ROLL OVER FUND 3M1






























LAND AND HOUSES FUND MANAGEMENT COMPANY LIMITED TotalABERDEEN ASSET MANAGEMENT COMPANY LIMITED

Aberdeen American Growth – Smaller Companies Fund

ABERDEEN ASSET MANAGEMENT COMPANY LIMITED


Aberdeen Asia Pacific Equity Retirement Mutual Fund









[Page]/78


1003 014/2540 ABG Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 4/8/1997 7/18/1997 82,941,102

1004 111/2551 Aberdeen Global Emerging Growth Fund ABGEM Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 3/30/2007 4/2/2008 304,142

1005 MF0125/2554 Aberdeen India Growth Fund ABIG Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 2/21/2011 3/16/2011 11,649,424

1006 MF0397/2555 Aberdeen Income Creation ABINC Fixed Income Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 6/13/2012 6/27/2012 76,220,525

1007 MF0527/2556 Aberdeen Japan Opportunities Fund ABJO Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 8/9/2013 8/28/2013 63,482,933

1008 082/2547 Aberdeen Long Term Equity Fund ABLTF Equity Fund Long Term Equity Fund : LTF Direct Investment None CITIBANK N.A. COMPANY LIMITED 10/1/2004 10/28/2004 26,025,447

1009 063/2545 ABSC-RMF Equity Fund Retirement Mutual Fund : RMF Direct Investment None CITIBANK N.A. COMPANY LIMITED 10/7/2002 11/12/2002 23,309,605

1010 064/2545 ABSI-RMF Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment Partial CITIBANK N.A. COMPANY LIMITED 10/7/2002 11/12/2002 24,019,304

1011 013/2547 Aberdeen Siam Leaders Fund ABSL Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 2/6/2004 3/2/2004 8,594,364

1012 076/2548 Aberdeen Small Cap Fund ABSM Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 5/11/2005 6/2/2005 116,590,678

1013 029/2546 Aberdeen Thai Equity Dividend Fund ABTED Equity Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 4/18/2003 7/4/2003 54,000

1014 066/2546 Aberdeen Value Fund ABV Specific Fund Direct Investment Partial CITIBANK N.A. COMPANY LIMITED 4/10/2003 11/13/2003 1,113,414

1015 071/2549 Aberdeen World Opportunities Fund ABWOOF Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 3/15/2006 3/29/2006 5,284,126

1016 212/2550 AEOB Fixed Income Fund Foreign Investment Fund : FIF Feeder Fund FIF CITIBANK N.A. COMPANY LIMITED 6/1/2007 7/19/2007 30,000

658,691,030

1017 005/2537 Adkinson Growth Open-end Fund. AGF Equity Fund Direct Investment None 12/3/1993 1/21/1994 -

1018 024/2538 Bangkok Metropolitan Open-end Fund BMBF Equity Fund Direct Investment None 2/28/1995 4/27/1995 -

1019 261/2550 Core Flexible Fund CORE Specific Fund Direct Investment Partial 12/28/2006 8/27/2007 -

1020 029/2537 Dynamic Eastern One Open-end Fund DE-1 Equity Fund Direct Investment None 3/10/1994 8/25/1994 -

1021 231/2548 Global Premium Fund G-PREMIUM Direct Investment FIF 12/27/2005 12/29/2005 -

1022 259/2549 MFC Happy Dee Five Fund HAPPY D5 Specific Fund Direct Investment None 9/15/2006 10/24/2006 30,000

1023 008/2552 MFC Hi-Dividend Fund HI-DIV Equity Fund Specific Fund Direct Investment None 12/23/2008 1/22/2009 3,408,352

1024 MF0061/2558 MFC Hi-Dividend Plus Fund HI-DIV PLUS Equity Fund Specific Fund Direct Investment None 5/3/2013 2/10/2015 262,000

1025 554/2552 MFC International Ten Fund I-10 Direct Investment FIF 11/3/2009 11/17/2009 20,000

1026 063/2550 MFC International Fifteen Fund I-15 Direct Investment FIF 2/9/2007 3/7/2007 -

1027 349/2550 MFC International Twenty Fund I-20 Direct Investment FIF 8/1/2007 11/6/2007 -

1028 MF0418/2554 MFC International Asean Star 10 Fund I-ASEAN STAR 10 Direct Investment FIF 7/20/2011 7/29/2011 -

1029 032/2551 MFC Invest Asia Infrastructure Fund I-ASIA INFRA Other Foreign Investment Fund : FIF Feeder Fund FIF 1/21/2008 2/8/2008 -

1030 515/2552 I-BRIC RECOVERY 3 Direct Investment FIF 10/22/2009 11/3/2009 -

1031 314/2550 MFC International CHIC Fund I-CHIC Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 9/19/2007 10/9/2007 -

1032 MF0265/2554 MFC International Develop Markets Fund I-DEVELOP Direct Investment FIF 4/26/2011 5/27/2011 1,092,000

1033 MF0157/2554 I-Emerging 10S2 Direct Investment FIF 1/27/2011 3/30/2011 -

1034 MF0454/2558 I-FIXAI6M2 Fixed Income Fund Direct Investment FIF 8/26/2015 9/2/2015 -

1035 MF0568/2558 I-FIXAI6M3 Fixed Income Fund Direct Investment FIF 10/29/2015 11/11/2015 -

1036 045/2552 MFC International Gold Fund I-GOLD Other Feeder Fund FIF 11/3/2008 3/6/2009 1,000

Aberdeen Growth Fund ABERDEEN ASSET MANAGEMENT COMPANY LIMITED






Aberdeen Smarty Capital Retirement Mutual Fund


Aberdeen Smart Income Retirement Mutual Fund








Aberdeen Emerging Opportunities Bond Fund


ABERDEEN ASSET MANAGEMENT COMPANY LIMITED Total

MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED






KRUNGTHAI BANK PUBLIC COMPANY LIMITED
































MFC International BRIC Recovery Series 3 Fund











MFC International Emerging 10 Fund Series 2





MFC International Fixed Income AI Fund 6 Months Series 2




MFC International Fixed Income AI Fund 6 Months Series 3







[Page]/78


1037 MF0532/2554 I-GOLD7S2 Other Fund of Funds FIF 5/27/2011 9/22/2011 -

1038 MF0682/2554 I-GOLD7S3 Other Fund of Funds FIF 12/13/2011 12/23/2011 -

1039 301/2553 MFC International Gold Retirement Fund I-GOLDRMF Other Feeder Fund FIF 4/12/2010 5/12/2010 316,620

1040 415/2550 I-NATURAL Equity Fund Direct Investment FIF 11/30/2007 12/27/2007 -

1041 110/2552 MFC International Oil Fund I-OIL Other Foreign Investment Fund : FIF Feeder Fund FIF 10/6/2008 4/24/2009 1,654,177

1042 MF0383/2558 MFC International Oil 33 Series 1 I-OIL33S1 Other Foreign Investment Fund : FIF Feeder Fund FIF 4/22/2015 7/17/2015 17,000

1043 MF0484/2558 MFC International Oil 5 Series 2 I-OIL5S2 Other Foreign Investment Fund : FIF Feeder Fund FIF 9/4/2015 9/17/2015 -

1044 430/2553 MFC International Real Estate Fund I-REITs Other Direct Investment FIF 5/11/2010 6/29/2010 -

1045 MF0670/2556 MFC International Smart Fund I-SMART Foreign Investment Fund : FIF Feeder Fund FIF 8/30/2013 10/29/2013 132,300

1046 041/2539 Karnchana Anan Open-End Fund KAF Direct Investment None 5/9/1996 8/9/1996 -

1047 119/2553 MFC Active Equity Fund M-ACTIVE Equity Fund Specific Fund Direct Investment None 1/27/2010 2/25/2010 180,000

1048 103/2548 MFC ACTIVITY LONG TERM EQUITY FUND MA-LTF Equity Fund Long Term Equity Fund : LTF Direct Investment None 6/28/2005 7/27/2005 229,697

1049 038/2545 MFC Retirement Bond Fund M-BOND Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 6/21/2002 8/14/2002 2,000

1050 055/2546 MFC-BT INCOME GROWTH FUND M-BT Retirement Mutual Fund : RMF Direct Investment None 9/17/2003 10/14/2003 41,000

1051 207/2548 M-CR Direct Investment None 10/4/2005 12/6/2005 -

1052 006/2541 MFC Fixed Income Fund MFF Fixed Income Fund Direct Investment None 5/13/1997 5/14/1998 16,534,219

1053 039/2545 MFC Retirement Fixed Income Fund M-FIX Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 6/21/2002 8/14/2002 3,422,887

1054 MF0336/2558 MFC Flexible Investment Fund M-FLEX Retirement Mutual Fund : RMF Direct Investment Partial 1/8/2015 6/12/2015 -

