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USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files in three formats - XML format, SGML format and Plain Text. The data structures of these three types of data are different. So the data is uploaded to different tables. There are, however, some tables that unify data from these tables into one (Common Tables). All XML data tables name start with ‘XML_’. Similarly SGML data tables name starts with ‘SGML_’ and text data tables name starts with ‘TEXT_’. Common Tables: Table Name Description PATENT USCLASS Classification Abstract Applicant Assignee Assist_Examiner Assistant Examiner Claim DetailDescription Text of the detailed technical specification DrawingDescription Examiner Primary Examiner Figure Foreign_Priority Foreign Priority – Foreign Countries where an application was filed LegalRep Priority Title SGML Patents: Table Name Description SGML_Abstract Bibliographic Information SGML_ClaimsDesc Claims allowed or representative claim(s) SGML_DocumentIdentification SGML_DomesticFiling SGML_Prior Foreign Priority Data SGML_SDOBI_B400 Public availability dates and term of protection Technical Information

USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

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Page 1: USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago

v1.1, 11/08/2013 The database contains tables of files in three formats - XML format, SGML format and Plain Text. The data structures of these three types of data are different. So the data is uploaded to different tables. There are, however, some tables that unify data from these tables into one (Common Tables). All XML data tables name start with ‘XML_’. Similarly SGML data tables name starts with ‘SGML_’ and text data tables name starts with ‘TEXT_’.

Common Tables: Table Name Description PATENT USCLASS Classification Abstract Applicant Assignee Assist_Examiner Assistant Examiner Claim DetailDescription Text of the detailed technical specification DrawingDescription Examiner Primary Examiner Figure Foreign_Priority Foreign Priority – Foreign Countries where an application was

filed LegalRep Priority Title

SGML Patents: Table Name Description SGML_Abstract Bibliographic Information SGML_ClaimsDesc Claims allowed or representative

claim(s) SGML_DocumentIdentification SGML_DomesticFiling SGML_Prior Foreign Priority Data SGML_SDOBI_B400 Public availability dates and term of

protection Technical Information

Page 2: USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

SGML_Title SGML_Botanic Plant Patent Botanic Information SGML_Citation Citing a patent document SGML_NonPatentCitation Citing non-patent literature SGML_Claims Claims allowed or representative

claim(s) SGML_FieldOfSearch SGML_Drawings Related Patents or Applications

Earlier application from which the present document has been divided

SGML_SDOBI_B620_PARENT_US_B650 Previously published document SGML_SDOBI_B620_PARENT_US_CDOC Child document identification SGML_SDOBI_B620_PARENT_US_PDOC Parent documents identification SGML_SDOBI_B620_PARENT_US_PPUB ID of patent associated with parent SGML_SDOBI_B620_PARENT_US_PSTA Parent Status Code Continuations SGML_SDOBI_B630_PARENT_US_B650 Previously published document SGML_SDOBI_B630_PARENT_US_CDOC Child document identification SGML_SDOBI_B630_PARENT_US_PDOC Parent documents identification SGML_SDOBI_B630_PARENT_US_PSTA Parent Status Code Reissue SGML_SDOBI_B640_PARENT_US_CDOC Child document identification SGML_SDOBI_B640_PARENT_US_PDOC Parent documents identification SGML_SDOBI_B640_PARENT_US_PPUB ID of patent associated with parent SGML_SDOBI_B640_PARENT_US_PSTA Parent Status Code SGML_SDOBI_B660_PARENT_US_CDOC Child document identification SGML_SDOBI_B660_PARENT_US_PDOC Parent documents identification SGML_SDOBI_B660_PARENT_US_PSTA Parent Status Code SGML_ProvisionalInfo US Provisional Application Information SGML_PriorPub Prior Publication Parties Concerned with the document

