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CENTRAL PROJECT OFFICE (CPO) RED RIVER DELTA RURAL WATER SUPPLY AND SANITATION PROJECT (IDA Credit No. 4115-VN) _____________________________________________________________________ UPDATED ENVIRONMENTAL GUIDELINES HANOI, 2009 Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized

UPDATED ENVIRONMENTAL GUIDELINES · 2016. 7. 10. · QCVN 06:2009/BTNMT National technical regulation on hazardous subtances in ambient air QCVN 05:2009/BTNMT National technical regulation

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  • CENTRAL PROJECT OFFICE (CPO) RED RIVER DELTA RURAL WATER SUPPLY AND SANITATION PROJECT

    (IDA Credit No. 4115-VN)

    _____________________________________________________________________

    UPDATED

    ENVIRONMENTAL GUIDELINES

    HANOI, 2009

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    wb350881Typewritten TextE1060 v15

  • ii

    ABBREVIATION

    BTNMT/MONRE Ministry of Natural Resources and Environment (Abbreviation of

    Vietnamese original words)

    BYT Ministry of Health (Abbreviation of Vietnamese original words)

    CPO Central Project Office

    DONRE Department of Natural Resources and Environment

    DPC District People Committee

    EIA Environmental impacts assessment

    EA Environmental assessment

    EMP Environmental Management program

    EPC Environmental Protection Commitments

    FS Feasibility Studies

    GOV Government of Vietnam

    IDA International Development Association

    MARD Ministry of Agriculture and Rural

    BTNMT/MONRE Ministry of Natural Resources and Environment

    ND Decree (Abbreviation of Vietnamese original words)

    ODA Official Development Assistance

    OPs Operational Policies

    PIP Project Implementation Plan

    PMM Project Management Manual

    PFS Pre-Feasibility Study

    PPMU Provincial Project Management Units

    PPC Provincial People Committee

    PM Pipeline network

    PS Pumping station

    QCVN Vietnamese National technical regulation (Abbreviation of Vietnamese

    original words)

    RRD-RWSSP The Red River Delta Rural Water Supply and Sanitation

    RWSS Rural Water Supply and Sanitation

    TCVN Vietnam Standard

    TOR Term of Reference

    WB World Bank

    WTP Water Treatment Plant

  • iii

    TABLE OF CONTENTS

    1. INTRODUCTION .......................................................................................................... 1

    2. PROJECT AREA ........................................................................................................... 2

    3. ENVIRONMENTAL LEGISLATIONS APPLICABLE TO THE PROJECT ........... 2 3.1 Vietnam Environmental Legislations .......................................................................... 2

    3.2. WB Environmental Safeguard Policies ...................................................................... 3

    4. PROJECT PROPOSAL, ENVIRONMENTAL ASSESSMENT PROCESS

    APPLICABLE TO RURAL WATER SUPPLY SCHEMES ........................................... 4 4.1. Project proposals ....................................................................................................... 4

    4.2. Project Siting ............................................................................................................. 4

    4.3. Environmental Screening ........................................................................................... 5

    4.4. Impacts Assessment ................................................................................................... 8

    4.4.1. Physical Activities to be implemented:................................................................ 8

    4.4.2 Potential Impacts ................................................................................................. 8

    4.4.3. Preparation of Environmental Managmeent Plan (EMP) ................................... 14

    4.4.4 Public consultation and information disclosure .................................................. 15

    4.5. Institutional Arrangements for the EA Process ......................................................... 15

    4.5.1. Responsibilities ................................................................................................. 15

    4.5.2. Manpower Requirements .................................................................................. 16

    4.5.3. Clearances ........................................................................................................ 16

    4.5. Guidance on Mapping: ............................................................................................ 17

    4.6. Implementation of EMP .......................................................................................... 17

    4.7. Estimation of the EMP implementation cost ........................................................... 18

    5. IMPLEMENTATION RESPONSIBILITIES .............................................................. 18

    6. REPORTING ................................................................................................................ 21 ANNEX 1. Environmental screen: Matrix describes of potential Environmental Impacts 23

    ANNEX 2. Measures to mitigate the Potential Impacts ................................................... 27

    ANNEX 3. The Content and method of monitoring on the FS and detail design ............. 42

    ANNEX 4. Contractor’s Environmental Conditions Statement: ...................................... 44

    ANNEX 5. Contractor’s Environmental Responsibilities ................................................ 45

    ANNEX 6. The content and method of monitoring on during the operation .................... 55

    ANNEX 7. Beneficiaries’ responsibilities ...................................................................... 58

    ANNEX 8. Guidance for Commune Monitoring and Reporting ...................................... 60

  • 1

    1. INTRODUCTION

    The Red River Delta Rural Water Supply and Sanitation (RRD RWSS) Project (the Project)

    funded by International Development Association (IDA) of the World Bank. This project

    covers rural areas of 12 provinces of the Red River Delta including: Bac Ninh, Quang Ninh,

    Phu Tho, Vinh Phuc, Ha Tay (now Hanoi), Hung Yen, Ha Nam, Thanh Hoa, Hai Duong, Thai

    Binh, Nam Dinh and Ninh Binh.

    The project’s objective is to improve water and household level sanitation services and their

    effective use in the project selected provinces in the Red River Delta in ways that are

    financially, technically and environmentally sustatainable, thereby contributing to poverty

    alleviation in participating rural communities. The project has been designed with two phases,

    in which phase 1 has stated in 2006 to cover four provinces, including: Ninh Binh, Thai Binh,

    Nam Dinh and Hai Duong. And the second phase will be executing in 8 provinces: Vinh Phuc,

    Phu Tho, Ha Nam, Thanh Hoa, Quang Ninh, Hung Yen, Ha Tay and Bac Ninh.

    Approximately 28-30 communes per Province will be benefited from the project.

    The RRD RWSS Project has four main components:

    - Component 1: Water and Sanitation Infrastructure Development;

    - Component 2: Hygiene and Sanitation Behavior Change;

    - Component 3: Strengthening the Capacity of Community and Local authority

    Institutions and Management Entities;

    - Component 4: Support for Project Management, Monitoring and Evaluation.

    The Project has been classified by the World Bank as Environmental Category B . During the

    project preparation phase, a Environmental Guidelines document has been prepared for IDA

    for review and no-objection.. As part of the preparation for the Additional Financing (AF)

    Project, the Environmental Guidelines document has been updated in November 2009 taking

    into account technical advices provided by IDA during previsous supervision missions.

    Review of the environmental safeguard issues of the parent project has been conducted as part

    of the preparation for the additional financing. Findings from the supervision mission’s

    review and lessons learnt during the implementation of Project Phase 1, particularly the

    in-depth technical guidance document provided by IDA supervision team during previous

    mission, and the updates of Vietnamese environmental legislation are taken into account in

    this updated Environmental Guideline. .

  • 2

    2. PROJECT AREA

    Red River Delta, one of pivotal economic regions in Vietnam with 70% of rural population, is

    in pressing need of water supply and sanitation. According to survey results, the water sources

    which are in use in the Delta now are mainly rain water, underground water, and surface water

    of rivers and lakes. These sources are prone to pollution, especially surface water of rivers,

    because of agricultural cultivation, waste water of life activities and from industrial zones and

    trade villages.

    The project is covering in the rural areas of 12 provinces in Red River Delta with two phases.

    In the first phase, the project is implemented in four provinces of Ninh Binh, Nam Dinh, Thai

    Binh, and Hai Duong. And in the second phase, the project is implemented in 8 provinces: Ha

    Nam, Thanh Hoa, Hung Yen, Quang Ninh, Bac Ninh and former Ha Tay.

    3. ENVIRONMENTAL LEGISLATIONS APPLICABLE TO THE PROJECT

    3.1 Vietnam Environmental Legislations

    There are in Vietnam a number of legislative documents on the environmental safeguard

    activities for investment projects.

    The environmental legislations listed in the table below are be applicable to the RRD RWSS

    1. Vietnam Environmental Law 2005 No 52/2005/QH11 is approved by Vietnam

    National Assembly on 29/11/2005 and has impementation validity from 01/7/2006.

    2. Vietnam Water resources Law No 08/1998/QH10 is approved by Vietnam National

    Assembly on 20/05/1998 and has impementation validity from 01/01/1999

    3. Vietnam land Law No 13/2003/QH11 is approved by Vietnam National Assembly on

    26/11/2003 and has impementation validity from 01/07/2004

    4. Decree No 16/2005/ND-CP date 07/02/2005 of government on contrustion investment

    project management;

    5. Decree No.80/2006/NĐ-CP date 9/8/2006 of Vietnam Government on Detailed

    Regulations and Guidelines for Implementation of Some Articles of Law on

    Environmental Protection 2005.