1055 034/2542 MFC Flexible Fund MFX Direct Investment None 6/29/1999 10/13/1999 3,000

1056 182/2548 MFC Global Alpha Fund MGA Other Fund of Funds FIF 10/13/2005 11/16/2005 35,000

1057 048/2547 MFC Global Opportunity Bond Fund MGB Fixed Income Fund Specific Fund Direct Investment Partial 5/31/2004 6/30/2004 7,268,351

1058 025/2545 MFC Global Equity Fund MGE Equity Fund Foreign Investment Fund : FIF Direct Investment FIF 5/2/2002 5/28/2002 -

1059 194/2550 MFC GLOBAL LONG TERM EQUITY FUND MG-LTF Equity Fund Long Term Equity Fund : LTF Direct Investment Partial 5/30/2007 6/29/2007 1,850,012

1060 072/2549 MFC Global Smart Fund MGS Other Fund of Funds FIF 3/9/2006 3/31/2006 -

1061 107/2547 MFC Islamic Fund MIF Specific Fund Direct Investment None 9/22/2004 12/21/2004 273,577

1062 196/2550 MFC ISLAMIC LONG TERM EQUITY FUND MIF-LTF Equity Fund Long Term Equity Fund : LTF Direct Investment None 6/1/2007 6/29/2007 826,557

1063 MF0499/2558 MFC Smart Innovation Series 1 Fund M-INNO1 Specific Fund Direct Investment Partial 9/8/2015 9/30/2015 -

1064 MF0011/2559 MFC Karnjanasap AI Fund 6 Series 2 MKAI6S2 Fixed Income Fund Specific Fund Direct Investment Partial 1/7/2016 1/19/2016 330,833,373

1065 507/2551 MFC Government Money Market Fund MM-GOV Fixed Income Fund Money Market Fund Direct Investment None 10/21/2008 11/5/2008 670,296,123

1066 MF0217/2558 MFC Mid Small Cap Fund M-MIDSMALL Equity Fund Specific Fund Direct Investment None 3/12/2015 4/8/2015 30,000

1067 016/2548 MFC Short Maturity Management Fund MMM Fixed Income Fund Specific Fund Direct Investment None 1/31/2005 2/17/2005 2,398,779,685

1068 MF0649/2556 MFC Property Dividend Fund M-PROP DIV Other Sector Fund; Specific Fund Direct Investment None 8/21/2013 10/18/2013 156,968,955

1069 480/2552 MFC Property Wealth Fund M-PROPERTY Other Sector Fund; Specific Fund Fund of Funds None 10/8/2009 10/19/2009 -

1070 031/2547 MFC SET 50 Fund M-S50 Equity Fund Specific Fund Direct Investment None 4/20/2004 5/6/2004 155,350

1071 037/2545 MFC Retirement Saving Fund M-SAVING Fixed Income Fund Direct Investment None 6/21/2002 8/14/2002 772,815

MFC International Gold Spot 7 Fund Series 2




MFC International Gold Spot 7 Fund Series 3







MFC International Natural Resources Fund











Foreign Investment Fund : FIF; Sector Fund; Specific Fund

















MFC Capital Protection Retirement Mutual Fund



Capital Protected Fund; Retirement Mutual Fund : RMF; Specific Fund

















































[Page]/78


1072 MF0467/2556 MFC Stable Income Fund 14 MSI14 Fixed Income Fund Specific Fund Direct Investment Partial 7/16/2013 7/31/2013 -





1077 MF0541/2558 MFC Multi Asset 5 Series 1 Fund MULTI1 Direct Investment FIF 9/16/2015 10/22/2015 -

1078 040/2545 MFC Retirement Value Fund M-VALUE Retirement Mutual Fund : RMF Direct Investment None 6/21/2002 8/14/2002 2,421,240

1079 085/2547 MFC VALUE LONG TERM EQUITY FUND MV-LTF Equity Fund Retirement Mutual Fund : RMF Direct Investment None 9/8/2004 11/4/2004 5,085,375

1080 MF0357/2558 MFC Smart Wellness Series 1 MWELL1 Specific Fund Direct Investment Partial 5/22/2015 6/30/2015 -

1081 381/2550 MFC Quant - Intelligence Portfolio Fund Q-PORT Direct Investment None 7/23/2007 11/28/2007 738,093

1082 026/2543 Ruam Pattana Two Open-end Fund RPF2 Equity Fund Direct Investment None 8/27/1990 7/3/2000 -

1083 001/2536 Roongroj One Open-end Fund RRF1 Equity Fund Direct Investment None 10/14/1992 2/2/1993 6,000

1084 008/2538 Sub Anan Open-End Fund SAN Equity Fund Direct Investment None 6/14/1990 2/3/1995 -

1085 027/2537 Sinchada Open-end Fund SCDF Equity Fund Direct Investment None 4/1/1994 7/29/1994 -

1086 017/2536 Siam City Open-End-Fund SCIF Equity Fund Direct Investment None 10/26/1993 11/18/1993 2,000

1087 002/2537 Siam City Two Open-End Fund SCIF2 Equity Fund Direct Investment None 12/1/1993 1/12/1994 94,000

1088 006/2540 Sinpinyo Four Open-end Fund SF4 Equity Fund Direct Investment None 2/27/1987 3/14/1997 437,265

1089 018/2540 Sinpinyo Five Open-end Fund SF5 Equity Fund Direct Investment None 7/31/1987 8/7/1997 36,500

1090 021/2537 Simpinyo Seven Open-end Fund SF7 Equity Fund Direct Investment None 3/7/1994 6/8/1994 65,000

1091 023/2538 Sinpinyo Eight Open-end Fnd SF8 Equity Fund Direct Investment None 4/4/1994 4/27/1995 93,500

1092 MF0296/2558 MFC Smart Investment Series 5 A3 Fund SI5A3 Specific Fund Direct Investment Partial 4/7/2015 5/19/2015 2,014,000

1093 MF0761/2557 MFC Smart Investment Series 5 E2 Fund SI5E2 Specific Fund Direct Investment Partial 10/6/2014 11/6/2014 -

1094 MF0385/2558 MFC Smart Investment Series 5 E3 Fund SI5E3 Specific Fund Direct Investment Partial 4/7/2015 7/21/2015 -

1095 MF0437/2558 MFC Smart Investment Series 5 I1 Fund SI5I1 Specific Fund Direct Investment Partial 4/17/2015 8/25/2015 -

1096 023/2543 MFC Smart Fixed Income Fund SMART Fixed Income Fund Specific Fund Direct Investment None 12/15/1999 6/14/2000 263,974,161

1097 MF0207/2556 MFC SPOT 33 Series 10 Fund SPOT33S10 Specific Fund Direct Investment None 2/13/2013 3/27/2013 -

1098 MF0208/2556 MFC SPOT 33 Series 11 Fund SPOT33S11 Specific Fund Direct Investment None 2/13/2013 3/27/2013 17,000






1104 909/2535 SUBSOMBOON FUND SSB Others Direct Investment None 11/12/1985 1/1/1992 -

1105 016/2536 Satang Daeng Open-end Fund STD Equity Fund Direct Investment None 10/14/1993 11/11/1993 20,000

1106 028/2536 Satang Daeng Two Open-end Fund STD2 Equity Fund Direct Investment None 11/23/1993 12/30/1993 -
























































































[Page]/78


1107 072/2551 MFC The Smart Maximizer Fund THE SMART MAXIMIZER Specific Fund Direct Investment Partial 2/18/2008 3/11/2008 2,000

1108 023/2542 Thana Phum Open-end Fund TNP Equity Fund Direct Investment None 6/7/1989 6/30/1999 -

1109 032/2544 THE THAI PRIME FUND TPF Equity Fund Country Fund Direct Investment None 7/13/1988 11/6/2001 -

1110 020/2537 Theerasub Open-end Fund TS Equity Fund Direct Investment None 3/4/1994 4/4/1994 -

1111 013/2537 United Open-end Fund UNF Equity Fund Direct Investment None 1/24/1994 3/9/1994 -

3,870,442,185

1112 025/2542 ASSET PLUS FIXED INCOME FUND ASP ASSET PLUS FUND MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment Partial 7/8/1999 7/22/1999 1,432,920,719

1113 140/2548 Asset Plus Fixed Income Fund 2 ASP2 ASSET PLUS FUND MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment Partial 8/8/2005 9/23/2005 2,163,972

1114 528/2551 Asset Plus Active Fixed Income Fund 4 ASP-ACFIXED4 ASSET PLUS FUND MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment None 10/6/2008 11/19/2008 110,025,192

