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PHl) Ll)C so 10 APPENDIX 10 THONG BAo GIAO DlCH CO PHIEU/Cm.J'NG cHi QuY CVA NGUOI NOI BO vA NGUOI co LIEN QUAN CVA NGUOI NOI BO NOTICE OF TRANSACTION INSHARES/ FUND CERTIFICATES OF INTERNAL PERSON AND RELATED PERSONS OF INTERNAL PERSON (Ban hanh kern theo Thong tus6155/2015/TT-BTC ngay 06 thong 10 ndm 2015 cua B(3Tai chinh huang ddn cong b6 thong tin tren thi truong chung khoan) (Promulgated with the Circular No 155/2015/TT-BTC on October 06, 2015 of the Ministry of Finance guiding the Information disclosure on securities markets) CONG HOA xA HOI CHV NGHiA VIET NAM . . . IlQc l~p - Tl}'do - Hanh phuc THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ......... , ngay thong ndm 2019 ........ , day month year 2019 THONG BAo GIAO DJCH CO PHIEU/CHUNG CHi QuY CVA NGUm NOI BO CVA CONG TY Il~I CHUNG, NGUm NOI BO CVA QuY Il~I CHUNG vA NGUm co LIEN QUAN CVA NGUm NOI BO NOTICE OF TRANSACTION IN SHARES/ FUND CERTIFICATES OF INTERNAL PERSON OFPUBLIC COMPANY,INTERNAL PERSON OF PUBLIC FUNDAND RELATED PERSONS OFINTERNAL PERSON. Kinh giri: - Uy ban Chung khoan Nha mroc - Sa Giao dich clnrng khoan - Cong ty C6 phan Ky Nghe Lanh - Searefico To: - The State Securities Commission - The Stock Exchange - SEAREFICO Refrigeration Industry Corporation 1. Thong tin v~ ca nhan/t6 chirc thirc hien giao dich/ Information on individual/ organization that conducts the transfer: - HQ va ten ca nhan/Ten t6 chirc/ Name of individual/organization: Cong ty TNHH Ky thu~t va Xay dung SANYOVi~tNam I SANYOEngineering & ----------- -- - - - - -- -- - - -----_.- - --

vA co LIEN QUAN CVA NGUOI NOI BOimages1.cafef.vn/download/130519/srf-thong-bao-giao-dich-co-phieu-cua... · 2. Thong tin v~nguoi noi bQcua cong ty dai chung/quy dai chung langiroi

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PHl) Ll)C so 10APPENDIX 10

THONG BAo GIAO DlCH CO PHIEU/Cm.J'NG cHi QuY CVA NGUOINOI BO vA NGUOI co LIEN QUAN CVA NGUOI NOI BO

NOTICE OF TRANSACTION INSHARES/ FUND CERTIFICATES OFINTERNAL PERSON AND RELATED PERSONS OF INTERNAL PERSON

(Ban hanh kern theo Thong tus6155/2015/TT-BTC ngay 06 thong 10 ndm 2015cua B(3Tai chinh huang ddn cong b6 thong tin tren thi truong chung khoan)(Promulgated with the Circular No 155/2015/TT-BTC on October 06, 2015 of

the Ministry of Finance guiding the Information disclosure on securitiesmarkets)

CONG HOA xA HOI CHV NGHiA VIET NAM. . .IlQc l~p - Tl}'do - Hanh phuc

THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness

......... , ngay thong ndm 2019........ , day month year 2019

THONG BAo GIAO DJCH CO PHIEU/CHUNG CHi QuY CVA NGUmNOI BO CVA CONG TY Il~I CHUNG, NGUm NOI BO CVA QuY Il~I

CHUNG vA NGUm co LIEN QUANCVA NGUm NOI BONOTICE OF TRANSACTION IN SHARES/ FUND CERTIFICATES OFINTERNAL PERSON OFPUBLIC COMPANY, INTERNAL PERSON OFPUBLIC FUNDAND RELATED PERSONS OFINTERNAL PERSON.

Kinh giri: - Uy ban Chung khoan Nha mroc- Sa Giao dich clnrng khoan- Cong ty C6 phan Ky Nghe Lanh - Searefico

To: - The State Securities Commission- The Stock Exchange- SEAREFICO Refrigeration Industry Corporation

1. Thong tin v~ ca nhan/t6 chirc thirc hien giao dich/ Information on individual/organization that conducts the transfer:- HQ va ten ca nhan/Ten t6 chirc/ Name of individual/organization: Cong tyTNHH Ky thu~t va Xay dung SANYOVi~t Nam I SANYOEngineering &

----------- - - - - - - -- -- - - -----_.- - --

Construction Vietnam Co., Ltd

- Quoc tich/ Nationality: Vi~t Nam

- S6 CMND, HQ chien, The din circe (d6i voi ca nhan) hoac S6 Gi~y chirngnhan dang ky doanh nghiep, Gi~y phep hoat dong hoac gi~y to' phap ly tuongduong (d6i voi t6 chirc), ngay cap, noi c~pl ID card/Passport No. (in case ofindividual) or Certificate of business registration No. (in case of organization),date of issue, place of issue. 0104477767

- Dia chi lien h~/Dia chi tru so chinh/ Address: Phong 1101A, ting 11, Toanha Giang Vo Lake View, DI0 Giang YO, Phuong Giang YO, Qu~n BaBlnh, Thanh phB Ha NQi,Vi~t Nam

