TAP DOAN DAU KHI QUOC GIA VIET NAM TONG CONG TY

CO PHAN XAY LAP DAU ICH! VI$T NAM

SO:4 /XLDK-HDQT

CQNG HOA XA. HQI CHU NGHIA VIET NAM - Tn. do - Hanh pink

Ha NOi, ngay 30 thing 7 nam 2018

BAO CAO TINII HINH QUAN TRI CONG TY NIEM YET (6 thing dau nam 2018)

Kinh giri: - Uy ban Chimg khoan Nha ntrac; - Soy Giao Bich Chang khoan Ha NOi.

- Ten cong ty niem yet: Wing cong ty Co Olin Xay lip Diu khi Viet Nam (PVC).

- Dia chi tra set chinh: Tang 25, Toa nha CEO, L6 HH2-1, KDT Me Tri Ha, P. Mg Tri, Q. Nam lir Liem, Tp. Ha NOi.

- Dien thoai: 024.37689291 Fax: 024.37689290 Email: info@pvc.vn

- VOn dieu le: 4.000.000.000.000 dtmg.

- Ma chung khoan: PVX

I. Hoat d§ng ciia Dai hOi siting c§ dong

Thong tin ve cac cuOc hop va Nghi quyet/Quyet dinh cila Dai hOi dOng c6 dong (bao gom ca cac Nghi quyet cua Dai hOi (long CO dong duqc th6ng qua duoi hinh thac lay

kiecn bang van ban):

STT SO Nghj quyet /Quyet djnh New - Ni dung

1 375NQ-XLDK 22/6/2018 Dai hOi dOng CO dong thikmg Men nam 2018 oh T6ng cong ty Co phan Xay lip Dau khi V* Nam.

II. Hieii &tong quan to

1. Thong tin ve thanh vien HOi dOng quan tri (HDQT):

STT Thinh vial HDQT Chin vy

Ngay bit diu/khong

con la thanh vien

HDQT

SO buil h9p

HDQT tham dy

T5' 4 tham dy

hyp

Ly do khong tham dy hyp

1 Ong Hui Ng9c Thing Chu tich 7/7 100%

2 Nguyen Dinh The Thanh vien 7/7 100%

3 Ong Biii Ngoc Hung Thanh vien 7/7 100%

4 Phan) Cucmg Thinh vien dOc 10

6/7 86 % Uy guy& cho TGD

5 Pharn Wing Linh Thinh vien d(ic lap

22/6/2018 3/5 60%

fly quyen cho TGD; TV.HDQ

ThToi

ter 22/6/2018

1

SIT Thinh vial HDQT Chirc vg

11Tgay bit dau/khong

con la thinh vier'

HDQT

S6 hal h9p

HDQT tham dr

TS' 4' tham dw hgp

14 do khong tham d hgp

6 Nguyen Qu6c Tan Thanh vien dac lb

22/6/2018 2/2 100% TV. HDQT ter 22/ 6/2018

2. Hog dOng giam sat cua HDQT d6i vai Ban T6ng giam &sic:

- HOi d6ng,quan theo dal va giam sat Ban Timg giam dOc trien khai th%rc cac Nghi quyet HOi (long quan tri da de ra.

- HOi cl6ng quan tri tham (Az va coy kin trong cac cuOc hqp giao ban cong tac djnh Icy cua Ban T6ng giam dec.

- HOi d6ng quan tri theo dOi va nim bat qua trInh dieu hanh kinh doanh, thong qua cac bao cao, van ban dm Ban T6ng giam d6c gin HOi ding quan td.

- HOi d6ng quail tri ph6i hqp cung Ban Kiem soat to chile hog dOng ki6in tra, giam sat &Si vai hog dOng kinh doanh va cong tae quan ly cua T6ng ding ty.

3. Hog dOng cua cac tieu ban thuOc HQi ding quan tri: Khong co tieu ban.

4. Cac Nghi quyOt/QuyOt djnh cua HOi ding quan

STT SO van bin Ngay VB Ni dung

1 05/NQ-XLDK 2/1/2018

Nghi quytt ve vi0c trien lchai,lua chon nha than thuc hi'en cung cap, van chuyen, lap dat, chay thin va bao hanh he thong thong gib va dieu hoa Ichong lchi cua cac toa nha he thing con lai thuac Du an NMND Thai Binh 2

2 23/NQ-XLDK 11/1/2018 Nghi 9uyet ye viec chap thuan chi]. tnrcmg thay d6i ten viet tat va ba nhan dien thucmg hien cong ty CP Xay lap DuOng Ong Be china Dail lchi (DOBC)

3 31/NQ-XLDK 15/01/2018 Nghi quyet ye viec chap thuan cong tic cong tic can b.) Chi nhanh Xay lip cong trinh Diu lchi Phia Bic

4 45//4Q-XLDK 23/1/2018 Nghi quyet ye viec phan chia cong viec xay dung, lap at, thi cong dien nhe cua cac toa nha con lai thuac Du an Nha may nhiet dien Thai Binh 2

5 62/NQ-XLDK 26/1/2018 Nghiquyetve viec chap thuan kin town mo hinh to, che va congc tic can b6 cong ty me Tong cong ty

6 78/NQ-XLDK 30/1/2018

Nghi Twet ye viec chap thuan de Ngued dai dien Phan von cua PVc tli. PVC Duyen Hai bieu quyet thong qua viOc thay dor thanh vier' HOi dong Quan tri do PSI gioi thi'Ou

7 80/NQ-XLDK 30/1/2018

Nghi qlryet Nr• vi0c chAp thuan dieu dang va b6 nhiOm Ong Tran V0 Phucong gift chine Pho Gam d6c Ban DHDA ldem Throng phong Cong nghe Chu thin Ban DHDA Nha may Nhiet dien Thai Binh 2

GI X

2

STT SO van bin Ngiy VB NOi dung

8 81/NQ-XLDK 30/1/2018 Nghi quyet ye vice chap thuan ve viec Ong IA Thanh San Thei gift chirc Ph6 Tnamg ban Kg thuat An toin Ting ding ty

9 89/NQ-XLDK 31/1/2018 Nghi quyet ye viec mien nhiem chirc va Ph6 Tang 4iam &Se va cham dirt hgp ding lao dOng &Si yeti Ong Nguyen Duyen Hai

10 104/NQ-XLDK 6/2/2018 Nghi quyet ye viec phe duet guy tien lucmg ke hooch va tam xac dinh guy tien Luang thxrc hien nam 2017 cea Ging ty me - Tang cong ty

11 139/NQ-XLDK 8/3/2018

Nghi ryet ye vice chap thuan cong tac can bO (Ong Nguyen Quic Hanh thed gift chirc Ph6 giam doe BDH cac der an cea PVC tai Phia Nam de" dieu Ong gift chirc Ph6 tnreng ban Kinh to - icy thuat TCT)

12 146NQ-XLDK 9/3/2018 Nghi quyet ye viec chap thuan chic truang trien khai the tac thac hien kien toan cong tac can be/ Nguei dai dien ph&'n von cea PVC tai PVC - Binh Son

13 169/NQ-XLDK 26/3/2018 Nghi quyet v.v Chap thuan che throng chuyen nhuollg 05 can he chung cu cea Tang cong ty CP Xay lap Diu khi Viet Nam

14 179/NQ-XLDK 29/3/2018 Nghi quyet ve viec chap thuan 6ng Ha Ngoc San thoi gift cluic Pho Tsang Ban Kinh 4 - Ky thuat TCT

15 180/NQ-XLDK 29/3/2018 Nghi quyet ve viec chap thuan Ong Chu Tien Dung

thin gift chirc Ph6 Tnrang Ban - Kjr thuat TCT

16 183/NQ-XLDK 2/4/2018 Nghiquyet ve viec then khai nhiem va sin xuat kinh doanh nam 2018 cea TCT

17 212/NQ-XLDK 13/4/2018 Nghi quyet ve viec chap thuan chi' twang ban thanh x •

15, 04 xe 6 to cea Tong cong ty

18 215/NQ-XLDK 16/4/2018 Nghi quyet ye viec chap thuan cong tic can be Chi • • • nhanh Xay 1p cong trinh Dau khi phia bac

19 228/NQ-XLDK 20/4/2018 Nghi quyet ve viec giao nhiem yu dOi voi Ong Trail Quang Ngoc tai Da an NMND Thai Binh 2

20 246/NQ-XLDK 26/4/2018 Nghi quyet ye viec chap thuan cong tac can bO/ Nfued dai dien phan von eta PVC tai Cong ty CP Dau tu Ha tang vit. Do thi Diu khi (petroland)

21 247/NQ-XLDK 26/4/2018 Nghi quyet ve viec nei dung chuang trinh Dai hOi ding co ding tine:mg nien nam 2018 cea Cling ty Cp DL khi Deng Do (PVC - Deng Do)