1115 MF0429/2556 Asset Plus AI Fixed Income Fund 1 ASP-AIF1 ASSET PLUS FUND MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment Partial 7/3/2013 7/11/2013 -


1117 MF0025/2559 Asset Plus AI Fixed Income Fund 11 ASP-AIF11 ASSET PLUS FUND MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 1/14/2016 1/27/2016 -









1126 MF0160/2558 Asset Plus AI Term Fund 2Y1 ASP-AITF2Y1 ASSET PLUS FUND MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment Partial 3/3/2015 3/18/2015 -







1133 338/2550 Asset Plus Asian Special Situations Fund ASP-ASIAN ASSET PLUS FUND MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 9/10/2007 10/26/2007 -

1134 398/2550 Asset Plus BRIC Fund ASP-BRIC ASSET PLUS FUND MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 11/2/2007 12/13/2007 -

1135 MF0444/2557 Asset Plus China Fund ASP-CHINA ASSET PLUS FUND MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 5/19/2014 7/9/2014 9,852

1136 MF0396/2558 Asset Plus CSI300 Fund ASP-CSI300 ASSET PLUS FUND MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/26/2015 7/24/2015 -

1137 113/2547 Asset Plus Equity RMF ASP-ERF ASSET PLUS FUND MANAGEMENT CO. LTD. Equity Fund Retirement Mutual Fund : RMF Direct Investment None 11/24/2004 12/23/2004 135,000

1138 MF0419/2558 Asset plus Europe Property Fund ASP-EUPROP ASSET PLUS FUND MANAGEMENT CO. LTD. Equity Fund Feeder Fund FIF 12/29/2014 8/11/2015 4,926

1139 MF0522/2558 Asset Plus Europe Fund ASP-EUROPE ASSET PLUS FUND MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 9/17/2014 10/8/2015 -

1140 MF0074/2558 Asset Plus Europe Value Fund ASP-EUROPE VALUEASSET PLUS FUND MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 10/27/2014 2/11/2015 39,542,649












MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED Total






























[Page]/78


1141 115/2547 Asset Plus Fixed RMF ASP-FRF ASSET PLUS FUND MANAGEMENT CO. LTD. Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 11/4/2004 12/23/2004 10,000

1142 160/2548 Asset Plus Global Allocation Fund ASP-GAF ASSET PLUS FUND MANAGEMENT CO. LTD. Other Foreign Investment Fund : FIF Feeder Fund FIF 9/30/2005 10/19/2005 -

1143 109/2547 Asset Plus Growth Dividend Fund ASP-GDF ASSET PLUS FUND MANAGEMENT CO. LTD. Equity Fund Specific Fund Direct Investment None 11/23/2004 12/21/2004 -

1144 330/2549 Asset Plus High Growth LTF ASP-GLTF ASSET PLUS FUND MANAGEMENT CO. LTD. Equity Fund Long Term Equity Fund : LTF Direct Investment None 11/24/2006 12/20/2006 345,000

1145 241/2552 Asset Plus Gold Fund ASP-GOLD ASSET PLUS FUND MANAGEMENT CO. LTD. Other Feeder Fund FIF 6/5/2009 7/2/2009 5,037

1146 035/2553 Asset Plus HSI ASP-HSI ASSET PLUS FUND MANAGEMENT CO. LTD. Other Foreign Investment Fund : FIF Feeder Fund FIF 8/14/2009 1/28/2010 142,592

1147 095/2547 Asset Plus Long-Term Equity Fund ASP-LTF ASSET PLUS FUND MANAGEMENT CO. LTD. Equity Fund Long Term Equity Fund : LTF Direct Investment None 10/29/2004 11/23/2004 491,000

1148 001/2548 Asset Plus Money Management Fund 1 ASP-MMF1 ASSET PLUS FUND MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment Partial 11/24/2004 1/12/2005 12,570,018

1149 020/2548 Asset Plus Money Management Fund 2 ASP-MMF2 ASSET PLUS FUND MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment Partial 1/28/2005 2/24/2005 -

1150 114/2547 Asset Plus Mixed RMF ASP-MRF ASSET PLUS FUND MANAGEMENT CO. LTD. Retirement Mutual Fund : RMF Direct Investment None 11/24/2004 12/23/2004 70,000

1151 136/2549 Asset Plus Nippon Growth Fund ASP-NGF ASSET PLUS FUND MANAGEMENT CO. LTD. Other Foreign Investment Fund : FIF Feeder Fund FIF 5/19/2006 6/23/2006 -

1152 MF0851/2557 Asset Plus Nikkei 225 Fund ASP-NKY225 ASSET PLUS FUND MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 3/17/2014 12/17/2014 134,178

1153 227/2552 Asset Plus Oil Fund ASP-OIL ASSET PLUS FUND MANAGEMENT CO. LTD. Other Foreign Investment Fund : FIF Feeder Fund FIF 5/28/2009 6/26/2009 229,428

1154 MF0182/2558 Asset Plus Opportunity Fund 1 ASP-OPPORTUNITY1ASSET PLUS FUND MANAGEMENT CO. LTD. Specific Fund Direct Investment Partial 2/12/2015 3/25/2015 -

1155 MF0217/2556 Asset Plus Prime Fund 4 ASP-PRIME4 ASSET PLUS FUND MANAGEMENT CO. LTD. Specific Fund Direct Investment None 2/22/2013 3/29/2013 -

1156 MF0301/2556 Asset Plus Prime Fund 5 ASP-PRIME5 ASSET PLUS FUND MANAGEMENT CO. LTD. Specific Fund Direct Investment None 3/28/2013 5/9/2013 -

1157 265/2552 Asset Plus S&P 500 Fund ASP-S&P500 ASSET PLUS FUND MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Direct Investment FIF 6/18/2009 7/17/2009 782,778

1158 314/2553 Asset Plus SET50 Fund ASP-SET50FUTURESASSET PLUS FUND MANAGEMENT CO. LTD. Equity Fund Direct Investment None 4/12/2010 5/14/2010 5,087

1159 MF0218/2557 Asset Plus Stars Fund 10 ASP-STARS10 ASSET PLUS FUND MANAGEMENT CO. LTD. Specific Fund Direct Investment FIF 3/13/2014 4/4/2014 -

1160 MF0775/2556 Asset Plus Stars Fund 9 ASP-STARS9 ASSET PLUS FUND MANAGEMENT CO. LTD. Specific Fund Direct Investment FIF 11/12/2013 12/13/2013 -

1161 MF0712/2556 Asset Plus Strategic Investment Fund ASP-STRATEGIC ASSET PLUS FUND MANAGEMENT CO. LTD. Specific Fund Direct Investment FIF 11/7/2011 11/14/2013 -

1162 MF0282/2554 ASP-TFIXED2 ASSET PLUS FUND MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment Partial 5/18/2011 6/3/2011 -

1163 MF0335/2554 ASP-TFIXED3 ASSET PLUS FUND MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment Partial 6/10/2011 6/23/2011 -

1164 242/2552 ASP-TFIXED4 ASSET PLUS FUND MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment Partial 6/18/2009 7/2/2009 -




1168 MF0517/2554 ASP-TFIXED9 ASSET PLUS FUND MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment Partial 9/6/2011 9/15/2011 103,396,643

1169 MF0056/2558 Asset Plus Thai Bond Fund ASP-THBOND ASSET PLUS FUND MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment None 1/9/2015 2/4/2015 -

1170 MF0294/2557 Asset Plus Thai Equity Fund ASP-THEQ ASSET PLUS FUND MANAGEMENT CO. LTD. Equity Fund Specific Fund Direct Investment None 2/6/2014 5/12/2014 -

1171 MF0581/2556 Asset Plus Trigger 4/4 Fund ASP-TRIGGER4/4 ASSET PLUS FUND MANAGEMENT CO. LTD. Specific Fund Direct Investment None 9/6/2013 9/23/2013 -

1172 MF0764/2557 Asset Plus Trigger 5% Fund ASP-TRIGGER5 ASSET PLUS FUND MANAGEMENT CO. LTD. Specific Fund Direct Investment None 8/18/2014 11/7/2014 -

1173 020/2550 Stable Income Fund 6M1 SIF-6M1 ASSET PLUS FUND MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment None 1/22/2007 1/31/2007 -

1,702,984,072

1174 369/2550 Bualuang Equity 25% RMF B25RMF Retirement Mutual Fund : RMF Direct Investment None 10/22/2007 11/21/2007 8,724,935






























Asset Plus Taweesab Fixed Income Fund 2





















ASSET PLUS FUND MANAGEMENT CO. LTD. Total

BBL ASSET MANAGEMENT COMPANY LIMITED



[Page]/78


1175 041/2547 B-ACTIVE Specific Fund Direct Investment None 2/24/2004 6/3/2004 3,981,554

