William F Nielson Financial Disclosure Report for 2010

8/3/2019 William F Nielson Financial Disclosure Report for 2010

1/13

AO 10 [Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDA R YEAR 2010

Report Re quired by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . P e r s o n R e por t ing ( l a s t na me , f i r s t, m i d d l e i n i t i a l )N I E L S E N , W I L L I A M F .

4. Title (Ar tic le 111 judges indica te ac t ive o r sen ior s t a t u s ;magist rate judges ind icate fu l l - or par t - t ime)J U D G E , S E N I O R

7. Chambers or Of f i ce A d d r e s sP O S T O F F I C E B O X 2 2 0 8S P O K A N E , W A S H I N G T O N 9 9 2 1 0 - 2 2 0 8

2. Cour t o r O rga n i z a t ionU S D C , E D O F W A

5a. Report Type (check appropriate type)

] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n the ba s i s o f the i n f o r m a t io n c o n ta in e d in th i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a in in g the r e to , i t i s , in m y o p in io n , i n c o m p l i a n c ew i t h a p p l i c a b le l a w s a n d r e g u l a t io n s .

R e v i e w i n g O f f i ce r D a t e

3. Date of R e p o r t0 5 / 10 / 2 0 11

6 . R e p o r t i n g P e r io d01 /01 /201 0to12 / 3 1/ 2 0 10

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ~ R e p o n i n g individual only; see pp . 9-13 of filing instructions.)D NONE(N o reportable positions.)i. Board Member

2. B o a r d M e m b e r

3.

5.

POSITION N A M E O F O R G A N I Z A T IO N / E N T IT YS p o k a n e Y M C A E n d o w m e n t C o m m i t t e eM u s e u m o f A r t s a n d C u l t u re

I I. A G R E E M E N T S . m e p o n i n g i n d i v i d u a l o n l y ; se e p p . 1 4 - 1 6 o:fillng instructions.)~] N O N E (No reportable agreemen ts.)

DATE PARTIES AND TERMS


2/13

FINANCIAL DISCLOSURE REPORTPage 2 of 13

Name of Person ReportingNIELSEN, WILLIAM F.

Date of Report05/1 0/201 1

III. N O N - I N V E S T M E N T I N C O M E . (Reportlng indi,,idual and spouse; seepp. 17-24 of filing instructions.)A. F il e r s Non - l nve s tmen t Incom e~] N O N E (No reportable non-investment income.)

D A T E S O U R C E A N D T Y P E

2.

3.

4.

INCOME(yours , no t spouses)

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you were m arried during anyportion of the reporting year, complete this section.(Dollar am ount not required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1 .

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, enter ta inment .(Includes those to spouse and de pendent children; see pp. 25 -27 o filling instructions.)

~ (No reportable reimbursements.)O N E

2.3.4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


3/13

Name of Person ReportingFINANCIAL DISCLOSURE REPORT

I NIELSEN, WILLIAMPage 3 o f 13 F.

V . G I F T S . a n c t u d e s t h o s e t o s p o u s e u n d d e p e n d e n t chudren; s e e p p . 2 s - 3 1 o : : l i n g instructions.)N O N E (No rep ortable gifts.)

SOURCE DESCRIPTION1 .

2.

3.

4.

5.

Date of Report0 5 / 10 / 2 0 11

VALUE

V I . L I A B I L I T I E S . a n c t u d e s a , o s e o f s p o u s e and dependent children; see pp. 32-33 of filing instructions.)D N O N E (No reportable liabilities.)

CREDITORI. M e r r i l l L y n c h

2.

3.

4.

5.

M a r g i n L o a nDESCRIPTION VALUE CODE

J


4/13

FINANCIAL DISCLOSURE REPORTPage 4 o f 13


Date of Report05/I 0/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ c , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 offillng instructions.)[] N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gross value at en d

( inc luding trust assets) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(l) (2 ) (1) (2)

Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u eexempt from prior disclosure Code I div., rent, C o d e 2 M e t h o d( A - H ) o r i n t , ) (J-P) C o d e 3

( Q - W )

( 1 )Type (e.g. ,

buy, se l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4) (5 )

Date V a l u e G a i n Iden ti ty ofmm!dd/yy C o d e 2 [ C o d e 1 b uy e r / s e l l e r

(J-P)[ (A-H) ( i f pr ivatet ransact ion)