    6. Decree No 21/2008/ND-CP dated 28/2/2008 of Vietnam Govenment on modifying

    and suplementing decree No 80/2006/NĐ-CP date 9/8/2006 of Vietnam Government

    on Detailed Regulations and Guidelines for Implementation of Some Articles of Law

    on Environmental Protection 2005.

  • 3

    7. Circular No. 05/2008/TT-BTNMT date 08/12/2008 of Ministry of Natural Resources

    and Environment on guiding strategic environmental assessment, environmental

    impact assessment and environmental protection commitment.

    The table below presents Vietnamese standards related to wastewater quality, solid waste and

    air quality that are suitable to be applied for the RRD RWSS project

    Table 1: Vietnamese environmental standards related to the the RRD RWSS projects

    Number of standard Name of standard

    QCVN 02:2009/BYT National technical regulation on domestic water quality

    QCVN 08: 2008/BTNMT National technical regulation on surface water quality

    QCVN 09: 2008/BTNMT National technical regulation on underground water quality

    QCVN 14:2008/BTNMT National technical regulation on domestic wastewater

    QCVN 01:2009/BYT National technical regulation on drinking water quality

    QCVN 06:2009/BTNMT National technical regulation on hazardous subtances in

    ambient air

    QCVN 05:2009/BTNMT National technical regulation on ambient air quality

    TCVN 5949-1998 Allowed limitation values for noise in public and residential

    areas

    QCVN 03:2008/BTNMT National technical regulation on the allowable limits of

    heavy metals in the soils

    3.2. WB Environmental Safeguard Policies

    OP 4.01 Environmental Assessment is triggered in this Project:

    1. To ensure projects proposed for financing are environmentally & socially sound and sustainable;

    2. To inform decision makers of the nature of environmental and social risks involved in the project;

    3. To increase transparency and participation of all project-affected people in the decision-making process.

  • 4

    4. PROJECT PROPOSAL, ENVIRONMENTAL ASSESSMENT PROCESS

    APPLICABLE TO RURAL WATER SUPPLY SCHEMES

    4.1. Project proposals

    In each of the 12 project province, the project will provide rural water supply systems and

    public sanitation facilities for 28 to 30 communes. It is likely that each the sub-project scheme

    are developed in the scale of a commune or several communes.

    Design and Construction works supporting the project include: water intakes facility, raw

    water pump station, water supply treatment plants, pipe water supply system, public toilets.

    Because the land area that needs clearance for the project is very large,

    4.2. Project Siting

    This is the first step during the preparation of a rural water supply scheme under the RRD

    RWSS. Siting of water treatment plants (WTP), water intake, pipe trenches should avoid the

    followings, where possible:

    - high productivity crop land, particularly rice fields

    - Physical Cultural/Historical Structures;

    - forest and reserved land, natural habitats such as natural reserves, forest, national

    parks, wetlands, etc.;

    - areas or objects of spiritual importante to local communities (e.g. sacred trees or

    pieces of stones), etc.

    - trees cuttings

    - removal of existing infrastructure such as drainage, power line, telephone cables, or

    damages to existing roads or irrigation canals

    - construction works/operation of the works would cause impacts to cultural, historical

    objects potentially affected, including graves, churches, temples, pagodas, sack trees,

    historical sites etc

    Siting of WTP ancillary items will satisfy the followings, if possible:

    - siting water intakes as far as possible from downstream of landfill, toilets, or

    wastewater discharge points

    - Siting the water intake point (distance from river bank, depth) taking into account

    pumping rate to minimise impacts on river bed/river bank

    - pumping station is located at least 200 m from the nearest building

    - siting concrete mixing plant as far as possible from noise-sensitive sites such as

    classrooms, clinics, offices, religion practices

    - Waste disposal sites, construction materials temporary loading sites, concrete mixing

    sites must be at least 50 m from any surface water source.

    Siting of Public toilets will satisfy the followings, if possible:

  • 5

    - - At sites not subjected to frequent flooding

    - Located at the end of prevail wind direction

    - convenience access to the users

    - Not barely exposed to public areas or culturally sensitive structures.

    - Ensuring water from septic tank to outside drainage must be good

    4.3. Environmental Screening

    As soon as project sites has been proposed with siting criteria been followed, environmental

    screening should be carried out to determine whether the project would cause adverse

    environmental impacts.

    If screening results shows that a subproject may cause adverse environmental impacts,

    reselection of project sites will be carried out and environmental impacts will be screened. If

    the potential advervse impacts are unavoidable, then a detail Environmental Impacts will be

    required. If the sub-project will not cause any adverse environmental impacts, PPMU will

    prepare an Environmental Protection Commitment, and attached with an Environmental

    Managment Plan.

    FORM 1 – ENVIRONMENTAL SCREENING

    Red River Delta Rural Water Supply and Sanitation Project

    Province:

    District:

    Commune:

    Screening Question Yes No Remarks

    1. Project's sitting:

    Is the Project site adjacent to or within

    any of the following environmental

    sensitive areas?

    - In the case select"yes", describe

    detailed information such as: name of

    historical property, nearest distance

    from the sensitive area to the Project

    site etc..

    • high productivity crop land,

    particularly rice fields

    • Physical Cultural/Historical

    Structures

    • Protected areas

    • forest and reserved land, natural

    habitats such as natural reserves,

    forest, national parks, wetlands,

    etc

    • areas or objects of spiritual

    importante to local communities

    (e.g. sacred trees or pieces of

    stones), etc

    • removal of existing

  • 6

    Screening Question Yes No Remarks

    infrastructure such as drainage,

    power line, telephone cables

    • damages to existing roads or

    irrigation canals

    • construction works/operation of

    the works would cause impacts

    to graves, churches, temples,

    pagodas, sack trees, historical

    sites etc

    2. Water sources supplying to

    sub-project

    Describe detailed information such as:

    name, purpose of source water, sources

    of wastewater flow into river,

    organoleptic characteristics, etc..

    • Canals and irrigation system

    • Reservoirs

    • River

    • Underground water

    3. Siting of WTP

    • siting water intakes as far as

    possible from downstream of

    landfill, toilets, or wastewater

    discharge points

    • Siting the water intake point

    (distance from river bank, depth)

    taking into account pumping rate

    to minimise impacts on river

    bed/river bank

    • pumping station is located at

    least 200 m from the nearest

    building

    • siting concrete mixing plant as

    far as possible from

    noise-sensitive sites such as

    classrooms, clinics, offices,

    religion practices

    • Waste disposal sites,

    construction materials temporary

    loading sites, concrete mixing

    sites must be at least 50 m from

    any surface water source

    Conclusion:

    The proposed sub-project will cause potential adverse impacts?

  • 7

    Yes � A detail EIA will be prepared.

    No � EPC and EMP will be prepared

    PPMU staff who responsibles for social and environmental safeguard will fill in this form and

    determine which environmental documents (Full EA/EPC) will be prepared in the next step.

    Copy of the screening form should be signed by this staff and attached to the final EA/EPC.

    Where a full EA is required for a sub-project, PPMU will preprare an TOR and submit to the

    Bank for prior-review and clearance. Selection of consultant is also subjected to the Bank’s

    no-objection.

  • 8

    4.4. Impacts Assessment

    4.4.1. Physical Activities to be implemented:

    Physical activities to be implemented from pre-construction to operation of a rural water

    supply project will include:

    Pre-construction phase

    - Trees cutting/ damage to vegetation cover, loss of crop land to free construction space

    - Land acquisition: remove existing houses and infrastructures

    - Site clearance: removal of vegetation, top soil layer etc.

    Construction phase

    - Excavation at the water treatment plant and for distribution pipe installtation

    - Exploit and transport materials, equipments of project such as soil, stone, sand, cement,

    gravel, iron, wood,...

    - Interruption to exiting infrastructures or services such as drainages, power lines,

    telephone cables, or damages to existing roads or irrigation canals

    - Dust/smoke/ Odour from soil dropped from trucks, Gases emitted from vehicle exhausts;

    - Oil, fuel, chemical overflow, spills or leakage

    - Landscape disruption

    - Concrete preparation, transport

    - Construction waste disposal

    - Environmental hazards from chemical leakage, spills or fires

    - Wastewater discharged from construction sites and workers’ camps

    - Piling

    Operation phase

    - Backwash filtration tanks

    - Removing and disposal of sludges

    - Operate pumping machines

    - Stored and handle water treatment chemicals such as alumn, lime etc.