- Dien thoai/ Telephone 024 37223301 Fax: ......... Email: ......... Website:

- Clnrc vu hien nay tai cong ty dai chung, cong ty quan Iy quy (neu co) hoac m6iquan h~ voi cong ty dai chung, cong ty quan Iy quy ICurrent position in thepublic company, the fund management company (if any) or relationship with thepublic company, the fund management company:

2. Thong tin v~ nguoi noi bQ cua cong ty dai chung/quy dai chung la ngiroi colien quan cua ca nhanlt6 chirc thuc hien giao dich (d6i voi tnrong hop nguoith\fc hi~n giao dich la ngu0'i co lien quan cua ngu0'i nQi bQ cua cong ty d~ichung/quy d~i chung)1 Information about internal person of the publiccompany/public fund is related person of trading individual/organization (incase trader is related person of internal person of the public company/publicfund):- H9 va ten ngu0'i nQibQIName of internal person: Nishi Masayuki

- Qu6c tich/ Nationality: Nh~t Ban / Japanese- S6 CMND, HQchi@u,The can cuoclID card/Passport No.: MU5157404

- Dia chi thuang trul Permanent address: 9-13 3 Chome Takaido HigashiSuginami-Ku, Tokyo, Japan

- Di~n tho~i lien h~1Address: Fax: Email:

- Chuc V\l hi~n nay t~i cong ty d~i chung, cong ty quan Iy quy ICurrentlyposittion in the public company, the fund management company: Thanh vienHQi dAng Quan tri / Member of Board of Directors

- M6i quan h~ gifra ca nhanlt6 chuc th\fc hi~n giao dich voi ngu0'i nQi bQ/Relationship of individual/organization executing transaction with internalperson: NgU'OinQi h9 la nhan S,! clla cong ty m~ clla tA chrrc th,!c hi~n giaodich / Internal person is the executive of the parent company of theorganization executing the transaction- S6 IUQ11g,ty l~ c6 phi@u/chUngchi quy rna ngU0'i nQi bQ dang n~m gifr (n@u

----------------------- - - -

.;_:::.::::::=.o,A77;.----­CONG

TNH,y THXAVSAN'lET 1"1

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co)1 Number, ownership proportion of shares held by the internal (if any):o share (0%)

- HQva ten ngiroi nQi bQIName of internal person: Lee Men Leng

- Quoc tich/ Nationality: Malaysian

- sf>CMND, HQchieu, The din caocl Il) card/Passport No.: A50041616

- Dia chi thuong tru/ Permanent address: 16, Jalan GR 6/2, Aspen, GardenceResidensi, Cyber 3, 63000 Cyberjaya

- Dien thoai lien h~1Address: 6019-351 2538 Fax: Email:

- Clnrc vu hien nay tai cong ty dai chung, cong ty quan ly quy ICurrentlyposittion in the public company, the fund management company: Thanh vienHQi dAng Quan tr] 1Member of Board of Directors

- Mf>i quan h~ giira ca nhanlt6 clnrc thuc hien giao dich voi nguoi noi bQIRelationship of individual/organization executing transaction with internalperson: NglfOl nQi bQ la nhan s,! cua cong ty me cua tB chirc thuc hi~n giaodjch / Internal person is the executive of the parent company of theorganization executing the transaction- sf> hrong, ty l~ c6 phieu/chung chi quy rna nguoi noi bQ dang n~m gift (neuco)1 Number, ownership proportion of shares held by the internal (if any):o share (0%)

3. Mff chirng khoan giao dich/ Securities code: SRF

4. Cac tai khoan giao dich co c6 phieu/chung chi quy neu tai muc 31Tradingaccount number with shares/fund certificates mentioned above: 009FCC0336tai cong ty clnrng khoan/ In securities company: Cong ty TNHH Chung khoanNgan hang TMCP Ngo~i thuong Vi~t Nam5. sf>hrong, ty l~ c6 phiSu/ch(mg chi quy n~m gift truac khi thl,l'chi~n giao djchlNumber, ownership proportion of shares/fund certificates held beforetransaction: 0 cB phi~u 1shares (0%)

6. sf> lUQ'llgc6 phiSu/ch(mg chi quy dang kY mua/banlcho/dugc cho/tirtng!dugctirtng!thua kS/chuySn nhuQ'llg/nh~n chuySn nhuQ'llg/hoan d6il Number ofshares/fund certificates registered to purchase/ sale/ give/ be given/ donate/ bedonated /inherit/ transfer/ transferred/swap. 6,500,000 cB phi~u 1 shares(21.16%»)7. sf> IUQ'llg,ty l~ c6 phiSu/ch(mg chi quy dl,l'kiSn n~m gift sau khi thl,l'chi~ngiao dichl Number, ownership proportion of shares/fund certificates expected tohold after the transaction: 6,500,000 cB phi~u 1shares (21.16%)

8. M\lc dich thl,l'chi~n giao dichl Purposes of transaction:

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9. Phuong tlnrc giao dich/ Mode of transaction: Giao djch thoa thu~n ho~cphmrng thirc khac theo s1}'ch~p nh~n cua Dy Ban Chung khoan 1 Put­through transaction or other methods approved by State SecuritiesCommission.

10. Thai gian du kiSn thuc hien giao dich/ Transaction period: til ngay/from17/05/2019 dSn ngay/ to 14/06/2019