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DECEMBER 2016 THE VIBE 1
The Vibe Public Law and Government Committee Bulletin
DECEMBER EDITION
Editor
Angus Abadee
Contributors
Ammy Singh Patrick Shumack Aaron Moss
Isolde Daniell Martin Hill Sara Constance
All views expressed in this publication are the views of the author, and do not represent the views or opinions of NSW Young Lawyers or the author’s employer.
Contents
ON THE TIP OF MY TONGUE – TRIVIA 2
SIR ANTHONY MASON CONSTITUTIONAL LAW
ESSAY COMPETITION WINNER 3
ISSUES IN PUBLIC LAW 12
Terror Justice – Procedural Fairness and Counter-Terrorism
All Aboard! Why Public Lawyers Should Consider Admiralty
and Maritime Law
Legal professional privilege in the Senate: the Brandis-
Gleeson inquiry
CASE LAW UPDATES 21
TRIVIA – ANSWERS 23
Upcoming Events
8 December 2016 - Young Professionals
Christmas Event
DECEMBER 2016 THE VIBE 2
On the tip of my tongue - Trivia
1. What does the term “federalism”
mean?
a. A system of government
with only one House in the
Parliament
b. A system of government
with a national government
and state governments
c. A system of government
based only on regional
governments
d. A system of government
based only on a federal
government.
2. Australian Courts were once bound
by decisions of the Privy Council of
England. From what year was this
no longer the case?
3. What stopped the appeals to the
Privy Council?
4. Which Prime Minister oversaw the
introduction of the Immigration
Restriction Act 1902, the start of
the White Australia Policy?
5. New South Wales v
Commonwealth (2006) 229 CLR 1
dealt primarily with which provision
of the Constitution?
6. Who was the first woman to be
elected to the Australian House of
Representatives?
7. Which Prime Ministers have died in
office?
8. Which High Court judge has a
black belt in taekwondo?
9. What powers in the Constitution
have been described as the ‘last
remnants of the absolute power of
the British Monarch’ and the
‘autocratic powers of the medieval
Crown’.
10. Our youngest Prime Minister was
born in Chile. Who was he?
Answers on page 23
I'm not sure whether I'm gonna
participate in any High Court
jurisdiction and if I do I'll simply
go down, shear a sheep and
take the belly fleece and stick it
over my head and represent
myself, because I'm a true
Australian standing up for the
Australian people.
Rod Culleton
“
”
DECEMBER 2016 THE VIBE 3
SIR ANTHONY MASON CONSTITUTIONAL LAW ESSAY
COMPETITION WINNER
Arrested development: advancing implied rights jurisprudence in a
post-McCloy world
Ammy Singh
I INTRODUCTION
Since the advent of the implied freedom of political communication in the early 1990s,
this constitutional protection has encountered both critics and supporters galore.1 In
its early formulation, the implied right was said to be derived from the Australian
Constitution’s creation of a system of ‘representative government’ and ‘representative
democracy’, of which the free-standing principle of freedom of speech was ‘an
indispensable element’.2
Critics of this reasoning found voice in McHugh J’s judgments in Theophanous v The
Herald & Weekly Times Limited3 and McGinty v Western Australia,4 which asserted
that it was illegitimate for the High Court to rely upon an extra-constitutional notion of
representative democracy as the basis for implying rights and freedoms into the
Constitution. Justice McHugh emphasised that the Constitution should nevertheless
be read in light of the concept of representative government, but only in respect of
the form envisaged by the Constitution.5
Following a period of sharp criticism and a routine reconstitution of the bench, McHugh J’s line of reasoning proved victorious and was adopted by a unanimous Court in Lange v Australian Broadcasting Corporation.6 Lange adhered to the notion that constitutional implication must be derived solely from the text and structure of the Constitution, without reference to extra-constitutional ideas or doctrines.7
This led to the development of a two-limbed test governing the circumstances in which the implied right could be invoked to defensively strike down legislation, questioning whether the law imposes a burden on the freedom, and subsequently, whether the law is reasonably appropriate and adapted to achieving a legitimate end.8
1 Australian Capital Television Pty Ltd v Commonwealth (1992) 177 CLR 106 (hereafter ACTV) and
Nationwide News Pty Ltd v Wills (1992) 177 CLR 1 (hereafter Nationwide News). 2 ACTV, 137-8 (Mason CJ).
3 Theophanous v The Herald & Weekly Times Limited (1994) 182 CLR 108 (hereafter Theophanous),
195 4 McGinty v Western Australia (1996) 186 CLR 140 (hereafter McGinty), 232.
5 Ibid.
6 Lange v Australian Broadcasting Corporation (1997) 189 CLR 520 (hereafter Lange).
7 Ibid, 566-567.
8 Ibid.
DECEMBER 2016 THE VIBE 4
Justice McHugh reformulated this test further in Coleman v Power9 to stymie
complaints that asserted a value judgment was inherent in the second limb of the
Lange test, now specifying that burdensome legislation will be valid only in the event
that it is reasonably appropriate and adapted to serving a legitimate end in a manner
which is compatible with the maintenance of the constitutionally prescribed system of
representative and responsible government.10
This strict adherence to an interpretation of the Constitution that is wholly grounded
in its text and structure has been alternately regarded as either an appropriately
restrained reformulation of the implied right, or a circular, sparse justification for an
extra-constitutionally derived right.11
Taking this conception of the implied right as its starting point, this essay will assess
the extent to which the recent case of McCloy v NSW12has been successful in
assisting the jurisprudential application of the implied right beyond the analytically
indeterminate approach of Lange and Coleman.
It will find that, although McCloy has succeeded in laying bare the value judgments
inherent in the second limb of the Lange test by importing a European-style test of
proportionality into this limb, this approach nevertheless cannot ensure the required
uniformity across applications of this test.13 This is due to the imprecise nature and
scope of the implied freedom of political communication, leaving unresolved the
question of what types of communication, and the degree of freedom in relation to
each, are necessary for the constitutionally prescribed system of government.14
Part II of this essay will begin by analysing how the majority decision in McCloy has
addressed concerns with the implied right and its stated operation in Lange, arguing
that the importation of a structured proportionality test into Australian law has
advanced the development of implied rights jurisprudence by requiring the Court to
clearly identify the value judgments being made in its reasoning. The positive effects
of this reformulation will be briefly explored by reference to the rule of law and
confidence in the Australian legal system.
