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© COPYRIG
HT UPM
UNIVERSITI PUTRA MALAYSIA
DUAL SEARCH MAXIMUM POWER POINT ALGORITHM BASED ON MATHEMATICAL ANALYSIS UNDER PARTIALLY- SHADED
CONDITIONS
SHAHROOZ HAJIGHORBANI
FK 2016 57
© COPYRIG
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DUAL SEARCH MAXIMUM POWER POINT ALGORITHM BASED ON
MATHEMATICAL ANALYSIS UNDER PARTIALLY- SHADED CONDITIONS
By
SHAHROOZ HAJIGHORBANI
Thesis Submitted to the School of Graduate Studies. Universiti Putra Malaysia, in
Fulfillment of the Requirements for the Degree of Doctor of Philosophy
July 2016
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COPYRIGHT
All material contained within the thesis, including without limitation text, logos, icons,
photographs and all other artwork, is copyright material of Universiti Putra Malaysia
unless otherwise stated. Use may be made of any material contained within the thesis
for non-commercial purposes from the copyright holder. Commercial use of material
may only be made with the express, prior, written permission of Universiti Putra
Malaysia.
Copyright © Universiti Putra Malaysia.
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DEDICATION
I would like to dedicate this thesis to my parents for their endless love, support, and
encouragement. Thank you both for giving me strength to reach for the starts and chase
my dreams. My sister, Neda, brother-in-law, Hamid, nephew, Arshan, and best friend,
Alireza Azadpour, deserve my wholehearted thanks as well.
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Abstract of thesis presented to the Senate of Universiti Putra Malaysia in fulfillment of
the requirement for the Doctor of Philosophy
DUAL SEARCH MAXIMUM POWER POINT ALGORITHM BASED ON
MATHEMATICAL ANALYSIS UNDER PARTIALLY SHADED CONDITIONS
By
SHAHROOZ HAJIGHORBANI
July 2016
Chairman : Mohd Amran Mohd Radzi, PhD
Faculty : Engineering
Solar energy has drawn much attention in recent years because of high demand for
green energy resources. Electrical power can be generated by using semiconductors in
photovoltaic (PV) cells to convert solar irradiance into DC current. Each PV module
has its own optimum point at which the power delivered from the PV is at its
maximum value. Since the initial cost for using PV is high, it is essential to make the
PV module to operate at its maximum power point (MPP). However, the non-linear
relation between current and voltage for the PV system is a challengeable issue that
results in a unique MPP for its power-voltage (P-V) curve. Under uniform conditions
or without shading, there is a unique MPP on the P-V curve. By changing the
irradiance and temperature, the value of MPP will be changed. The PV system is
troubled with the weakness of nonlinearity between current and voltage under partially
shaded conditions (PSCs). Under PSCs, there are multi-peak powers. Only one of these
peak powers has the highest power, which is called global maximum power point
(GMPP), and other peak powers are the local maximum power point (LMPP).
The maximum power point tracking (MPPT) algorithms under PSCs can be
categorized generally in two groups. In the first group, the conventional techniques are
combined with other techniques and the second group is based on the optimization
methods. One of the main challenges of MPPT techniques under PSCs is ability of the
algorithms to find the GMPP faster with minimal oscillation in power. Moreover, it is
very important that the algorithms should be general and not so complicated which
could be implemented for all systems.
Therefore, this research presents design and development of a novel method, which is
called dual search maximum power point (DSMPP) algorithm, for tracking the GMPP
under PSCs. The proposed method is based on mathematical analysis that reduces the
search zone and simultaneously identifies the possible MPPs in the specified zone that
leads to determining the GMPP in minimum time. In this work, the perturb and
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observation (P&O) method based on duty cycle adjustment is introduced, which is
modified to increase speed of the search and also to reduce the oscillation.
The simulation and experimental works have been performed to investigate behavior
and performance of the proposed algorithm. The PV array in series-parallel (SP)
configuration is considered as an input of the standalone system and mathematical
model of this PV array under PSC has been developed. Moreover, the load sizing
method for PSCs is also presented to avoid controller failure when detecting the
GMPP. In evaluation part, the DSMPP algorithm has been compared with two other
methods.
According to both simulation and experimental results, by implementing the DSMPP
technique, the GMPP can be obtained faster. Moreover, the oscillation in power is
reduced significantly. Interestingly, the experimental results under different irradiances
also show that the proposed algorithm can detect the GMPP faster in comparison with
other methods. The significant reduction of oscillation in power is observed to be due
to implementation of the modified P&O.
As a conclusion, the DSMPP algorithm has successfully been performed to detect the
GMPP under PSCs in minimum time, with low oscillation in power, and high accuracy
as detecting the GMPP for different scenarios of shadowing.