    4.4.2 Potential Impacts

    With the physical activities listed in section 4.3.1, the potential socio-environmental impacts

    can be identified and discussed in Table 2 below.

  • 9

    Table 2 - Project Potential environment Impacts

    No Sources/Impact activities Environmental impact

    1. Revoke land for project

    implementation

    - Change the land using objectives

    - A part of inhabitants in countryside will lose

    agricultural land.

    - Some farmers lose job because losing agricultural land

    - Some social issues emerge because farmers get a big

    amount of money from land compensation

    2.

    Disseminate project

    information for community, and

    announce environmental

    protection commitment,

    resettlement program to

    community,...

    - Community understands about project’s role and

    meaning more clearly. Community has the responsibility

    to take part in the project.

    - Community helps investor monitor consultancy

    agency, construction agency and investor as well in

    implementing minimize solutions..

    - Project’s sustainability is improved

    II Construction phase

    3.

    Observe and apply

    environmental protection

    solution committed in EIA/EPC

    - Minimize emerged environmental impact/problem

    - Construction’s effect is improved

    - Show responsibility of investor/contractor to the

    construction

    - Inhabitants feel safe when using water

    4.

    Monitoring construction phase

    of contractor, investor and

    environmental consultant as

    well

    - Ensure the implemenation of minimize solution

    - Minimize environmental impacts emerging during

    project implementation

    - Construction’s quality is increased

    - Project’s sustainability is improved

    5.

    Community participates

    monitoring in the construction

    phase

    - Compel consultancy agency/contractor/ PPMU/water

    supply joint-stock company to implement and observe

    minimize solutions related to environment

    - Inhabitant’s responsibility to project is increased

    - Project’s sustainability is improved

    6. Trees cuttings or damages to

    vegetation cover

    - Affect inhabitant’s production activities

    - Affect field’s ecosystem

    - Create an amount of organic solid waste that

    disintegrates easily. When disintegrating, solid waste is

    an ideal environment for alive pathogenic

    microorganism, creates odor and a fixed amount of CH4,

    H2S,... affecting air and water

    - Affect landscape

  • 10

    No Sources/Impact activities Environmental impact

    7.

    Exploit and transport materials,

    equipments of project such as

    soil, stone, sand, cement,

    gravel, iron, wood,...

    - Trucks damage road system along transport route

    - Trucks carrying cumbersome equipments can break

    electric lines or cable along transport route

    - Materials, especially soil and sand scattering along this

    route affect inhabitants’ health

    - Too many transport means create traffic jam or

    accidents along the route

    - Exhaust fumes, such as CO2, CO, SO2, NOx, CH4,...

    created by fuel burning procedure help to increase air

    pollution, green house effect.

    8. Level space in project area

    - Lose cultivated layer in project area

    - Might interrupt irrigation system leading to the risk of

    waterlogged problem when it rains heavily. It affects

    agricultural activities in the area

    - Affect air environment because if dust, exhaust fumes

    such as CH4, CO2, SO2, NOx,...

    - Residence of some organisms disappear which affects

    area’s ecosystem

    9.

    Gather, store and maintain

    construction materials in

    working area

    - Is the dust source if not being shielded carefully

    - Lose area’s good looking

    - Arise social problems such as thief, public order,...

    10. Operations of vehicles and

    construction equipments

    - Arise noise, especially from heavy vehicles such as

    bulldozer, shovel machine, cement truck, rammer or

    pump,...

    - Exhaust fumes such as CO2, CO, NOx, CH4,... are

    made during fuel burning procedure of vehicles

    - Lubricant to maintain/lubricate equipments can be

    leaked out which affects land and water quality in the

    area

    - Sediment for lubricant, oil tank … is hazardous wastes

    which need to be collected and treated strictly

    11.

    Execute constructions such as

    water pump station, water

    treatment station and water pipe

    system

    - Change area’s landscape

    - Construction procedure creates noise, dust and exhaust

    fumes

    - Affect the growth and development of organism in the

    area, especially microorganism in the land and water.

    Many species are wiped out, however new species will

    appear

  • 11

    No Sources/Impact activities Environmental impact

    12. Dig road to construct water

    system

    - Traspor system along the route will be downgraded

    - Affect inhabitants’ traffic because of

    excavating/gathering construction materials

    - Arise dust during construction process. It affects air

    enviroment in the area

    - Landscape will be seriously affected during

    construction process

    - Interrupt/affect irrigation system if water pipe passes by

    13. Workers’ life activities

    - Create an amount of solid wastes and household

    sewage. They are solid wastes which easily disintegrate

    and contain pathogenic microorganism

    - Affect public order in the area

    - Emerged social issues if not managed

    - Food safety need to be paid more attention

    14.

    Manage and treat solid waste,

    household waste and sewage

    made by workers

    - Household solid waste and sewage made by workers

    affect water and land quality in the area if not being

    collected and treated

    - Household waste is an ideal environment for

    pathogenic microorganism to develop. Therefore if it is

    not managed and treated, the risk of epidemic diseases

    breakout is very high

    15.

    Construction solid waste such

    as cement packing, broken

    brick,...

    - Construction solid waste is difficult to disintegrate.

    They will be swept into lakes/rivers.. when it rains. If not

    being collected and treated, it affects water source’s

    quality.

    - When being burried in the land, these solid wastes

    prevent the growth and development of land organism

    leading to degradation.

    - Lose area’s good looking

    16. Rain-water overflows in

    working area

    Overflowing water will sweep materials/wastes in the

    working area into lakes/rivers.... It makes water source

    polluted, affects organism living in the water

  • 12

    No Sources/Impact activities Environmental impact

    17. Oil overflows and leaks out

    from machines, equipments

    Oil is dangerous waste needing to be collected and

    treated strictly. If oil leaks out or overflows, it will has

    negative impact on environment. For instance:

    - Land pollution in the leaked-out area

    - Underground water layer pollution if land absorb these

    waste

    - If leaking out or flowing into lakes/rivers… it makes

    water polluted, prevents the growth and development of

    organism living in the water

    18. Fire

    Fire’s causes mainly come from electricity. Construction

    process made by electrical conductivity equipments is

    temporary, therefore the risk of fire or electric leakage

    easily happens. When fire or electric leakage happens, it

    threatens people’s life and seriously damages.

    19.

    Waterlogged, flooded problem

    by blocked water flow because

    of gravelly soil in working area

    - Construction materials not only block water flow but

    also affects water source quality if not being managed

    - Flood, waterlog will happen on the large scale which

    has bad impact on society and area’s environment,

    construction progress.

    20. Labor safety

    Problem related to labor safety can happens every time

    during construction process because of following

    reasons:

    - Construction means mainly are heavy mechanical ones

    - Direct workers mainly are unskilled labors

    When labor accident happens, it affects human health

    directly

    III Operation phase

    21. Water treatment procedure is

    observed and logical

    Observed water treatment procedure

    22. Monitor water periodically

    - Frequently monitoring input quality and water after

    treatment to have suitable adjustment

    - Warning environmental problems because of water

    using

    23.

    Make table to keep track of

    supplied water quality every

    day

    Making table to keep track of supplied water quality

    every day helps operator find out fluctuation rule of

    water source, and have logic solutions to adjust

    chemicals quantity such as precipitate, chlorination

    reasonably. At the same time, we adjust filter and

    sedimentation speed to meet the demand of household

    water criteria.

  • 13

    No Sources/Impact activities Environmental impact

    24.

    After treatment water quality

    doesn’t meet environmental

    criteria

    - Directly affect inhabitants’ health using water source

    - Diseases arise in the community

    - Construction’s sustainability is destroyed

    25.

    Pump’s operation - Noise affects life and health of inhabitants living

    around, especially workers directly operating factory

    - The risk of leaked-out lubricant

    26.

    Store and mix chemicals

    unreasonably

    - Pollute area’s air, especially in the house storing and

    mix chemical

    - Long-term impact on health of workers operating

    factory

    27.

    Sludge waste from filter and

    septic tank

    - Sludge contains polluted substances such as heavy

    metals, organic substance,... Therefore if we don’t have

    treatment method, sludge will have bad impact on

    environment

    - Sludge is more and more created which makes

    landscape worse

    28.

    Workers’ life activities

    participating in operating

    treatment factory

    - Creating solid waste and household sewage. These

    wastes have bad impact on environment if not being

    collected and treated

    29.

    Oil sediment to lubricate

    machine, equipments, broken

    lamp or clout covered in oil...

