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The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens, Greece,19 Nov. 2009

The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

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Page 1: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

The Asphalt Core Embankment Dam

A Very Competitive Alternative

Prof. Dr. Kaare Höeg

Norwegian Geotechnical Institute (NGI) and University of Oslo

Athens, Greece,19 Nov. 2009

Page 2: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Svartevann Earth Core Rockfill Dam (129 m), Norway

Page 3: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Svartevann Dam under construction

Page 4: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Oddatjörn Earth Core Rockfill Dam, Norway (145 m)

Page 5: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Oddatjörn Dam

Page 6: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Storglomvatn Asphalt Core Dam, Norway(125m)

plinth

Page 7: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Storglomvatn Dam near completion (125m)

Page 8: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,
Page 9: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Compaction of asphalt concrete core and transition zones

Page 10: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Experience with Asphalt Core Dams

- 100 dams have been built, most in Europe and China, now also in North and South America;

- 20 are currently under construction or final design;

- first ones built in the early 1960s (Germany and Austria;

- 15 built in Norway; 3 more are now under construction/final design;

Page 11: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Field Monitoring

- The first dams with asphalt core were heavily instrumented and thoroughly analysed to better understand dam and core behaviour.

- Field performance has been excellent, with no recorded leakage through core or the core-plinth interface at the base of the core.

Page 12: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Laboratory testing of asphalt concrete

For each new dam and site tests are performed to determine the optimum asphalt concrete mix using:

- the available (local) aggregates (0-18 mm);

- filler material (0 - 0.075mm);

- grade of bitumen available.

The goal is to achieve a core with low permeabilty and flexible and ductile stress-strain behaviour with the required strength.

Page 13: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Laboratory testing (cont’d)

Full advantage has been taken of all the laboratory and field research done for asphalt concrete used in road- and airfield pavements.

Page 14: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Cross-section through a triaxial specimen

Page 15: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Fuller’s grain size curve for aggregates

Page 16: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,
Page 17: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Triaxial compression tests showing effect of confining stress level

0

500

1000

1500

2000

2500

3000

3500

4000

0 2 4 6 8 10 12 14

Axial Strain (%)

Dev

iato

r S

tres

s (k

Pa)

000

100 kPa

400 kPa

700 kPa

1000 kPa

Page 18: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Splitting test of cylindrical specimen to determine tensile strength (Brazilian test)

Page 19: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Beam test to determine flexural (tensile) strength and strain before crack opens

Page 20: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Test to create crack in specimen

Page 21: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Regain of tensile strength under compressive stress and sealing of crack

Page 22: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Investigation of self-healing of crack 

Page 23: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Results of self-sealing test

0.01

0.1

1

10

100

1000

0 20 40 60 80 100

Time (Hour)

See

page

(mL/

min

)

0.4 MPa(1)

0.4 MPa(2)

0.4 MPa(3)

0.7 MPa

Page 24: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Triaxial test – cyclic loading superimposed on static loading (to simulate eartquake loading)

-0.3

-0.2

-0.1

0

0.1

0.2

0.3

0 1 2 3 4 5 6

Time (Second)

Cyc

lic S

tress

(MP

a)

2

4

6

8

10

12

14

Stra

in (1

0-4

)

Stress

Strain

Page 25: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Cyclic strain and residual strain during test

0

0.5

1

1.5

2

2.5

0 1000 2000 3000 4000 5000 6000 7000

Number of Cyclic Loading (N)

Axi

al S

trai

n (%

)

Total strain

Residual strain

Elastic strain

Page 26: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Pre-cyclic vs. post-cyclic stress-strain behaviour

0

0.5

1

1.5

2

2.5

3

0 1 2 3 4 5 6 7 8

Axial Strain (%)

Com

pres

sion

Str

ess

(MP

a)

No cyclic

Post-cyclic

Devia

tor

stre

ss (

MPa)

Page 27: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Asphalt concrete placed in core

- Air porosity in asphalt core should be less than 3% to ensure very low permeabilty (10-10 m/s);

- Placed and compacted in layers 20-30 cm thick;

- 2 to 4 layers per day depending on required rate of construction;

- Core width usually 50-100 cm depending on height of dam.

