Sythesis of III - V

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    Growth methods

    Crystal Techniques:1. CZOCHRALSKI

    2. BRIDGMAN & STOCKBARGER

    3. ZONE MELTING

    4. VERNEUIL

    5. PVD

    6. CVD

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    Crystal Growth

    How do single crystals differ from polycrystalline samples?

    Single crystal specimens maintain translational symmetry overmacroscopic distances (crystal dimensions are typically 0.1mm 10 cm).

    Why would one go to the effort of growing a single crystal?

    -Structure determination and intrinsic property measurementsare preferably, sometimes exclusively, carried out on single

    crystals.

    -For certain applications, most notably those which rely onoptical and/or electronic properties (laser crystals,semiconductors, etc.), single crystals are necessary.

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    GROWTH OF SINGLE CRYSTALSMICRONS TO METERS

    Vapor, liquid, solid phase crystallization techniques

    Single crystals - meaningful materials property measurements

    Single crystals allow measurement of anisotropic phenomena in

    crystals with symmetry lower than cubic (isotropic)

    Single crystals important for fabrication of devices, like silicon

    chips, yttrium aluminum garnet solid state lasers, beta-beryllium

    borate for doubling and tripling the frequency of CW or pulsedlaser light, lithium niobate optoelectronic switch for guiding

    light in miniature optical circuits, quartz crystal oscillators for

    ultra-sensitive nanogram mass monitors

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    LET'S GROW CRYSTALS

    Key point to remember when learning how to be a crystalgrower (incidentally, an exceptionally rare profession andextraordinarily well paid)

    Many different techniques exist, hence one must thinkvery carefully as to which method is the most appropriatefor the material under consideration

    Think also about size of crystal desired, stability in air,morphology or crystal habit required, orientation, doping,defects, impurities

    So let's proceed to look at some case histories.

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    Bridgman

    growth

    A method used to grow single-crystal semiconductors typically III-V, e.g.

    GaAs; uses multi-zone furnace in which Ga and As are contained in the

    ampule and in contact with GaAs seed; the GaAs melt is passed from

    higher to lower temperature zone; conceptually similar to float-zone

    (FZ) crystal growth method.

    Czochralski

    crystal

    growth, CZ

    process of obtaining single-crystal solids; the most common method for

    obtaining large diameter semiconductor wafers (e.g. 300 mm Si wafers);

    single crystal material is pulled out of the melt in which single-crystal

    seed is immersed and then slowly withdrawn; desired conductivity type

    and doping level is accomplished by adding dopants to the melt.

    float-zone

    crystal

    growth, FZ

    method used to form single crystal semiconductor substrates;

    alternative to CZ crystal growth process; polycrystalline material

    (typically in the form of a circular rod) is converted into single-crystal by

    zone heating (zone melting) starting at the plane where single crystal

    seed is contacting polycrystalline material; used to make Si wafers;results in very high purity (i.e. very high resistivity) single crystal Si; does

    not allow as large Si wafers as CZ does (200 mm and 300 mm); radial

    distribution of dopant in FZ wafer not as uniform as in CZ wafer; wafers

    used in high-end Si microelectronics are almost uniquely CZ grown.

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    Pulling direction of

    seed on rod

    Heater

    CZOCHRALSKI

    Crucible

    Inert atmosphereunder

    pressure prevents

    material loss and

    unwanted reactions

    Layer of molten oxide

    like B2O3prevents

    preferential

    volatilization of onecomponent - precise

    stoichiometry control

    Melt just above mp

    High viscosity low

    vapor pressure

    Growing crystal

    Crystal seed

    Counterclockwise

    rotation of melt and

    crystal being pulledfrom melt, helps

    maintain uniform T,

    composition and

    homogeneity of crystal

    growth

    1. CZOCHRALSKI

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    CZOCHRALSKI METHOD

    Interesting crystal pulling technique (but can you pronounce

    and spell the name!)

    Single crystal growth from the melt precursor(s)

    Crystal seed of material to be grown placed in contact with

    surface of melt

    Temperature of melt held just above melting point, highest

    viscosity, lowest vapor pressure favors crystal growth

    Seed gradually pulled out of the melt (not with your hands of

    course, special crystal pulling equipment is used)

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    CZOCHRALSKI METHOD

    Seed gradually pulled out of the melt (not with your hands

    of course, special crystal pulling equipment is used)

    Melt solidifies on surface of seed

    Melt and seed usually rotated counterclockwise with

    respect to each other to maintain constant temperature

    and to facilitate uniformity of the melt during crystal

    growth, produces higher quality crystals, less defects

    Inert atmosphere, often under pressure around growing

    crystal and melt to prevent any materials loss and

    undesirable reactions like oxidation, nitridation etc

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    GROWING BIMETALLIC SINGLE CRYSTALSLIKE GaAs

    REQUIRES A MODIFICATION OF THE CZOCHRALSKI METHOD

    Layer of molten inert oxide like B2O3spread on top of the moltenfeed materialto prevent preferential volatilization of the morevolatile component of the bimetal melt

    Critical for maintaining precise stoichiometry, e.g., Ga1+xAs andGaAs1+xwhen made rich in Ga and As, become p- and n-doped!!!