22 249/NQ-XLDK 26/4/2018 Nghi Tyet ve viec nei dung chucmg trinh Dai hei ding co (long thueng Men nam 2018 cea Cong ty CP Diu tu ha tang va Do thi Dau khi (Petroland)

23 254/NQ-XLDK 2/5/2018 Nghi quyet ve viec chap thuan che truang chua thanh 15, xe 6 to Toyota Camry, BKS 30K-2825

IN 4Y

3

STT SO van ban Ngiy VB NOi dung

24 255/NQ-XLDK 2/5/2018 Nghj qu,y& ye viec chip thuan b6 nhiem lai Ph6 Tong A A Giam doc Tran Quoc Hoan

25 257/NQ-XLDK 2/5/2018

Nghj quyet ve viec chap thu* i de Ngubi dai dien phan von cim PVC tai cling ty,CP Thi cong Ca gioi va Lap may Dau khi bieu quyet thong qua viec thoi gift chirc UST vien HDQT Cling ty

26 273/NQ-XLDK 9/5/2018 Nghj quyet ye viec nei dung chuang trinh DO hQi d6ng co dong thuimg then nom 2018 dm COng ty CO phan Dau tu va Thucmg mai Dau kill Thai Binh

27 274/NQ-XLDK 9/5/2018 Nghi quyet ye viec chAp ti* Idt, en town cong tic can be/ Ngubi dai dien phan von city PVC tai C8ng ty Co phan Thiet bj Nei ngoai that Dau khi

28 277/NQ-XLDK 9/5/2018 c c Nghj quyet ve vi'ec chap thuan hen town cong Man

be/ Ngubi dai dien phan von dm PVC tai Cling ty Co phan Tranp tri nei that Dau khi

29 285/NQ-XLDK 11/5/2018

Nghi quyet ve viec dieu chinh giam pham vi cong viec dm PVC-Binh San tai Hup dOng XDO5/2016/SH1-PVC-PVC.BINHSON - Du an NMND Song Hau 1

30 296/NQ-XLDK 21/5/2018

Nghi quyet ye viec chap thu.in chit truang trien khai thuc hien thit tic tiep nhan va gioi thieu can be, tai COng ty CP Dau tu Kay dung Thuang mai Dau khi - Idico

31 302/NQ-XLDK 25/5/2018 Nghi quyet ve viec chap thub kien town cong tic can be/ Ngubi dai di,en phan von dm PVC tai Cong ty CP Dau tu va Kay lap Dau kill Sai Gbn ( PVC- SG)

32 312/NQ-XLDK 31/5/2018 Nghi guy& ye viec chip thuan Iden town cong tac can be/ Ngubi dai dien phan yen cim PVC tai Cong ty CP Dau tu Xay dung Dau khi Duyen Hai

33 313/NQ-XLDK 31/5/2018 Nghi quyet ye viec chap thuan thoi gift chic PM giam d6c Ban diet' hanh cac Du an dm PVC tai Phia Nam &Si vai Ong Nguyen NgQc Bao

34 321NQ-XLDK 4/6/2018 Nghi wet ye viec chap thuan de Ngubi dai dien phan von dm PVC tai PVC - Binh San thuc hien sap xep, Icien town mo hinh to chirc cim don vi

35 322/NQ-XLDK 4/6/2018 Nghj quyet ye viec chap thuan chit truang ban thanh , • • • ly xe 8 to bin ldem soot 30N-1643

36 324/NQ-XLDK 4/6/2018 Nghi quyet ye viec chip thuan chit truang thotii pith' von gOp dm TOng cong ty tia Cong ty Cp Kay dung COng nghiep va Dan dung Dau khi (PVC-IC)

37 336/NQ-XLDK 8/6/2018 Nghj quyet ye viec nei dung chucmg trinh Dai hei dong co dong thubng nien nom 2018 dm C8ng ty CP Ket cau kim loai va lap may Dau khi

4

STT SO van ban Ngiy VB NOi dung

38 342/NQ-XLDK 13/6/2018

Nghi quyet vt viec th8i lam Ngubi dai dien quan 1ST phan' von, thoi Jam thanh vien H6i ding quan trix - Chn. tIch HOi dung quan tri C8ng ty CP Dau to Dau khi Nha Trang

39 345/NQ-XLDK 14/6/2018 Nghi quyet ye viec chap thuan kien town cong tac can b6/ Ngu6i dai dien phan von cua PVC tai C8ng ty CP Ket cau Kim loci va Lip may Dau khi

40 356NQ-XLDK 19/6/2018 Nghi quyet ve viec chap thuan kien toan cong tac can b6 Cong ty CP Xay lap Duang Ong Be chira DL khi

41 352/NQ-XLDK 18/6/2018 Nghi quyet ye viec nOi dung chucmg trinh Dai h6i ding co dong,thu6ng nien nam 2018 dm Cong ty CP Du6ng Ong be chira Dau khi

42 375/NQ-XLDK 22/6/2018 Nghi quyet Dai heli ding co ding thutniF nien nam 2017 Ding cong ty CO phan Xay lap Dau khi Viet Nam

43 388NQ-XLDK 28/6/2018 Nghi quyet vt viec chap thu* i kien town con tic can b6/Ngu6i dai dien phan von cua PVC tai Cong ty CP Xay dung Citing nghiep va Dan ding Dau khi

44 09/QD-XLDK 5/1/2018

Quyet dinh ve viec phe duyet Ket qua lira chon nha thau Gni than. "Cung cap vat to Ong luOn cap HDPE va cac phi kien Ong thu6c Ductbank" du an NMND Thai Binh 2

45 10/QD-XLDK 5/1/2018

Quyet dinh ve viec phe duyet ket qua Iva chon nha than Gni thau "Cung cap cap quang va phv kien tir Nha dieu khien Trung tam ra tram born nu& lam mat" Dv an NMND Thai Binh 2

46 11/QD-XLDK 5/1/2018 Quyet dinh ye viec kien town than sv Ban chi dao Tai co cau va XirlST nq dm Tong cong ty

47 13/QD-XLDK 8/1/2018 Quyet dinh ye viec huSr thau g6i thau "Cung cap binh chira N2/ CO2, van va cac phv kien" dv an NMND Thai Binh 2 ( du thau ran 2)

48 19/QD-XLDK 10/1/2018 Qpytt dinh ve viec phe duyet Quy the quan 15r phan von cua Ding COng ty CP Xay lap Dau khi Viet Nam dau to vao Doanh nghiep khac

49 34/QD-XLDK 17/01/2018 Quyet dinh ye viec phe duyet Ice hoach lva chon nha thau gni thau "Cung cap dich vµ bao ve cong trinh giai down 3" - Dv an NMND Thai Binh 2

50 42/QD-XLDK 22/1/2018

Quyet dinh ve viec phe duyet Ke hoach lva chop nha thau goi thau "Cung cap binh chfra khi N2/ CO2, van va de phi kien" Dv an NMND Thai Binh 2 ( du thttu lan 3)

1l

51 P

1

STT SO yin ban Ngay VB Ni dung

51 52/QD-XLDK 24/1/2018 Quyet Binh ye' viec Ile nhiem 10 Ong Nguyen Van Dong gift chirc Ph6 Tong giam doc Tong cong ty

52 53/QD-XLDK 25/1/2018 Quyet djnh ye viec dieu deng va be nhiem can be dei viii Ong Nguyen Dire Dat gift chirc Ph6 Tong giam dec Ding cong ty

53 54/QD-XLDK 25/1/2018 Quyet djnh ye viec be nhiem 8ng VD. Minh Cong gift • chtic Ke toan true:mg Tong cong ty

54 55/QD-XLDK 25/1/2018

Quyet dinh ve viec phe duyet Ice hoach lira ch9n nha thau goi than "Cung cap vat to Thep tam, thep hinh, thep cac loaf" de cung cap cho PVC-MS va PVC-Deng Do th9rc hien tai met so hang mvc thuec Dv an NMND Thai Binh 2

55 63/QD-XLDK 26/1/2018 Quyet djnh ye viec sap nhap Ban Ke hoach - Dau to va Ban Tai ca cau & Xu Vr rig thanh Ban Ke hoach Dau to va Tai ca eau trirc thuec TOng cong ty

56 64/QD-XLDK 26/1/2018 Quyet Binh ye viec sap nhap Ban to chin Nhan sir va Van phong Tong cong ty thanh Ban TO chirc - Hanh chinh trirc thuec Tong cong ty

57 65/QD-XLDK 26/1/2018 Quyet djnh ye viec sap nhap Ban Kinh to - Thucmg mai va Ban kyr thuat An toan thanh Ban Kinh to - icy thuat trirc thuec Tong ding ty

58 66/QD-XLDK 26/1/2018 Quyet djnh ye viec dieu chinh chirc nang nhiem v9. Ban Tai chinh Ke toan- Kiem toan trirc thuec Ding cong ty