    This is dangerous wastes which need to be collected and

    treated strictly. These solid wastes seriously affects

    environment and human health if not being collected and

    treated:

    - Lubricant/clout covered in oil affects the growth and

    development of organism living in the water if they are

    thrown into lakes/rivers…

    - Lubricant/clout covered in oil affects the growth and

    development of organism living in the land; create land

    degradation if they are buried in the land

    - Broken lamp is glass and contains H2S if human beings

    step on, it will affect human health directly

    30.

    Fire because of electric leakage - Interrupt and affect water treatment process

    - Water loss in the whole water supply system during

    repair time

    Other impacts can be identified by field survey and public consultations. Therefore, staff/

    consultants who prepare EA/EPC should use the information listed in Table 2 for reference

    and prepare a similar table for each subproject, based on the information collected from

    project background documents, field survey and public consultations.

  • 14

    4.4.3. Preparation of Environmental Managmeent Plan (EMP)

    During EA/EPC preparation, close cooperation with the Engineering Consultant will be

    required. As the Engineering Consultant will carry out an extensive survey in the project

    areas, information will be obtained among others on socioeconomic conditions, public health,

    water resources, and sanitary conditions. These data should be incorporated in the EA.

    Considering the likely nature of subprojects, perhaps the most important stage in the EA

    process will be developing and implementing an appropriate EMP. The EMP should be

    prepared after taking into account comments from authorised local environmental

    management agencies, and the WB where applicable, as well as any conditions upon which

    clearance of the feasibility study or other documents was based.

    The integration of mitigation and environmental monitoring measures into project

    implementation and operation is supported by clearly defining the environmental

    requirements within an EMP. The EMP provides an essential link between the impacts

    predicted, mitigation measures specified and implementation and operation activities. EMP

    outlines the summary of anticipated environmental impacts, the mitigation measures to

    minimize these impacts, the environmental monitoring program, responsibilities for

    mitigation and monitoring, timescales, plan for building capacity for environmental

    management, costs of the implementation of EMP and sources of funding.

    The EMP will address the following topics:

    � Summary of impacts.

    � Description of mitigation measures.

    � Description of monitoring programs (during construction and operation).

    � Institutional arrangements.

    � Implementation schedule and reporting procedures.

    � Cost estimates which should include a sum of costs for mitigation (if not yet included

    in construction cost), monitoring, and capacity building and sources of funds.

    Sound environmental practices are to be incorporated into the technical standards and

    specifications and into contract documentation. The engineer responsible for the detailed

    design will use and complete the findings of the EA as part of the final design, to ensure that

    environmental considerations are fully taken into account. The PPMUs will submit the EMP

    for review to relevant local environmental management authorities.

    The PPMU will submit the EMPs with the DPC’s views for all selected sites proposed in the

    respected provinces to MARD and WB for approval.

    Annex provides examples of mitigation measures and monitoring programs as part of an EMP.

  • 15

    4.4.4 Public consultation and information disclosure

    The Bank's safeguard policies (OP 4.01) require the client/CPO/PPMUs to facilitate public

    consultation and information disclosure. Accordingly, consultation with project affected

    people (PAPs) and local NGOs is recommended for Category B projects.

    During environmental screening or preparation of the EPC, public consultation must be

    carried out in a form convenient to the local people (e.g. survey, meeting, leaflet, signboard

    etc.) and information on the main findings of environmental impact and proposed mitigation

    measures must be provided in the local language. Records of feedback from public

    consultation should be attached to the final draft EMP. These documents should clearly state

    that environmental concerns and suggestions for environmental improvement made by the

    public have been incorporated. It is advisable that EMPs include a summary table to show the

    number of meetings, the place, the number of PAPs attended meetings. Some minutes of the

    meetings need to be attached

    The Client should confirm with the Bank that copies of the final draft EMPs (in Vietnamese)

    are displayed at the project place accessible to the public and the time for such disclosure. The

    Client should also confirm the release of theEMP for disclosure at the Vietnam Development

    Information Center (VDIC) . The EA documents must be disclosed before site work starts.

    4.5. Institutional Arrangements for the EA Process

    4.5.1. Responsibilities

    The responsibility for carrying out the EA process and documenting it rests with the Borrower,

    which exercises its responsibility through its implementing agencies MARD. CPO and

    PPMUs responsible for each subproject. CPO/PPMUs may need to hire consultants for EA

    and preparation of EMPs or other related documents, for example an EIA/EPC/EMP, if they

    are required. CPO/PPMU will supervise the work and preparation of reports. The

    CPO/PPMUs will ensure the active and effective participation and support of community in

    the preparation and implementation of EIA.

    Once the EMP and, if needed, other documents have been prepared, WB/MARD as the case

    may be reviews the document to ensure compliance with National Environmental Guidelines

    and the World Bank's relevant Safeguard Policies. Thereafter, the EMP is forwarded to local

    environmental management agencies (DONRE/DPC's as appropriate) for an environmental

    certificate and to World Bank for review and clearance. PPMUs are responsible for ensuring

    close coordination with DONRE during project preparation and implementation. Relevant

    Vietnamese authorised authorities, which in most cases for subprojects will be the District

    People’s Committee will review and approve EMPs and issue an Environment Certificate.

    Responsbility for implementing the EMPs or other management documents also rests with

    CPO, once again exercised through the PPMUs responsible for the subproject. EMPs are

    included in consctruction contracts and contractors are required to follow them. Performance

  • 16

    of contractors is monitored by the CPO and PPMUs, by independent monitoring consultants

    and by community monitors. Funds for implementing EMP will be included in subproject

    costs.

    4.5.2. Manpower Requirements

    CPO and each PMU will assign one person to be responsible for environmental matters.

    Together with consultants, CPO environmental consultant will provide training to the

    PPMU’s environmental staff in the environmental planning and programming process.

    Environmental consultant will carry out spot-checks during the course of project

    implementation to ensure that the procedures set out in these guidelines are being applied.

    4.5.3. Clearances

    The clearance process is set out in Table 3.

    Table 3: Environmental clearance, Implementation, monitoring and supervision process

    Steps Environmental Clearance Procedure

    1 First draft Feasibility Study (FS) becomes available

    2 Environmental Screening to determine EA or EPC be prepared.

    3 If EA is not required, EPC are prepared in Vietnamese language and in accordance

    with MONRE circular No.21/2008/TT-BTNMT dated 28 February 2008 On

    Detailed Regulations and Guidelines for Implementation of Some Articles of Law

    on Environmental Protection. Each EA/EPC will be included an EMP be prepared in

    accordance to this guideline document.

    4 If EA is required, TOR is prepared and submitted to WB for no-objection.

    Recruit consultant to prepare EA documents

    EA and EMP will be subjected to WB prior review and no-objection

    5 Public consultation on main findings of EA and EMP.

    6 Vietnamese versio of he draft EA/EPC which includes EMP are submitted to

    relevant Vietnamese authority (DPC) and CPO following consultation.

    All EIA and correspondent EMP will be subjected to the Bank’s prior review. Most

    of the EPC/EMP are subjected to the Bank’s post review except when being selected

    random prior-review

    7 EMP (and where necessary EIA or other documents) are revised taking into DPC

    and CPO/the Bank’s comments and submitted to DPC for approval.

    8 Disclosure of EMP.

  • 17

    9 Developer obtains endorsement from local Authority for site clearance.

    10 Inclusion of EMP into “Design and Build” bidding documents, contracts, and into

    “construction supervision contract.

    11 Stake holders implement the EMP (more detail in section 4.6).

    Construction supervisors and PPMU carry out day-to-day supervision.

    Environmental Independent Monitoring Consultant carry outperiodical independ

    monitoiring and capacity building activities for PPMU, CPO, contractor and other

    relevant stake holders

    CPO and WB carry periodical monitoring

    4.5. Guidance on Mapping:

    A map of the project area should be prepared, including delineation and mapping of project

    site. If existing, the location of Environmental and Cultural/Historical Critical Areas and

    National Protected Areas etc. should be indicated

    4.6. Implementation of EMP

    CPO/PPMU is in charge of supervising the implementation of EMP and reports preparation on

    a regular basis. This needs to be done through the monitoring of EMP implementation by the

    PPMUs technical staff, an independent environment monitoring consultant (IEMC) hired by

    the respective CPO or PPMU, and a designated community leader (community-based

    monitoring).

    PPMUs/IEMC will carry out conduction and management of the project according to the

    regulations of the Government such as bidding process, control of time schedules, financial

    issues and quality control. To the PPMU include director, deputy directors, chief accountant,

    specialist of planning, construction, finance, law and environment, and administrative staff.