1. W F N S P W O L F2. C a s h R i c h a r d s M e r r i l l Pe t e r s o n A In t e re s t J U3. Amer ln t l Group None J4. Atmel Corp . Non e J5. Auto Data Proc. Corn A Dividend K6. Bank of Am er ica A Dividend J7. Banner Corp A Dividend J8. B e r k s h ir e H a t h Non e M9. B r i g h t p o i n t None1 0 . Broadridge Fin Sol A Dividend1 I . Cisco A Dividend J12. Coca Cola A Dividend K1 3 . Com 21 Inc Non e J14. Eaton A Dividend K1 5 . F le x t r o n ic s None K16 . Hom e Depot A Dividend K17 . Honeywell Intl A Dividend L

TTTTTT

Sold

S o l dTTT

TTT

T

1 1 /29/1 01 1 /29/1 0

JJ D

1. Income Gain C odes : A = $1,0 0 0 or l es s B = $ 1 ,001 - $ 2 ,500 C =$ 2,501 - $ 5,000(S ee Co lu nm s B 1 an d I)4 ) F = $ 50,001 - $ 10 0,0 00 G = $10 0 ,0 0 1 - $1 ,0 0 0 ,0 0 0 H 1 =$ 1,000,001 - $ 5,000,000

2 . V alue C odes J =$ 1 5 ,000 o r l e s s K = $15 ,0 0 1 - $5 0 ,0 0 0 L = $5 0 ,0 0 1 - $10 0 ,0 0 0(S e e Co lu m n s CI a n d D 3) N =$ 250 ,00 1 - $500 ,0 00 O =$50 0,0 0 1 - $1 ,0 00 ,0 00 PI =$ 1 ,000,001 - $ 5 ,000,000P3 =$25,000,001 - $50,000,000 P4 -Mo re tha n $ 50,000,0003 . Value Meth od C o des Q = A p p r a i s a l R =Co s t (Rc a l E s ta te O n ly) S = A s s e s s m e n t( S e e C o l u m n C 2 ) U =Bo o k Va lu e V = O t h e r W = E s t im a t e d

D = $5 ,0 0 1 - $15 ,0 0 0H2 = Mor e th an $5 ,0 0 0 ,0 0 0M = $1 0 0 ,0 0 1 - $2 5 0 ,0 0 0P2 =$5,000,001 ~ $25,000,000T = C a s h M a r k e t

E = $15 ,0 0 1 - $5 0 ,0 0 0


5/13



Date of Report05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o l o e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)D N O N E (No repor table income, asse ts , or t ransact ions .)

1 8 .

1 9 .

20 .21 .22 .23 .24 .25 .26 .27 .28 .29 .30 .31 .32 .33 .

A. B. C.Descript ion of Assets I n c o m e d u r i n g G r o s s va l ue a t en d( i n c l u d i n g t rus t a s se ts ) re p o rtin g pe r io d o f re p o rtin g p e r io d

( 1 ) ( 2 ) (1) (2)Place "(X)" af ter each asset A m o u n t T y p e ( e . g . , Va lu e Va lu e Type (e .g . ,e x e m p t f r o m p r i o r d i s c l o s u re C o d e 1 div., rent, C o d e 2 Method bu y , s e l l ,

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(A-H) o r i n t . ) ( J - P ) C o d e 3( Q - W )

I l lino i s Tool W ks A Dividend K TIntel Com A Dividend K TIntuitive Surg None K TJohnson & Johnson Com A Dividend K TMedtron ic A Dividend J TMicrosoft A Dividend K TSt . Jude M ed None K TSafeway A Dividend J TS t r y k e r A Dividend K TSyna p t i c s None K T

W F N S PCa sh --1N B A In t e re s t J UInland N.W. Ven ture Fund None J UNW V enture Assc Fund None J U

r e d e m p t i o n )

(2 ) (3) (4) (5 )D a t e Value Gain Identity of

C o d e 1 b uy e r / s e l l e r(A-H) (if pr ivate

t r a n s a c t i o n )m m / d d/ y y C o d e 2

(J-P)

3 4 . W F N S P 8 3

I. I n c o m e G a i n Co d es : A ~$1,0 0 0 or l es s B =$ 1 ,001 - $ 2 ,500( S e e C o l u m n s B I a n d D 4 ) F = $50,0 01 - $ 1 00 ,0 00 G =$1 00 ,00 1 - $ 1 ,00 0,0 00