In turn, Part III will explore the difficulties that continue to arise under McCloy in
respect of developing a broadly uniform line of authorities across disparate fact
scenarios in the realm of the implied freedom. Although McCloy requires the Court to
recognise when a value judgment is being made, this cannot reasonably be
expected to lead to the requisite degree of uniformity across decisions without a
more substantive articulation of the scope and precise nature of the implied freedom.
9 Coleman v Power (2004) 220 CLR 1 (hereafter Coleman).
10 Ibid, 15, 22-23.
11 See, eg. Nicholas Aroney, Freedom of Speech in the Constitution (1998); Adrienne
Stone, ‘The
Limits of Constitutional Text and Structure: Standards of Review and the Freedom of Political
Communication’ (1999) 23 Melbourne University Law Review 668; Adrienne Stone, ‘The Limits of
Constitutional Text and Structure Revisited’(2005) 28 University of New South Wales Law Journal 842
12 McCloy v New South Wales [2015] HCA 34 (hereafter McCloy).
13 Ibid, 35.
14 Stone, above n 11, ‘The Limits of Constitutional Text and Structure Revisited’, 849.
DECEMBER 2016 THE VIBE 5
It is argued that different judges and courts can only properly perform the ‘balancing’
step of the proportionality analysis in a loosely uniform manner when the parameters
of the implied freedom are as clearly outlined as the opposing purpose of the
legislation against which it is being compared. Without such clarity at the outset of
the balancing process, its exact operation remains a nebulous affair in which judges
cannot escape imposing extra-constitutional values in likely contrasting ways.
II PROPORTIONALITY IN MCCLOY
The 2015 decision of McCloy is significant for its role in advancing the implied
freedom doctrine beyond its Coleman iteration in 2004. McCloy concerned the
question of whether election campaign finance law in New South Wales had unduly
burdened the implied freedom of political communication by imposing a constraint on
the amount of funds available for making political communications.15
The legislation in question included provisions to prevent political donations by
property developers, including the plaintiff, and placed a cap on political donations
per election cycle.16 A majority of the Court upheld the legislation and concluded that
these provisions did not impermissibly burden the implied freedom of political
communication.17 In coming to this decision, the majority adopted a European-style
concept of proportionality as a tool with which to execute the second limb of the
Lange test.
The structured style of proportionality embraced by the High Court in McCloy has the
effect of introducing greater transparency, and to a certain extent certainty, into the
application of the Lange test. A proportionality analysis is significant due to the fact
that it acknowledges a balancing process between two competing ideals is occurring,
and furthermore, that a value judgment is inherently involved in making this
judgment.18
By clarifying the conceptual steps taken in a balancing exercise, proportionality
analysis allows for these underlying value judgements to be brought to the fore in
judicial decision-making. Traditionally, the second limb of the Lange test has called
for two considerations:
1) that the object of the law is compatible with the maintenance of the
constitutionally prescribed system of representative and responsible
government; and
2) that the law is reasonably appropriate and adapted to achieving that
legitimate end.19
15
Election Funding, Expenditure and Disclosures Act 1981 (NSW) 16
McCloy, [7] 17
Ibid. 18
Anne Twomey, ‘McCloy and the revised test of proportionality’ (Speech delivered at ALRC Freedoms Symposium, Federal Court, Queens Square, Sydney, 8 October 2015. 19
Lange, 564.
DECEMBER 2016 THE VIBE 6
In considering whether a law is reasonable appropriate and adapted to achieving a
legitimate end, the Court has heretofore delved into a proportionality analysis,
oftentimes without direct acknowledgement of this fact.
However, with the importation of proportionality into Australian jurisprudence in
McCloy, the implied freedom doctrine benefits from the transparent acknowledgment
of the value judgments underlying an assessment of two competing interests. As per
McCloy’s reformulation, the second limb of Lange test will now involve the following
steps:
1) is the purpose of the law and the means adopted to achieve that purpose
legitimate, in the sense that they are compatible with the maintenance of
the constitutionally prescribed system of representative government? This
is known as ‘compatibility testing’;
2) proportionality analysis involving consideration of the extent of the burden
effected on the freedom by the impugned provision:
a) suitability: is the law justified as having a rational connection to the
purpose of the provision?;
b) necessity: is the law justified in the sense that there is no obvious
and compelling alternative, reasonably practicable means of
achieving the same purpose which has a less restrictive effect on
the freedom; and
c) adequate in its balance: a criterion requiring a value judgment,
consistently with the limits of the judicial function, describing the
balance between the importance of the purpose served by the
restrictive measure and the extent of the restriction it imposes on
the freedom.20
If a measure does not meet these proportionality-testing criteria, the impugned
legislation will exceed the implied limitation on legislative power.21
Immediately, the use of proportionality addresses concerns raised by the traditional
Lange test. In particular, it requires all judges to clearly articulate their reasoning at
each step of the proportionality analysis process, compelling the consideration of
less restrictive impositions on the implied freedom and insisting on an explicit
balancing of the competing interests.
This is significant for reasons both practical and otherwise. By clearly delineating a
series of steps that must be followed in order for the implied freedom to be
adequately considered, McCloy is likely to provide greater certainty to future Courts
20
McCloy, [2] 21
Ibid.
DECEMBER 2016 THE VIBE 7
in their interpretation of the implied freedom doctrine. In doing so, the likelihood of
greater consistency in judicial decision-making increases, complementing the
operation of the rule of law.