Inventor Information SGML_LREP Legal Representative of the previous

inventor SGML_Inventor Assignee SGML_ASSG Attorney, Agent or Representative SGML_Attorney SGML_EXA Assistant Examiner SGML_EXP Primary Examiner SGML_EXO Technology Center, Industry Sector, Art

Unit, or other grouping of US Patent Examiners

Page 3: USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

Data related to international conventions SGML_PCTFilingInfo PCT or regional filing information SGML_PCTPubInfo PCT or regional publication information Claims SGML_ClaimDesc Claims Description Description of the Invention SGML_BSUM Brief Summary SGML_DETD Detailed Description SGML_DRWD Drawing Description SGML_GOVT Government Interest SGML_RELAPP Other Patent Relations Drawings SGML_EmbeddedImage

TEXT Patents: Table Name Description TEXT_ABST Abstract TEXT_APD Application Filing Date TEXT_APN Application Number TEXT_ASSG Assignee TEXT_BSUM Brief Summary TEXT_CLMS Claims TEXT_DCLM Design Claim TEXT_DETD Text of the detailed technical specification TEXT_DRWD Drawing Description TEXT_FREF Foreign Reference TEXT_GOVT Government Interest TEXT_INVT Inventor TEXT_LREP Legal Information TEXT_OREF Other Reference TEXT_PARN Parent Case Information TEXT_PATN Patent Bibliographic Information TEXT_PCTA Patent Cooperation Treaty Information TEXT_PRIR Foreign Priority TEXT_REIS Reissue TEXT_RLAP Related US Application Date TEXT_TBL3 3-column table TEXT_UREF US Patent Reference

Page 4: USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

XML Patents: Table Name XML_Abstract XML_Agent XML_AppReferenceDocument XML_Applicant XML_Assignee XML_Claim XML_Description XML_Examiner XML_FieldOfSearch XML_Figure XML_Patcit XML_Patent XML_PriorityClaim XML_PubReferenceDocument XML_UnknownTag

Common Tables: PATENT: Column Name Description wku Patent ID appl_no appl_date issue_date data_format USCLASS: Column Name Description wku Patent ID us_Class main_class sub_class data_format Abstract: Column Name Description wku Patent ID Abstract Abstract

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Applicant: Column Name Description wku Patent ID LastName FirstName Applicant_Seq Applicant ordering (only for xml) OMC Organization mail code

US: use for military address, e.g., Unit 3400 Box 672 APO AE 09128

Street City State Country Nationality_Country Residence_Country ZIP R47 ITX Personal Descriptive Text App_Type Designation Assignee: Column Name Description wku Patent ID LastName FirstName OrgName City State Country Zip Code Type or Classification Code (Check Assignee Code below) Text Personal Descriptive Text Assignee Code: 01 – Unassigned 02 – United States company or corporation 03 – Foreign company or corporation 04 – United States individual 05 – Foreign individual 06 – United States government 07 – Foreign government (US) 08 – Country government (US) 09 – State government (US)

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Assist_Examiner: Column Name Description wku Patent ID LastName FirstName OrgName Claim: Column Name Description wku Patent ID field_sequence Paragraph Number field_name Paragraph tag name : STM

NUM/PAR/PA1/PA2/TBL/PAL/EQU/PA3/PA0/PA4/PAC/FNT field_value Claim Text DetailDescription: Column Name Description wku Patent ID Tag_Name For SGML: full text

For XML: heading/p/description-of-drawings For TEXT: PAR PAC PAL PA0 PA1 PA2 PA3 PA4 PA5 FNT TBL TBL3 EQU (See TEXT section for more details)

Text Description DrawingDescription: Column Name Description wku Patent ID field_sequence Tag_Name For SGML: full text

For XML: description-of-drawings For TEXT: PAR PAC PAL PA0 PA1 PA2 PA3 PA4 PA5 FNT TBL TBL3 EQU (See TEXT section for more details)

Text Description Examiner: Column Name Description wku Patent ID LastName FirstName OrgName

