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Applied Linguistics 301 1ndash25 Oxford University Press 2007
doi101093applinamm049 Advance Access published on 12 December 2007
The Effects of Input-Based Tasks onthe Development of Learnersrsquo PragmaticProficiency
MASAHIRO TAKIMOTO
The present study evaluates the relative effectiveness of three types of
input-based approaches for teaching English polite request forms to sixty
Japanese learners of English (a) structured input tasks with explicit informa-
tion (b) problem-solving tasks and (c) structured input tasks without explicit
information Treatment group performance was compared with control group
performance on pre-tests post-tests and follow-up tests consisting of a discourse
completion test a role-play test a listening test and an acceptability judgement
test The results revealed that the three treatment groups performed significantly
better than the control group However the group that received the structured
input tasks with explicit information did not maintain the positive effects of the
treatment between the post-test and follow-up test on the listening test
component
INTRODUCTION
Among the issues in second language (L2) pragmatics a fundamental
question is which instructional approaches are most effective for teaching L2
pragmatics Most studies that compare the effectiveness of different teaching
approaches select two types of awareness-oriented instruction explicit and
implicit instruction Kasper and Rose (2002) argued that some form of
awareness-oriented instruction is necessary because pragmalinguistic forms
and sociopragmatic rules are often not salient enough for learners and that
mere exposure to these rules in action does not help learners notice them
Recent studies within the awareness-oriented instruction framework have
lent empirical support to this claim (eg Alcon 2005 Koike and Pearson
2005 Martınez-Flor and Fukuya 2005) Alcon (2005) reported that learnersrsquo
awareness of a target pragmatic feature request strategies benefited from
both types of awareness-oriented instruction Similarly findings in Koike and
Pearson (2005) indicated that treatment groups with these types of
awareness-oriented instruction became aware of not only a greater number
of options for expressing suggestions but also the necessity for performing
pragmatic mitigation more quickly than the control group Finally
Martinez-Flor and Fukuya (2005) showed that groups exposed to both
types of awareness-oriented instruction improved in their production of
pragmatically appropriate suggestions Two key issues here are the extent to
which it is possible to provide learners with opportunities for developing
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their pragmatic proficiency and the level of awareness learners should
develop to improve their pragmatic proficiency
AWARENESS-ORIENTED INPUT-BASED INSTRUCTION
The present study bases its definition of awareness-oriented instruction
explicitimplicit instruction on Jeon and Kaya (2006) which described
instruction as a continuum between the absolutely explicit and the
absolutely implicit extremes The extent to which the target of the
instruction is made overt to the learners determines the positioning of that
kind of instruction between explicit and implicit poles To test claims about
the role of awareness and attention in L2 learning researchers have
conducted a number of interventional studies on grammar and pragmatics
teaching Norris and Ortegarsquos (2001) meta-analysis of instructional studies
with an emphasis on morphosyntax research suggested the superiority of
explicit instruction (eg Fotos and Ellis 1991) over implicit instruction
(eg DeKeyser 1995 Robinson 1996) Jeon and Kayarsquos (2006) meta-analysis
on the role of instruction in the development of L2 pragmatics also indicated
that explicit instruction is more effective than implicit instruction (for explicit
instruction see Lyster 1994 Witten 2000 for implicit instruction see Fukuya
and Zhang 2002) However Jeon and Kaya (2006) noted that due to limited
available data the seemingly superior effects of explicit pragmatic instruction
should not be taken as definitive but should be examined in greater detail in
future studies In the existing literature on teaching pragmatics some
interventional studies have shown that pragmatic features can be taught
explicitly together with input enhancement activities whereas others have
shown that pragmatic features can be taught implicitly with input
enhancement activities (for explicit instruction see House 1996 Tateyama
et al 1997 Rose and Ng 2001 Takahashi 2001 for implicit instruction see
Takahashi 2005)
A review of interventional studies on input-based teaching of L2
pragmatics reveals that the studies were largely motivated by the theories
and frameworks built for grammar learning Ellis (2003) explained that two
types of input-based approaches structured input and consciousness-raising
can be best used in teaching grammar The adaptability of both approaches to
the teaching of L2 pragmatics will be examined thoroughly in the present
study
Structured input
Research on the development of grammatical ability offers L2 pragmatics
ways of conceptualizing and implementing different instructional approaches
in particular structured input tasks
2 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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The structured input task occupies an important part in processing
instruction According to VanPatten (1996) processing instruction entails
three basic features
1 an explanation of the relationship between a given form and the meaning
it can convey
2 information about processing strategies showing learners how natural
processing strategies may not work to their benefit and
3 structured input activities in which learners are given the opportunity to
process form in the input in a controlled situation so that better form-
meaning connections might happen compared with what might happen
in less controlled situations (VanPatten 1996 60)
A number of grammar teaching studies have provided empirical evidence
that structural input tasks themselves without explicit information are
effective in improving learnersrsquo grammatical proficiency level (eg VanPatten
and Oikennon 1996)
Ellis (1997) argued that structured input texts must be designed in such a
way that the target forms are frequent the meanings of the target forms are
clear and comprehending the target forms is essential for comprehending the
whole text Although Ellis described two ways of structuring input input
flooding and interpretation tasks only the latter is of direct relevance to
the present study The following are general principles for the design of
interpretation tasks (Ellis 1997)
1 An interpretation activity consists of a stimulus to which learners must
make some kind of response
2 The stimulus can take the form of spoken or written input
3 The response can take various forms such as truefalse check a box
select the correct picture draw a diagram perform an action but in each
case the response will be either completely non-verbal or minimally
verbal
4 The activities in the task can be helpfully sequenced to require first
attention to meaning then noticing the form and function of the
grammatical structure and finally error identification
5 Interpretation tasks should require learners to make a personal response
that is relate the input to their own lives as well as a referential response
(Ellis 1997 155ndash9)
The present study draws on the interpretation framework proposed by Ellis
(1997) and employs interpretation tasks designed to engage learners in
intentional and conscious learning of target pragmatic expressions based on
exemplars in the input A key issue is exploring how such interpretation
tasks can be extended to the teaching of L2 pragmatics To teach pragmatics
instruction must promote learnersrsquo conscious noticing of both the relation-
ship between forms and meanings of target structures and the relationship
between strategies for realizing speech intentions linguistic forms used to
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express these intentions and social conditions governing language use
Knowledge of the strategies for realizing speech intentions and linguistic
items used to express these intentions is called knowledge of pragmalinguistics
whereas knowledge of the social conditions governing language use is called
knowledge of sociopragmatics (Leech 1983 Thomas 1983) Therefore the
fourth general principle above needs to be revised so that activities in the
task are sequenced to first require attention to sociopragmatic features then
noticing of pragmalinguistic features of target structures and finally aiding
the learner in error identification
Problem-solving
Another type of input-based approach is consciousness-raising In the
present study the term problem-solving is used in place of the term
consciousness-raising The goal of both problem-solving and structured input
tasks is to make better formndashmeaning connections with different degrees of
overtness Whereas problem-solving tasks lead to more overt instruction
structured input tasks lead to less overt instruction Furthermore the content
of the problem-solving tasks is the language used in the tasks while the
structured input tasks are built around the content of general topics other
than language used in the tasks such as stories pictures of objects or
opinions Empirical evidence from a number of grammar teaching studies has
shown that problem-solving tasks are effective in improving learnersrsquo
grammatical proficiency level (eg Fotos 1994 Fotos and Ellis 1991) Thus
the rationale for using problem-solving tasks in the present study is
to compare a more overt way of raising awareness of pragmalinguistic-
sociopragmatic (problem-solving tasks) with a less overt way (structured
input tasks) Ellis (2003) argued that three types of operations identification
of the target structure judgement of appropriateness of the target
structure and rule provision of the target structure can be embedded in
the problem-solving tasks by (a) isolating a specific linguistic feature
(b) providing data to illustrate the target feature (c) encouraging learners
to use their intellectual resources to understand the target feature and
(d) requiring learners to verbalize rules describing the grammatical structure
in question
Again the important question here is how the problem-solving approach
can be extended to the teaching of L2 pragmatics As with the structured
input task the problem-solving task needs to be revised for pragmatic
teaching purposes Important revisions should include isolating specific
pragmalinguistic features providing learners with data for the target
pragmatic features engaging learnersrsquo intellectual efforts and requiring
students to understand and verbalize the pragmalinguistic and sociopragmatic
features of the target structures
4 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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INPUT-BASED INTERVENTION STUDIES OF L2 PRAGMATICS
As noted in the previous section intervention studies on L2 pragmatics have
employed input-based approaches in teaching pragmatics with explicit and
implicit instruction Approaches on the explicit end of the intervention
continuum include studies of teacher-fronted explicit explanation treating
awareness-raising as a method to promote better pragmatic ability (House
1996 Tateyama et al 1997 Rose and Ng 2001) and studies of teacher-fronted
explicit explanation treating awareness-raising as an objective (Takahashi
2001) For example House (1996) studied the effect of two types of
instruction on high-intermediate to advanced university students of German
as a foreign language and examined their improvements in the areas of
initiating and responding to speech acts and conversational routines In the
explicit instruction group students received teacher-fronted explicit
metapragmatic information about the sociopragmatic conditions governing
the use of routines and their pragmatic functions Students in the implicit
instruction group did not receive explicit metapragmatic information about
the target features After 14 weeks of instruction and listening to tapes of
their own language behaviour sample conversation recordings showed that
both groups had improved but the explicit grouprsquos improvement exceeded
that of the implicit group
Tateyama et al (1997) investigated how beginner learners of Japanese as a
foreign language developed Japanese pragmatic proficiency under two types
of instructional treatment Targeted pragmatic features were the three
functions of the routine formula sumimasen as an attention-getter an
apology and an expression of thanks In the explicit group students
discussed the different functions of sumimasen received explicit teacher-
fronted explanations and watched short video clips of examples of the
pragmatic routines The implicit group watched the same video clips as the
explicit group but did not engage in any explicit metapragmatic activities
After only 50 minutes of instruction the results of quantitative and
qualitative instruments including role-play multiple-choice test and self-
reports showed the explicit grouprsquos advantage over the implicit group
In a similarly designed study Rose and Ng (2001) investigated the
effectiveness of explicit and implicit approaches to teaching compliments and
compliment responses Both explicit and implicit instruction groups followed
the same procedures with one exception the implicit group was exposed to
film segments and additional examples with a guided questionnaire on the
target feature in place of teacher-fronted instruction After six 30-minute
lessons self-assessment discourse completion and metapragmatic ques-
tionnaires showed that both groups improved in pragmalinguistic proficiency
but only the explicit instruction group effectively developed sociopragmatic
proficiency In a later study Rose (2005) explained the similar improvement
of both explicit and implicit instruction groups as a result of participantsrsquo
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advanced proficiency and the relative easiness of the pragmalinguistic target
features
In another study that provided support for explicit instruction Takahashi
(2001) investigated four input enhancement conditions for Japanese learners
acquiring request strategies in English explicit instruction form-comparison
form-search and meaning-focused conditions In the explicit instruction
condition a teacher provided metapragmatic and explicit explanations of the
target feature In the form-comparison condition learners compared their
own request strategies with those provided by native speakers of English In
the form-search condition learners compared request strategies of Japanese
learners of English with those provided by native speakers of English Finally
in the meaning-focused condition learners simply listened to read and
answered comprehension questions based on the input After four 90-minute
weeks of instruction the results of discourse completion tests and self-reports
demonstrated that the explicit group learned all of the different request
strategies more successfully than the other three groups
Despite general support for explicit instruction in the literature a number
of studies have reported inconclusive findings regarding the effectiveness of
explicit instruction on the acquisition of L2 pragmatics In their study of
English pragmatic mitigators in requests Fukuya and Clark (1999) compared
input enhancement with explicit metapragmatic instruction for intermediate
and advanced ESL learners The explicit group watched a video of explicit
instruction on English mitigators with 30 example scenarios without
subtitles In contrast the implicit instruction group watched a video of
explicit instruction on listening comprehension strategies with thirty example
scenarios where requests were subtitled and the mitigators were highlighted
After one 48-minute lesson the results of two assessment measures a
listening comprehension test and a pragmatic multiple-choice test indicated
no differences between the input enhancement group and explicit group
Fukuya and Clark suggested that the brevity of treatment may have
contributed to their statistically insignificant results Although lesson length
affects pragmatic learning it should be noted that Tateyama et al (1997)
produced clear results even within a short 50-minute lesson To reexamine
previous findings Tateyama (2001) conducted a follow-up study increasing
the instructional period to four 20-minute sessions and found that there were
no significant differences between the explicit and implicit groups As
explanation Tateyama noted that students in the implicit group had more
contact with native speakers of Japanese outside of class and this threat to
internal validity contributed to the inconclusive results
Lastly regarding the nature of the L2 pragmatic learning studies show
differing levels of acquisition in terms of accuracy and retention Takahashi
(2001) found some of the participants in the explicit teaching condition used
non-target pragmalinguistic forms in the discourse completion tests as a
result of previous instruction interfering with their restructuring process
House (1996) also found that neither implicit nor explicit instruction
6 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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improved learnersrsquo performance in the realization of appropriate routinized
responses Finally Takahashi (2001) observed that the degree of attainment
and lasting effect of L2 pragmatic proficiency under the explicit teaching
condition was doubtful These findings lead to the question of what sort of
input-based approach with or without the teacher-fronted explicit
information is the most appropriate way of allowing learners to access and
integrate sociopragmatic and pragmalinguistic knowledge more quickly and
efficiently
THE PRESENT STUDY
To date only a small number of studies have examined input-based
methods of teaching L2 pragmatics For this reason there is no clear
indication in the literature as to what type of input-based task involving
pragmalinguisticndashsociopragmatic connections is most effective in teaching L2
pragmatics Moreover no studies have compared the effectiveness of
structured input tasks with and without explicit information for L2
pragmatics To address these gaps the following research question is
investigated in this study
What are the relative effects of three different input tasksincluding (1) structured input with explicit information (2)problem-solving and (3) structured input without explicitinformation on the development of Japanese learnersrsquo pragmaticproficiency in English
METHOD
Participants
Prospective participants were solicited in Japan through an employment
advertisement in a weekly magazine and on the Internet Both the weekly
magazine and the Internet website target students After checking applicantsrsquo
scores for the Test of English for International Communication (TOEIC) only
learners with intermediate English proficiency defined as TOEIC scores
between 500 and 700 were selected for inclusion in the study This decision
was made to exclude the extreme ends of learner proficiency levels low
and high which might obscure the effects of the different types of
instruction The sixty participants were assigned to one of the four groups
consisting of the three treatment groups structured input tasks with explicit
information problem-solving tasks and structured input tasks without
explicit information and the control group (nfrac14 15 for all four groups) The
participants included three high school students ten vocational training
school students twenty-nine university students and eighteen non-students
All participants had studied English in Japan for a range of five to twenty-
two years without receiving explicit instruction on English pragmatics
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All had Japanese as their first language and they ranged in age from 18 to 40
The present study was conducted at an English conversation school instead
of at a regular EFL school because it was not possible at the instructorrsquos
institution a regular university to include the control group necessary
for observing and comparing the effects of the different instructional
treatments
Instructional goals
The present study draws on past research on EFL Japanese studentsrsquo
acquisition of downgraders a pragmatic resource for mitigating the strength
of a statement or request (Takahashi 1996 Hill 1997) Takahashi (1996)
found that Japanese EFL learners tended to use monoclausal English request
forms when downgrader biclausal request forms were more appropriate for
example lsquoWouldCould you VPrsquo vs lsquoWould it be possible to VPrsquo Hill (1997)
found that even as the proficiency of Japanese EFL learners increased they
continued to underuse clausal downgraders lexical downgraders and
syntactic downgraders Lexicalclausal downgraders soften the difficulty
that the speaker experiences when asking the hearer to perform a request by
modifying the Head Act lexically or clausally for example lsquoCould you possibly
come herersquo (lexical) or lsquoWould it be possible to come herersquo (clausal-mitigated
preparatory question) lsquoI wonder if you could come herersquo (clausal-mitigated
preparatory statement) lsquoI would appreciate it if you could come herersquo (clausal-
mitigated want statement) Syntactic downgraders on the other hand
modify the Head Act syntactically by mitigating the level of difficulty that the
speaker experiences through syntactic choices using tense or aspect for
example lsquoI am wondering if you could lend me a bookrsquo (continuous aspect)
lsquoI was wondering if you would comersquo (past tense) Given Takahashi (1996) and
Hillrsquos (1997) findings the current study focuses on teaching lexicalclausal
and syntactic downgraders in English requests
Three social context variables were carefully controlled for in the dialogues
in the instructional and testing materials (a) power the status of the speaker
with respect to the hearer (b) distance the relationship between the
speaker and the hearer and (c) speaker difficulty the difficulty that the
speaker experiences when asking the hearer to perform the request These
three variables were selected because in cross-cultural pragmatics they are
considered to be the three independent and culturally sensitive variables that
subsume all other variables and play important roles in speech act behaviour
The participants in the three treatment groups were instructed to pay
attention to these social context variables as well as the pragmalinguistic
features of the target structures Only participants in the structured input
tasks with explicit information group were provided with the explicit
information about the pragmalinguistic and sociopragmatic features of the
target structures
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Instructional treatments
Each group received four 40-minute treatment sessions in Japanese at a
major English conversation school in Osaka Japan All groups received
instruction from the same instructor who was also the researcher1 The three
instructional treatments were matched for target structure and all four
groups were matched for instruction time The first treatment session
highlighted lexicalclausal downgraders in English requests and the second
treatment session focused on syntactic downgraders The third and fourth
treatment sessions were reviews of the first and second treatments Handouts
contained highlighted pragmalinguistic and sociopragmatic features to
promote participantsrsquo conscious noticing of those features Specific treatment
features of each participant group are presented in Table 1
Structured input tasks with explicit information
The structured input tasks with explicit instruction treatment consisted of
two components (a) teacher-fronted explanation of the target downgraders
and (b) structured input tasks comprising pragmalinguisticndashsociopragmatic
connection activities and reinforcement activities of the target downgraders
In each lesson the group received handouts with a brief summary of the
targeted downgraders and examples of the target structures in English The
explicit teacher-fronted component lasted 10 minutes during which time
the teacher read the summary and examples aloud in English and explained
the summary and the examples in Japanese with special attention to
Table 1 Treatment features of each group
Group Treatment Explicitinformation
Structured inputtasks with explicitinformation (nfrac14 15)
Explicit information (10 minutes)thornPragmalinguistic-sociopragmatic connectionactivities (18 minutes)thornReinforcementactivities (12 minutes)
Yes
Problem-solvingtasks (nfrac14 15)
Pragmalinguistic-focused activities(10 minutes) thorn Sociopragmatic-focusedactivities (10 minutes)thorn Pragmalinguistic-sociopragmatic connection activities(10 minutes)thornMetapragmatic discussion(10 minutes)
No
Structured inputtasks without explicitinformation (nfrac14 15)
Pragmalinguistic-sociopragmatic connectionactivities (24 minutes)thornReinforcementactivities (16 minutes)
No
Control group (nfrac14 15) TOEIC reading comprehension exercises(40 minutes)
No
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sociopragmatic conditions In the second part the group engaged structured
input tasks consisting of three pragmalinguisticndashsociopragmatic connection
activities and three reinforcement activities (see Appendix A available online
to subscribers at httpapplijoxfordjournalsorg) In the pragmalinguisticndash
sociopragmatic connection activities the participants read dialogues for given
situations and chose the more appropriate request form out of the two
offered based on their pragmalinguistic and sociopragmatic knowledge
Participants then listened to an oral recording of the dialogue and underlined
the correct request form In the reinforcement activities participants read
each dialogue aloud and listened to the oral recordings again Finally they
were asked to rate the level of appropriateness of each underlined request on
a 5-point scale The goal of the pragmalinguisticndashsociopragmatic connection
activities was to ensure that participants focused on understanding the
relationship between the request the relevant social context variables and
the targeted pragmalinguistic resources In contrast the purpose of the
reinforcement activities was to strengthen the pragmalinguisticndashsocioprag-
matic connections by providing the participants with more opportunities to
observe and understand how the different factors the request the social
context variables and the targeted pragmalinguistic features were
interrelated
Problem-solving tasks
The problem-solving treatment consisted of four activities highlighting
the targeted downgraders in English pragmalinguistic-focused activities
sociopragmatic-focused activities pragmalinguisticndashsociopragmatic connec-
tion activities and metapragmatic discussion In each lesson the participants
received handouts with three sets of English dialogues (see Appendix A
available online to subscribers at httpapplijoxfordjournalsorg) The
participants read each situation and the dialogue and then listened to the
dialogue In the first activity the pragmalinguistic-focused activity
participants were asked to copy and compare the underlined request forms
in two dialogues while looking for the differences between the request forms
In the second activity the sociopragmatics-focused activity participants
answered two questions regarding the relationship between the two
characters and the difficulty of the requests In the third activity the
pragmalinguisticndashsociopragmatic connection activity participants were asked
to rate the level of politeness of the requests in both dialogues and to list the
ways in which one character tried to be more polite than the other character
when making requests In the last activity paired participants discussed the
features of the target structures with each other The aim of the first three
activities was to provide participants with step-by-step problem-solving
opportunities through which they could develop their own explicit
knowledge about the target features In turn this explicit knowledge
would help participants to reinforce the pragmalinguisticndashsociopragmatic
10 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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connections during their paired metapragmatic discussions of the features of
target structures The decision to include paired metapragmatic discussions
was based on findings in Rose (2005) that suggested metapragmatic
discussion about the target request forms in context is more effective for
learning sociopragmatic distinctions than the teacher-fronted approach
Structured input tasks without explicit information
The treatment for the structured input tasks without explicit information
group was the same as for structured input tasks with explicit information
but without the teacher-fronted explicit instruction
Control group
Lessons for the control group were designed to help participants do well on the
TOEIC Participants in this group engaged in reading comprehension exercises
for the TOEIC however they were not exposed to the target structures at all
Testing instruments and procedures
This study employed a pre-test post-test and follow-up test design The pre-
test was administered two to three days prior to the instructional treatment
the post-test eight to nine days after the treatment and the follow-up test in
the fourth week following instruction Each test consisted of two input-based
tests a listening test and an acceptability judgement test and two output-
based tests a discourse completion test and a role-play test Immediately
following the treatments participants completed an evaluation questionnaire
Situations in the four testing instruments comprised the speech act request
with the three social context variables power distance and speaker difficulty In
particular the tests included situations with a high level of speaker difficulty
combined with power and distance which were validated by Hill (1997)
Hudson et al (1992 1995) and Takahashi (1998 2001) One high speaker
difficulty item is shown below
You are writing a difficult paper for Professor Hill You need somehelp with the paper but Professor Hill is away for a monthA friend of yours has suggested you go and see Professor WatsonAlthough you do not know Professor Watson and ProfessorWatson is extremely busy you have decided to ask ProfessorWatson to look through your long paper before you hand it in thenext day What would you ask Professor Watson (based onTakahashi 1998 2001)
Situations with a low level of speaker difficulty were added as distractors to
increase the reliability of instruments The discourse completion test the
role-play test and the acceptability judgement test consisted of twenty
situations (ten high speaker difficulty and ten low speaker difficulty items) while
the listening test consisted of fifteen situations (nine high speaker difficulty
items and six low speaker difficulty items)
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Three versions of the four tests were developed and counterbalanced for
order of presentation of the same situations across the pre-tests post-tests
and follow-up tests During the testing these counterbalanced versions were
used to minimize the possible effect of test learning
During the pre-tests post-tests and follow-up tests test components were
administered in the following order discourse completion test role-play test
listening test and acceptability judgement test The two input-based tests were
administered after the output-based tasks to address the concern that they
might provide participants with models for the production tests Although
participants were instructed to complete the four tests in the span of 2 hours
only the listening test was timed In the listening test participants had two
seconds to judge the appropriateness for each question which required
participants to access their proceduralized knowledge of the target structure
Discourse completion test
The discourse completion test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required the participants to read short
descriptions of twenty situations in English and to write what they would say
in each situation in English Although there was no time limit for the discourse
completion test most participants finished in 30ndash45 minutes Each response
was rated by two native English speakers according to the appropriateness
of the request forms on a 5-point scale The test contained ten target items with
a maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Role-play test
The role-play test (see Appendix B available online to subscribers at http
applijoxfordjournalsorg) consisted of short descriptions of twenty situations
written in English and required the participants to play particular roles with
an interlocutor Prior to the role play participants received role cards that
described the situations and their roles In each role play the participants
were required to initiate the conversation by requesting something from
their interlocutor2 The instructor a non-native speaker of English acted as
the interlocutor On average participants took 2ndash3 minutes to prepare for
each role play Role plays were tape-recorded and individual performances
were rated for appropriateness of request forms on a 5-point scale by two
native speakers of English The test contained 10 target items with a
maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Listening test
The listening test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required participants to listen to dialogues
between a Japanese university student and a native speaker of English
in fifteen different situations and to score the appropriateness of the
Japanese university studentrsquos request forms on a 5-point scale The test
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involved an audio-recording of the dialogue and had a time constraint of
2 seconds per question for responding to each dialogue Participant
ratings were compared with English native speakersrsquo baseline data3 on a
5-point scale The test contained nine target items with a maximum score
of 45 (9 5)
Acceptability judgement test
The acceptability judgement test (see Appendix B available online to
subscribers at httpapplijoxfordjournalsorg) was a computer-based test
that required participants to read written English descriptions of 20
situations After reading the descriptions participants were presented with
a series of isolated requests and instructed to score the first request on an
11-point scale and then to score subsequent responses proportionally higher
or lower in accordance with the degree of perceived acceptability Participant
ratings were compared with English native speakersrsquo baseline data4 on a
5-point scale The test contained ten target items with a maximum score of
50 (10 5)
Evaluation questionnaire
The evaluation questionnaire was administered as a supplement to the
present study with the goal of examining whether the aims of the
instructional treatments had been achieved and how the instruction could be
improved for future use The questionnaire consisted of three 5-point scale
close-ended questions and three open-ended questions
RELIABILITY
Interrater reliability was estimated by calculating the correlation of the
two ratersrsquo scores Correlation coefficients for the discourse completion
and role-play tests were 995 and 994 respectively which were statis-
tically significant (p5 001) With regard to internal consistency the
Cronbach Alpha reliability estimates for the tests ranged from 853 for
the listening comprehension test5 to 926 for the role-play test with
893 for the acceptability judgement test and 917 for the discourse
completion test
VALIDITY
To promote content validity the present study matched test items to the
theoretical framework that outlined the degree of the three social context
variables speaker difficulty power and distance Tables 2 and 3 show the
distribution and degree of social context variables across tests
MASAHIRO TAKIMOTO 13
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RESULTS
The results showed that the three treatment groups performed significantly
better than the control group However the group that received the
structured input tasks with explicit information did not retain the positive
effects of the treatment between the post-test and follow-up test on the
listening test component
In the data analysis a Bonferroni adjustment was employed to maintain an
approximate experiment-wide 05 alpha level In other words the overall
alpha level was set at 05 but with four group comparisons (discourse
completion role-play acceptability judgement and listening tests) for one
item type (high speaker difficulty) Therefore 05 was divided by the number
of comparisons (four) resulting in a p value of 0125 for individual statistical
decisions
Results from the discourse completion test
Results of a two-way repeated-measures ANOVA revealed a significant main
effect for Instruction for the three treatment groups (structured input tasks
with explicit information problem-solving tasks and structured input tasks
without explicit information) F (3 56) frac14 9992 p frac14 000 A significant main
effect for Time across the pre-test post-test and follow-up test was also
Table 2 Distribution of social context variables (Version A for the discoursecompletion role-play and acceptability judgement tests)
S4 S6 S10 S18 S2 S8 S12 S14 S16 S20 S1 S3 S5 S11 S13 S7 S9 S15 S17 S19
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
Table 3 Distribution of social context variables (Version A for thelistening test)
S3 S5 S8 S13 S2 S6 S10 S12 S15 S1 S4 S9 S7 S11 S14
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14 Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
14 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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found F (3 56) frac14 58357 p frac14 000 Lastly the results revealed a significant
interaction effect between Instruction and Time F (9 56) frac14 4864 p frac14 000
Figure 1 illustrates three important characteristics of the discourse completion
test results (1) there were no statistically significant differences among the
four groups on the pre-test scores (2) the three treatment groups made gains
from the pre-tests to the post-tests and the follow-up tests and (3) positive
effects for the three treatments were maintained through the post-test to the
follow-up tests
These results suggest that the three different types of treatment were
effective in promoting learnersrsquo acquisition and retention of English request
forms in the context of discourse completion activities Furthermore the lack
of crossover between the treatment and control groups on the post-tests
demonstrates the relative superiority of the three treatment groupsrsquo
performances over the control grouprsquos performance Post-hoc Scheffe tests
conducted on the post-test and the follow-up test scores for the main effect
for treatment showed the following two contrasts (1) the three treatment
groups performed significantly better than the control group on the discourse
completion test and (2) there were no significant differences among the
three treatment groups
Results from the role-play test
The results of a two-way repeated-measures ANOVA for the role-play test
scores revealed the same significant main effects as the discourse completion
test a significant main effect for Instruction F (3 56)frac14 8393 pfrac14 000
a significant main effect for Time F (3 56)frac14 50261 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 1 Interaction plot for the discourse completion testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant interaction effect between Instruction and Time F (9 56)frac143388
pfrac14 000
The results displayed for the role-play test in Figure 2 follow the same
pattern as the discourse completion test there were no statistically significant
differences among the four groups on the pre-test scores the three treatment
groups improved from the pre-test to the post-test and the follow-up test
and positive effects for the three treatments were retained As in Figure 1
above the lack of crossover between the treatment and control group scores
in Figure 2 shows the superior performance of all three treatment groups on
the post-test and follow-up tests Post-hoc Scheffe tests provided further
evidence for the following two contrasts (1) the three treatment groups
performed significantly better than the control group on the role-play test
and (2) there were no significant differences among the three treatment
groups
Results from the listening test
The results of a two-way repeated-measures ANOVA of the listening test
scores showed the same significant main effects as both the discourse
completion and the role-play test a significant main effect for Instruction
F (3 56)frac14 2748 pfrac14 000 a significant main effect for Time F (3 56)frac148127
pfrac14 000 and a significant interaction effect between Instruction and Time
F (9 56)frac14797 pfrac14 000
Figure 3 reveals two of the same main results for the listening test as for
the discourse completion and role-play tests there were no statistically
significant differences among the four groups on the pre-test scores and the
three treatment groups improved from the pre-tests to the post-tests and the
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 2 Interaction plot for the role-play testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
16 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
MASAHIRO TAKIMOTO 17
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significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
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participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
MASAHIRO TAKIMOTO 21
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explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
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REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
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New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
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alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
their pragmatic proficiency and the level of awareness learners should
develop to improve their pragmatic proficiency
AWARENESS-ORIENTED INPUT-BASED INSTRUCTION
The present study bases its definition of awareness-oriented instruction
explicitimplicit instruction on Jeon and Kaya (2006) which described
instruction as a continuum between the absolutely explicit and the
absolutely implicit extremes The extent to which the target of the
instruction is made overt to the learners determines the positioning of that
kind of instruction between explicit and implicit poles To test claims about
the role of awareness and attention in L2 learning researchers have
conducted a number of interventional studies on grammar and pragmatics
teaching Norris and Ortegarsquos (2001) meta-analysis of instructional studies
with an emphasis on morphosyntax research suggested the superiority of
explicit instruction (eg Fotos and Ellis 1991) over implicit instruction
(eg DeKeyser 1995 Robinson 1996) Jeon and Kayarsquos (2006) meta-analysis
on the role of instruction in the development of L2 pragmatics also indicated
that explicit instruction is more effective than implicit instruction (for explicit
instruction see Lyster 1994 Witten 2000 for implicit instruction see Fukuya
and Zhang 2002) However Jeon and Kaya (2006) noted that due to limited
available data the seemingly superior effects of explicit pragmatic instruction
should not be taken as definitive but should be examined in greater detail in
future studies In the existing literature on teaching pragmatics some
interventional studies have shown that pragmatic features can be taught
explicitly together with input enhancement activities whereas others have
shown that pragmatic features can be taught implicitly with input
enhancement activities (for explicit instruction see House 1996 Tateyama
et al 1997 Rose and Ng 2001 Takahashi 2001 for implicit instruction see
Takahashi 2005)
A review of interventional studies on input-based teaching of L2
pragmatics reveals that the studies were largely motivated by the theories
and frameworks built for grammar learning Ellis (2003) explained that two
types of input-based approaches structured input and consciousness-raising
can be best used in teaching grammar The adaptability of both approaches to
the teaching of L2 pragmatics will be examined thoroughly in the present
study
Structured input
Research on the development of grammatical ability offers L2 pragmatics
ways of conceptualizing and implementing different instructional approaches
in particular structured input tasks
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The structured input task occupies an important part in processing
instruction According to VanPatten (1996) processing instruction entails
three basic features
1 an explanation of the relationship between a given form and the meaning
it can convey
2 information about processing strategies showing learners how natural
processing strategies may not work to their benefit and
3 structured input activities in which learners are given the opportunity to
process form in the input in a controlled situation so that better form-
meaning connections might happen compared with what might happen
in less controlled situations (VanPatten 1996 60)
A number of grammar teaching studies have provided empirical evidence
that structural input tasks themselves without explicit information are
effective in improving learnersrsquo grammatical proficiency level (eg VanPatten
and Oikennon 1996)