Furthermore, the majority judgment in McCloy explicitly grants the Australian Court
licence to consult comparative jurisprudence from Europe and Canada in order to
inform their understanding of proportionality analysis.22 By stipulating that such
comparative research must be tempered by local knowledge and legal traditions, the
majority has allowed for future judges and Courts to reasonably draw from a far more
developed canon of proportionality-style decision-making in other jurisdictions,
allowing for compelling legal concepts to be considered in the Australian Courts in a
manner that may enrich local jurisprudence.23
III PROPORTIONALITY AND ITS DISCONTENTS
While the inclusion of a structured proportionality analysis in Australian law has thus
assisted in clarifying the logical inconsistencies of the traditional Lange approach, it
remains an incomplete cure for the structural problems burdening the implied
freedom’s very roots in Australian jurisprudence.
In particular, although McCloy represents a significant step forward in the Australian
implied rights doctrine by explicitly assessing the importance of the purpose served
by the legislation as compared to the extent of the restriction it imposes on the
implied freedom, this cannot be expected to lead to a consistent line of authority in
judgments.24 Indeed, it falls in danger of merely making more evident the disparate
kinds of value judgments that have been made, and will likely continue to be made,
in future implied freedom cases.
Although McCloy provides that this value judgment must be made ‘consistently with
the limits of the judicial function’, and without entitling the courts to ‘substitute their
own assessment for that of the legislative decision-maker’, this is effectively what the
striking down of legislation under the implied freedom will now transparently
involve.25
To date, the singular focus on the text and structure of the Constitution has resulted
in an implied freedom doctrine that fails to make clear the real reasons for decision.26
By moving towards a model which states the policy considerations that had been
involved in the decision-making process, McCloy resolves one of the fundamental
untruths of the traditional conception of the implied freedom: namely, that it is a
constitutionally-derived, objectively-applied doctrine that does not draw on extra-
constitutional values.
22
Ibid, [15]. 23
Ibid. 24
Ibid. 25
Ibid, [89]. 26
Jeremy Kirk, ‘Constitutional Guarantees, Characterisation and the Concept of Proportionality’ (1997) 21 Melbourne University Law Review 1, 5
DECEMBER 2016 THE VIBE 8
Outlining the public policy grounds that have had a bearing on implied freedom
decisions will allow for future courts to more easily accept or reject these values as
the corresponding values in Australian society simultaneously change, allowing for a
more responsive legal system that is reflective of changing eras.27
However, due to the subjective nature of the value judgments being made by
judges, it is equally likely that McCloy will lead to differing strains of judgments
dependent on the relative importance that individual judges accord to the freedom
of political communication. This could continue the dichotomy of reasoning seen in
Coleman regarding the place of insulting language in political debate, although it
would have the benefit of exposing this clash of values for what it actually is.28
Without a more consistently articulated conception of the scope and nature of the
implied freedom as it applies across Australian law, the balancing process in
McCloy’s proportionality test is thus likely to remain relatively idiosyncratic, although
in a more transparent way that allows for the interrogation and contestation of ideas
across courts. In order to resolve this tension, this essay proposes that it is
necessary to articulate a more express statement of the values underpinning the
Australian implied freedom.
This would allow judges to more accurately quantify and qualify the extent of a
burden on the implied freedom, and thus more consistently balance this against the
importance of the impugned legislation’s purpose. While McCloy has assisted the
development of the implied freedom doctrine in a manner that may eventually lead to
such an outcome, this development needs to occur sooner so as to ensure the
legitimacy of the Australian legal system and its constitutional guarantees.
IV CONCLUSION
The High Court’s decision to imply from the text and structure of the Constitution a
guarantee against unjust legislative encroachment on political communication is one
of the most significant developments in Australian constitutional law in recent
decades. Criticisms of the implied freedom abound; at their harshest, arguing that
the Court was primarily interested in promoting a new rights discourse for Australia
at the expense of encroaching upon parliament’s traditional role in the separation of
powers.
This argument is persuasive when taking a cautious approach to the interpretation of
the Constitution. Indeed, as McHugh J noted in Al-Kateb v Godwin,29 the doctrine of
separation of powers “prohibits the Ch III courts from amending the Constitution
under the guise of interpretation.”30
27
David Solomon, The Political High Court: How the High Court Shapes Politics (Allen and Unwin, 1999), 244.
28 Stone, above 32, 850.
29 Al-Kateb v Godwin (2004) 208 ALR 124.
30 Ibid, 145.
DECEMBER 2016 THE VIBE 9
However, while this essay posits that the Court has failed to fully articulate the basis
of the implied freedom in Australian law by outlining the degree of freedom that is
necessary for the constitutionally prescribed system of government, it does not find
the Court to have been intentionally deceptive in this regard. Indeed, the method of
deriving constitutional implications from its text and structure is an established,
relatively conservative interpretative tradition that has found wide support along High
Court Justices across generations.
Instead, it is this essay’s assertion that the location of the implied freedom in the text
and structure of the Constitution is too sparse to adequately flesh out the scope of
the implied freedom in differing circumstances, requiring this text and structure basis
to be complemented by a more substantive notion of what a uniquely Australian
implied freedom of political communication entails.
Implied rights jurisprudence has stagnated in recent years, advanced only by the
self-reflexive decision in McCloy to reformulate the Lange test by adopting a
proportionality test in explicit acknowledgement of the fact that value judgments are
inherent in implied freedom cases.31
Despite this improvement upon the Lange status quo, the majority judgment in
McCloy has proven unable to clearly articulate the rationale for the implied freedom
in a manner that will allow it to be balanced against a more explicit, qualified
legislative purpose. As a result, implied rights cases continue to have the potential to
be decided in vastly different ways that depend upon the value-laden inclinations of
individual judges, as opposed to established legal principles.
To give full effect to McCloy and the proportionality test contained therein, it is
necessary to understand the full scope of the implied freedom, and in doing so, to
confront the sparsity of its basis in the Australian Constitution. Until the High Court
can arrive at a substantive Australian conception of the implied freedom of political
communication, its development in Australian jurisprudence will remain
fundamentally arrested.
[Editor: Sir Anthony Mason made the following comments with respect to Ammy’s
submission:
Ms Ammy Singh’s prize-winning essay “Arrested development: advancing implied rights jurisprudence in a post-McCloy world” is the best essay in the Constitutional Law Essay competition since it was established in [insert year]. The essay assesses the impact on the implied freedom of political communication jurisprudence of the adoption of the European-style proportionality analysis in McCloy. While supporting the adoption of the test, because it leads to greater transparency in judicial reasoning, the author notes that the test exposes the value judgments to be made by the High Court, thereby leading to the risk of idiosyncratic judgments.