2 . Value C ode s J =$ 1 5 ,000 o r l e s s K = $15 ,0 0 1 - $5 0 ,0 0 0( S e e C o l u m n s C I a n d D 3 ) N =$2 50 ,00 1 - $ 50 0,0 00 O =$500 ,00 1 - $ 1 ,00 0,0 00

P3 =$25,000,001 - $50~000,0003. Va lu e M e th o d C o de s Q =A p p ra isa l R =Co s t (Re a l E s ta te O n ly)( S e e C o l u m n C 2 ) U =Bo o k Va lu e V =O the r

C =$ 2,501 - $ 5 ,000H 1 =$ 1,000.001 - $5,000,000L =$50,001 - $ 100,000P 1 = $1,0 0 0 ,0 0 1 - $ 5 ,0 0 0 ,0 0 0P4 =Mo re tha n $ 50,000,000S = A s s e s s m e n tW = E s t i m a t e d

D =$ 5 ,001 - $ 1 5 ,0001 t2 =Mo re tha n $ 5 ,000,000M =$ 1 00,001 - $ 250,000P2 =$5,000,001 - $25,000,000T = C a s h M a r k e t

E =$ 1 5 ,001 - $ 50,000


6/13


Name of Person ReportingNIELSEN, W I L L IA M F .

Date of Report0 5 / 10 / 2 0 11

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions)N O I 4 E ( N o reportable income, assets, or transactions.)

A, B. C. D.Descript ion of Assets I n c o m e d u r i n g G r o s s v a lu e a t e n d T r a n s a c t i o n s d u r in g r e p o r t i n g p e r i o d

( inc luding trus t a s se ts ) repor t ing per iod o f r e p o r t i n g p e r i o d( 1 ) ( 2 ) (1) (2) ( l) (2) (3)

Pla ce " (X)" a f te r ea ch a sse t A m o u n t Typ e (e .g ., Va lu e Va lu e Typ e (e .g ., D a te Valuee x e m p t f r o m p r i o r d i s c lo s u r e C o d e I div., rent, C o d e 2 Method buy, se l l , m m / d d / y y C o d e 2

35 . AFLAC A Dividend36 . Allied Cap A Dividend37 . Amer Exp Co A Dividend38 . Ameripr ise Fine A Dividend39 . Amgen None40 . ARES Capital A D i ~ : i d e n d41. B an k of Am e rica A Dividend42 . Baxter lntl A Dividend43 . Beckton Dickinsxon A Dividend44 . Bed-Bath-B None45 . Be rk Hat h w y C orn None46 . Cisco None47 . Citadel Brdcstu None48 . Coca Cola A Dividend49 . Colgate C o r n B Dividend50 . Disney Corn A Dividend51 . Eaton A Dividend

( A - H ) o r i n t . ) (J-P) C o d e 3 r e d e m p t io n ) ( J - P )( Q - W )

L TJ T

J TJ T

J TJ TL TK TJ TL TK T

K TL TL TJ T

Sold 10/05/10 K

Closed 06/18/10

(4 ) (5 )G a in Identi ty ofC o d e 1 b uy e r / s e l l e r(A-H) ( i f pr ivate

t r a n s a c t i o n )

Now ARES Capi tal

F o r m e r l y A l l i e d C a p

B a n k r u p t a s o f6 / 1 8 / 2 0 1 0

I . In c o m e G a in Co d e s : A = $ 1,00 0 o r le s s B = $ 1 ,0 01 - $2 ,50 0 C =$ 2,501 - $ 5 ,000 D = $5 ,0 0 1 - $15 ,0 0 0( Se e C olu m ns B 1 an d IM ) F = $ 50,001 - $ 10 0,0 00 G =$100,001 - $ 1,000,000 H I = $ 1, 00 0, 00 1 - $ 5 ,0 00 ,0 00 H 2 = M or e t ha n $ 5, 00 0, 00 02. Va lu e C o d e s J = $ 1 5,000 o r l e s s K = $15 ,0 0 1 - $5 0 ,0 0 0 L = $5 0 ,0 0 1 - $10 0 ,0 0 0 M -$ 1 00,001 - $ 250,000( S e e C o l u m n s C I and D3) N = $2 5 0 .0 0 1 - $5 0 0 ,0 0 0 O = $5 0 0 ,0 0 1 - $1 ,0 0 0 ,0 0 0 P I = $1,0 0 0 ,0 0 1 - $ 5 ,0 0 0 ,0 0 0 P2 =$5,000,001 - $25,000,000