Ellis (1997) argued that structured input texts must be designed in such a
way that the target forms are frequent the meanings of the target forms are
clear and comprehending the target forms is essential for comprehending the
whole text Although Ellis described two ways of structuring input input
flooding and interpretation tasks only the latter is of direct relevance to
the present study The following are general principles for the design of
interpretation tasks (Ellis 1997)
1 An interpretation activity consists of a stimulus to which learners must
make some kind of response
2 The stimulus can take the form of spoken or written input
3 The response can take various forms such as truefalse check a box
select the correct picture draw a diagram perform an action but in each
case the response will be either completely non-verbal or minimally
verbal
4 The activities in the task can be helpfully sequenced to require first
attention to meaning then noticing the form and function of the
grammatical structure and finally error identification
5 Interpretation tasks should require learners to make a personal response
that is relate the input to their own lives as well as a referential response
(Ellis 1997 155ndash9)
The present study draws on the interpretation framework proposed by Ellis
(1997) and employs interpretation tasks designed to engage learners in
intentional and conscious learning of target pragmatic expressions based on
exemplars in the input A key issue is exploring how such interpretation
tasks can be extended to the teaching of L2 pragmatics To teach pragmatics
instruction must promote learnersrsquo conscious noticing of both the relation-
ship between forms and meanings of target structures and the relationship
between strategies for realizing speech intentions linguistic forms used to
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express these intentions and social conditions governing language use
Knowledge of the strategies for realizing speech intentions and linguistic
items used to express these intentions is called knowledge of pragmalinguistics
whereas knowledge of the social conditions governing language use is called
knowledge of sociopragmatics (Leech 1983 Thomas 1983) Therefore the
fourth general principle above needs to be revised so that activities in the
task are sequenced to first require attention to sociopragmatic features then
noticing of pragmalinguistic features of target structures and finally aiding
the learner in error identification
Problem-solving
Another type of input-based approach is consciousness-raising In the
present study the term problem-solving is used in place of the term
consciousness-raising The goal of both problem-solving and structured input
tasks is to make better formndashmeaning connections with different degrees of
overtness Whereas problem-solving tasks lead to more overt instruction
structured input tasks lead to less overt instruction Furthermore the content
of the problem-solving tasks is the language used in the tasks while the
structured input tasks are built around the content of general topics other
than language used in the tasks such as stories pictures of objects or
opinions Empirical evidence from a number of grammar teaching studies has
shown that problem-solving tasks are effective in improving learnersrsquo
grammatical proficiency level (eg Fotos 1994 Fotos and Ellis 1991) Thus
the rationale for using problem-solving tasks in the present study is
to compare a more overt way of raising awareness of pragmalinguistic-
sociopragmatic (problem-solving tasks) with a less overt way (structured
input tasks) Ellis (2003) argued that three types of operations identification
of the target structure judgement of appropriateness of the target
structure and rule provision of the target structure can be embedded in
the problem-solving tasks by (a) isolating a specific linguistic feature
(b) providing data to illustrate the target feature (c) encouraging learners
to use their intellectual resources to understand the target feature and
(d) requiring learners to verbalize rules describing the grammatical structure
in question
Again the important question here is how the problem-solving approach
can be extended to the teaching of L2 pragmatics As with the structured
input task the problem-solving task needs to be revised for pragmatic
teaching purposes Important revisions should include isolating specific
pragmalinguistic features providing learners with data for the target
pragmatic features engaging learnersrsquo intellectual efforts and requiring
students to understand and verbalize the pragmalinguistic and sociopragmatic
features of the target structures
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INPUT-BASED INTERVENTION STUDIES OF L2 PRAGMATICS
As noted in the previous section intervention studies on L2 pragmatics have
employed input-based approaches in teaching pragmatics with explicit and
implicit instruction Approaches on the explicit end of the intervention
continuum include studies of teacher-fronted explicit explanation treating
awareness-raising as a method to promote better pragmatic ability (House
1996 Tateyama et al 1997 Rose and Ng 2001) and studies of teacher-fronted
explicit explanation treating awareness-raising as an objective (Takahashi
2001) For example House (1996) studied the effect of two types of
instruction on high-intermediate to advanced university students of German
as a foreign language and examined their improvements in the areas of
initiating and responding to speech acts and conversational routines In the
explicit instruction group students received teacher-fronted explicit
metapragmatic information about the sociopragmatic conditions governing
the use of routines and their pragmatic functions Students in the implicit
instruction group did not receive explicit metapragmatic information about
the target features After 14 weeks of instruction and listening to tapes of
their own language behaviour sample conversation recordings showed that
both groups had improved but the explicit grouprsquos improvement exceeded
that of the implicit group
Tateyama et al (1997) investigated how beginner learners of Japanese as a
foreign language developed Japanese pragmatic proficiency under two types
of instructional treatment Targeted pragmatic features were the three
functions of the routine formula sumimasen as an attention-getter an
apology and an expression of thanks In the explicit group students
discussed the different functions of sumimasen received explicit teacher-
fronted explanations and watched short video clips of examples of the
pragmatic routines The implicit group watched the same video clips as the
explicit group but did not engage in any explicit metapragmatic activities
After only 50 minutes of instruction the results of quantitative and
qualitative instruments including role-play multiple-choice test and self-
reports showed the explicit grouprsquos advantage over the implicit group
In a similarly designed study Rose and Ng (2001) investigated the
effectiveness of explicit and implicit approaches to teaching compliments and
compliment responses Both explicit and implicit instruction groups followed
the same procedures with one exception the implicit group was exposed to
film segments and additional examples with a guided questionnaire on the
target feature in place of teacher-fronted instruction After six 30-minute
lessons self-assessment discourse completion and metapragmatic ques-
tionnaires showed that both groups improved in pragmalinguistic proficiency
but only the explicit instruction group effectively developed sociopragmatic
proficiency In a later study Rose (2005) explained the similar improvement
of both explicit and implicit instruction groups as a result of participantsrsquo
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advanced proficiency and the relative easiness of the pragmalinguistic target
features
In another study that provided support for explicit instruction Takahashi
(2001) investigated four input enhancement conditions for Japanese learners
acquiring request strategies in English explicit instruction form-comparison
form-search and meaning-focused conditions In the explicit instruction
condition a teacher provided metapragmatic and explicit explanations of the
target feature In the form-comparison condition learners compared their
own request strategies with those provided by native speakers of English In
the form-search condition learners compared request strategies of Japanese
learners of English with those provided by native speakers of English Finally
in the meaning-focused condition learners simply listened to read and
answered comprehension questions based on the input After four 90-minute
weeks of instruction the results of discourse completion tests and self-reports
demonstrated that the explicit group learned all of the different request
strategies more successfully than the other three groups
Despite general support for explicit instruction in the literature a number
of studies have reported inconclusive findings regarding the effectiveness of
explicit instruction on the acquisition of L2 pragmatics In their study of
English pragmatic mitigators in requests Fukuya and Clark (1999) compared
input enhancement with explicit metapragmatic instruction for intermediate
and advanced ESL learners The explicit group watched a video of explicit
instruction on English mitigators with 30 example scenarios without
subtitles In contrast the implicit instruction group watched a video of
explicit instruction on listening comprehension strategies with thirty example
scenarios where requests were subtitled and the mitigators were highlighted
After one 48-minute lesson the results of two assessment measures a
listening comprehension test and a pragmatic multiple-choice test indicated
no differences between the input enhancement group and explicit group
Fukuya and Clark suggested that the brevity of treatment may have
contributed to their statistically insignificant results Although lesson length
affects pragmatic learning it should be noted that Tateyama et al (1997)
produced clear results even within a short 50-minute lesson To reexamine
previous findings Tateyama (2001) conducted a follow-up study increasing
the instructional period to four 20-minute sessions and found that there were
no significant differences between the explicit and implicit groups As
explanation Tateyama noted that students in the implicit group had more
contact with native speakers of Japanese outside of class and this threat to
internal validity contributed to the inconclusive results
Lastly regarding the nature of the L2 pragmatic learning studies show
differing levels of acquisition in terms of accuracy and retention Takahashi
(2001) found some of the participants in the explicit teaching condition used
non-target pragmalinguistic forms in the discourse completion tests as a
result of previous instruction interfering with their restructuring process
House (1996) also found that neither implicit nor explicit instruction
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improved learnersrsquo performance in the realization of appropriate routinized
responses Finally Takahashi (2001) observed that the degree of attainment
and lasting effect of L2 pragmatic proficiency under the explicit teaching
condition was doubtful These findings lead to the question of what sort of
input-based approach with or without the teacher-fronted explicit
information is the most appropriate way of allowing learners to access and
integrate sociopragmatic and pragmalinguistic knowledge more quickly and
efficiently
THE PRESENT STUDY
To date only a small number of studies have examined input-based
methods of teaching L2 pragmatics For this reason there is no clear
indication in the literature as to what type of input-based task involving
pragmalinguisticndashsociopragmatic connections is most effective in teaching L2
pragmatics Moreover no studies have compared the effectiveness of
structured input tasks with and without explicit information for L2
pragmatics To address these gaps the following research question is
investigated in this study
What are the relative effects of three different input tasksincluding (1) structured input with explicit information (2)problem-solving and (3) structured input without explicitinformation on the development of Japanese learnersrsquo pragmaticproficiency in English
METHOD
Participants
Prospective participants were solicited in Japan through an employment
advertisement in a weekly magazine and on the Internet Both the weekly
magazine and the Internet website target students After checking applicantsrsquo
scores for the Test of English for International Communication (TOEIC) only
learners with intermediate English proficiency defined as TOEIC scores
between 500 and 700 were selected for inclusion in the study This decision
was made to exclude the extreme ends of learner proficiency levels low
and high which might obscure the effects of the different types of
instruction The sixty participants were assigned to one of the four groups
consisting of the three treatment groups structured input tasks with explicit
information problem-solving tasks and structured input tasks without
explicit information and the control group (nfrac14 15 for all four groups) The
participants included three high school students ten vocational training
school students twenty-nine university students and eighteen non-students
All participants had studied English in Japan for a range of five to twenty-
two years without receiving explicit instruction on English pragmatics
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All had Japanese as their first language and they ranged in age from 18 to 40
The present study was conducted at an English conversation school instead
of at a regular EFL school because it was not possible at the instructorrsquos
institution a regular university to include the control group necessary
for observing and comparing the effects of the different instructional
treatments
Instructional goals
The present study draws on past research on EFL Japanese studentsrsquo
acquisition of downgraders a pragmatic resource for mitigating the strength
of a statement or request (Takahashi 1996 Hill 1997) Takahashi (1996)
found that Japanese EFL learners tended to use monoclausal English request
forms when downgrader biclausal request forms were more appropriate for
example lsquoWouldCould you VPrsquo vs lsquoWould it be possible to VPrsquo Hill (1997)
found that even as the proficiency of Japanese EFL learners increased they
continued to underuse clausal downgraders lexical downgraders and
syntactic downgraders Lexicalclausal downgraders soften the difficulty
that the speaker experiences when asking the hearer to perform a request by
modifying the Head Act lexically or clausally for example lsquoCould you possibly
come herersquo (lexical) or lsquoWould it be possible to come herersquo (clausal-mitigated
preparatory question) lsquoI wonder if you could come herersquo (clausal-mitigated
preparatory statement) lsquoI would appreciate it if you could come herersquo (clausal-
mitigated want statement) Syntactic downgraders on the other hand
modify the Head Act syntactically by mitigating the level of difficulty that the
speaker experiences through syntactic choices using tense or aspect for
example lsquoI am wondering if you could lend me a bookrsquo (continuous aspect)
lsquoI was wondering if you would comersquo (past tense) Given Takahashi (1996) and
Hillrsquos (1997) findings the current study focuses on teaching lexicalclausal
and syntactic downgraders in English requests
Three social context variables were carefully controlled for in the dialogues
in the instructional and testing materials (a) power the status of the speaker
with respect to the hearer (b) distance the relationship between the
speaker and the hearer and (c) speaker difficulty the difficulty that the
speaker experiences when asking the hearer to perform the request These
three variables were selected because in cross-cultural pragmatics they are
considered to be the three independent and culturally sensitive variables that
subsume all other variables and play important roles in speech act behaviour
The participants in the three treatment groups were instructed to pay
attention to these social context variables as well as the pragmalinguistic
features of the target structures Only participants in the structured input
tasks with explicit information group were provided with the explicit
information about the pragmalinguistic and sociopragmatic features of the
target structures
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Instructional treatments
Each group received four 40-minute treatment sessions in Japanese at a
major English conversation school in Osaka Japan All groups received
instruction from the same instructor who was also the researcher1 The three
instructional treatments were matched for target structure and all four
groups were matched for instruction time The first treatment session
highlighted lexicalclausal downgraders in English requests and the second
treatment session focused on syntactic downgraders The third and fourth
treatment sessions were reviews of the first and second treatments Handouts
contained highlighted pragmalinguistic and sociopragmatic features to
promote participantsrsquo conscious noticing of those features Specific treatment
features of each participant group are presented in Table 1
Structured input tasks with explicit information
The structured input tasks with explicit instruction treatment consisted of
two components (a) teacher-fronted explanation of the target downgraders
and (b) structured input tasks comprising pragmalinguisticndashsociopragmatic
connection activities and reinforcement activities of the target downgraders
In each lesson the group received handouts with a brief summary of the
targeted downgraders and examples of the target structures in English The
explicit teacher-fronted component lasted 10 minutes during which time
the teacher read the summary and examples aloud in English and explained
the summary and the examples in Japanese with special attention to
Table 1 Treatment features of each group
Group Treatment Explicitinformation
Structured inputtasks with explicitinformation (nfrac14 15)
Explicit information (10 minutes)thornPragmalinguistic-sociopragmatic connectionactivities (18 minutes)thornReinforcementactivities (12 minutes)
Yes
Problem-solvingtasks (nfrac14 15)
Pragmalinguistic-focused activities(10 minutes) thorn Sociopragmatic-focusedactivities (10 minutes)thorn Pragmalinguistic-sociopragmatic connection activities(10 minutes)thornMetapragmatic discussion(10 minutes)
No
Structured inputtasks without explicitinformation (nfrac14 15)
Pragmalinguistic-sociopragmatic connectionactivities (24 minutes)thornReinforcementactivities (16 minutes)
No
Control group (nfrac14 15) TOEIC reading comprehension exercises(40 minutes)
No
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sociopragmatic conditions In the second part the group engaged structured
input tasks consisting of three pragmalinguisticndashsociopragmatic connection
activities and three reinforcement activities (see Appendix A available online
to subscribers at httpapplijoxfordjournalsorg) In the pragmalinguisticndash
sociopragmatic connection activities the participants read dialogues for given
situations and chose the more appropriate request form out of the two
offered based on their pragmalinguistic and sociopragmatic knowledge
Participants then listened to an oral recording of the dialogue and underlined
the correct request form In the reinforcement activities participants read
each dialogue aloud and listened to the oral recordings again Finally they
were asked to rate the level of appropriateness of each underlined request on
a 5-point scale The goal of the pragmalinguisticndashsociopragmatic connection
activities was to ensure that participants focused on understanding the
relationship between the request the relevant social context variables and
the targeted pragmalinguistic resources In contrast the purpose of the
reinforcement activities was to strengthen the pragmalinguisticndashsocioprag-
matic connections by providing the participants with more opportunities to
observe and understand how the different factors the request the social
context variables and the targeted pragmalinguistic features were
interrelated
Problem-solving tasks
The problem-solving treatment consisted of four activities highlighting
the targeted downgraders in English pragmalinguistic-focused activities
sociopragmatic-focused activities pragmalinguisticndashsociopragmatic connec-
tion activities and metapragmatic discussion In each lesson the participants
received handouts with three sets of English dialogues (see Appendix A
available online to subscribers at httpapplijoxfordjournalsorg) The
participants read each situation and the dialogue and then listened to the
dialogue In the first activity the pragmalinguistic-focused activity
participants were asked to copy and compare the underlined request forms
in two dialogues while looking for the differences between the request forms
In the second activity the sociopragmatics-focused activity participants
answered two questions regarding the relationship between the two
characters and the difficulty of the requests In the third activity the
pragmalinguisticndashsociopragmatic connection activity participants were asked
to rate the level of politeness of the requests in both dialogues and to list the
ways in which one character tried to be more polite than the other character
when making requests In the last activity paired participants discussed the
features of the target structures with each other The aim of the first three
activities was to provide participants with step-by-step problem-solving
opportunities through which they could develop their own explicit
knowledge about the target features In turn this explicit knowledge
would help participants to reinforce the pragmalinguisticndashsociopragmatic
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connections during their paired metapragmatic discussions of the features of
target structures The decision to include paired metapragmatic discussions
was based on findings in Rose (2005) that suggested metapragmatic
discussion about the target request forms in context is more effective for
learning sociopragmatic distinctions than the teacher-fronted approach
Structured input tasks without explicit information
The treatment for the structured input tasks without explicit information
group was the same as for structured input tasks with explicit information
but without the teacher-fronted explicit instruction
Control group
Lessons for the control group were designed to help participants do well on the
TOEIC Participants in this group engaged in reading comprehension exercises
for the TOEIC however they were not exposed to the target structures at all
Testing instruments and procedures
This study employed a pre-test post-test and follow-up test design The pre-
test was administered two to three days prior to the instructional treatment
the post-test eight to nine days after the treatment and the follow-up test in
the fourth week following instruction Each test consisted of two input-based
tests a listening test and an acceptability judgement test and two output-
based tests a discourse completion test and a role-play test Immediately
following the treatments participants completed an evaluation questionnaire
Situations in the four testing instruments comprised the speech act request
with the three social context variables power distance and speaker difficulty In
particular the tests included situations with a high level of speaker difficulty
combined with power and distance which were validated by Hill (1997)
Hudson et al (1992 1995) and Takahashi (1998 2001) One high speaker
difficulty item is shown below
You are writing a difficult paper for Professor Hill You need somehelp with the paper but Professor Hill is away for a monthA friend of yours has suggested you go and see Professor WatsonAlthough you do not know Professor Watson and ProfessorWatson is extremely busy you have decided to ask ProfessorWatson to look through your long paper before you hand it in thenext day What would you ask Professor Watson (based onTakahashi 1998 2001)
Situations with a low level of speaker difficulty were added as distractors to
increase the reliability of instruments The discourse completion test the
role-play test and the acceptability judgement test consisted of twenty
situations (ten high speaker difficulty and ten low speaker difficulty items) while
the listening test consisted of fifteen situations (nine high speaker difficulty
items and six low speaker difficulty items)
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Three versions of the four tests were developed and counterbalanced for
order of presentation of the same situations across the pre-tests post-tests
and follow-up tests During the testing these counterbalanced versions were
used to minimize the possible effect of test learning
During the pre-tests post-tests and follow-up tests test components were
administered in the following order discourse completion test role-play test
listening test and acceptability judgement test The two input-based tests were
administered after the output-based tasks to address the concern that they
might provide participants with models for the production tests Although
participants were instructed to complete the four tests in the span of 2 hours
only the listening test was timed In the listening test participants had two
seconds to judge the appropriateness for each question which required
participants to access their proceduralized knowledge of the target structure
Discourse completion test
The discourse completion test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required the participants to read short
descriptions of twenty situations in English and to write what they would say
in each situation in English Although there was no time limit for the discourse
completion test most participants finished in 30ndash45 minutes Each response
was rated by two native English speakers according to the appropriateness
of the request forms on a 5-point scale The test contained ten target items with
a maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Role-play test
The role-play test (see Appendix B available online to subscribers at http
applijoxfordjournalsorg) consisted of short descriptions of twenty situations
written in English and required the participants to play particular roles with
an interlocutor Prior to the role play participants received role cards that
described the situations and their roles In each role play the participants
were required to initiate the conversation by requesting something from
their interlocutor2 The instructor a non-native speaker of English acted as
the interlocutor On average participants took 2ndash3 minutes to prepare for
each role play Role plays were tape-recorded and individual performances
were rated for appropriateness of request forms on a 5-point scale by two
native speakers of English The test contained 10 target items with a
maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Listening test
The listening test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required participants to listen to dialogues
between a Japanese university student and a native speaker of English
in fifteen different situations and to score the appropriateness of the
Japanese university studentrsquos request forms on a 5-point scale The test
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involved an audio-recording of the dialogue and had a time constraint of
2 seconds per question for responding to each dialogue Participant
ratings were compared with English native speakersrsquo baseline data3 on a
5-point scale The test contained nine target items with a maximum score
of 45 (9 5)
Acceptability judgement test
The acceptability judgement test (see Appendix B available online to
subscribers at httpapplijoxfordjournalsorg) was a computer-based test
that required participants to read written English descriptions of 20
situations After reading the descriptions participants were presented with
a series of isolated requests and instructed to score the first request on an
11-point scale and then to score subsequent responses proportionally higher
or lower in accordance with the degree of perceived acceptability Participant
ratings were compared with English native speakersrsquo baseline data4 on a
5-point scale The test contained ten target items with a maximum score of
50 (10 5)
Evaluation questionnaire
The evaluation questionnaire was administered as a supplement to the
present study with the goal of examining whether the aims of the
instructional treatments had been achieved and how the instruction could be
improved for future use The questionnaire consisted of three 5-point scale
close-ended questions and three open-ended questions
RELIABILITY
Interrater reliability was estimated by calculating the correlation of the
two ratersrsquo scores Correlation coefficients for the discourse completion
and role-play tests were 995 and 994 respectively which were statis-
tically significant (p5 001) With regard to internal consistency the
Cronbach Alpha reliability estimates for the tests ranged from 853 for
the listening comprehension test5 to 926 for the role-play test with
893 for the acceptability judgement test and 917 for the discourse
completion test
VALIDITY
To promote content validity the present study matched test items to the
theoretical framework that outlined the degree of the three social context
variables speaker difficulty power and distance Tables 2 and 3 show the
distribution and degree of social context variables across tests
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RESULTS
The results showed that the three treatment groups performed significantly
better than the control group However the group that received the
structured input tasks with explicit information did not retain the positive
effects of the treatment between the post-test and follow-up test on the
listening test component
In the data analysis a Bonferroni adjustment was employed to maintain an
approximate experiment-wide 05 alpha level In other words the overall
alpha level was set at 05 but with four group comparisons (discourse
completion role-play acceptability judgement and listening tests) for one
item type (high speaker difficulty) Therefore 05 was divided by the number
of comparisons (four) resulting in a p value of 0125 for individual statistical
decisions
Results from the discourse completion test
Results of a two-way repeated-measures ANOVA revealed a significant main
effect for Instruction for the three treatment groups (structured input tasks
with explicit information problem-solving tasks and structured input tasks
without explicit information) F (3 56) frac14 9992 p frac14 000 A significant main
effect for Time across the pre-test post-test and follow-up test was also
Table 2 Distribution of social context variables (Version A for the discoursecompletion role-play and acceptability judgement tests)
S4 S6 S10 S18 S2 S8 S12 S14 S16 S20 S1 S3 S5 S11 S13 S7 S9 S15 S17 S19
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
Table 3 Distribution of social context variables (Version A for thelistening test)
S3 S5 S8 S13 S2 S6 S10 S12 S15 S1 S4 S9 S7 S11 S14
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14 Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
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found F (3 56) frac14 58357 p frac14 000 Lastly the results revealed a significant
interaction effect between Instruction and Time F (9 56) frac14 4864 p frac14 000
Figure 1 illustrates three important characteristics of the discourse completion
test results (1) there were no statistically significant differences among the
four groups on the pre-test scores (2) the three treatment groups made gains
from the pre-tests to the post-tests and the follow-up tests and (3) positive
effects for the three treatments were maintained through the post-test to the
follow-up tests
These results suggest that the three different types of treatment were
effective in promoting learnersrsquo acquisition and retention of English request
forms in the context of discourse completion activities Furthermore the lack
of crossover between the treatment and control groups on the post-tests
demonstrates the relative superiority of the three treatment groupsrsquo
performances over the control grouprsquos performance Post-hoc Scheffe tests
conducted on the post-test and the follow-up test scores for the main effect
for treatment showed the following two contrasts (1) the three treatment
groups performed significantly better than the control group on the discourse
completion test and (2) there were no significant differences among the
three treatment groups
Results from the role-play test
The results of a two-way repeated-measures ANOVA for the role-play test
scores revealed the same significant main effects as the discourse completion
test a significant main effect for Instruction F (3 56)frac14 8393 pfrac14 000
a significant main effect for Time F (3 56)frac14 50261 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 1 Interaction plot for the discourse completion testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant interaction effect between Instruction and Time F (9 56)frac143388
pfrac14 000
The results displayed for the role-play test in Figure 2 follow the same
pattern as the discourse completion test there were no statistically significant
differences among the four groups on the pre-test scores the three treatment
groups improved from the pre-test to the post-test and the follow-up test
and positive effects for the three treatments were retained As in Figure 1
above the lack of crossover between the treatment and control group scores
in Figure 2 shows the superior performance of all three treatment groups on
the post-test and follow-up tests Post-hoc Scheffe tests provided further
evidence for the following two contrasts (1) the three treatment groups
performed significantly better than the control group on the role-play test
and (2) there were no significant differences among the three treatment
groups
Results from the listening test
The results of a two-way repeated-measures ANOVA of the listening test
scores showed the same significant main effects as both the discourse
completion and the role-play test a significant main effect for Instruction
F (3 56)frac14 2748 pfrac14 000 a significant main effect for Time F (3 56)frac148127
pfrac14 000 and a significant interaction effect between Instruction and Time
F (9 56)frac14797 pfrac14 000
Figure 3 reveals two of the same main results for the listening test as for
the discourse completion and role-play tests there were no statistically
significant differences among the four groups on the pre-test scores and the
three treatment groups improved from the pre-tests to the post-tests and the
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 2 Interaction plot for the role-play testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
16 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
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participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
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explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
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REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
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ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
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ownloaded from
The structured input task occupies an important part in processing
instruction According to VanPatten (1996) processing instruction entails
three basic features
1 an explanation of the relationship between a given form and the meaning
it can convey
2 information about processing strategies showing learners how natural
processing strategies may not work to their benefit and
3 structured input activities in which learners are given the opportunity to
process form in the input in a controlled situation so that better form-
meaning connections might happen compared with what might happen
in less controlled situations (VanPatten 1996 60)
A number of grammar teaching studies have provided empirical evidence
that structural input tasks themselves without explicit information are
effective in improving learnersrsquo grammatical proficiency level (eg VanPatten
and Oikennon 1996)
Ellis (1997) argued that structured input texts must be designed in such a
way that the target forms are frequent the meanings of the target forms are
clear and comprehending the target forms is essential for comprehending the
whole text Although Ellis described two ways of structuring input input
flooding and interpretation tasks only the latter is of direct relevance to
the present study The following are general principles for the design of
interpretation tasks (Ellis 1997)
1 An interpretation activity consists of a stimulus to which learners must
make some kind of response
2 The stimulus can take the form of spoken or written input
3 The response can take various forms such as truefalse check a box
select the correct picture draw a diagram perform an action but in each
case the response will be either completely non-verbal or minimally
verbal
4 The activities in the task can be helpfully sequenced to require first
attention to meaning then noticing the form and function of the
grammatical structure and finally error identification
5 Interpretation tasks should require learners to make a personal response
that is relate the input to their own lives as well as a referential response
(Ellis 1997 155ndash9)
The present study draws on the interpretation framework proposed by Ellis
(1997) and employs interpretation tasks designed to engage learners in
intentional and conscious learning of target pragmatic expressions based on
exemplars in the input A key issue is exploring how such interpretation
tasks can be extended to the teaching of L2 pragmatics To teach pragmatics
instruction must promote learnersrsquo conscious noticing of both the relation-
ship between forms and meanings of target structures and the relationship
between strategies for realizing speech intentions linguistic forms used to
MASAHIRO TAKIMOTO 3
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express these intentions and social conditions governing language use
Knowledge of the strategies for realizing speech intentions and linguistic
items used to express these intentions is called knowledge of pragmalinguistics
whereas knowledge of the social conditions governing language use is called
knowledge of sociopragmatics (Leech 1983 Thomas 1983) Therefore the
fourth general principle above needs to be revised so that activities in the
task are sequenced to first require attention to sociopragmatic features then
noticing of pragmalinguistic features of target structures and finally aiding
the learner in error identification
Problem-solving
Another type of input-based approach is consciousness-raising In the
present study the term problem-solving is used in place of the term
consciousness-raising The goal of both problem-solving and structured input
tasks is to make better formndashmeaning connections with different degrees of
overtness Whereas problem-solving tasks lead to more overt instruction
structured input tasks lead to less overt instruction Furthermore the content
of the problem-solving tasks is the language used in the tasks while the
structured input tasks are built around the content of general topics other
than language used in the tasks such as stories pictures of objects or
opinions Empirical evidence from a number of grammar teaching studies has
shown that problem-solving tasks are effective in improving learnersrsquo
grammatical proficiency level (eg Fotos 1994 Fotos and Ellis 1991) Thus
the rationale for using problem-solving tasks in the present study is
to compare a more overt way of raising awareness of pragmalinguistic-
sociopragmatic (problem-solving tasks) with a less overt way (structured
input tasks) Ellis (2003) argued that three types of operations identification
of the target structure judgement of appropriateness of the target
structure and rule provision of the target structure can be embedded in
the problem-solving tasks by (a) isolating a specific linguistic feature
(b) providing data to illustrate the target feature (c) encouraging learners
to use their intellectual resources to understand the target feature and
(d) requiring learners to verbalize rules describing the grammatical structure
in question
Again the important question here is how the problem-solving approach
can be extended to the teaching of L2 pragmatics As with the structured
input task the problem-solving task needs to be revised for pragmatic
teaching purposes Important revisions should include isolating specific
pragmalinguistic features providing learners with data for the target
pragmatic features engaging learnersrsquo intellectual efforts and requiring
students to understand and verbalize the pragmalinguistic and sociopragmatic
features of the target structures
4 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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INPUT-BASED INTERVENTION STUDIES OF L2 PRAGMATICS
As noted in the previous section intervention studies on L2 pragmatics have
employed input-based approaches in teaching pragmatics with explicit and
implicit instruction Approaches on the explicit end of the intervention
continuum include studies of teacher-fronted explicit explanation treating
awareness-raising as a method to promote better pragmatic ability (House
1996 Tateyama et al 1997 Rose and Ng 2001) and studies of teacher-fronted
explicit explanation treating awareness-raising as an objective (Takahashi
2001) For example House (1996) studied the effect of two types of
instruction on high-intermediate to advanced university students of German
as a foreign language and examined their improvements in the areas of
initiating and responding to speech acts and conversational routines In the
explicit instruction group students received teacher-fronted explicit
metapragmatic information about the sociopragmatic conditions governing
the use of routines and their pragmatic functions Students in the implicit
instruction group did not receive explicit metapragmatic information about
the target features After 14 weeks of instruction and listening to tapes of
their own language behaviour sample conversation recordings showed that
both groups had improved but the explicit grouprsquos improvement exceeded
that of the implicit group
Tateyama et al (1997) investigated how beginner learners of Japanese as a
foreign language developed Japanese pragmatic proficiency under two types
of instructional treatment Targeted pragmatic features were the three
functions of the routine formula sumimasen as an attention-getter an
apology and an expression of thanks In the explicit group students
discussed the different functions of sumimasen received explicit teacher-
fronted explanations and watched short video clips of examples of the
pragmatic routines The implicit group watched the same video clips as the
explicit group but did not engage in any explicit metapragmatic activities
After only 50 minutes of instruction the results of quantitative and
qualitative instruments including role-play multiple-choice test and self-
reports showed the explicit grouprsquos advantage over the implicit group
In a similarly designed study Rose and Ng (2001) investigated the
effectiveness of explicit and implicit approaches to teaching compliments and
compliment responses Both explicit and implicit instruction groups followed
the same procedures with one exception the implicit group was exposed to
film segments and additional examples with a guided questionnaire on the
target feature in place of teacher-fronted instruction After six 30-minute
lessons self-assessment discourse completion and metapragmatic ques-
tionnaires showed that both groups improved in pragmalinguistic proficiency
but only the explicit instruction group effectively developed sociopragmatic
proficiency In a later study Rose (2005) explained the similar improvement
of both explicit and implicit instruction groups as a result of participantsrsquo
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advanced proficiency and the relative easiness of the pragmalinguistic target
features
In another study that provided support for explicit instruction Takahashi
(2001) investigated four input enhancement conditions for Japanese learners
acquiring request strategies in English explicit instruction form-comparison
form-search and meaning-focused conditions In the explicit instruction
condition a teacher provided metapragmatic and explicit explanations of the
target feature In the form-comparison condition learners compared their
own request strategies with those provided by native speakers of English In
the form-search condition learners compared request strategies of Japanese
learners of English with those provided by native speakers of English Finally
in the meaning-focused condition learners simply listened to read and
answered comprehension questions based on the input After four 90-minute
weeks of instruction the results of discourse completion tests and self-reports
demonstrated that the explicit group learned all of the different request
strategies more successfully than the other three groups
Despite general support for explicit instruction in the literature a number
of studies have reported inconclusive findings regarding the effectiveness of
explicit instruction on the acquisition of L2 pragmatics In their study of
English pragmatic mitigators in requests Fukuya and Clark (1999) compared