1176 MF0210/2558 Bualuang Asia Equity Fund B-ASIA Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF TMB BANK PUBLIC COMPANY LIMITED 12/24/2014 4/2/2015 4,942,336

1177 012/2538 Bualuang Basic Open-end Fund BBASIC Equity Fund Direct Investment None 2/13/1995 3/17/1995 4,780,752

1178 MF0316/2557 Bualuang Basic RMF BBASICRMF Equity Fund Retirement Mutual Fund : RMF Direct Investment Partial 4/23/2014 5/16/2014 7,410,082

1179 060/2539 BUALUNG CAPITAL OPEN-END FUND BCAP Equity Fund Direct Investment None 11/12/1996 12/13/1996 -

1180 264/2550 Bualuang Global Health Care Fund BCARE Equity Fund Feeder Fund FIF 7/16/2007 8/29/2007 385,536,942

1181 MF0294/2558 Bualuang Global Health Care RMF BCARERMF Equity Fund Feeder Fund FIF 4/10/2015 5/19/2015 312,017,353

1182 MF0587/2554 Bualuang CHAY Gold ETF BCHAY Other Gold Fund Direct Investment None 9/30/2011 10/27/2011 -

1183 073/2545 Bualuang Equity RMF BERMF Equity Fund Retirement Mutual Fund : RMF Direct Investment None 7/12/2002 11/27/2002 89,125,959

1184 MF0070/2554 Bualuang Fixed Income Fund BFIXED Fixed Income Fund Direct Investment Partial 6/14/2010 2/17/2011 6,436,647,541

1185 026/2545 B-FLEX Direct Investment None 7/18/2001 6/4/2002 35,492,605

1186 075/2545 Bualuang Flexible RMF BFLRMF Retirement Mutual Fund : RMF Direct Investment None 7/12/2002 11/27/2002 59,349,625

1187 074/2545 Bualuang Fixed-income RMF BFRMF Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 7/12/2002 11/27/2002 271,387,067

1188 MF0505/2558 Bualuang Global Equity Fund B-GLOBAL Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 6/23/2015 10/1/2015 42,566,424

1189 MF0574/2558 Bualuang Global Equity RMF B-GLOBALRMF Equity Fund Feeder Fund FIF 9/4/2015 11/12/2015 31,896,467

1190 153/2551 Bualuang Global Mixed Fund BGMF Foreign Investment Fund : FIF Direct Investment FIF 4/8/2008 4/22/2008 -

1191 318/2553 Bualuang Gold Fund BGOLD Other Feeder Fund FIF 2/8/2010 5/19/2010 43,004,228

1192 319/2553 Bualuang Gold RMF BGOLDRMF Other Feeder Fund FIF 2/8/2010 5/19/2010 42,338,488

1193 035/2537 Bualuang Infrastructure Open-end Fund B-INFRA Equity Fund Direct Investment None 9/20/1994 11/7/1994 11,987,132

1194 014/2536 Buakaew Open-end Fund BKA Equity Fund Direct Investment None 10/18/1993 11/3/1993 152,846,417

1195 012/2537 Buakaew 2 Open-end Fund BKA2 Equity Fund Direct Investment None 2/3/1994 3/4/1994 3,098,483

1196 023/2537 Buakaew Income Fund BKD Equity Fund Direct Investment None 6/21/1994 7/15/1994 21,280,443

1197 MF0743/2557 BKIND FUND BKIND Equity Fund Direct Investment None 8/29/2014 10/30/2014 2,707,871

1198 087/2547 Bualuang Long - Term Equity Fund B-LTF Equity Fund Direct Investment None 9/8/2004 11/11/2004 188,691,094

1199 137/2550 Bualuang Long - Term Equity Fund 75/25 BLTF75 Equity Fund Direct Investment None 3/26/2007 5/18/2007 111,247,970

1200 MF0811/2557 Bualuang Nippon Equity Fund B-NIPPON Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 10/28/2014 11/27/2014 89,855,920

1201 MF0008/2559 Bualuang Thanasarn Plus 1/16 BP1/16 Fixed Income Fund Direct Investment FIF CITIBANK N.A. COMPANY LIMITED 1/4/2016 1/14/2016 2,354,821,100

1202 MF0470/2558 Bualuang Thanasarn Plus 10/15 BP10/15 Fixed Income Fund Direct Investment FIF 8/31/2015 9/10/2015 -








�B-active Open-end Fund BBL ASSET MANAGEMENT COMPANY LIMITED






















�B-flex Open-end Fund BBL ASSET MANAGEMENT COMPANY LIMITED


































































[Page]/78




1212 MF0019/2559 Bualuang Thanasarn Plus 2/16 BP2/16 Fixed Income Fund Specific Fund Direct Investment FIF CITIBANK N.A. COMPANY LIMITED 1/11/2016 1/21/2016 1,715,514,128






1218 MF0028/2559 Bualuang Thanasarn Plus 3/16 BP3/16 Fixed Income Fund Direct Investment FIF 1/18/2016 1/28/2016 2,270,474,875




1222 MF0500/2556 B Senior Citizen Mixed Fund B-SENIOR Specific Fund Direct Investment Partial 1/29/2013 8/16/2013 168,549,199

1223 MF0207/2555 Bualuang Siriphol Corporate Governance BSIRICG Equity Fund Direct Investment None 11/24/2011 4/5/2012 20,839,797

1224 MF0312/2556 BSIRIRMF Equity Fund Retirement Mutual Fund : RMF Direct Investment None 4/9/2013 5/17/2013 14,024,608

1225 MF0749/2555 Bualuang Small-Mid Cap RMF B-SM-RMF Equity Fund Retirement Mutual Fund : RMF Direct Investment None 10/25/2012 11/20/2012 27,048,555

1226 028/2537 BTK Equity Fund Direct Investment None 7/8/1994 8/15/1994 22,622,853

1227 030/2548 B-TNTV Fixed Income Fund Direct Investment None 1/26/2005 3/8/2005 14,553,591,267

1228 034/2537 Bualuang Top-Ten Fund BTP Equity Fund Direct Investment None 9/15/1994 10/7/1994 54,102,617

1229 MF0498/2555 Bualuang Treasury Fund B-TREASURY Fixed Income Fund Money Market Fund Direct Investment None 7/11/2011 8/10/2012 537,246,566

1230 216/2551 Bualuang Infrastructure RMF IN-RMF Equity Fund Retirement Mutual Fund : RMF Direct Investment None 4/11/2008 5/23/2008 29,718,210

1231 518/2551 Bualuang Money Market RMF MM-RMF Fixed Income Fund Direct Investment Partial 10/6/2008 11/12/2008 92,323,007

30,221,794,469

1232 348/2550 Phillip Asia Pacific Fund PAP PHILLIP ASSET MANAGEMENT CO. LTD. Foreign Investment Fund : FIF Feeder Fund FIF 10/12/2007 11/5/2007 -

1233 231/2550 PCASH PHILLIP ASSET MANAGEMENT CO. LTD. Fixed Income Fund Money Market Fund Direct Investment None 6/28/2007 8/7/2007 26,821,267

1234 MF0445/2556 Phillip Equity Fund PEQ PHILLIP ASSET MANAGEMENT CO. LTD. Equity Fund Specific Fund Direct Investment None 6/17/2013 7/19/2013 217,326

1235 MF0519/2557 PFIXAI3M1 PHILLIP ASSET MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment Partial 7/24/2014 8/6/2014 -

1236 MF0488/2557 PFIXAI6M1 PHILLIP ASSET MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment Partial 7/10/2014 7/25/2014 196,044,081

1237 MF0543/2558 PFIXAIT6M1 PHILLIP ASSET MANAGEMENT CO. LTD. Fixed Income Fund Specific Fund Direct Investment None 10/12/2015 10/27/2015 -

1238 089/2551 PFIXRMF PHILLIP ASSET MANAGEMENT CO. LTD. Fixed Income Fund Direct Investment Partial 2/19/2008 3/20/2008 115,000

1239 505/2552 Phillip Gold Fund PGOLD PHILLIP ASSET MANAGEMENT CO. LTD. Other Feeder Fund FIF 9/24/2009 10/30/2009 20,000

1240 645/2553 Phillip H-Shares & Red Chip Fund PHR PHILLIP ASSET MANAGEMENT CO. LTD. Equity Fund Foreign Investment Fund : FIF Direct Investment FIF 3/8/2010 10/4/2010 20,000

1241 178/2550 Phillip Long Term Equity Fund P-LTF PHILLIP ASSET MANAGEMENT CO. LTD. Equity Fund Long Term Equity Fund : LTF Direct Investment None 5/25/2007 6/26/2007 4,955,569