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Figure: Column Name Description wku Patent ID No_of_Sheets No_of_Sheets_Color No_of_Figs ForeignPriority: Column Name Description wku Patent ID Country_Org Appl_No Appl_Date LegalRep: Column Name Description wku Patent ID LastName FirstName OrgName City State Country Priority: Column Name Description wku Patent ID Country_Org Appl_No Appl_Date Title: Column Name Description wku Patent ID Title Note

SGML_Patents SGML_Abstract: Column Name Description wku Patent ID Abstract Abstract

Page 8: USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

Bibliographic Information: SGML_ClaimsDesc: Column Name Description wku Patent ID B577 No of claims allowed B578US Exemplary claim number SGML_DocumentIdentification: Column Name Description wku Patent ID Doc_No Document Number Kind_Code Kind codes changed effective 2001-01-02 to accommodate pre- grant

publication status. A1 - Utility Patent issued prior to January 2, 2001. A1 - Utility Patent Application published on or after January 2, 2001. A2 - Second or subsequent publication of a Utility Patent Application. A9 - Corrected published Utility Patent Application. Bn - Reexamination Certificate issued prior to January 2, 2001. NOTE: "n" represents a value 1 through 9. B1 - Utility Patent (no pre-grant publication) issued on or after January 2, 2001. B2 - Utility Patent (with pre-grant publication) issued on or after January 2, 2001. Cn - Reexamination Certificate issued on or after January 2, 2001. NOTE: "n" represents a value 1 through 9 denoting the publication level. E1 - Reissue Patent. Fn - Reexamination Certificate of a Reissue Patent NOTE: "n" represents a value 1 through 9 denoting the publication level. H1 - Statutory Invention Registration (SIR) Patent Documents. SIR documents began with the December 3, 1985 issue. I1 - "X" Patents issued from July 31, 1790 to July 13, 1836. I2 - "X" Reissue Patents issued from July 31, 1790 to July 13, 1836. I3 - Additional Improvements - Patents issued between 1838 and 1861. I4 - Defensive Publication - Documents issued from 1968 through May 5, 1987. I5 - Trial Voluntary Protest Program (TVPP) Patent NP - Non-Patent Literature. P1 - Plant Patent issued prior to January 2, 2001. P1 - Plant Patent Application published on or after January 2, 2001. P2 - Plant Patent (no pre-grant publication) issued on or after January

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2, 2001. P3 - Plant Patent (with pre-grant publication) issued on or after January 2, 2001. P4 - Second or subsequent publication of a Plant Patent Application. P9 - Correction publication of a Plant Patent Application. S1 - Design Patent.

Doc_Date Document Date (Publication or Issue) PubCNTOrgCode Publishing country or organization code from WIPO Standard ST.3. SGML_DomesticFiling: Column Name Description wku Patent ID Appl_No Application Number. For US documents: SSnnnnnn (two-digit series

code, six-digit serial number with leading zeros) Series_Code Two-digit, representing the following time periods and document

types: 02 … upto … 1947-12-31 03 1948-01-01… 1959-12-31 04 1960-01-01...1969-12-31 05 1970-01-01...1978-12-31 06 1979-01-01...1986-12-31 07 1987-01-01...1992-12-31 08 1993-01-01...1997-12-29 09 1997-12-30...and after 29 Design Application 60 Provisional Application 90 Reexamination Request

Filing_Date Application Filing Date Rule_47 When present, signifies that the application was filed under Rule 47,

indicating the applicant(s) refused to execute the application or could not be found

CPA When present, signifies the prosecution of the application includes the Continued Prosecution Application (CPA) procedure, and contains the notice text

SGML_Prior: Foreign Priority Data Column Name Description wku Patent ID Appl_No Priority Application Number Filing_Date Filing Date of priority application CNT_Org Publishing country or organization