59 77/QD-XLDK 30/1/2018 Quyet dinh ye viec phe duyet va ban hanh Quy the , x • lam viec tam th6i cila WA dong quan tri Tong cong ty

60 90/QD-XLDK 31/1/2018 Quyet djnh ye viec mien nhiem chirc vv Pho TOng giam dec Tong cong ty dei vai Ong Nguyen Duyen Hai

61 93/QD-XLDK 1/2/2018 Quyet dinh ye viec giao nhiem vv cho Ong Nguyen Huy Hoa

62 96/QD-XLDK 2/2/2018 Quyet toan ve viec phe duyet phucmg an thodi phan von g6p cfta PVC tai Cong ty Cp Bat dOng san Xay lap Dau Ichi Viet Nam

63 97/QD-XLDK 2/2/2018 Quyet djnh ve viec phe duyet Ke hoach lira chon nha thau gei that' "Vat to Ong luen cap thep va phi kien Ong" Dv an NMND Thai Binh 2

64 103/QD-XLDK 5/2/2018 Quyet djnh ye viec Icien toan nhan sir Ban chi dao Tai ca cau va Xir 1S, nq cfta Tong cong ty

65 105/QD-XLDK 6/2/2018 Quyet dinh ve viec ?he duyet va ban hanh Quy the tra hrcmg Ca quan Tong cong ty CP Xay lap Dau Idft Viet Nam

66 110/QD-XLDK 8/2/2018

Quyet djnh ye viec File duyet m6 hp rmic tin dung cua C8ng ty me - Tong cong ty CP Xay lap Dail lchi Viet Nam tai Ngan hang TMCP Dau to va Phat then Viet Nam- Chi nhanh Ha Tay ( BIDV - Ha Tay)

25

IC

DA NI •

A+

6

STT SO vin bin Ngiy VB NOi dung

67 120/QD-XLDK 12/2/2018 Quyet dinh ve viec dieu chinh lucmg claim danh d6i voi cac chirc danh quan 15r Ting ding ty CP Kay lap Diu khi Viet Nam

68 122/QD-XLDK 22/2/2018

Quyet dinh ve viec phe duyet Kt hoach lva chQn nha than gai thau ' Cung cap grating va phv kien': gai thau ' Cup cap bu lOng mang va Bu long cac loar de cung cap cho PVC - MS thvc hien tai met s6 hang mvc ding trinh thuec der an NMND Thai Binh 2

69 124/QD-XLDK 26/2/2018

Quyet dinh ve viec phan cong nhiem vv phi trach met s6 rinh vxrc chuyen mon va giam sat host deng cua Tong cong ty CP Xay lip Dau khi Viet Nam cho cac thanh vien Hei ding pan tri

70 125/QD-XLDK 26/2/2018 Quyet dinh ve viec bi sung phan cap de thvc hien Hap ding EPC Dv an NMND Thai Binh 2

71 128/QD-XLDK 1/3/2018 Quyet dinh ye viec cham dirt hieu lvc hoc thu hii van ban

72 145/QD-XLDK 9/3/2018 Quyet dinh ye viec thanh lap Ban t6 chirc Dai NI ding co ding thuang nien nam 2018 cita Ting cong ty CP Xay lap Dau khi Viet Nam

73 147/QD-XLDK 9/3/2018 Quyet dinh ve viec phe duyet Ke hoach lva chQn nha thau Goi thau "Cung cap dich vv chay thin nha may" dv an NMND Thai Binh 2 ( dau thau Lan 3)

74 156/QD-XLDK 14/3/2018 Quyet dinh ye viec thanh lap TO cong tac thoai phan von g6p cim Ting cong ty tai cac don vi thanh vien giai down 2018-2020

75 157/QD-XLDK 14/3/2018 Quyet dinh ye viec phe duyet met so nei dung chinh Phi lvc bi sung so 28 Hop ding EPC so 9256/HD-DKVN - Dv an NMND Thai Binh 2

76 181/QD-XLDK 29/3/2018 Quyet dinh ve viec phe duyet quyet toan chi phi pan 1ST Ca quan TOng cong ty nam 2017

77 182/QD-XLDK 29/3/2018 Quyet dinh ye viec phe duyet dv toin chi phi quan 1S, „ , ; ; Tong cong ty nam 2018 cua Ca quan Tong cong ty

78 200/QD-XLDK 11/4/2018 Quyet dinh ye viec thoi gift chirc trq 15r Hei ding

at . Tong cong quart Tong cong ty d6i yeti Ong Le QuSr Giang

79 201/QD-XLDK 11/4/2018 Quyet dinh v'e viec giao nhiem vv cho Ong Nguyen Hoai Nam

80 202/QD-XLDK 11/4/2018 Quyet dinh ye viec giao nhiem vo cho Ba Nguyen Thi Thu Thus,

81 203/QD-XLDK 11/4/2018 Quyet dinh ve viec phe duyet phuang an dinh bien lao Ong ca quan TCT nam 2018

82 250/QD-XLDK 26/4/2018 Quyet dinh ve viec thay dOi Nguai doi dien OM yin cita PVC tai Cong ty CP Dau tu Ha tang va DO thi Dau khi

83 292/QD-XLDK 17/5/2018 Quyet dinh ve viec thay dii Nguai dal dien plan von circa PVC tai Cong ty Cp Trang tri nei that Dau khi

84 304/QD-XLDK 25/5/2018 Quyet (Anil ye viec thay dii Nguai dai dien phan von cfta PVC tai Cong ty CP Dau tu va Xay lap Dau khi Sai Gen

7

STT Si van bin Ngay VB NOi dung

85 311/QD-XLDK 31/5/2018 Quyet dinh ye' viec b6 nhi6m lai Ong Tran Qu6c Hoan Ph6 T6ng giamd6c Tong ding ty

86 314/QD-XLDK 31/5/2018 Quyet Binh ye viee giao va phan b6 1ai ty 16 phan von cua PVC cho Ng&I 4i din phan van PVC tai Cong ty CP Diu tu Xay 1ap Dau khi Duyen Hai

87 346/QD-XLDK 14/6/2018 Quyit dinh ye vi6c giao va phan b6 lai tS, 16 phan von gop ciia PVC cho, Ngu6i dai di6nyhan vim PVC tai Col ty CP Kit cau Kim loci va Lap may Dan khi

88 385/QD-XLDK 27/6/2018

Quyet dinh ye vi6c pile duy6t chap thuan dm d6i, gia han hi6u lixc cna thu bao lanh thvc hi6n hop dang so • MD 18011836560 ngay 18/1/2018 4 an NMND Song HO 1

89 389/QD-XLDK 28/6/2018 Quyet dinh ye vi6c thay d6i Ngu6i dai din phan yen ciia PVC tai Cong ty CP Xay Ong C6ng nghi6p va Dan dnng Dan khi

Ill. Ban kiem snit:

1. Thong tin ve thinh vien Ban Kiem soat (BKS):

S Thanh vien BKS Chfrc vy

Ngiy bit diu/Idiong

con li thinh va n BKS

hyp BKS tham dg

SO buii LY

tham dy l'Sr 14 h9P

do khong

tham dg h9P

1 Ong Vu Trung Quiic Minh Trdmg Ban 22/06/2018 01/01 100%

B6 nh4m tir new

22/06/2018

2 Ong Luu Thic Huang Tnrang Ban 22/06/2018 02/02 100% Mien

nhiOm ngay 22/06/2018

3 BA Trill Thj Trang Thant' vial 03/03 100%

4 Ong Ma Xuan Nam Thanh vial 03/03 100%

2. Hoot dOng giam sat cua BKS d6i vai HDQT, Ban Giam d6c dieu hanh va c6 dong:

2.1. Ket qua giam sat doi vai hoot d6ng cua HOi citing quan tr.!:

- HOi ding quan tri PVC da trien khai thuc hien nghiem tic cac Nghi quyet Doi hOi dOng co (tong nam 2017. HDQT da ban hanh cac Nghi quy6t, guy& dinh lien quan den hoot &Ong san xuat kinh doanh, dau tu xay dkmg, cong tic tai cau true va t6 chirc nhan su theo dung quy dinh tai dieu dm PVC, quy dinh cua Phap lust.

- HDQT di thuc hien tot vai tr6 chi dau, giam sat va ho trg Ban Tong giam d6c trong viec dieu hanh hoot &Ong san xuat kinh doanh dm PVC.

- HDQT thuc hien nghiem tuc viec tai ciu tr6c, sap xep lai hoot dOng san xuat kinh doanh dm PVC, dang thai khong ngirng tim kiem ca hOi dau tu mai nham 6n dinh va phat trien cho PVC.

2.2. Ket qua giam sat cac hoat dang cila Ban Tang Giam doc: - Ban T6ng giam d6c da trien khai thyc hien cac Nghi quyet, quy& dinh cua

HDQT kip than, dOng thai co the bien phap dieu hanh can !hiet de khic phuc nhang khe khan, ton tai trong hoot d6ng san xuat kinh doanh 6 thang dau nam 2018.