    PPMU are encouraged to involve beneficiaries in monitoring contractor’s compliance to

    EMP. The daily monitoring will be done in the community level, but PPMU will be in charge

    of the sampling and analysing, which might be needed and reporting. PPMU will supervise the

    Contractor in implementation of mitigation measures. PPMU is reporting the implementation

    of EMP to the World Bank and DONRE based on the reports prepared by the Contractor and

    the communities based on the contractual arrangements for environmental monitoring.

    PPMU collects the environmental monitoring reports from the Contractors and the

    communities and submits them to DONRE. PPMU should work closely with community

    authorities to promote community participation in the planning, management, operation and

    monitoring of the project. The resident shall be educated to understand the infrastructure

    problems and their role in overcoming the problems like cleaning and maintenance of drainage

  • 18

    system, proper house connection, prevention of illegal water supply and electricity

    connections, solid waste collection, condition of roads and street lighting.

    PPMU should have cooperation with the concerning companies in charge of water supply,

    sanitation, solid waste collection, street maintenance and electricity during the operation of the

    project to monitor the operation and maintenance.

    4.7. Estimation of the EMP implementation cost

    The EC for RRD-RWSSP project shall:

    (i) estimate the cost needed for the implementation of the EMP for RRD-RWSSP

    project; and

    (ii) identify the source of fund.

    The The cost is needed to implement the following:

    - Mitigation measures (to be included in the bidding documents);

    - Environmental monitoring plan;

    - Environmental training.

    The cost will be incorporated in the Project’s overall cost calculation tables

    5. IMPLEMENTATION RESPONSIBILITIES

    Environmental mitigation program are presented above in particular for each individual

    sub-project constructed during the details designing based on the recommendations presented

    therein. Environmental management will be implemented by contractor and implemented by

    community groups. Provincial Project Management Unit and project management units will

    implement monitoring and assessment of the environmental management program. Provincial

    Project Management Unit will be also responsible for reporting to the provincial People's

    Committee (PPC), PCO and World Bank.

    Table 6: Environmental Implementation Roles and Responsibilities

    Who What

  • 19

    Who What

    CPO - Coordinate training for PPMUs: based environmental staff including provincial

    training needs assessment and hiring of training consultants.

    - Provide/coordinate backup as requested on specific environmental issues.

    - Cross-check sub-projects identified by Provincial Environmental Officers as

    requiring EIAs and review mapping to check that all sensitive roads projects have

    been properly identified.

    - Coordinate with local authorities in community consultation and other coordinated

    - Organizing training courses for PPMUs staff, commune representatives and

    contractor's teams on mitigation measures and safety methods (professional experts

    on environment shall be involved).

    - Prepare regular progress reports and annual report.

    Independe

    nt

    environm

    ent

    Monitor

    Consultan

    t (SIMC)

    - Independent monitoring consultant shall carry out random check at the sites,

    review project environmental records maintained by the contractor, PPMU and

    CPO, interview local people, taking samples for analysis and prepare Environmental

    Monitoring Report (EMR). The EMRs are subjected to the Bank’s no-objection

    before payment can be made by CPO.

    - IEMC will also evaluate current environmental management capacity of project

    implementing agencies and its stake holders, identify the gaps then propose and

    implement an environmental capacity building program

    - Other responsibilities have been specified in IEMC’s TOR

    Communi

    ties/

    Beneficiar

    ies

    - Provide input on key environmental issues so that they can be fully considered in

    community assessments.

    - Participate in environmental assessments, studies or reviews and provide feedback

    and recommendations for consultants and project staff.

    - Take a lead role in community-based natural resource management including

    demarcation and protection of special use areas and protection

    - Determine in cooperation with the District Environmental Officer whether

    environmental contract conditions have been met and approve release of final

    payments to contractors.

    - Provide recommendations on post-qualification of contractors for future work.

    - Provide feedback on observed changes in environmental conditions as a result of

    project implementation or completion and recommendations on their cause and

    possible alleviation

    PPMU - Provincial Project Management Unit (PPMU) is responsible for project

    implementation at provincial level.

    - Overall planning, management and monitoring of the environmental management.

    - Check the FS, Design drawings, bidding documents, contract documents to make

    sure that environmental considerations, specifications are included.

    - Ensuring that all environmental protection and mitigation measures of

  • 20

    Who What

    environmental impacts are carried out in accordance with policies, regulations on

    environment and other relevant laws.

    - Coordinating with province's people committees, province's power services and

    district's people committee in environmental management activities.

    - Carrying out internal monitoring and supervising independent monitoring, which

    will be contracted with other consulting services of the project.

    - Supervising and providing budget for monitoring activities.

    - Reporting on environmental information to CPO, the relevant DONRE and the

    WB.

    - Implement changes or adjustments according to DONRE recommendations to

    protect the environment according to Vietnam's standards, laws, and

    regulations.Provide technical support and backup, environmental extension

    materials and messages to District Environmental Officers.

    - Review submitted sub-project Environmental Screening Checklists to ensure they

    are complete and correct; review and clear sub-project proposals and Commune

    Development Plans.

    - Identify roads requiring full Environmental Impact Assessment (EIA) and

    sub-projects requiring additional environmental assessments, studies and reviews.

    - Write terms of reference for environmental assessments, studies and reviews

    during preparation of investment reports, feasibility studies and operational plans.

    - Coordinate hiring of environmental consultants for sub-project preparation.

    - Review completed environmental assessments, studies and reviews, comment and

    report.

    Commune

    Developm

    ent Board

    (CDB)

    The CDB will:

    - Pre-Construction: Review and comment on alignment of relevant projects (roads,

    irrigation schemes) and screenning

    - Construction: Assist PPMU and DPMU with monitoring of environemental

    implementation

    - Operation: Assist with the monitoring and management of sub-project operations.

    District

    People's

    Committe

    e (DPC)

    The DPC's responsibilities include:

    - Ratifying methods of environmental protection and management

    - Coordinating with DoNRE on supervision of implementation process of

    environmental impact mitigation and protection during and after construction phase

    - Approve Environmental Protection Commitment

  • 21

    6. REPORTING

    Contractors will report to PPMU with input in the appropriate section. The objective of the

    report is to feedback on activities and observation from sub-projects implemented over the

    review period in the district.

    In turn, the PPMU will consolidate the reports of Contractors and report to CPO. The guidance

    of the report is presented in the Annex 9

    Independent Environmental Monitoring Consultant (IEMC) will report directly to CPO on the

    mitigation implementation in the project area.

    The CPO must assimilate the information from PPMU, Safeguards Independent Monitoring

    Consultants, Contractors, and Communes. To achieve this task, the CPO needs to develop a

    systematic and simple format for reporting safeguards activities for supervisory mission

    reports, semi-annual reports, annual reports, and completion reports.

  • 22

    ANNEX

  • 23

    ANNEX 1. Environmental screen: Matrix describes of potential Environmental Impacts

    No Impacts/ issues

    Subjects and levels are affected

    Noise Air Water Soil Ecosystem Landscape Health socio-

    economic

    II Construction phase

    1. Chopping trees to free

    construction space -I -II -I -II -III -III -I -I

    2.

    Exploit and transport

    materials, equipments of

    project such as soil, stone,

    sand, cement, gravel, iron,

    wood,...

    -II -III -II -I -II -II -I -I

    3. Level space in project area -II -II -II -III -III -II -I -I

    4.

    Gather, store and maintain

    construction materials in

    working area

    -I -II -II -II -I -I -I -I

    5. Operations of vehicles and

    construction equipments -III -III -II -II -II -II -II -II

    6. Set up tents for workers -I -I -I -I -I -II 0 -I

  • 24

    No Impacts/ issues

    Subjects and levels are affected

    Noise Air Water Soil Ecosystem Landscape Health socio-

    economic

    7.

    Execute constructions such

    as water pump station, water

    treatment station and water

    pipe system

    -I -III -II -II -II -II -I -I

    8. Dig road to construct water

    system -II -II -I -III -II -III -I -III

    9. Workers’ life activities -I -I -II -I -I -I 0 -II

    10.

    Manage and treat solid

    waste, household waste and

    sewage made by workers

    0 +III +III +III +III +III +II +III

    11.

    Construction solid waste

    such as cement packing,

    broken brick,...

    12. Rain-water overflows in

    working area 0 0 -III -II -II -II -I -I

    13. Oil overflows and leaks out

    from machines, equipments 0 0 -III -III -III -II -II -II

    14. Fire incident -III -III -III -II -III -III -III -III

  • 25

    No Impacts/ issues

    Subjects and levels are affected

    Noise Air Water Soil Ecosystem Landscape Health socio-

    economic

    15.