Page 10: USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

SGML_SDOBI_B400: Public availability dates and term of protection Column Name

Description

wku Patent ID B473 Disclaimer Date B473US When present, this tag signifies that the patent is subject to a terminal

disclaimer B474 Term of Grant. Mandatory for US Design Patents only B474US Term Extension under 35 USC 154(b). Either “5 years”, or the number of

days (as an integer) if the number of days is less than five years. Technical Information: SGML_Title: Title of invention Column Name Description wku Patent ID Title Title of invention NOTE Style Info SGML_Botanic: Plant Patent Botanic Information Column Name Description wku Patent ID LATIN_NAME Latin Name VARIETY Plant Variety SGML_Citation: Citing a patent document Column Name Description wku Patent ID DNUM Document, application, or publication number DDATE Document Date. YYYYMMDD CTRY Publishing country or organization SNM Family, last, surname or organization PIC International classification of citation (IPC) PNC National classification of citation SGML_NonPatentCitation: Citing non-patent literature Column Name Description Wku Patent ID Citation Non-patent literature citation (include patent applications within the

DOC model) NOTE Style Info

Page 11: USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

SGML_Claims: Claims allowed or representative claim(s) Column Name Description wku Patent ID No_of_Claims_Allowed Number of claims allowed Claim_No Exemplary Claim Number SGML_FieldOfSearch: Column Name Description wku Patent ID International_Class International Patent Classification National_Class National classification. Use for structured US Classification

information: ...Pos. 1 - 3 ... Class 3 alphanumeric characters, right justified; D for design classes, followed by one or two right-justified digits; PLT for Plant classes ... Pos. 4 - ... Subclass alphanumeric, variable length

US_Class US classification, unstructured. Could be any combination of classes, subclasses, ranges of subclasses, etc.

SGML_Drawings: Column Name Description wku Patent ID No_of_Sheets Number of drawing sheets No_of_Sheets_Color Number of drawing sheets in color No_of_Figs Number of figures Related Patents or Applications: Earlier application from which the present document has been divided out SGML_  SDOBI_B620_PARENT_US_B650: Previously published document concerning the same application Column Name Description wku Patent ID Country Publishing country or organization DDATE Document Date DNUM Document, application or publication number SGML_  SDOBI_B620_PARENT_US_CDOC: Child document identification Column Name Description wku Patent ID Country Publishing country or organization DDATE Document Date DNUM Document, application or publication number KIND Document kind (WIPO Standard ST.16)

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SGML_  SDOBI_B620_PARENT_US_PDOC: Parent document identification Column Name Description wku Patent ID Country Publishing country or organization DDATE Document Date DNUM Document, application or publication number KIND Document kind (WIPO Standard ST.16) SGML_  SDOBI_B620_PARENT_US_PPUB: ID of patent associated with parent Column Name Description wku Patent ID Country Publishing country or organization DDATE Document Date DNUM Document, application or publication number KIND Document kind (WIPO Standard ST.16) SGML_  SDOBI_B620_PARENT_US_PSTA: Parent Status Code Column Name Description wku Patent ID PSTA 00 … Pending

01 … Granted (Patent) 02 … Abandoned 03 … Statutory Invention Registration

Continuations: SGML_  SDOBI_B630_PARENT_US_B650: Previously published document concerning the same application Column Name

Description

wku Patent ID Country Publishing country or organization DDATE Document Date DNUM Document, application or publication number DTYPE Either B631 – Earlier application of which the present documentation is a

continuation OR B632 – Documentation of which this is a continuation-in-part

SGML_  SDOBI_B630_PARENT_US_CDOC: Child document identification Column Name

Description

wku Patent ID Country Publishing country or organization DDATE Document Date DNUM Document, application or publication number

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DTYPE Either B631 – Earlier application of which the present documentation is a continuation OR B632 – Documentation of which this is a continuation-in-part