    The Czochralski crystal pulling technique is invaluable for growingmany large single crystals as a rod, to be cut into wafers and

    polished for various applications like silicon, germanium, lithiumniobate

    Utility of some single crystals made by Czochralski listed below

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    EXAMPLES OF CZOCHRALSKI GROWN SCs

    SOLIDIFICATION OF STOICHIOMETRIC MELT

    LiNbO3- NLO material - Perovskite - temperature dependent tetragonal-cubic-ferroelectric-paraelectric phase transition at Curie T electricalcontrol of refractive indexuse electrooptical switch

    SrTiO3- Perovskite substrate

    used for epitaxial growth of high Tc defectPerovskite - YBa2Cu3O7superconducting films - SQUIDS

    GaAlInP- quaternary alloy semiconductor - near IR diode lasers

    GaAswafersred laser diodes- photonic crystal devices

    NdxY3-xAl5O12neodynium YAG - NIR solid state lasers- 1.06 microns

    Si - microelectronic chips, Ge - semiconductor higher electron mobilityfaster electronics than Si

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    2. BRIDGMAN AND STOCKBARGER METHODS

    Controlled Crystallization of a Stoichiometric Melt

    STOCKBARGER fixed temperature

    gradient - moving crystal

    BRIDGEMAN changing temperature

    gradient - static crystal

    T

    TDistance

    Distance

    Crystallization of melt on seed as

    crucible gradually displaced throughtemperature gradient from hotter to

    cooler end

    melt crystal

    Furnace gradually cooled and

    crystallization begins on seed at

    cooler end of crucible

    Tm

    TmT1T2

    T3

    Temperature gradient

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    BRIDGMAN AND

    STOCKBARGER METHOD

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    Bridgman method - Bridgman furnace - silicon crystal growth also used for GaAs

    For the production of multicrystaline solar silicon the Bridgman method melts poly silicon

    in a high pressure furnace. A crucible containing the silicon mold is moved form hot to

    cold in order to enable crystal growth.

    The American physicist Percy Williams Bridgmanhas a great share in developing

    todays high pressure furnaces and contributed to crystallography, where he devised a

    method of growing single crystals. In 1946 he received the noble pricefor the invention of

    an apparatus to produce extremely high pressures, and for his discoveries within the field

    of high pressure physics.

    The Bridgman furnace works with three temperature zones. The upper zone with

    temperatures above the melting point of silicon. The lower zone with a temperature below

    melting point and an adiabatic zone as a baffel between the two.

    The ampoule containg silicon is raised into the upper zone until only the lower portion of

    the single crystal seed remain unmelted in the lower zone. After the temperature stabilizes,the ampoule is lowered slowly into the lower zone to initiate crystal growth from the seed.

    Due to a directed and controlled cooling process of the cast, zones of aligned crystal lattices

    are created.

    Merely 60% of the polycrystal silicon can be processed to wafers for photovoltaics. The rest

    gets lost in the sawing and cutting process.

    http://nobelprize.org/nobel_prizes/physics/laureates/1946/bridgman-bio.htmlhttp://en.wikipedia.org/wiki/List_of_Nobel_laureates_in_Physicshttp://en.wikipedia.org/wiki/High_pressure_physicshttp://en.wikipedia.org/wiki/High_pressure_physicshttp://en.wikipedia.org/wiki/List_of_Nobel_laureates_in_Physicshttp://nobelprize.org/nobel_prizes/physics/laureates/1946/bridgman-bio.html
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    BRIDGMAN AND STOCKBARGER METHODS

    Stockbarger method is based on a crystal growing from the melt,

    involves the relative displacement of melt and a temperature

    gradient furnace, fixed gradient and a moving melt/crystal

    Bridgman method is again based on crystal growth from a melt,but now a temperature gradient furnace is gradually loweredand

    crystallization begins at the cooler end, fixed crystal and changing

    temperature gradient

    Both methods are founded on the controlled solidification of a

    stoichiometric meltof the material to be crystallized in a

    temperature gradient

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    BRIDGMAN AND STOCKBARGER METHODS