Page 28: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Asphalt core placing machine (paver)

Page 29: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Asphalt core paver – principle sketch

Page 30: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Preparation of concrete plinth (placing mastic)

Page 31: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,
Page 32: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,
Page 33: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Hand placement of first layers

Page 34: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Machine placement starts

Page 35: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Test strip on site prior to core construction

Page 36: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Compaction with 3 rollers

Page 37: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,
Page 38: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Field samples (0.5 m long) drilled out of dam core(no interface can be detected between layers)

Page 39: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Cutting field core into 5 test pieces

Page 40: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Controlling field porosity

Page 41: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Field control laboratory

Page 42: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Field laboratory testing of mix from plant and of samples drilled out of the core

Page 43: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Porosity control without sampling

Page 44: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,
Page 45: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,
Page 46: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Excavated core from field test strip

Page 47: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Demonstration of core flexibility in test section

Page 48: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Demonstration of core flexibility (cont’d)

Page 49: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Effect of laboratory method of compaction on resulting stress-strain properties of asphalt

Triaxial results from laboratory prepared and field core specimens with the same air porosity have been compared.

Differences in behaviour must be considered:

- if stress–strain design requirements (compression modulus, degree of shear dilation and ductility) are based on test results from laboratory prepared specimens;

- and if finite element analyses are used to predict or back-analyse core behaviour.

Page 50: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Effect of laboratory compaction procedure (how to best simulate field compaction in the lab.)

0

500

1000

1500

2000

2500

3000

3500

4000

4500

5000

0 2 4 6 8 10 12 14 16 18 20 22

Axial Strain (%)

Dev

iato

r S

tres

s (K

Pa)

Gyrator

Static Vibration Marshall Field Core

Page 51: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Storglomvatn Dam near completion (125m)

Page 52: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Zoning of Storglomvatn Dam (125 m)

1. Asphalt core 2. Transition (0-60 mm)

3.Transition (0-150 mm) 4a. Quarried rockfill (0-500 mm)

4b. Quarried rockfill (0-1000 mm) 5. Slope protection (blocks, min.0.5 m3)

6.Crown cap (blocks) 7. Toe drain (blocks, min. 0.5 m3)

8. Concrete plinth (sill) for core

1

2

3

4a 4a

4b4b

7

591

579

566

553

540

527

510

490

4758

1.41

11.5

588 m (Full level)

468

55

6

Page 53: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Yele Asphalt Core Dam (125 m, China)

Fig.5

Page 54: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Core-cutoff connection at Yele Dam, China

Page 55: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Special testing of core-plinth interface

a) a)

Page 56: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

0

0.1

0.2

0.3

0.4

0.5

-30 20 70 120 170 220 270 320 370 420

B C D E FDistance (m)

Set

tlem

ent

(m)

2500

2540

2580

2620

2660

2700

Ele

vatio

n (m

)

Settlement

Plinth geometry

0

0.1

0.2

0.3

0.4

0.5

-30 20 70 120 170 220 270 320 370 420

B C D E FDistance (m)

Set

tlem

ent

(m)

2500

2540

2580

2620

2660

2700

Ele

vatio

n (m

)

Settlement

Plinth geometry

0

0.1

0.2

0.3

0.4

0.5

-30 20 70 120 170 220 270 320 370 420

B C D E FDistance (m)

Set

tlem

ent

(m)

2500

2540

2580

2620

2660

2700

Ele

vatio

n (m

)

Settlement

Plinth geometry

Page 57: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Back-calculated max.shear strain in core of Yele Dam

Max.: 0.0234 0.0233

0 .0 0 4

0 .0 0 6

0 .0 0 8

0 .012

0 .0 1 4

Page 58: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Optimum Design Considerations

Which embankment type is best suited for the local conditions, considering:

- economy (construction and maintenance);

- safety/reliability;

- impact on the environment.

The local foundation/geologic conditions will have significant impact on the choice of dam.

Page 59: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Different embankment dam designs:

- earth core embankment dam (ECED)

- asphalt core embankment dam (ACED)

- concrete faced rockfill or gravel dam (CFRD)

- geomembrane faced embankment dam (GFED)

- faced hardfill dam (FHD or CSGD)

Recent comparisons among alternatives show the ACED to be very competitive.

Page 60: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Asphalt concrete core - Simple and robust construction method;

- Asphalt concrete is a flexible and ductile material with viscoelastic-plastic properties (a “forgiving” material);

- No core erosion; therefore no strict filter criteria;

- Core adjusts to dam and foundation deformations;

- Earthquake resistant; no deterioration of properties;

- Self-healing (self-sealing) of any cracks;

- Asphalt mix may be ”tailored” to satisfy special design requirements;

- Can resist overtopping erosion during construction;

Page 61: The Asphalt Core Embankment Dam A Very Competitive Alternative Prof. Dr. Kaare Höeg Norwegian Geotechnical Institute (NGI) and University of Oslo Athens,

Thank you for your attention