SGML_  SDOBI_B630_PARENT_US_PDOC: Parent document identification Column Name

Description

wku Patent ID Country Publishing country or organization DDATE Document Date DNUM Document, application or publication number DTYPE Either B631 – Earlier application of which the present documentation is a

continuation OR B632 – Documentation of which this is a continuation-in-part

SGML_  SDOBI_B630_PARENT_US_PSTA: Parent Status Code Column Name Description wku Patent ID PSTA 00 … Pending

01 … Granted (Patent) 02 … Abandoned 03 … Statutory Invention Registration

DTYPE B631/B632 Reissue: SGML_  SDOBI_B640_PARENT_US_CDOC: Child document identification Column Name Description wku Patent ID DNUM Document, application or publication number SGML_  SDOBI_B640_PARENT_US_PDOC: Parent document identification Column Name Description wku Patent ID Country Publishing country or organization DDATE Document Date DNUM Document, application or publication number KIND Document kind (WIPO Standard ST.16)

Page 14: USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

SGML_  SDOBI_B640_PARENT_US_PPUB: ID of patent associated with parent Column Name Description wku Patent ID Country Publishing country or organization DDATE Document Date DNUM Document, application or publication number KIND Document kind (WIPO Standard ST.16) SGML_  SDOBI_B640_PARENT_US_PSTA: Parent Status Code Column Name Description wku Patent ID PSTA 00 … Pending

01 … Granted (Patent) 02 … Abandoned 03 … Statutory Invention Registration

SGML_  SDOBI_B660_PARENT_US_CDOC: Child document identification Column Name Description wku Patent ID DNUM Document, application or publication number SGML_  SDOBI_B660_PARENT_US_PDOC: Parent document identification Column Name Description wku Patent ID Country Publishing country or organization DDATE Document Date DNUM Document, application or publication number KIND Document kind (WIPO Standard ST.16) SGML_  SDOBI_B660_PARENT_US_PSTA: Parent Status Code Column Name Description wku Patent ID PSTA 00 … Pending

01 … Granted (Patent) 02 … Abandoned 03 … Statutory Invention Registration

SGML_ProvisionalInfo: US Provisional Application Information Column Name Description wku Patent ID Country Publishing country or organization DDATE Document Date DNUM Document, application, or publication number KIND Document kind (WIPO Standard ST.16)

Page 15: USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

SGML_PriorPub: Prior Publication Column Name Description wku Patent ID Country Publishing country or organization DDATE Document Date DNUM Document, application, or publication number KIND Document kind (WIPO Standard ST.16) Parties Concerned with the document: Inventor Information: SGML_LREP: Legal Representative of the previous inventor Column Name Description wku Patent ID LastName FirstName OMC Organization mail code

US: use for military address, e.g., Unit 3400 Box 672 APO AE 09128 Street City State Country Zip DTXT The type of legal representative such as: executor, executrix, heir,

heiress, administrator, administratrix SGML_Inventor: Column Name Description wku Patent ID LastName FirstName OMC Organization mail code

US: use for military address, e.g., Unit 3400 Box 672 APO AE 09128

Street City State Country Nationality_Country Residence_Country ZIP DTXT Personal Descriptive Text

Page 16: USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

Assignee: SGML_ASSG: Column Name Description wku Patent ID LastName FirstName OrgName City State Country Code Type or Classification Code (Check Assignee Code in the Common

Table section) Text Personal Descriptive Text Attorney, Agent or Representative: SGML_Attorney: Column Name Description wku Patent ID LastName FirstName OrgName SGML_EXA: Assistant Examiner Column Name Description wku Patent ID LastName FirstName OrgName SGML_EXP: Primary Examiner Column Name Description wku Patent ID LastName FirstName OrgName SGML_EXO: Technology Center, Industry Sector, Art Unit, or other grouping of US Patent Examiners Column Name Description wku Patent ID LastName FirstName OrgName