8

- Ban tang giam dtc thuc thuc phan cong nhiem vi res rang, co the cho tong (rang chi phi trach theo tong linh vuc. Thutmg xuyen t6 chirc hop giao ban, ri soat danh gia ket qui theo ding giai doon, timg du an, tong bang mic du an tren cong truOng. Trong qua trinh trien khai thuc hien, voi tong tinh huong va nhiem vi phat sinh tai du an, linh vuc, tai cac cong ty chi phoi, Ban Tong giam &Cie deu c6 su ban bac, thong nhat va phan cong xir V/ kip thoi, dim bao dat hieu qui mOt cach cao nhat.

-Ban tang giim dec lim viec thutmg xuyen yeti cac don vi thanh true thuOc de kip th&i chin chink cac hoat dOng san xuat kinh doanh theo dfing dinh huang chung, giii quyet kip thtri cac kh6 khan vutmg mac trong qua trinh hoat dOng SXKD va dau to cua timg don vi.

- Hang thing, hang quy Ban Tang Aiam dec thuc hien ri soat cac nhiem vi da giao, chi dao de Ban chuyen mon/ Ban dieu hanh du an/Chi nhanh thuc hien cac giii phap nham thao ger kh6 khan, ton tai trong hoat clOng san xuat kinh doanh dm PVC va cac don vi thanh vien..

2.3. Doi \red c6 dong: - Ban Kiem soat da co bao cao giri Dai hOi c6 &Ong thutmg nien 2018 thong qua

bio cao hog &Ong dm Ban kiem soat, thit lao cua Ban Kiem soat nam 2017 va ke hoach hoot Ong dm Ban kiem soat 2018.

- Doi von co dong lan nhat li Tap (loan Dau khi Viet Nam, Ban Kiem soat dau co bao cao dinh kSr hang quy/nam va bao cao dOt xuat khi Tap Doan yeu cau BKS da girl dung theo nOi dung vi th&i han quy dinh

3. Su phti hop hoat dOng gift BKS dti vii hoat dOng cua HDQT, Ban Giim dtc dieu hanh va cac can bO quan1S, khac:

- Ban kiem soat da phoi hop chat the vii HOi daug quin tri, Ban Tang giam dec trong viec thuc hien chirc nang nhiem vi ducfc giao, ph6i hqp trong hoat &Ong kiem tra, giam sat theo quy dinh.

- HOi dang quan tri vi Ban Tang giim dec da hop tic vi too dieu ld'en thuan loi de Ban Kitm soat thuc hien nhiem vi cua minh, nhu viec cung cap cac thong tin tai lieu, dr cac can b6 phoi hop lim viec vii Ban kiem soat khi co yeu cau, HOi (long quan tri vi Ban

Giam Doc da. too dieu kien cho Ban Kiem soat tham gia cac cuOc hop cua HOi (long quin tri, cac cuijc hop dm Tang cong ty.

- Ban kiem soat da thong bao cho HOi clang quan tri, Ban Tang giam dec ve ke hoach kiem tra, kitm soat trong nam, ph6i hop vii cac Ban chirc nang cua TOng cong, ty trong viec kiem tra, kiem soat hoat dOng cua cac dun vi thanh vien vi bao cao ket qua cho HDQT ducic biet.

- Dinh IcS/ hang quy Ban kiem soat lap bao cao kiem tra giam sat quy, nam giri Tap doin Dau khi Viet Nam dong thtri giri tai HOi dong quart tri va Ban TOng giam dew PVC.

IV. Dao tpo ve quan tri cong ty: Cie khoa dio tao ye quan tri ding ty ma cac thinh vien HDQT, thanh vien BKS,

Ping Giam doc dieu hinh, cac can b6 quan ly khic vi Thu 14/ cong ty da tham gia theo quy dinh ye quin tri cong ty:

- Tham gia khea dao tao "on thi kiem toan vien" de tham gia thi cap Chung chi hinh nghe kt toan vien do Cong ty Me (Tap doer' Dau khi Viet Nam) phoi hop yeti HOi ke toan t6 chirc (tit thing 6/2018 - thing 8/2018).

- Tham gia lop dio tao "danh gia vien nOi bO ISO 9001: 2015 (tir ngay 23/5/2018 -25/5/2018).

9

V. Danh sich ve ngir61 c6 lien quan ciia cong ty niem yet theo quy djnh tgi khoin 34 Dieu 6 Lust Ching khoin (Bio cio 6 thing/ lam 2018) vi giao (Itch cfia nguiri do lien quan pia Cong ty vii chinh Cong ty:

1. Danh sach ye ngutri có lien quan cua cong ty:

STT Ten ti chile/co nhan

Thi khoan

giao dick chug khan

(nen c6)

Chfrc vy to cong ty

(nen c6)

S6 May NSH*, new cip, not cap NSH

chi try str cm nh/ Dia chi lien he

Thai x ,s, diem be dh Is

ngirtri c6 lien

quan

ThaiDia diim among con la

nguiri co lien quan

14 do

I Itai NgQc Thing Chu tjch HDQT

001069000855, cap ngay 14/5/2014, ttti Ha Nei

1 Hui Ngoc Minh 010197945, cap ngiy

06/12/2004, to Ha NOi

2 Le Thi fch 010197763, cep ngay

06/12/2004, tai Ha NOi

3 Hai Ngcm Dung 011702892, cap ngay

02/02/2012, Mi Ha NOi

4 Bai H6ng Lan 011624813, cap ngay

12/11/2004, mi Ha Nei

5 Bai Kim Dung 010451047, cap ngay

27/03/2000, tai Ha Nei

6 Bai Hong Van 010208305, cep ngay 08/9/2009, to Ha NOi

7 Nguyin Thj Thu Hang 011796642, cap ngay

14/05/2007, t0i Ha Nei

8 Hui Ngyc Hien 001099001551, cap ngay

14/5/2014 Mi Ha NOi

9 Hui Ngyc Trung 001200014536 cap ngay

17/7/2015 t0i Ha Nei

II Bed Ngyc Hung Thi vien

HDQT 011735694, cap ngity

23/01/2007, tai Ha NOi

1 Hui Dic Truyen 010318546, cap ngay 09/9/2002, tai Ha NOi

2 Nguyin Thj Tuyet Loan

010645584, clip ngay 24/3/2003, Mi Ha NOi

3 Bili Thj Thanh Huy & 011265387, cep ngay 19/6/2002, tai Ha Nei

4 Hui Ngcm Huy 012116739, cap ngay 11/4/1998, tai Ha Nei

5 Hui Dic Hoang 011894275, cap ngay 09/9/2002, tOi Ha NOi

6 Duong Thi Thy Duong

011793472, cap ngay 26/6/2008, tai Ha Nei

7 Bili Duong Hoang Minh

013678078 cap ngay 17/12/2013 Mi Ha NOi

8 Hui Minh Anh Con nh6

M Nguyin Dinh The Thrinh vien

HDQT ldem TGD

040061000268, cap ngay 13/7/2017, tai Clic canh sat QLDKDLQG

ye dan cu

1 Hoang TN Tam 187117401 cap ngay 25/2/2007, tai Nghe An

2 Vircmg Thj Lan 273479348 cap ngay

25/12/2007, tai BA Ria Vang Tau

10

STT Ten t6 cluIrckg Whin

TM khoin

giro dich chOug khoin

(nett c8)

Chit vy Mi c8ng ty (du c6)

S6 Giey NSH*, ngby cap, noi cep NSA

Dia chi try sfr chink/

DM chi lien he

Thbi diem bet

Ai la la-u "6 ngobi co

lien quan

Thai diem

hhihig con lb ngteri c6 lien quan

Lf do

3 Nguyen Vuang Huy 2734344635 cap ngay 29/4/2009 tai Ba Ria,

Vung Tau

4 Nguygn Dinh Hoang -

5 Nguygn Dinh My 180765993 cap ngay

16/3/1997 tai Nghe An

6 Nguygn Thj Quy 180765959 cap ngay

20/10/1998 Mi Nghe An

7 Nguygn Dinh V$+82109224 1 cap nwly

06/12/2001 tai Nghe An

8 Nguygn Dinh Ky 273225998 cap ngay 29/7/2004 tai Ba Ria

Vang Tau

N Pham Hang LInh

Thanh vien dOc lap HDQT

044057000046 cap ngay 26/4/2016 tai Cyc cash sat DKQL cu tra va DLQG vg din cu

Th8i lam Thinh vien dOc lap HDQT ttY ngay 22/6/2018

1 Pham Kinh 190737857 cap ngay 13/7/2009, tai Quang

Binh

2 Pham Thi Thay Van 273124854 cap ngtly

07/8/2010, tai Ba Ria- Wing Tau

3 Pham Dai San lam viec Mi singapore

4 Pham H6ng Phi 76515147 cap

ngay15/2/2010 , Hoc vien Lyc Quin Da Laic

5 Pham H6ng Ky 011452878 clip ngay 31/7/2007, tai Ha NOi

6 Pham Thj H6ng Hai 273164718 cap nay

20/10/2000, tai Ba Ria- yang Tau

7 Pham Thi Thanh Thu), 190790435, cap ngay 18/9/2009, tai Quing

Binh

V Plipm Orang Thinh vien

dOc lap HDQT

271381813 cap ngay 27/5/2005 tai CA Tinh BA Ria- Wing Tau

1 Nguygn Thu Thay 020295638 cap ngay 07/4/2005, tai TP.HCM

2 Pliant Dan Tien 024719167 cap nay 24/6/2009, tai TP. HCM

3 Pham Chi Minh 025336778 cap ngay 30/3/2013, tai TP.HCM

4 Pham Dinh Chi 271951165 cap ngay 10/5/2005, tai D6ng Nai

5 Pham Dinh Ky 022760862 cap ngay 17/7/2013, tai TP.HCM

6 Pham Thi Quyen 273551967, cap ngay 03/3/2012, tai Ba Ria-

Vung Tau

XI

11

STT Ten t6 ch(rc/ca Whin

Thi khoin

giao dich ch(rng khoin

(du c6)

