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8/2/2019 The Uncertainity Principle
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Uncertainty principle derivation
Consider a system in a quantum mechanical state | and imagine measuring twoobservables represented by two Hermitian operators A and B respectively. For simplicity,we will assume that the spectra of both operators are discrete with
A |ai = ai |ai and B |bj = bj |bj . (1)
Clearly, the measurement of A yields as the result one of the eigenvalues ai and if weexpand the state of the system in terms of the eigenkets of A (these form a complete,orthonormal set) we have
| =i
i |ai where i = |ai . (2)
What is the physical interpretation of i?
The results of the measurement of A yields a distribution of values with the meangiven by
A |A| =i
| i |2 ai . (3)
Make absolutely certain you can derive the last equality.
Similarly, one can derive A2 and this enables one to define 2A for this state for theobservable A as usual by
2A = |A2| |A|2 .
This is defined to be the uncertainty in the measurement ofA. We will derive a constrainton the simultaneous measurement of two observables, by computing the uncertainties in
measuring A and B on the same state |.
DefineA = A < A > and B = B < B >
where < A > = |A| as usual. Consider
| = (A iB) |
with real . Clearly,| 0 .
We write this out in detail noting the obvious Hermitian nature of A and B:
| (A + iB) (A iB)| 0 .
Since we have2A = |(A)
2| and 2B = |(B)2|
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we obtain the following condition upon substitution
2A + 22B i | [A, B] | 0
Note that[A, B] = [A, B]
as is clear from the definitions of A and B. Note also that i[A, B] is a Hermitian
operator1
, call it C; and so i [A, B] is real. We rewrite the earlier result as
22B + C + 2
A 0 .
We immediately have the result2
C2 42A2
B .
Substituting for C we obtain
2A 2
B 1
2i
[A, B]2
.
For A = x and B = px we obtain
x p h
2
one of the standard forms of the Heisenberg uncertainty relation. Note that if two op-erators commute, for example, x and py, the x-coordinate and the y-component of themomentum there are no restrictions on the arbitrarily accurate, simultaneous measure-ment of the two observables, in principle.
1You should be absolutely clear about this and be able to derive this using the result ( AB) = BA
and (cA) = c A for any complex number c .2Given a real quadratic form
ax2 + bx + c
the condition that this is positive definite is obvious from high school algebra. Clearly a > 0 since theax2 term dominates for large values of |x|. Since we do not want any real roots for the equation
ax2 + bx + c = 0
(0therwise, between these two roots the function will be negative, just draw a graph) the condition is
b2 4ac < 0 ;
Since, a > 0, this automatically implies c > 0 .
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Some remarks: You should be clear that (x)2 is not the error in the measure-ment or related to the resolution of the instrument. It is the intrinsic quantum mechanicalspread in the values measured on an ensemble of identically prepared systems. Of course,instrumental resolution is an additional reason for the spread of values that you obtain.We also emphasize that tan ensemble measurement is implicit in our derivation and in-terpretation.
One useful way of understanding the implications is a gedanken experiment in whichone measures the position and localizes the particle with a narrow width of a say. Thewave function collapses immediately after the measurement. (For simplicity you canimagine this to be a Gaussian of width a.) Therefore, the Fourier transform of the wavefunction that determines the probability of obtaining the momentum to lie between pand p + dp will be broad (proportional to h/a) as we discussed earlier. Therefore, animmediate(simultaneous) measurement will not give a precise value of p in an ensembleof identical copies of the system.
The use of the uncertainty principle to estimate energies of bound states:
This is usually not a precise application of the uncertainty principle but amounts to adimensional argument estimate of the energy. We consider the ground state wave functionto have a spatial spread ofa, i.e., x2 = a2, assuming that x = 0. Use the fact that ina bound state p = 0 and therefore, the uncertainty in the momentum, (p)2 = p2.Then, the minimum value that p2 can have is determined by the uncertainty principle.We use this information to estimate the energy for a wave function with this spread andminimize the energy with respect to the spatial width a.
Let us do this for the one-dimensional harmonic oscillator. Consider a wave functionwith width a so that the potential energy is given by
V(x) =1
2m2x2 =
1
2m2a2
where we have used x = 0. The minimum value of p2 allowed by the uncertainty
principle is h2
4a2. Thus the energy in this state is given by
E(a) =1
2m2a2 +
h2
8ma2.
In the homework problem set you will minimize this and compare with the exact value.
Observe that as a increases the potential energy increases and the kinetic energy decreases.
Next consider the hydrogen atom. The Hamiltonian (in three dimensions) is given by
H =p2
2m
q2
r
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where q2 = e2
40. Consider a wave function with width a. We estimate the two terms
(roughly) ignoring three dimensionality etc. We have
p2 h2
a2.
How do we estimate the potential energy. Essentially, by dimensional analysis r has unitsof length and so does a. So we set
V = q2
a.
Therefore we have
EH(a) =h2
2ma2
q2
a.
Again you will minimize this in the homework and compare with the exact result.
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