31
McCloy, [3].
DECEMBER 2016 THE VIBE 10
Indeed, this risk, according to the author, is likely to persist, until the Court articulates a conception of the scope and nature of the implied freedom across Australian law. The risk arises by reason of balancing a process which calls for a consideration of the importance of the legislative aim on the one hand and the importance of the freedom on the other hand. The competition is attracting increasing participation by undergraduate law students and it is to be hoped that the competition will attract more high quality entries, as was the case this year.]
DECEMBER 2016 THE VIBE 11
PUBLIC LAW IN THE PARK
A group of young lawyers gathered together in the idllyic Observatory Hill Rotunda to
hear Peter King, barrister, provide his shrewd insights into the state (and, sometimes
failings) of the public law.
Through various examples, Mr King illustrated the breadth and far-reach of public
law and invigorated those lawyers and students in attendance to make a difference
in this sphere. The event was a good opportunity for Committee members to learn
about public law issues, while enjoying a picnic and harbour views.
The Committee will have further Public Law in the Park sessions in 2017.
DECEMBER 2016 THE VIBE 12
ISSUES IN PUBLIC LAW
Terror Justice – Procedural
Fairness and Counter-Terrorism
Patrick Shumack
Australia is a nation infatuated with
terror.
Barely a day passes without word of
an act of terror hitting front pages; our
politicians give bipartisan support to
worryingly powerful measures
designed to prevent these acts; and
the greater public seems to be mostly
unaware of the scope and effect of
these measures, or at least indifferent
to their implications.
There is something ironic about the
zeal with which successive
governments have legislated to secure
us from terrorism. The very rules that
operate to ensure our freedom are
quite capable, too, of compromising it.
Is this dichotomy truly a necessary or
appropriate way to guarantee
community safety?
Although one could embark on a
philosophical study of this
phenomenon, I am far more interested
in the legal and procedural effects of
these laws. Rules surrounding
procedural fairness are designed to
ensure probity in the delivery of justice,
regardless of the final result. To
borrow a phrase from the acting NSW
Ombudsman, John McMillan,
procedural fairness can be likened to
the “last meal before the hanging.”
My questions are thus – what is
procedural fairness, and why is it
important? Is procedural fairness
afforded to those who are subject to
our harshest counter-terrorism laws?
Procedural Fairness – Scope and
Purpose
Procedural fairness, as an ideal, is not
confined to law. Although it can be
couched in strictly legal terms, its
importance and use can be easily
expressed in common tongue.
Procedural fairness ensures that
decisions are made with due process.
In the judicial sense, it ensures that,
despite whatever substantive
conclusion a decision-maker reaches,
it is reached in a manner that is
transparent, and as devoid of
idiosyncratic reasoning as possible.
This is with the aim of providing an
even and consistent distribution of
justice.
The legal ambit of procedural fairness
can be expressed in fairly simple
terms. It is the requirement that those
individuals who are subject to
decisions affecting their rights retain
the right to have their case heard fairly,
before an unbiased decision-maker,
with the decision being based upon
probative evidence. The High Court
has repeatedly emphasised that these
rules can be “clearly displaced by [a]
particular statutory scheme.”32
Control Orders and PDOs
Australia's suite of counter-terrorism
laws are vast, and in the years
between 9/11 and the ousting of the 32
See, for example, Minister for Immigration and Border Protection v SZSSSJ [2016] HCA 29 [74]
DECEMBER 2016 THE VIBE 13
Howard Government in 2007, these
laws were introduced at an alarmingly
speedy rate.
The two 'nuclear weapons' of the
counter-terrorism scheme are
administrative orders, sought initially
by a senior investigative bureaucrat.
The control order (see Criminal Code
Act 1995 (Cth) Div 104) is an order
imposing strict limitations on a
person's liberty. This can include
location restrictions, curfews, police
station check-ins, and the like.
Although this is an administrative
order, its breach can lead to criminal
penalties. The Preventative Detention
Order, or PDO33, allows for the
detention of a person to prevent an
imminent terrorist attack, or to
preserve evidence of a terrorist attack
that has recently occurred.
These schemes have faced consistent
criticism. The Independent National
Security Legislation Monitor (INSLM)
has raised concerns regarding the
scheme's harsh effect on civil liberties,
and many eminent commentators have
identified deficiencies in the legal and
philosophical logic of controlling and
detaining individuals without a fair
hearing.
Despite continued critique, these
powers are now being used more
frequently, and there are calls to
extend their reach. State Governments
are far less encumbered by
constitutional rights than the
Commonwealth, and it has been
suggested that their own counter- 33
See Criminal Code (Commonwealth), Div. 105.
terrorism schemes (which, in most
respects, mirror the Commonwealth
scheme) should go further.
Also worthy of note is the operation of
the National Security Information
(Criminal and Civil Proceedings) Act
2004 (Cth), which regulates the
conduct of federal criminal procedure.
This Act allows the Attorney-General
to intervene in respect of sensitive
information used in federal criminal
proceedings, to effectively control how
evidence is used against an accused
person.
Beyond these evidentiary difficulties,
former Supreme Court Justice Anthony
Whealy has noted the difficulties in
securing a fair jury trial for a person
accused of terrorism offences,
especially in circumstances where
investigative intelligence has been
used as evidence.34
Safety – at a price?
Given the core tenets of procedural
integrity, can it be said that the
Australian counter-terrorism scheme is
procedurally fair? In my opinion, this is
something of a stretch.
In the case of control orders and
PDOs, such a severe restriction of a
target person's liberties without a
proper criminal trial is anathema to
procedural fairness. It represents the
fear-induced erosion of legal and
human rights, earned over centuries.