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Abstrak tesis yang dikemukakan kepada Senat Universiti Putra Malaysia sebagai
memenuhi keperluan untuk ijazah Doktor Falsafah
ALGORITMA DUAL CARIAN TITIK KUASA MAKSIMUM BERDASARKAN
ANALISIS MATEMATIK DI BAWAH KEADAAN SEPARA TEDUHAN
Oleh
SHAHROOZ HAJIGHORBANI
Julai 2016
Pengerusi : Mohd Amran Mohd Radzi, PhD
Fakulti : Kejuruteraan
Tenaga suria telah menarik banyak perhatian dalam beberapa tahun kebelakangan ini
kerana permintaan yang tinggi untuk sumber tenaga hijau. Kuasa elektrik boleh
dihasilkan dengan menggunakan semikonduktor dalam sel fotovolta untuk menukar
sinaran suria kepada arus DC. Setiap modul fotovolta mempunyai titik optimum sendiri
yang mana kuasa yang dibekal daripada fotovolta adalah ada nilai maksimumnya. Oleh
sebab kos permulaan menggunakan fotovolta adalah tinggi, adalah penting untuk
memastikan modul fotovolta beroperasi pada titik kuasa maksimumnya. Walau
bagaimanapun, hubungan tidak linear antara arus dan voltan bagi sistem fotovolta
adalah isu mencabar yang membuatkan wujudnya titik kuasa maksimum yang unik
bagi lengkung kuasa-voltannya. Di bawah keadaan seragam atau tanpa teduhan,
terdapat satu titik kuasa maksimum pada lengkung kuasa-voltan. Dengan menukar
sinaran dan suhu, nilai titik kuasa maksimum akan bertukar. Sistem fotovolta
disukarkan lagi dengan kelemahan ketaklelurusan antara arus dan voltan di bawah
keadaan separa teduhan. Di bawah keadaan separa teduhan, terdapat pelbagai kuasa
puncak. Hanya satu daripada kuasa puncak ini mengandungi kuasa tertinggi, yang
dipanggil titik kuasa maksimum global, dan kuasa puncak yang lain adalah titik kuasa
maksimum tempatan.
Algoritma titik penjejakan titik kuasa maksimum di bawah keadaan separa teduhan
boleh dikategorikan umumnya dalam dua kumpulan. Dalam kumpulan pertama, teknik
konvensional akan digabungkan dengan teknik lain dan kumpulan kedua berdasarkan
kepada kaedah pengoptimuman. Salah satu cabaran bagi teknik titik penjejakan kuasa
maksimum di bawah keadaan separa teduhan adalah kebolehan algoritma berkenaan
untuk mencari titik kuasa maksimum global lebih pantas dengan ayunan minima dalam
kuasa. Tambahan lagi, adalah sangat penting bagi algoritma berkenaan bersifat umum
dan tidak terlalu rumit yang boleh digunakan pada semua sistem.
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Oleh itu, penyelidikan ini membentangkan reka bentuk dan pembangunan satu kaedah
novel, yang dipanggil algoritma carian dual titik kuasa maksimum, untuk menjejak
titik kuasa maksimum global di bawah keadaan separa teduhan. Kaedah yang
dicadangkan adalah berdasarkan analisis matematik yang mengurangkan zon pencarian
dan sekaligus mengenal pasti titik kuasa maksimum yang mungkin dalam zon
ditetapkan yang membawa kepada penemuan titik kuasa maksimum global dalam masa
yang minima. Dalam kerja ini, kaedah usik dan cerap berdasarkan pelarasan kitaran
tugas diperkenalkan, yang diubah suai untuk meningkatkan kelajuan carian dan juga
mengurangkan ayunan.
Kerja simulasi dan eksperimen telah dilaksanakan untuk menilai kelakuan dan prestasi
algoritma yang dicadangkan. Jajaran fotovolta dalam susunan sesiri-selari ditetapkan
sebagai masukan kepada sistem berdiri sendiri dan model matematik jajaran fotovolta
ini di bawah keadaan separa teduhan telah dibangunkan. Tambahan lagi, kaedah
pensaizan beban bagi keadaan separa teduhan turut dibentangkan untuk mengelak
kegagalan pengawal apabila mengesan titik kuasa maksimum global. Dalam bahagian
penilaian, algoritma carian dual titik kuasa maksimum telah dibandingkan dengan dua
kaedah lain.
Berdasarkan kedua-dua keputusan simulasi dan eksperimen, dengan melaksanakan
teknik dual carian titik kuasa maksimum, titik kuasa maksimum global boleh dicapai
dengan lebih pantas. Tambahan lagi, ayunan dalam kuasa berkurang dengan ketara.
Menariknya, keputusan eksperimen di bawah sinaran berlainan juga menunjukkan
algoritma yang dicadangkan boleh mengesan titik kuasa maksimum global dengan
lebih pantas jika dibandingkan dengan kaedah lain. Pengurangan ketara pada ayunan
dalam kuasa dapat dilihat oleh sebab perlaksanaan usik dan cerap yang diubah suai.