input enhancement with explicit metapragmatic instruction for intermediate
and advanced ESL learners The explicit group watched a video of explicit
instruction on English mitigators with 30 example scenarios without
subtitles In contrast the implicit instruction group watched a video of
explicit instruction on listening comprehension strategies with thirty example
scenarios where requests were subtitled and the mitigators were highlighted
After one 48-minute lesson the results of two assessment measures a
listening comprehension test and a pragmatic multiple-choice test indicated
no differences between the input enhancement group and explicit group
Fukuya and Clark suggested that the brevity of treatment may have
contributed to their statistically insignificant results Although lesson length
affects pragmatic learning it should be noted that Tateyama et al (1997)
produced clear results even within a short 50-minute lesson To reexamine
previous findings Tateyama (2001) conducted a follow-up study increasing
the instructional period to four 20-minute sessions and found that there were
no significant differences between the explicit and implicit groups As
explanation Tateyama noted that students in the implicit group had more
contact with native speakers of Japanese outside of class and this threat to
internal validity contributed to the inconclusive results
Lastly regarding the nature of the L2 pragmatic learning studies show
differing levels of acquisition in terms of accuracy and retention Takahashi
(2001) found some of the participants in the explicit teaching condition used
non-target pragmalinguistic forms in the discourse completion tests as a
result of previous instruction interfering with their restructuring process
House (1996) also found that neither implicit nor explicit instruction
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improved learnersrsquo performance in the realization of appropriate routinized
responses Finally Takahashi (2001) observed that the degree of attainment
and lasting effect of L2 pragmatic proficiency under the explicit teaching
condition was doubtful These findings lead to the question of what sort of
input-based approach with or without the teacher-fronted explicit
information is the most appropriate way of allowing learners to access and
integrate sociopragmatic and pragmalinguistic knowledge more quickly and
efficiently
THE PRESENT STUDY
To date only a small number of studies have examined input-based
methods of teaching L2 pragmatics For this reason there is no clear
indication in the literature as to what type of input-based task involving
pragmalinguisticndashsociopragmatic connections is most effective in teaching L2
pragmatics Moreover no studies have compared the effectiveness of
structured input tasks with and without explicit information for L2
pragmatics To address these gaps the following research question is
investigated in this study
What are the relative effects of three different input tasksincluding (1) structured input with explicit information (2)problem-solving and (3) structured input without explicitinformation on the development of Japanese learnersrsquo pragmaticproficiency in English
METHOD
Participants
Prospective participants were solicited in Japan through an employment
advertisement in a weekly magazine and on the Internet Both the weekly
magazine and the Internet website target students After checking applicantsrsquo
scores for the Test of English for International Communication (TOEIC) only
learners with intermediate English proficiency defined as TOEIC scores
between 500 and 700 were selected for inclusion in the study This decision
was made to exclude the extreme ends of learner proficiency levels low
and high which might obscure the effects of the different types of
instruction The sixty participants were assigned to one of the four groups
consisting of the three treatment groups structured input tasks with explicit
information problem-solving tasks and structured input tasks without
explicit information and the control group (nfrac14 15 for all four groups) The
participants included three high school students ten vocational training
school students twenty-nine university students and eighteen non-students
All participants had studied English in Japan for a range of five to twenty-
two years without receiving explicit instruction on English pragmatics
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All had Japanese as their first language and they ranged in age from 18 to 40
The present study was conducted at an English conversation school instead
of at a regular EFL school because it was not possible at the instructorrsquos
institution a regular university to include the control group necessary
for observing and comparing the effects of the different instructional
treatments
Instructional goals
The present study draws on past research on EFL Japanese studentsrsquo
acquisition of downgraders a pragmatic resource for mitigating the strength
of a statement or request (Takahashi 1996 Hill 1997) Takahashi (1996)
found that Japanese EFL learners tended to use monoclausal English request
forms when downgrader biclausal request forms were more appropriate for
example lsquoWouldCould you VPrsquo vs lsquoWould it be possible to VPrsquo Hill (1997)
found that even as the proficiency of Japanese EFL learners increased they
continued to underuse clausal downgraders lexical downgraders and
syntactic downgraders Lexicalclausal downgraders soften the difficulty
that the speaker experiences when asking the hearer to perform a request by
modifying the Head Act lexically or clausally for example lsquoCould you possibly
come herersquo (lexical) or lsquoWould it be possible to come herersquo (clausal-mitigated
preparatory question) lsquoI wonder if you could come herersquo (clausal-mitigated
preparatory statement) lsquoI would appreciate it if you could come herersquo (clausal-
mitigated want statement) Syntactic downgraders on the other hand
modify the Head Act syntactically by mitigating the level of difficulty that the
speaker experiences through syntactic choices using tense or aspect for
example lsquoI am wondering if you could lend me a bookrsquo (continuous aspect)
lsquoI was wondering if you would comersquo (past tense) Given Takahashi (1996) and
Hillrsquos (1997) findings the current study focuses on teaching lexicalclausal
and syntactic downgraders in English requests
Three social context variables were carefully controlled for in the dialogues
in the instructional and testing materials (a) power the status of the speaker
with respect to the hearer (b) distance the relationship between the
speaker and the hearer and (c) speaker difficulty the difficulty that the
speaker experiences when asking the hearer to perform the request These
three variables were selected because in cross-cultural pragmatics they are
considered to be the three independent and culturally sensitive variables that
subsume all other variables and play important roles in speech act behaviour
The participants in the three treatment groups were instructed to pay
attention to these social context variables as well as the pragmalinguistic
features of the target structures Only participants in the structured input
tasks with explicit information group were provided with the explicit
information about the pragmalinguistic and sociopragmatic features of the
target structures
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Instructional treatments
Each group received four 40-minute treatment sessions in Japanese at a
major English conversation school in Osaka Japan All groups received
instruction from the same instructor who was also the researcher1 The three
instructional treatments were matched for target structure and all four
groups were matched for instruction time The first treatment session
highlighted lexicalclausal downgraders in English requests and the second
treatment session focused on syntactic downgraders The third and fourth
treatment sessions were reviews of the first and second treatments Handouts
contained highlighted pragmalinguistic and sociopragmatic features to
promote participantsrsquo conscious noticing of those features Specific treatment
features of each participant group are presented in Table 1
Structured input tasks with explicit information
The structured input tasks with explicit instruction treatment consisted of
two components (a) teacher-fronted explanation of the target downgraders
and (b) structured input tasks comprising pragmalinguisticndashsociopragmatic
connection activities and reinforcement activities of the target downgraders
In each lesson the group received handouts with a brief summary of the
targeted downgraders and examples of the target structures in English The
explicit teacher-fronted component lasted 10 minutes during which time
the teacher read the summary and examples aloud in English and explained
the summary and the examples in Japanese with special attention to
Table 1 Treatment features of each group
Group Treatment Explicitinformation
Structured inputtasks with explicitinformation (nfrac14 15)
Explicit information (10 minutes)thornPragmalinguistic-sociopragmatic connectionactivities (18 minutes)thornReinforcementactivities (12 minutes)
Yes
Problem-solvingtasks (nfrac14 15)
Pragmalinguistic-focused activities(10 minutes) thorn Sociopragmatic-focusedactivities (10 minutes)thorn Pragmalinguistic-sociopragmatic connection activities(10 minutes)thornMetapragmatic discussion(10 minutes)
No
Structured inputtasks without explicitinformation (nfrac14 15)
Pragmalinguistic-sociopragmatic connectionactivities (24 minutes)thornReinforcementactivities (16 minutes)
No
Control group (nfrac14 15) TOEIC reading comprehension exercises(40 minutes)
No
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sociopragmatic conditions In the second part the group engaged structured
input tasks consisting of three pragmalinguisticndashsociopragmatic connection
activities and three reinforcement activities (see Appendix A available online
to subscribers at httpapplijoxfordjournalsorg) In the pragmalinguisticndash
sociopragmatic connection activities the participants read dialogues for given
situations and chose the more appropriate request form out of the two
offered based on their pragmalinguistic and sociopragmatic knowledge
Participants then listened to an oral recording of the dialogue and underlined
the correct request form In the reinforcement activities participants read
each dialogue aloud and listened to the oral recordings again Finally they
were asked to rate the level of appropriateness of each underlined request on
a 5-point scale The goal of the pragmalinguisticndashsociopragmatic connection
activities was to ensure that participants focused on understanding the
relationship between the request the relevant social context variables and
the targeted pragmalinguistic resources In contrast the purpose of the
reinforcement activities was to strengthen the pragmalinguisticndashsocioprag-
matic connections by providing the participants with more opportunities to
observe and understand how the different factors the request the social
context variables and the targeted pragmalinguistic features were
interrelated
Problem-solving tasks
The problem-solving treatment consisted of four activities highlighting
the targeted downgraders in English pragmalinguistic-focused activities
sociopragmatic-focused activities pragmalinguisticndashsociopragmatic connec-
tion activities and metapragmatic discussion In each lesson the participants
received handouts with three sets of English dialogues (see Appendix A
available online to subscribers at httpapplijoxfordjournalsorg) The
participants read each situation and the dialogue and then listened to the
dialogue In the first activity the pragmalinguistic-focused activity
participants were asked to copy and compare the underlined request forms
in two dialogues while looking for the differences between the request forms
In the second activity the sociopragmatics-focused activity participants
answered two questions regarding the relationship between the two
characters and the difficulty of the requests In the third activity the
pragmalinguisticndashsociopragmatic connection activity participants were asked
to rate the level of politeness of the requests in both dialogues and to list the
ways in which one character tried to be more polite than the other character
when making requests In the last activity paired participants discussed the
features of the target structures with each other The aim of the first three
activities was to provide participants with step-by-step problem-solving
opportunities through which they could develop their own explicit
knowledge about the target features In turn this explicit knowledge
would help participants to reinforce the pragmalinguisticndashsociopragmatic
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connections during their paired metapragmatic discussions of the features of
target structures The decision to include paired metapragmatic discussions
was based on findings in Rose (2005) that suggested metapragmatic
discussion about the target request forms in context is more effective for
learning sociopragmatic distinctions than the teacher-fronted approach
Structured input tasks without explicit information
The treatment for the structured input tasks without explicit information
group was the same as for structured input tasks with explicit information
but without the teacher-fronted explicit instruction
Control group
Lessons for the control group were designed to help participants do well on the
TOEIC Participants in this group engaged in reading comprehension exercises
for the TOEIC however they were not exposed to the target structures at all
Testing instruments and procedures
This study employed a pre-test post-test and follow-up test design The pre-
test was administered two to three days prior to the instructional treatment
the post-test eight to nine days after the treatment and the follow-up test in
the fourth week following instruction Each test consisted of two input-based
tests a listening test and an acceptability judgement test and two output-
based tests a discourse completion test and a role-play test Immediately
following the treatments participants completed an evaluation questionnaire
Situations in the four testing instruments comprised the speech act request
with the three social context variables power distance and speaker difficulty In
particular the tests included situations with a high level of speaker difficulty
combined with power and distance which were validated by Hill (1997)
Hudson et al (1992 1995) and Takahashi (1998 2001) One high speaker
difficulty item is shown below
You are writing a difficult paper for Professor Hill You need somehelp with the paper but Professor Hill is away for a monthA friend of yours has suggested you go and see Professor WatsonAlthough you do not know Professor Watson and ProfessorWatson is extremely busy you have decided to ask ProfessorWatson to look through your long paper before you hand it in thenext day What would you ask Professor Watson (based onTakahashi 1998 2001)
Situations with a low level of speaker difficulty were added as distractors to
increase the reliability of instruments The discourse completion test the
role-play test and the acceptability judgement test consisted of twenty
situations (ten high speaker difficulty and ten low speaker difficulty items) while
the listening test consisted of fifteen situations (nine high speaker difficulty
items and six low speaker difficulty items)
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Three versions of the four tests were developed and counterbalanced for
order of presentation of the same situations across the pre-tests post-tests
and follow-up tests During the testing these counterbalanced versions were
used to minimize the possible effect of test learning
During the pre-tests post-tests and follow-up tests test components were
administered in the following order discourse completion test role-play test
listening test and acceptability judgement test The two input-based tests were
administered after the output-based tasks to address the concern that they
might provide participants with models for the production tests Although
participants were instructed to complete the four tests in the span of 2 hours
only the listening test was timed In the listening test participants had two
seconds to judge the appropriateness for each question which required
participants to access their proceduralized knowledge of the target structure
Discourse completion test
The discourse completion test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required the participants to read short
descriptions of twenty situations in English and to write what they would say
in each situation in English Although there was no time limit for the discourse
completion test most participants finished in 30ndash45 minutes Each response
was rated by two native English speakers according to the appropriateness
of the request forms on a 5-point scale The test contained ten target items with
a maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Role-play test
The role-play test (see Appendix B available online to subscribers at http
applijoxfordjournalsorg) consisted of short descriptions of twenty situations
written in English and required the participants to play particular roles with
an interlocutor Prior to the role play participants received role cards that
described the situations and their roles In each role play the participants
were required to initiate the conversation by requesting something from
their interlocutor2 The instructor a non-native speaker of English acted as
the interlocutor On average participants took 2ndash3 minutes to prepare for
each role play Role plays were tape-recorded and individual performances
were rated for appropriateness of request forms on a 5-point scale by two
native speakers of English The test contained 10 target items with a
maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Listening test
The listening test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required participants to listen to dialogues
between a Japanese university student and a native speaker of English
in fifteen different situations and to score the appropriateness of the
Japanese university studentrsquos request forms on a 5-point scale The test
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involved an audio-recording of the dialogue and had a time constraint of
2 seconds per question for responding to each dialogue Participant
ratings were compared with English native speakersrsquo baseline data3 on a
5-point scale The test contained nine target items with a maximum score
of 45 (9 5)
Acceptability judgement test
The acceptability judgement test (see Appendix B available online to
subscribers at httpapplijoxfordjournalsorg) was a computer-based test
that required participants to read written English descriptions of 20
situations After reading the descriptions participants were presented with
a series of isolated requests and instructed to score the first request on an
11-point scale and then to score subsequent responses proportionally higher
or lower in accordance with the degree of perceived acceptability Participant
ratings were compared with English native speakersrsquo baseline data4 on a
5-point scale The test contained ten target items with a maximum score of
50 (10 5)
Evaluation questionnaire
The evaluation questionnaire was administered as a supplement to the
present study with the goal of examining whether the aims of the
instructional treatments had been achieved and how the instruction could be
improved for future use The questionnaire consisted of three 5-point scale
close-ended questions and three open-ended questions
RELIABILITY
Interrater reliability was estimated by calculating the correlation of the
two ratersrsquo scores Correlation coefficients for the discourse completion
and role-play tests were 995 and 994 respectively which were statis-
tically significant (p5 001) With regard to internal consistency the
Cronbach Alpha reliability estimates for the tests ranged from 853 for
the listening comprehension test5 to 926 for the role-play test with
893 for the acceptability judgement test and 917 for the discourse
completion test
VALIDITY
To promote content validity the present study matched test items to the
theoretical framework that outlined the degree of the three social context
variables speaker difficulty power and distance Tables 2 and 3 show the
distribution and degree of social context variables across tests
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RESULTS
The results showed that the three treatment groups performed significantly
better than the control group However the group that received the
structured input tasks with explicit information did not retain the positive
effects of the treatment between the post-test and follow-up test on the
listening test component
In the data analysis a Bonferroni adjustment was employed to maintain an
approximate experiment-wide 05 alpha level In other words the overall
alpha level was set at 05 but with four group comparisons (discourse
completion role-play acceptability judgement and listening tests) for one
item type (high speaker difficulty) Therefore 05 was divided by the number
of comparisons (four) resulting in a p value of 0125 for individual statistical
decisions
Results from the discourse completion test
Results of a two-way repeated-measures ANOVA revealed a significant main
effect for Instruction for the three treatment groups (structured input tasks
with explicit information problem-solving tasks and structured input tasks
without explicit information) F (3 56) frac14 9992 p frac14 000 A significant main
effect for Time across the pre-test post-test and follow-up test was also
Table 2 Distribution of social context variables (Version A for the discoursecompletion role-play and acceptability judgement tests)
S4 S6 S10 S18 S2 S8 S12 S14 S16 S20 S1 S3 S5 S11 S13 S7 S9 S15 S17 S19
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
Table 3 Distribution of social context variables (Version A for thelistening test)
S3 S5 S8 S13 S2 S6 S10 S12 S15 S1 S4 S9 S7 S11 S14
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14 Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
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found F (3 56) frac14 58357 p frac14 000 Lastly the results revealed a significant
interaction effect between Instruction and Time F (9 56) frac14 4864 p frac14 000
Figure 1 illustrates three important characteristics of the discourse completion
test results (1) there were no statistically significant differences among the
four groups on the pre-test scores (2) the three treatment groups made gains
from the pre-tests to the post-tests and the follow-up tests and (3) positive
effects for the three treatments were maintained through the post-test to the
follow-up tests
These results suggest that the three different types of treatment were
effective in promoting learnersrsquo acquisition and retention of English request
forms in the context of discourse completion activities Furthermore the lack
of crossover between the treatment and control groups on the post-tests
demonstrates the relative superiority of the three treatment groupsrsquo
performances over the control grouprsquos performance Post-hoc Scheffe tests
conducted on the post-test and the follow-up test scores for the main effect
for treatment showed the following two contrasts (1) the three treatment
groups performed significantly better than the control group on the discourse
completion test and (2) there were no significant differences among the
three treatment groups
Results from the role-play test
The results of a two-way repeated-measures ANOVA for the role-play test
scores revealed the same significant main effects as the discourse completion
test a significant main effect for Instruction F (3 56)frac14 8393 pfrac14 000
a significant main effect for Time F (3 56)frac14 50261 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 1 Interaction plot for the discourse completion testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant interaction effect between Instruction and Time F (9 56)frac143388
pfrac14 000
The results displayed for the role-play test in Figure 2 follow the same
pattern as the discourse completion test there were no statistically significant
differences among the four groups on the pre-test scores the three treatment
groups improved from the pre-test to the post-test and the follow-up test
and positive effects for the three treatments were retained As in Figure 1
above the lack of crossover between the treatment and control group scores
in Figure 2 shows the superior performance of all three treatment groups on
the post-test and follow-up tests Post-hoc Scheffe tests provided further
evidence for the following two contrasts (1) the three treatment groups
performed significantly better than the control group on the role-play test
and (2) there were no significant differences among the three treatment
groups
Results from the listening test
The results of a two-way repeated-measures ANOVA of the listening test
scores showed the same significant main effects as both the discourse
completion and the role-play test a significant main effect for Instruction
F (3 56)frac14 2748 pfrac14 000 a significant main effect for Time F (3 56)frac148127
pfrac14 000 and a significant interaction effect between Instruction and Time
F (9 56)frac14797 pfrac14 000
Figure 3 reveals two of the same main results for the listening test as for
the discourse completion and role-play tests there were no statistically
significant differences among the four groups on the pre-test scores and the
three treatment groups improved from the pre-tests to the post-tests and the
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 2 Interaction plot for the role-play testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
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participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
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explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
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REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
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express these intentions and social conditions governing language use
Knowledge of the strategies for realizing speech intentions and linguistic
items used to express these intentions is called knowledge of pragmalinguistics
whereas knowledge of the social conditions governing language use is called
knowledge of sociopragmatics (Leech 1983 Thomas 1983) Therefore the
fourth general principle above needs to be revised so that activities in the
task are sequenced to first require attention to sociopragmatic features then
noticing of pragmalinguistic features of target structures and finally aiding
the learner in error identification
Problem-solving
Another type of input-based approach is consciousness-raising In the
present study the term problem-solving is used in place of the term
consciousness-raising The goal of both problem-solving and structured input
tasks is to make better formndashmeaning connections with different degrees of
overtness Whereas problem-solving tasks lead to more overt instruction
structured input tasks lead to less overt instruction Furthermore the content
of the problem-solving tasks is the language used in the tasks while the
structured input tasks are built around the content of general topics other
than language used in the tasks such as stories pictures of objects or
opinions Empirical evidence from a number of grammar teaching studies has
shown that problem-solving tasks are effective in improving learnersrsquo
grammatical proficiency level (eg Fotos 1994 Fotos and Ellis 1991) Thus
the rationale for using problem-solving tasks in the present study is
to compare a more overt way of raising awareness of pragmalinguistic-
sociopragmatic (problem-solving tasks) with a less overt way (structured
input tasks) Ellis (2003) argued that three types of operations identification
of the target structure judgement of appropriateness of the target
structure and rule provision of the target structure can be embedded in
the problem-solving tasks by (a) isolating a specific linguistic feature
(b) providing data to illustrate the target feature (c) encouraging learners
to use their intellectual resources to understand the target feature and
(d) requiring learners to verbalize rules describing the grammatical structure
in question
Again the important question here is how the problem-solving approach
can be extended to the teaching of L2 pragmatics As with the structured
input task the problem-solving task needs to be revised for pragmatic
teaching purposes Important revisions should include isolating specific
pragmalinguistic features providing learners with data for the target
pragmatic features engaging learnersrsquo intellectual efforts and requiring
students to understand and verbalize the pragmalinguistic and sociopragmatic
features of the target structures
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INPUT-BASED INTERVENTION STUDIES OF L2 PRAGMATICS
As noted in the previous section intervention studies on L2 pragmatics have
employed input-based approaches in teaching pragmatics with explicit and
implicit instruction Approaches on the explicit end of the intervention
continuum include studies of teacher-fronted explicit explanation treating
awareness-raising as a method to promote better pragmatic ability (House
1996 Tateyama et al 1997 Rose and Ng 2001) and studies of teacher-fronted
explicit explanation treating awareness-raising as an objective (Takahashi
2001) For example House (1996) studied the effect of two types of
instruction on high-intermediate to advanced university students of German
as a foreign language and examined their improvements in the areas of
initiating and responding to speech acts and conversational routines In the
explicit instruction group students received teacher-fronted explicit
metapragmatic information about the sociopragmatic conditions governing
the use of routines and their pragmatic functions Students in the implicit
instruction group did not receive explicit metapragmatic information about
the target features After 14 weeks of instruction and listening to tapes of
their own language behaviour sample conversation recordings showed that
both groups had improved but the explicit grouprsquos improvement exceeded
that of the implicit group
Tateyama et al (1997) investigated how beginner learners of Japanese as a
foreign language developed Japanese pragmatic proficiency under two types
of instructional treatment Targeted pragmatic features were the three
functions of the routine formula sumimasen as an attention-getter an
apology and an expression of thanks In the explicit group students
discussed the different functions of sumimasen received explicit teacher-
fronted explanations and watched short video clips of examples of the
pragmatic routines The implicit group watched the same video clips as the
explicit group but did not engage in any explicit metapragmatic activities
After only 50 minutes of instruction the results of quantitative and
qualitative instruments including role-play multiple-choice test and self-
reports showed the explicit grouprsquos advantage over the implicit group
In a similarly designed study Rose and Ng (2001) investigated the
effectiveness of explicit and implicit approaches to teaching compliments and
compliment responses Both explicit and implicit instruction groups followed
the same procedures with one exception the implicit group was exposed to
film segments and additional examples with a guided questionnaire on the
target feature in place of teacher-fronted instruction After six 30-minute
lessons self-assessment discourse completion and metapragmatic ques-
tionnaires showed that both groups improved in pragmalinguistic proficiency
but only the explicit instruction group effectively developed sociopragmatic
proficiency In a later study Rose (2005) explained the similar improvement
of both explicit and implicit instruction groups as a result of participantsrsquo
MASAHIRO TAKIMOTO 5
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advanced proficiency and the relative easiness of the pragmalinguistic target
features
In another study that provided support for explicit instruction Takahashi
(2001) investigated four input enhancement conditions for Japanese learners
acquiring request strategies in English explicit instruction form-comparison
form-search and meaning-focused conditions In the explicit instruction
condition a teacher provided metapragmatic and explicit explanations of the
target feature In the form-comparison condition learners compared their
own request strategies with those provided by native speakers of English In
the form-search condition learners compared request strategies of Japanese
learners of English with those provided by native speakers of English Finally
in the meaning-focused condition learners simply listened to read and
answered comprehension questions based on the input After four 90-minute
weeks of instruction the results of discourse completion tests and self-reports
demonstrated that the explicit group learned all of the different request
strategies more successfully than the other three groups
Despite general support for explicit instruction in the literature a number
of studies have reported inconclusive findings regarding the effectiveness of
explicit instruction on the acquisition of L2 pragmatics In their study of
English pragmatic mitigators in requests Fukuya and Clark (1999) compared
input enhancement with explicit metapragmatic instruction for intermediate
and advanced ESL learners The explicit group watched a video of explicit
instruction on English mitigators with 30 example scenarios without
subtitles In contrast the implicit instruction group watched a video of
explicit instruction on listening comprehension strategies with thirty example
scenarios where requests were subtitled and the mitigators were highlighted
After one 48-minute lesson the results of two assessment measures a
listening comprehension test and a pragmatic multiple-choice test indicated
no differences between the input enhancement group and explicit group
Fukuya and Clark suggested that the brevity of treatment may have
contributed to their statistically insignificant results Although lesson length
affects pragmatic learning it should be noted that Tateyama et al (1997)
produced clear results even within a short 50-minute lesson To reexamine
previous findings Tateyama (2001) conducted a follow-up study increasing
the instructional period to four 20-minute sessions and found that there were
no significant differences between the explicit and implicit groups As
explanation Tateyama noted that students in the implicit group had more
contact with native speakers of Japanese outside of class and this threat to
internal validity contributed to the inconclusive results
Lastly regarding the nature of the L2 pragmatic learning studies show
differing levels of acquisition in terms of accuracy and retention Takahashi
(2001) found some of the participants in the explicit teaching condition used
non-target pragmalinguistic forms in the discourse completion tests as a
result of previous instruction interfering with their restructuring process
House (1996) also found that neither implicit nor explicit instruction
6 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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improved learnersrsquo performance in the realization of appropriate routinized
responses Finally Takahashi (2001) observed that the degree of attainment
and lasting effect of L2 pragmatic proficiency under the explicit teaching
condition was doubtful These findings lead to the question of what sort of
input-based approach with or without the teacher-fronted explicit
information is the most appropriate way of allowing learners to access and
integrate sociopragmatic and pragmalinguistic knowledge more quickly and
efficiently
THE PRESENT STUDY
To date only a small number of studies have examined input-based
methods of teaching L2 pragmatics For this reason there is no clear
indication in the literature as to what type of input-based task involving
pragmalinguisticndashsociopragmatic connections is most effective in teaching L2
pragmatics Moreover no studies have compared the effectiveness of
structured input tasks with and without explicit information for L2
pragmatics To address these gaps the following research question is
investigated in this study
What are the relative effects of three different input tasksincluding (1) structured input with explicit information (2)problem-solving and (3) structured input without explicitinformation on the development of Japanese learnersrsquo pragmaticproficiency in English
METHOD
Participants
Prospective participants were solicited in Japan through an employment
advertisement in a weekly magazine and on the Internet Both the weekly
magazine and the Internet website target students After checking applicantsrsquo
scores for the Test of English for International Communication (TOEIC) only
learners with intermediate English proficiency defined as TOEIC scores
between 500 and 700 were selected for inclusion in the study This decision
was made to exclude the extreme ends of learner proficiency levels low
and high which might obscure the effects of the different types of
instruction The sixty participants were assigned to one of the four groups
consisting of the three treatment groups structured input tasks with explicit
information problem-solving tasks and structured input tasks without
explicit information and the control group (nfrac14 15 for all four groups) The
participants included three high school students ten vocational training
school students twenty-nine university students and eighteen non-students
All participants had studied English in Japan for a range of five to twenty-
two years without receiving explicit instruction on English pragmatics
MASAHIRO TAKIMOTO 7
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All had Japanese as their first language and they ranged in age from 18 to 40
The present study was conducted at an English conversation school instead
of at a regular EFL school because it was not possible at the instructorrsquos
institution a regular university to include the control group necessary
for observing and comparing the effects of the different instructional
treatments
Instructional goals
The present study draws on past research on EFL Japanese studentsrsquo
acquisition of downgraders a pragmatic resource for mitigating the strength
of a statement or request (Takahashi 1996 Hill 1997) Takahashi (1996)
found that Japanese EFL learners tended to use monoclausal English request
forms when downgrader biclausal request forms were more appropriate for
example lsquoWouldCould you VPrsquo vs lsquoWould it be possible to VPrsquo Hill (1997)
found that even as the proficiency of Japanese EFL learners increased they
continued to underuse clausal downgraders lexical downgraders and
syntactic downgraders Lexicalclausal downgraders soften the difficulty
that the speaker experiences when asking the hearer to perform a request by
modifying the Head Act lexically or clausally for example lsquoCould you possibly
come herersquo (lexical) or lsquoWould it be possible to come herersquo (clausal-mitigated
preparatory question) lsquoI wonder if you could come herersquo (clausal-mitigated
preparatory statement) lsquoI would appreciate it if you could come herersquo (clausal-
mitigated want statement) Syntactic downgraders on the other hand
modify the Head Act syntactically by mitigating the level of difficulty that the
speaker experiences through syntactic choices using tense or aspect for
example lsquoI am wondering if you could lend me a bookrsquo (continuous aspect)
lsquoI was wondering if you would comersquo (past tense) Given Takahashi (1996) and
Hillrsquos (1997) findings the current study focuses on teaching lexicalclausal
and syntactic downgraders in English requests
Three social context variables were carefully controlled for in the dialogues
in the instructional and testing materials (a) power the status of the speaker
with respect to the hearer (b) distance the relationship between the
speaker and the hearer and (c) speaker difficulty the difficulty that the
speaker experiences when asking the hearer to perform the request These
three variables were selected because in cross-cultural pragmatics they are
considered to be the three independent and culturally sensitive variables that
subsume all other variables and play important roles in speech act behaviour
The participants in the three treatment groups were instructed to pay
attention to these social context variables as well as the pragmalinguistic
features of the target structures Only participants in the structured input
tasks with explicit information group were provided with the explicit
information about the pragmalinguistic and sociopragmatic features of the
target structures
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Instructional treatments
Each group received four 40-minute treatment sessions in Japanese at a
major English conversation school in Osaka Japan All groups received
instruction from the same instructor who was also the researcher1 The three
instructional treatments were matched for target structure and all four
groups were matched for instruction time The first treatment session
highlighted lexicalclausal downgraders in English requests and the second
treatment session focused on syntactic downgraders The third and fourth
treatment sessions were reviews of the first and second treatments Handouts
contained highlighted pragmalinguistic and sociopragmatic features to
promote participantsrsquo conscious noticing of those features Specific treatment
features of each participant group are presented in Table 1
Structured input tasks with explicit information
The structured input tasks with explicit instruction treatment consisted of
two components (a) teacher-fronted explanation of the target downgraders
and (b) structured input tasks comprising pragmalinguisticndashsociopragmatic
connection activities and reinforcement activities of the target downgraders
In each lesson the group received handouts with a brief summary of the
targeted downgraders and examples of the target structures in English The
explicit teacher-fronted component lasted 10 minutes during which time
the teacher read the summary and examples aloud in English and explained
the summary and the examples in Japanese with special attention to
Table 1 Treatment features of each group
Group Treatment Explicitinformation
Structured inputtasks with explicitinformation (nfrac14 15)
Explicit information (10 minutes)thornPragmalinguistic-sociopragmatic connectionactivities (18 minutes)thornReinforcementactivities (12 minutes)
Yes
Problem-solvingtasks (nfrac14 15)
Pragmalinguistic-focused activities(10 minutes) thorn Sociopragmatic-focusedactivities (10 minutes)thorn Pragmalinguistic-sociopragmatic connection activities(10 minutes)thornMetapragmatic discussion(10 minutes)
No
Structured inputtasks without explicitinformation (nfrac14 15)
Pragmalinguistic-sociopragmatic connectionactivities (24 minutes)thornReinforcementactivities (16 minutes)
No
Control group (nfrac14 15) TOEIC reading comprehension exercises(40 minutes)
No
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sociopragmatic conditions In the second part the group engaged structured
input tasks consisting of three pragmalinguisticndashsociopragmatic connection
activities and three reinforcement activities (see Appendix A available online
to subscribers at httpapplijoxfordjournalsorg) In the pragmalinguisticndash
sociopragmatic connection activities the participants read dialogues for given
situations and chose the more appropriate request form out of the two
offered based on their pragmalinguistic and sociopragmatic knowledge
Participants then listened to an oral recording of the dialogue and underlined
the correct request form In the reinforcement activities participants read
each dialogue aloud and listened to the oral recordings again Finally they
were asked to rate the level of appropriateness of each underlined request on
a 5-point scale The goal of the pragmalinguisticndashsociopragmatic connection
activities was to ensure that participants focused on understanding the
relationship between the request the relevant social context variables and
the targeted pragmalinguistic resources In contrast the purpose of the
reinforcement activities was to strengthen the pragmalinguisticndashsocioprag-
matic connections by providing the participants with more opportunities to
observe and understand how the different factors the request the social
context variables and the targeted pragmalinguistic features were
interrelated
Problem-solving tasks
The problem-solving treatment consisted of four activities highlighting
the targeted downgraders in English pragmalinguistic-focused activities
sociopragmatic-focused activities pragmalinguisticndashsociopragmatic connec-
tion activities and metapragmatic discussion In each lesson the participants
received handouts with three sets of English dialogues (see Appendix A
available online to subscribers at httpapplijoxfordjournalsorg) The
participants read each situation and the dialogue and then listened to the
dialogue In the first activity the pragmalinguistic-focused activity
participants were asked to copy and compare the underlined request forms
in two dialogues while looking for the differences between the request forms
In the second activity the sociopragmatics-focused activity participants
answered two questions regarding the relationship between the two
characters and the difficulty of the requests In the third activity the