1242 516/2551 PMIXRMF PHILLIP ASSET MANAGEMENT CO. LTD. Direct Investment Partial 8/28/2008 11/11/2008 432,997

228,626,241







































Bualuang Siriphol Corporate Governance RMF





�Bualuang Thanakom Open-end Fund BBL ASSET MANAGEMENT COMPANY LIMITED


�Bualuang Thanatavee Fixed Income Fund












BBL ASSET MANAGEMENT COMPANY LIMITED Total



PHILLIP CASH MANAGEMENT OPEN END FUND



Phillip Fixed Income Accredited Investors Fund 3M1


Phillip Fixed Income Accredited Investors Fund 6M1


Phillip Fixed Income Accredited Investors Term Fund 6M1


PHILLIP FIXED INCOME RETIREMENT MUTUAL FUND







PHILLIP MIXED RETIREMENT MUTUAL FUND




PHILLIP ASSET MANAGEMENT CO. LTD. Total

[Page]/78


1243 629/2553 Kim Eng Cash Management Fund KECASH Fixed Income Fund Money Market Fund Direct Investment None 8/20/2010 9/23/2010 166,247,077

1244 MF0835/2557 Maybank Emerging ETF MEM Equity Fund Feeder Fund FIF 10/31/2014 12/9/2014 -

1245 MF0829/2557 Maybank Euro ETF MEU Equity Fund Feeder Fund FIF 10/31/2014 12/9/2014 -

1246 MF0326/2558 Maybank Global Absolute Return Fund M-GARS Foreign Investment Fund : FIF Feeder Fund FIF 4/30/2015 6/5/2015 -

1247 MF0830/2557 Maybank Japan ETF MJP Equity Fund Feeder Fund FIF 10/31/2014 12/9/2014 -

1248 MF0668/2557 Maybank Money Market Fund M-MMF Fixed Income Fund Money Market Fund Direct Investment Partial 9/1/2014 10/2/2014 8,000

1249 MF0831/2557 Maybank US ETF MUS Equity Fund Feeder Fund FIF 10/31/2014 12/9/2014 5,944,560

1250 MF0510/2558 Maybank US Active Equity Fund M-USA Equity Fund Feeder Fund FIF 9/8/2015 10/2/2015 -

172,199,637

1251 353/2550 1 A.M. DAILY FUND 1AM-DAILY ONE ASSET MANAGEMENT LIMITED Fixed Income Fund Money Market Fund Direct Investment Partial 10/24/2007 11/9/2007 625,755,569

1252 118/2547 1 A.M. GLOBAL BOND FUND 1AMGBF ONE ASSET MANAGEMENT LIMITED Fixed Income Fund Direct Investment FIF 11/8/2004 12/27/2004 -

1253 205/2548 1AM-GEM ONE ASSET MANAGEMENT LIMITED Equity Fund Fund of Funds FIF 11/14/2005 12/2/2005 -

1254 154/2551 1 A.M. GLOBAL FLEXIBLE FUND 1AMGFF ONE ASSET MANAGEMENT LIMITED Foreign Investment Fund : FIF Direct Investment FIF 3/10/2008 4/22/2008 -

1255 073/2546 1 A.M. SET 50 Fund 1AMSET50 ONE ASSET MANAGEMENT LIMITED Equity Fund Specific Fund Direct Investment None 10/14/2003 11/27/2003 4,216,920

1256 545/2551 1 A.M. THAI GOVERNMENT BOND FUND 1AM-TG ONE ASSET MANAGEMENT LIMITED Fixed Income Fund Direct Investment None 10/31/2008 11/27/2008 7,793,200

1257 MF0442/2554 ThaiDEX SET High Dividend ETF 1DIV ONE ASSET MANAGEMENT LIMITED Equity Fund Exchange Traded Fund : ETF Direct Investment None 7/28/2011 8/10/2011 -

1258 MF0402/2556 1ENHANCED3M1 ONE ASSET MANAGEMENT LIMITED Specific Fund Direct Investment Partial TMB BANK PUBLIC COMPANY LIMITED 6/19/2013 6/27/2013 554,099,787

1259 MF0443/2556 1ENHANCED3M2 ONE ASSET MANAGEMENT LIMITED Specific Fund Direct Investment Partial TMB BANK PUBLIC COMPANY LIMITED 7/11/2013 7/18/2013 99,799,922

1260 MF0383/2557 1ENHANCED6M1 ONE ASSET MANAGEMENT LIMITED Specific Fund Direct Investment Partial 4/11/2014 6/12/2014 11,000,000



1263 517/2553 1FIN6M/1 ONE ASSET MANAGEMENT LIMITED Specific Fund Direct Investment Partial 7/23/2010 8/4/2010 500,000

1264 707/2553 1FIN6M/2 ONE ASSET MANAGEMENT LIMITED Specific Fund Direct Investment Partial 10/28/2010 11/10/2010 300,000

1265 MF0232/2554 1 A.M. FIXED-INCOME FUND 3M1 1FIX-3M1 ONE ASSET MANAGEMENT LIMITED Fixed Income Fund Specific Fund Direct Investment Partial 5/3/2011 5/12/2011 1,200,002

1266 MF0307/2554 1 A.M. FIXED-INCOME FUND 3M2 1FIX-3M2 ONE ASSET MANAGEMENT LIMITED Fixed Income Fund Specific Fund Direct Investment Partial 5/25/2011 6/14/2011 500,000

1267 597/2553 1 A.M. FIXED-INCOME FUND 6M3 1FIX-6M3 ONE ASSET MANAGEMENT LIMITED Fixed Income Fund Specific Fund Direct Investment Partial 8/31/2010 9/9/2010 500,000

1268 608/2553 1 A.M. FIXED-INCOME FUND 6M4 1FIX-6M4 ONE ASSET MANAGEMENT LIMITED Fixed Income Fund Specific Fund Direct Investment Partial 8/31/2010 9/15/2010 -

1269 044/2551 1GLOBALBOND ONE ASSET MANAGEMENT LIMITED Fixed Income Fund Fund of Funds FIF 1/15/2008 2/18/2008 11,000

1270 270/2550 1 A.M. FIXED INCOME PLUS FUND – 6 M 1PLUS-6M ONE ASSET MANAGEMENT LIMITED Fixed Income Fund Specific Fund Direct Investment Partial 8/17/2007 8/31/2007 108,697,275

1271 075/2548 1SG-LTF ONE ASSET MANAGEMENT LIMITED Equity Fund Direct Investment None 5/6/2005 6/2/2005 1,391,406

1272 069/2547 1 A.M. Selective Long Term Equity Fund 1S-LTF ONE ASSET MANAGEMENT LIMITED Equity Fund Direct Investment None 9/9/2004 10/8/2004 6,459,291

1273 180/2550 1 A.M. Smart Long Term Equity Fund 1SMART-LTF ONE ASSET MANAGEMENT LIMITED Equity Fund Direct Investment None 6/8/2007 6/26/2007 -

1274 266/2551 1 A.M. US Recovery Opportunity Fund 1US-OPP ONE ASSET MANAGEMENT LIMITED Direct Investment FIF 5/16/2008 6/16/2008 50,000

1275 073/2548 1 A.M. VALUED STOCK FUND - DIVIDEND 1VAL-D ONE ASSET MANAGEMENT LIMITED Equity Fund Specific Fund Direct Investment None 4/29/2005 6/1/2005 1,130,990

1276 085/2546 Flexible Corporate Fund FCF ONE ASSET MANAGEMENT LIMITED Specific Fund Direct Investment Partial CITIBANK N.A. COMPANY LIMITED 12/8/2003 12/25/2003 -

MAYBANK ASSET MANAGEMENT (THAILAND) COMPANY LIMITED





















MAYBANK ASSET MANAGEMENT (THAILAND) COMPANY LIMITED Total




1 A.M. GLOBAL EMERGING MARKET EQUITY FUND








ONE ENHANCED FINANCIAL INSTRUMENTS FUND 3M1













1 A.M. FINANCIAL INSTRUMENTS FUND 6M/1



1 A.M. FINANCIAL INSTRUMENTS FUND 6M/2







1 A.M. GLOBAL OPPORTUNITY BOND FUND




1 A.M. Selective Growth Long Term Equity Fund












[Page]/78


1277 025/2546 FLEXAR ONE ASSET MANAGEMENT LIMITED Direct Investment None 5/14/2003 6/3/2003 178,125

1278 078/2546 FLEX-RMF ONE ASSET MANAGEMENT LIMITED Retirement Mutual Fund : RMF Direct Investment Partial 11/18/2003 12/3/2003 128,300

1279 046/2544 F-RMF ONE ASSET MANAGEMENT LIMITED Fixed Income Fund Retirement Mutual Fund : RMF Direct Investment None 12/12/2001 12/25/2001 126,350