P 3 = $ 25,000 ,00 1 - $50,00 0,00 0 P 4 = M o r e th a n $ 50 ,0 0 0 ,0 0 03 . Value Meth od C o des Q = Appr a i s a l R = C o s t ( R e a l E s t a t e O n l y ) S - A s s e s s m e n t T = C a s h M a r k e t( S e e C o l u m n C 2 ) U =Bo o k Va lu e V =O the r W = E s t i m a t e d

E =$ 1 5 ,001 - $ 50,000


7/13

F I N A N C IA L D I S C L O S U R E R E P O R TPage 7 of 13


Date of Report05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Descript ion of Assets I n c o m e d u r i n g G r o s s v a lu e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) repor t ing per iod o f r e p o r t i n g p e r i o d(1 ) ( 2 ) (1) (2) ( 1 ) (2) (3) (4)

Place " (X)" af te r each asse t A m o u n t Type (e .g . , Va lue Va lu e T yp e (e .g ., Da te V a l u e G a i ne x e m p t f r o m p r i o r disclosure C o d e 1 div . , r e n t , C o d e 2 Method buy, se l l , m m / d d / y y C o d e 2 C o d e 1( A - H ) o r i n t . ) (J-P) C o d e 3 r e d e m p t i o n ) (J-P)

( Q - W )52 . H o m e D e p ot B Dividend L T53 . Intel C0rp A Dividend J T5 4. Jo hn s on & Jo hn s on B Dividend L T55 . McDonalds Corp B Dividend K T56 . M edtron ic A Dividend K T57 . NW Ban corp A Dividend J T58. NY CommBank A Dividend J T

59. Oracle Corp. A Dividend K T

60. Pfizer B Dividend K T

61. Proctor 8,: Gamble Co. A Dividend K T

62. S a f e w a y A Dividend J T63. Starbucks A Dividend J T

64. S.W. Airlines Corn A Dividend K T

65. Sys co A Dividend K T66. T a r g e t A Dividend J T67. Texas Inst. A Dividend K T B uy 10/28/10 K68. Tractor S u p p l y A Dividend K T , B uy 10/05/10 K

( A - H )

( 5 )l d e n t i ty o f

b u y e r / s e l l e r( i f p r i v a t e

t r a n s a c t i o n )

I . In c o m e G a in Co d e s : A = $ 1 .0 0 0 o r le s s B = $1 ,00 1 - $2 ,50 0 C = $ 2,501 - $ 5,0 0 0 D = $ 5,0 01 - $ 15.00 0(Se e C o lu m ns B I a n d D 4 ) F -$ 50,001 - $ 1 00,000 G -$ 1 00,00I - $ 1 ,0 00,000 H 1 = $1 ,0 00 ,0 01 - $ 5, 00 0, 00 0 H 2 = M o re th a n $ 5, 00 0, 00 0

2 . V alue C odes J =$ 1 5 ,000 o r l e s s K =$15,001 - $ 50,000 L = $5 0 ,0 0 1 - $10 0 ,0 0 0 M =$ 100,001 - $250,000( S e e C o l u m n s C 1 a n d D 3 ) N = $2 5 0 ,0 0 1 - $5 0 0 ,0 0 0 O =$500,001 - $ 1 ,000,000 P 1 =$ 1,00 0,00 1 - $ 5,000,000 P 2 =$ 5,000 ,001 - $ 25,000,000P3=$25,000,001-$50,000,000 P 4 M o r e t h a n $ 5 0 , 0 0 0 .0 0 03 . Value Meth od C od es Q = Ap p ra is a l R = C o s t (R e a l E s la tc O n ly ) S = A s s e s s m e n t T = C a s h M a r k e t( S e e C o l u m n C 2 ) U =Bo o k Va lu e V =O the r W = E s t im a t e d

E =$ 1 5.001 - $ 50,000


8/13

F I N A N C IA L D I S C L O S U R E R E P O R TPage 8 of 13 Iame of Person ReportingNIELSEN, W I L L I A M F . Date of Report0 5 / 10 / 2 0 11

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a ~ a e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)[~] N O I N E (No repor table incom e, asse ts , or t ransact ions .)