pragmalinguisticndashsociopragmatic connection activity participants were asked
to rate the level of politeness of the requests in both dialogues and to list the
ways in which one character tried to be more polite than the other character
when making requests In the last activity paired participants discussed the
features of the target structures with each other The aim of the first three
activities was to provide participants with step-by-step problem-solving
opportunities through which they could develop their own explicit
knowledge about the target features In turn this explicit knowledge
would help participants to reinforce the pragmalinguisticndashsociopragmatic
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connections during their paired metapragmatic discussions of the features of
target structures The decision to include paired metapragmatic discussions
was based on findings in Rose (2005) that suggested metapragmatic
discussion about the target request forms in context is more effective for
learning sociopragmatic distinctions than the teacher-fronted approach
Structured input tasks without explicit information
The treatment for the structured input tasks without explicit information
group was the same as for structured input tasks with explicit information
but without the teacher-fronted explicit instruction
Control group
Lessons for the control group were designed to help participants do well on the
TOEIC Participants in this group engaged in reading comprehension exercises
for the TOEIC however they were not exposed to the target structures at all
Testing instruments and procedures
This study employed a pre-test post-test and follow-up test design The pre-
test was administered two to three days prior to the instructional treatment
the post-test eight to nine days after the treatment and the follow-up test in
the fourth week following instruction Each test consisted of two input-based
tests a listening test and an acceptability judgement test and two output-
based tests a discourse completion test and a role-play test Immediately
following the treatments participants completed an evaluation questionnaire
Situations in the four testing instruments comprised the speech act request
with the three social context variables power distance and speaker difficulty In
particular the tests included situations with a high level of speaker difficulty
combined with power and distance which were validated by Hill (1997)
Hudson et al (1992 1995) and Takahashi (1998 2001) One high speaker
difficulty item is shown below
You are writing a difficult paper for Professor Hill You need somehelp with the paper but Professor Hill is away for a monthA friend of yours has suggested you go and see Professor WatsonAlthough you do not know Professor Watson and ProfessorWatson is extremely busy you have decided to ask ProfessorWatson to look through your long paper before you hand it in thenext day What would you ask Professor Watson (based onTakahashi 1998 2001)
Situations with a low level of speaker difficulty were added as distractors to
increase the reliability of instruments The discourse completion test the
role-play test and the acceptability judgement test consisted of twenty
situations (ten high speaker difficulty and ten low speaker difficulty items) while
the listening test consisted of fifteen situations (nine high speaker difficulty
items and six low speaker difficulty items)
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Three versions of the four tests were developed and counterbalanced for
order of presentation of the same situations across the pre-tests post-tests
and follow-up tests During the testing these counterbalanced versions were
used to minimize the possible effect of test learning
During the pre-tests post-tests and follow-up tests test components were
administered in the following order discourse completion test role-play test
listening test and acceptability judgement test The two input-based tests were
administered after the output-based tasks to address the concern that they
might provide participants with models for the production tests Although
participants were instructed to complete the four tests in the span of 2 hours
only the listening test was timed In the listening test participants had two
seconds to judge the appropriateness for each question which required
participants to access their proceduralized knowledge of the target structure
Discourse completion test
The discourse completion test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required the participants to read short
descriptions of twenty situations in English and to write what they would say
in each situation in English Although there was no time limit for the discourse
completion test most participants finished in 30ndash45 minutes Each response
was rated by two native English speakers according to the appropriateness
of the request forms on a 5-point scale The test contained ten target items with
a maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Role-play test
The role-play test (see Appendix B available online to subscribers at http
applijoxfordjournalsorg) consisted of short descriptions of twenty situations
written in English and required the participants to play particular roles with
an interlocutor Prior to the role play participants received role cards that
described the situations and their roles In each role play the participants
were required to initiate the conversation by requesting something from
their interlocutor2 The instructor a non-native speaker of English acted as
the interlocutor On average participants took 2ndash3 minutes to prepare for
each role play Role plays were tape-recorded and individual performances
were rated for appropriateness of request forms on a 5-point scale by two
native speakers of English The test contained 10 target items with a
maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Listening test
The listening test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required participants to listen to dialogues
between a Japanese university student and a native speaker of English
in fifteen different situations and to score the appropriateness of the
Japanese university studentrsquos request forms on a 5-point scale The test
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involved an audio-recording of the dialogue and had a time constraint of
2 seconds per question for responding to each dialogue Participant
ratings were compared with English native speakersrsquo baseline data3 on a
5-point scale The test contained nine target items with a maximum score
of 45 (9 5)
Acceptability judgement test
The acceptability judgement test (see Appendix B available online to
subscribers at httpapplijoxfordjournalsorg) was a computer-based test
that required participants to read written English descriptions of 20
situations After reading the descriptions participants were presented with
a series of isolated requests and instructed to score the first request on an
11-point scale and then to score subsequent responses proportionally higher
or lower in accordance with the degree of perceived acceptability Participant
ratings were compared with English native speakersrsquo baseline data4 on a
5-point scale The test contained ten target items with a maximum score of
50 (10 5)
Evaluation questionnaire
The evaluation questionnaire was administered as a supplement to the
present study with the goal of examining whether the aims of the
instructional treatments had been achieved and how the instruction could be
improved for future use The questionnaire consisted of three 5-point scale
close-ended questions and three open-ended questions
RELIABILITY
Interrater reliability was estimated by calculating the correlation of the
two ratersrsquo scores Correlation coefficients for the discourse completion
and role-play tests were 995 and 994 respectively which were statis-
tically significant (p5 001) With regard to internal consistency the
Cronbach Alpha reliability estimates for the tests ranged from 853 for
the listening comprehension test5 to 926 for the role-play test with
893 for the acceptability judgement test and 917 for the discourse
completion test
VALIDITY
To promote content validity the present study matched test items to the
theoretical framework that outlined the degree of the three social context
variables speaker difficulty power and distance Tables 2 and 3 show the
distribution and degree of social context variables across tests
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RESULTS
The results showed that the three treatment groups performed significantly
better than the control group However the group that received the
structured input tasks with explicit information did not retain the positive
effects of the treatment between the post-test and follow-up test on the
listening test component
In the data analysis a Bonferroni adjustment was employed to maintain an
approximate experiment-wide 05 alpha level In other words the overall
alpha level was set at 05 but with four group comparisons (discourse
completion role-play acceptability judgement and listening tests) for one
item type (high speaker difficulty) Therefore 05 was divided by the number
of comparisons (four) resulting in a p value of 0125 for individual statistical
decisions
Results from the discourse completion test
Results of a two-way repeated-measures ANOVA revealed a significant main
effect for Instruction for the three treatment groups (structured input tasks
with explicit information problem-solving tasks and structured input tasks
without explicit information) F (3 56) frac14 9992 p frac14 000 A significant main
effect for Time across the pre-test post-test and follow-up test was also
Table 2 Distribution of social context variables (Version A for the discoursecompletion role-play and acceptability judgement tests)
S4 S6 S10 S18 S2 S8 S12 S14 S16 S20 S1 S3 S5 S11 S13 S7 S9 S15 S17 S19
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
Table 3 Distribution of social context variables (Version A for thelistening test)
S3 S5 S8 S13 S2 S6 S10 S12 S15 S1 S4 S9 S7 S11 S14
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14 Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
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found F (3 56) frac14 58357 p frac14 000 Lastly the results revealed a significant
interaction effect between Instruction and Time F (9 56) frac14 4864 p frac14 000
Figure 1 illustrates three important characteristics of the discourse completion
test results (1) there were no statistically significant differences among the
four groups on the pre-test scores (2) the three treatment groups made gains
from the pre-tests to the post-tests and the follow-up tests and (3) positive
effects for the three treatments were maintained through the post-test to the
follow-up tests
These results suggest that the three different types of treatment were
effective in promoting learnersrsquo acquisition and retention of English request
forms in the context of discourse completion activities Furthermore the lack
of crossover between the treatment and control groups on the post-tests
demonstrates the relative superiority of the three treatment groupsrsquo
performances over the control grouprsquos performance Post-hoc Scheffe tests
conducted on the post-test and the follow-up test scores for the main effect
for treatment showed the following two contrasts (1) the three treatment
groups performed significantly better than the control group on the discourse
completion test and (2) there were no significant differences among the
three treatment groups
Results from the role-play test
The results of a two-way repeated-measures ANOVA for the role-play test
scores revealed the same significant main effects as the discourse completion
test a significant main effect for Instruction F (3 56)frac14 8393 pfrac14 000
a significant main effect for Time F (3 56)frac14 50261 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 1 Interaction plot for the discourse completion testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant interaction effect between Instruction and Time F (9 56)frac143388
pfrac14 000
The results displayed for the role-play test in Figure 2 follow the same
pattern as the discourse completion test there were no statistically significant
differences among the four groups on the pre-test scores the three treatment
groups improved from the pre-test to the post-test and the follow-up test
and positive effects for the three treatments were retained As in Figure 1
above the lack of crossover between the treatment and control group scores
in Figure 2 shows the superior performance of all three treatment groups on
the post-test and follow-up tests Post-hoc Scheffe tests provided further
evidence for the following two contrasts (1) the three treatment groups
performed significantly better than the control group on the role-play test
and (2) there were no significant differences among the three treatment
groups
Results from the listening test
The results of a two-way repeated-measures ANOVA of the listening test
scores showed the same significant main effects as both the discourse
completion and the role-play test a significant main effect for Instruction
F (3 56)frac14 2748 pfrac14 000 a significant main effect for Time F (3 56)frac148127
pfrac14 000 and a significant interaction effect between Instruction and Time
F (9 56)frac14797 pfrac14 000
Figure 3 reveals two of the same main results for the listening test as for
the discourse completion and role-play tests there were no statistically
significant differences among the four groups on the pre-test scores and the
three treatment groups improved from the pre-tests to the post-tests and the
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 2 Interaction plot for the role-play testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
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These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
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participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
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explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
MASAHIRO TAKIMOTO 23
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ovember 21 2014
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REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
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INPUT-BASED INTERVENTION STUDIES OF L2 PRAGMATICS
As noted in the previous section intervention studies on L2 pragmatics have
employed input-based approaches in teaching pragmatics with explicit and
implicit instruction Approaches on the explicit end of the intervention
continuum include studies of teacher-fronted explicit explanation treating
awareness-raising as a method to promote better pragmatic ability (House
1996 Tateyama et al 1997 Rose and Ng 2001) and studies of teacher-fronted
explicit explanation treating awareness-raising as an objective (Takahashi
2001) For example House (1996) studied the effect of two types of
instruction on high-intermediate to advanced university students of German
as a foreign language and examined their improvements in the areas of
initiating and responding to speech acts and conversational routines In the
explicit instruction group students received teacher-fronted explicit
metapragmatic information about the sociopragmatic conditions governing
the use of routines and their pragmatic functions Students in the implicit
instruction group did not receive explicit metapragmatic information about
the target features After 14 weeks of instruction and listening to tapes of
their own language behaviour sample conversation recordings showed that
both groups had improved but the explicit grouprsquos improvement exceeded
that of the implicit group
Tateyama et al (1997) investigated how beginner learners of Japanese as a
foreign language developed Japanese pragmatic proficiency under two types
of instructional treatment Targeted pragmatic features were the three
functions of the routine formula sumimasen as an attention-getter an
apology and an expression of thanks In the explicit group students
discussed the different functions of sumimasen received explicit teacher-
fronted explanations and watched short video clips of examples of the
pragmatic routines The implicit group watched the same video clips as the
explicit group but did not engage in any explicit metapragmatic activities
After only 50 minutes of instruction the results of quantitative and
qualitative instruments including role-play multiple-choice test and self-
reports showed the explicit grouprsquos advantage over the implicit group
In a similarly designed study Rose and Ng (2001) investigated the
effectiveness of explicit and implicit approaches to teaching compliments and
compliment responses Both explicit and implicit instruction groups followed
the same procedures with one exception the implicit group was exposed to
film segments and additional examples with a guided questionnaire on the
target feature in place of teacher-fronted instruction After six 30-minute
lessons self-assessment discourse completion and metapragmatic ques-
tionnaires showed that both groups improved in pragmalinguistic proficiency
but only the explicit instruction group effectively developed sociopragmatic
proficiency In a later study Rose (2005) explained the similar improvement
of both explicit and implicit instruction groups as a result of participantsrsquo
MASAHIRO TAKIMOTO 5
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advanced proficiency and the relative easiness of the pragmalinguistic target
features
In another study that provided support for explicit instruction Takahashi
(2001) investigated four input enhancement conditions for Japanese learners
acquiring request strategies in English explicit instruction form-comparison
form-search and meaning-focused conditions In the explicit instruction
condition a teacher provided metapragmatic and explicit explanations of the
target feature In the form-comparison condition learners compared their
own request strategies with those provided by native speakers of English In
the form-search condition learners compared request strategies of Japanese
learners of English with those provided by native speakers of English Finally
in the meaning-focused condition learners simply listened to read and
answered comprehension questions based on the input After four 90-minute
weeks of instruction the results of discourse completion tests and self-reports
demonstrated that the explicit group learned all of the different request
strategies more successfully than the other three groups
Despite general support for explicit instruction in the literature a number
of studies have reported inconclusive findings regarding the effectiveness of
explicit instruction on the acquisition of L2 pragmatics In their study of
English pragmatic mitigators in requests Fukuya and Clark (1999) compared
input enhancement with explicit metapragmatic instruction for intermediate
and advanced ESL learners The explicit group watched a video of explicit
instruction on English mitigators with 30 example scenarios without
subtitles In contrast the implicit instruction group watched a video of
explicit instruction on listening comprehension strategies with thirty example
scenarios where requests were subtitled and the mitigators were highlighted
After one 48-minute lesson the results of two assessment measures a
listening comprehension test and a pragmatic multiple-choice test indicated
no differences between the input enhancement group and explicit group
Fukuya and Clark suggested that the brevity of treatment may have
contributed to their statistically insignificant results Although lesson length
affects pragmatic learning it should be noted that Tateyama et al (1997)
produced clear results even within a short 50-minute lesson To reexamine
previous findings Tateyama (2001) conducted a follow-up study increasing
the instructional period to four 20-minute sessions and found that there were
no significant differences between the explicit and implicit groups As
explanation Tateyama noted that students in the implicit group had more
contact with native speakers of Japanese outside of class and this threat to
internal validity contributed to the inconclusive results
Lastly regarding the nature of the L2 pragmatic learning studies show
differing levels of acquisition in terms of accuracy and retention Takahashi
(2001) found some of the participants in the explicit teaching condition used
non-target pragmalinguistic forms in the discourse completion tests as a
result of previous instruction interfering with their restructuring process
House (1996) also found that neither implicit nor explicit instruction
6 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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improved learnersrsquo performance in the realization of appropriate routinized
responses Finally Takahashi (2001) observed that the degree of attainment
and lasting effect of L2 pragmatic proficiency under the explicit teaching
condition was doubtful These findings lead to the question of what sort of
input-based approach with or without the teacher-fronted explicit
information is the most appropriate way of allowing learners to access and
integrate sociopragmatic and pragmalinguistic knowledge more quickly and
efficiently
THE PRESENT STUDY
To date only a small number of studies have examined input-based
methods of teaching L2 pragmatics For this reason there is no clear
indication in the literature as to what type of input-based task involving
pragmalinguisticndashsociopragmatic connections is most effective in teaching L2
pragmatics Moreover no studies have compared the effectiveness of
structured input tasks with and without explicit information for L2
pragmatics To address these gaps the following research question is
investigated in this study
What are the relative effects of three different input tasksincluding (1) structured input with explicit information (2)problem-solving and (3) structured input without explicitinformation on the development of Japanese learnersrsquo pragmaticproficiency in English
METHOD
Participants
Prospective participants were solicited in Japan through an employment
advertisement in a weekly magazine and on the Internet Both the weekly
magazine and the Internet website target students After checking applicantsrsquo
scores for the Test of English for International Communication (TOEIC) only
learners with intermediate English proficiency defined as TOEIC scores
between 500 and 700 were selected for inclusion in the study This decision
was made to exclude the extreme ends of learner proficiency levels low
and high which might obscure the effects of the different types of
instruction The sixty participants were assigned to one of the four groups
consisting of the three treatment groups structured input tasks with explicit
information problem-solving tasks and structured input tasks without
explicit information and the control group (nfrac14 15 for all four groups) The
participants included three high school students ten vocational training
school students twenty-nine university students and eighteen non-students
All participants had studied English in Japan for a range of five to twenty-
two years without receiving explicit instruction on English pragmatics
MASAHIRO TAKIMOTO 7
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All had Japanese as their first language and they ranged in age from 18 to 40
The present study was conducted at an English conversation school instead
of at a regular EFL school because it was not possible at the instructorrsquos
institution a regular university to include the control group necessary
for observing and comparing the effects of the different instructional
treatments
Instructional goals
The present study draws on past research on EFL Japanese studentsrsquo
acquisition of downgraders a pragmatic resource for mitigating the strength
of a statement or request (Takahashi 1996 Hill 1997) Takahashi (1996)
found that Japanese EFL learners tended to use monoclausal English request
forms when downgrader biclausal request forms were more appropriate for
example lsquoWouldCould you VPrsquo vs lsquoWould it be possible to VPrsquo Hill (1997)
found that even as the proficiency of Japanese EFL learners increased they
continued to underuse clausal downgraders lexical downgraders and
syntactic downgraders Lexicalclausal downgraders soften the difficulty
that the speaker experiences when asking the hearer to perform a request by
modifying the Head Act lexically or clausally for example lsquoCould you possibly
come herersquo (lexical) or lsquoWould it be possible to come herersquo (clausal-mitigated
preparatory question) lsquoI wonder if you could come herersquo (clausal-mitigated
preparatory statement) lsquoI would appreciate it if you could come herersquo (clausal-
mitigated want statement) Syntactic downgraders on the other hand
modify the Head Act syntactically by mitigating the level of difficulty that the
speaker experiences through syntactic choices using tense or aspect for
example lsquoI am wondering if you could lend me a bookrsquo (continuous aspect)
lsquoI was wondering if you would comersquo (past tense) Given Takahashi (1996) and
Hillrsquos (1997) findings the current study focuses on teaching lexicalclausal
and syntactic downgraders in English requests
Three social context variables were carefully controlled for in the dialogues
in the instructional and testing materials (a) power the status of the speaker
with respect to the hearer (b) distance the relationship between the
speaker and the hearer and (c) speaker difficulty the difficulty that the
speaker experiences when asking the hearer to perform the request These
three variables were selected because in cross-cultural pragmatics they are
considered to be the three independent and culturally sensitive variables that
subsume all other variables and play important roles in speech act behaviour
The participants in the three treatment groups were instructed to pay
attention to these social context variables as well as the pragmalinguistic
features of the target structures Only participants in the structured input
tasks with explicit information group were provided with the explicit
information about the pragmalinguistic and sociopragmatic features of the
target structures
8 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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Instructional treatments
Each group received four 40-minute treatment sessions in Japanese at a
major English conversation school in Osaka Japan All groups received
instruction from the same instructor who was also the researcher1 The three
instructional treatments were matched for target structure and all four
groups were matched for instruction time The first treatment session
highlighted lexicalclausal downgraders in English requests and the second
treatment session focused on syntactic downgraders The third and fourth
treatment sessions were reviews of the first and second treatments Handouts
contained highlighted pragmalinguistic and sociopragmatic features to
promote participantsrsquo conscious noticing of those features Specific treatment
features of each participant group are presented in Table 1
Structured input tasks with explicit information
The structured input tasks with explicit instruction treatment consisted of
two components (a) teacher-fronted explanation of the target downgraders
and (b) structured input tasks comprising pragmalinguisticndashsociopragmatic
connection activities and reinforcement activities of the target downgraders
In each lesson the group received handouts with a brief summary of the
targeted downgraders and examples of the target structures in English The
explicit teacher-fronted component lasted 10 minutes during which time
the teacher read the summary and examples aloud in English and explained
the summary and the examples in Japanese with special attention to
Table 1 Treatment features of each group
Group Treatment Explicitinformation
Structured inputtasks with explicitinformation (nfrac14 15)
Explicit information (10 minutes)thornPragmalinguistic-sociopragmatic connectionactivities (18 minutes)thornReinforcementactivities (12 minutes)
Yes
Problem-solvingtasks (nfrac14 15)
Pragmalinguistic-focused activities(10 minutes) thorn Sociopragmatic-focusedactivities (10 minutes)thorn Pragmalinguistic-sociopragmatic connection activities(10 minutes)thornMetapragmatic discussion(10 minutes)
No
Structured inputtasks without explicitinformation (nfrac14 15)
Pragmalinguistic-sociopragmatic connectionactivities (24 minutes)thornReinforcementactivities (16 minutes)
No
Control group (nfrac14 15) TOEIC reading comprehension exercises(40 minutes)
No
MASAHIRO TAKIMOTO 9
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sociopragmatic conditions In the second part the group engaged structured
input tasks consisting of three pragmalinguisticndashsociopragmatic connection
activities and three reinforcement activities (see Appendix A available online
to subscribers at httpapplijoxfordjournalsorg) In the pragmalinguisticndash
sociopragmatic connection activities the participants read dialogues for given
situations and chose the more appropriate request form out of the two
offered based on their pragmalinguistic and sociopragmatic knowledge
Participants then listened to an oral recording of the dialogue and underlined
the correct request form In the reinforcement activities participants read
each dialogue aloud and listened to the oral recordings again Finally they
were asked to rate the level of appropriateness of each underlined request on
a 5-point scale The goal of the pragmalinguisticndashsociopragmatic connection
activities was to ensure that participants focused on understanding the
relationship between the request the relevant social context variables and
the targeted pragmalinguistic resources In contrast the purpose of the
reinforcement activities was to strengthen the pragmalinguisticndashsocioprag-
matic connections by providing the participants with more opportunities to
observe and understand how the different factors the request the social
context variables and the targeted pragmalinguistic features were
interrelated
Problem-solving tasks
The problem-solving treatment consisted of four activities highlighting
the targeted downgraders in English pragmalinguistic-focused activities
sociopragmatic-focused activities pragmalinguisticndashsociopragmatic connec-
tion activities and metapragmatic discussion In each lesson the participants
received handouts with three sets of English dialogues (see Appendix A
available online to subscribers at httpapplijoxfordjournalsorg) The
participants read each situation and the dialogue and then listened to the
dialogue In the first activity the pragmalinguistic-focused activity
participants were asked to copy and compare the underlined request forms
in two dialogues while looking for the differences between the request forms
In the second activity the sociopragmatics-focused activity participants
answered two questions regarding the relationship between the two
characters and the difficulty of the requests In the third activity the
pragmalinguisticndashsociopragmatic connection activity participants were asked
to rate the level of politeness of the requests in both dialogues and to list the
ways in which one character tried to be more polite than the other character
when making requests In the last activity paired participants discussed the
features of the target structures with each other The aim of the first three
activities was to provide participants with step-by-step problem-solving
opportunities through which they could develop their own explicit
knowledge about the target features In turn this explicit knowledge
would help participants to reinforce the pragmalinguisticndashsociopragmatic
10 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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connections during their paired metapragmatic discussions of the features of
target structures The decision to include paired metapragmatic discussions
was based on findings in Rose (2005) that suggested metapragmatic
discussion about the target request forms in context is more effective for
learning sociopragmatic distinctions than the teacher-fronted approach
Structured input tasks without explicit information
The treatment for the structured input tasks without explicit information
group was the same as for structured input tasks with explicit information
but without the teacher-fronted explicit instruction
Control group
Lessons for the control group were designed to help participants do well on the
TOEIC Participants in this group engaged in reading comprehension exercises
for the TOEIC however they were not exposed to the target structures at all
Testing instruments and procedures
This study employed a pre-test post-test and follow-up test design The pre-
test was administered two to three days prior to the instructional treatment
the post-test eight to nine days after the treatment and the follow-up test in
the fourth week following instruction Each test consisted of two input-based
tests a listening test and an acceptability judgement test and two output-
based tests a discourse completion test and a role-play test Immediately
following the treatments participants completed an evaluation questionnaire
Situations in the four testing instruments comprised the speech act request
with the three social context variables power distance and speaker difficulty In
particular the tests included situations with a high level of speaker difficulty
combined with power and distance which were validated by Hill (1997)
Hudson et al (1992 1995) and Takahashi (1998 2001) One high speaker
difficulty item is shown below
You are writing a difficult paper for Professor Hill You need somehelp with the paper but Professor Hill is away for a monthA friend of yours has suggested you go and see Professor WatsonAlthough you do not know Professor Watson and ProfessorWatson is extremely busy you have decided to ask ProfessorWatson to look through your long paper before you hand it in thenext day What would you ask Professor Watson (based onTakahashi 1998 2001)
Situations with a low level of speaker difficulty were added as distractors to
increase the reliability of instruments The discourse completion test the
role-play test and the acceptability judgement test consisted of twenty
situations (ten high speaker difficulty and ten low speaker difficulty items) while
the listening test consisted of fifteen situations (nine high speaker difficulty
items and six low speaker difficulty items)
MASAHIRO TAKIMOTO 11
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Three versions of the four tests were developed and counterbalanced for
order of presentation of the same situations across the pre-tests post-tests
and follow-up tests During the testing these counterbalanced versions were
used to minimize the possible effect of test learning
During the pre-tests post-tests and follow-up tests test components were
administered in the following order discourse completion test role-play test
listening test and acceptability judgement test The two input-based tests were
administered after the output-based tasks to address the concern that they
might provide participants with models for the production tests Although
participants were instructed to complete the four tests in the span of 2 hours
only the listening test was timed In the listening test participants had two
seconds to judge the appropriateness for each question which required
participants to access their proceduralized knowledge of the target structure
Discourse completion test
The discourse completion test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required the participants to read short
descriptions of twenty situations in English and to write what they would say
in each situation in English Although there was no time limit for the discourse
completion test most participants finished in 30ndash45 minutes Each response
was rated by two native English speakers according to the appropriateness
of the request forms on a 5-point scale The test contained ten target items with
a maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Role-play test
The role-play test (see Appendix B available online to subscribers at http
applijoxfordjournalsorg) consisted of short descriptions of twenty situations
written in English and required the participants to play particular roles with
an interlocutor Prior to the role play participants received role cards that
described the situations and their roles In each role play the participants
were required to initiate the conversation by requesting something from
their interlocutor2 The instructor a non-native speaker of English acted as
the interlocutor On average participants took 2ndash3 minutes to prepare for
each role play Role plays were tape-recorded and individual performances
were rated for appropriateness of request forms on a 5-point scale by two
native speakers of English The test contained 10 target items with a
maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Listening test
The listening test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required participants to listen to dialogues
between a Japanese university student and a native speaker of English
in fifteen different situations and to score the appropriateness of the
Japanese university studentrsquos request forms on a 5-point scale The test
12 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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involved an audio-recording of the dialogue and had a time constraint of
2 seconds per question for responding to each dialogue Participant
ratings were compared with English native speakersrsquo baseline data3 on a
5-point scale The test contained nine target items with a maximum score
of 45 (9 5)
Acceptability judgement test
The acceptability judgement test (see Appendix B available online to
subscribers at httpapplijoxfordjournalsorg) was a computer-based test
that required participants to read written English descriptions of 20
situations After reading the descriptions participants were presented with
a series of isolated requests and instructed to score the first request on an
11-point scale and then to score subsequent responses proportionally higher
or lower in accordance with the degree of perceived acceptability Participant
ratings were compared with English native speakersrsquo baseline data4 on a
5-point scale The test contained ten target items with a maximum score of
50 (10 5)
Evaluation questionnaire
The evaluation questionnaire was administered as a supplement to the
present study with the goal of examining whether the aims of the
instructional treatments had been achieved and how the instruction could be
improved for future use The questionnaire consisted of three 5-point scale
close-ended questions and three open-ended questions
RELIABILITY
Interrater reliability was estimated by calculating the correlation of the
two ratersrsquo scores Correlation coefficients for the discourse completion
and role-play tests were 995 and 994 respectively which were statis-
tically significant (p5 001) With regard to internal consistency the
Cronbach Alpha reliability estimates for the tests ranged from 853 for
the listening comprehension test5 to 926 for the role-play test with
893 for the acceptability judgement test and 917 for the discourse
completion test
VALIDITY
To promote content validity the present study matched test items to the
theoretical framework that outlined the degree of the three social context
variables speaker difficulty power and distance Tables 2 and 3 show the
distribution and degree of social context variables across tests
MASAHIRO TAKIMOTO 13
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RESULTS
The results showed that the three treatment groups performed significantly
better than the control group However the group that received the
structured input tasks with explicit information did not retain the positive
effects of the treatment between the post-test and follow-up test on the
listening test component
In the data analysis a Bonferroni adjustment was employed to maintain an
approximate experiment-wide 05 alpha level In other words the overall
alpha level was set at 05 but with four group comparisons (discourse
completion role-play acceptability judgement and listening tests) for one
item type (high speaker difficulty) Therefore 05 was divided by the number
of comparisons (four) resulting in a p value of 0125 for individual statistical
decisions
Results from the discourse completion test
Results of a two-way repeated-measures ANOVA revealed a significant main
effect for Instruction for the three treatment groups (structured input tasks
with explicit information problem-solving tasks and structured input tasks
without explicit information) F (3 56) frac14 9992 p frac14 000 A significant main
effect for Time across the pre-test post-test and follow-up test was also
Table 2 Distribution of social context variables (Version A for the discoursecompletion role-play and acceptability judgement tests)
S4 S6 S10 S18 S2 S8 S12 S14 S16 S20 S1 S3 S5 S11 S13 S7 S9 S15 S17 S19
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
Table 3 Distribution of social context variables (Version A for thelistening test)
S3 S5 S8 S13 S2 S6 S10 S12 S15 S1 S4 S9 S7 S11 S14
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14 Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
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found F (3 56) frac14 58357 p frac14 000 Lastly the results revealed a significant
interaction effect between Instruction and Time F (9 56) frac14 4864 p frac14 000
Figure 1 illustrates three important characteristics of the discourse completion
test results (1) there were no statistically significant differences among the
four groups on the pre-test scores (2) the three treatment groups made gains
from the pre-tests to the post-tests and the follow-up tests and (3) positive
effects for the three treatments were maintained through the post-test to the
follow-up tests
These results suggest that the three different types of treatment were
effective in promoting learnersrsquo acquisition and retention of English request
forms in the context of discourse completion activities Furthermore the lack
of crossover between the treatment and control groups on the post-tests
demonstrates the relative superiority of the three treatment groupsrsquo
performances over the control grouprsquos performance Post-hoc Scheffe tests
conducted on the post-test and the follow-up test scores for the main effect
for treatment showed the following two contrasts (1) the three treatment
groups performed significantly better than the control group on the discourse
completion test and (2) there were no significant differences among the
three treatment groups
Results from the role-play test
The results of a two-way repeated-measures ANOVA for the role-play test
scores revealed the same significant main effects as the discourse completion
test a significant main effect for Instruction F (3 56)frac14 8393 pfrac14 000
a significant main effect for Time F (3 56)frac14 50261 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 1 Interaction plot for the discourse completion testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant interaction effect between Instruction and Time F (9 56)frac143388
pfrac14 000
The results displayed for the role-play test in Figure 2 follow the same
pattern as the discourse completion test there were no statistically significant
differences among the four groups on the pre-test scores the three treatment
groups improved from the pre-test to the post-test and the follow-up test
and positive effects for the three treatments were retained As in Figure 1
above the lack of crossover between the treatment and control group scores
in Figure 2 shows the superior performance of all three treatment groups on
the post-test and follow-up tests Post-hoc Scheffe tests provided further
evidence for the following two contrasts (1) the three treatment groups
performed significantly better than the control group on the role-play test
and (2) there were no significant differences among the three treatment
groups
Results from the listening test
The results of a two-way repeated-measures ANOVA of the listening test
scores showed the same significant main effects as both the discourse
completion and the role-play test a significant main effect for Instruction
F (3 56)frac14 2748 pfrac14 000 a significant main effect for Time F (3 56)frac148127
pfrac14 000 and a significant interaction effect between Instruction and Time
F (9 56)frac14797 pfrac14 000
Figure 3 reveals two of the same main results for the listening test as for
the discourse completion and role-play tests there were no statistically
significant differences among the four groups on the pre-test scores and the
three treatment groups improved from the pre-tests to the post-tests and the
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 2 Interaction plot for the role-play testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
16 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
MASAHIRO TAKIMOTO 17
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significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
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participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
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explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
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Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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ovember 21 2014
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New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