Kesimpulannya, algoritma dual carian titik kuasa maksium telah berjaya beroperasi
untuk mengesan titik kuasa maksimum global di bawah keadaan separa teduhan dalam
masa yang minima, dengan ayunan rendah dalam kuasa, dan ketepatan tinggi dalam
mengesan titik kuasa maksimum global bagi senario teduhan yang berlainan.
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ACKNOWLEDGEMENTS
First and foremost, praises and thanks to the God, for his showers of blessings
throughout my research work to complete the research successfully.
I would like to sincerely thank my supervisor, Assoc. Prof. Dr. Mohd Amran Mohd
Radzi, for his guidance and support throughout this study, and especially for his
confidence in me. I have been extremely lucky to have a supervisor who cared so much
about my work, and who responded to my questions and queries so promptly. Without
his inspirational guidance, his enthusiasm, his encouragements, his unselfish help, I
could never finish my doctoral work. For me, he is not only a teacher, but also a
lifetime friend and advisor.
My special thanks go also to the members of my advisory committee, Prof. Mohd
Zainal Abidin Ab.Kadir and Assoc. Prof. Dr. Suhaidi Shafie for their guidance and
helpful discussions.
I would like to thank all lecturers at the Department of Electrical and Electronic
Engineering, Universiti Putra Malaysia (UPM) who supported and helped me during
my work. I greatly appreciate the Centre for Advanced Power and Energy Research
(CAPER) and Department of Electrical and Electronic Engineering, Faculty of
Engineering Universiti Putra Malaysia, for their contribution in facilitating smoothly
successful completion of the research work alongside with other co-researchers in the
Centre.
This thesis is only a beginning of my journey.
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This thesis was submitted to the Senate of Universiti Putra Malaysia and has been
accepted as fulfillment of the requirement for the Doctor of Philosophy. The members
of the Supervisory Committee were as follows:
Mohd Amran Mohd Radzi, PhD
Associate Professor
Faculty of Engineering
Universiti Putra Malaysia
(Chairman)
Mohd Zainal Abidin Ab Kadir, PhD
Professor
Faculty of Engineering
Universiti Putra Malaysia
(Member)
Suhaidi Shafie, PhD
Associate Professor
Faculty of Engineering
Universiti Putra Malaysia
(Member)
BUJANG BIN KIM HUAT, PhD
Professor and Dean
School of Graduate Studies
Universiti Putra Malaysia
Date:
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Declaration by graduate student
I hereby confirm that:
This thesis is my original work;
Quotations, illustrations and citations have been duly referenced;
This thesis has not been submitted previously or concurrently for any other degree
at any other institutions;
Intellectual properties from the thesis and copyright of the thesis are fully – owned
by Universiti Putra Malaysia, as according to the University Putra Malaysia
(Research) Rules 2012;
Written permission must be obtained from supervisor and the office of Deputy
Vice-Chancellor (Research and Innovation) before thesis is published ( in form of
written, printed or in electronic form) including books, journals, modules,
proceedings, popular writings, seminar papers, manuscripts, posters, reports,
lecture notes, learning modules or any other materials as stated in Universiti Putra
Malaysia (Research) Rules 2012;
There is no plagiarism or data falsification in the thesis, and scholarly integrity is
upheld as according to the University Putra Malaysia (Graduate Studies) Rules
2003 (Revision 2012-2013) and the University Putra Malaysia (Research) Rules
2012. The thesis has undergone plagiarism detection software.
Signature:_____________________ Date______________________
Name and Matric No.: Shahrooz Hajighorbani, GS36148
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Declaration by member of Supervisory Committee
This is to confirm that:
The research conducted and the writing of the thesis was under our supervision;
Supervision responsibilities as stated in the Universiti Putra Malaysia (Graduate
Studies) Rules 2003 (Revision 2012 – 2013) are adhered to.