34
See Whealy's chapter in Comparative Counter-Terrorism Law, Cambridge University Press, 2014
DECEMBER 2016 THE VIBE 14
The restrictions surrounding the use of
evidence in national security trials, as
well as the difficulties in obtaining a
hearing before a fair-minded jury,
mean that even when an accused
person has their case properly heard,
it may be difficult to argue that this
hearing is conducted in a fair manner.
The logical question that follows must
be – is procedural fairness, at least in
respect of terrorism, absolutely
necessary? The Government has
clearly decided that it is not. Whether
this is a correct judgment is arguable.
What this does establish, in my
opinion, is the supreme necessity of
independent overseers, like the
INSLM. If we choose to fight fire with
fire, and abandon the rights of some in
the name of combating terrorism, then
there must be appropriate checks and
balances installed.
The office of the INSLM is currently
empty; the Hon Roger Gyles QC
stepped down from the role at the end
of October. Before Gyles' appointment,
the office had been empty for some
time, and during this period, the
Federal Government had attempted to
abolish it altogether.
If we are to continue our infatuation
with the War on Terror, then it is clear
that this will come at some cost to
procedural fairness. In this light, it is
absolutely necessary that offices such
as the INSLM stay operational,
independent, and fearless.
All Aboard! Why Public Lawyers
Should Consider Admiralty and
Maritime Law
Aaron Moss
On 1 September 2016, the Seoul
Central District Court (Bankruptcy
Division 6) issued a decision,
commencing “rehabilitation”
proceedings pursuant to the Debtor
Rehabilitation Bankruptcy Act (2009,
Korea) – akin to a court supervised
corporate restructuring - against Hanjin
Shipping Co. Hanjin Shipping Co is
“one of the world's top ten container
carriers, operating some 70 liner and
tramper services, transporting more
than 100 million tons of cargo annually
… [and] some 150 container ships and
bulk carriers”.35
This triggered worldwide “confusion”,
with many container ships, their cargo
and crew either stranded at sea (due
to fears of non-payment of port fees),
or arrested by creditors seeking
security for outstanding debts,
explaining the Hanjin California’s
recent berth at Glebe Island.36
35
Michael Murray, “Explainer: Why Hanjin’s Ships are Stranded Around the Globe”, ABC News (online), 15 September 2016 <http://www.abc.net.au/news/2016-09-15/explainer-why-hanjin-ships-are-stranded-around-the-globe/7847626>; 36
Jim Wilson, “HANJIN CRISIS: case of arrested ship Hanjin California now at key turning point”, Lloyd’s List Australia, 29 September 2016, <https://www.lloydslistaustralia.com.au/lla/market-sectors/containers-and-container-shipping/HANJIN-CRISIS-case-of-arrested-ship-Hanjin-California-now-at-key-turning-point-538190.html>;
DECEMBER 2016 THE VIBE 15
In light of these dramatic events,
admiralty and maritime law – long
thought to be the exclusive domain of
our insurance, insolvency and contract
lawyer friends in the civil litigation
committee – has seen a resurgence in
prominence. This article seeks to
provide a brief taster of some of the
issues raised in this area which make
it of significant interest and importance
for public lawyers.37
History and Jurisdiction
Like all good areas of public law,
admiralty law shares a rich and
complex history which can trace its
roots back to the codification of
mercantile trade principles by the early
Roman Empire, before being
eventually entrenched in the English
common law. Australia’s foundations
of admiralty law can be traced to the
Commission issued to Governor
Phillip, which enabled the Governor to
establish a “Court of Vice-Admiralty”,
which he proceeded to do.
Following a tumultuous history of
attempted colonial “regularisation”
leading up to, and in light of Australia’s
Federation, admiralty jurisdiction in
Australia – like so many other areas of
public law – was regulated by a
combination of common law, inherent
jurisdiction of superior courts and
imperial legislation. Chief amongst
these was the Colonial Courts of
Admiralty Act 1890 (Imp), which made
37
For a more comprehensive primer, see Michael White, Australian Maritime Law (3
rd
ed, Federation, 2008), Damien J Cremean, Admiralty Jurisdiction: Law and Practice in Australia, New Zealand, Singapore and Hong Kong (3
rd ed, Federation, 2014.
every colonial court with unlimited civil
jurisdiction (including the High Court of
Australia) a “Colonial Court of
Admiralty”.38
After Federation, questions of
admiralty and maritime law were
raised in a number of places in the
Constitution. Firstly, section 98
confirmed that the Commonwealth
Parliament’s legislative power with
respect to “trade and commerce” in
s 51(i) “extends to navigation and
shipping”.
This legislative power is further
extended by s 51(x), in respect of
fisheries, and s 51(vii) regarding
lighthouses, beacons and buoys.
Given the relatively expansive
interpretation applied to the trade and
commerce power,39 and when read
alongside the defence and external
affairs powers in ss 51(vi) and 51(xxix)
respectively, the potential significance
of admiralty and maritime law for
public lawyers is clear.
Additionally, s 76(iii) enables the
Commonwealth Parliament to make
laws conferring original jurisdiction on
the High Court with respect to matters
in the admiralty and maritime
jurisdiction.40 This provision, and the
subject of admiralty jurisdiction in
Australia, has been frequently litigated
38
McIlwraith McEacharn Ltd v Shell Co of Australia Ltd (1945) 70 CLR 175. 39
See Airlines of NSW Pty Ltd v New South Wales [No 2] (1965) 113 CLR 54, 77-79 (Barwick CJ). 40
In this regard, see John Sharpe & Sons Ltd v The Ship Katerhine Mackall (1924) 34 CLR 420.
DECEMBER 2016 THE VIBE 16
in the High Court.41 In light of these
complexities, and following the
Australian Law Reform Commission’s
1986 Civil Admiralty Jurisdiction
report,42 the Commonwealth
Parliament passed the Admiralty Act
1988 (Cth). This Act substantively
codified the scope and exercise of
admiralty jurisdiction in Australia, and
conferred federal jurisdiction on the
Federal Court of Australia and the
Supreme Courts of the States in
respect of in rem actions under that
Act.43
Aspects of Modern Maritime Law of
Public Importance
Although predominantly directed at
procedural questions, and designed to
obviate the continuing reliance upon
colonial legislation, the Admiralty Act
1988 (Cth) modernised and simplified
the law of admiralty in Australia.