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advanced proficiency and the relative easiness of the pragmalinguistic target
features
In another study that provided support for explicit instruction Takahashi
(2001) investigated four input enhancement conditions for Japanese learners
acquiring request strategies in English explicit instruction form-comparison
form-search and meaning-focused conditions In the explicit instruction
condition a teacher provided metapragmatic and explicit explanations of the
target feature In the form-comparison condition learners compared their
own request strategies with those provided by native speakers of English In
the form-search condition learners compared request strategies of Japanese
learners of English with those provided by native speakers of English Finally
in the meaning-focused condition learners simply listened to read and
answered comprehension questions based on the input After four 90-minute
weeks of instruction the results of discourse completion tests and self-reports
demonstrated that the explicit group learned all of the different request
strategies more successfully than the other three groups
Despite general support for explicit instruction in the literature a number
of studies have reported inconclusive findings regarding the effectiveness of
explicit instruction on the acquisition of L2 pragmatics In their study of
English pragmatic mitigators in requests Fukuya and Clark (1999) compared
input enhancement with explicit metapragmatic instruction for intermediate
and advanced ESL learners The explicit group watched a video of explicit
instruction on English mitigators with 30 example scenarios without
subtitles In contrast the implicit instruction group watched a video of
explicit instruction on listening comprehension strategies with thirty example
scenarios where requests were subtitled and the mitigators were highlighted
After one 48-minute lesson the results of two assessment measures a
listening comprehension test and a pragmatic multiple-choice test indicated
no differences between the input enhancement group and explicit group
Fukuya and Clark suggested that the brevity of treatment may have
contributed to their statistically insignificant results Although lesson length
affects pragmatic learning it should be noted that Tateyama et al (1997)
produced clear results even within a short 50-minute lesson To reexamine
previous findings Tateyama (2001) conducted a follow-up study increasing
the instructional period to four 20-minute sessions and found that there were
no significant differences between the explicit and implicit groups As
explanation Tateyama noted that students in the implicit group had more
contact with native speakers of Japanese outside of class and this threat to
internal validity contributed to the inconclusive results
Lastly regarding the nature of the L2 pragmatic learning studies show
differing levels of acquisition in terms of accuracy and retention Takahashi
(2001) found some of the participants in the explicit teaching condition used
non-target pragmalinguistic forms in the discourse completion tests as a
result of previous instruction interfering with their restructuring process
House (1996) also found that neither implicit nor explicit instruction
6 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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improved learnersrsquo performance in the realization of appropriate routinized
responses Finally Takahashi (2001) observed that the degree of attainment
and lasting effect of L2 pragmatic proficiency under the explicit teaching
condition was doubtful These findings lead to the question of what sort of
input-based approach with or without the teacher-fronted explicit
information is the most appropriate way of allowing learners to access and
integrate sociopragmatic and pragmalinguistic knowledge more quickly and
efficiently
THE PRESENT STUDY
To date only a small number of studies have examined input-based
methods of teaching L2 pragmatics For this reason there is no clear
indication in the literature as to what type of input-based task involving
pragmalinguisticndashsociopragmatic connections is most effective in teaching L2
pragmatics Moreover no studies have compared the effectiveness of
structured input tasks with and without explicit information for L2
pragmatics To address these gaps the following research question is
investigated in this study
What are the relative effects of three different input tasksincluding (1) structured input with explicit information (2)problem-solving and (3) structured input without explicitinformation on the development of Japanese learnersrsquo pragmaticproficiency in English
METHOD
Participants
Prospective participants were solicited in Japan through an employment
advertisement in a weekly magazine and on the Internet Both the weekly
magazine and the Internet website target students After checking applicantsrsquo
scores for the Test of English for International Communication (TOEIC) only
learners with intermediate English proficiency defined as TOEIC scores
between 500 and 700 were selected for inclusion in the study This decision
was made to exclude the extreme ends of learner proficiency levels low
and high which might obscure the effects of the different types of
instruction The sixty participants were assigned to one of the four groups
consisting of the three treatment groups structured input tasks with explicit
information problem-solving tasks and structured input tasks without
explicit information and the control group (nfrac14 15 for all four groups) The
participants included three high school students ten vocational training
school students twenty-nine university students and eighteen non-students
All participants had studied English in Japan for a range of five to twenty-
two years without receiving explicit instruction on English pragmatics
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All had Japanese as their first language and they ranged in age from 18 to 40
The present study was conducted at an English conversation school instead
of at a regular EFL school because it was not possible at the instructorrsquos
institution a regular university to include the control group necessary
for observing and comparing the effects of the different instructional
treatments
Instructional goals
The present study draws on past research on EFL Japanese studentsrsquo
acquisition of downgraders a pragmatic resource for mitigating the strength
of a statement or request (Takahashi 1996 Hill 1997) Takahashi (1996)
found that Japanese EFL learners tended to use monoclausal English request
forms when downgrader biclausal request forms were more appropriate for
example lsquoWouldCould you VPrsquo vs lsquoWould it be possible to VPrsquo Hill (1997)
found that even as the proficiency of Japanese EFL learners increased they
continued to underuse clausal downgraders lexical downgraders and
syntactic downgraders Lexicalclausal downgraders soften the difficulty
that the speaker experiences when asking the hearer to perform a request by
modifying the Head Act lexically or clausally for example lsquoCould you possibly
come herersquo (lexical) or lsquoWould it be possible to come herersquo (clausal-mitigated
preparatory question) lsquoI wonder if you could come herersquo (clausal-mitigated
preparatory statement) lsquoI would appreciate it if you could come herersquo (clausal-
mitigated want statement) Syntactic downgraders on the other hand
modify the Head Act syntactically by mitigating the level of difficulty that the
speaker experiences through syntactic choices using tense or aspect for
example lsquoI am wondering if you could lend me a bookrsquo (continuous aspect)
lsquoI was wondering if you would comersquo (past tense) Given Takahashi (1996) and
Hillrsquos (1997) findings the current study focuses on teaching lexicalclausal
and syntactic downgraders in English requests
Three social context variables were carefully controlled for in the dialogues
in the instructional and testing materials (a) power the status of the speaker
with respect to the hearer (b) distance the relationship between the
speaker and the hearer and (c) speaker difficulty the difficulty that the
speaker experiences when asking the hearer to perform the request These
three variables were selected because in cross-cultural pragmatics they are
considered to be the three independent and culturally sensitive variables that
subsume all other variables and play important roles in speech act behaviour
The participants in the three treatment groups were instructed to pay
attention to these social context variables as well as the pragmalinguistic
features of the target structures Only participants in the structured input
tasks with explicit information group were provided with the explicit
information about the pragmalinguistic and sociopragmatic features of the
target structures
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Instructional treatments
Each group received four 40-minute treatment sessions in Japanese at a
major English conversation school in Osaka Japan All groups received
instruction from the same instructor who was also the researcher1 The three
instructional treatments were matched for target structure and all four
groups were matched for instruction time The first treatment session
highlighted lexicalclausal downgraders in English requests and the second
treatment session focused on syntactic downgraders The third and fourth
treatment sessions were reviews of the first and second treatments Handouts
contained highlighted pragmalinguistic and sociopragmatic features to
promote participantsrsquo conscious noticing of those features Specific treatment
features of each participant group are presented in Table 1
Structured input tasks with explicit information
The structured input tasks with explicit instruction treatment consisted of
two components (a) teacher-fronted explanation of the target downgraders
and (b) structured input tasks comprising pragmalinguisticndashsociopragmatic
connection activities and reinforcement activities of the target downgraders
In each lesson the group received handouts with a brief summary of the
targeted downgraders and examples of the target structures in English The
explicit teacher-fronted component lasted 10 minutes during which time
the teacher read the summary and examples aloud in English and explained
the summary and the examples in Japanese with special attention to
Table 1 Treatment features of each group
Group Treatment Explicitinformation
Structured inputtasks with explicitinformation (nfrac14 15)
Explicit information (10 minutes)thornPragmalinguistic-sociopragmatic connectionactivities (18 minutes)thornReinforcementactivities (12 minutes)
Yes
Problem-solvingtasks (nfrac14 15)
Pragmalinguistic-focused activities(10 minutes) thorn Sociopragmatic-focusedactivities (10 minutes)thorn Pragmalinguistic-sociopragmatic connection activities(10 minutes)thornMetapragmatic discussion(10 minutes)
No
Structured inputtasks without explicitinformation (nfrac14 15)
Pragmalinguistic-sociopragmatic connectionactivities (24 minutes)thornReinforcementactivities (16 minutes)
No
Control group (nfrac14 15) TOEIC reading comprehension exercises(40 minutes)
No
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sociopragmatic conditions In the second part the group engaged structured
input tasks consisting of three pragmalinguisticndashsociopragmatic connection
activities and three reinforcement activities (see Appendix A available online
to subscribers at httpapplijoxfordjournalsorg) In the pragmalinguisticndash
sociopragmatic connection activities the participants read dialogues for given
situations and chose the more appropriate request form out of the two
offered based on their pragmalinguistic and sociopragmatic knowledge
Participants then listened to an oral recording of the dialogue and underlined
the correct request form In the reinforcement activities participants read
each dialogue aloud and listened to the oral recordings again Finally they
were asked to rate the level of appropriateness of each underlined request on
a 5-point scale The goal of the pragmalinguisticndashsociopragmatic connection
activities was to ensure that participants focused on understanding the
relationship between the request the relevant social context variables and
the targeted pragmalinguistic resources In contrast the purpose of the
reinforcement activities was to strengthen the pragmalinguisticndashsocioprag-
matic connections by providing the participants with more opportunities to
observe and understand how the different factors the request the social
context variables and the targeted pragmalinguistic features were
interrelated
Problem-solving tasks
The problem-solving treatment consisted of four activities highlighting
the targeted downgraders in English pragmalinguistic-focused activities
sociopragmatic-focused activities pragmalinguisticndashsociopragmatic connec-
tion activities and metapragmatic discussion In each lesson the participants
received handouts with three sets of English dialogues (see Appendix A
available online to subscribers at httpapplijoxfordjournalsorg) The
participants read each situation and the dialogue and then listened to the
dialogue In the first activity the pragmalinguistic-focused activity
participants were asked to copy and compare the underlined request forms
in two dialogues while looking for the differences between the request forms
In the second activity the sociopragmatics-focused activity participants
answered two questions regarding the relationship between the two
characters and the difficulty of the requests In the third activity the
pragmalinguisticndashsociopragmatic connection activity participants were asked
to rate the level of politeness of the requests in both dialogues and to list the
ways in which one character tried to be more polite than the other character
when making requests In the last activity paired participants discussed the
features of the target structures with each other The aim of the first three
activities was to provide participants with step-by-step problem-solving
opportunities through which they could develop their own explicit
knowledge about the target features In turn this explicit knowledge
would help participants to reinforce the pragmalinguisticndashsociopragmatic
10 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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connections during their paired metapragmatic discussions of the features of
target structures The decision to include paired metapragmatic discussions
was based on findings in Rose (2005) that suggested metapragmatic
discussion about the target request forms in context is more effective for
learning sociopragmatic distinctions than the teacher-fronted approach
Structured input tasks without explicit information
The treatment for the structured input tasks without explicit information
group was the same as for structured input tasks with explicit information
but without the teacher-fronted explicit instruction
Control group
Lessons for the control group were designed to help participants do well on the
TOEIC Participants in this group engaged in reading comprehension exercises
for the TOEIC however they were not exposed to the target structures at all
Testing instruments and procedures
This study employed a pre-test post-test and follow-up test design The pre-
test was administered two to three days prior to the instructional treatment
the post-test eight to nine days after the treatment and the follow-up test in
the fourth week following instruction Each test consisted of two input-based
tests a listening test and an acceptability judgement test and two output-
based tests a discourse completion test and a role-play test Immediately
following the treatments participants completed an evaluation questionnaire
Situations in the four testing instruments comprised the speech act request
with the three social context variables power distance and speaker difficulty In
particular the tests included situations with a high level of speaker difficulty
combined with power and distance which were validated by Hill (1997)
Hudson et al (1992 1995) and Takahashi (1998 2001) One high speaker
difficulty item is shown below
You are writing a difficult paper for Professor Hill You need somehelp with the paper but Professor Hill is away for a monthA friend of yours has suggested you go and see Professor WatsonAlthough you do not know Professor Watson and ProfessorWatson is extremely busy you have decided to ask ProfessorWatson to look through your long paper before you hand it in thenext day What would you ask Professor Watson (based onTakahashi 1998 2001)
Situations with a low level of speaker difficulty were added as distractors to
increase the reliability of instruments The discourse completion test the
role-play test and the acceptability judgement test consisted of twenty
situations (ten high speaker difficulty and ten low speaker difficulty items) while
the listening test consisted of fifteen situations (nine high speaker difficulty
items and six low speaker difficulty items)
MASAHIRO TAKIMOTO 11
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Three versions of the four tests were developed and counterbalanced for
order of presentation of the same situations across the pre-tests post-tests
and follow-up tests During the testing these counterbalanced versions were
used to minimize the possible effect of test learning
During the pre-tests post-tests and follow-up tests test components were
administered in the following order discourse completion test role-play test
listening test and acceptability judgement test The two input-based tests were
administered after the output-based tasks to address the concern that they
might provide participants with models for the production tests Although
participants were instructed to complete the four tests in the span of 2 hours
only the listening test was timed In the listening test participants had two
seconds to judge the appropriateness for each question which required
participants to access their proceduralized knowledge of the target structure
Discourse completion test
The discourse completion test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required the participants to read short
descriptions of twenty situations in English and to write what they would say
in each situation in English Although there was no time limit for the discourse
completion test most participants finished in 30ndash45 minutes Each response
was rated by two native English speakers according to the appropriateness
of the request forms on a 5-point scale The test contained ten target items with
a maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Role-play test
The role-play test (see Appendix B available online to subscribers at http
applijoxfordjournalsorg) consisted of short descriptions of twenty situations
written in English and required the participants to play particular roles with
an interlocutor Prior to the role play participants received role cards that
described the situations and their roles In each role play the participants
were required to initiate the conversation by requesting something from
their interlocutor2 The instructor a non-native speaker of English acted as
the interlocutor On average participants took 2ndash3 minutes to prepare for
each role play Role plays were tape-recorded and individual performances
were rated for appropriateness of request forms on a 5-point scale by two
native speakers of English The test contained 10 target items with a
maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Listening test
The listening test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required participants to listen to dialogues
between a Japanese university student and a native speaker of English
in fifteen different situations and to score the appropriateness of the
Japanese university studentrsquos request forms on a 5-point scale The test
12 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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involved an audio-recording of the dialogue and had a time constraint of
2 seconds per question for responding to each dialogue Participant
ratings were compared with English native speakersrsquo baseline data3 on a
5-point scale The test contained nine target items with a maximum score
of 45 (9 5)
Acceptability judgement test
The acceptability judgement test (see Appendix B available online to
subscribers at httpapplijoxfordjournalsorg) was a computer-based test
that required participants to read written English descriptions of 20
situations After reading the descriptions participants were presented with
a series of isolated requests and instructed to score the first request on an
11-point scale and then to score subsequent responses proportionally higher
or lower in accordance with the degree of perceived acceptability Participant
ratings were compared with English native speakersrsquo baseline data4 on a
5-point scale The test contained ten target items with a maximum score of
50 (10 5)
Evaluation questionnaire
The evaluation questionnaire was administered as a supplement to the
present study with the goal of examining whether the aims of the
instructional treatments had been achieved and how the instruction could be
improved for future use The questionnaire consisted of three 5-point scale
close-ended questions and three open-ended questions
RELIABILITY
Interrater reliability was estimated by calculating the correlation of the
two ratersrsquo scores Correlation coefficients for the discourse completion
and role-play tests were 995 and 994 respectively which were statis-
tically significant (p5 001) With regard to internal consistency the
Cronbach Alpha reliability estimates for the tests ranged from 853 for
the listening comprehension test5 to 926 for the role-play test with
893 for the acceptability judgement test and 917 for the discourse
completion test
VALIDITY
To promote content validity the present study matched test items to the
theoretical framework that outlined the degree of the three social context
variables speaker difficulty power and distance Tables 2 and 3 show the
distribution and degree of social context variables across tests
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RESULTS
The results showed that the three treatment groups performed significantly
better than the control group However the group that received the
structured input tasks with explicit information did not retain the positive
effects of the treatment between the post-test and follow-up test on the
listening test component
In the data analysis a Bonferroni adjustment was employed to maintain an
approximate experiment-wide 05 alpha level In other words the overall
alpha level was set at 05 but with four group comparisons (discourse
completion role-play acceptability judgement and listening tests) for one
item type (high speaker difficulty) Therefore 05 was divided by the number
of comparisons (four) resulting in a p value of 0125 for individual statistical
decisions
Results from the discourse completion test
Results of a two-way repeated-measures ANOVA revealed a significant main
effect for Instruction for the three treatment groups (structured input tasks
with explicit information problem-solving tasks and structured input tasks
without explicit information) F (3 56) frac14 9992 p frac14 000 A significant main
effect for Time across the pre-test post-test and follow-up test was also
Table 2 Distribution of social context variables (Version A for the discoursecompletion role-play and acceptability judgement tests)
S4 S6 S10 S18 S2 S8 S12 S14 S16 S20 S1 S3 S5 S11 S13 S7 S9 S15 S17 S19
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
Table 3 Distribution of social context variables (Version A for thelistening test)
S3 S5 S8 S13 S2 S6 S10 S12 S15 S1 S4 S9 S7 S11 S14
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14 Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
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found F (3 56) frac14 58357 p frac14 000 Lastly the results revealed a significant
interaction effect between Instruction and Time F (9 56) frac14 4864 p frac14 000
Figure 1 illustrates three important characteristics of the discourse completion
test results (1) there were no statistically significant differences among the
four groups on the pre-test scores (2) the three treatment groups made gains
from the pre-tests to the post-tests and the follow-up tests and (3) positive
effects for the three treatments were maintained through the post-test to the
follow-up tests
These results suggest that the three different types of treatment were
effective in promoting learnersrsquo acquisition and retention of English request
forms in the context of discourse completion activities Furthermore the lack
of crossover between the treatment and control groups on the post-tests
demonstrates the relative superiority of the three treatment groupsrsquo
performances over the control grouprsquos performance Post-hoc Scheffe tests
conducted on the post-test and the follow-up test scores for the main effect
for treatment showed the following two contrasts (1) the three treatment
groups performed significantly better than the control group on the discourse
completion test and (2) there were no significant differences among the
three treatment groups
Results from the role-play test
The results of a two-way repeated-measures ANOVA for the role-play test
scores revealed the same significant main effects as the discourse completion
test a significant main effect for Instruction F (3 56)frac14 8393 pfrac14 000
a significant main effect for Time F (3 56)frac14 50261 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 1 Interaction plot for the discourse completion testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant interaction effect between Instruction and Time F (9 56)frac143388
pfrac14 000
The results displayed for the role-play test in Figure 2 follow the same
pattern as the discourse completion test there were no statistically significant
differences among the four groups on the pre-test scores the three treatment
groups improved from the pre-test to the post-test and the follow-up test
and positive effects for the three treatments were retained As in Figure 1
above the lack of crossover between the treatment and control group scores
in Figure 2 shows the superior performance of all three treatment groups on
the post-test and follow-up tests Post-hoc Scheffe tests provided further
evidence for the following two contrasts (1) the three treatment groups
performed significantly better than the control group on the role-play test
and (2) there were no significant differences among the three treatment
groups
Results from the listening test
The results of a two-way repeated-measures ANOVA of the listening test
scores showed the same significant main effects as both the discourse
completion and the role-play test a significant main effect for Instruction
F (3 56)frac14 2748 pfrac14 000 a significant main effect for Time F (3 56)frac148127
pfrac14 000 and a significant interaction effect between Instruction and Time
F (9 56)frac14797 pfrac14 000
Figure 3 reveals two of the same main results for the listening test as for
the discourse completion and role-play tests there were no statistically
significant differences among the four groups on the pre-test scores and the
three treatment groups improved from the pre-tests to the post-tests and the
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 2 Interaction plot for the role-play testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
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participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
MASAHIRO TAKIMOTO 21
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explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
MASAHIRO TAKIMOTO 23
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REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
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improved learnersrsquo performance in the realization of appropriate routinized
responses Finally Takahashi (2001) observed that the degree of attainment
and lasting effect of L2 pragmatic proficiency under the explicit teaching
condition was doubtful These findings lead to the question of what sort of
input-based approach with or without the teacher-fronted explicit
information is the most appropriate way of allowing learners to access and
integrate sociopragmatic and pragmalinguistic knowledge more quickly and
efficiently
THE PRESENT STUDY
To date only a small number of studies have examined input-based
methods of teaching L2 pragmatics For this reason there is no clear
indication in the literature as to what type of input-based task involving
pragmalinguisticndashsociopragmatic connections is most effective in teaching L2
pragmatics Moreover no studies have compared the effectiveness of
structured input tasks with and without explicit information for L2
pragmatics To address these gaps the following research question is
investigated in this study
What are the relative effects of three different input tasksincluding (1) structured input with explicit information (2)problem-solving and (3) structured input without explicitinformation on the development of Japanese learnersrsquo pragmaticproficiency in English
METHOD
Participants
Prospective participants were solicited in Japan through an employment
advertisement in a weekly magazine and on the Internet Both the weekly
magazine and the Internet website target students After checking applicantsrsquo
scores for the Test of English for International Communication (TOEIC) only
learners with intermediate English proficiency defined as TOEIC scores
between 500 and 700 were selected for inclusion in the study This decision
was made to exclude the extreme ends of learner proficiency levels low
and high which might obscure the effects of the different types of
instruction The sixty participants were assigned to one of the four groups
consisting of the three treatment groups structured input tasks with explicit
information problem-solving tasks and structured input tasks without
explicit information and the control group (nfrac14 15 for all four groups) The
participants included three high school students ten vocational training
school students twenty-nine university students and eighteen non-students
All participants had studied English in Japan for a range of five to twenty-
two years without receiving explicit instruction on English pragmatics
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All had Japanese as their first language and they ranged in age from 18 to 40
The present study was conducted at an English conversation school instead
of at a regular EFL school because it was not possible at the instructorrsquos
institution a regular university to include the control group necessary
for observing and comparing the effects of the different instructional
treatments
Instructional goals
The present study draws on past research on EFL Japanese studentsrsquo
acquisition of downgraders a pragmatic resource for mitigating the strength
of a statement or request (Takahashi 1996 Hill 1997) Takahashi (1996)
found that Japanese EFL learners tended to use monoclausal English request
forms when downgrader biclausal request forms were more appropriate for
example lsquoWouldCould you VPrsquo vs lsquoWould it be possible to VPrsquo Hill (1997)
found that even as the proficiency of Japanese EFL learners increased they
continued to underuse clausal downgraders lexical downgraders and
syntactic downgraders Lexicalclausal downgraders soften the difficulty
that the speaker experiences when asking the hearer to perform a request by
modifying the Head Act lexically or clausally for example lsquoCould you possibly
come herersquo (lexical) or lsquoWould it be possible to come herersquo (clausal-mitigated
preparatory question) lsquoI wonder if you could come herersquo (clausal-mitigated
preparatory statement) lsquoI would appreciate it if you could come herersquo (clausal-
mitigated want statement) Syntactic downgraders on the other hand
modify the Head Act syntactically by mitigating the level of difficulty that the
speaker experiences through syntactic choices using tense or aspect for
example lsquoI am wondering if you could lend me a bookrsquo (continuous aspect)
lsquoI was wondering if you would comersquo (past tense) Given Takahashi (1996) and
Hillrsquos (1997) findings the current study focuses on teaching lexicalclausal
and syntactic downgraders in English requests
Three social context variables were carefully controlled for in the dialogues
in the instructional and testing materials (a) power the status of the speaker
with respect to the hearer (b) distance the relationship between the
speaker and the hearer and (c) speaker difficulty the difficulty that the
speaker experiences when asking the hearer to perform the request These
three variables were selected because in cross-cultural pragmatics they are
considered to be the three independent and culturally sensitive variables that
subsume all other variables and play important roles in speech act behaviour
The participants in the three treatment groups were instructed to pay
attention to these social context variables as well as the pragmalinguistic
features of the target structures Only participants in the structured input
tasks with explicit information group were provided with the explicit
information about the pragmalinguistic and sociopragmatic features of the
target structures
8 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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Instructional treatments
Each group received four 40-minute treatment sessions in Japanese at a
major English conversation school in Osaka Japan All groups received
instruction from the same instructor who was also the researcher1 The three
instructional treatments were matched for target structure and all four
groups were matched for instruction time The first treatment session
highlighted lexicalclausal downgraders in English requests and the second
treatment session focused on syntactic downgraders The third and fourth
treatment sessions were reviews of the first and second treatments Handouts
contained highlighted pragmalinguistic and sociopragmatic features to
promote participantsrsquo conscious noticing of those features Specific treatment
features of each participant group are presented in Table 1
Structured input tasks with explicit information
The structured input tasks with explicit instruction treatment consisted of
two components (a) teacher-fronted explanation of the target downgraders
and (b) structured input tasks comprising pragmalinguisticndashsociopragmatic
connection activities and reinforcement activities of the target downgraders
In each lesson the group received handouts with a brief summary of the
targeted downgraders and examples of the target structures in English The
explicit teacher-fronted component lasted 10 minutes during which time
the teacher read the summary and examples aloud in English and explained
the summary and the examples in Japanese with special attention to
Table 1 Treatment features of each group
Group Treatment Explicitinformation
Structured inputtasks with explicitinformation (nfrac14 15)
Explicit information (10 minutes)thornPragmalinguistic-sociopragmatic connectionactivities (18 minutes)thornReinforcementactivities (12 minutes)
Yes
Problem-solvingtasks (nfrac14 15)
Pragmalinguistic-focused activities(10 minutes) thorn Sociopragmatic-focusedactivities (10 minutes)thorn Pragmalinguistic-sociopragmatic connection activities(10 minutes)thornMetapragmatic discussion(10 minutes)
No
Structured inputtasks without explicitinformation (nfrac14 15)
Pragmalinguistic-sociopragmatic connectionactivities (24 minutes)thornReinforcementactivities (16 minutes)
No
Control group (nfrac14 15) TOEIC reading comprehension exercises(40 minutes)
No
MASAHIRO TAKIMOTO 9
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sociopragmatic conditions In the second part the group engaged structured
input tasks consisting of three pragmalinguisticndashsociopragmatic connection
activities and three reinforcement activities (see Appendix A available online
to subscribers at httpapplijoxfordjournalsorg) In the pragmalinguisticndash
sociopragmatic connection activities the participants read dialogues for given
situations and chose the more appropriate request form out of the two
offered based on their pragmalinguistic and sociopragmatic knowledge
Participants then listened to an oral recording of the dialogue and underlined
the correct request form In the reinforcement activities participants read
each dialogue aloud and listened to the oral recordings again Finally they
were asked to rate the level of appropriateness of each underlined request on
a 5-point scale The goal of the pragmalinguisticndashsociopragmatic connection
activities was to ensure that participants focused on understanding the
relationship between the request the relevant social context variables and
the targeted pragmalinguistic resources In contrast the purpose of the
reinforcement activities was to strengthen the pragmalinguisticndashsocioprag-
matic connections by providing the participants with more opportunities to
observe and understand how the different factors the request the social
context variables and the targeted pragmalinguistic features were
interrelated
Problem-solving tasks
The problem-solving treatment consisted of four activities highlighting
the targeted downgraders in English pragmalinguistic-focused activities
sociopragmatic-focused activities pragmalinguisticndashsociopragmatic connec-
tion activities and metapragmatic discussion In each lesson the participants
received handouts with three sets of English dialogues (see Appendix A
available online to subscribers at httpapplijoxfordjournalsorg) The
participants read each situation and the dialogue and then listened to the
dialogue In the first activity the pragmalinguistic-focused activity
participants were asked to copy and compare the underlined request forms
in two dialogues while looking for the differences between the request forms
In the second activity the sociopragmatics-focused activity participants
answered two questions regarding the relationship between the two
characters and the difficulty of the requests In the third activity the
pragmalinguisticndashsociopragmatic connection activity participants were asked
to rate the level of politeness of the requests in both dialogues and to list the
ways in which one character tried to be more polite than the other character
when making requests In the last activity paired participants discussed the
features of the target structures with each other The aim of the first three
activities was to provide participants with step-by-step problem-solving
opportunities through which they could develop their own explicit
knowledge about the target features In turn this explicit knowledge
would help participants to reinforce the pragmalinguisticndashsociopragmatic
10 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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connections during their paired metapragmatic discussions of the features of
target structures The decision to include paired metapragmatic discussions
was based on findings in Rose (2005) that suggested metapragmatic
discussion about the target request forms in context is more effective for
learning sociopragmatic distinctions than the teacher-fronted approach
Structured input tasks without explicit information
The treatment for the structured input tasks without explicit information
group was the same as for structured input tasks with explicit information
but without the teacher-fronted explicit instruction
Control group
Lessons for the control group were designed to help participants do well on the
TOEIC Participants in this group engaged in reading comprehension exercises
for the TOEIC however they were not exposed to the target structures at all
Testing instruments and procedures
This study employed a pre-test post-test and follow-up test design The pre-
test was administered two to three days prior to the instructional treatment
the post-test eight to nine days after the treatment and the follow-up test in
the fourth week following instruction Each test consisted of two input-based
tests a listening test and an acceptability judgement test and two output-
based tests a discourse completion test and a role-play test Immediately
following the treatments participants completed an evaluation questionnaire
Situations in the four testing instruments comprised the speech act request
with the three social context variables power distance and speaker difficulty In
particular the tests included situations with a high level of speaker difficulty
combined with power and distance which were validated by Hill (1997)
Hudson et al (1992 1995) and Takahashi (1998 2001) One high speaker
difficulty item is shown below
You are writing a difficult paper for Professor Hill You need somehelp with the paper but Professor Hill is away for a monthA friend of yours has suggested you go and see Professor WatsonAlthough you do not know Professor Watson and ProfessorWatson is extremely busy you have decided to ask ProfessorWatson to look through your long paper before you hand it in thenext day What would you ask Professor Watson (based onTakahashi 1998 2001)
Situations with a low level of speaker difficulty were added as distractors to
increase the reliability of instruments The discourse completion test the
role-play test and the acceptability judgement test consisted of twenty
situations (ten high speaker difficulty and ten low speaker difficulty items) while
the listening test consisted of fifteen situations (nine high speaker difficulty
items and six low speaker difficulty items)
MASAHIRO TAKIMOTO 11
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Three versions of the four tests were developed and counterbalanced for
order of presentation of the same situations across the pre-tests post-tests
and follow-up tests During the testing these counterbalanced versions were
used to minimize the possible effect of test learning
During the pre-tests post-tests and follow-up tests test components were
administered in the following order discourse completion test role-play test
listening test and acceptability judgement test The two input-based tests were
administered after the output-based tasks to address the concern that they
might provide participants with models for the production tests Although
participants were instructed to complete the four tests in the span of 2 hours
only the listening test was timed In the listening test participants had two
seconds to judge the appropriateness for each question which required
participants to access their proceduralized knowledge of the target structure
Discourse completion test
The discourse completion test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required the participants to read short
descriptions of twenty situations in English and to write what they would say
in each situation in English Although there was no time limit for the discourse
completion test most participants finished in 30ndash45 minutes Each response
was rated by two native English speakers according to the appropriateness
of the request forms on a 5-point scale The test contained ten target items with
a maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Role-play test
The role-play test (see Appendix B available online to subscribers at http
applijoxfordjournalsorg) consisted of short descriptions of twenty situations
written in English and required the participants to play particular roles with
an interlocutor Prior to the role play participants received role cards that
described the situations and their roles In each role play the participants
were required to initiate the conversation by requesting something from
their interlocutor2 The instructor a non-native speaker of English acted as
the interlocutor On average participants took 2ndash3 minutes to prepare for
each role play Role plays were tape-recorded and individual performances
were rated for appropriateness of request forms on a 5-point scale by two
native speakers of English The test contained 10 target items with a
maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Listening test
The listening test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required participants to listen to dialogues
between a Japanese university student and a native speaker of English
in fifteen different situations and to score the appropriateness of the
Japanese university studentrsquos request forms on a 5-point scale The test
12 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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involved an audio-recording of the dialogue and had a time constraint of
2 seconds per question for responding to each dialogue Participant
ratings were compared with English native speakersrsquo baseline data3 on a
5-point scale The test contained nine target items with a maximum score
of 45 (9 5)
Acceptability judgement test
The acceptability judgement test (see Appendix B available online to
subscribers at httpapplijoxfordjournalsorg) was a computer-based test
that required participants to read written English descriptions of 20
situations After reading the descriptions participants were presented with
a series of isolated requests and instructed to score the first request on an
11-point scale and then to score subsequent responses proportionally higher
or lower in accordance with the degree of perceived acceptability Participant
ratings were compared with English native speakersrsquo baseline data4 on a
5-point scale The test contained ten target items with a maximum score of
50 (10 5)
Evaluation questionnaire
The evaluation questionnaire was administered as a supplement to the