A. B. C. D.Descript ion of Assets I n c o m e d u r i n g G r o s s v a lu e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(in clud in g tru st a s s e ts ) re p o m n g p e r io d o f re p o rtin g p e r io d(1 ) ( 2 ) (1) (2) ( l) (2) (3) (4) ( 5 )

Pla ce " (X )" af te r ea ch asse t Am o un t Typ e (e .g ., Value Va lu e T yp e (e .g ., Da te Va lu e G a in I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 div., rent, C o d e 2 Method buy, se l l , m r n / d d~ y y C o d e 2 C o d e 1 b uy e r / s e l l e r(A-H) o r i n t . ) (J-P) C o de 3 re de m p tio n ) (J-P) (A-H) (if p r iva te(Q-W) t r a n s a c t i o n )

69 . W algreen Co. A Dividend K T7 0. W ater s Cor p. None K T7 1. W e l l s F a r g o & C o . A Dividend K T72 .73. W FN SPDRSEA74. Amer In t l Grp None J T75. Applied M ater ials A Dividend J T B uy 03/15/107 6. B an k of Am e ric a A Distribution J T77 . Cash RBC A I n t e r e s t J U7 8. Chevron Corp . A Dividend K T79 . Cisco A Dividend K T B uy 12/21/1080 . Emerson E1ec A Dividend J T81 . Er icsson TelCo A Dividend J T82 . H e i n z C o r n A Dividend J T83 . Hew let t Packard A Dividend J T B uy 04/29/1084 . H om e Dep ot A Dividend J T85 . Jack in Box Non e S old 03/15/10 A

I . In c o m e G a in Co d e s : A = $1,0 0 0 or l es s B = $1 ,00 1 - $2 ,50 0 C = $ 2,501 - $ 5,0 0 0 D = $5,001 - $ 15,0 00( S e e C o l um n ~ B I and D4) F = $5 0 ,0 0 1 - $10 0 ,0 0 0 G =$100,001 - $1,000,0O0 H I =$ 1 ,000,001 - $ 5 ,000,000 H2 = Mor e th an $5 ,0 0 0 ,0 0 0

2. Va lu e C o de s J = $1 5,000 o r l e s s K = $1 5,00 1 - $50,000 L = $50,00 1 - $10 0,00 0 M = $ 100 ,0 01 - $ 250 ,000( S e e C o l u m n s C I and D3) N =$ 2 50 ,00 1 - $50 0,0 00 O =$500 ,0 01 - $ 1 ,000 ,000 P I = $1 ,00 0 ,00 1 - $5,00 0 ,0 0 0 P2 =$5,000,001 - $25,000,000P 3 = $2 5,000 ,001 - $ 50 .0 00.0 00 P 4 = M o re tha n $ 50 ,00 0 ,0 0 03 . V alue Meth od C odes Q = Appr a i s a l R = C o s t ( R e a l E s t a le O n l y ) S = A s s e s s m e n t T = C a s h M a r k e t( S c e C o l u m n C 2 ) U =Bo o k Va lu e V =O the r W = E s t im a t e d

E =$ 1 5.001 - $ 50,000


9/13




V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D N O I S E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gross value at en d(including tms~ a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(0 (2 ) O) (2) O)Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e Type (e.g.,

exempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l ,( A - H ) o r i n t . ) (J-P) C o d e 3 redemption)( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

8 6 . J. H an c oc k B an k & T h r if t F un d A Dividend J T8 7. J. P. M o r ga n Ch as e A Dividend J T B uy88 . M edtronics Inc A Dividend J T89. M erck A Dividend K T9 0. Or acle Co rp Co m A Dividend K T91. Proc tor& Gam b l e B Dividend K T92. Red Robin Non e S old93 . Starbucks A Dividend J T94 . TE VA A D i v i d e n d J T95 . Union Pacific A Dividend J T96 .