Although much of its content is of
limited interest for present purposes, it
should be understood that the
Admiralty Act 1988 is one of a complex
suite of legislative acts which regulate
maritime and admiralty law, and the
litigation arising from it. Much of this is
of continuing relevance to public
lawyers, for example:
The Navigation Act 2012 (Cth),
which implements a range of
41
See, eg, Owners of SS Kalibia v Wilson (1910) 11 CLR 689; China Ocean Shipping Co v South Australia (1979) 145 CLR 172; Owners of the Ship Shin Kobe Maru v Empire Shipping Co Inc (1994) 181 CLR 404. 42
Australian Law Reform Commission, Civil Admiralty Jurisdiction, Report No 33 (1986). 43
Admiralty Act 1988 (Cth) s 10.
international conventions, and
provides a wide range of minimum
standards for ships, inspection
powers, minimum requirements of
work conditions, and work
conditions for both watchkeeping
and sea-keeping staff, as well as
principles of salvage.
The Shipping Registration Act 1981
(Cth) which provides for the
registration of ownership of ships in
Australia and interests therein,
which closely relates to Australia’s
requirements as a “flag state” under
international law;
The Maritime Powers Act 2013
(Cth) which consolidated the powers
of regulatory authorities (including
customs, fisheries, migration, and
police authorities) at sea – and
came under scrutiny in the High
Court in CPCF v Minister for
Immigration and Border
Protection.44
The Biosecurity Act 2015 (Cth)
which gives effect to a range of
international conventions, sets out
various provisions relating to
biosecurity risks (including ballast
water risks), the control and
management of those risks, and
their prevention.
The Maritime Transport and
Offshore Facilities Security Act 2003
(Cth) and the Defence Act 1903
(Cth), each of which relate to
protection from the threat of
terrorism.
The Customs Act 1901 (Cth), which
provides a regime for the limitation
44
(2015) 225 CLR 514.
DECEMBER 2016 THE VIBE 17
of the import and export of goods at
sea;
The Native Title Act 1993 (Cth)
which permits the recognition of
native title rights and interests in
offshore places.45
The Foreign State Immunities Act
1985 (Cth) which deals with the
scope of sovereign immunity – a
question which arose in before the
Full Court of the Federal Court in
the admiralty context in Walker v
Republic of Vanuatu.46
Criminal law, including the Crimes
At Sea Act 2000 (Cth) which
provides for extraterritorial
application of the criminal laws of
the states and the Commonwealth;
and the Crimes (Hostages) Act
1989 (Cth).
Conclusion
Traditionally thought of as the
exclusive domain of commercial
arbitration, insolvency and shipping
lawyers – admiralty and maritime law
is diverse, complex and presents a
variety of issues of both academic and
practical interest to public lawyers. In
this regard, an awareness and basic
understanding of admiralty and
maritime law is likely to greatly assist
any public lawyer in their practice.
45
Yarmirr v Northern Territory (2001) 208 CLR 1; Akiba on behalf of the Torres Strait Regional Seas Claim Group v Commonwealth of Australia (2013) 250 CLR 209. 46
[2011] FCAFC 138.
Legal professional privilege in
the Senate: the Brandis-Gleeson
inquiry
Isolde Daniell
The Brandis-Gleeson inquiry provides
an interesting occasion to assess the
significance of the confidential quality
of evidence given before Senate
committees.
Mr Justin Gleeson SC, then
Solicitor-General to the
Commonwealth, gave evidence in
October 2016 to the Senate Legal and
Constitutional Affairs Committee
inquiry into the adequacy of
consultation regarding the Legal
Services Amendment
(Solicitor-General Opinions) Direction
2016.
It should be noted that the very
decision to call the Solicitor-General to
give evidence was unusual and slightly
controversial. However, both the
Solicitor-General and the
Attorney-General appeared voluntarily
and supplied lengthy written
submissions.
During a well-publicised hearing,
several members of the Committee
took a line of questioning that
suggested that Mr Gleeson had
breached legal professional privilege in
his evidence. Senator Macdonald
(LNP, Qld) and Senator Reynolds (LP,
WA) confirmed this view in their
DECEMBER 2016 THE VIBE 18
dissenting section of the Committee’s
report, tabled in November 2016.47
The dissenting Senators identified
three disclosures of confidential
information by Mr Gleeson which they
said “[f]rom any ordinary legal
practitioner… might well constitute
professional misconduct.”48
First, in his written submission, Mr
Gleeson provided a copy of a letter to
the Attorney-General in which the
former referred to not having been
consulted by the Government on a
citizenship Bill and a marriage equality
Bill.49
Secondly, in oral evidence, Mr
Gleeson made reference to a request
“by the Prime Minister in January of
this year to provide advice on a
matter.”50
Thirdly, when asked to explain how the
Direction had affected his practice, Mr
Gleeson said that “[a] senior lawyer
from the Australian Government
Solicitor came to my office yesterday
seeking my urgent advice on a High
Court proceeding which has questions
47
Report, 32-33. Access at: http://www.aph.gov.au/Parliamentary_Business/Committees/Senate/Legal_and_Constitutional_Affairs/SolicitorGeneralOpinion. 48
Report, 33. 49
Access at: http://www.aph.gov.au/Parliamentary_Business/Committees/Senate/Legal_and_Constitutional_Affairs/SolicitorGeneralOpinion/Submissions (Submission 3, at 18-21). 50
Hansard, 14 October 2016, 5. Access at: http://parlinfo.aph.gov.au/parlInfo/search/display/display.w3p;query=Id%3A%22committees%2Fcommsen%2F65445157-84a3-4618-ac9f-718be462646f%2F0000%22.
of law attached to it which relate to the
composition of this Senate.”51
In his evidence later that day, Mr
Brandis said, “Mr Gleeson did not seek
my consent or authority to disclose
that fact.”52 The dissenting Senators
emphasised the absence of the
Government’s consent and the fact
that Mr Gleeson was not responding to
questions under compulsion.