Signature:
Name of
Chairman of
Supervisory
Committee: Associate Professor Dr. Mohd Amran Mohd Radzi
Signature:
Name of
Member of
Supervisory
Committee: Professor Dr. Mohd Zainal Abidin Ab Kadir
Signature:
Name of
Member of
Supervisory
Committee: Associate Professor Dr. Suhaidi Shafie
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TABLE OF CONTENTS
Page
ABSTRACT i
ABSTRAK iii
ACKNOWLEDGEMENTS v
APPROVAL vi
DECLARATION viii
LIST OF TABLES xii
LIST OF FIGURES xiii
LIST OF APPENDICES xviii
LIST OF ABBREVIATIONS xix
CHAPTER
1 INTRODUCTION 1
1.1 Research Background 1
1.2 Problem Statement 4
1.3 Aim and Objectives 5
1.4 Scope and Limitations 5
1.5 Thesis Organization 6
2 LITERATURE REVIEW 7
2.1 Introduction 7
2.2 Photovoltaic (PV) Technology 7
2.2.1 Solar Cell 8
2.2.2 Types of PV Cells 9
2.2.3 Equivalent Circuit of Solar Cell 10
2.2.4 PV Module Model 12
2.2.5 PV Array Model Under Uniform Condition 13
2.2.6 PV Array Model Under Partially shaded Condition 18
2.3 DC-DC Converter 19
2.3.1 Types of DC-DC converters 19
2.3.2 DC-DC Boost Converter 22
2.4 Maximum Power Point Tracking (MPPT) 26
2.4.1 Concept of MPPT 26
2.4.2 Types of MPPT Algorithms 30
2.4.2.1 Perturb and Observe (P&O) 31
2.4.2.1.1 Principle of Operation 31
2.4.2.1.2 Previous Important Works on P&O 32
2.4.2.2 Incremental Conductance (IC) 36
2.4.2.2.1 Principle of Operation 36
2.4.2.2.2 Previous Important Works on IC 37
2.4.2.3 Fuzzy Logic (FL) 40
2.4.2.3.1 Principle of Operation 40
2.4.2.3.2 Previous Important Works on FL 41
2.4.2.4 Artificial Neural Network (ANN) 42
2.4.2.4.1 Principle of Operation 42
2.4.2.4.2 Previous Important Works on ANN 43
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2.4.2.5 Particle Swarm Optimization (PSO) 44
2.4.2.5.1 Principle of Operation 44
2.4.2.5.2 Previous Important Works on PSO 45
2.4.2.6 Ant Colony Optimization (ACO) 46
2.4.2.6.1 Principle of Operation 46
2.4.2.6.2 Previous Important Works on ACO 47
2.4.2.7 Fibonacci Search (FS) 47
2.4.2.7.1 Principle of Operation 47
2.4.2.7.2 Previous Important Works on FS 49
2.4.2.8 Differential Evaluation (DE) 50
2.4.2.8.1 Principle of Operation 50
2.4.2.8.2 Previous Important Works on DE 51
2.4.2.9 Flashing Fireflies (FA) and Chaos Algorithm 51
2.4.2.9.1 Principle of Operation 51
2.4.2.9.2 Previous Important Works on FA 52
2.5 Summary 55
3 METHODOLOGY 56
3.1 Introduction 56
3.2 Simulation Work 58
3.2.1 Modeling of PV Module and Array 58
3.2.2 Boost DC-DC Converter 61
3.2.2.1 Design of DC-DC Converter 61
3.2.2.2 Simulation of DC-DC Converter Circuit 65
3.2.3 Development of MPPT Algorithm 66
3.3 Hardware Implementation 74
3.3.1 PV Simulator 76
3.3.2 Driver Circuit 78
3.3.3 Voltage and Current Sensors 79
3.3.4 DC-DC Boost Converter 81
3.3.5 Digital Signal Processor (DSP) 82
3.4 Summary 82
4 RESULTS AND DISCUSSION 83
4.1 Introduction 83
4.2 Simulation Results 83
4.3 Experimental Results 94
4.4 Summary 126
5 CONCLUSION AND FUTURE WORK 127
5.1 Conclusion 127
5.2 Research Contributions 128
5.3 Future Works 129
REFERENCES 130
APPENDICES 142
BIODATA OF STUDENT 160
LIST OF PUBLICATIONS 161
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LIST OF TABLES
Table Page
2.1 Summary of MPPT algorithm under PS condition as discussed
throughout this thesis
53
3.1 Specifications of Solar KC40T at 1000 W/m2 and 25 ºC 58
3.2 Components of dc-dc boost converter 65
3.3 Mathematical analysis from the results based on the linear function 70
3.4 Components of the boost converter prototype 82
4.1 The simulation results for S1, S2 and S3 94
4.2 The experimental results for S1, S2 and S3 106
4.3 The experimental results for S1 under different irradiances 125
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LIST OF FIGURES
Figure Page
1.1 The general schematic of considered standalone system 2
1.2 I-V curve of PV system for different load lines 3
1.3 P-V curve of PV array under shaded condition 4
2.1 PV cell, module, and array 7
2.2 Creation of electron-hole in a PV cell 8
2.3 PV cell as an electrical energy source 9
2.4 (a) Monocrystalline and (b) polycrystalline solar panels 10
2.5 Equivalent circuit of a PV cell 11
2.6 Schematic diagrams of PV array configurations: (a) series, (b) SP,
(c) parallel, (d) TCT, (e) BL, and (f) HC
15
2.7 Series-parallel (SP) configuration of PV array 17
2.8 SP configuration of PV array under PSC 18
2.9 General schematic of power switching block 19
2.10 Controller for switching converter 20
2.11 (a) Boost dc-dc converter, (b) buck dc-dc converter, and (c) buck-
boost dc-dc converter
21
2.12 Boost converter (a) with ideal switch, and (b) practical
comprehension using MOSFET and diode
22
2.13 Boost converter circuit with (a) the switch is in position 1, and (b)
the switch is in position 2