97 . M SN SP PTNRS I98 . Cash--INB A I n t e r e s t M U99 . Amer ican Exp A Dividend J T100. Ameripr ise Fine A Dividend J T101. Berkshire Hath None K T102. Brightpoint None J T

(2) (3) (4) ( 5 )D a t e Value G a in Ident i ty of

m m /dd/yy C o d e 2 Co de 1 b uy e r / s e l l e r( J - P ) [ ( A - H ) ( i f pr ivate

t ransact ion)

1 0/1 4 /1 0

0 4/ 12 / 10

1. In c o m e G a in C o d e s : A = $1 ,0 00 o r le s s B = $ 1,0 0 1 - $ 2 ,50 0 C =$ 2,501 - $ 5 ,000 D = $5 ,0 0 1 - $15 ,0 0 0( S e e C o l u m n s B I a n d D 4 ) F = $5 0 ,0 0 1 - $10 0 ,0 0 0 G = $10 0 ,00 1 - $ 1,0 0 0,0 0 0 H 1 = $ 1,00 0 ,00 1 - $ 5,0 0 0,0 0 0 H 2 = M ore th a n $ 5,0 0 0,0 0 02 . Va lu e C o d e s J = $ 1 5,000 o r le s s K = $15,001 - $ 50,000 L = $ 50 .001 - $1 00,0 00 M = $1 00 ,0 01 - $2 50,0 00

(S e e Co lu m n s (71 an d D3 ) N =$2 50,0 0 1 - $50 0,0 0 0 O =$ 50 0 ,00 1 - $ 1 ,0 0 0,0 0 0 PI =$ 1 ,000,001 - $ 5 ,000,000 P2 =$5,000,001 - $25,000,000P3 =$25,000,001 - $50,000,000 P 4 = Mor e th an $5 0 ,0 0 0 ,0 0 03 . V alue Meth od C odes Q = Appr a i s a l R =Co s t (Re a l E s ta te O n ly) S = A s s e s s m e n t T = C a s h M a r k e t

(See C o l u m n C 2 ) U =Bo o k Va lu e V =O the r W = E s t i m a t e d

E =$ 1 5 ,001 - $ 50,000


10/13




V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O ! q E ( N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s i n c o m e d u r i n g( in c l u d in g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d( 1 ) (2 ) (1) (2)

Place "(X)" after each assel A m o u n t Type (e.g., V a l u e V a l u eexempt from prior disclosure Code l d i v . , r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) (J-P) C o d e 3

( Q - W )

103. Citi Group A Dividend J T104. Costco A Dividend J T105. Fiserv In c. None J T106. Flextronics None J T1 07 . H o m e D e p o t A Dividend J T108. Inte l Corp . A Dividend J T109 . Johnson-Johnson A Dividend K T110. LSI Logic None J T111 . M edt ron i c A Dividend J T112. M icro so f t A Dividend J T113. Southwest Airlines A Dividend J T114. Starb ucks A Dividend J T115. Stryk er A Dividend J T! 16 . Sysco Corp . A Dividend J T117. Target A Dividend J T1 1 8. TEVA Pharrn A Dividend J T

119. Wells F a r g o A Dividend J T

G ro s s v a lu e a t e n d T r a n s a c t io n s d u r in g r e p o r t in g p e r io d(1) (2) (3) (4) (5 )

Type (e.g., D a t e V a l u e G a i n Identity ofbuy, sell, m m / d d / y y C o d e 2 Code I b u y e r / s e l l e r

redemption) (J-P) ( A - H ) (if privatet r a n s a c t i o n )

1 . I n c o m e G a i n C o d e s : A =$ 1 ,000 o r l e s s( S e e C o l u n m s B I a n d D 4 ) F =$ 50,001 - $ 1 00,000

2. Va lu e Co d e s .1 =$15,000 or less( S e e C o l u m n s C I a n d D 3 ) N = $2 5 0 ,0 0 1 - $ 5 0 0 ,0 0 0

P3 =$25,000,001 - $50,000,0003. Va lue Me tho d Co d e s Q = Appr a i s a l( S e e C o l u m n C 2 ) U =Bo o k Va lu e

B = $ 1 .001 - $ 2 ,500 C =$ 2,501 - $ 5,000G : $ 1 00,001 - $ 1 ,000,000 1-11 =$1 .000,001 - $5,000,000K = $15,001 - $ 50,000 L =$ 50,001 - $ 1 00,000O =$ 50 0,0 01 - $ 1,00 0,00 0 P 1 =$ 1,000,00 1 - $ 5,0 00,000

P4 =Mo re tha n $ 50,000,000R = C o s t ( R e a l E s t a t e O n l y ) S = A s s e s s m e n tV = O t h e r W = E s t i m a t e d