Privilege before Senate inquiries
The Senate’s power to hold inquiries,
particularly its extensive power to
compel evidence, is integral to its
legislative function and to its
democratic supervisory role. Section
49 of the Australian Constitution
provides, “the powers, privileges and
immunities of the Senate and of the
House of Representatives, and of the
members and the committees of each
House, shall be such as are declared
by Parliament, and until declared shall
be those of the Commons House of
Parliament of the United Kingdom.”
In a resolution of 16 July 1975, in
accordance with s 49, the Senate
asserted for itself a power “to summon
persons to answer questions and
produce documents, files and papers.”
The resolution also provided that
“subject to the determination of all just
and proper claims of privilege which
may be made by persons summoned,
it is the obligation of all such persons
to answer questions and produce
documents.”
51
Hansard, above, 5. 52
Hansard, above, 36.
DECEMBER 2016 THE VIBE 19
Although the Senate’s powers to
demand information are very wide,
they are not unrestricted.
Witnesses, often members of the
Executive Government, may assert
‘public interest immunity’ in response
to a request for information. Speaking
broadly, this privilege arises where the
public interest in maintaining the
confidentiality of the information
outweighs the public interest in its
disclosure. Odgers observes that there
is no consistent practice regarding
public interest immunity claims before
Senate Committees, rather “a common
thread emerging from the
deliberations… is that the question is a
political, not a legal or procedural
one.”53
However, there is substantial reason to
think that a claim of legal professional
privilege will not normally succeed in
response to a Committee’s questions:
1) A Senate Standing Order of
13 May 2009 on the topic of public
interest immunity states:
“A statement that information or a
document … consists of advice to,
or internal deliberations of,
government, in the absence of
specification of the harm that could
result from the disclosure”54 is not
sufficient to find an immunity claim
(emphasis added). This is
manifestly a strict view of the
immunity;
53
Odgers’ Australian Senate Practice, 597. 54
Access at: http://www.aph.gov.au/Parliamentary_Business/Senate_Estimates/eetctte/estimates/add0910/report/e03.
2) In Egan v Chadwick (1999) 46
NSWLR 563, the New South
Wales Court of Appeal held that
legal professional privilege does
not apply where the Executive is
compelled to produce information
to the Parliament. The public
interest was not served by the
maintenance of the privilege in
those circumstances.
The premise of the Senators’ view
The dissenting Senators’ view appears
to rest on the premise that evidence
disclosed voluntarily, rather than in
response to questioning, is subject to
the ordinary range of common law
limitations arising out of a confidential
relationship, in spite of the
parliamentary setting.
On this view, because Mr Gleeson had
not been asked to give the evidence in
question, the Senate’s unique
parliamentary ‘override’ powers to
demand evidence had not been
engaged.
This view, even if correct, is open to
criticism
One is that it seems inappropriate to
restrict the Senate override powers in
a narrow or technical way. As
Mr Gleeson was giving the evidence in
the course of attempting to assist the
inquiry, it ought not to matter that he
was not directly asked for the
information. The rationale underlying
the strict scope of public interest
immunity in response to questioning is
to ensure a full and adequate set of
evidence is presented to the Senate.
This rationale is not served by treating
DECEMBER 2016 THE VIBE 20
spontaneous disclosure differently to
disclosure in response to questioning.
Secondly, insofar as it focusses on the
fact that Mr Gleeson was not attending
under compulsion (particularly at
[1.20]: “he was not compelled to give
evidence, nor was he compelled to
produce any documents”), suggesting
that this made it inappropriate for him
to make the disclosures, this argument
has strange consequences.
As Odgers notes, witnesses almost
always attend committee hearings
voluntarily.55 The distinction here
appears to sanction the odd result that
those who attend voluntarily are
obliged to disclose less than those
who are compelled to do so.
Some further observations about
disclosure
Odgers cites an example from 1991
where a Senator sought to introduce
documents which were material to
existing legal proceedings, and over
which a client (Westpac) asserted
legal professional privilege, into the
Senate for debate. Because legal
proceedings were actually on foot, the
President had to determine whether
the public interest favoured disclosure.
Importantly, Odgers takes the view
that, once those proceedings were
resolved, there could be no objection
to the disclosure of the documents:
“[A] document which is the subject of
legal professional privilege… may be
disclosed in parliamentary proceedings
with complete impunity because
55
Odgers’ Australian Senate Practice, 530.
neither the law nor any parliamentary
rule prevents such disclosure.”56
It is noteworthy that the Government
Guidelines for Official Witnesses
before Parliamentary Committees
(Department of Prime Minister and
Cabinet, February 2015) take quite a
different view to the Senate Standing
Order.57 It reads, “it would … be
inappropriate for any official who has
provided legal advice to government…
to disclose that advice. All decisions
about disclosure of legal advice reside
with the minister or agency who sought
or received that advice.” 58
The very need to make this guideline
may be an acknowledgment that the
normal rules of confidentiality and
privilege do not apply in Parliament.
Conclusion
The dissenting Senators’ view about
disclosure of confidential information
before a Senate inquiry appears
unduly restrictive.
It is undesirable to make a distinction
between responding to a question and
making a spontaneous disclosure.
Such a distinction can only destabilise
a witness’s position, with an overall
reduction in the effectiveness of the
inquiry. The parliamentary exception to
ordinary common law privileges,
subject to the rational operation of
public interest immunity, is
56
Odgers’ Australian Senate Practice, 255. 57
See above n 54. 58
Access at: http://www.aph.gov.au/Parliamentary_Business/Senate_Estimates/Guidelines_for_official_witness.
DECEMBER 2016 THE VIBE 21
fundamental to the functioning of the
inquiry system.
CASE LAW UPDATES
Façade Treatment Engineering
Pty Ltd (In Liq) v Brookfield
Multiplex Constructions Pty Ltd
[2016] VSCA 247
Sara Constance
A subcontractor in liquidation was
appealing a decision of Victorian
Supreme Court to the Court of Appeal,
seeking payment under a construction
contract from the respondent head
contractor before Warren CJ, Tate and
McLeish JJA. Several questions were
raised regarding entitlement to the
outstanding payments, and
constitutional inconsistency between
the Building and Construction Industry
Security of Payment Act 2002
(Victoria) (BCSIP Act) and the
Corporations Act 2001
(Commonwealth).
