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Top Tips to Make Your CIP and
COP Systems Work For YouBy Richard F. Stier and Mike Cramer
Food processing equipment is either cleaned-in-place (CIP) and cleaned-
out-of-place (COP). These cleaning methods offer processors an
additional mechanism of process control in that each method CIP and
COP systems enhance the ability of the sanitation crew to better clean
and sanitize production equipment to a greater degree of food safety and
quality assurance. CIP systems are extremely beneficial for aseptic and
other processing operations in which interior surfaces of equipment such
as tanks and pipes cannot be easily reached for cleaning, and COP
methods are utilized for pieces of equipment and utensils that cannot be
cleaned where they are used and must be disassembled, and for pieces of
equipment that are complex and hard to clean.
With a greater emphasis on sanitary design in food plants, equipment
manufacturers and industry have worked together to make many
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improvements to equipment and parts that make cleaning and sanitizing
more effective. Even so, plant sanitation crews and quality
assurance/quality control (QA/QC) managers cannot rely solely on the
fact that equipment is more cleanable today than in the past. Introducing
or improving CIP and COP procedures, processes and systems in the
food plant takes advantage of sanitary equipment design benefits, raising
the level of assurance that when the production line starts up for a new
run the process is in control from the get-go.
With this in mind, here are a few tips to best-practice approaches inusing CIP and COP systems to their fullest potential as process control
measures.
Inside Cleaning
CIP cleaning is utilized to clean the interior surfaces of pipelines and
tanks of liquid and semi-liquid food and beverage processing equipment.This type of cleaning is generally done with large tanks, kettles or piping
systems where there are smooth surfaces. CIP involves circulation of
detergent through equipment by use of a spray ball or spray to create
turbulence and thus remove soil. Chemical cleaning and sanitizing
solution is circulated through a circuit of tanks and or lines to eliminate
bacteria or chemical residues, which then flow back to a central reservoir
so that the chemical solution can be reused. The system is run by
computer, in a prescribed manner, to control the flow, mixing and
diversion, temperature and time of the chemicals for cleaning and
sanitizing. As with all cleaning methods, CIP systems utilize time,
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temperature and mechanical force to achieve maximum cleaning.
Automated CIP systems are most commonly used in processes in which
liquid or flow-type material is being manufactured. This includes fluid
products such as dairy, juice and beverages, as well as in operations
using aseptic processing and packaging for low-acid or semi-fluid
products such as liquid eggs, sauces, puddings, meal-replacement drinks,
aseptic dairy and fruit, jam and marmalade, soups, ketchups and
tomato-based products and salad dressings. Processors also are
increasingly finding application for CIP systems in the manufacture ofsemi-solid foods, such as stews and spreadable cheese.
A majority of food manufacturing operations producing these types of
products today have installed CIP systems throughout the plant because
they are efficient, cost effective and provide effective cleaning of cracks
and crevices to reduce the formation of biofilms and growth nicheswhere pathogens and other bacteria can survive. A major advantage of
CIP is that it requires less labor since dissassembly, manual brushing or
scrubbing, rinsing, reassembly and final sanitizing steps are not
required. CIP systems also pose little risk to workers, if the system is
properly maintained and operated. Due to automation of the method,
CIP is very effective at containing chemical costs, lowering labor costs,
minimizing repair and maintenance to equipment, and allowing the
reuse of cleaning solutions.
In general, a CIP operation involves the following steps:
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Removal of any small equipment parts that must be manually cleaned,
making sure that CIP and processing components are clearly segregated.
Cool temperature water (
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installing, operating or improving upon existing CIP systems to assure
that they are effective and in control:
Tip 1. Use vessels that are right for the
process.The old adage, You cant sanitize a dirty surface, applies to CIP
processes and as such, vessels used should be of sanitary design. Tanksanitary design includes smooth and continuous welds, self-draining and
internal surfaces that are round or tubular, not flat, with no ledges or
recesses, to prevent accumulation of soil that cannot be removed. It is
important that tanks are properly vented, are self-draining and that the
floor of the vessel allows for fast flushing. Figure 1 aptly illustrates the
the contamination that can occur when equipment components such as
coupling is not of sanitary design.
If the only treatment materials that will be used in or flow through the
system during CIP are rinse water and cleaning solution, a two-tank
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system will likely be adequate. If your process requires an additional
function, such as an acid wash or retention of final rinse water, a three-
tank or return pump system is warranted. Since CIP systems vary in
application and sophistication, check with CIP equipment manufacturers
to ensure that a system is right for your operation.