D = $5 ,0 0 1 - $15 ,0 0 0H 2 : Mo re tha n $ 5 ,000,000M = $ 10 0 ,0 0 1 - $2 5 0 ,0 0 0P 2 = $5 ,0 0 0 ,0 0 1 - $2 5 ,0 0 0 ,0 00T = C a s h M a r k e t

E = $15 ,0 0 1 - $5 0 ,0 0 0


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FINANCIAL DISCLOSURE REPORTPage 11 of 13


Date of Report05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B C. D.De scrip t io n o f A ss e ts In c o m e d urin g G ro s s va lu e a t e n d Tra n s a ctio n s durin g re p o rtin g p e r io d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d of report ing per iod( 1 ) ( 2 ) (1) (2) (1 ) (2) (3) (4) ( 5 )

Place " (X)" af te r each asse t A m o u n t Type (e .g . , Va lu e Va lu e Type (e .g . , D a t e Value G a in Ident i ty ofe x e m p t f r o m p r i o r d i s c l o s ur e C o d e I div., rent, C o d e 2 Method buy, se l l , m m / d d / y y C o d e 2 C o d e 1 b uy e r / s e l l e r( A - H ~ o r i n t . ) (J-P) C o de 3 re de m p tio n ) (J-P) (A-H) (if pr ivate

( Q - W ) I t r a n s a c t i o n )

120.

121. Amer Cent In t l Grow th Fund A Dividend K T122. M L Ann uity Ret Plus 27 A Dividend L T123. Pr in Cap Ap p Fund A Dividend K T12~1. West Coast Eq. Fund A Dividend K T125.

Prev. Wes t Coas t EqFundN o w P r i n C a p A p pF u n d

1 2 6 . M S N S P P T N R S 2

127. Cash--PTNRS A Interest J U128. Bed Ba th Beyon d None J T129 . Hom e Depo t A Dividend J T130. Ill inois To ol A Dividend J T13 I . Lord Ab bett Aff i l iated Fund A Dividend J T132. Potash A Dividend J T

1. Income Gain C odes : A = $1,0 0 0 or l es s B = $ 1 ,0 0i - $ 2 ,50 0 C = $ 2,501 - $ 5,000 D = $5 ,0 0 1 - $15 ,0 0 0(Se e Co lum ns 131 an d D 4) F = $50,001 - $ 10 0,00 0 G = $ 10 0,001 - $1 ,00 0,00 0 H 1 = $1,00 0,00 1 - $5,000,000 H 2 = M o re tha n $5,0 00 ,00 0

2 . Va lu e C o d e s J = $ 1 5,0 00 o r le s s K = $ 15,0 01 - $ 50,00 0 L = $50 ,0 0 1 - $ 1 00 ,00 0 M = $10 0 ,0 0 1 - $2 5 0 ,0 0 0(S e e Co lu m n s C I a n d D 3) N =$250,001 - $500,000 O = $500,001 - $ 1 ,000,000 P 1 = $1 ,00 0,00 1 - $ 5,000,000 P 2 = $5,0 00,00 1 - $ 25,00 0,000P 3 = $2 5,000 ,001 - $50,000,000 P 4 = M o r e th a n $ 50,0 00 ,00 03 . Value Meth od C od es Q = Appr a i s a l R = C o s t ( R e a l E s t a le O n l y ) S = A s s e s s m e n t T = C a s h M a r k e t( S e e C o l u m n C 2 ) U =Bo o k Va lu e V = O t h e r W = E s t i m a t e d

E =$ 1 5 ,001 - $ 50,000


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FINANCIAL DISCLOSURE REPORTP a g e 1 2 o f 1 3

N a m e o f P e r s o n R e p o r t in gN I E L S E N , W I L L I A M F .

D a t e o f R e p o r t05/10/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indieatepart of report.)N o n e .


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N a m e o f P e r s o n R e p o r t i n gN 1 E L S E N , W I L L IA M F .

D a t e o f R e p o r t0 5 / 10 / 2 0 11

IX. CERTIFICATION.1 c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d in g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l dr e n , i f a n y ) i sa c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t in g n o n - d i s c l o s u re .I fu r t h e r c e rt i fy t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q ., 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

S i g n a tu r e : S /W IL L IAM F . NIE L SE N

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S I F IE S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I VI LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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William F Nielson Financial Disclosure Report for 2010