Section 109 of the Australian
Constitution provides
When a law of a State is inconsistent
with a law of the Commonwealth, the
latter shall prevail, and the former
shall, to the extent of the
inconsistency, be invalid.
The constitutional argument in these
proceedings turned on the
interpretation of the BCISP Act. In
settling this issue, the Court
considered the second reading
speeches of the BCSIP Act, and its
NSW counterpart, to determine
whether there was inconsistency
between the set off provision in the
Corporations Act and s 16(4) of the
BCISP Act.
Held (per curiam) the court granted
leave to appeal on certain limited
grounds, and otherwise refused leave
and dismissed the appeal. There were
two main areas of relevance to public
law the first being statutory
interpretation as detailed above, and
the second being the application of s
109 of the Australian Constitution.
Section 109 of the Constitution
(1) The appeal raised questions about
the interaction of the BCISP Act
and the Corporations Act. The
question of constitutional
inconsistency was raised between
s 553C of the Corporations Act and
s 16(2)(a)(i), s 16(4)(b)(i) and
4(b)(ii) of the BCISP Act: [2],[56].
(2) Telstra Corporation Ltd v Worthing
was relied on for the application of
s 109 Australian Constitution: [48].
(3) Section 109 inconsistency
according to the Australian
Constitution was differentiated as a
different test from that in s 79 in the
Judiciary Act 1903
(Commonwealth), which allows a
State Law to be applied in a
Commonwealth jurisdiction if no
other Commonwealth Law
‘otherwise provides’: [93].
(4) Gleeson CJ and Gummow J further
explored the relationship between
s 109 of the Australian Constitution
and s 79 of the Judiciary Act in
Northern Territory v GPAO : [96].
DECEMBER 2016 THE VIBE 22
(5) To this end, s 79 in the Judiciary
Act cannot be used to ‘sidestep’ the
question of constitutional invalidity
or inconsistency: [97]. Thus the
Constitutional question would take
priority to any question arising from
s 79 of the Judiciary Act: [98].
(6) Dixon J in Victoria v
Commonwealth set out two
propositions regarding the
principles of s 109 inconsistency:
[109]. These were,
When a State law, if valid, would alter,
impair or detract from the operation of a
law of the Commonwealth Parliament,
then to that extent it is invalid ….
Moreover, if it appears from the terms, the
nature or the subject matter of a Federal
enactment that it was intended as a
complete statement of the law governing
a particular matter or set of rights and
duties, then for a State law to regulate or
apply to the same matter or relation is
regarded as a detraction from the full
operation of the Commonwealth law and
so as inconsistent.
The trial judge was correct in
identifying the inconsistency between
the Corporations Act and the BCISP
Act. If a company is in liquidation, and
if mutual dealings exist according to
s 553C, then a payment claim cannot
be made: [56].
The Tim Carmody Affair and the
Problem of Judicial
Independence
Martin Roland Hill
Rebecca Ananian-Welsh, Gabrielle Appleby, and Andrew Lynch, The Tim Carmody Affair (NewSouth Publishing, 2016) On 2 July 2015, Tim Carmody QC resigned his commission as Chief Justice of the Supreme Court of Queensland. He had occupied that office for less than one year. Rebecca Ananian-Welsh, Gabrielle Appleby, and Andrew Lynch’s The Tim Carmody Affair surveys the course of events leading to that resignation. While the key events - Carmody’s tenure as Chief Magistrate of the Queensland Magistrates Court, the opposition to his appointment to the Supreme Court, the voir dire swearing in, Justice Alan Wilson’s valedictory remarks, the Cowan appeal (R v Cowan [2015] QCA 87), and Justice Carmody’s illness - were widely reported, Ananian-Welsh et al provide a detailed account of these events and situate them in their broader context. This account discusses many contributions - statements issued by individual members of the legal profession and by professional bodies, opinion pieces and editorials from local newspapers - that distant observers may have missed. Central to Ananian-Welsh et al’s account is the contested principle of judicial independence. As Ananian-
DECEMBER 2016 THE VIBE 23
Welsh et al cover, Carmody’s appointment as Chief Justice was initially challenged because he was seen as lacking the requisite independence from the Government led by Premier Campbell Newman. That appearance arose from the then Chief Judge’s endorsement of the Newman Government’s suite of anti-organised crime laws (including the Vicious Lawless Association Disestablishment Act 2013 (Qld)) and from his connections with members of that Government. However, Ananian-Welsh et al show that Carmody relied on the principle of judicial independence in his response to the public calls for him not to accept appointment as Chief Justice and for his resignation. They observe that Chief Justice Carmody repeatedly noted that judicial independence was not only independence from non-judicial influences (such as the other branches of government) but also from the influence of other judges. A resignation in satisfaction of calls made by other judges, and the legal profession more broadly, would amount to a surrender of that significant form of independence. Carmody CJ would, eventually, weigh the cost of that surrender against the damage being suffered by the Court that he was appointed to steward. Ananian-Welsh et al find several lessons can be drawn from the Carmody affair. These include the need to reform the processes for judicial appointments and for handling allegations of judicial misconduct. These are suggestions directed toward external procedures. The Carmody affair also highlights the need for courts themselves to have mechanisms for addressing issues with judges, between judges, and the
importance of balancing these procedures and mechanisms against insuring judicial independence. Whether governments and the courts learn from these lessons remains to be seen. Ultimately, however, the merit of The
Tim Carmody Affair lies in its account
of a period when judicial appointment,
judicial conduct, and judicial
resignation all attracted sustained
public attention. There have been few
such periods in Australia. And few that
played out over such a short
timeframe. This makes it a valuable
subject for study.
Trivia - Answers
1. B
2. 1986
3. Australia Acts
4. Edmund Barton
5. Section 51(xx)
6. Enid Lyons
7. Joseph Lyons, John Curtin,
Harold Holt
8. Stephen Gageler
9. Reserve Powers
10. Chris Watson