    Waterlogged, flooded

    problem by blocked water

    flow because of gravelly soil

    in working area

    0 0 -II -II -III -III 0 -II

    16. Labor safety 0 0 0 0 0 0 -III -II

    III Operational phase

    17. Suck water to provide for

    treatment station 0 0 -III -II -II -I 0 -I

    18. Water treatment procedure is

    observed and logical +I +I +III +I +I 0 +III +II

    19. Monitor water periodically 0 0 +III 0 0 0 +III +I

    20.

    Make table to keep track of

    supplied water quality every

    day

    0 0 +III +I +I 0 +III +I

    21.

    After treatment water quality

    doesn’t meet environmental

    criteria

    0 0 -III -II -II 0 -III -III

    22. Pump’s operation -II -I -I -I -I -I -I -I

  • 26

    No Impacts/ issues

    Subjects and levels are affected

    Noise Air Water Soil Ecosystem Landscape Health socio-

    economic

    23. Store and mix chemicals

    unreasonably 0 -II -III -I -II -I -III -II

    24. Sludge waste from filter and

    septic tank 0 0 -II -III -III -II -I -II

    25.

    Workers’ life activities

    participating in operating

    treatment factory

    0 0 -I -I 0 0 0 -I

    26.

    Oil sediment to lubricate

    machine, equipments,

    broken lamp or sticky clout

    covered in oil...

    0 -I -III -III -III -II -II -I

    27. Fire because of electric

    leakage -II -III -III -III -III -III -II -III

    28. Chemical, lubricant… leak

    out 0 -I -III -III -II -II -I -III

    Note

    III: Impact strength II: Averager impact I: Virtually no impact

    +: Positive impact -: Negative impact 0: No impact

  • 27

    ANNEX 2. Measures to mitigate the Potential Impacts

    TT Impacts / Issues Source of impacts Mitigation measure Phase to

    implement Implementers

    Water Supply Schemes

    1. Choosing supplied

    water source

    Water source used

    for construction

    - Make a survey of current situation of surface water sources

    in the project area (quality, reserves stability of water

    sources). Top priority to using surface water of big rivers,

    not using water sources from irrigation streams/canals.

    - Determine and assess pollution sources for water

    (household sewage, sewage from factories, companies

    along the water source, capacity of water sources...)

    - Refer to yearly monitoring data of water quality

    - Check raw water quality and compare to regulation

    QCVN 02:2009/BYT on National technical regulation

    on domestic water quality

    - Determine the place to take water: we have to calculate the

    water level, not places garbage dump, toilet or water

    discharge location near economic places in the area. Pay

    attention to impacts being created by waterway transport

    means

    - Design sign, fences, and secure corridor in the design

    documents

    Design

    Design

    consultant

    2. Construction safety Choosing places for

    water treatment

    - Places for water treatment construction need to be surveyed

    seriously in geography, geology, social issues to ensure

    Design Authority at

    commune level,

  • 28

    TT Impacts / Issues Source of impacts Mitigation measure Phase to

    implement Implementers

    construction,

    especially elevator

    reservoir. Water

    extractors prevent or

    endanger waterway

    transport means

    long-term safety of construction

    - Places of pump station need to be far away 200 m

    residential area (if possible). This ensures that noise doesn’t

    affect inhabitants life.

    - Places of elevator reservoir (if have) need to be far at least

    200m from residential area. This is a construction built high

    with heavy load carried. Upheavals easily break out if

    geographical structure is weak or construction quality is not

    good.

    - Avoid choosing place WTP in cultivated land with high

    productivity, especially in the rice field

    - WTP construction places, water pipe system need to avoid

    cultural, historical buildings such as funeral, temple,

    church, pagoda, big tree, historical monument, etc.

    PPMU and

    Design

    consultant

    - Inform community about construction plan immediately

    when contractors are available in the project area.

    - Put warning sign in dangerous places of construction site,

    holes, drains...

    - Place and maintain fences, speed limit sign in

    construction site, water extractor places level 1 where

    waterway transport means pass by

    - Minimize impact on infrastructure such as housing,

    irrigation system/canal passing by transport route

    - Assign workers to regulate transport in and out of

    Construction PPMU,

    Contractor

  • 29

    TT Impacts / Issues Source of impacts Mitigation measure Phase to

    implement Implementers

    construction site, or unload construction materials

    causing an obstruction

    - Making a temporary way for households and shops

    3. Environmental

    impact assessment

    (EIA)/environmental

    protection

    commitment (EPC)

    Environmental

    minimized methods

    stated in EIA/IPC

    report

    - EIA/EPC are made by an excellent consultant agency

    - EIA/EPC report completely foresee impact sources,

    impact scale, impacted subjects and impact level in each

    issue (limit qualitative).

    Design PPMU and

    consultancy

    agency making

    report EIA/EPC

    4. Bidding documents

    and consultant/

    construction

    contract.

    - The bidding documents should have mentioned the

    environmental issues to the contractor free to propose

    solutions to reduce and this will be one of the criteria for

    assessing bid

    - The contract between the investor (PPMU) and

    contractors must have the terms of the commitments and

    responsibilities of contractors in the implementation of

    environmental mitigation measures as stated in the

    environmental protection commitment and the technique

    plan proposed by contractors

    - At the time of work acceptance, water quality treatment

    meets the standards of the Ministry of Health QCVN

    02:2009/BYT on National technical regulation on

    domestic water quality

    Design PPMU and

    Contractors units

    5. Recover land for

    project

    Policies of

    compensation and

    resettlement of the

    - Setup a management board for ground clearance

    including representatives of the People's Committee at

    commune level where the project affected

    Design

    The PPMU to

    coordinate with

    clearance board,

  • 30

    TT Impacts / Issues Source of impacts Mitigation measure Phase to

    implement Implementers

    project - Minimize Recover land that has been granted to

    households. Try using the land managed by the commune

    People's Committee

    - Inform people who are effected directly from the project

    - Have reasonable compensation policy for people with

    land acquisition

    - Selection of land replacement

    local authorities,

    mass

    organizations

    6. Trees were cut down

    or damaged.

    Loss of arable land

    The period of land

    acquisition,site

    clearance before

    construction

    - Avoid WTP site selection, water place, pipes drain on

    cultivation land for high yield, especially in fields where

    rice can grow well.

    - Avoid the design of pipeline along the grown trees

    - Design to plant trees in and around WTP

    - Inform so timely to farmers that they can adjust

    cultivation time if possible

    Design Design unit

    - Limit cutting down the tree or having bad influence to the

    crops around during clearance and construction as much

    as possible.

    - Limit cutting down trees for camping, gather the material

    if possible.

    - Replanting trees in affected locations.

    - Keep the soil layer before digging, using the layer to

    restore land.

    - Plant new trees in case cutting down trees: identify plants

    (stems, leaves,...) should be collected immediately to

    Construction Contractors

  • 31

    TT Impacts / Issues Source of impacts Mitigation measure Phase to

    implement Implementers

    handle (can utilize as fertilizer, firewood,...)

    - Before the project goes into operation, we need to plant

    more trees in and around the range of water treatment

    stations to minimize the impacts by noise to the

    surrounding environment, and create a scene around the

    area.

    Operation PPMU

    7. The infrastructure

    such as drainage,

    power lines,

    telephone cables,

    roads and drainage

    canna will be

    damaged.

    Transportation of

    vehicles,

    construction works

    such as digging,

    ground leveling

    - Select reasonable location for ROW, WTP, to avoid

    disrupting the existing infrastructure

    - Design the temporary piles for ditches, irrigation canals

    were stopped.

    Design Design unit

    - Coordinate with the local authorities to ask for relocation

    of infrastructure as required.

    - Inform local people where the services were temporarily

    cut before at least three days.

    - Before driving under power lines or unloading of

    materials, equipment and the cable. The driver must

    check and observe the height cable.

    - Use equipment in accordance with load, no damage to

    roads.

    - Repaire the damage.

    Construction Contractors,

    local authority

    8. noise Machines and

    transportations such

    as, bulldozer

    - -Staking on construction must be done in accordance

    with procedures,using advanced equipment to pile.

    - Checking the noise level of equipment. If the noise level

    Construction Contractors

  • 32

    TT Impacts / Issues Source of impacts Mitigation measure Phase to

    implement Implementers

    machines, concrete

    mixers, water

    pumps,

    is greater than limitation, we need to have sound

    reduction equipment.

    - Only operating good machines during the construction.

    Not use the old and outdate equipments which is capable

    of causing loud noise.

    - Planning and arrange the motorbike to limit the noise at

    rush hours.

    - Using and maintain noise reduction equipments and

    noise barriers. Turning off some machines to limit noise

    if they are not necessary.