Char vy tai ding ty (nau c6)

S6 Giay NSH*, ngity clip, Ind cap NSH

Dia chi try sir chinh/ Din chi lien h

Thtri diem bit

dau Itt ngutri co

lien quan

Thtri diem

khong con lit

ngtrtri c6 lien quan

Lf do

VI Nguyen Qu6c Tulin Thanh vial

dt5C lap HDQT

026058000010 cap ngtty 26/9/2014 tai Ha NOi

Thanh vien dec lap HDQT tir ngay 22/6/2018

1 Nguyen Thi Se 2 Nguyen Thj Khuyen

3 Nguyen Thi Bich Luyen

017041981

4 Nguyen Thj Dieu Can

5 Nguyen Thj Huyan Sam

6 Nguyen TA:mg Khang 026047000229

7 Nguyen Van Thanh

8 Bui Thi Mai Lien C4673936

9 Nguyen Thi Phuang Anh

B2039658

VII Tan Qu6c Holm Ph6 Tang giam d6c

012130716, cap ngay 28/7/2011

1 Trail Quf DOn 010025344, cap ngay

28/7/2011

2 Phan Thi Thant' 012975982, cap ngay

28/7/2011,

3 Iran Qu6c Toan N1132781, cap ngay

19/10/2007

4 Trill Thj Tuyat 186944298, cap ngity

23/9/2007

5 Tran Thj Mai 012524940, cap ngiy

02/8/2002

6 Trail Thi Hoa 011728363, cap ngay

28/3/2012

7 Nguyen Thi Anh 012975981, cap ngay

28/7/2011

8 Tran Nguyen Hue Linh

_

9 Tran Nguyen Ngoc Minh

..

VIII Nguyin Van Dbng Ph6 Tang giam d6c

011095744, cap ngay 16/6/2005, tai Ha NOi

1 Nguyen Thi Hanh 210452494, cap ngay

18/9/2010, tai Binh Dinh

2 Nguyen Thj Phfic 210385018, cap ngay 25/11/1998, tai Binh Dinh

3 Le Thi Hai Yin 011739476, cap ngay 24/8/2004, tai Ha NOi

4 Nguyen Thj Hog Thu 012741037, cap ngay 25/8/2004, tai Ha NOi

5 Nguyen My Linh 013318312, cap ngay 05/6/2010, tai Ha NOi

:NG

12

STT Ten t6 chtit/ca nhan

Thi khoin

giao dick chtfng khoan

(du c6)

Ch*c vy Mi ding ty (neu c6)

S6 Giey NSH*, ngity clip, nai clip NSH

Dia chi

try sof chink/ DM chi lien he

Thai diem bit dAu idt

nguti c6 lien

quan

Thbi diem khang con la

ngutri c6 lien quan

14 do

IX Nguyen Duyen Hai Ph6 Tang giam &tic

011634345, cep ngay 09/9/1998, tai Ha NOi

Thai Ph6 tang giam doc t6 new 01/02/2018

1 Nguygn Thi Doan 012175557, clip ngay 19/12/1998, tai Ha NOi

2 Nguygn Hai Ly 012266606, cep ngay 27/8/1999, tai Ha NOi

3 Nguyin Hai Ly 012238960, cap ngay 26/6/2010, tai Ha NOi

4 TrAn Kim Oanh 012436389, cep ngay 19/4/2001, tai Ha Nei

5 Nguygn Huy Lan -

6 Nguygn Thi Thuy Ducmg -

X Nguyen Trung Tri Ph6 Tang giam difoc

380940427, cAp ngay 10/4/2002, tai Ca Mau

1 Pham Thi Thu 380087834, cep ngay 14/01/2008, tai Ca Mau

2 Nguyen Trung Nhan 380834006, cap ngay 30/6/2000, tai Ca Mau

3 IA Tan Phucmg Dao 385269265, cap ngay 10/11/2001, tai Bac Lieu

4 Nguygn U Thien - 5 Nguygn Trung Hung -

XI Bui Tien Thank Ph6 T6ng giam d6c

131299633, cep ngay 16/7/2003, tai Phil Th9

1 Bill Tien Lit 090118172, dip ngay 30/8/1978, tai Thai Nguyen

2 Trinh Thi Qujr 090170768, cap nety 12/9/1978, tai Thai Nguyen

3 Bill Thi Van Hai 132288121, cAp ngay 03/3/2012, tai Phil Thp

4 Bill Minh Haa 090654809, cep rigay 10/12/2005, tai Thai Nguyen

5 Bili Quang Nam

6 1.,6 Thi Thoa 013096137, cep ngay 06/12/2008, tai Ha Nei

7 Bui Thi Hang Van - 8 Bui Le Thu Ha - 9 Bui Le Ki4u Anh -

XII Nguyen Thank Binh Ph6 T6ng giam d6c

194045185, cep ngay 10/10/2009, tai Quang Binh

1 Hoang Thi Hang Sum 194364882 cep ngay 5/5/2005 tai Quang Binh

2 He Lan Phtrcmg 11831412, cep ngay 10/10/2009 tai Ha Nei

3 Nguygn Minh Hoang C3679056, 20/7/2017 do

cyc man 1S, xuet nhap canh cep

13

STT Ten a chfrc/ca nhan

Thi khohn

gran dick chfrng khotin

(n6u c6)

Char v y 4i cong iy (au ca)

Si Giity NSH*, nghy cip, not cap NSH

; Dia chi try sof

c hin hi

Dia chi lien he

Thiri dam bit

diu la nratti CO

lien quan

Thai dam kh8ng can lit

ngutri CO lien quan

Lf do

4 Nguygn Viet Ming C1239196, ngay

29/1/2016 do cuc quan 1ST

'mat nhAp canh cep

5 Nguygn Hoang Minh 194097566, cap ngay

12/12/2012 tai QilAng Blnh

XIII Nguyin Brit Dyt T

PM dog giam

273637832 cap ngay 16/10/2012 tai BA. Ria -

Vfmg Tau Pha tang giam d6c tlY ngay 25/01/2018

1 Nguygn Thi Loan 273644535 cap ngay 22/11/2014 tai Ba Ria

Vfmg Tau

2 Phan Thi Hien Dieu 230603847 cap ngay

29/04/2002 tai Gia Lai

3 N guygn Phan Dieu Linh

Can nha (SN 2008)

4 Nguygn Dim Phan Anh

Can nha (SN 2016)

5 Nguygn Thi Thanh Xuan

012182910 cap ngay 15/11/2012 tai Ha Nei

6 Nguygn Thi Thank Huang

Dinh cu tai nuac ngoai

7 Nguygn Thi My Trang 163037188 cap ngay

05/01/2007 tai Nam Dinh

XIV VC Minh C8ng Ke toan trutmg TCT

036079004559, cap ngay 19/6/2017, tai Cuc canh sat DKQL cu tra va

DLQG ye den cu

K6 toan twang tir ngity 25/01/2018

1 Deng Thi Thank NhA 031175068 cap ngay

08/08/2005 tai Hai Phang

2 Vil Quang Vinh 162039911 cap ngay

14/6/2010 tai Nam Dinh

3 VA Quang Chieu 162047583 cep ngay

20/01/2010 tai Nam Dinh

4 Trjnh Thi Chien

va Thi Lan Phucmg 162091616 cAp ngay

5 22/12/2008 tai Nam Dinh

6 VA Anh Dirt 163014763 cap ngay

01/11/2006 tai Nam Dinh

XV Lint Die Hohng Tnrong Ban KS

013413074, cap ngay 07/4/2011, tai Ha Nei

Thai Tnning ban 1Kiem sok tit ngay 22/6/2018

1 Luu Dirc Que 194364780, cep ngay 08/4/2005, tai Quang Binh

2 Nguyen Thi Bich NhAt 194395671, cap ngay 08/3/2006, tai QuAng Binh

3 Nguygn Hoing Le Na 013413073, cap ngay 07/4/2011, tai Ha Nei

4 Urn Ha Anh - 5 Luu Dim Anh -

6 Ltru Thi Khanh Giang 194045211, cep ngay 24/4/2013, tai Quang Binh

14

STT Ten t6 chilt/ca nhan

Thi khoin

giao dick chilug khoan

(niu c6)