present study with the goal of examining whether the aims of the
instructional treatments had been achieved and how the instruction could be
improved for future use The questionnaire consisted of three 5-point scale
close-ended questions and three open-ended questions
RELIABILITY
Interrater reliability was estimated by calculating the correlation of the
two ratersrsquo scores Correlation coefficients for the discourse completion
and role-play tests were 995 and 994 respectively which were statis-
tically significant (p5 001) With regard to internal consistency the
Cronbach Alpha reliability estimates for the tests ranged from 853 for
the listening comprehension test5 to 926 for the role-play test with
893 for the acceptability judgement test and 917 for the discourse
completion test
VALIDITY
To promote content validity the present study matched test items to the
theoretical framework that outlined the degree of the three social context
variables speaker difficulty power and distance Tables 2 and 3 show the
distribution and degree of social context variables across tests
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RESULTS
The results showed that the three treatment groups performed significantly
better than the control group However the group that received the
structured input tasks with explicit information did not retain the positive
effects of the treatment between the post-test and follow-up test on the
listening test component
In the data analysis a Bonferroni adjustment was employed to maintain an
approximate experiment-wide 05 alpha level In other words the overall
alpha level was set at 05 but with four group comparisons (discourse
completion role-play acceptability judgement and listening tests) for one
item type (high speaker difficulty) Therefore 05 was divided by the number
of comparisons (four) resulting in a p value of 0125 for individual statistical
decisions
Results from the discourse completion test
Results of a two-way repeated-measures ANOVA revealed a significant main
effect for Instruction for the three treatment groups (structured input tasks
with explicit information problem-solving tasks and structured input tasks
without explicit information) F (3 56) frac14 9992 p frac14 000 A significant main
effect for Time across the pre-test post-test and follow-up test was also
Table 2 Distribution of social context variables (Version A for the discoursecompletion role-play and acceptability judgement tests)
S4 S6 S10 S18 S2 S8 S12 S14 S16 S20 S1 S3 S5 S11 S13 S7 S9 S15 S17 S19
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
Table 3 Distribution of social context variables (Version A for thelistening test)
S3 S5 S8 S13 S2 S6 S10 S12 S15 S1 S4 S9 S7 S11 S14
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14 Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
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found F (3 56) frac14 58357 p frac14 000 Lastly the results revealed a significant
interaction effect between Instruction and Time F (9 56) frac14 4864 p frac14 000
Figure 1 illustrates three important characteristics of the discourse completion
test results (1) there were no statistically significant differences among the
four groups on the pre-test scores (2) the three treatment groups made gains
from the pre-tests to the post-tests and the follow-up tests and (3) positive
effects for the three treatments were maintained through the post-test to the
follow-up tests
These results suggest that the three different types of treatment were
effective in promoting learnersrsquo acquisition and retention of English request
forms in the context of discourse completion activities Furthermore the lack
of crossover between the treatment and control groups on the post-tests
demonstrates the relative superiority of the three treatment groupsrsquo
performances over the control grouprsquos performance Post-hoc Scheffe tests
conducted on the post-test and the follow-up test scores for the main effect
for treatment showed the following two contrasts (1) the three treatment
groups performed significantly better than the control group on the discourse
completion test and (2) there were no significant differences among the
three treatment groups
Results from the role-play test
The results of a two-way repeated-measures ANOVA for the role-play test
scores revealed the same significant main effects as the discourse completion
test a significant main effect for Instruction F (3 56)frac14 8393 pfrac14 000
a significant main effect for Time F (3 56)frac14 50261 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 1 Interaction plot for the discourse completion testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant interaction effect between Instruction and Time F (9 56)frac143388
pfrac14 000
The results displayed for the role-play test in Figure 2 follow the same
pattern as the discourse completion test there were no statistically significant
differences among the four groups on the pre-test scores the three treatment
groups improved from the pre-test to the post-test and the follow-up test
and positive effects for the three treatments were retained As in Figure 1
above the lack of crossover between the treatment and control group scores
in Figure 2 shows the superior performance of all three treatment groups on
the post-test and follow-up tests Post-hoc Scheffe tests provided further
evidence for the following two contrasts (1) the three treatment groups
performed significantly better than the control group on the role-play test
and (2) there were no significant differences among the three treatment
groups
Results from the listening test
The results of a two-way repeated-measures ANOVA of the listening test
scores showed the same significant main effects as both the discourse
completion and the role-play test a significant main effect for Instruction
F (3 56)frac14 2748 pfrac14 000 a significant main effect for Time F (3 56)frac148127
pfrac14 000 and a significant interaction effect between Instruction and Time
F (9 56)frac14797 pfrac14 000
Figure 3 reveals two of the same main results for the listening test as for
the discourse completion and role-play tests there were no statistically
significant differences among the four groups on the pre-test scores and the
three treatment groups improved from the pre-tests to the post-tests and the
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 2 Interaction plot for the role-play testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
16 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
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participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
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explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
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Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
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All had Japanese as their first language and they ranged in age from 18 to 40
The present study was conducted at an English conversation school instead
of at a regular EFL school because it was not possible at the instructorrsquos
institution a regular university to include the control group necessary
for observing and comparing the effects of the different instructional
treatments
Instructional goals
The present study draws on past research on EFL Japanese studentsrsquo
acquisition of downgraders a pragmatic resource for mitigating the strength
of a statement or request (Takahashi 1996 Hill 1997) Takahashi (1996)
found that Japanese EFL learners tended to use monoclausal English request
forms when downgrader biclausal request forms were more appropriate for
example lsquoWouldCould you VPrsquo vs lsquoWould it be possible to VPrsquo Hill (1997)
found that even as the proficiency of Japanese EFL learners increased they
continued to underuse clausal downgraders lexical downgraders and
syntactic downgraders Lexicalclausal downgraders soften the difficulty
that the speaker experiences when asking the hearer to perform a request by
modifying the Head Act lexically or clausally for example lsquoCould you possibly
come herersquo (lexical) or lsquoWould it be possible to come herersquo (clausal-mitigated
preparatory question) lsquoI wonder if you could come herersquo (clausal-mitigated
preparatory statement) lsquoI would appreciate it if you could come herersquo (clausal-
mitigated want statement) Syntactic downgraders on the other hand
modify the Head Act syntactically by mitigating the level of difficulty that the
speaker experiences through syntactic choices using tense or aspect for
example lsquoI am wondering if you could lend me a bookrsquo (continuous aspect)
lsquoI was wondering if you would comersquo (past tense) Given Takahashi (1996) and
Hillrsquos (1997) findings the current study focuses on teaching lexicalclausal
and syntactic downgraders in English requests
Three social context variables were carefully controlled for in the dialogues
in the instructional and testing materials (a) power the status of the speaker
with respect to the hearer (b) distance the relationship between the
speaker and the hearer and (c) speaker difficulty the difficulty that the
speaker experiences when asking the hearer to perform the request These
three variables were selected because in cross-cultural pragmatics they are
considered to be the three independent and culturally sensitive variables that
subsume all other variables and play important roles in speech act behaviour
The participants in the three treatment groups were instructed to pay
attention to these social context variables as well as the pragmalinguistic
features of the target structures Only participants in the structured input
tasks with explicit information group were provided with the explicit
information about the pragmalinguistic and sociopragmatic features of the
target structures
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Instructional treatments
Each group received four 40-minute treatment sessions in Japanese at a
major English conversation school in Osaka Japan All groups received
instruction from the same instructor who was also the researcher1 The three
instructional treatments were matched for target structure and all four
groups were matched for instruction time The first treatment session
highlighted lexicalclausal downgraders in English requests and the second
treatment session focused on syntactic downgraders The third and fourth
treatment sessions were reviews of the first and second treatments Handouts
contained highlighted pragmalinguistic and sociopragmatic features to
promote participantsrsquo conscious noticing of those features Specific treatment
features of each participant group are presented in Table 1
Structured input tasks with explicit information
The structured input tasks with explicit instruction treatment consisted of
two components (a) teacher-fronted explanation of the target downgraders
and (b) structured input tasks comprising pragmalinguisticndashsociopragmatic
connection activities and reinforcement activities of the target downgraders
In each lesson the group received handouts with a brief summary of the
targeted downgraders and examples of the target structures in English The
explicit teacher-fronted component lasted 10 minutes during which time
the teacher read the summary and examples aloud in English and explained
the summary and the examples in Japanese with special attention to
Table 1 Treatment features of each group
Group Treatment Explicitinformation
Structured inputtasks with explicitinformation (nfrac14 15)
Explicit information (10 minutes)thornPragmalinguistic-sociopragmatic connectionactivities (18 minutes)thornReinforcementactivities (12 minutes)
Yes
Problem-solvingtasks (nfrac14 15)
Pragmalinguistic-focused activities(10 minutes) thorn Sociopragmatic-focusedactivities (10 minutes)thorn Pragmalinguistic-sociopragmatic connection activities(10 minutes)thornMetapragmatic discussion(10 minutes)
No
Structured inputtasks without explicitinformation (nfrac14 15)
Pragmalinguistic-sociopragmatic connectionactivities (24 minutes)thornReinforcementactivities (16 minutes)
No
Control group (nfrac14 15) TOEIC reading comprehension exercises(40 minutes)
No
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sociopragmatic conditions In the second part the group engaged structured
input tasks consisting of three pragmalinguisticndashsociopragmatic connection
activities and three reinforcement activities (see Appendix A available online
to subscribers at httpapplijoxfordjournalsorg) In the pragmalinguisticndash
sociopragmatic connection activities the participants read dialogues for given
situations and chose the more appropriate request form out of the two
offered based on their pragmalinguistic and sociopragmatic knowledge
Participants then listened to an oral recording of the dialogue and underlined
the correct request form In the reinforcement activities participants read
each dialogue aloud and listened to the oral recordings again Finally they
were asked to rate the level of appropriateness of each underlined request on
a 5-point scale The goal of the pragmalinguisticndashsociopragmatic connection
activities was to ensure that participants focused on understanding the
relationship between the request the relevant social context variables and
the targeted pragmalinguistic resources In contrast the purpose of the
reinforcement activities was to strengthen the pragmalinguisticndashsocioprag-
matic connections by providing the participants with more opportunities to
observe and understand how the different factors the request the social
context variables and the targeted pragmalinguistic features were
interrelated
Problem-solving tasks
The problem-solving treatment consisted of four activities highlighting
the targeted downgraders in English pragmalinguistic-focused activities
sociopragmatic-focused activities pragmalinguisticndashsociopragmatic connec-
tion activities and metapragmatic discussion In each lesson the participants
received handouts with three sets of English dialogues (see Appendix A
available online to subscribers at httpapplijoxfordjournalsorg) The
participants read each situation and the dialogue and then listened to the
dialogue In the first activity the pragmalinguistic-focused activity
participants were asked to copy and compare the underlined request forms
in two dialogues while looking for the differences between the request forms
In the second activity the sociopragmatics-focused activity participants
answered two questions regarding the relationship between the two
characters and the difficulty of the requests In the third activity the
pragmalinguisticndashsociopragmatic connection activity participants were asked
to rate the level of politeness of the requests in both dialogues and to list the
ways in which one character tried to be more polite than the other character
when making requests In the last activity paired participants discussed the
features of the target structures with each other The aim of the first three
activities was to provide participants with step-by-step problem-solving
opportunities through which they could develop their own explicit
knowledge about the target features In turn this explicit knowledge
would help participants to reinforce the pragmalinguisticndashsociopragmatic
10 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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connections during their paired metapragmatic discussions of the features of
target structures The decision to include paired metapragmatic discussions
was based on findings in Rose (2005) that suggested metapragmatic
discussion about the target request forms in context is more effective for
learning sociopragmatic distinctions than the teacher-fronted approach
Structured input tasks without explicit information
The treatment for the structured input tasks without explicit information
group was the same as for structured input tasks with explicit information
but without the teacher-fronted explicit instruction
Control group
Lessons for the control group were designed to help participants do well on the
TOEIC Participants in this group engaged in reading comprehension exercises
for the TOEIC however they were not exposed to the target structures at all
Testing instruments and procedures
This study employed a pre-test post-test and follow-up test design The pre-
test was administered two to three days prior to the instructional treatment
the post-test eight to nine days after the treatment and the follow-up test in
the fourth week following instruction Each test consisted of two input-based
tests a listening test and an acceptability judgement test and two output-
based tests a discourse completion test and a role-play test Immediately
following the treatments participants completed an evaluation questionnaire
Situations in the four testing instruments comprised the speech act request
with the three social context variables power distance and speaker difficulty In
particular the tests included situations with a high level of speaker difficulty
combined with power and distance which were validated by Hill (1997)
Hudson et al (1992 1995) and Takahashi (1998 2001) One high speaker
difficulty item is shown below
You are writing a difficult paper for Professor Hill You need somehelp with the paper but Professor Hill is away for a monthA friend of yours has suggested you go and see Professor WatsonAlthough you do not know Professor Watson and ProfessorWatson is extremely busy you have decided to ask ProfessorWatson to look through your long paper before you hand it in thenext day What would you ask Professor Watson (based onTakahashi 1998 2001)
Situations with a low level of speaker difficulty were added as distractors to
increase the reliability of instruments The discourse completion test the
role-play test and the acceptability judgement test consisted of twenty
situations (ten high speaker difficulty and ten low speaker difficulty items) while
the listening test consisted of fifteen situations (nine high speaker difficulty
items and six low speaker difficulty items)
MASAHIRO TAKIMOTO 11
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Three versions of the four tests were developed and counterbalanced for
order of presentation of the same situations across the pre-tests post-tests
and follow-up tests During the testing these counterbalanced versions were
used to minimize the possible effect of test learning
During the pre-tests post-tests and follow-up tests test components were
administered in the following order discourse completion test role-play test
listening test and acceptability judgement test The two input-based tests were
administered after the output-based tasks to address the concern that they
might provide participants with models for the production tests Although
participants were instructed to complete the four tests in the span of 2 hours
only the listening test was timed In the listening test participants had two
seconds to judge the appropriateness for each question which required
participants to access their proceduralized knowledge of the target structure
Discourse completion test
The discourse completion test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required the participants to read short
descriptions of twenty situations in English and to write what they would say
in each situation in English Although there was no time limit for the discourse
completion test most participants finished in 30ndash45 minutes Each response
was rated by two native English speakers according to the appropriateness
of the request forms on a 5-point scale The test contained ten target items with
a maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Role-play test
The role-play test (see Appendix B available online to subscribers at http
applijoxfordjournalsorg) consisted of short descriptions of twenty situations
written in English and required the participants to play particular roles with
an interlocutor Prior to the role play participants received role cards that
described the situations and their roles In each role play the participants
were required to initiate the conversation by requesting something from
their interlocutor2 The instructor a non-native speaker of English acted as
the interlocutor On average participants took 2ndash3 minutes to prepare for
each role play Role plays were tape-recorded and individual performances
were rated for appropriateness of request forms on a 5-point scale by two
native speakers of English The test contained 10 target items with a
maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Listening test
The listening test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required participants to listen to dialogues
between a Japanese university student and a native speaker of English
in fifteen different situations and to score the appropriateness of the
Japanese university studentrsquos request forms on a 5-point scale The test
12 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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involved an audio-recording of the dialogue and had a time constraint of
2 seconds per question for responding to each dialogue Participant
ratings were compared with English native speakersrsquo baseline data3 on a
5-point scale The test contained nine target items with a maximum score
of 45 (9 5)
Acceptability judgement test
The acceptability judgement test (see Appendix B available online to
subscribers at httpapplijoxfordjournalsorg) was a computer-based test
that required participants to read written English descriptions of 20
situations After reading the descriptions participants were presented with
a series of isolated requests and instructed to score the first request on an
11-point scale and then to score subsequent responses proportionally higher
or lower in accordance with the degree of perceived acceptability Participant
ratings were compared with English native speakersrsquo baseline data4 on a
5-point scale The test contained ten target items with a maximum score of
50 (10 5)
Evaluation questionnaire
The evaluation questionnaire was administered as a supplement to the
present study with the goal of examining whether the aims of the
instructional treatments had been achieved and how the instruction could be
improved for future use The questionnaire consisted of three 5-point scale
close-ended questions and three open-ended questions
RELIABILITY
Interrater reliability was estimated by calculating the correlation of the
two ratersrsquo scores Correlation coefficients for the discourse completion
and role-play tests were 995 and 994 respectively which were statis-
tically significant (p5 001) With regard to internal consistency the
Cronbach Alpha reliability estimates for the tests ranged from 853 for
the listening comprehension test5 to 926 for the role-play test with
893 for the acceptability judgement test and 917 for the discourse
completion test
VALIDITY
To promote content validity the present study matched test items to the
theoretical framework that outlined the degree of the three social context
variables speaker difficulty power and distance Tables 2 and 3 show the
distribution and degree of social context variables across tests
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RESULTS
The results showed that the three treatment groups performed significantly
better than the control group However the group that received the
structured input tasks with explicit information did not retain the positive
effects of the treatment between the post-test and follow-up test on the
listening test component
In the data analysis a Bonferroni adjustment was employed to maintain an
approximate experiment-wide 05 alpha level In other words the overall
alpha level was set at 05 but with four group comparisons (discourse
completion role-play acceptability judgement and listening tests) for one
item type (high speaker difficulty) Therefore 05 was divided by the number
of comparisons (four) resulting in a p value of 0125 for individual statistical
decisions
Results from the discourse completion test
Results of a two-way repeated-measures ANOVA revealed a significant main
effect for Instruction for the three treatment groups (structured input tasks
with explicit information problem-solving tasks and structured input tasks
without explicit information) F (3 56) frac14 9992 p frac14 000 A significant main
effect for Time across the pre-test post-test and follow-up test was also
Table 2 Distribution of social context variables (Version A for the discoursecompletion role-play and acceptability judgement tests)
S4 S6 S10 S18 S2 S8 S12 S14 S16 S20 S1 S3 S5 S11 S13 S7 S9 S15 S17 S19
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
Table 3 Distribution of social context variables (Version A for thelistening test)
S3 S5 S8 S13 S2 S6 S10 S12 S15 S1 S4 S9 S7 S11 S14
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14 Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
14 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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found F (3 56) frac14 58357 p frac14 000 Lastly the results revealed a significant
interaction effect between Instruction and Time F (9 56) frac14 4864 p frac14 000
Figure 1 illustrates three important characteristics of the discourse completion
test results (1) there were no statistically significant differences among the
four groups on the pre-test scores (2) the three treatment groups made gains
from the pre-tests to the post-tests and the follow-up tests and (3) positive
effects for the three treatments were maintained through the post-test to the
follow-up tests
These results suggest that the three different types of treatment were
effective in promoting learnersrsquo acquisition and retention of English request
forms in the context of discourse completion activities Furthermore the lack
of crossover between the treatment and control groups on the post-tests
demonstrates the relative superiority of the three treatment groupsrsquo
performances over the control grouprsquos performance Post-hoc Scheffe tests
conducted on the post-test and the follow-up test scores for the main effect
for treatment showed the following two contrasts (1) the three treatment
groups performed significantly better than the control group on the discourse
completion test and (2) there were no significant differences among the
three treatment groups
Results from the role-play test
The results of a two-way repeated-measures ANOVA for the role-play test
scores revealed the same significant main effects as the discourse completion
test a significant main effect for Instruction F (3 56)frac14 8393 pfrac14 000
a significant main effect for Time F (3 56)frac14 50261 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 1 Interaction plot for the discourse completion testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant interaction effect between Instruction and Time F (9 56)frac143388
pfrac14 000
The results displayed for the role-play test in Figure 2 follow the same
pattern as the discourse completion test there were no statistically significant
differences among the four groups on the pre-test scores the three treatment
groups improved from the pre-test to the post-test and the follow-up test
and positive effects for the three treatments were retained As in Figure 1
above the lack of crossover between the treatment and control group scores
in Figure 2 shows the superior performance of all three treatment groups on
the post-test and follow-up tests Post-hoc Scheffe tests provided further
evidence for the following two contrasts (1) the three treatment groups
performed significantly better than the control group on the role-play test
and (2) there were no significant differences among the three treatment
groups
Results from the listening test
The results of a two-way repeated-measures ANOVA of the listening test
scores showed the same significant main effects as both the discourse
completion and the role-play test a significant main effect for Instruction
F (3 56)frac14 2748 pfrac14 000 a significant main effect for Time F (3 56)frac148127
pfrac14 000 and a significant interaction effect between Instruction and Time
F (9 56)frac14797 pfrac14 000
Figure 3 reveals two of the same main results for the listening test as for
the discourse completion and role-play tests there were no statistically
significant differences among the four groups on the pre-test scores and the
three treatment groups improved from the pre-tests to the post-tests and the
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 2 Interaction plot for the role-play testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
16 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
MASAHIRO TAKIMOTO 17
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significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
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participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
MASAHIRO TAKIMOTO 21
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explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
MASAHIRO TAKIMOTO 23
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REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
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Instructional treatments
Each group received four 40-minute treatment sessions in Japanese at a
major English conversation school in Osaka Japan All groups received
instruction from the same instructor who was also the researcher1 The three
instructional treatments were matched for target structure and all four
groups were matched for instruction time The first treatment session
highlighted lexicalclausal downgraders in English requests and the second
treatment session focused on syntactic downgraders The third and fourth
treatment sessions were reviews of the first and second treatments Handouts
contained highlighted pragmalinguistic and sociopragmatic features to
promote participantsrsquo conscious noticing of those features Specific treatment
features of each participant group are presented in Table 1
Structured input tasks with explicit information
The structured input tasks with explicit instruction treatment consisted of
two components (a) teacher-fronted explanation of the target downgraders
and (b) structured input tasks comprising pragmalinguisticndashsociopragmatic
connection activities and reinforcement activities of the target downgraders
In each lesson the group received handouts with a brief summary of the
targeted downgraders and examples of the target structures in English The
explicit teacher-fronted component lasted 10 minutes during which time
the teacher read the summary and examples aloud in English and explained
the summary and the examples in Japanese with special attention to
Table 1 Treatment features of each group
Group Treatment Explicitinformation
Structured inputtasks with explicitinformation (nfrac14 15)
Explicit information (10 minutes)thornPragmalinguistic-sociopragmatic connectionactivities (18 minutes)thornReinforcementactivities (12 minutes)
Yes
Problem-solvingtasks (nfrac14 15)
Pragmalinguistic-focused activities(10 minutes) thorn Sociopragmatic-focusedactivities (10 minutes)thorn Pragmalinguistic-sociopragmatic connection activities(10 minutes)thornMetapragmatic discussion(10 minutes)
No
Structured inputtasks without explicitinformation (nfrac14 15)
Pragmalinguistic-sociopragmatic connectionactivities (24 minutes)thornReinforcementactivities (16 minutes)
No
Control group (nfrac14 15) TOEIC reading comprehension exercises(40 minutes)
No
MASAHIRO TAKIMOTO 9
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sociopragmatic conditions In the second part the group engaged structured
input tasks consisting of three pragmalinguisticndashsociopragmatic connection
activities and three reinforcement activities (see Appendix A available online
to subscribers at httpapplijoxfordjournalsorg) In the pragmalinguisticndash
sociopragmatic connection activities the participants read dialogues for given
situations and chose the more appropriate request form out of the two
offered based on their pragmalinguistic and sociopragmatic knowledge
Participants then listened to an oral recording of the dialogue and underlined
the correct request form In the reinforcement activities participants read
each dialogue aloud and listened to the oral recordings again Finally they
were asked to rate the level of appropriateness of each underlined request on
a 5-point scale The goal of the pragmalinguisticndashsociopragmatic connection
activities was to ensure that participants focused on understanding the
relationship between the request the relevant social context variables and
the targeted pragmalinguistic resources In contrast the purpose of the
reinforcement activities was to strengthen the pragmalinguisticndashsocioprag-
matic connections by providing the participants with more opportunities to
observe and understand how the different factors the request the social
context variables and the targeted pragmalinguistic features were
interrelated
Problem-solving tasks
The problem-solving treatment consisted of four activities highlighting
the targeted downgraders in English pragmalinguistic-focused activities
sociopragmatic-focused activities pragmalinguisticndashsociopragmatic connec-
tion activities and metapragmatic discussion In each lesson the participants
received handouts with three sets of English dialogues (see Appendix A
available online to subscribers at httpapplijoxfordjournalsorg) The
participants read each situation and the dialogue and then listened to the
dialogue In the first activity the pragmalinguistic-focused activity
participants were asked to copy and compare the underlined request forms
in two dialogues while looking for the differences between the request forms
In the second activity the sociopragmatics-focused activity participants
answered two questions regarding the relationship between the two
characters and the difficulty of the requests In the third activity the
pragmalinguisticndashsociopragmatic connection activity participants were asked
to rate the level of politeness of the requests in both dialogues and to list the
ways in which one character tried to be more polite than the other character
when making requests In the last activity paired participants discussed the
features of the target structures with each other The aim of the first three
activities was to provide participants with step-by-step problem-solving
opportunities through which they could develop their own explicit
knowledge about the target features In turn this explicit knowledge
would help participants to reinforce the pragmalinguisticndashsociopragmatic
10 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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connections during their paired metapragmatic discussions of the features of
target structures The decision to include paired metapragmatic discussions
was based on findings in Rose (2005) that suggested metapragmatic
discussion about the target request forms in context is more effective for
learning sociopragmatic distinctions than the teacher-fronted approach
Structured input tasks without explicit information
The treatment for the structured input tasks without explicit information
group was the same as for structured input tasks with explicit information
but without the teacher-fronted explicit instruction
Control group
Lessons for the control group were designed to help participants do well on the
TOEIC Participants in this group engaged in reading comprehension exercises
for the TOEIC however they were not exposed to the target structures at all
Testing instruments and procedures
This study employed a pre-test post-test and follow-up test design The pre-
test was administered two to three days prior to the instructional treatment
the post-test eight to nine days after the treatment and the follow-up test in
the fourth week following instruction Each test consisted of two input-based
tests a listening test and an acceptability judgement test and two output-
based tests a discourse completion test and a role-play test Immediately
following the treatments participants completed an evaluation questionnaire
Situations in the four testing instruments comprised the speech act request
with the three social context variables power distance and speaker difficulty In
particular the tests included situations with a high level of speaker difficulty
combined with power and distance which were validated by Hill (1997)
Hudson et al (1992 1995) and Takahashi (1998 2001) One high speaker
difficulty item is shown below
You are writing a difficult paper for Professor Hill You need somehelp with the paper but Professor Hill is away for a monthA friend of yours has suggested you go and see Professor WatsonAlthough you do not know Professor Watson and ProfessorWatson is extremely busy you have decided to ask ProfessorWatson to look through your long paper before you hand it in thenext day What would you ask Professor Watson (based onTakahashi 1998 2001)
Situations with a low level of speaker difficulty were added as distractors to
increase the reliability of instruments The discourse completion test the
role-play test and the acceptability judgement test consisted of twenty
situations (ten high speaker difficulty and ten low speaker difficulty items) while
the listening test consisted of fifteen situations (nine high speaker difficulty
items and six low speaker difficulty items)
MASAHIRO TAKIMOTO 11
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Three versions of the four tests were developed and counterbalanced for
order of presentation of the same situations across the pre-tests post-tests
and follow-up tests During the testing these counterbalanced versions were
used to minimize the possible effect of test learning
During the pre-tests post-tests and follow-up tests test components were
administered in the following order discourse completion test role-play test
listening test and acceptability judgement test The two input-based tests were
administered after the output-based tasks to address the concern that they
might provide participants with models for the production tests Although
participants were instructed to complete the four tests in the span of 2 hours
only the listening test was timed In the listening test participants had two
seconds to judge the appropriateness for each question which required
participants to access their proceduralized knowledge of the target structure
Discourse completion test
The discourse completion test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required the participants to read short
descriptions of twenty situations in English and to write what they would say
in each situation in English Although there was no time limit for the discourse
completion test most participants finished in 30ndash45 minutes Each response
was rated by two native English speakers according to the appropriateness
of the request forms on a 5-point scale The test contained ten target items with
a maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Role-play test
The role-play test (see Appendix B available online to subscribers at http
applijoxfordjournalsorg) consisted of short descriptions of twenty situations
written in English and required the participants to play particular roles with
an interlocutor Prior to the role play participants received role cards that
described the situations and their roles In each role play the participants
were required to initiate the conversation by requesting something from
their interlocutor2 The instructor a non-native speaker of English acted as
the interlocutor On average participants took 2ndash3 minutes to prepare for
each role play Role plays were tape-recorded and individual performances
were rated for appropriateness of request forms on a 5-point scale by two
native speakers of English The test contained 10 target items with a
maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Listening test
The listening test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required participants to listen to dialogues
between a Japanese university student and a native speaker of English
in fifteen different situations and to score the appropriateness of the
Japanese university studentrsquos request forms on a 5-point scale The test
12 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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involved an audio-recording of the dialogue and had a time constraint of
2 seconds per question for responding to each dialogue Participant
ratings were compared with English native speakersrsquo baseline data3 on a
5-point scale The test contained nine target items with a maximum score
of 45 (9 5)
Acceptability judgement test
The acceptability judgement test (see Appendix B available online to
subscribers at httpapplijoxfordjournalsorg) was a computer-based test
that required participants to read written English descriptions of 20
situations After reading the descriptions participants were presented with
a series of isolated requests and instructed to score the first request on an
11-point scale and then to score subsequent responses proportionally higher
or lower in accordance with the degree of perceived acceptability Participant
ratings were compared with English native speakersrsquo baseline data4 on a
5-point scale The test contained ten target items with a maximum score of
50 (10 5)
Evaluation questionnaire
The evaluation questionnaire was administered as a supplement to the
present study with the goal of examining whether the aims of the
instructional treatments had been achieved and how the instruction could be
improved for future use The questionnaire consisted of three 5-point scale
close-ended questions and three open-ended questions
RELIABILITY
Interrater reliability was estimated by calculating the correlation of the
two ratersrsquo scores Correlation coefficients for the discourse completion
and role-play tests were 995 and 994 respectively which were statis-
tically significant (p5 001) With regard to internal consistency the
Cronbach Alpha reliability estimates for the tests ranged from 853 for
the listening comprehension test5 to 926 for the role-play test with
893 for the acceptability judgement test and 917 for the discourse
completion test
VALIDITY
To promote content validity the present study matched test items to the
theoretical framework that outlined the degree of the three social context
variables speaker difficulty power and distance Tables 2 and 3 show the
distribution and degree of social context variables across tests
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RESULTS
The results showed that the three treatment groups performed significantly
better than the control group However the group that received the
structured input tasks with explicit information did not retain the positive
effects of the treatment between the post-test and follow-up test on the
listening test component
In the data analysis a Bonferroni adjustment was employed to maintain an
approximate experiment-wide 05 alpha level In other words the overall
alpha level was set at 05 but with four group comparisons (discourse
completion role-play acceptability judgement and listening tests) for one
item type (high speaker difficulty) Therefore 05 was divided by the number
of comparisons (four) resulting in a p value of 0125 for individual statistical
decisions
Results from the discourse completion test
Results of a two-way repeated-measures ANOVA revealed a significant main
effect for Instruction for the three treatment groups (structured input tasks
with explicit information problem-solving tasks and structured input tasks
without explicit information) F (3 56) frac14 9992 p frac14 000 A significant main
effect for Time across the pre-test post-test and follow-up test was also
Table 2 Distribution of social context variables (Version A for the discoursecompletion role-play and acceptability judgement tests)
S4 S6 S10 S18 S2 S8 S12 S14 S16 S20 S1 S3 S5 S11 S13 S7 S9 S15 S17 S19
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
Table 3 Distribution of social context variables (Version A for thelistening test)
S3 S5 S8 S13 S2 S6 S10 S12 S15 S1 S4 S9 S7 S11 S14
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14 Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
14 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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found F (3 56) frac14 58357 p frac14 000 Lastly the results revealed a significant
interaction effect between Instruction and Time F (9 56) frac14 4864 p frac14 000
Figure 1 illustrates three important characteristics of the discourse completion
test results (1) there were no statistically significant differences among the
four groups on the pre-test scores (2) the three treatment groups made gains
from the pre-tests to the post-tests and the follow-up tests and (3) positive
effects for the three treatments were maintained through the post-test to the
follow-up tests
These results suggest that the three different types of treatment were
effective in promoting learnersrsquo acquisition and retention of English request
forms in the context of discourse completion activities Furthermore the lack
of crossover between the treatment and control groups on the post-tests
demonstrates the relative superiority of the three treatment groupsrsquo
performances over the control grouprsquos performance Post-hoc Scheffe tests
conducted on the post-test and the follow-up test scores for the main effect
for treatment showed the following two contrasts (1) the three treatment
groups performed significantly better than the control group on the discourse
completion test and (2) there were no significant differences among the
three treatment groups
Results from the role-play test
The results of a two-way repeated-measures ANOVA for the role-play test
scores revealed the same significant main effects as the discourse completion