    - Some machines cause high noise such as drilling

    machines, hammers.. will not operate them at night time

    to avoid the impact of living of workers and nearby

    residential.

    - Reducing noise by planting trees.

    - Equiping for workers the means of protection against

    noise.

    - Monitoring of the noise during the construction process

    - Forbidening the abuse of using horn and turning off the

    engine when stopping.

    - The workers will be equipped with adequate labor

    protection when operate pumping machines.

    - Make the plan of pumping water to avoid noise at the

    same time.

    Operation PPMU,

    Operation

    workers

  • 33

    TT Impacts / Issues Source of impacts Mitigation measure Phase to

    implement Implementers

    9.

    Vibration

    Heavy machines

    such as concrete

    mixers, drilling

    machines, long

    trucks and vehicles.

    - Balancing machine, installing the shocks off power, etc..

    - Use of elastic structures such as vibration reduction box

    with oil, elastic metal, the metal elastic cushion, elastic

    rubber piece, rubber -elasticity cushion, etc. fitted

    between the machine and bed frame. They are also

    periodically checked or replaced;

    - Use individual anti-vibration tools to reduce vibration

    energy in the process to make sure that vibrations

    transmitted to the human body as well as the surrounding

    environment at permission level.

    - Pour sand piles around the area to limit the spread

    shocks.

    - Arrange workers and have a good policy for them in

    health.

    Construction Contractors

    10.

    Dust and emissions

    From the surface

    Clearance site

    - The process of

    burning fuel by

    means of execution

    - means of transport.

    - To strictly control construction vehicle, control

    emissions of these vehicles under the law of

    environmental protection and QCVN 06:2009 on

    National technical regulation on hazardous substances in

    ambient air.

    - Require contractors to use standard equipment during

    construction

    - Organizing special team responsible for collecting

    material falling around construction site and area nearby.

    2collectors/ team and 2 times/day.

    Construction Contractors

  • 34

    TT Impacts / Issues Source of impacts Mitigation measure Phase to

    implement Implementers

    - Do not use the old mean of transport for sand, soil and

    rocks.

    - Do not carry materials left overload.

    - Encourage the use of tank trucks. Benefits of vehicle

    tanks are not only sealed to prevent the possibility of dust

    dispersed into the environment but also limited the state

    to carry overload

    - With mean of transportation for buiding material need to

    be cover to limit spreading dust.

    - Do not transport building materials in raining days to

    avoid affecting the transportation system due to the fall

    of material along the roads

    - Priority select supply of materials near the project to

    reduce distance transport and storage reduction and

    minimize dust and other waste as well as the risk of

    incidents occurring.

    - Use leveled materials with high humidity I sand with

    humidity from 50-60% for leveling). In the process of

    leveling, we also intergrate with bulldozing land.

    Reinforced the internal roads to avoid dispersal of dust

    from the operation of means of transportation.

    - The drivers should drive and transport at the same time.

    When passing to residential areas, need to reduce speed

    to avoid accidents

    - To arrange manpower and water pumps at the gateway of

  • 35

    TT Impacts / Issues Source of impacts Mitigation measure Phase to

    implement Implementers

    the construction site (if possible) to ensure all the

    vehicles are clean especially the wheel before they leave

    the site.

    - The planting of trees in the project area should be

    calculated and made from the construction phase

    - In dry weather, need to conduct water spray (daily) on the

    being digged road (2 times)

    11. Solid Waste Construction and

    domestic waste

    - Establishing a team included 2-3 people of collection all

    solid wastemand solid waste construction daily.

    - Classification of solid waste, solid waste construction

    and hazardous waste. These types of solid waste can

    re-use, particularly for solid waste construction can

    utilize for the purpose of ground leveling.

    - Arrange for at least 3 types of trash-150 litter in

    construction site to classify, collect and treat waste in

    accordance with regulations on environmental sanitation.

    - Agreement with local authorities / DONRE of temporary

    garbage yards at a place away from water

    - To arrange a mobile toilet in the construction site.

    - Preparation of internal regulations on sanitation in camp

    education workers on sense of hygiene and

    environmental protection. Strictly forbidden literring

    - Strictly forbidden all acts of discharging pollutants,

    Construction Contractors,

    local authorities,

    beneficiary

  • 36

    TT Impacts / Issues Source of impacts Mitigation measure Phase to

    implement Implementers

    harmful substances.

    - Provide at least two trash -150 litter to collect and

    classify solid waste and domestic waste of workers (one

    container of waste to decompose and acontainer of

    hard-to- decompose solid waste)

    - Assignment of timeline to workers in cleaning the area.

    - Need a septic toilet. Forbidden any action of making a

    mess.

    Operation Workers and

    Unit

    management

    Hazardous waste as

    used fuel and oil,

    containers of used

    chemicals,

    washcloth with oil,

    broken light bulbs,..

    - Collecting toxic wastes such as oil tanks, oil

    - Have the containers of hazardous solid waste separately

    - Used oil must be collected in containers

    Construction Contractors

    - Unit of management should conduct records of

    management and monitoring of hazardous and solid

    waste registration and periodically report to the

    functional units for environmental management -

    Department of Natural Resources and Environment to

    monitor the production process of solid waste at

    treatment station.

    - The management, monitoring of hazardous waste shall

    comply with Circular No. 12/2006/TT-BTNMT on

    December 26, 2006 by Department of Natural Resource

    and Environment to"guide and set records, registration,

    granting to practice, management codes of hazardous

    waste”.

    Operation Workers and

    Unit

    management

  • 37

    TT Impacts / Issues Source of impacts Mitigation measure Phase to

    implement Implementers

    - hazardous solid wastes will separate from non-hazardous

    solid wastes

    - workers work under the time shift should be responsible

    for collecting all hazardous solid waste and put it at a

    certain place for functional units collecting and

    processing.

    - For the washcloth with oil, the packaging with chemical

    need to handle after using.

    - The handling of hazardous solid waste must be leased

    funtional units in accordance with the regulations on

    collection and treatment of hazardous solid waste.

    12.

    Sludge

    Sludge collected

    from the pits.

    - Periodically vacuum mud from drying

    - Each province can use a dedicated car for collecting

    dried mud at water treatment plant to landfill for

    treatment.

    - If the condition does not allow, we can arrange a private

    waste area and grow some plants to collect the pollutants,

    especially heavy metals (spinach, water-fern,

    bindweed..). However, these plants must then be handled

    as hazardous solid waste

    Operation Workers and

    Unit

    management

    13. Waste water Flowed Rainwater - Mix and materials containing areas are seperated during

    construction.

    - Do not focus on the materials, next to the water line to

    prevent leakage in drainage lines.

    Construction Contractors

  • 38

    TT Impacts / Issues Source of impacts Mitigation measure Phase to

    implement Implementers

    - Build spillway dam around work with iron bars and gas

    holé to stop water from running to water releasing system

    in area.)

    - Check, dredge, enlarge regularly to avoid waste causing

    jam in water releasing ways

    - Restrictions on the implementation of construction in

    raining days

    - Do not pour solid waste (construction waste, sand,

    stone...) and oil waste down the flow.

    - Periodically check and dredge drainage

    - Regular cleaning water supply area

    Operation Operation

    workers

    Domestic Waste - Increase to employ local workers having self facility.

    - Arrange a movable septic tank in work area

    Construction Contractors

    - Build a septic tank in water processing station.

    - Prohibit strictly workers to make a mess around area.

    Operation Operation

    management

    The increase of

    Wastewater from

    households

    - Build and maintain sewage spillways to avoid being

    stuck.

    - Carry out campaigns IEC about economize and recycle

    water

    Operation Beneficiary

    14. Effects for the

    cultural, historical,

    archaeological

    works

    Excavation and

    levelling on PS,

    WTP and water

    supply pipeline

    - Construction of WTP, pipe trenches avoid as many as

    possible the cultural, historical objects potentially

    affected, including graves, churches, temples, pagodas,

    sack trees, historical sites etc..

    Design Design Unit

  • 39

    TT Impacts / Issues Source of impacts Mitigation measure Phase to

    implement Implementers

    network In case unknown archaeological objects are found during

    construction phase, act following chance findings

    procedures described below:

    - If cultural artifacts are uncovered the Contractor must

    stop work at the site, secure the site and inform the

    supervision Engineer.

    - The Contractor should arrange with the Engineer to move

    his activities to another site. Construction works at the

    site where objects were found only be resumed at

    permission of PPMU.

    - The Engineer will inform PPMU, the one who inform the

    provincial Department of Cultural, Sports and Tourism

    (DCPS).

    - Officer from DCPS will inspect the side, evaluate the

    importance of the objects found and decide on the next

    steps.