1280 MF0551/2554 ThaiDEX Gold ETF GOLD99 ONE ASSET MANAGEMENT LIMITED Other Direct Investment Partial TMB BANK PUBLIC COMPANY LIMITED 9/13/2011 10/6/2011 -

1281 244/2553 ONE GOLD RETIREMENT MUTUAL FUND GOLD-RMF ONE ASSET MANAGEMENT LIMITED Other Feeder Fund FIF 2/8/2010 4/9/2010 92,000

1282 045/2544 MONEY PLUS RETIREMENT MUTUAL FUND M-RMF ONE ASSET MANAGEMENT LIMITED Fixed Income Fund Direct Investment None 12/17/2001 12/25/2001 171,549

1283 023/2536 ONE PLUS ONE FUND ONE+1 ONE ASSET MANAGEMENT LIMITED Equity Fund Direct Investment None 11/23/1993 12/17/1993 32,000

1284 MF0290/2558 ONE ACTIVE6/2 FUND ONE-ACTIVE6/2 ONE ASSET MANAGEMENT LIMITED Other Specific Fund Direct Investment FIF TMB BANK PUBLIC COMPANY LIMITED 4/24/2015 5/15/2015 50,000

1285 MF0654/2557 ONE ASEAN STARS FUND ONE-ASEAN ONE ASSET MANAGEMENT LIMITED Foreign Investment Fund : FIF Direct Investment FIF TMB BANK PUBLIC COMPANY LIMITED 9/8/2014 9/26/2014 353,000

1286 475/2553 ONE CHINA AUTO REDEMPTION FUND ONE-CHINA ONE ASSET MANAGEMENT LIMITED Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 2/4/2010 7/15/2010 2,875,000

1287 MF0417/2558 ONE CHINA VALUE 10 FUND ONE-CHINA10 ONE ASSET MANAGEMENT LIMITED Direct Investment FIF 7/29/2015 8/11/2015 -

1288 MF0246/2558 ONE CHINA VALUE 5/3 FUND ONE-CHINA5/3 ONE ASSET MANAGEMENT LIMITED Direct Investment FIF 3/23/2015 4/23/2015 -

1289 009/2543 ONE FIXED INCOME DIVIDEND FUND ONE-DI ONE ASSET MANAGEMENT LIMITED Fixed Income Fund Specific Fund Direct Investment Partial 2/1/2000 2/15/2000 3,500,000

1290 180/2548 One Fixed Income Dividend Fund 2 ONE-DI2 ONE ASSET MANAGEMENT LIMITED Fixed Income Fund Specific Fund Direct Investment Partial 11/2/2005 11/11/2005 100,000

1291 027/2547 One Equity Fund (Corporate 14) ONE-EC14 ONE ASSET MANAGEMENT LIMITED Equity Fund Specific Fund Direct Investment Partial CITIBANK N.A. COMPANY LIMITED 1/16/2004 4/1/2004 167,000

1292 004/2537 ONE EQUITY FUND ONE-EQ ONE ASSET MANAGEMENT LIMITED Equity Fund Direct Investment None 12/24/1993 1/20/1994 -

1293 MF0496/2558 ONE EUROPEAN 8 FUND ONE-EURO8 ONE ASSET MANAGEMENT LIMITED Direct Investment FIF 9/18/2015 9/29/2015 -

1294 MF0029/2559 ONE EUROPE EQUITY FUND ONE-EUROPE ONE ASSET MANAGEMENT LIMITED Equity Fund Feeder Fund FIF 1/19/2016 1/28/2016 -

1295 007/2540 ONE-FAR ONE ASSET MANAGEMENT LIMITED Fixed Income Fund Direct Investment None 2/14/1997 3/19/1997 57,182,236

1296 001/2537 ONE FAS PROSPERITY FUND ONE-FAS ONE ASSET MANAGEMENT LIMITED Specific Fund Direct Investment None 12/3/1993 1/4/1994 57,000

1297 027/2542 ONE FLEXIBLE FUND ONE-FLEX ONE ASSET MANAGEMENT LIMITED Direct Investment None 8/4/1999 8/26/1999 4,000

1298 005/2535 ONE MULTIPLE GROWTH FUND ONE-G ONE ASSET MANAGEMENT LIMITED Equity Fund Direct Investment None 6/24/1992 7/31/1992 9,000

1299 MF0745/2557 ONE GLOBAL EQUITY FUND ONE-GLOBALEQ ONE ASSET MANAGEMENT LIMITED Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF TMB BANK PUBLIC COMPANY LIMITED 10/15/2014 11/3/2014 65,000

1300 MF0528/2556 ONE-HYPER ONE ASSET MANAGEMENT LIMITED Specific Fund Direct Investment Partial TMB BANK PUBLIC COMPANY LIMITED 8/21/2013 8/28/2013 132,485,640

1301 MF0017/2558 ONE IFCG1 FUND ONE-IFCG1 ONE ASSET MANAGEMENT LIMITED Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 1/6/2015 1/16/2015 -

1302 MF0583/2558 ONE NIPPON FUND ONE-NIPPON ONE ASSET MANAGEMENT LIMITED Equity Fund Foreign Investment Fund : FIF Feeder Fund FIF 10/26/2015 11/18/2015 4,082,616

1303 MF0381/2558 ONE NORTH ASIA 10 FUND ONE-NORTH10 ONE ASSET MANAGEMENT LIMITED Fund of Funds FIF 7/7/2015 7/16/2015 -

1304 MF0632/2558 ONE OPPORTUNITY 5/1 FUND ONE-OPPORTUNITY5/1ONE ASSET MANAGEMENT LIMITED Specific Fund Direct Investment None 12/9/2015 12/18/2015 -

1305 MF0401/2556 ONE INCOME PREMIER FUND ONE-PREMIER ONE ASSET MANAGEMENT LIMITED Specific Fund Direct Investment Partial TMB BANK PUBLIC COMPANY LIMITED 6/12/2013 6/27/2013 3,208,200

1306 561/2552 ONE PROPERTY PLUS FUND ONE-PROP ONE ASSET MANAGEMENT LIMITED Other Sector Fund; Specific Fund Fund of Funds None 11/5/2009 11/18/2009 30,378,838

1307 MF0164/2556 ONE PROPERTY PLUS DIVIDEND FUND ONEPROP-D ONE ASSET MANAGEMENT LIMITED Other Sector Fund; Specific Fund Fund of Funds Partial 2/22/2013 3/12/2013 29,195,490

1308 MF0748/2555 ONEPROP-RMF ONE ASSET MANAGEMENT LIMITED Other Fund of Funds Partial 10/24/2012 11/19/2012 150,000

1309 MF0512/2554 ONE PROPERTY SINGAPORE FUND ONEPROP-SG ONE ASSET MANAGEMENT LIMITED Other Feeder Fund FIF 9/5/2011 9/14/2011 43,500

1310 MF0313/2558 ONE SHARIAH 6 FUND ONE-SHARIAH6 ONE ASSET MANAGEMENT LIMITED Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 4/27/2015 5/27/2015 -

1311 MF0810/2557 ONE SPOT 4/2 FUND ONE-SPOT4/2 ONE ASSET MANAGEMENT LIMITED Direct Investment None 10/21/2014 11/27/2014 -

1 A.M. Flexible Automatic Redemption Fund



FLEXIBLE PLUS RETIREMENT MUTUAL FUND



FIXED INCOME PLUS RETIREMENT MUTUAL FUND


Exchange Traded Fund : ETF; Gold Fund





















ONE FIXED INCOME AUTOMATIC REDEMPTION FUND







ONE HYPER FINANCIAL INSTRUMENTS FUND












ONE PROPERTY RETIREMENT MUTUAL FUND








[Page]/78


1312 MF0159/2558 ONE SPOT 5/4 FUND ONE-SPOT5/4 ONE ASSET MANAGEMENT LIMITED Specific Fund Direct Investment None 2/25/2015 3/18/2015 -

1313 MF0369/2557 ONE STARS SELECTION FUND ONE-STARS ONE ASSET MANAGEMENT LIMITED Specific Fund Direct Investment None TMB BANK PUBLIC COMPANY LIMITED 5/16/2014 6/9/2014 35,500

1314 MF0355/2558 ONE-STOXXASEAN ONE ASSET MANAGEMENT LIMITED Equity Fund Direct Investment FIF 6/11/2015 6/29/2015 53,000

1315 024/2536 ONE-UB 3 FUND ONE-UB 3 ONE ASSET MANAGEMENT LIMITED Equity Fund Direct Investment None 11/15/1993 12/21/1993 -

1316 MF0447/2558 ONE ULTRA INCOME FUND ONE-ULTRA ONE ASSET MANAGEMENT LIMITED Specific Fund Direct Investment Partial 8/19/2015 8/31/2015 68,650,000