23
2.14 Boost converter (a) voltage and (b) current waveforms 24
2.15 DC conversion ratio of the boost converter 25
2.16 The biggest rectangular belongs to the MPP 27
2.17 I-V curve with different resistive load values 28
2.18 Operating points and MPPs under different irradiances 29
2.19 Operating points for different irradiances under PSCs 30
2.20 Flowchart of P&O algorithm 31
2.21 Failure of the MPPT algorithm to find the GMPP 32
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2.22 Flowchart of (a) the POC method and (b) checking algorithm 33
2.23 P-V curve for the IC method 37
2.24 Tracking of the GMPP based on the linear function method for the
first case of the complicated scenario: (a) I-V curve and (b) P-V
curve
38
2.25 Tracking of the GMPP based on the linear function method for the
second case of the complicated scenario: (a) I-V curve and (b) P-V
curve
39
2.26 Fuzzy logic diagram 40
2.27 Structure of typical artificial neural network 42
2.28 General structure of typical MPPT-based ANN 43
2.29 General structure of PSO 44
2.30 Fibonacci search on the P-V curve: (a) first iteration and (b)
second iteration
48
2.31 P-V curve under PSC 50
3.1 Flowchart of the work 57
3.2 (a) I-V and (b) P-V curves of the PV module under different
irradiances
59
3.3 (a) I-V and (b) P-V curves of the PV array under different
irradiances
60
3.4 Variation of MPP by changing the duty cycle in the I-V curve 62
3.5 Operating points for different irradiances under uniform
conditions
63
3.6 Operating points for different irradiances under PSCs 64
3.7 Simulation circuit of dc-dc boost converter 65
3.8 MPPT algorithm block with (a) PWM block and (b) PWM
subsystem in details
66
3.9 Zones for the possible MPPs 68
3.10 The possible location of new reference voltage 71
3.11 Flowchart of the proposed algorithm 73
3.12 Change of dp/dv at both sides of MPP 74
3.13 Schematic of experiment prototype 75
3.14 Experimental setup for proposed PV system 75
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3.15 (a) Solar array simulator power supply 62100H-600S and (b)
connected computer
77
3.16 IGBT driver circuit in Proteus software 78
3.17 Driver circuit 79
3.18 Current sensor: (a) schematic and (b) hardware 80
3.19 Voltage sensor: (a) schematic and (b) hardware 81
3.20 eZdsp TMS320F28335 board 82
4.1 Configuration of system 84
4.2 (a) I-V and (b) P-V curves for the first scenario of shadowing 85
4.3 (a) I-V and (b) P-V curves for the second scenario of shadowing 86
4.4 (a) I-V and (b) P-V curves for the third scenario of shadowing 87
4.5 (a) I-V and (b) P-V curves for the fourth scenario of shadowing 88
4.6 (a) I-V and (b) P-V curves for the fifth scenario of shadowing 89
4.7 PV output powers for the scenario of Figure 4.2 91
4.8 PV output powers for the scenario of Figure 4.3 91
4.9 PV output powers for the scenario of Figure 4.4 92
4.10 PV output powers for the scenario of Figure 4.5 93
4.11 PV output powers for the scenario of Figure 4.6 93
4.12 P-V and I-V curves under PSC with (a) the detected GMPP by S1
and S3, and (b) the failed detected GMPP by S2
95
4.13 PV output powers for the scenario of Figure 4.12 96
4.14 Performance of voltage and current for the scenario of Figure 4.12
by implementing the DSMPP method
96
4.15 P-V and I-V curves under PSC with (a) the detected GMPP by S1
and S3, and (b) the failed detected GMPP by S2
97
4.16 PV output powers for the scenario of Figure 4.15 98
4.17 Performance of voltage and current for the scenario of Figure 4.15
by implementing the DSMPP method
98
4.18 P-V and I-V curves under PSC with detected GMPP by S1, S2 and
S3
99
4.19 PV output powers for the scenario of Figure 4.18 100
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4.20 Performance of voltage and current for the scenario of Figure 4.18
by implementing the DSMPP method
100
4.21 P-V and I-V curves under PSC with detected GMPP by S1, S2 and
S3
101
4.22 PV output powers for the scenario of Figure 4.21 101
4.23 Performance of voltage and current for the scenario of Figure 4.21
by implementing the DSMPP method
102
4.24 P-V and I-V curves under PSC with detected GMPP by S1, S2 and
S3
103
4.25 PV output powers for the scenario of Figure 4.24 103
4.26 Performance of voltage and current for the scenario of Figure 4.24
by implementing the DSMPP method
104
4.27 P-V and I-V curves under PSC with detected GMPP by S1, S2 and
S3
104
4.28 PV output powers for the scenario of Figure 4.27 105
4.29 Performance of voltage and current for the scenario of Figure 4.27
by implementing the DSMPP method
105
4.30 P-V and I-V curves under PSC for irradiances of (a) 1000 W/m2,
(b) 800 W/m2 and (c) 600 W/m
2
108
4.31 PV output powers for the scenario in Figure 4.30, for irradiances