test a significant main effect for Instruction F (3 56)frac14 8393 pfrac14 000
a significant main effect for Time F (3 56)frac14 50261 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 1 Interaction plot for the discourse completion testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
MASAHIRO TAKIMOTO 15
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significant interaction effect between Instruction and Time F (9 56)frac143388
pfrac14 000
The results displayed for the role-play test in Figure 2 follow the same
pattern as the discourse completion test there were no statistically significant
differences among the four groups on the pre-test scores the three treatment
groups improved from the pre-test to the post-test and the follow-up test
and positive effects for the three treatments were retained As in Figure 1
above the lack of crossover between the treatment and control group scores
in Figure 2 shows the superior performance of all three treatment groups on
the post-test and follow-up tests Post-hoc Scheffe tests provided further
evidence for the following two contrasts (1) the three treatment groups
performed significantly better than the control group on the role-play test
and (2) there were no significant differences among the three treatment
groups
Results from the listening test
The results of a two-way repeated-measures ANOVA of the listening test
scores showed the same significant main effects as both the discourse
completion and the role-play test a significant main effect for Instruction
F (3 56)frac14 2748 pfrac14 000 a significant main effect for Time F (3 56)frac148127
pfrac14 000 and a significant interaction effect between Instruction and Time
F (9 56)frac14797 pfrac14 000
Figure 3 reveals two of the same main results for the listening test as for
the discourse completion and role-play tests there were no statistically
significant differences among the four groups on the pre-test scores and the
three treatment groups improved from the pre-tests to the post-tests and the
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 2 Interaction plot for the role-play testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
16 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
MASAHIRO TAKIMOTO 17
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significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
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participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
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explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
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REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
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ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
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sociopragmatic conditions In the second part the group engaged structured
input tasks consisting of three pragmalinguisticndashsociopragmatic connection
activities and three reinforcement activities (see Appendix A available online
to subscribers at httpapplijoxfordjournalsorg) In the pragmalinguisticndash
sociopragmatic connection activities the participants read dialogues for given
situations and chose the more appropriate request form out of the two
offered based on their pragmalinguistic and sociopragmatic knowledge
Participants then listened to an oral recording of the dialogue and underlined
the correct request form In the reinforcement activities participants read
each dialogue aloud and listened to the oral recordings again Finally they
were asked to rate the level of appropriateness of each underlined request on
a 5-point scale The goal of the pragmalinguisticndashsociopragmatic connection
activities was to ensure that participants focused on understanding the
relationship between the request the relevant social context variables and
the targeted pragmalinguistic resources In contrast the purpose of the
reinforcement activities was to strengthen the pragmalinguisticndashsocioprag-
matic connections by providing the participants with more opportunities to
observe and understand how the different factors the request the social
context variables and the targeted pragmalinguistic features were
interrelated
Problem-solving tasks
The problem-solving treatment consisted of four activities highlighting
the targeted downgraders in English pragmalinguistic-focused activities
sociopragmatic-focused activities pragmalinguisticndashsociopragmatic connec-
tion activities and metapragmatic discussion In each lesson the participants
received handouts with three sets of English dialogues (see Appendix A
available online to subscribers at httpapplijoxfordjournalsorg) The
participants read each situation and the dialogue and then listened to the
dialogue In the first activity the pragmalinguistic-focused activity
participants were asked to copy and compare the underlined request forms
in two dialogues while looking for the differences between the request forms
In the second activity the sociopragmatics-focused activity participants
answered two questions regarding the relationship between the two
characters and the difficulty of the requests In the third activity the
pragmalinguisticndashsociopragmatic connection activity participants were asked
to rate the level of politeness of the requests in both dialogues and to list the
ways in which one character tried to be more polite than the other character
when making requests In the last activity paired participants discussed the
features of the target structures with each other The aim of the first three
activities was to provide participants with step-by-step problem-solving
opportunities through which they could develop their own explicit
knowledge about the target features In turn this explicit knowledge
would help participants to reinforce the pragmalinguisticndashsociopragmatic
10 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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connections during their paired metapragmatic discussions of the features of
target structures The decision to include paired metapragmatic discussions
was based on findings in Rose (2005) that suggested metapragmatic
discussion about the target request forms in context is more effective for
learning sociopragmatic distinctions than the teacher-fronted approach
Structured input tasks without explicit information
The treatment for the structured input tasks without explicit information
group was the same as for structured input tasks with explicit information
but without the teacher-fronted explicit instruction
Control group
Lessons for the control group were designed to help participants do well on the
TOEIC Participants in this group engaged in reading comprehension exercises
for the TOEIC however they were not exposed to the target structures at all
Testing instruments and procedures
This study employed a pre-test post-test and follow-up test design The pre-
test was administered two to three days prior to the instructional treatment
the post-test eight to nine days after the treatment and the follow-up test in
the fourth week following instruction Each test consisted of two input-based
tests a listening test and an acceptability judgement test and two output-
based tests a discourse completion test and a role-play test Immediately
following the treatments participants completed an evaluation questionnaire
Situations in the four testing instruments comprised the speech act request
with the three social context variables power distance and speaker difficulty In
particular the tests included situations with a high level of speaker difficulty
combined with power and distance which were validated by Hill (1997)
Hudson et al (1992 1995) and Takahashi (1998 2001) One high speaker
difficulty item is shown below
You are writing a difficult paper for Professor Hill You need somehelp with the paper but Professor Hill is away for a monthA friend of yours has suggested you go and see Professor WatsonAlthough you do not know Professor Watson and ProfessorWatson is extremely busy you have decided to ask ProfessorWatson to look through your long paper before you hand it in thenext day What would you ask Professor Watson (based onTakahashi 1998 2001)
Situations with a low level of speaker difficulty were added as distractors to
increase the reliability of instruments The discourse completion test the
role-play test and the acceptability judgement test consisted of twenty
situations (ten high speaker difficulty and ten low speaker difficulty items) while
the listening test consisted of fifteen situations (nine high speaker difficulty
items and six low speaker difficulty items)
MASAHIRO TAKIMOTO 11
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Three versions of the four tests were developed and counterbalanced for
order of presentation of the same situations across the pre-tests post-tests
and follow-up tests During the testing these counterbalanced versions were
used to minimize the possible effect of test learning
During the pre-tests post-tests and follow-up tests test components were
administered in the following order discourse completion test role-play test
listening test and acceptability judgement test The two input-based tests were
administered after the output-based tasks to address the concern that they
might provide participants with models for the production tests Although
participants were instructed to complete the four tests in the span of 2 hours
only the listening test was timed In the listening test participants had two
seconds to judge the appropriateness for each question which required
participants to access their proceduralized knowledge of the target structure
Discourse completion test
The discourse completion test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required the participants to read short
descriptions of twenty situations in English and to write what they would say
in each situation in English Although there was no time limit for the discourse
completion test most participants finished in 30ndash45 minutes Each response
was rated by two native English speakers according to the appropriateness
of the request forms on a 5-point scale The test contained ten target items with
a maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Role-play test
The role-play test (see Appendix B available online to subscribers at http
applijoxfordjournalsorg) consisted of short descriptions of twenty situations
written in English and required the participants to play particular roles with
an interlocutor Prior to the role play participants received role cards that
described the situations and their roles In each role play the participants
were required to initiate the conversation by requesting something from
their interlocutor2 The instructor a non-native speaker of English acted as
the interlocutor On average participants took 2ndash3 minutes to prepare for
each role play Role plays were tape-recorded and individual performances
were rated for appropriateness of request forms on a 5-point scale by two
native speakers of English The test contained 10 target items with a
maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Listening test
The listening test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required participants to listen to dialogues
between a Japanese university student and a native speaker of English
in fifteen different situations and to score the appropriateness of the
Japanese university studentrsquos request forms on a 5-point scale The test
12 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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involved an audio-recording of the dialogue and had a time constraint of
2 seconds per question for responding to each dialogue Participant
ratings were compared with English native speakersrsquo baseline data3 on a
5-point scale The test contained nine target items with a maximum score
of 45 (9 5)
Acceptability judgement test
The acceptability judgement test (see Appendix B available online to
subscribers at httpapplijoxfordjournalsorg) was a computer-based test
that required participants to read written English descriptions of 20
situations After reading the descriptions participants were presented with
a series of isolated requests and instructed to score the first request on an
11-point scale and then to score subsequent responses proportionally higher
or lower in accordance with the degree of perceived acceptability Participant
ratings were compared with English native speakersrsquo baseline data4 on a
5-point scale The test contained ten target items with a maximum score of
50 (10 5)
Evaluation questionnaire
The evaluation questionnaire was administered as a supplement to the
present study with the goal of examining whether the aims of the
instructional treatments had been achieved and how the instruction could be
improved for future use The questionnaire consisted of three 5-point scale
close-ended questions and three open-ended questions
RELIABILITY
Interrater reliability was estimated by calculating the correlation of the
two ratersrsquo scores Correlation coefficients for the discourse completion
and role-play tests were 995 and 994 respectively which were statis-
tically significant (p5 001) With regard to internal consistency the
Cronbach Alpha reliability estimates for the tests ranged from 853 for
the listening comprehension test5 to 926 for the role-play test with
893 for the acceptability judgement test and 917 for the discourse
completion test
VALIDITY
To promote content validity the present study matched test items to the
theoretical framework that outlined the degree of the three social context
variables speaker difficulty power and distance Tables 2 and 3 show the
distribution and degree of social context variables across tests
MASAHIRO TAKIMOTO 13
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RESULTS
The results showed that the three treatment groups performed significantly
better than the control group However the group that received the
structured input tasks with explicit information did not retain the positive
effects of the treatment between the post-test and follow-up test on the
listening test component
In the data analysis a Bonferroni adjustment was employed to maintain an
approximate experiment-wide 05 alpha level In other words the overall
alpha level was set at 05 but with four group comparisons (discourse
completion role-play acceptability judgement and listening tests) for one
item type (high speaker difficulty) Therefore 05 was divided by the number
of comparisons (four) resulting in a p value of 0125 for individual statistical
decisions
Results from the discourse completion test
Results of a two-way repeated-measures ANOVA revealed a significant main
effect for Instruction for the three treatment groups (structured input tasks
with explicit information problem-solving tasks and structured input tasks
without explicit information) F (3 56) frac14 9992 p frac14 000 A significant main
effect for Time across the pre-test post-test and follow-up test was also
Table 2 Distribution of social context variables (Version A for the discoursecompletion role-play and acceptability judgement tests)
S4 S6 S10 S18 S2 S8 S12 S14 S16 S20 S1 S3 S5 S11 S13 S7 S9 S15 S17 S19
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
Table 3 Distribution of social context variables (Version A for thelistening test)
S3 S5 S8 S13 S2 S6 S10 S12 S15 S1 S4 S9 S7 S11 S14
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14 Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
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found F (3 56) frac14 58357 p frac14 000 Lastly the results revealed a significant
interaction effect between Instruction and Time F (9 56) frac14 4864 p frac14 000
Figure 1 illustrates three important characteristics of the discourse completion
test results (1) there were no statistically significant differences among the
four groups on the pre-test scores (2) the three treatment groups made gains
from the pre-tests to the post-tests and the follow-up tests and (3) positive
effects for the three treatments were maintained through the post-test to the
follow-up tests
These results suggest that the three different types of treatment were
effective in promoting learnersrsquo acquisition and retention of English request
forms in the context of discourse completion activities Furthermore the lack
of crossover between the treatment and control groups on the post-tests
demonstrates the relative superiority of the three treatment groupsrsquo
performances over the control grouprsquos performance Post-hoc Scheffe tests
conducted on the post-test and the follow-up test scores for the main effect
for treatment showed the following two contrasts (1) the three treatment
groups performed significantly better than the control group on the discourse
completion test and (2) there were no significant differences among the
three treatment groups
Results from the role-play test
The results of a two-way repeated-measures ANOVA for the role-play test
scores revealed the same significant main effects as the discourse completion
test a significant main effect for Instruction F (3 56)frac14 8393 pfrac14 000
a significant main effect for Time F (3 56)frac14 50261 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 1 Interaction plot for the discourse completion testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant interaction effect between Instruction and Time F (9 56)frac143388
pfrac14 000
The results displayed for the role-play test in Figure 2 follow the same
pattern as the discourse completion test there were no statistically significant
differences among the four groups on the pre-test scores the three treatment
groups improved from the pre-test to the post-test and the follow-up test
and positive effects for the three treatments were retained As in Figure 1
above the lack of crossover between the treatment and control group scores
in Figure 2 shows the superior performance of all three treatment groups on
the post-test and follow-up tests Post-hoc Scheffe tests provided further
evidence for the following two contrasts (1) the three treatment groups
performed significantly better than the control group on the role-play test
and (2) there were no significant differences among the three treatment
groups
Results from the listening test
The results of a two-way repeated-measures ANOVA of the listening test
scores showed the same significant main effects as both the discourse
completion and the role-play test a significant main effect for Instruction
F (3 56)frac14 2748 pfrac14 000 a significant main effect for Time F (3 56)frac148127
pfrac14 000 and a significant interaction effect between Instruction and Time
F (9 56)frac14797 pfrac14 000
Figure 3 reveals two of the same main results for the listening test as for
the discourse completion and role-play tests there were no statistically
significant differences among the four groups on the pre-test scores and the
three treatment groups improved from the pre-tests to the post-tests and the
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 2 Interaction plot for the role-play testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
16 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
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participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
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explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
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Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
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ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
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ovember 21 2014
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connections during their paired metapragmatic discussions of the features of
target structures The decision to include paired metapragmatic discussions
was based on findings in Rose (2005) that suggested metapragmatic
discussion about the target request forms in context is more effective for
learning sociopragmatic distinctions than the teacher-fronted approach
Structured input tasks without explicit information
The treatment for the structured input tasks without explicit information
group was the same as for structured input tasks with explicit information
but without the teacher-fronted explicit instruction
Control group
Lessons for the control group were designed to help participants do well on the
TOEIC Participants in this group engaged in reading comprehension exercises
for the TOEIC however they were not exposed to the target structures at all
Testing instruments and procedures
This study employed a pre-test post-test and follow-up test design The pre-
test was administered two to three days prior to the instructional treatment
the post-test eight to nine days after the treatment and the follow-up test in
the fourth week following instruction Each test consisted of two input-based
tests a listening test and an acceptability judgement test and two output-
based tests a discourse completion test and a role-play test Immediately
following the treatments participants completed an evaluation questionnaire
Situations in the four testing instruments comprised the speech act request
with the three social context variables power distance and speaker difficulty In
particular the tests included situations with a high level of speaker difficulty
combined with power and distance which were validated by Hill (1997)
Hudson et al (1992 1995) and Takahashi (1998 2001) One high speaker
difficulty item is shown below
You are writing a difficult paper for Professor Hill You need somehelp with the paper but Professor Hill is away for a monthA friend of yours has suggested you go and see Professor WatsonAlthough you do not know Professor Watson and ProfessorWatson is extremely busy you have decided to ask ProfessorWatson to look through your long paper before you hand it in thenext day What would you ask Professor Watson (based onTakahashi 1998 2001)
Situations with a low level of speaker difficulty were added as distractors to
increase the reliability of instruments The discourse completion test the
role-play test and the acceptability judgement test consisted of twenty
situations (ten high speaker difficulty and ten low speaker difficulty items) while
the listening test consisted of fifteen situations (nine high speaker difficulty
items and six low speaker difficulty items)
MASAHIRO TAKIMOTO 11
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Three versions of the four tests were developed and counterbalanced for
order of presentation of the same situations across the pre-tests post-tests
and follow-up tests During the testing these counterbalanced versions were
used to minimize the possible effect of test learning
During the pre-tests post-tests and follow-up tests test components were
administered in the following order discourse completion test role-play test
listening test and acceptability judgement test The two input-based tests were
administered after the output-based tasks to address the concern that they
might provide participants with models for the production tests Although
participants were instructed to complete the four tests in the span of 2 hours
only the listening test was timed In the listening test participants had two
seconds to judge the appropriateness for each question which required
participants to access their proceduralized knowledge of the target structure
Discourse completion test
The discourse completion test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required the participants to read short
descriptions of twenty situations in English and to write what they would say
in each situation in English Although there was no time limit for the discourse
completion test most participants finished in 30ndash45 minutes Each response
was rated by two native English speakers according to the appropriateness
of the request forms on a 5-point scale The test contained ten target items with
a maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Role-play test
The role-play test (see Appendix B available online to subscribers at http
applijoxfordjournalsorg) consisted of short descriptions of twenty situations
written in English and required the participants to play particular roles with
an interlocutor Prior to the role play participants received role cards that
described the situations and their roles In each role play the participants
were required to initiate the conversation by requesting something from
their interlocutor2 The instructor a non-native speaker of English acted as
the interlocutor On average participants took 2ndash3 minutes to prepare for
each role play Role plays were tape-recorded and individual performances
were rated for appropriateness of request forms on a 5-point scale by two
native speakers of English The test contained 10 target items with a
maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Listening test
The listening test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required participants to listen to dialogues
between a Japanese university student and a native speaker of English
in fifteen different situations and to score the appropriateness of the
Japanese university studentrsquos request forms on a 5-point scale The test
12 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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involved an audio-recording of the dialogue and had a time constraint of
2 seconds per question for responding to each dialogue Participant
ratings were compared with English native speakersrsquo baseline data3 on a
5-point scale The test contained nine target items with a maximum score
of 45 (9 5)
Acceptability judgement test
The acceptability judgement test (see Appendix B available online to
subscribers at httpapplijoxfordjournalsorg) was a computer-based test
that required participants to read written English descriptions of 20
situations After reading the descriptions participants were presented with
a series of isolated requests and instructed to score the first request on an
11-point scale and then to score subsequent responses proportionally higher
or lower in accordance with the degree of perceived acceptability Participant
ratings were compared with English native speakersrsquo baseline data4 on a
5-point scale The test contained ten target items with a maximum score of
50 (10 5)
Evaluation questionnaire
The evaluation questionnaire was administered as a supplement to the
present study with the goal of examining whether the aims of the
instructional treatments had been achieved and how the instruction could be
improved for future use The questionnaire consisted of three 5-point scale
close-ended questions and three open-ended questions
RELIABILITY
Interrater reliability was estimated by calculating the correlation of the
two ratersrsquo scores Correlation coefficients for the discourse completion
and role-play tests were 995 and 994 respectively which were statis-
tically significant (p5 001) With regard to internal consistency the
Cronbach Alpha reliability estimates for the tests ranged from 853 for
the listening comprehension test5 to 926 for the role-play test with
893 for the acceptability judgement test and 917 for the discourse
completion test
VALIDITY
To promote content validity the present study matched test items to the
theoretical framework that outlined the degree of the three social context
variables speaker difficulty power and distance Tables 2 and 3 show the
distribution and degree of social context variables across tests
MASAHIRO TAKIMOTO 13
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RESULTS
The results showed that the three treatment groups performed significantly
better than the control group However the group that received the
structured input tasks with explicit information did not retain the positive
effects of the treatment between the post-test and follow-up test on the
listening test component
In the data analysis a Bonferroni adjustment was employed to maintain an
approximate experiment-wide 05 alpha level In other words the overall
alpha level was set at 05 but with four group comparisons (discourse
completion role-play acceptability judgement and listening tests) for one
item type (high speaker difficulty) Therefore 05 was divided by the number
of comparisons (four) resulting in a p value of 0125 for individual statistical
decisions
Results from the discourse completion test
Results of a two-way repeated-measures ANOVA revealed a significant main
effect for Instruction for the three treatment groups (structured input tasks
with explicit information problem-solving tasks and structured input tasks
without explicit information) F (3 56) frac14 9992 p frac14 000 A significant main
effect for Time across the pre-test post-test and follow-up test was also
Table 2 Distribution of social context variables (Version A for the discoursecompletion role-play and acceptability judgement tests)
S4 S6 S10 S18 S2 S8 S12 S14 S16 S20 S1 S3 S5 S11 S13 S7 S9 S15 S17 S19
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
Table 3 Distribution of social context variables (Version A for thelistening test)
S3 S5 S8 S13 S2 S6 S10 S12 S15 S1 S4 S9 S7 S11 S14
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14 Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
14 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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found F (3 56) frac14 58357 p frac14 000 Lastly the results revealed a significant
interaction effect between Instruction and Time F (9 56) frac14 4864 p frac14 000
Figure 1 illustrates three important characteristics of the discourse completion
test results (1) there were no statistically significant differences among the
four groups on the pre-test scores (2) the three treatment groups made gains
from the pre-tests to the post-tests and the follow-up tests and (3) positive
effects for the three treatments were maintained through the post-test to the
follow-up tests
These results suggest that the three different types of treatment were
effective in promoting learnersrsquo acquisition and retention of English request
forms in the context of discourse completion activities Furthermore the lack
of crossover between the treatment and control groups on the post-tests
demonstrates the relative superiority of the three treatment groupsrsquo
performances over the control grouprsquos performance Post-hoc Scheffe tests
conducted on the post-test and the follow-up test scores for the main effect
for treatment showed the following two contrasts (1) the three treatment
groups performed significantly better than the control group on the discourse
completion test and (2) there were no significant differences among the
three treatment groups
Results from the role-play test
The results of a two-way repeated-measures ANOVA for the role-play test
scores revealed the same significant main effects as the discourse completion
test a significant main effect for Instruction F (3 56)frac14 8393 pfrac14 000
a significant main effect for Time F (3 56)frac14 50261 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 1 Interaction plot for the discourse completion testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant interaction effect between Instruction and Time F (9 56)frac143388
pfrac14 000
The results displayed for the role-play test in Figure 2 follow the same
pattern as the discourse completion test there were no statistically significant
differences among the four groups on the pre-test scores the three treatment
groups improved from the pre-test to the post-test and the follow-up test
and positive effects for the three treatments were retained As in Figure 1
above the lack of crossover between the treatment and control group scores
in Figure 2 shows the superior performance of all three treatment groups on
the post-test and follow-up tests Post-hoc Scheffe tests provided further
evidence for the following two contrasts (1) the three treatment groups
performed significantly better than the control group on the role-play test
and (2) there were no significant differences among the three treatment
groups
Results from the listening test
The results of a two-way repeated-measures ANOVA of the listening test
scores showed the same significant main effects as both the discourse
completion and the role-play test a significant main effect for Instruction
F (3 56)frac14 2748 pfrac14 000 a significant main effect for Time F (3 56)frac148127
pfrac14 000 and a significant interaction effect between Instruction and Time
F (9 56)frac14797 pfrac14 000
Figure 3 reveals two of the same main results for the listening test as for
the discourse completion and role-play tests there were no statistically
significant differences among the four groups on the pre-test scores and the
three treatment groups improved from the pre-tests to the post-tests and the
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 2 Interaction plot for the role-play testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
16 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
MASAHIRO TAKIMOTO 17
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significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
MASAHIRO TAKIMOTO 19
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participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
MASAHIRO TAKIMOTO 21
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explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
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REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
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Three versions of the four tests were developed and counterbalanced for
order of presentation of the same situations across the pre-tests post-tests
and follow-up tests During the testing these counterbalanced versions were
used to minimize the possible effect of test learning
During the pre-tests post-tests and follow-up tests test components were
administered in the following order discourse completion test role-play test
listening test and acceptability judgement test The two input-based tests were
administered after the output-based tasks to address the concern that they
might provide participants with models for the production tests Although
participants were instructed to complete the four tests in the span of 2 hours
only the listening test was timed In the listening test participants had two
seconds to judge the appropriateness for each question which required
participants to access their proceduralized knowledge of the target structure
Discourse completion test
The discourse completion test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required the participants to read short
descriptions of twenty situations in English and to write what they would say
in each situation in English Although there was no time limit for the discourse
completion test most participants finished in 30ndash45 minutes Each response
was rated by two native English speakers according to the appropriateness
of the request forms on a 5-point scale The test contained ten target items with
a maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Role-play test
The role-play test (see Appendix B available online to subscribers at http
applijoxfordjournalsorg) consisted of short descriptions of twenty situations
written in English and required the participants to play particular roles with
an interlocutor Prior to the role play participants received role cards that
described the situations and their roles In each role play the participants
were required to initiate the conversation by requesting something from
their interlocutor2 The instructor a non-native speaker of English acted as
the interlocutor On average participants took 2ndash3 minutes to prepare for
each role play Role plays were tape-recorded and individual performances
were rated for appropriateness of request forms on a 5-point scale by two
native speakers of English The test contained 10 target items with a
maximum score of 100 based on the two ratersrsquo scores (10 5 2)
Listening test
The listening test (see Appendix B available online to subscribers at
httpapplijoxfordjournalsorg) required participants to listen to dialogues
between a Japanese university student and a native speaker of English
in fifteen different situations and to score the appropriateness of the
Japanese university studentrsquos request forms on a 5-point scale The test
12 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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involved an audio-recording of the dialogue and had a time constraint of
2 seconds per question for responding to each dialogue Participant
ratings were compared with English native speakersrsquo baseline data3 on a
5-point scale The test contained nine target items with a maximum score
of 45 (9 5)
Acceptability judgement test
The acceptability judgement test (see Appendix B available online to
subscribers at httpapplijoxfordjournalsorg) was a computer-based test
that required participants to read written English descriptions of 20
situations After reading the descriptions participants were presented with
a series of isolated requests and instructed to score the first request on an
11-point scale and then to score subsequent responses proportionally higher
or lower in accordance with the degree of perceived acceptability Participant
ratings were compared with English native speakersrsquo baseline data4 on a
5-point scale The test contained ten target items with a maximum score of
50 (10 5)
Evaluation questionnaire
The evaluation questionnaire was administered as a supplement to the
present study with the goal of examining whether the aims of the
instructional treatments had been achieved and how the instruction could be
improved for future use The questionnaire consisted of three 5-point scale
close-ended questions and three open-ended questions
RELIABILITY
Interrater reliability was estimated by calculating the correlation of the
two ratersrsquo scores Correlation coefficients for the discourse completion
and role-play tests were 995 and 994 respectively which were statis-
tically significant (p5 001) With regard to internal consistency the
Cronbach Alpha reliability estimates for the tests ranged from 853 for
the listening comprehension test5 to 926 for the role-play test with
893 for the acceptability judgement test and 917 for the discourse
completion test
VALIDITY
To promote content validity the present study matched test items to the
theoretical framework that outlined the degree of the three social context
variables speaker difficulty power and distance Tables 2 and 3 show the
distribution and degree of social context variables across tests
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RESULTS
The results showed that the three treatment groups performed significantly
better than the control group However the group that received the
structured input tasks with explicit information did not retain the positive
effects of the treatment between the post-test and follow-up test on the
listening test component
In the data analysis a Bonferroni adjustment was employed to maintain an
approximate experiment-wide 05 alpha level In other words the overall
alpha level was set at 05 but with four group comparisons (discourse
completion role-play acceptability judgement and listening tests) for one
item type (high speaker difficulty) Therefore 05 was divided by the number
of comparisons (four) resulting in a p value of 0125 for individual statistical
decisions
Results from the discourse completion test
Results of a two-way repeated-measures ANOVA revealed a significant main
effect for Instruction for the three treatment groups (structured input tasks
with explicit information problem-solving tasks and structured input tasks
without explicit information) F (3 56) frac14 9992 p frac14 000 A significant main
effect for Time across the pre-test post-test and follow-up test was also
Table 2 Distribution of social context variables (Version A for the discoursecompletion role-play and acceptability judgement tests)
S4 S6 S10 S18 S2 S8 S12 S14 S16 S20 S1 S3 S5 S11 S13 S7 S9 S15 S17 S19
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
Table 3 Distribution of social context variables (Version A for thelistening test)
S3 S5 S8 S13 S2 S6 S10 S12 S15 S1 S4 S9 S7 S11 S14
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14 Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
14 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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found F (3 56) frac14 58357 p frac14 000 Lastly the results revealed a significant
interaction effect between Instruction and Time F (9 56) frac14 4864 p frac14 000
Figure 1 illustrates three important characteristics of the discourse completion
test results (1) there were no statistically significant differences among the
four groups on the pre-test scores (2) the three treatment groups made gains
from the pre-tests to the post-tests and the follow-up tests and (3) positive
effects for the three treatments were maintained through the post-test to the
follow-up tests
These results suggest that the three different types of treatment were
effective in promoting learnersrsquo acquisition and retention of English request
forms in the context of discourse completion activities Furthermore the lack
of crossover between the treatment and control groups on the post-tests
demonstrates the relative superiority of the three treatment groupsrsquo
performances over the control grouprsquos performance Post-hoc Scheffe tests
conducted on the post-test and the follow-up test scores for the main effect
for treatment showed the following two contrasts (1) the three treatment
groups performed significantly better than the control group on the discourse
completion test and (2) there were no significant differences among the
three treatment groups
Results from the role-play test
The results of a two-way repeated-measures ANOVA for the role-play test
scores revealed the same significant main effects as the discourse completion
test a significant main effect for Instruction F (3 56)frac14 8393 pfrac14 000
a significant main effect for Time F (3 56)frac14 50261 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 1 Interaction plot for the discourse completion testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant interaction effect between Instruction and Time F (9 56)frac143388
pfrac14 000
The results displayed for the role-play test in Figure 2 follow the same
pattern as the discourse completion test there were no statistically significant
differences among the four groups on the pre-test scores the three treatment
groups improved from the pre-test to the post-test and the follow-up test
and positive effects for the three treatments were retained As in Figure 1
above the lack of crossover between the treatment and control group scores
in Figure 2 shows the superior performance of all three treatment groups on
the post-test and follow-up tests Post-hoc Scheffe tests provided further
evidence for the following two contrasts (1) the three treatment groups
performed significantly better than the control group on the role-play test
and (2) there were no significant differences among the three treatment
groups
Results from the listening test
The results of a two-way repeated-measures ANOVA of the listening test
scores showed the same significant main effects as both the discourse
completion and the role-play test a significant main effect for Instruction
F (3 56)frac14 2748 pfrac14 000 a significant main effect for Time F (3 56)frac148127
pfrac14 000 and a significant interaction effect between Instruction and Time
F (9 56)frac14797 pfrac14 000
Figure 3 reveals two of the same main results for the listening test as for
the discourse completion and role-play tests there were no statistically
significant differences among the four groups on the pre-test scores and the
three treatment groups improved from the pre-tests to the post-tests and the
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 2 Interaction plot for the role-play testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
16 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
MASAHIRO TAKIMOTO 17
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significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
MASAHIRO TAKIMOTO 19
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participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
MASAHIRO TAKIMOTO 21
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explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
MASAHIRO TAKIMOTO 23
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REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
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ovember 21 2014
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involved an audio-recording of the dialogue and had a time constraint of
2 seconds per question for responding to each dialogue Participant
ratings were compared with English native speakersrsquo baseline data3 on a
5-point scale The test contained nine target items with a maximum score
of 45 (9 5)
Acceptability judgement test
The acceptability judgement test (see Appendix B available online to
subscribers at httpapplijoxfordjournalsorg) was a computer-based test
that required participants to read written English descriptions of 20
situations After reading the descriptions participants were presented with
a series of isolated requests and instructed to score the first request on an
11-point scale and then to score subsequent responses proportionally higher
or lower in accordance with the degree of perceived acceptability Participant
ratings were compared with English native speakersrsquo baseline data4 on a
5-point scale The test contained ten target items with a maximum score of