ChiIt vy f.i cling ty "In , (neu c6)

S6 Giity NSH*, nghy cep, nvi clip NSH

Dia chi try se• chtith 1

Dia chi lien h$

Thhi dam bit

diu lb ngutti c6

lien quanlien

TWA dam khong can la

nguhl c6 quan

L do

7 Luu TM Lan Phucmg B3759034, cap ngay

22/2/2010, tai Clic quan ly XNC

8 VO Thi Lan Phuong 162091616 cap ngay

22/12/2008 tai Nam Djnh

9 VO Anh Dix 163014763 cap ngay

01/11/2006 t0i Nam Djnh

XVI VII Tryng Qu6c Think

Truong BKS

027068000185 cap ngay 03/10/2017 tai Ha NOi

Truong ban Kiem soit tir ngay 22/6/2018

1 Vii Trong 'Chang 027038000002 cap ngay 30/11/2012 tai Ha NOi

2 Tan T6 Lan 011419546 cap ngay 7/3/2013 tai Ha NOi

3 Vii Trong QuOc Hung 0270600000079 cap ngtty

15/12/2015 tai Ha NOi

4 VO Thi KfinDwig 011875578 cap ngay 21/4/2010 tai Ha NOi

5 WI Trong Nguyen Hong

012263924 cap ngay 26/11/2013 tai Ha NOi

6 VO Thi Thu Hien 011872875 cap ngay 26/6/2010 tai Ha NOi

7 VO Dirc Huy 001097000189 cap ngay 30/05/2013 tai Ha NO!

XVII Trin Thi Trang Thanh vien

BKS 162670331 cap ngay

16/01/2002 tai Nam Djnh

1 Trap Minh Hien 162008784 cap ngly

18/03/2005 tai Nam Dinh

2 Tan Thi Thu)/ 162695731 cap ngay

03/6/2002 tai Nam Dinh

3 Trait Thi Chi 162872214 cap ngay

17/12/2004 tai Nam Dinh

4 Tan Van HO 012985283 cap ngay

15/6/2007 t0i Nam Dinh

5 Nguyen Nggc Lan 012281021 cap ngay 17/9/2009 tai Ha NOi

6 Nguygn Gia Minh Con nho

7 Nguygn Nhat Minh Con nhe

XVIII Ma Xuan Nam Thimh vien

BKS 011254606 cap ngay 30/3/2013 tai Ha nOi

1 Hira Kong LuOn 011701322

2 Hira Thi Huang 033158000022, cap ngity 25/10/2013, tai Ha NOi

3 Hira Thi Ljch 013220776, cap ngay 16/10/2009, tai Ha NOi

4 Hita Van Sang 012893630, cap ngay 18/09/2006, tai Ha NOi

5 Hira Xuan Sinh 011951264, cap ngay 01/11/2015,4i Ha NOi

6 Hoang136 Thank 011668080, cap ngay 17/01/2011, tai Ha N6i

9

15

STT Ten t6 chitc/ca nhen

Thi khoan

giao djch chaug khuau

(new c6)

Chun vy tai cong ty

(new co)

SO Gill), NSH*, ngly clip, noi dip NSH

t sty Dia chi

ry chin

du

Dia chi lien hg

z m Wi . • die Th6i

t la

ngutri c6 lien

quan

Thai diem khon_

6 con la ngudi c6 lien quan

4 do

7 Ilika Anh Quen - 8 Haa Holing Bito Ngan -

XIX Ng8 Thj Thu Hohi Ngual cong

b6 th8ng tin

011892215 cep nay 28/5/2010 tai Ha NOi

VO Thj Dung 1011448863 ngay

08/12/2005 2 Nguyen IChtinh Vy Con nh6 (2003)

3 Nguyen Hang Anh Con nhd (2007)

4 Ng& Thi Hue 036178001733 ngay

13/6/2016 tai CA quen Kien An, TP. Hai Pheng

5 Ng8 Quoc Tnreng 012028862 ngay

25/5/2007 tai Ha NOi

Ghi chu: SO Gay NSH*: SO CMND/HO chiiu (cloi vol ca nhan) hoac So GCN clang k) doanh nghiep, Giay phep hoot clOng hoac giay to phap ly twang ducmg (cloi yen to chtic)/NSH.

2. Giao djch gala ding ty vai nguoi co lien quan ci a cong ty; hoac gift ding ty voi ce doting lan, ngWri neti bq, ngutri co lien quan cl a nguoi nOi 1)0.

STT Ten t6

chirc/ca nhan M6i quan he lien quan vai

cong ty

NSH*, ngay

cap, nal cap NSH

Dja chi try sr:I chinh/ Dia chi lien he

Se Giay Quyet

Thai diem giao djch voi

deg ty

So Nfhi quyet/

di nh cua

DIIDCD/ FIDQT...

thong qua (new co, new id ngity ban hanh)

s6 lacing, ty le nem gilt c6 phi& sau

Ichi giao djch

Ghi

chi'

Ghi SO Gay NSH*: So CAEVD/HO chat! (cloi vei ca nhan) hoac So GCN clang 195 doanh nghiep, Giay phip hoot clOng hoac giely to phap 135 twang cluang (cloi vol to chac.

3. Giao djch girra ngutii nqi b0 ding ty niem yet, Teri co lien quan cl a ngutti nQi bi) voi cong ty con, cong ty do cong ty niem yet nam quyen kiem soat

Stt

Ngtrai thIrc hien giao dich

Quan he vdi n 6i gir nO i 1,0

Chirc At tai

CTNY

s6 CMND/HO chie ngay

, noi clip u,

cap

Dia chi

Ten cong ty con, cong ty do CTNY nEm guy& lam soft

TWA diem

giao djch

SE Mang, t

lO nem gilt c6 phial'

sau khi giao djch

Ghi chii

HI

16

4. Giao dich girra Ong ty vOi cac d6i tugng khac

4.1. Giao dich gift Tang, cong ty vai tong ty thanh vien HDQT, thAnh vien Ban Kim soat, Tang Giam doc dieu hanh da vi Bang la thanh vien sang lap hoac thanh vien HDQT, Tong Giam (lac diau hAnh trong thOri gian ba (03) nam troy lai day (tinh tai thoi diem lap bao cao).

4.2. Giao dich gift Tang cong ty vii cong ty ma nguoi co lien quan cua thanh vien HDQT, thAnh vien Ban Kiam soat, Tong Giam doc diau hAnh la thanh vien HDQT, Tang Giam doc diau hAnh.

4.3. Cac giao (Lich khac cua cong ty (nau co) co the mang lai lqi ich vat chat hoac phi vat chit doi vOi thanh vien HDQT, thAnh vien Ban Kiem soat, Tang Giam doc dieu hank

VI. Giao dich co phieu cua nguoi n(ii bq va nguei lien quan ciia ngwei

1. Danh sach nguoi not b0 va nguai co lien quan cua nguOi nOi 130

STT Hy tEn

Thi khoan giao dich

cluing khoin (nEu c6)

Char vy Ad cong ty (nEu c6)

S6 CMND/HO chiEu, ngily clip, not clip

Dia chi lien he

S6 hi& s

cO per

ham alai 14

11'14 s6 hfru c$ Ght

.A plum cuM ksT

.

cha

I Bui Ngyc Thing Chi' tich HDQT

001069000855, cap ngay 14/5/2014, tai HA NOi 0 0

1 Bui Ngoc Minh 010197945, cap ngay

06/12/2004, tai HA Nei 0 0

2 Le Thi ich 010197763, cap ngAy

06/12/2004, tai HA Nei 0 0

3 Hui Ngoc Dung 011702892, cap ngay

02/02/2012, tai HA NOi 0 0

4 BUi Hong Lan 011624813, dip ngay

12/11/2004, tai HA NOi 0 0

5 Bid Kim Dung 010451047, cap ngiy

27/03/2000, tai Ha NOi 0 0

6 Bail-1611g Van 010208305, cap ngay 08/9/2009, tai HA NOi 0 0

7 Nguygn Thi Thu Hang 011796642, cap ngay

14/05/2007, tai HA Nei 0 0

8 136i Ngoc Higu 001099001551, cap ngiy

14/5/2014 tai HA Nei 0 0

9 Hui Ngoc Trung 001200014536 cap ngAy

17/7/2015 tai Ha Nei 0 0

II Bpi Ngyc Hung ThAnh vien

HDQT 011735694, cap ngay

23/01/2007, tai HA NOi 0 0

1 BM Dac TruyEn 010318546, cap ngity 09/9/2002, tai Ha N6i 0 0

2 Nguygn Thi Thy& Loan 010645584, dip ngay 24/3/2003, tai HA Nei 0 0

3 BM Thi Thank HuyEn 011265387, cap ngay 19/6/2002, tai HA Nei 0 0

4 Bt Ngoc Huy 012116739, cap ngay 11/4/1998, tai HA Nei 0 0

5 BM Die Hoang 011894275, A) new 09/9/2002, tai HA Nei 0 0

17

STT Ho ten

TM khoin giao dich

chfrng khoin (n6u c6)