Also make sure that there are a sufficient number of tanks for the
cleaning solutions used and that they can contain sufficient quantity,
about 50 percent more solution, than required to avoid running out of
solution. Similarly, check that the spray balls used to deliver the cleaningagents to the interior surfaces of the equipment are actually appropriate
for the tanks in which they are employed. Spray balls are designed to
work within specified conditions and parameters involving flow rate,
pressure and shape of the tank(s) in the circuit. If the spray balls are
tampered with, damaged or not maintained in good condition, the
distribution of the cleaning and sanitizing chemicals will be ineffective.
Tip 2. Identify and use the right cleaning chemicals and sanitizing
solutions.It is essential that the right cleaner be employed in CIP
systems. The chemical solution or treatment used in the CIP system
must be capable of reaching all surfaces, and the surfaces are ideally
made of stainless steel, not softer metals. It is recommended that
cleaning solution be changed approximately every 48 hours, where
applicable.
Some common types of cleaners and sanitizers used in CIP systems
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include:
Hypochlorites (potassium, sodium or calcium hypochlorite). These
sanitzing agents are proven sanitizers for clean stainless steel food
contact surfaces but the processor needs to maintain strict control of pH
and concentration levels. Hypochlorites can be highly corrosive, and
when improperly used, produces corrosive gas above 115F.
Chlorine Gas.Like hypochlorites, chlorine gas is effective in CIP
applications when used as a sanitizer for clean stainless food contactsurfaces and requires tight pH and concentration control by the
processor. It can also be highly corrosive to stainless steel, and when
improperly used, produces corrosive gas above 115F.
Peracetic Acid.Peracetic acid is a combination of hydrogen peroxide,
acetic acid (vinegar) and a minute amount of stabilizer that form a strongoxidizing agent. These sanitizers are effective against all
microorganisms, including spoilage organisms, pathogens and bacterial
spores. Characterized by a strong odor such that you may want to use in
well-ventilated areas, peracetic acid solutions are effective over a wide
pH range and can be applied in cool or warm water in CIP systems or as
sprays/washes in COP processes to all food contact surfaces in the plant.
Chlorine Dioxide. If the production line is soiled with high organic
loads, such as those found in poultry or fruit processing, chlorine dioxide
is good to consider for use in the CIP system. This is because chlorine
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dioxide is effecive against all types of microorganisms even when organic
matter is present on interior surfaces. However, preparation of this
chemical should be automated because of its corrosiveness in acid
solution.
Acid Anionic(organic acids and anionic surfactant). The combination of
an acid with surface-active agents produce a cleaning, rinsing and
sanitizing solution that is ideal in CIP systems in which the removal or
control of water hardness films or milkstone (such as in dairy processes)
is critical. Acid-anionic surfactants are effective against most bacteria,
and are odorless, relatively nontoxic and noncorrosive to stainless steel.
Ozone.Approved by FDA for use on food contact surfaces, ozone-
enriched water systems recirculate treated water through piping and
equipment as a sanitizing treatment in CIP systems and processes.
Ozone is also used in COP operations, applied as a direct ozonated water
spray on food-contact and nonfood-contact surfaces, includingequipment, walls, floors, drains, conveyors, tanks and other containers.
Ozone-enriched water kills microbes as effectively as chlorine, and since
it is generated on-site, its use eliminates the need for personnel to
handle, mix and dispose of harsh chemicals for sanitation. Ozone readily
reverts to oxygen, an end-product that leaves no residue on contact
surfaces.
Tip 3. Use the correct flow rate.For any CIP system to be effective, flow
through the system must be at a high enough volume to assure that the
flow is turbulent, since the turbulence is the mechanical action by which
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the interior surfaces of the equipment and piping is essentially
scrubbed. This means the flow must be greater than 5 ft. per second. To
achieve this flow rate, operators need to understand their specific
processing system. To do this, make sure that pump sizes are sufficient
for the size of the tank or length of pipes to be cleaned. The rule of thumb
is that the pump can produce a flow rate four to five times the rate of the
product flow.