50 (10 5)
Evaluation questionnaire
The evaluation questionnaire was administered as a supplement to the
present study with the goal of examining whether the aims of the
instructional treatments had been achieved and how the instruction could be
improved for future use The questionnaire consisted of three 5-point scale
close-ended questions and three open-ended questions
RELIABILITY
Interrater reliability was estimated by calculating the correlation of the
two ratersrsquo scores Correlation coefficients for the discourse completion
and role-play tests were 995 and 994 respectively which were statis-
tically significant (p5 001) With regard to internal consistency the
Cronbach Alpha reliability estimates for the tests ranged from 853 for
the listening comprehension test5 to 926 for the role-play test with
893 for the acceptability judgement test and 917 for the discourse
completion test
VALIDITY
To promote content validity the present study matched test items to the
theoretical framework that outlined the degree of the three social context
variables speaker difficulty power and distance Tables 2 and 3 show the
distribution and degree of social context variables across tests
MASAHIRO TAKIMOTO 13
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RESULTS
The results showed that the three treatment groups performed significantly
better than the control group However the group that received the
structured input tasks with explicit information did not retain the positive
effects of the treatment between the post-test and follow-up test on the
listening test component
In the data analysis a Bonferroni adjustment was employed to maintain an
approximate experiment-wide 05 alpha level In other words the overall
alpha level was set at 05 but with four group comparisons (discourse
completion role-play acceptability judgement and listening tests) for one
item type (high speaker difficulty) Therefore 05 was divided by the number
of comparisons (four) resulting in a p value of 0125 for individual statistical
decisions
Results from the discourse completion test
Results of a two-way repeated-measures ANOVA revealed a significant main
effect for Instruction for the three treatment groups (structured input tasks
with explicit information problem-solving tasks and structured input tasks
without explicit information) F (3 56) frac14 9992 p frac14 000 A significant main
effect for Time across the pre-test post-test and follow-up test was also
Table 2 Distribution of social context variables (Version A for the discoursecompletion role-play and acceptability judgement tests)
S4 S6 S10 S18 S2 S8 S12 S14 S16 S20 S1 S3 S5 S11 S13 S7 S9 S15 S17 S19
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
Table 3 Distribution of social context variables (Version A for thelistening test)
S3 S5 S8 S13 S2 S6 S10 S12 S15 S1 S4 S9 S7 S11 S14
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14 Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
14 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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found F (3 56) frac14 58357 p frac14 000 Lastly the results revealed a significant
interaction effect between Instruction and Time F (9 56) frac14 4864 p frac14 000
Figure 1 illustrates three important characteristics of the discourse completion
test results (1) there were no statistically significant differences among the
four groups on the pre-test scores (2) the three treatment groups made gains
from the pre-tests to the post-tests and the follow-up tests and (3) positive
effects for the three treatments were maintained through the post-test to the
follow-up tests
These results suggest that the three different types of treatment were
effective in promoting learnersrsquo acquisition and retention of English request
forms in the context of discourse completion activities Furthermore the lack
of crossover between the treatment and control groups on the post-tests
demonstrates the relative superiority of the three treatment groupsrsquo
performances over the control grouprsquos performance Post-hoc Scheffe tests
conducted on the post-test and the follow-up test scores for the main effect
for treatment showed the following two contrasts (1) the three treatment
groups performed significantly better than the control group on the discourse
completion test and (2) there were no significant differences among the
three treatment groups
Results from the role-play test
The results of a two-way repeated-measures ANOVA for the role-play test
scores revealed the same significant main effects as the discourse completion
test a significant main effect for Instruction F (3 56)frac14 8393 pfrac14 000
a significant main effect for Time F (3 56)frac14 50261 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 1 Interaction plot for the discourse completion testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
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significant interaction effect between Instruction and Time F (9 56)frac143388
pfrac14 000
The results displayed for the role-play test in Figure 2 follow the same
pattern as the discourse completion test there were no statistically significant
differences among the four groups on the pre-test scores the three treatment
groups improved from the pre-test to the post-test and the follow-up test
and positive effects for the three treatments were retained As in Figure 1
above the lack of crossover between the treatment and control group scores
in Figure 2 shows the superior performance of all three treatment groups on
the post-test and follow-up tests Post-hoc Scheffe tests provided further
evidence for the following two contrasts (1) the three treatment groups
performed significantly better than the control group on the role-play test
and (2) there were no significant differences among the three treatment
groups
Results from the listening test
The results of a two-way repeated-measures ANOVA of the listening test
scores showed the same significant main effects as both the discourse
completion and the role-play test a significant main effect for Instruction
F (3 56)frac14 2748 pfrac14 000 a significant main effect for Time F (3 56)frac148127
pfrac14 000 and a significant interaction effect between Instruction and Time
F (9 56)frac14797 pfrac14 000
Figure 3 reveals two of the same main results for the listening test as for
the discourse completion and role-play tests there were no statistically
significant differences among the four groups on the pre-test scores and the
three treatment groups improved from the pre-tests to the post-tests and the
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 2 Interaction plot for the role-play testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
16 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
MASAHIRO TAKIMOTO 17
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significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
MASAHIRO TAKIMOTO 19
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participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
MASAHIRO TAKIMOTO 21
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explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
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Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
MASAHIRO TAKIMOTO 23
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
RESULTS
The results showed that the three treatment groups performed significantly
better than the control group However the group that received the
structured input tasks with explicit information did not retain the positive
effects of the treatment between the post-test and follow-up test on the
listening test component
In the data analysis a Bonferroni adjustment was employed to maintain an
approximate experiment-wide 05 alpha level In other words the overall
alpha level was set at 05 but with four group comparisons (discourse
completion role-play acceptability judgement and listening tests) for one
item type (high speaker difficulty) Therefore 05 was divided by the number
of comparisons (four) resulting in a p value of 0125 for individual statistical
decisions
Results from the discourse completion test
Results of a two-way repeated-measures ANOVA revealed a significant main
effect for Instruction for the three treatment groups (structured input tasks
with explicit information problem-solving tasks and structured input tasks
without explicit information) F (3 56) frac14 9992 p frac14 000 A significant main
effect for Time across the pre-test post-test and follow-up test was also
Table 2 Distribution of social context variables (Version A for the discoursecompletion role-play and acceptability judgement tests)
S4 S6 S10 S18 S2 S8 S12 S14 S16 S20 S1 S3 S5 S11 S13 S7 S9 S15 S17 S19
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
Table 3 Distribution of social context variables (Version A for thelistening test)
S3 S5 S8 S13 S2 S6 S10 S12 S15 S1 S4 S9 S7 S11 S14
SD thorn thorn thorn thorn thorn thorn thorn thorn thorn
P thorn thorn thorn
D thorn thorn thorn thorn thorn thorn thorn thorn thorn
Note Sfrac14 Situation SDfrac14 Speaker difficulty Pfrac14 Power Dfrac14Distance thornfrac14More frac14Less
frac14Equal
14 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
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ovember 21 2014
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found F (3 56) frac14 58357 p frac14 000 Lastly the results revealed a significant
interaction effect between Instruction and Time F (9 56) frac14 4864 p frac14 000
Figure 1 illustrates three important characteristics of the discourse completion
test results (1) there were no statistically significant differences among the
four groups on the pre-test scores (2) the three treatment groups made gains
from the pre-tests to the post-tests and the follow-up tests and (3) positive
effects for the three treatments were maintained through the post-test to the
follow-up tests
These results suggest that the three different types of treatment were
effective in promoting learnersrsquo acquisition and retention of English request
forms in the context of discourse completion activities Furthermore the lack
of crossover between the treatment and control groups on the post-tests
demonstrates the relative superiority of the three treatment groupsrsquo
performances over the control grouprsquos performance Post-hoc Scheffe tests
conducted on the post-test and the follow-up test scores for the main effect
for treatment showed the following two contrasts (1) the three treatment
groups performed significantly better than the control group on the discourse
completion test and (2) there were no significant differences among the
three treatment groups
Results from the role-play test
The results of a two-way repeated-measures ANOVA for the role-play test
scores revealed the same significant main effects as the discourse completion
test a significant main effect for Instruction F (3 56)frac14 8393 pfrac14 000
a significant main effect for Time F (3 56)frac14 50261 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 1 Interaction plot for the discourse completion testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
MASAHIRO TAKIMOTO 15
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
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significant interaction effect between Instruction and Time F (9 56)frac143388
pfrac14 000
The results displayed for the role-play test in Figure 2 follow the same
pattern as the discourse completion test there were no statistically significant
differences among the four groups on the pre-test scores the three treatment
groups improved from the pre-test to the post-test and the follow-up test
and positive effects for the three treatments were retained As in Figure 1
above the lack of crossover between the treatment and control group scores
in Figure 2 shows the superior performance of all three treatment groups on
the post-test and follow-up tests Post-hoc Scheffe tests provided further
evidence for the following two contrasts (1) the three treatment groups
performed significantly better than the control group on the role-play test
and (2) there were no significant differences among the three treatment
groups
Results from the listening test
The results of a two-way repeated-measures ANOVA of the listening test
scores showed the same significant main effects as both the discourse
completion and the role-play test a significant main effect for Instruction
F (3 56)frac14 2748 pfrac14 000 a significant main effect for Time F (3 56)frac148127
pfrac14 000 and a significant interaction effect between Instruction and Time
F (9 56)frac14797 pfrac14 000
Figure 3 reveals two of the same main results for the listening test as for
the discourse completion and role-play tests there were no statistically
significant differences among the four groups on the pre-test scores and the
three treatment groups improved from the pre-tests to the post-tests and the
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 2 Interaction plot for the role-play testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
16 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
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ownloaded from
follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
MASAHIRO TAKIMOTO 17
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
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ovember 21 2014
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ownloaded from
These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
MASAHIRO TAKIMOTO 19
at University of C
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ovember 21 2014
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participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
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ovember 21 2014
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ownloaded from
participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
MASAHIRO TAKIMOTO 21
at University of C
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httpapplijoxfordjournalsorgD
ownloaded from
explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
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ovember 21 2014
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ownloaded from
Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
MASAHIRO TAKIMOTO 23
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
found F (3 56) frac14 58357 p frac14 000 Lastly the results revealed a significant
interaction effect between Instruction and Time F (9 56) frac14 4864 p frac14 000
Figure 1 illustrates three important characteristics of the discourse completion
test results (1) there were no statistically significant differences among the
four groups on the pre-test scores (2) the three treatment groups made gains
from the pre-tests to the post-tests and the follow-up tests and (3) positive
effects for the three treatments were maintained through the post-test to the
follow-up tests
These results suggest that the three different types of treatment were
effective in promoting learnersrsquo acquisition and retention of English request
forms in the context of discourse completion activities Furthermore the lack
of crossover between the treatment and control groups on the post-tests
demonstrates the relative superiority of the three treatment groupsrsquo
performances over the control grouprsquos performance Post-hoc Scheffe tests
conducted on the post-test and the follow-up test scores for the main effect
for treatment showed the following two contrasts (1) the three treatment
groups performed significantly better than the control group on the discourse
completion test and (2) there were no significant differences among the
three treatment groups
Results from the role-play test
The results of a two-way repeated-measures ANOVA for the role-play test
scores revealed the same significant main effects as the discourse completion
test a significant main effect for Instruction F (3 56)frac14 8393 pfrac14 000
a significant main effect for Time F (3 56)frac14 50261 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 1 Interaction plot for the discourse completion testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
MASAHIRO TAKIMOTO 15
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
significant interaction effect between Instruction and Time F (9 56)frac143388
pfrac14 000
The results displayed for the role-play test in Figure 2 follow the same
pattern as the discourse completion test there were no statistically significant
differences among the four groups on the pre-test scores the three treatment
groups improved from the pre-test to the post-test and the follow-up test
and positive effects for the three treatments were retained As in Figure 1
above the lack of crossover between the treatment and control group scores
in Figure 2 shows the superior performance of all three treatment groups on
the post-test and follow-up tests Post-hoc Scheffe tests provided further
evidence for the following two contrasts (1) the three treatment groups
performed significantly better than the control group on the role-play test
and (2) there were no significant differences among the three treatment
groups
Results from the listening test
The results of a two-way repeated-measures ANOVA of the listening test
scores showed the same significant main effects as both the discourse
completion and the role-play test a significant main effect for Instruction
F (3 56)frac14 2748 pfrac14 000 a significant main effect for Time F (3 56)frac148127
pfrac14 000 and a significant interaction effect between Instruction and Time
F (9 56)frac14797 pfrac14 000
Figure 3 reveals two of the same main results for the listening test as for
the discourse completion and role-play tests there were no statistically
significant differences among the four groups on the pre-test scores and the
three treatment groups improved from the pre-tests to the post-tests and the
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 2 Interaction plot for the role-play testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
16 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
MASAHIRO TAKIMOTO 17
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
MASAHIRO TAKIMOTO 19
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
MASAHIRO TAKIMOTO 21
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
MASAHIRO TAKIMOTO 23
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
significant interaction effect between Instruction and Time F (9 56)frac143388
pfrac14 000
The results displayed for the role-play test in Figure 2 follow the same
pattern as the discourse completion test there were no statistically significant
differences among the four groups on the pre-test scores the three treatment
groups improved from the pre-test to the post-test and the follow-up test
and positive effects for the three treatments were retained As in Figure 1
above the lack of crossover between the treatment and control group scores
in Figure 2 shows the superior performance of all three treatment groups on
the post-test and follow-up tests Post-hoc Scheffe tests provided further
evidence for the following two contrasts (1) the three treatment groups
performed significantly better than the control group on the role-play test
and (2) there were no significant differences among the three treatment
groups
Results from the listening test
The results of a two-way repeated-measures ANOVA of the listening test
scores showed the same significant main effects as both the discourse
completion and the role-play test a significant main effect for Instruction
F (3 56)frac14 2748 pfrac14 000 a significant main effect for Time F (3 56)frac148127
pfrac14 000 and a significant interaction effect between Instruction and Time
F (9 56)frac14797 pfrac14 000
Figure 3 reveals two of the same main results for the listening test as for
the discourse completion and role-play tests there were no statistically
significant differences among the four groups on the pre-test scores and the
three treatment groups improved from the pre-tests to the post-tests and the
TIME
Follow-up testPost-testPre-test
ME
AN
100
90
80
70
60
50
40
INSTRUCTION
SP
PS
SI
Control
Figure 2 Interaction plot for the role-play testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
16 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
MASAHIRO TAKIMOTO 17
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
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ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
MASAHIRO TAKIMOTO 19
at University of C
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ovember 21 2014
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ownloaded from
participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
MASAHIRO TAKIMOTO 21
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
MASAHIRO TAKIMOTO 23
at University of C
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ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
follow-up tests However Figure 3 also shows that unlike the problem-
solving tasks and structured input tasks without explicit information groups
the structured input tasks with explicit information group did not retain the
positive effects of the treatment between the post-test and the follow-up test
A separate one-way ANOVA performed on the follow-up test scores showed
a significant difference between the three treatment groupsrsquo performance
on the listening test Despite the differences in the follow-up test
performance all three treatment groups outscored the control group without
any crossovers between group scores confirming the superior performance
of the treatment groups on the listening test Post-hoc Scheffe tests
provided further support for the following four contrasts (1) all three
treatment groups performed significantly better than the control group
on the post-test and follow-up test (2) there were no statistically
significant differences among the three treatment groups on the post-test
(3) there were no statistically significant differences between the problem-
solving tasks and structured input tasks without explicit information
groups on the follow-up test and (4) problem-solving tasks and structured
input tasks without explicit information groups performed significantly better
than the structured input tasks with explicit information group on the
follow-up test
Results from the acceptability judgement test
The results of a two-way repeated-measures ANOVA for the acceptability
judgement test showed two of the same significant main effects as the other
tests a significant main effect for Instruction F (3 56)frac14 732 pfrac14 000 and a
TIME
Follow-up testPost-testPre-test
ME
AN
50
40
30
20
10
INSTRUCTION
SP
PS
SI
Control
Figure 3 Interaction plot for the listening testNote SPfrac14 Structured input tasks with explicit information PSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicit information
MASAHIRO TAKIMOTO 17
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
MASAHIRO TAKIMOTO 19
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
MASAHIRO TAKIMOTO 21
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
MASAHIRO TAKIMOTO 23
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
significant main effect for Time F (3 56)frac14 4307 pfrac14 000 However
no significant interaction effect between Instruction and Time was found
F (9 56)frac14 321 pfrac14 006
The results displayed in Figure 4 for the acceptability judgement test follow
the same pattern as the other test components there were no statistically
significant differences among the four groups on the pre-test the three
treatment groupsrsquo performance improved from the pre-test to the post-test
and follow-up test and positive effects for the three treatments were
maintained As with the other test components the acceptability judgement
test scores exhibit no crossover between groups showing the superior effects
of the three treatment conditions as compared with the control condition on
participantsrsquo post-test performance Post-hoc Scheffe tests provided further
evidence for the following contrasts (1) the three treatment groups
performed significantly better than the control group on the acceptability
judgement test and (2) there were no significant differences among the
three treatment groups
Results from the evaluation questionnaire
Analysis of responses on the evaluation questionnaire provided insight into
the participantsrsquo experience from a first-person retrospective point of view
Table 4 summarizes responses on the close-ended questions (Q1ndashQ3) with
the mean standard deviation degrees of freedom and p-values for each
question Participants responded on a scale of 1ndash5 with 1frac14not at all and
5frac14 very interestingdifficultclearly
TIME
Follow-up testPost-testPre-test
ME
AN
60
50
40
30
20
INSTRUCTION
SP
PS
SI
Control
Figure 4 Interaction plot for the acceptability judgement testNote SPfrac14 Structured input tasks with explicit informationPSfrac14 Problem-solving tasks SIfrac14 Structured input tasks without explicitinformation
18 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
MASAHIRO TAKIMOTO 19
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
MASAHIRO TAKIMOTO 21
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
MASAHIRO TAKIMOTO 23
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
These results suggest that the lessons were interesting (Q1 Mfrac14378)
relatively easy to follow (Q2 Mfrac14 249) and comprehensible (Q3 Mfrac14389)
The results also show that there were no significant differences among the
treatment groupsrsquo responses on Q1 Q2 or Q3 Analysis of the participantsrsquo
responses on the open-ended questions (Q4 Q5 and Q6) are reported in
Table 5 Responses for Q4 demonstrate that all participants were able to
remember the main points they learned in the lessons In their responses to
Q5 73ndash80 per cent of the participants reported that the main good point of
the lessons was learning polite requests The fact that all participants
remembered the main points of the lessons and a high proportion of the
Table 4 Results for close-ended questionnaire items (Q1 Q2 and Q3)
Question Mean SD
Q1 Did you find the lessons interesting 378 83 F (2 42)frac14 51 pfrac14 60
Q2 Did you find the lessondifficult to follow
249 105 F (2 42)frac14 97 pfrac14 39
Q3 Did you understand clearlyhow to make polite requests
389 76 F (2 42)frac14 189 pfrac14 17
Table 5 Summary of open-ended question items (Q4 Q5 and Q6)
Questions andreported contents
Task types
Structured inputtasks with explicitinformation
Problem-solving Structured inputtasks withoutexplicitinformation
Q4 Write down the main points you learned in lessons
Including all main points 15 (100) 15 (100) 15 (100)
Q5 Were there things you liked a lot about the lessons
Learning polite requests 12 (80) 12 (80) 11 (73)
Learning the samething over and over
2 (13) 1 (7) 1 (7)
Other 1 (7) 2 (13) 3 (20)
Q6 Were there things you did not like about the lessons
Monotonousness of lessons 4 (27) 4 (27) 8 (54)
No output practices 1 (7) 1 (7) 0 (0)
Little feedback 3 (20) 3 (20) 2 (13)
Prohibition on takingmaterials home
4 (27) 1 (7) 0 (0)
Other 3 (20) 6 (39) 5 (33)
MASAHIRO TAKIMOTO 19
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
MASAHIRO TAKIMOTO 21
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
MASAHIRO TAKIMOTO 23
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
participants reported learning polite requests as a highlight of the lessons
indicates that the three types of input-based instruction were effective
Responses to Q6 show differing participantsrsquo views on the weaknesses of the
lessons including monotony no chance to produce language and limited
feedback
DISCUSSION
The aim of the present study was to investigate the relative effects of input
tasks including structured input tasks with and without explicit information
and problem-solving tasks on the development of Japanese learnersrsquo L2
pragmatic proficiency in the area of requests The results show that
participants who received the three different types of input-based instruction
outperformed the control group Furthermore the results for the two types
of input-based tasks structured input tasks (with or without explicit
information) and problem-solving tasks indicate that both types are equally
effective These results show that the development of L2 pragmatic
proficiency can be influenced by manipulating input lending support to
findings in previous studies on the effects of structured input tasks and
problem-solving tasks on the acquisition of L2 pragmatics
There are two possible reasons for the effectiveness of the different types
of input-based tasks One possibility is that the different treatments drew
the participantsrsquo attention to pragmalinguistic forms in the input that they
received Despite their differences the treatment conditions may have made
the target structures equally salient The participants in the structured input
task condition with or without explicit information engaged in tasks that
required their attention to the pragmalinguistic forms of target structures In
the pragmalinguisticndashsociopragmatic connection activities the participants
chose the more appropriate request form from two options and in the
reinforcement activities participants rated the level of appropriateness of
each bold-faced underlined request On the other hand participants in the
problem-solving condition had to pay attention to the highlighted requests in
two dialogues in order to copy and compare the request forms before
discussing the metapragmatic features of target structures in the dialogues
The second possible reason for the effectiveness of the input-based tasks is
the deeper processing that arises when pragmalinguisticndashsociopragmatic
connections are involved In their discussion of the level of processing
involved in meaning Craik and Lockhart (1972) claim that the quality of a
memory trace depends on the level or depth of perceptual and mental
processing where meaning plays an important role When the participants
focused on the pragmalinguisticndashsociopragmatic connections of the target
feature they may have been inclined to process the meanings at a deeper
level leading to greater retention The tasks in the present study were
designed to require participants to access and integrate their pragmalinguistic
and sociopragmatic knowledge through various activities Moreover the
20 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
MASAHIRO TAKIMOTO 21
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
MASAHIRO TAKIMOTO 23
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
participants in the problem-solving tasks had the opportunity to discuss
the metapragmatic features of target structures thereby reinforcing
pragmalinguisticndashsociopragmatic connections and allowing for processing at
a deeper level
The results indicate that the three types of treatments had similar effects on
the development of Japanese learnersrsquo pragmatic proficiency as measured by
three of the four test components discourse completion role-play and
acceptability judgement tests However regarding the listening test although
all three treatment conditions showed significant improvement on the post-
test the structured input tasks with explicit information group performed at a
significantly lower level than the other two conditions on the follow-up test
Why then did the structured input tasks with explicit information group
perform as well as the problem-solving and structured input tasks without
explicit information groups on the listening post-test but not the follow-up
test while all the groups performed similarly on the other post-tests and
follow-up tests Any answer to this question is necessarily speculative as no
information on the psycholinguistic processing involved in either the
treatments or the test was available What distinguishes the listening test
from the other tests is the requirement for online processing Online
processing tests place demands on working memory as participants have to
process and respond to the stimuli rapidly
Also all three treatments can be assumed to have provided the participants
with some explicit knowledge but the treatments differed in how this
knowledge was achieved In the case of the first treatment structured input
tasks plus explicit information the participants were simply given explicit
information they did not have to discover the rules for themselves In the
other two treatments problem-solving and structured input tasks minus
explicit information participants had to discover the rules for themselves
It is possible then that the problem-solving and structured input tasks
without explicit information participants attended to the pragmalinguistic
and sociopragmatic features of the target structures more deeply That is
the provision of explicit information did not push the participants in the
structured input tasks plus explicit information group to process the target
structures deeply The problem-solving and structured input tasks without
explicit information treatments however involved greater depth of
processing resulting in knowledge that was more firmly embedded and
thus more easily accessed Immediate post-test results did not reveal this
difference because the explicit knowledge was fresh in the participantsrsquo
memories However on the listening follow-up test participants in the
structured input tasks with explicit information group were less successful in
accessing their weakly established explicit knowledge while coping with
the testrsquos demands on their working memory capacities Participants in
problem-solving and structured input tasks without explicit information
groups however were still able to cope with the demands of the listening
test because their explicit knowledge was firmly entrenched Although the
MASAHIRO TAKIMOTO 21
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
MASAHIRO TAKIMOTO 23
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
explanation provided here is speculative at best the current studyrsquos results
are consistent with results in VanPatten and Oikennon (1996) which showed
that in that teacher-fronted explicit information is not important because
structured input tasks by themselves are effective Takahashi (2001) also
found that the explicit teaching condition was effective through the post-test
stage but expressed doubts regarding the lasting effect of gains in L2
competence due to explicit enhancement
CONCLUSION
The present study examined the relative effects of input-based approaches
and the presence or lack of explicit information on teaching polite request
forms in a Japanese EFL context The results indicate that input processing
tasks including structured input and problem-solving tasks function
effectively when they provide learners with an emphasis on the
pragmalinguistic and sociopragmatic features of the target structure
An important pedagogical implication of this study is that teachers should
be aware that effective learning occurs when the tasks provide learners with
opportunities for processing both pragmalinguistic and sociopragmatic
features of the target structures Structured input tasks and problem-solving
tasks can be used together and can even complement each other The
findings of this study have practical applications especially in the Japanese
EFL context where English pragmatics rather than English grammar is an
increasingly important area of instruction In such classrooms learners are
encouraged to have strong pragmatic awareness to make use of the limited
class time typically available for learning English These findings may be
generalizable to other EFL countries with similar situations
Limitations of the present study suggest several areas for future research
Regarding the activities within each treatment condition multiple activities
were packaged together and there is no way of disentangling the
contributions of each individual activity to the effect on learning outcomes
Another limitation of the study was the representativeness of the participants
and the generalizability of the results Participants in the present study were
recruited on a volunteer-basis and may have differed in their outcomes and
responses than students at existing educational institutions or the general
population given the same instruction Conducting the same experiment at an
existing educational institution would strengthen the generalizability of the
results to other EFL situations Furthermore conducting the same experiment
with a representative sample of any population would improve the general-
izability of the studyrsquos results to broader contexts Kasper (2001) argued that the
benefit of conducting research within an established institution is that the
results can be translated into recommendations for pedagogical practice with
more plausibility than laboratory studies Perhaps the relationship between
teaching at different types of institutions for example language schools vs
universities and learning outcomes could be a subject for future research
22 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
MASAHIRO TAKIMOTO 23
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
Despite the shortcomings above the present study contributes to our
understanding of how input-based approaches to teaching English pragmatics
lead to positive outcomes in the Japanese EFL context The author hopes that
the results of the present study will show researchers and teachers that
successful input-based tasks should involve effective pragmalinguisticndash
sociopragmatic connection activities and be designed to raise the learnerrsquos
interest in acquiring L2 pragmatics
Final version received September 2007
ACKNOWLEDGMENTS
I would like to express my sincere gratitude to Dr Rod Ellis and Dr Gabriele Kasper for their
valuable comments and guidance I would also like to thank anonymous reviewers for their
constructive comments and suggestions Thanks are also due to Mattew Prior and Castle
Sinicrope for proofreading the manuscript
NOTES
1 In behavioural research researcher
expectancy can be a problem when
the researcher teaches experimen-
tal groups The researcher followed
the instructional guidelines rigidly
controlled for the effect with the
double-blind technique after the data
were collected in order to minimize
any researcher expectancy effect
during the treatments
2 Ellis (2003) suggested that a testing
situation where the examinees
interact with other non-native
speakers rather than with native
speaker examiners is more likely to
elicit the examineesrsquo best perfor-
mances
3 Ten native speakers of English listened
to a dialogue between a Japanese
university student and a native
speaker of English in fifteen different
situations and then scored the appro-
priateness of the Japanese university
studentrsquos request forms on a 5-point
scale The native speakersrsquo data were
relatively uniformed and consistent
(SDfrac14 00 53 rangefrac14 00 100)
These data were used as the
baseline data
4 Ten native speakers of English were
required to read written English
descriptions of twenty situations with a
Japanese supplement They were then
presented with a series of isolated
requests and instructed to score the
first request on an 11-point scale and
then to score subsequent responses
proportionally higher or lower in accor-
dance with the degree of perceived
acceptability The native speakersrsquo data
were relatively uniformed and con-
sistent (SDfrac14 82 108 rangefrac14 200
400) These data were used as the
baseline data
5 The reliability estimate for the LT was
low because of five problematic items
By deleting the five problematic items
out of the twenty items a higher level
of reliability was achieved However
the reliability estimate for the LT was
still somewhat lower than the others
and this might be related to the
narrower rating scales in this test That
is the LT used a 5-point scale while the
AJT used an 11-point scale According
to Hatch and Lazaraton (1991) a
broader scale range encourages more
precision in respondentsrsquo judgements
MASAHIRO TAKIMOTO 23
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
REFERENCES
Alcon E 2005 lsquoDoes instruction work for learning
pragmatics in the EFL contextrsquo System 33
417ndash435
Craik F and R Lockhart 1972 lsquoLevels of
processing A framework for memory researchrsquo
Journal of Verbal Learning and Verbal Behavior 11
671ndash84
DeKeyser R 1995 lsquoLearning second language
grammar rules An experiment with a miniature
linguistic systemrsquo Studies in Second Language
Acquisition 464 613ndash42
Ellis R 1997 SLA Research and Language Teaching
Oxford Oxford University Press
Ellis R 2003 Task-based Language Learning and
Teaching Oxford Oxford University Press
Fotos S 1994 lsquoIntegrating grammar instruction
and communicative language use through
grammar consciousness-raising tasksrsquo TESOL
Quarterly 28 323ndash51
Fotos S and R Ellis 1991 lsquoCommunicating
about grammar A task-based approachrsquo TESOL
Quarterly 25 605ndash28
Fukuya Y and M Clark 1999 lsquoInput enhance-
ment of mitigatorsrsquo in L Bouton (ed) Pragmatics
and Language Learning Monograph Series 10
111ndash30 Urbana-Champaign IL Division of Eng-
lish as an International Language University of
Illinois Urbana-Champaign
Fukuya Y and Y Zhang 2002 lsquoEffects of recasts
on EFL learnersrsquo acquisition of pragmalinguistic
conventions of requestrsquo Second Language Studies
211 1ndash47
Hatch E and A Lazaraton 1991 The Research
Manual Design and Statistics for Applied Linguistics
Boston MA Heinle amp Heinle
Hill T 1997 The Development of Pragmatic
Competence in an EFL Context Unpublished
doctoral dissertation Temple University Japan
House J 1996 lsquoDeveloping pragmatic fluency in
English as a foreign language Routines and
metapragmatic awarenessrsquo Studies in Second
Language Acquisition 182 225ndash52
Hudson T E Detmer and J D Brown 1992
A Framework for Testing Cross-cultural Pragmatics
(Technical Report 2) Honolulu HI University
of Hawairsquoi Press
Hudson T E Detmer and J D Brown 1995
Developing Prototypic Measures of Cross-cultural
Pragmatics (Technical Report 7) Honolulu HI
University of Hawairsquoi Press
Jeon E and T Kaya 2006 lsquoEffects of L2 instruc-
tion on interlanguage pragmatic development A
meta-analysisrsquo in J Norris and L Ortega (eds)
Synthesizing Research on Language Learning
and Teaching Philadelphia John Benjamins
pp 165ndash211
Kasper G 2001 lsquoClassroom research on interlan-
guage pragmaticsrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York Cam-
bridge University Press pp 33ndash60
Kasper G and K Rose 2002 lsquoThe role of
instruction in learning second language prag-
maticsrsquo Language Learning 52 237ndash73
Koike D and L Pearson 2005 lsquoThe effect of
instruction and feedback in the development of
pragmatic competencersquo System 33 481ndash501
Leech G 1983 Principles of Pragmatics London
Longman
Lyster R 1994 lsquoThe effect of functional-analytic
teaching on aspects of French immersion
studentsrsquo sociolinguistic competencersquo Applied
Linguistics 153 263ndash87
Martınez-Flor A and Y Fukuya 2005 lsquoThe
effects of instruction on learnersrsquo production of
appropriate and accurate suggestionsrsquo System 33
463ndash80
Norris J and L Ortega 2001 lsquoDoes type of
instruction make a difference Substantive find-
ings from a meta-analytic reviewrsquo in R Ellis (ed)
lsquoForm-focused instruction and second language
learningrsquo Language Learning 51 (Suppl 1)
157ndash213
Robinson P 1996 lsquoLearning simple and complex
second language rules under implicit incidental
rule-search and instructed conditionsrsquo Studies in
Second Language Acquisition 181 27ndash67
Rose K 2005 lsquoOn the effects of instruction in
second language pragmaticsrsquo System 33 417ndash35
Rose K and C Ng 2001 lsquoInductive and deductive
teaching of compliments and compliment
responsesrsquo in K Rose and G Kasper (eds)
Pragmatics in Language Teaching New York
Cambridge University Press pp 145ndash70
Takahashi S 1996 lsquoPragmatic transferabilityrsquo
Studies in Second Language Acquisition 182
225ndash52
Takahashi S 1998 lsquoQuantifying requestive
imposition Validation and selection of situation
for L2 pragmatic researchrsquo Studies in Languages
and Cultures 9 135ndash59
Takahashi S 2001 rsquoThe role of input enhance-
ment in developing interlanguage pragmatic
competencersquo in K Rose and G Kasper
(eds) Pragmatics in Language Teaching
24 THE DEVELOPMENT OF LEARNERrsquoS PRAGMATIC PROFICIENCY
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from
New York Cambridge University Press
pp 171ndash99
Takahashi S 2005 lsquoNoticing in task performance
and learning outcomes A qualitative analysis
of instructional effects in interlanguage prag-
maticsrsquo System 33 437ndash61
Tateyama Y 2001 lsquoExplicit and implicit teaching
of pragmatic routines Japanese sumimasenrsquo in K
Rose and G Kasper (eds) Pragmatics in Language
Teaching New York Cambridge University Press
pp 200ndash22
Tateyama Y G Kasper L Mui H Tay and
O Thananart 1997 lsquoExplicit and implicit
teaching of pragmatic routinesrsquo in L Bouton
(ed) Pragmatics and Language Learning
Monograph Series 8 Urbana-Champaign IL
Division of English as an International
Language University of Illinois Urbana-Cham-
paign pp 163ndash78
Thomas J 1983 lsquoCross-cultural pragmatic fail-
urersquo Applied Linguistics 4 91ndash112
VanPatten B 1996 Input Processing and Grammar
Instruction in Second Language Acquisition Nor-
wood NJ Ablex
VanPatten B and S Oikkenon 1996 lsquoExplana-
tion versus structured input in processing
instructionrsquo Studies in Second Language Acquisition
184 495ndash510
Witten C 2000 lsquoUsing video to teach for socio-
linguistic competence in the foreign language
classroomrsquo Texas Papers in Foreign Language
Education 51 143ndash75 (Eric Document Repro-
duction Service No ED468314)
MASAHIRO TAKIMOTO 25
at University of C
alifornia Santa Barbara on N
ovember 21 2014
httpapplijoxfordjournalsorgD
ownloaded from