Ch vy tai c8ng ty (n6u c6)

S6 CMND/H6 chi6u, ngity cap, noi clip

Di a chi lien he

A S6 co phi6u se.

h cu6i icy

irru

TS' 10 s 8 Mill co phi

cu6i ky

Ghi

cha

6 Wang Thj Thily Ducmg 011793472, cap ngay 26/6/2008, tai Ha NOi 0 0

7 Bili Ducmg Hoang Minh 013678078 cep ngay 17/12/2013 tai Ha NOi

0

8 Bui Minh Anh - 0 0

III Nguygn Dinh ThE Thanh vidn HDQT kiem

TGD

040061000268, cep ngay 13/7/2017, tai Clic cant' sat QLDKDLQG ye clan

cu

0 0

1 Hoang Thi Tam 187117401 cap ugly

25/2/2007, tai NghO An 0 0

2 Vucmg Thj Lan 273479348 cap ngay

25/12/2007, tai Ba Ilia Viing Tau

0 0

3 Nguyin Vuang Huy 2734344635 cap ngay 29/4/2009 tai Ba Ria,

Viing Tau 0 0

4 Nguygn Dlnh Hoang - 0 0

5 NguyIn Dinh My 180765993 cap ngay

16/3/1997 tai NghO An 0 0

6 Nguygn Thj Q115' 180765959 cep ngay

20/10/1998 tai NghO An 0 0

7 Nguyin Dinh Vy 182109224 cap ngay

06/12/2001 tai NghO An 0 0

8 NguyAn Dinh KS/ 273225998 cap ngay 29/7/2004 tai Ba Ria

Wing Tau 620 -

9 Nguygn Thj Ty 273283438 cep nety 18/01/2005 tai CA Bi

Ria Vhng Tau

IV Pham H6ng LInh

Thanh vial

d°c 1413 HDQT ttl ngay

15/12/2017 don ngay 22/6/2018

044057000046 cap ngay 26/4/2016 tai Cuc canh

sat DKQL cu tit va DLQG vt clan ar

0 0

1 Pham Kish 190737857 cap ngay 13/7/2009, tai Quin Binh 0 0

2 Pham Ili Thuy Van 273124854 cap ngay

07/8/2010, tai Ba Ria- VOng Tau

0 0

3 Phalli Dui San lam viec tai singapore 0 0

5 Plgun H6ng Ky 76515147 cap

ngay15/2/2010 , Hoc vien Luc Quail Da Lat

0 0

6 Pham Thj H6ng Hai ngay 011452878 cep 0 31/7/2007, tai Ha NOi 0

18

STT HA ten

Tai khoin

djch Chung khofin (n6u co)

Ch th vii ttli cOng ty (neu co)

So CMND/HO chigu, ngay cap, ncd cep

Dia chi lien he

S6 c6 phigu sa.

lieu cu6i icy

Ty le so. ham co phi&

cage ky

. Gin

cha

7 Pham Thj Thanh Thity 273164718 cap ngay

20/10/2000, tai Ba Rja- \rang Tau

0 0

V Pham Own Thanh vien

dee lap HDQT

271381813 cap ngay 27/5/2005 tai CA Tinh

Ba Rja- Whig Tau 0 0

1 Nguyen Thu Thity 020295638 cap ngay 07/4/2005, tai TP.HCM 0 0

2 Pham Dan Tien 024719167 cap ngay 24/6/2009, tai TP. HCM 0 0

3 Pham Chi Minh 025336778 cap ngay 30/3/2013, tai TP.HCM 0 0

4 Pham Dinh Chi 271951165 cap ngay 10/5/2005, tai Deng Nai 0 0

5 Pham Dinh Ky 022760862 cap ngay 17/7/2013, tai TP.HCM 0 0

6 Pham Thj Quyen 273551967, cap ngay 03/3/2012, tai BA Rja-

Vfmg Tau 0 0

VI Nguyen Quoc Tuen

Thant' vien dec lap

HD ..,,

QT ' ngay 22/6/2018

026058000010 cap ngay 26/9/2014 tai Ha NOi 0 0

1 Nguygn Thj Se 0 0 2 Nguygn Thj Khuyen 0 0 3 Nguyen Thj Bich Luyen 017041981 0 0 4 Nguygn Thj Dieu Can 0 0 5 Nguygn Thj Huyen Sam 0 0 6 Nguygn Trong Khang 026047000229 0 0 7 Nguygn Van Thanh 0 0 8 Bai Thj Mai Lien C4673936 0 0

9 Nguygn Thj Phucmg Anh B2039658 0 0

VII Tan Qu6c Holm Ph6 Tang giam doc

012130716, cap ngay 28/7/2011 0 0

1 Tran Quy Don a 010025344, cap ngy 28/7/2011 0 0

2 Phan Thj Thanh 012975982, cap ngay 28/7/2011, 0 0

3 Tan QuOc Toan N1132781, *new 19/10/2007 0 0

4 Trail Thj Tuyet a 186944298, cap ngy 23/9/2007 0 0

5 Trail TM Mai 0 012524940, cap ngay 02/8/2002 0

6 Till Thj Hoa 011728363, cap ngay 28/3/2012 0 0

YL

dG

19

STT H9 ten

TM khoin

dick chfrng khofin (n6u c6)

Chth 41 vy • cang ty ( iu cO)

S6 CMND/HO chi6u, ngly dip, not cep ch6

Dia chi lien he

S6 c6 phi6u so.

hitu cad Ivy

Ts'I? str biro c6

p i6u h c-uiii 4

Ghi

7 Nguyen Thi Anh 012975981, cep ngay

28/7/2011 0 0

8 Tan Nguyen Hue Linh - 0 0

9 Teen Nguyen Ngqc Minh

- 0 0

VIII Nguyen Van Ding Ph6 Tong giam dic

011095744, cap ngay 16/6/2005, tai Ha NOi 26,266 -

1 Nguyen Thi Hanh 210452494, cep ngay 18/9/2010, tai Blnh Djnh 0 0

2 Nguyen Thi Ph& 210385018, cep ngay

25/11/1998, tai Binh Dinh 0 0

3 Le Thi Hai Yen 011739476, cep ngay 24/8/2004, tai Ha NOi 0 0

4 Nguyen Thi Hoai Thu 012741037, cep ngay 25/8/2004, tai Ha NOi 0 0

5 Nguyen M Linh 013318312, cep ngay 05/6/2010, tai Ha NOi 0 0

IX Nguyen Doyen Hai

Thei Ph6 Teng giam d6c ta. ngay 01/2/2018

011634345, cAp ngay 09/9/1998, tai Ha NOi 0 -

I Nguyen Thi Doan 012175557, cap ngay 19/12/1998, tai Ha NOi 0 0

2 Nguyen Hai Ly 012266606, cep ngay 27/8/1999, tai Ha NOi 0 0

3 Nguyen Hai Ly 012238960, cap ngay 26/6/2010, tai Ha NOi 0 0

4 Trill Kim Oanh 012436389, cap ngay 19/4/2001, tai Ha NOi 0 0

5 Nguyen Huy Lan - 0 0

6 Nguyen Thi Thily Ducmg - 0 0

X Nguyen Trung Tri Ph6 Ding giam dee

380940427, cAp ngay 10/4/2002, tai Ca Mau 0 0

1 Phani Thi Thu 380087834, cAp ngay 14/01/2008, tai Ca Mau 0 0

2 Nguyen Trung Nhan 380834006, cAp ngay 30/6/2000, tai Ca Mau 0 0

3 Le Thin Phuqng Dao 385269265, cep ngay 10/11/2001, tai Bac Lieu 0 0

4 Nguyen Le Thien )tr - o 0 5 Nguyen Trung Hung - 0 0

XI Bali Ti6n Thinh Ph6 Teng giam dec

131299633, cep ngay 16/7/2003, tai Phil Thq 0 0

1 Bui Tien Lit 090118172, *nay 30/8/1978, tai Thai Nguyen 0 0

2 Trinh Thi Quy 090170768, cep nay 12/9/1978, tai Thai Nguyen 0 0

20

STT H9 ten

TM khoan giao dick

chthig khosin (neu c6)

Chirc yu is • • 1 cang ty (nen c6)