Page 17: USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

Data related to international conventions: SGML_PCTFilingInfo: PCT or regional authority filing information Column Name Description wku Patent ID Country Publishing country or organization DDATE Document Date DNUM Document, application, or publication number KIND Document kind (WIPO Standard ST.16) SGML_PCTPubInfo: PCT or regional authority publication information Column Name Description wku Patent ID Country Publishing country or organization DDATE Document Date DNUM Document, application, or publication number KIND Document kind (WIPO Standard ST.16) Claims: SGML_ClaimsDescrip: Column Name Description wku Patent ID Claims Description of the Invention: SGML_BSUM: Brief Summary Column Name Description wku Patent ID Brief_Summary SGML_DETD: Detailed Description Column Name Description wku Patent ID Detail_Descrip SGML_DRWD: Drawing Description Column Name Description wku Patent ID Drawing_Descrip

Page 18: USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

SGML_GOVT: Government Interest Column Name Description wku Patent ID Govt_Interest SGML_RELAPP: Other Patent Relations Column Name Description wku Patent ID Detail_Descrip Drawings: SGML_EmbeddedImage: Column Name Description wku Patent ID ID ID ALT Defualt “embedded image” FILE File Name TYPE CCITG4/HALFTONE

default “CCITG4” CCITG4 indicates that the image is 400 dpi with CCITG4 compression HALFTONE indicates that the image is a 100dpi grayscale image with LZW compression.

TEXT_Patents

Low Level Descriptions: PAR: Paragraph, indent 1st line, left-justify (lj) all subseq. PAC: Center-justify text contained in this record PAL: Paragraph, lj all lines PA0: Paragraph, lj 1st line, indent subseq. 1 space PA1: Paragraph, indent 1st line 1 space, indent subseq. 2 spaces PA2: Paragraph, indent 1st line 2 spaces, indent subseq. 3 spaces PA3: Paragraph, indent 1st line 3 spaces, indent subseq. 4 spaces PA4: Paragraph, indent 1st line 4 spaces, indent subseq. 5 spaces PA5: Paragraph, indent 1st line 5 spaces, indent subseq. 6 spaces FNT: Footnote, lj all lines TBL: Table, place following data in columns EQU: In-line equation OCL: Original U.S. Classification XCL: Cross Reference Classification UCL: Unofficial Reference Classification

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TEXT_ABST: Abstract Column Name Description wku Patent ID Abstract Abstract TEXT_APD: Application Filing Date Column Name Description wku Patent ID appl_date Application Date (YYYYMMDD) TEXT_APN: Application Number Column Name Description wku Patent ID appl_no Application Number TEXT_ASSG: Assignee Column Name

Description

wku Patent ID NAM Name (of person) as follows: Last(, Jr. etc); First M(iddle) CTY City Address STA US State Address (i.e. 2-letter abbreviation) COD Type of classification code (different structures use discrete sets of two-

digit numeric codes, and these represent classifications using discrete sets of choices)

CNT Country Address (i.e. 3-character foreign country code) ITX Descriptive Text ZIP US Zip Code TEXT_BSUM: Brief Summary Column Name Description wku Patent ID record_sequence Line number of the tag ‘BSUM’ in the patent field_sequence The paragraph number field_name Paragraph tag name:

PAL/PA1/PAC/PAR/EQU/TBL/PA2/PA0/PA3/FNT/PA4 field_value Paragraph text

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TEXT_CLMS: Claims Column Name Description wku Patent ID record_sequence Line number of the tag ‘CLMS’ in the patent field_sequence The paragraph number field_name Paragraph tag name: STM

NUM/PAR/PA1/PA2/TBL/PAL/EQU/PA3/PA0/PA4/PAC/FNT field_value Paragraph text TEXT_DCLM: Design Claim Column Name Description wku Patent ID record_sequence Line number of the tag ‘DLCM’ in the patent field_sequence The paragraph number field_name Paragraph tag name: PAL/PAR field_value Paragraph text TEXT_DETD: Text of the detailed technical specification Column Name

Description

wku Patent ID field_name Paragraph tag name :

