NGAN HANG TMCP D~I CHUNG VII;:T NAMCONG TY CO PHAN QuAN LY QUY

NGANHANG TMCP D~I CHUNG ~T NAM

CONG HOA xA HOI cnuNGHiA VI~T NAMD(>c I~p - T\f do - H~nh phuc

St4jJ.lQLQ - TBHit N(Ji,ngay 23 thdng 12 nam 2020

THONG BAo GIAO DICH CO PHlEU/CHUNG CHi QuY CVA NGUm NOI BOCVA CONG TY D~I CHUNG, NGUm NOI BO CVA QuY D~I CHUNG vA NGUmco LIEN QUAN CVA NGUm NOI BONOTICE OF TRANSACTION IN SHARES/ FUND CERTIFICATES OF INTERNALPERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND

RELATED PERSONS OF INTERNAL PERSON.

Kinh giri: - Uy ban Chung khoan Nha mroc- Sa Giao dich chimg khoan- Cong ty dai chung/ Cong ty quan Iy quy

To: - The State Securities Commission- The Stock Exchange- The public company/ Thefund management company

1. Thong tin v~ ca nhanlt6 chirc thuc hien giao dich/ Information on individual/organization that conducts the transfer:

- HQ va ten ca nhan/Ten t6 chirc/ Name of individual/organization: Cong ty CP QuanIy Quy Ngan hang TMCP Dai chung Vi~t Nam

- Quoc tich/ Nationality: Vi~t Nam

- S6 CMND, H(>chieu, The din circe (d6i voi ca nhan) hoac S6 Gi~y clnrng nhan dangky doanh nghiep, Gi~y phep heat d(>ng hoac gi~y to' phap Iy nrong duong (d6i voi t6 chirc),ngay e<lp, noi c~p/ ID card/Passport No. (in case of individual) or Certificate of businessregistration No. (in case of organization), date of issue, place of issue: 23/UBCK-GP do Uyban Chirng khoan Nha mroc c~p ngay 14/12/2007

- Dia chi lien h~/f)ia chi tru sa chinh/ Address: T~ng 9 Toa nha HAPRO BUILDINGs6 lIB Cat Linh, Dong Da, Ha N(>i

Di~n thoai/ Telephone: 024.39747088 Fax: 024.39747014 Email:contact@pvcomcapital.com.vn Website: pvcomcapital.com. vn

- Chirc V\l hi~n nay t~i cong ty d~i chung, cong ty quan Iy quy (nSu co) ho~c m6i quanh~ vcri cong ty d~i chung, cong ty quan Iy quy ICurrent position in the public company, thefund management company (if any) or relationship with the public company, the fundmanagement company:

2. Thong tin v~ nguO'i n(>ib(>clla cong ty d~i chung/quy d~i chUng la nguO'i co lien quanclla ca nhanlt6 chuc th\fc hi~n giao dich (d6i vcri truang hQp nguO'i th\fc hi~n giao dich la nguO'ico lien quan clla nguo·i n(>ib(>clla cong ty d~i chUng/quy d~i chung)/ Information about internalperson of the public company/public fund is related person of trading individual/organization(in case trader is related person of internal person of the public company/public fund):

- HQ va ten nguO'i n(>ibQIName of internal person: Nguy~n Qu6c Huy

- Quoc tich/ Nationality: Vi~t Nam

- S6 CMND, HQ chieu, The can cucrclID card/Passport No.: 025079000132

- Dia chi thirong tni/ Permanent address: P612-CT3 Khu do thi D~ng Xa, Gia Lam, HaNQi

- Dien thoai lien h~1Address: 0936680033huynq@pvcombank.com.vn

- Chirc vu hien nay tai cong ty d~i chung, cong ty quan ly quy ICurrently posittion inthe public company, the fund management company: Thanh vien Ban ki~m soat

- M6i quan h~ gitra ca nMn/t6 chirc thirc hien giao dich voi nguoi nQi bQIRelationshipof individual/organization executing transaction with internal person: la cac t6 chirc/ca nhanchiu chung 5lJ kiem soat

- S6 IUQ'Ilg,tY l~ c6 phieu/chirng chi quy rna ngiroi nQi bQ dang n~m gitt (neu co)1Number, ownership proportion of shares held by the internal (if any): 0 c6 phieu

Fax: Email:

3. Ma chirng khoan giao dich/ Securities code: DCM

4. Cac tai khoan giao dich co c6 phieu/chung chi quy neu tai muc 31Trading accountnumber with sharesljund certificates mentioned above: BIDB500018 tai cong ty chirng khoan/In securities company: Cong ty c6 ph§.n chirng khoan D§.u khi

5. S6 hrong, ty l~ c6 phieu/chirng chi quy nam gift tnroc khi thirc hien giao dich/Number, ownership proportion of shares/fund certificates held before transaction: 45.1 03.690c6 phi€u (chi€m 8,52% v6n di~u l~)

6. S6 IUQ'Ilg c6 phi€u/chung chi quy dang ky mua/ban/cho/duqc cho/t~nglduqct~ng/thira k€/chuy~n nhuQ'Ilg/nh~n chuy€n nhuQ'Ilg/hoan d6il Number of sharesljundcertificates registered to purchase/ sale/ give! be given! donate/ be donated /inherit/ transfer/transferred/swap: 2.000.000 c6 phi€u 0 PHAN _

7. S6 IUQ'Ilg,ty l~ c6 phi€u/chtrng chi quy dl,fki€n n~m gift 5au khi thlJc hi~n giao dichl: ''?:.?Number, ownership proportion of sharesljund certificates expected to hold after the '\ '? "(-transaction: 43.103.690 c6 phi€u .

8. M\lc dich thlJc hi~n giao dichl Purposes of transaction: CO'cftu l~i danh m\lC

9. PhuO'ng thuc giao dichl Mode of transaction: Khap l~nh va th6a thu~n

10. Thai gian dlJ ki€n thlJChi~n giao dichl Transaction period: tu ngay/from 28/12/2020d€n ngayl to 3111212020

cA NHAN/TO CWC BAo cAolNGUffi DUQC iJY QUYEN CONG BO THONG TIN

NAME OF REPORTING ORGANIZATIONIINDIVIDUALIPERSONSA UTHORIZED TO DISCLOSE INFORMATION

c:GIAM DOc

~M'n. @Jan? 0J1,d