1317 009/2541 SIAM SELECT FUND SSF ONE ASSET MANAGEMENT LIMITED Equity Fund Country Fund Direct Investment None CITIBANK N.A. COMPANY LIMITED 10/13/1997 6/18/1998 -

1318 011/2536 SYRUS MOMENTUM FUND SYRUS-M ONE ASSET MANAGEMENT LIMITED Equity Fund Direct Investment None 9/17/1993 10/20/1993 -

1319 271/2550 ThaiDex SET50 Exchange Traded Fund TDEX ONE ASSET MANAGEMENT LIMITED Equity Fund Exchange Traded Fund : ETF Direct Investment None CITIBANK N.A. COMPANY LIMITED 8/20/2007 9/4/2007 -

1320 MF0109/2556 ThaiDEX SET100 ETF TH100 ONE ASSET MANAGEMENT LIMITED Equity Fund Exchange Traded Fund : ETF Direct Investment None 1/23/2013 2/18/2013 -

1321 007/2537 THANA ONE FUND THANA1 ONE ASSET MANAGEMENT LIMITED Equity Fund Direct Investment None 12/30/1993 1/26/1994 -

1322 047/2544 V-RMF ONE ASSET MANAGEMENT LIMITED Equity Fund Retirement Mutual Fund : RMF Direct Investment None 12/17/2001 12/25/2001 6,969,807




ONE STOXX ASEAN SELECT DIVIDEND INDEX FUND

Foreign Investment Fund : FIF; Index Fund








VALUED STOCK RETIREMENT MUTUAL FUND


[Page]/78

-

-

-

-

-

-

-

-

-

28,986,756

3,035,832

64,696

578,347

-

80,115

-

154,390

240,554

163,145,054

27,464,717

952,606

20,797,693

-

-

-

-

-

-

-

-

-

-

-

-

-

Redemption (Baht)

[Page]/78

Redemption (Baht)

-

-

-

-

-

-

-

-

-

33,629,727

3,184,419,581

-

132,537,193

-

-

17,763,067

7,049,742

4,287,892

521,000

-

193,393

1,910,204

-

401,141

2,542,425

90,795,253

118,611,125

736,651

848,582

1,053,364

4,222,054

21,835,866

-

-

14,490,652,782

[Page]/78

Redemption (Baht)

494,061

815,792

113,521

133,493,679

9,541,421

24,714,181

769,689,176

-

-

-

-

-

67,520,929

-

-

21,306,101,511

869,996,121

-

-

664,284,852

-

2,971,038

4,428,361

145,930

20,456,147

40,204,173

65,855,555

20,129,248

-

-

5,029,033

-

-

-

42,365,496,532

[Page]/78

Redemption (Baht)

48,253,207

148,052

473,568

7,425,181,195

1,030,998,616

33,084,954

15,112,412

1,043,295

28,143,314

412,548

910,942

9,206,250

74,974

28,733,635

1,927,413

6,143,434

3,011,517

-

-

-

-

-

-

-

31,890,223

-

-

-

9,817,422

5,713,845

30,074,225

699,410

12,808,911

8,328,845

27,895,540

[Page]/78

Redemption (Baht)

8,900,545

13,700,825

228,892,342

15,854,553

1,689,246

41,708,189

305,340,505

122,123

346,741

494,606

482,267

206,899

21,770,204

9,421,975

76,887,705

349,914,955

14,075,934

13,782,472

622,140

55,045

11,370,663

837,917,409

81,283,186

3,559,700

19,782,688

33,361,972

50,820,439

748,102

6,501,444

182,128,317

11,250,343

16,792,369

218,259

803,216

90,472,451

[Page]/78

Redemption (Baht)

13,641,156,623

134,591,586

18,857,186

21,037

12,345,997

2,931,328

43,466,178

25,064,737,507

-

97,436,832

4,976,547

4,840,740

2,570,148

4,531,393

359,457,911

91,199,777

759,787,792

437,651

123,540,203

64,788,582

3,585,383

38,859,091

74,019,759

1,501,788,573

-

582,126,198

6,280,268

-

142,814,600

-

-

-

-

-

-

[Page]/78

Redemption (Baht)

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

6,655,629

210,536,222

82,253,531

9,577,501

8,552,623

579,431,283

46,205,999

19,082,921

-

-

[Page]/78

Redemption (Baht)

-

-

-

-

-

-

-

-

78,462,961

2,848,639,568

210,836,009

-

546,292,314

5,980,104

18,346,463

-

135,215,000

107,150,222

2,835,169

-

-

-

1,847,163,458

49,295,931

4,538,157

41,605,294

21,801,111

92,265,372

261,324,902

30,937,407

12,380,794

22,008,130

1,114,586

-

148,618,561

[Page]/78

Redemption (Baht)

10,726,747

1,100,847

15,440,835

21,841,266,750

40,502,395,685

1,487,284

90,019,589

911,531,139

4,563,368

3,073,801

22,655,541

22,593,029

5,327,767

81,991,639

113,813,522

1,422,787

748,683

45,562,794

60,882,445

-

-

36,520,645

-

-

6,690,547

-

-

-

2,267,045,317

204,790,175

11,798,135

48,998,139

458,644

1,657,144

1,064,754

[Page]/78

Redemption (Baht)

821,146

77,628,597,567

30,000

214,402,667

9,599,478

-

71,997,748

-

-

-

-

92,393

109,858

-

-

328,796

30,610,766

1,815,005

66,708,418

-

-

9,543

3,746,573

1,977,288,861

-

-

-

-

11,020,317

169,768,578

-

59,725,478

-

1,740,182

1,436,293

[Page]/78

Redemption (Baht)

3,529,158

13,248,189

168,548,477

106,120,311

175,248,727

2,389,587

-

20,096,373

-

3,408,214

3,449,771

14,101,492

3,076,040

4,553,275

387,859

4,378,076

3,293,372

3,300,074

6,561,310

6,447,788

160,805,005

29,459,379

8,358,691

3,376,015

2,809,757

17,045,208

3,384,423,102

671,296

194,325

-

-

-

58,368,975

-

-

[Page]/78

Redemption (Baht)

4,255,164

-

-

-

494,402,327

-

151,489,413

-

-

-

-

-

-

-

-

-

709,381,500

-

51,993,580

51,089,983

7,749,090

40,481,226

253,232,293

23,469,863

20,215,990

2,788,195

489,835

7,834,875

2,004,126,280

45,060,370

12,252

-

830,565,149

10,502,107

55,602,691

[Page]/78

Redemption (Baht)

183,318,589

70,018,442

1,153,774

-

-

7,631,624

1,448,664

635,165

31,883,316

5,576,538

-

37,196,829

13,782,156

58,656,435

4,004,021

49,326,452

1,827,914

4,421,699

5,467,489

-

52,575,168

680,730

-

-

479,527,393

20,584,705,519

65,735,820

19,201,653

234,428,741

1,069,601

3,590,629,411

4,844,906

1,343,705

14,217,440

22,015,928

[Page]/78

Redemption (Baht)

1,697,458

4,962,248

28,959,198,604

417,357

298,299

22,303

12,279,043

-

-

-

1,617,700

11,622,573

827,225

36,544

305,448

6,332,890

1,470,142

-

-

1,201,363

4,296,161

1,910,302

120,589

19,545,668

4,034,283

1,319,986

1,058,383

833,149

97,083

-

-

24,494,087

10,178,087

3,494,847

-

[Page]/78

Redemption (Baht)

105,612,475

374,550

865,447

388,602

525,216

-

12,124,484

7,664,282

4,535,652

-

-

4,149,377

-

14,477,017

-

19,181,867

16,874,430

35,549,535

11,030,208

377,257

15,778,819

53,618,280

7,352,330

5,995,352

1,369,003

521,235,515

4,602,341

-

8,116,963

68,951,590

9,970,166

9,135,925

4,493,645

-

-

[Page]/78

Redemption (Baht)

-

1,247,464

31,157,172

-

595,333

-

-

-

-

-

4,444,993

6,218,882

106,377

-

-

17,087,333

19,467,040

1,141,548

1,133,629,983

-

-

13,253

18,440

-

4,675,854

-

-

-

-

-

-

-

-

-

-

[Page]/78

Redemption (Baht)

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

870,371

19,231,397

6,471,342

32,532,524

42,905,150

660,429

[Page]/78

Redemption (Baht)

20,490,284

-

897,908

47,001,656

-

157,084

1,371,922

5,474,341

20,336,042

-

-

-

-

-

-

-

-

-

-

-

-

-

3,094,674,471

335,311,028

-

-

-

-

-

-

-

-

13,653,368

52,494,669

-

[Page]/78

Redemption (Baht)