For example, turbulent flow may be achieved in a one-inch pipe at a flow
rate of 24 gallons per minute (gpm), whereas a four-inch pipe requires aflow rate of 180 gpm. The same holds true for tanks, ovens or other large
vessels. To calculate proper flow in a tank, take the circumference in feet
times two. This will give the user a minimum flow in gpm needed to
clean the tank and sufficient volumes of cleaner flowing down the sides
of the tank for turbulent flow.
Tip 4. Dontforget the connections.It is important that all connections in
and to CIP systems are properly cleaned. As recommended in the 3-A
Accepted Practices for Permanently Installed Sanitary Product Pipelines
and Cleaning Systems, all connections between a cleaning solution
circuit and product must have a complete physical separation or be
separated by at least two automatic valves with a drainable opening
(equal to the area of the largest pipeline opening) to atmosphere between
the valves. It is a good idea to loosen line connections during the CIP
process to allow for cleaning around the gasket.
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In addition, avoid creating dead-ends or
lively dead areas, which create difficult-to-clean sections of pipe
(Figure 2), and ensure that the CIP system does not operate with parallel
cleaning circuits or variable pipe diameters since both may reduce
solution flow rates below 5 ft. per second.
Tip 5. Monitor and verify.All too
frequently, sanitation crew, managers and even process engineers rely
too heavily on the fact that CIP systems or circuits are automated,
believing that this automation translates into automatic process
control. However, the only way to really know if the CIP system is
working effectively is to monitor and validate the systems components.
Figure 3 shows why this is critical. In other words, although the CIP unit
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typically features a computer-controlled monitoring system, it is
imperative that the mixing and metering of chemicals is monitored by
routinely checking chemical concentrations, pH levels and monitoring
pump and metering device performance. This can be accomplished by
using rapid screening microbiological, chemical and environmental
hygiene tests such as ATP bioluminescence swabs or devices near any
openings to interior surfaces throughout the CIP cleaning shift. ATP can
be used on exposed surfaces (fillers) or on rinse water to confirm the
presence of organic material. These verification tests can also be applied
to the CIP system connections such as gaskets, which should be checkedregularly to verify the effectiveness of the cleaning program.
The water used in CIP processes must be continously monitored and
verified. For example, monitoring and testing water chemistry is
imperative because CIP spray balls may be compromised due to water
hardness or turbidity. Hard water can precipitate on surfaces and clogholes, compromising flow and coverage. At the end of the day, if the
water used in the cleaning process is not clean, the system cannot
effectively clean (to a microbiological level) the equipment, pipes and
tanks. Processors can and should do chemical tests on rinse water to
ensure that residual cleaner and/or sanitizer is properly removed.
Similarly, water and cleaning solutions must be monitored for
temperature to achieve process control. In CIP operations, the
temperature of the solution is commonly measured, monitored and
recorded via in-system computer controls. To verify that temperatures
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recorded are accurate, line personnel can use integrated software-driven
data loggers and similar portable devices to randomly check solution
temperatures during the CIP process.
Out of Place But In Control
No matter how advanced and automated
the CIP system is, there is always a need to clean the parts of production
equipment not exposed to the cleaning process. There are pieces of
equipment that simply cannot be cleaned where they are used, including
piping, fittings, gaskets, valves or valve parts, filler parts and surfaces
such as guides or shields, tank vents, tray pack, grinders, pumps, and
product handling utensils such as knives. To properly clean and sanitize
these units or parts, COP is employed to clean tear-down parts of
processing and packaging equipment that require disassembly for proper
cleaning (Figure 4). Because COP is essentially the systematic manual
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cleaning and sanitizing of production equipment that must be
dissassembled in many cases, specific attention must be paid to cleaning
underneath and around gaskets, o-rings, samll pipes and other small
surface cavities, gaps or other niches and harborage points in which
potentially harmful residue and bacteria may accumulate.
Cleaning knives or spoons that are used in a
plants dishwasher would be considered a COP operation. In food plants,
a common use of the COP cleaning method involves pieces of equipment
that are small, complex and otherwise hard to clean. They are
dissembled, rinsed and then cleaned and sanitized. COP may occur in a
sink with a worker scrubbing to clean, or in tanks specially designed for
COP (Figure 5). In these tanks, detergent and agitation are used to clean
the equipment in question. Sanitizing may be done using hot water or
chemical sanitizers. Small items, such as valves, sanitary fittings and
such, can be placed in cages and cleaned with larger items. Options
include doing a rinse, hot water wash with detergent, rinse and soak in
sanitizer. Operators can also sanitize COP items by raising the second
rinse temperature and holding for 15 minutes at >180F.