PAC/PAR/PA1/PA2/PAL/EQU/TBL/PA0/FNT/PA3/PA4

field_value Paragraph text TEXT_DRWD: Drawing Description Column Name Description wku Patent ID record_sequence Line number of the tag ‘DRWD’ in the patent field_sequence The paragraph number field_name Paragraph tag name:

PAC/PAR/PA1/PA2/PAL/EQU/TBL/PA0/FNT/PA3/PA4 field_value Paragraph text TEXT_FREF: Foreign Reference – Foreign patents cited as references in the patent Column Name Description wku Patent ID PNO Patent Number ISD Issue Date (YYYYMMDD) CNT Country Address (i.e. 3-character foreign country code) OCL Original US Classification ICL International Classification PAC Patent Assistant Center

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TEXT_GOVT: Government Interest Column Name Description wku Patent ID record_sequence Line number of the tag ‘GOVT’ in the patent field_sequence The paragraph number field_name Paragraph tag name: PAL/PAR/PA0/PA1/TBL/EQU field_value Paragraph text TEXT_INVT: Inventor Column Name Description wku Patent ID LNAM Last Name FNAM First Name STR Street Address CTY City Address STA U.S. State Address (i.e. 2-letter abbreviation CNT Country Address (i.e. 3-character foreign country code) ZIP US Zip Code R47 ITX Personal Descriptive Text TEXT_LREP: Legal Information Column Name Description wku Patent ID record_sequence Line number of the tag ‘LREP’ in the patent field_sequence The paragraph number field_name Paragraph tag name: FRM/FR2/PAC/PAL field_value Paragraph text TEXT_OREF: Other Reference – Other references cited in the patent, such as books, journals, etc. Column Name Description wku Patent ID record_sequence Position of the patent in the text file field_sequence The paragraph number field_name Paragraph tag name: PAL/PAR/PAC/PA1/TBL/EQU field_value Paragraph text

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TEXT_PARN: Parent Case Information Column Name Description wku Patent ID record_sequence Line number of the tag ‘PARN’ in the patent field_sequence The paragraph number field_name Paragraph tag name:

PAC/PAR/PAL/PA1/EQU/TBL/PA0/PA2/FNT/PA3/PA4 field_value Paragraph text TEXT_PATN: Patent Bibliographic Information Column Name Description wku Patent ID SRC Series Code - single digit code identifying series, as follows:

2 - pre-1948; 3 - 1948; 4 - 1960; 5 - 1970; 6 - 1980; 7 - present APN Application Number - six-character alphanumeric, followed

immediately by a check digit (check digit should not be kept) APT Application Type - single digit code for patent type, as follows:

1 - Invention (Utility); 2 - Reissue; 3 - TVPP Application 4 - Design; 5 - Defensive Publication; 6 - Plant; 7 – SIR (Statutory Invention Registration)

PBL Publication Level - only present for Reissue Patents and Defensive Publications; single character: 'E' for Reissue, 'H' for Defensive Publication

ART Art Unit – three-digit numeric identifying the art unit APD Application Filing Date (YYYYMMDD) TTL Title of Invention ISD Issue Date (YYYYMMDD) NCL Number of claims - not used in Defensive Publications ECL Exemplary Claim Number - not used in Defensive Publications;

variable length alphanumeric defining the claim number(s) for "primary" claim(s); multiple "primary" claim numbers are separated by commas

EXA Assistant Examiner (Last, First, Middle) EXP Primary Examiner (Last, First, Middle) NDR Number of Drawings NFG Number of Figures DCD Disclaimer Date (YYYYMMDD) NPS Number of Pages TRM Term of Patent (in years) TEXT_PCTA: Patent Cooperation Treaty Information Column Name Description wku Patent ID PCN PCT Number PD1 PCT 371 Date