of (a) 1000 W/m2, (b) 800 W/m
2 and (c) 600 W/m
2
108
4.32 Performance of voltage and current for the scenarios of Figures
(a) 4.30(a), (b) 4.30(b), and (c) 4.30(c), by implementing the
DSMPP method
109
4.33 P-V and I-V curves under PSC for irradiances of (a) 1000 W/m2,
(b) 800 W/m2 and (c) 600 W/m
2
111
4.34 PV output powers for the scenario in Figure 4.33, for irradiances
of (a) 1000 W/m2, (b) 800 W/m
2 and (c) 600 W/m
2
112
4.35 Performance of voltage and current for the scenarios of Figures
(a) 4.33(a), (b) 4.33(b), and (c) 4.33(c), by implementing the
DSMPP method
113
4.36 P-V and I-V curves under PSC for irradiances of (a) 1000 W/m2,
(b) 800 W/m2 and (c) 600 W/m
2
115
4.37 PV output powers for the scenario in Figure 4.36, for irradiances
of (a) 1000 W/m2, (b) 800 W/m
2 and (c) 600 W/m
2116
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4.38 Performance of voltage and current for the scenarios of Figures
(a) 4.36(a), (b) 4.36(b), and (c) 4.36(c), by implementing the
DSMPP method
117
4.39 P-V and I-V curves under PSC for irradiances of (a) 1000 W/m2,
(b) 800 W/m2 and (c) 600 W/m
2
119
4.40 PV output powers for the scenario in Figure 4.39, for irradiances
of (a) 1000 W/m2, (b) 800 W/m
2 and (c) 600 W/m
2
120
4.41 Performance of voltage and current for the scenarios of Figures
(a) 4.39(a), (b) 4.39(b), and (c) 4.39(c), by implementing the
DSMPP method
121
4.42 P-V and I-V curves under PSC for irradiances of (a) 1000 W/m2
and (b) 800 W/m2
123
4.43 PV output power for the scenario in Figure 4.42 for irradiances of
(a) 1000 W/m2 and (b) 800 W/m
2
124
4.44 Performance of voltage and current for the scenarios of Figures
(a) 4.32(a) and (b) 4.32(b), by implementing the DSMPP method
125
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LIST OF APPENDICES
Appendix Page
A Data sheet of the KC40T PV module 142
B Data sheet of PV Simulator 62100H-600S 144
C Data sheet of current sensor LEM-LA25NP 150
D Data sheet of voltage sensor LEM-LV25P 152
E Digital signal processor (DSP) 155
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LIST OF ABBREVIATIONS
ANN Artificial neural network
ACO Ant colony optimization
ADC Analog-to-Digital converter
BL Bridge-link
CV Constant voltage
CCM continuous conduction mode
CE Change of error
CCS Code Composer Studio
DSP Digital signal processor
DSMPP Dual search maximum power point
DC Direct current
DCM discontinuous conduction mode
DE Differential evaluation
FL Fuzzy logic
FLC Fuzzy logic controller
FS Fibonacci search
FA Flashing fireflies
GA Genetic algorithm
GMPP Global maximum power point
GTO gate-turn off thyristor
HC Honey-comb
IC Incremental conductance
IGBT insulated-gate bipolar transistor
LMPP Local maximum power point
MPP Maximum power point
MPPT Maximum power point tracking
MOSFET metal–oxide–semiconductor field-effect transistor
NB Negative big
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NM Negative medium
NS Negative Small
OC Open-circuit
PV Photovoltaic
P&O Perturb and observation
PSO Particle swarm optimization
PSCs Partially shaded conditions
PI proportional-integral
PID proportional-integral-derivative
POC Perturb, observe, and check
PB Positive big
PM Positive medium
PS Positive small
PCB Printed circuit board
PWM Pulse width modulation
SP Series-parallel
STC Standard test condition
SC Short-circuit
SRC Standard reporting condition
SOP Status of operation
TCT Total-cross-tied
ZE Zero
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CHAPTER 1
INTRODUCTION
1.1 Research Background
Fossil fuels are sources of non-renewable energy that are finite; as a result, the sources
of fossil fuels will eventually become depleted, resulting in a high cost of fuel while
also affecting the environment, in particularly global warming [1]. In contrast, there are
certain types of renewable energy resources, such as solar and wind energy, that are
continually resupplied and are virtually inexhaustible [2, 3]. Among renewable energy
resources, energy from the sun is commercially viable because of its potential for high
productivity and low emissions [4]. A photovoltaic (PV) system generates electricity by
the direct conversion of the sun’s energy into electricity [5]. This simple principle
involves advanced technology used to build efficient devices, namely solar cells, which
are the key components of a PV system and require semiconductor processing
techniques in order to be manufactured at low cost and high efficiency. In PV systems,
there are certain factors that can create power losses, such as current and voltage
mismatch [6, 7], the accumulation of dust on a PV module’s surface [8], the angle of
prevalence of such radiation, and the maximum power point (MPP) of a PV system.