Sa CMND/HO chieu, ngay cAp, not clip

Dia chi lien he

I S6 co phieu sa

hthi cuoi kir

T5' l se* hitu

c6

Phien

cuoi 14

Ghi cho

3 BM Thi Van Hai 132288121, cap ngay

03/3/2012, tai Phil Th9 0 0

4 BM Minh Hos 0906809, cApngity 54

10/12/2005, tai Thai Nguyen 0 0

5 Le Thi Thoa 0 0

6 Bai Quang Nam 013096137, cAp ngay

06/12/2008, to Ha NOi

7 Bai Thi Hang Van - 0 0

8 Bui Le Thu Ha - 0 0

9 BM Le Kiel' Anh - 0 0

XII Nguyin Thanh Binh Ph6 Tang giam d6c

194045185, cap ngay 10/10/2009, tai %fine Binh 0 0

1 Hang Thi Hang Sum 194364882 cAp ngay 5/5/2005 tai Quang Binh 0 0

2 Ha Lan Phuang 11831412, cAp ngay

10/10/2009 tai Ha NOi 0 0

3 Nguyen Minh Hoang C3679056, 20/7/2017 do

cuc Tian lY xuat nhap cann cap

0 0

4 Nguyen Viet Dung C1239196, ngay

29/1/2016 do cuc quail ly xuat nhap canh cAp

0 0

Nguyen Hoiuig Minh 194097566, cAp ngay

12/12/2012 mi Quang Binh 0 0

XIII Nguyin Duc Dot giam Ph() Tang

Mc

273637832 cAp ngay 16/10/2012 tai Ba Ria -

Wing Tau 0 0

1 Nguyen Thi Loan 273644535 cap ngay

22/11/2014 tai Ba Ria Wing Tau

0 0

2 Phan Thi Hien Dieu 230603847 cap ngay 29/04/2002 tai Gia Lai 0 0

3 Nguyen Phan Dieu Linh Con nho (SN 2008) 0 0 4 Nguyen Dirc Phan Anh Can nhe (SN 2016) 0 0

5 Nguyenn Thi Thanh Xuan

012182910 cap ngay 15/11/2012 tai Ha NOi 1000 -

6 Nguygen Thi Thanh

Hutm Dinh cu tai mac ngoai 0 0

7 Nguyen Thi My Trang 163037188 cap ngay 05/01/2007 tai Nam Dinh 0 0

XIV Ltru Dire Huang

Thai Tnrang BKS tlY

ngay 22/6/2018

013413074, cAp ngay 07/4/2011, tai Ha NOi 0 0

1 Lau Dirc Que a 194364780, cap ngy 08/4/2005, ad Quang Binh 0 0

VI `.:1!) DA NA

21

STT Ho ten

TM khoin giao dich

chfrng khoin (nau c6)

Char vy tai cOng ty (nail c6)

S6 CMND/HO chat', nghy cap, not cap

a Di chi lien he

S6 c6 phial' ss8 s-

Mtn cuoi Ick

T5: ie i ,.. chr

'Mau c•uisi ki,

Ghi cob

2 Nguygn Thi Bich Nhat 194395671, cap ngay

08/3/2006, tai Quang Binh 0 0

Nguygn Hohng Le Na 013413073, cap ngay3 07/4/2011, tai Ha NOi 0 0

4 Luu HA Anh - 0 0

5 Luu Dirc Anh - 0 0

6 Luu Th1 Khanh Giang 194045211, cap ngay

24/4/2013, tai Quang Binh 0 0

7 Luu Th1 Lan Phucmg B3759034, cap ngtty

22/2/2010, tai Cuc quan ly XNC

0 0

8 Vu Thi Lan Phucmg 162091616 cap ngay 22/12/2008 tai Nam Djnh 0 0

9 VU Anh Dix 163014763 cap ngtty

01/11/2006 tai Nam Dinh 0 0

XV Vii Trong Quac Thinh

Throng BKS tLY

ngay 22/6/2018

027068000185 cap ngay 03/10/2017 tai Ha NOi 0 0

1 Vii Trnng Khang 027038000002 cap ngay 30/11/2012 tai Ha Wei 0 0

2 Trail TO Lan 011419546 cap ngtty 7/3/2013 tai Ha NOi 0 0

3 VO TR:mg Qu6c Hung 0270600000079 cap ngay 15/12/2015 tail HA NOi 0 0

4 VuThi KimDung 011875578 cap ngay 21/4/2010 tai Ha NOi 0 0

5 Vii Trcong Nguyen H6ng 012263924 cap ngay 26/11/2013 tai Ha NOi 0 0

6 VO Thj Thu Hien 011872875 cap ngay 26/6/2010 tai Ha NOi 0 0

7 va Dim Huy 001097000189 cap nghy 30/05/2013 tai Ha NOi 0 0

XVI Trait Thi Trang Thanh vien BKS

162670331* nay 16/01/2002 tai Nam Djnh 0 0

1 Trait Minh Hien 162084 cap ngay 18/03/2

0800

75 tai Nam Dinh 0 0

2 Tan TM Thtity 162695731 cap ngay 03/6/2002 tai Nam Djnh 0 0

3 Tran Thi Chi 162872214 cap nwly 17/12/2004 tai Nam Djnh 0 0

4 Trail Van Hhu 012985283 cap ngay 15/6/2007 tai Nam Djnh 0 0

5 Nguygn Ng 4c Lan 012281021 cap ngay 17/9/2009 tai Ha NOi 0 0

6 Nguygn Gia Minh Con nhe 0 0 7 Nguygn Nhht Minh Con nhe 0 0

K

22

STT H9 ten

Thi khoan

dico h

chumg khan (au cO)

Chtrc vy MI cong ty (au co)

S6 CMND/HO chi6u, ngly clip, not clip

a Dichi lien he

x S6 co

phiiu ser hfru

cu6i kk

Ty 4 hem

sa di

o hi6u c-utsi kk

Ghi chu

XVII Huh Xuan Nam Thanh vien

BKS 011254606 cAp ngay 30/3/2013 tai Ha nOi 0 0

1 Him K8ng Luin 011701322 0 0

2 Hfra Thi Hucmg 033158000022, cap ngay 25/10/2013, tai Ha NOi 0 0

3 Hfra Thi Lich 013220776, cAp ngay

16/10/2009, tai Ha NOi 0 0

4 Hua Van Sang 012893630, cap ngay

18/09/2006, tai Ha NOi 0 0

5 Hits Xuan Sinh 011951264, cap ngity

01/11/2015, tai Ha Nei 0 0

6 Hoang D8 Thanh 011668080, cap ngay

17/01/2011,4i Ha NOi 0 0

7 Wm Anh Quin - 0 0

8 Hfra Holing Bao Ngan .. 0 0

XIII VG Minh C8ng K6 toan twang

036079004559, cap ngay 19/6/2017, to Cuc canh

sat DKQL cu tril va DLQG ve din cu

0 0

1 D6ng Thi Thanh NM 031175068 cAp nay

08/08/2005 tai Hai Phong 0 0

2 Vil Quang Vinh 162039911 cAp ngay

14/6/2010 tai Nam Dinh 0 0

3 Vil Quang Chien 162047583 cap ngay

20/01/2010 tai Nam Dinh 0 0

4 Trinh Thi Chi& 0 0

5 VO Thi Lan Phuqng 162091616 cap ngay

22/12/2008 tai Nam Dinh 0 0

6 VO Anh fink 163014763 cap ngay

01/11/2006 tai Nam Dinh 0 0

XIX Nei Thi Thu Hohi Nsubi tong b8 thong tin

011892215 cap ngay 28/5/2010 tai Ha NOi 28.800 28.800

I VO Thi Dung 011448863 ngay

08/12/2005 0 0

2 Nguygn Khanh Vy Con nho (2003) 0 0

3 Nguygn H6ng Anh Con nho (2007) 0 0

4 NO Thi Hue 036178001733 ngay

13/6/2016 tai CA quin Ki6n An, TP. Hai Phong

0 0

5 Ng8 Qu6c Truong 012028862 ngay

25/5/2007 tai Ha NOi 0 0

2. Giao dich dm ngu6i n6i b6 va nguoi c6 lien quan d6i vai c6 phieu dia. cong ty niem yet.

ii

23

TM. HQI BONG QUAN TRI U TICH

Stt Ngtrbi dux h4a giao

dich

Quan he voi ngutri nOi b6

s6 c6 phieu sohttu d icsr u

S6 co phi6u se( htru cut:4 ky Ly do thng, giam

(ma, ban, chuyan d6i, thuong...) S6 co

phi6u Ty 10 S6 co

phi6u Ty 16

VII. Cac yin d can iuu y khIc: Khong co.

Noti nhfn: - Nhir teen; - HDQT, BKS, Ban TGD PVC; - Ban TCKT&KT, TCHC PVC; - NgtrOi ding b6 thong tin dm TCT; Os.> - Luu VT, HDifV, TCH,

24