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PD2 PCT 102(e) Date PD3 PCT Filing Date PCP PCT Publication Number PCD PCT Publication Date TEXT_PRIR: Foreign Priority – Foreign Countries where an application was filed Column Name Description wku Patent ID CNT Country Address (i.e. 3-character foreign country code) APD Application Date (YYYYMMDD) APN Application Number TEXT_REIS: Reissue Column Name

Description

wku Patent ID COD Type of classification code (different structures use discrete sets of two-

digit numeric codes, and these represent classifications using discrete sets of choices)

APN Application Number APD Application Date (YYYYMMDD) PNO Patent Number ISD Issue Date (YYYYMMDD) TEXT_RLAP: Related US Application Data Column Name

Description

wku Patent ID APN Application Number APD Application Date (YYYYMMDD) COD Type of classification code (different structures use discrete sets of two-

digit numeric codes, and these represent classifications using discrete sets of choices)

PSC Coded Version of parent/case continuation data TEXT_TBL3: 3-column table (landscape format) Column Name Description wku Patent ID record_sequence Line number of the tag ‘TBL3’ in the patent field_sequence The paragraph number field_name Paragraph tag name:

PAC/PAR/TBL/PA1/PAL/EQU/PA2/FNT/PA0/NUM/PA3/PA4 field_value Paragraph text

Page 24: USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

TEXT_UREF: US Patent Reference(s) cited as references in the patent Column Name Description wku Patent ID record_sequence Line number of the tag ‘UREF’ in the patent field_sequence The paragraph number field_name Paragraph tag name: OCL/ISD/NAM/PNO/XCL/UCL/ICL field_value Paragraph text

XML Patents XML_Abstract: Column Name Description wku Patent ID Abstract Abstract XML_Agent: Column Name Description wku Patent ID intSequence Sequence Number Rep_Type Type LastName FirstName OrgName City State Country XML_AppReferenceDocument: Column Name Description wku Patent ID Country Doc_Number Document Number Date Document Date XML_Applicant: Column Name Description wku Patent ID intSequence Applicant ordering App_Type Designation LastName FirstName City State Country

Page 25: USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

Nationality_Country Residence_Country XML_Assignee: Column Name Description wku Patent ID LastName FirstName OrgName Role City State Country XML_Claim: Column Name Description wku Patent ID Id Num ClaimText XML_Description: Column Name Description wku Patent ID Tag_Name The sub tag name inside the description text Text Description Text XML_Examiner: Column Name Description wku Patent ID LastName FirstName Department Type XML_FieldOfSearch: Column Name Description wku Patent ID ClassificationNational_Country Country of National Classification ClassificationNational_Main_Classification National Classification ClassificationNational_Additional_Info Additional to National Classification ClassificationIPC_Edition Edition of IPC Class ClassificationIPC_Main_Classification IPC Class

Page 26: USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

XML_Figure: Column Name Description wku Patent ID Number_of_Drawing_Sheets Number_of_Figures XML_Patcit: Patent Citations Column Name Description wku Patent ID Num Doc_Number Country Kind Name Date Category ClassificationNational_Country Country of National Classification ClassificationNational_Main_Classification National Classification ClassificationIPC_Edition Edition of IPC Class ClassificationIPC_Main_Classification IPC Class XML_Patent: Column Name Description wku Patent ID Dtd_Version Version of Data Definition file for the xml file in which

the corresponding pantet details found

File Status Grant_ID Country Date_Produced Date_Published US_Application_Series_Code Invention_Title Number_Of_Claims US_Exemplary_Claim XML_PriorityClaim: Column Name Description Wku Patent ID Country Doc_Number Document Number Date Document Date

Page 27: USPatents Database User Guide · USPatents Database User’s Guide Knowledge Lab / Computation Institute / University of Chicago v1.1, 11/08/2013 The database contains tables of files

XML_PubReferenceDocument: Column Name Description Wku Patent ID Country Doc_Number Document Number Kind The type of the document Date Document Date XML_UnknownTag: Column Name Description Wku Patent ID Source The parent tag name from which the unknown tag found XML XML of the node