So, by considering all the advantages and disadvantages of this source of energy, it is
necessary to increase the efficiency to become more commercial [9, 10].
The PV system can be categorized in three general types: standalone, grid connected,
and hybrid systems [11-13]. The standalone PV system includes dc-dc converter and
specific load such as water pump and lighting [14]. The grid connected PV system can
include dc-dc and dc-ac converters, in which the output current and voltage of the
system are connected directly to grid. Hybrid PV systems most commonly take the
form of PV systems combined with wind turbines or diesel generators. They would
most likely be found on island, yet they could also be built in other areas.
In this work, the standalone system is considered which includes the dc-dc boost
converter to increase the output voltage to supply the load. The PV system contains a
controller which performs maximum power point tracking (MPPT) algorithm. The
general schematic of system is shown Figure 1.1.
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Photovoltaic
Array
Power DC/DC
ConverterLoad
Voltage and Current
SensingPWM Generator
MPPT Algorithm
Figure 1.1: The general schematic of considered standalone system
PV systems are distinguished by their I-V and P-V characteristics, where I, V, and P are
the current, voltage, and power of the PV system, respectively. Each type of load
connected to a PV system has a load line characteristic. As shown in Figure 1.2, the
intersection point between the load line and I-V characteristic of a PV system defines
the operating point, which can be varied by changing the load value [15]. Thus, the
output power of a PV system, which is defined by multiplying the current by the
voltage, ranges from nearly zero to the maximum value of the PV system. To solve this
problem of variable power output and to simultaneously avoid further power losses, a
MPPT algorithm is used to determine the maximum available power of a PV system
which is as interface between the PV system and load [16, 17]. According to previous
studies, the PV system with MPP tracker is able to save 30%-40% more energy in
comparison with the system without tracker [18-20].
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Figure 1.2: I-V curve of PV system for different load lines
In recent years, many different MPPT algorithms [21] have been presented and can be
classified into two general groups. The first group is conventional methods, such as
perturb and observation (P&O) [22-25], incremental conductance (IC) [26, 27], sliding
mode [28, 29], and constant voltage (CV) [30, 31], and the second group is artificial
intelligence methods, such as fuzzy logic (FL) [32-36], artificial neural network (ANN)
[37, 38] , ant colony optimization (ACO) [39], genetic algorithm (GA) [40, 41], and
particle swarm optimization (PSO) [42, 43]. Among the conventional methods, P&O is
the most frequently used because it is easy to be implemented in PV system
controllers.
Under uniform conditions, in which there is only a single peak power point, generally,
all of the above-mentioned methods are successful in finding the MPP, and some of
them have their own particular advantages, such as a short time required to obtain the
MPP and acceptable with oscillations [44-46]. However, in some cases, especially
under partially shaded conditions (PSCs), there are multiple power peaks; one of these
peaks is the global maximum power point (GMPP), which has the highest power, and
the other peaks are local maximum power points (LMPPs). According to some studies
[47-49], the power loss can vary from 10 to 70% due to PSC. To determine the GMPP,
smart techniques should be combined with the above-mentioned methods. In Figure
1.3, the P-V curve with multiple peaks of power which includes the LMPPs and GMPP
is shown.
0 5 10 15 20 250
0.5
1
1.5
2
2.5
3
3.5
PV Voltage (V)
PV
Cu
rren
t (
A)
1/R
1/Ropt
Voc
IscNM
A
P
S
Vmpp
Impp
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Figure 1.3: P-V curve of PV array under shaded condition
1.2 Problem Statement
As mentioned earlier, the PV system suffers from nonlinearity between current and
voltage under PSC. In recent years, many researchers have presented different
strategies for finding the GMPP under shaded conditions. Generally, the presented
methods can be categorized in two general groups. The first group is hybrid methods
like two stage methods which are based on combination of classical methods with
other techniques, and the second group is the methods based on artificial intelligent
methods. In the first group, those methods usually look for all possible MPPs by
scanning the whole P-V curve, which increases the searching time [50, 51], especially
in the PV systems with large number of the modules in strings, and subsequently
increases the power loss as well [52].