14,498

37,428,683

14,031,049

10,270,395

29,215,735

34,079,958

28,033,646

24,156,437

4,120,231

429,151,800

91,784,606

51,967,227

18,018,953

25,899,067

52,152,522

1,391,671

178,674

171,114

1,763,177

3,925,533

3,872,144

-

37,749,304

15,783,753

459,980

75,316

341,689

250,330

28,516,796

237,338,902

91,455,504

18,978,344

169,999,778

-

-

[Page]/78

Redemption (Baht)

-

-

-

286,547

51,359,483

22,933,084

16,838,723

203,797,718

60,215,757

43,987,427,721

19,593,041,077

125,673,943

3,355,368

10,092,313

-

-

-

-

-

11,288,471

24,429,514

4,897,393

-

-

-

-

2,095,954,977

1,142,554,841

1,519,666

325,660

3,987,606

72,521,798,205

811,933

38,544,539

2,932,137,723

[Page]/78

Redemption (Baht)

4,265

1,481,951

444,303

1,674,817

2,040,632

-

-

-

-

3,924,739

5,105,698

-

1,017,107

8,271,304

-

401,693

-

-

-

-

-

-

-

-

-

-

1,379,940

-

-

-

-

-

-

-

-

[Page]/78

Redemption (Baht)

-

-

-

-

-

-

3,848,077

-

-

-

-

-

-

-

13,129,330

1,667,105

8,294,900

1,376,920

253,679

6,126,194

10,714,016

39,762,245

7,839,098

4,843,140

2,435,300

5,564,365

-

-

-

17,980,846

2,710,162

33,202

-

-

40,135,213

[Page]/78

Redemption (Baht)

999,569

2,530,234

4,789,883,587

155,917

340,664

-

355,041

29,793,779

3,107,403

18,950,554

1,418,797

-

-

-

-

-

-

-

263,021,504

950,873

633,436

377,387

26,188,332

2,857,681

33,019,293

50,534,772

6,770,883

16,539,514

12,095,728

467,554

337,737

7,674,956

7,266,194

268,071

34,246,845

[Page]/78

Redemption (Baht)

74,858

4,404,521

6,579,383

9,315,235

13,662,930

31,510,990

1,258,828

1,548,396

2,503,374

319,247,054

1,034,782,471

1,858,131

-

1,486,049

347,986

9,903,320,946

620,602

1,479,416

5,185,923

9,055,800

34,276

20,794

-

-

-

158,832

-

-

2,251,215

200,000

738,041

5,352,708

1,793,402

1,670,858,025

1,508,959,026

[Page]/78

Redemption (Baht)

3,589,243

46,086

2,157,635

8,257,624

3,220,758,649

375,627

111,912,621

-

29,254,768

38,119

2,517,263

162,629

1,353,137

8,065,657

-

52,529,311

11,038,803

34,502,001

251,749,937

8,216,359

2,322,172

-

10,635,989

3,609,988

47,165,524

23,547,416

9,958,507

5,276

26,710,203

-

-

-

-

-

16,039,845

[Page]/78

Redemption (Baht)

10,005,740

25,123,262

2,851,692

11,715,989

151,901

67,029

-

107,956,223

-

-

-

45,914

3,622,120

-

11,751,437

7,222,959

30,228,971

-

-

84,135,635

24,431,449

46,256,404

12,188,780

23,065,430

559,011,210

316,863,063

78,142

72,985,012

3,149,326

64,794,457

3,081,588

4,160,484

425,160

5,975,879

129,546,055

[Page]/78

Redemption (Baht)

517,887

1,367,277

1,045,764

17,371,046

1,712,089

-

-

-

-

-

-

-

-

-

-

-

-

-

-

191,998

13,022,881

283,727

3,812,959,551

97,042,531

-

1,380,700

1,389,675

148,529

6,739

97,296,887

808,529

67,535

656,908

2,880,543

495,432,883

[Page]/78

Redemption (Baht)

27,447,083

568,758

806,349

4,793,933

1,164,993

3,787,437

1,047,161

-

29,915

41,378,725

39,614,042

-

56,875,411

5,461,086

4,825,941

134,819

910,883

-

69,106,271

13,429,253

46,479,389

116,222,282

6,688,770,000

3,864,720

-

-

242,984,743

-

-

-

-

-

-

-

21,439,328

[Page]/78

Redemption (Baht)

-

-

-

-

-

-

1,680,000

-

-

-

-

-

-

52,996,166

19,986

-

3,755,000

-

103,131

44,839,042

53,806,537

11,743,028

-

9,196,549

-

446,428,230

4,498,165

10,293,745

107,926,675

1,456,229

164,888,255

13,269,080

16,403,387

3,942,777

955,434

[Page]/78

Redemption (Baht)

129,836,330

20,018,602

40,803,530

14,425,178

20,809,544

128,679,859

39,569,838

11,998,396

32,432,283

67,495,332

398,929

6,654,318

24,173,393

31,589,577

892,518,856

-

-

-

23,291

-

-

126,170,630

394,095

-

-

27,867

1,723,956

-

5,730,912

-

1,354,245

373,686

-

-

1,328,063

[Page]/78

Redemption (Baht)

-

352,765

113,591

1,742,250

1,090,357

17,695,647

-

2,968,922

38,488,433

-

5,706

2,145,338

60,303

636,109

-

8,551,706

1,295,553

4,624,452

168,986

267,402

34,332

-

2,026,015

-

-

2,530,709

-

-

102,512,463

62,392

2,568,002,595

13,632,973

19,854,411

65,500

3,816,314

[Page]/78

Redemption (Baht)

-

3,275,466

-

7,433,772

-

-

7,629,404

18,873,538

4,935,777

3,289,548

213,044

288,038

33,797

732

33,668

10,303

210,819

224,099

2,231,913

3,689,700

7,837,610

451,936

585,436

513,292

449,052,717

2,128,551

79,670

626,920

1,721,979

8,086,497

845,505

1,771,198

-

46,491

179,163

[Page]/78

Redemption (Baht)

-

440,993

342,989

11,942

-

3,456,968,471

961,263,035

726,375

39,058,771

-

-

-

-

-

-

-

-

-

-

-

10,479,380

24,484,971

-

-

10,164,643

-

-

397,094

-

1,573,508

35,952,853

9,258,783

476,865

4,454

2,309,643

[Page]/78

Redemption (Baht)

2,925,847

-

3,562

2,526,451

693,572

128,622

7,757,856

96,191,977

-

104,226

131,759

-

39,486

1,489,019

-

-

1,341,233

-

30,000

-

1,466,357

-

-

-

-

-

-

40,506,972

-

-

28,917,533

-

-

1,280,404,845

17,505,334

[Page]/78

Redemption (Baht)

5,826,584

43,695,709

3,037,431

11,778,792

-

245,420,637

14,303,195

-

100,620,490

4,296,019,137

31,189,779

105,521,444

247,181,705

18,502,453

959,573

-

52,096,432

53,587,320

113,925,651

89,225,695

4,911,422

30,523,479

6,278,065

508,873,137

463,946,441

49,691,719

-

-

-

-

-

-

-

-

-

[Page]/78

Redemption (Baht)

-

-

-

-

-

-

-

-

-

-

-

-

59,299,809

52,003,392

13,434,770

31,154,160

44,329,501

16,963,633,317

66,394,997

439,205,619

48,872,624

108,485,496

24,341,435,308

-

47,881,171

2,476

-

96,346,643

-

-

178,041

413,164

803,133

-

145,624,628

[Page]/78

Redemption (Baht)

53,828,284

-

-

1,902,340

-

73,850

-

-

55,804,473

223,694,685

-

-

-

8,134,497

22,618,954

-

546,457,562

99,799,922

11,000,000

328,705,580

6,000,000

500,000

300,000

1,200,002

500,000

500,000

-

5,035,122

169,011,429

3,703,919

1,375,502

10,923,326

1,281,898

199,945

-

[Page]/78

Redemption (Baht)

386,430

-

501,137

-

-

2,494,571

75,948

11,030,516

83,797

455,716

-

92,956,071

942,874

4,104,948

79,428

-

-

-

245,774,799

30,000

-

147,711

1,000,000

38,441,501

618,440

3,234,227

-

-

6,372,198

30,779,336

5,641,061

-

1,252,443

-

2,596,448

[Page]/78

Redemption (Baht)

19,074,773

2,715,075

351,743

148,680

-

-

74,545

-

-

684,530

1,020,761

Documents

€¦ · XLS file · Web view · 2018-04-25mf0011/2559 mgs 072/2549 mgb 048/2547 mga 182/2548 mge 025/2545 q-port 381/2550 m-s50 031/2547 the smart maximizer ... 1 a.m. set 50 fund