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The basic steps in a COP operation include:
Dry cleaning to remove dust, soil and other debris from the equipment
to be cleaned and the area in which COP tasks will take place.
A pre-rinse of the equipment and area on racks or in COP tanks.
Soap and scrub the equipment and equipment components in COP
tanks or vessels.
Post-rinse parts to remove residual detergent or cleaning chemicals.
Conduct pre-operational procedures and sanitize any equipment
components that are not accessible once reassembled. Reassemble the
equipment. Sanitize the reassembled equipment with a sanitizing agent or heat
treatment.
Although the following tips for effective COP may seem obvious, they are
well worth review:
Tip 1. Conduct COP tasks in order.It is important to understand thatsanitation is a sequence of steps that build from the successful
completion of the previous steps. In particular, COP practices, which
involve multiple individuals working in the same area, multiple small
parts to be cleaned and multiple sanitation steps for each item to be
cleaned, are ineffective when steps are not taken in sequence. For
example, it is not difficult to understand that the level of cross-
contamination risk is raised if personnel are not all working at the same
step at the same time. If one individual in that area is doing a final rinse
while another person is doing a pre-rinse and the equipment is adjacent
to each other, there is a risk of overspray from the unsanitized surface to
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the sanitary one.
Tip 2. Consider using basket or tote washers.Another COP system that is
of great value is comprised of basket or totes washers. Companies, such
as those in the fresh-cut industry, who use a large number of small
containers in their process operations should look at these units. The
container is simply loaded onto the system and it passes through the unit
where it is rinsed, washed and rinsed. The cleaned containers should
then be stacked so that they will not become recontaminated. These
washers may also be used for steel trays, pots or totes used in meatoperations. A washer like this is usually much more effective than having
an employee individually clean each and every tote, basket or pot.
Tote washers, in particular, are usually desinged to filter debris and
reuse water, which can translate into reductions of water and chemical
usage.
Tip 3. Use a tank rather than a rack.Parts removed for cleaning are either
placed on a rack for cleaning or placed in a COP circulation tank and
cleaned using a heated chemical solution and agitation. There are
advantages to using a tank versus a rack, including:
Parts may be cleaned all at once rather than individually which can be a
time saver.
The ideal vat or tank is stainless steel and sufficient size to fully
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submerge all parts, and will have smooth welds and no dead spots so that
it will not be a source of contamination itself
After dry cleaning major soil off the parts, they are placed in the tank
and water is added to the tank that is either hot (125-130F) or will have
steam injected to achieve that temperature.
Once the cleaning chemical is added, turbulence will be created, either
from steam or mechanical means to aid in loosening soil.
When parts are clean, rinse thoroughly with clear potable water, inspectand sanitize. Parts may either be reassembled or stored on a rack until
ready for use. One caution: Many COP operations are carried out by staff
on production floors. They will literally work on the floor or on
temporary tables. While the equipment and componenets may get clean,
control is questionable.
Tip 4. Make sure the mechanical action tools used in COP tasks do not
contribute to potential contamination. Since COP requires manual
washing, or scrubbing, by staff for adequate soil removal and cleaning,
the tools used take on critical significance. Make sure that cleaning
brushes are rugged, made of non-absorbent material with bristles that
are resistant to retaining soils and that dry quickly. Hand brushes and
floor brushes should be color-coded to ensure that those designated for
use on food contact surfaces are not used on non-food contact surfaces.
The same goes for buckets, pails, utensils and other cleaning tools that
are portable. These tools should undergo specific cleaning and sanitizing,
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as well, either with chemicals in a dedicated wash-and-rinse sink unit or
via heat treatment.
Work with the Experts
In general, the key to success in any endeavor can be summed up as
follows: The easier it is to do something, the more likely it will be done
and done right. With regard to increasing the effectiveness of the food
plants CIP and COP systems, the processor that understands the
products being processed, the water chemistry involved, and the
operating parameters will enhance the plants ability to simplify thecleaning and sanitizing process. Communicating this knowledge to and
working with CIP and COP equipment suppliers and chemical solutions
and treatment suppliers to set up systems and procedures that mesh with
these considerations will help ensure that your regimen is easy to
perform, monitor and verify that this aspect of the process is in control.