The second group is based on artificial intelligent methods such as ANN, FL, PSO, and
ant colony optimization (ACO). These methods are quite efficient, but each has its own
drawbacks. For example, ANN must provide enough experimental data to be trained.
In the FL method, there are certain primary components, such as fuzzification and
defuzzification that require large computational memory; in addition, the specific range
of membership functions and rules should be varied according to the specific
application. The PSO method is more useful in large PV systems with a large number
of strings, but this method requires experience for setting the parameters. In some
works, specific conditions are assumed for designing a new MPP algorithm and only
specific P-V and I-V curves are considered. In MPPT methods based on PSO, by
increasing number of the particles [53], the accuracy can be increased, but it leads to
increasing of the calculation burden. The complexity of the PSO method is another
disadvantage of MPPT; in reality, the practical controllers such as microcontroller and
0 20 40 60 80 100 1200
100
200
300
400
500
600
700
800
900
PV Array Voltage (V)
PV
Arra
y P
ow
er (
W)
Under uniform condition
Under partially shaded condition
LMPP
LMPP
LMPP
MPP
GMPP
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digital signal processor (DSP) need to have bigger memory if the algorithm is
complicated. Another artificial intelligent method used for MPPT is the ACO method,
also has its own disadvantage. In this method [39], if the generated ants are distant
from the GMPP, the likelihood of failing in detecting the GMPP is very high.
Therefore, by considering all advantages and drawbacks of the above mentioned
existing methods, finding a new method which can reduce searching zone and
consequently identifying the GMPP in the minimum amount of time is essential.
1.3 Aim and Objectives
The main aim of this work is to design a novel hybrid method which is called dual
search maximum power point (DSMPP) algorithm for a standalone PV system to
detect the GMPP under PSCs. The detailed objectives in order to achieve the aim are
listed as follows:
1. To model PV array in series-parallel (SP) configuration and to design dc-dc
boost converter for the considered PV array.
2. To design, develop, and integrate a novel MPPT algorithm which can detect
the GMPP under PSCs.
3. To simulate and evaluate performance of the MPPT algorithm with the PV
array under various PSCs in terms of to reach the GMPP, oscillation in power
and accuracy.
4. To experimentally validate the MPPT controller in terms of time to reach the
GMPP, oscillation in power and accuracy.
The proposed MPPT algorithm is implemented in the control unit of the PV system and
its performance is evaluated by simulation in MATLAB/Simulink and then tested and
verified in the laboratory by developing the experiment prototype.
1.4 Scope and Limitations
This work aims to simulate and implement a novel hybrid MPPT algorithm for PV
system operating under PSCs. The considered PV module in this work is based on
KC40T PV modules connected in the SP configuration. In actual PV power plants, the
SP configuration is the most common connection since there are advantages to both
series and parallel connections. In recent years, different topologies have been
presented but most of them rely on SP and total-cross-tied (TCT) configurations. The
main important note for dealing with the re-configurable topologies of the PV array is
the number of switches and sensors used in the selected configuration. In SP
configuration, the number of switches is much lower than TCT configuration. In the
considered PV array, one diode is connected in parallel with each PV module to avoid
the hotspot phenomenon and also to reduce the effect of mismatch which leads to
increase output power of the system.
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For practical validation, the programmable solar array simulator power supply
62100H-600S series is used to generate I-V and P-V curves under PSCs. This solar
array simulator provides simulation of open-circuit voltage up to 1000 V and short-
circuit current up to 25 A. The dc-dc boost converter is used as interface between PV
array and load and then, the whole system is simulated, tested and verified under PSCs.
The temperature effect is neglected since change of temperature is very slow in
comparison with change of irradiance.
1.5 Thesis Organization
The remainder of this thesis is organized as follows:
Chapter 2 presents an overview on PV system which is describing the PV cell,
equivalent circuit of PV cell, and mathematical model of PV array under uniform and
PS conditions. After that, a comprehensive study of boost, buck, and buck-boost
converters in order to select the proper topology for this work has been done. Finally,
the different MPPT algorithms and further analyses under PSC are explained.
Chapter 3 describes the methodology of the work which includes the mathematical
model of the PV module and array under uniform and PSCs, development of the dc-dc
boost converter for the considered system, design of the proposed method by
describing the mathematical analysis, explanation on the PV simulator, and description
on implementing experiment setup and operation of DSP via Simulink/MATLAB for
the proposed method.
Chapter 4 presents the simulation results for the completed PV system by
implementing the proposed method which has been done via Simulink/MATLAB.
Then, the experimental setup with details of experiment design and implementation are
presented. Finally, the experimental results for the proposed method by comparing
with other methods are presented.
Chapter 5 summarizes the findings obtained from implementation of the proposed
method, and also recommends the potential future works.
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