    Construction Contractors,

    Supervision

    Engineer

    Provincial

    Department of

    Cultural, Sports

    and Tourism

    Environmental

    disasters

    Traffic safety

    Labor safety

    Fire

    Chemical leak

    Workers exposed to

    chemicals

    - Chemical house have vents, windows and setup blower,

    etc.

    Design Design unit

    - Have equipping the fire extinguisher

    - There are signs labor safety in the contruction site

    Construction Contractors

    - Provide portable fight fighting equipment and training in

    the WTP

    - Restrict access to the water treatment plant and chemical

    house by design solutions such as fence, lock and

    Operation Operation

    workers

  • 40

    TT Impacts / Issues Source of impacts Mitigation measure Phase to

    implement Implementers

    signboards

    - Provide auto-watering system, provide shower next

    within treatment plant

    - Store chemical in water-tight containers and cover as

    appropriate

    - Chemical containers are placed in a contained basement

    so as leakage can be contained and collected in a certain

    area.

    - Maintain labels stating the name and toxicity of

    chemicals

    - Maintain first-aid kits in workers’ camps and WTP

    - Frequently check to detect leakage

    - Do not place flammable or explosive materials near

    chemical storages and place fobbing sign boards

    - Prepare emergency evacuation plan and place at entrance

    at suitable places in the water treatment plant

    Add mitigation for toilets

    - Design following Vietnamese standards (see what

    previously prepared EMPs said) with 3

    - Toilets must be designed to form beautiful, and conform

    surrounding landscape

    - Toilet with separate blocks. There are with neon lamp,

    hand washing sinks.

    Construction PPMU and

    consultant

  • 41

    TT Impacts / Issues Source of impacts Mitigation measure Phase to

    implement Implementers

    - The block must have a key inside

    - Toilets are designed ventilation

    - The floor and wall with ceramic tile is not slippery

    Toilets must be enough water, make sure to wash the toilet

    - Appoint a management and monitoring cleaned daily

    - Dredging sediment on septic tank with periodically (3 or

    6 months)

    - Do not discharge into the septic tank as: rain water, waste

    water flooding, water softeners, tampons, fabrics,

    plastics, rubber, oil,..., or any other substances can affect

    the working efficiency of septic tanks.

    Operation User

  • 42

    ANNEX 3. The Content and method of monitoring on the FS and detail design

    Phase Content implementation Monitoring

    method

    Who and

    when to

    monitor

    Siting

    Environmental Criteria for Site Selection

    Siting of WTP, water intake, pipe trenches will avoid

    the followings, where possible:

    - high productivity crop land, particularly rice fields

    - trees cuttings

    - existing infrastructure such as drainage, power line,

    telephone cables, or damages to existing roads or

    irrigation canals

    - cultural, historical objects potentially affected,

    including graves, churches, temples, pagodas, sack

    trees, historical sites etc

    - Siting of WTP ancillary items will satisfy the

    followings, if possible:

    - siting water intakes as far as possible from

    downstream of landfill, toilets, or wastewater discharge

    points

    - Siting the water intake point (distance from river bank,

    depth) taking into account pumping rate to minimise

    impacts on river bed/river bank

    - pumping station is located at least 200 m from the

    nearest building

    - siting concrete mixing plant as far as possible from

    noise-sensitive sites such as classrooms, clinics, offices,

    religion practices

    - Waste disposal sites, construction materials temporary

    loading sites, concrete mixing sites must be at least 50 m

    from any surface water source.

    Check the maps,

    visit the sites,

    check meeting

    minutes, written

    agreements

    maintained by

    the Design

    Consultant

    PPMU

    CPO

    Engineering

    design

    Environmental Criteria incorporated into

    Engineering Design

    Construction sites and WTP in general: Cost Estimation

    include the followings:

    - Planting trees included in cost table, the quantity

    aiming at one-to-one compensation to the trees chopped

    down during construction phase

    - Costs for reinstatement /compensation for the

    Check draft and

    final versions of

    drawings, Bill of

    Quantities, Cost

    Estimation

    Tables

    PPMU

    CPO

  • 43

    Phase Content implementation Monitoring

    method

    Who and

    when to

    monitor

    disturbed sites, objects and services including storage of

    top soils, levelling, compacting; rehabilitate roads,

    irrigation canals, drains; revegetation, tree plantings etc

    where applicable

    - Design slops protection as necessary

    Specific environmental requirements for engineering

    design: the items listed below shall be included

    - Water Intake (surface water): signaling system to

    inform waterway traffic drivers

    - Water Treatment System

    + Fence, restriction, safety signboards

    + Sedimentation basin and sludge drying beds are

    included for wastewater treatment

    - Pumping Station

    + direction of the gates, doors and placement of

    pumping machines is optimised to minise the level, and

    frequency of the noise reaching the nearest buildings

    + noise barriers such as double layer doors or planting

    trees

    - Chemical House

    + ventilation holes and exhaust fence

    + hand washing / shower and sanitation facility

    + auto-rescue system such as auto water dripping when

    chemical concentration in the air exceeding limits

    detected

    + equipped with portable fight fighting equipment

    + The tiles on the floor in the chemical house should not

    be slippery. The floor and the walls of the chemical

    house should be lined with materials that allow easy

    cleaning

    Bidding

    document

    preparation

    Specific environmental requirements for Cost

    Estimations and Bidding documents:

    - Relevant information to environmental impacts and

    mitigation measures during preparation and

    construction projects must be presented in the bids

    Check cost

    estimation and

    bidding

    document

    CPO,

    PPMU

  • 44

    ANNEX 4. Contractor’s Environmental Conditions Statement:

    (The contractor’s representatives shall read carefully the statements given below, fill in the

    relevant information in the blanks and sign. This form will form part of the contractor’s bid and

    construction contract signed with the successful Bidder)

    I hereby acknowledge that I have read and fully understood the requirements of the

    Environmental Specifications set out in the Bidding document for the packages..............

    ..................................................................................................................................................

    I confirm that our bid price has included all of the costs needed to ensure proper implementation

    of the Project Environmental Management Plan and compliance to environmental

    specifications stated in the Biding document.

    I acknowledge that, if construction contract is awarded to our organisation, I will appoint

    Mr/Mrs................................................ to be the Workplace Safety and Environmental Officer

    (SEO) for the package(s) that we bid for. This person will work full time at the site and be

    responsible for carrying out all of the tasks assigned to him/her in accordance with the

    Environmental Specifications.

    I also acknowledge that any non-compliance with these conditions may result in penalties being

    awarded against my company.

    Signed: ........................... Date:..............................................

    Name:............................. Position in Company:.....................

  • 45

    ANNEX 5. Contractor’s Environmental Responsibilities

    No Impacts /

    Issues Mitigation measure

    Monitoring

    indicator

    Monitoring

    method,

    location

    Monitoring

    (frequency/

    when)

    1 Trees

    cutting

    Damages to

    vegetation

    cover

    - Limit trees cutting or

    vegetation disturbance

    within minimal areas

    needed

    No trees outside the

    areas needed were

    chopped down

    Observe all

    disturbed

    areas,

    including

    water intake,

    ROW, WTP,

    workers’

    camps

    Once,

    Recover

    land

    - Choose worker’s camp

    sites, areas for loading

    equipment and materials

    on area without

    vegetation cover where

    possible

    Materials and

    equipments are not

    loaded on top of

    vegetation where

    land without

    vegetation cover

    available

    Observe

    construction

    materials

    store, loadings

    daily

    - Inform local authority in

    advance so as farmers

    can adjust crop schedule

    if possible, or plan to

    make good use of

    chopped down trees

    Local authority

    representative

    acknowledge

    contractor’s notice

    interview

    affected

    farmers

    Once, when

    Recover

    land started

    - Reinstate disturbed sites

    with vegetation cover

    Grass, vegetation

    grow well on

    reinstated sites

    Observe

    disturbed

    areas, check

    contractor’s

    log book

    Once, as

    soon as

    excavation

    works starts

    - Store top soil layer

    before excavation, use it

    for reinstatement

    Top soil dumps can

    be found, new top

    soil layer recognised

    Observe

    excavated

    areas

    As soon as

    excavation

    works starts,

    daily

    - Replanting trees within

    and surrounding the

    WTP

    Trees planted grow

    well (where there

    was no trees before

    construction)

    Observe

    reinstated

    areas

    Once before

    commission

    ing

  • 46

    No Impacts /

    Issues Mitigation measure

    Monitoring

    indicator

    Monitoring

    method,

    location

    Monitoring

    (frequency/

    when)

    2 Interruption

    to existing