    Stockbarger and Bridgman methods both involve controlledsolidification of a stoichiometric meltof the material to becrystallized in a temperature gradient

    Enables orientedsolidification

    Melt passes through a temperature gradient

    Crystallization occurs at the cooler end

    Both methods benefit from seed crystals, predeterminedorientationand controlled atmospheres

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    T

    Distance

    Crystal or powder

    Localized melt region - impurities

    concentrated in meltenergetic

    benefit

    Crystal growing from seed

    Temperature profile furnce

    Pulling direction

    Tm

    3. ZONE MELTING CRYSTAL GROWTH AND PURIFICATION OF

    SOLIDS

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    ZONE MELTING CRYSTAL GROWTH AND PURIFICATION OF

    SOLIDS

    Method related to the Stockbarger technique - thermalprofile furnace employed- material contained in a boat

    Only a small region of the charge is melted at any one time- initially part of the melt is in contact with the seed

    Boat containing sample pulled at a controlled velocitythrough the thermal profile furnace

    Zone of material melted, hence the name of the method -oriented solidification of crystal occurs on the seed -simultaneously more of the charge melts

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    ZONE MELTING CRYSTAL GROWTH AND PURIFICATION OF

    SOLIDS

    Partitioning of impurities occurs between melt and crystal

    Basis of the zone refining methods for purifying solids

    Impurities concentrate in melt more than the solid phase

    where structure-energy constraints of crystal sites more

    severe than melt-impurities swept out of crystal by moving

    the liquid zone

    Used forpurifying materials like W, Si, Ge, Au, Pt to ppb

    level of impurities, often required for device applications

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    Note: VERNEUIL method for information only

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    O2+ powdered precursor(s)

    O2+ H2

    Fusion flame

    Liquid drops of molten precursor(s)

    Growing crystal

    Support for growing crystal

    4. VERNEUIL FUSION FLAME METHOD

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    VERNEUIL FUSION FLAME METHOD

    1904 first recorded use of the method, useful for growingcrystals of extremely high melting and refractory metaloxides, examples include:

    Ruby red from Cr3+/Al2O

    3powder, sapphire blue from

    Cr26+/Al2O3powder, luminescent host CaO powder

    Starting material fine powder form, passed throughO2/H2flame or plasma torch

    Melting of the powder occurs in the flame, moltenmicrodroplets fall onto the surface of a seed or growingcrystal, leads to controlled crystal growth

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    RUBY - CRYSTAL PRESSURE SENSOR?

    [Cr(3+)] d3determines Oh monatomic Cr(3+) or diatomic Oh(Cr(3+)-O-Cr(3+))sites in Al2O3corundum lattice

    t2g to eg d-d electronic transition red shifts withconcentrationincrease in d orbital DOS and narrowing ofCF splitting - red to blue color of ruby and sapphire

    t26 to eg d-d transitions sensitive to Cr-O distanceincreasein pressure decreases these distances and increases CFsplitting causing blue shifts proportional to pressure

    hence senses pressure - useful for in situ highpressure diamond cell materials synthesis,spectroscopic and diffraction studies

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    Electronically isolated Oh

    Cr(3+) d3 CrO6

    Electronically coupled adjacent

    Oh Cr(3+) d3 O5CrOCrO5

    BASICS: RUBY REDTO SAPPHIRE BLUE

    ELECTRONICALLY ISOLATED TO COUPLED Cr(3+) Oh CRYSTAL SITES IN CORUNDUM

    LATTICE

    Cr(3+) LOWER SYMMETRY HIGHER DOS

    eg

    t2g

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    CRYSTAL GROWING METHODS

    CZOCHRALSKI, BRIDGMAN, STOCKBARGER, ZONE MELTING, VERNEUIL

    All methods have the advantage of rapid growth rates of large crystalsrequired for many advanced device applications

    BUTthe CRYSTAL QUALITYobtained by all of these techniques must bechecked for inhomogeneities in surface and bulk composition andstructure, gradients, domains, impurities, point-line-planar defects,twins, grain boundaries

    THINKhow you might go about checking this if you were confrontedwith a 12"x12"x12" crystal - useful methods for small crystals include:confocal optical microscope, polarization optical microscopebirefringence, Raman microscope, spatially resolved OM, XRD, TEM, ED,EDX, AFMwhat does one use for large ones?

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    Chemical vapor deposition (CVD):

    reaction mechanisms Mass transport of the reactant

    in the bulk Gas-phase reactions

    (homogeneous)

    Mass transport to the surface

    Adsorption on the surface

    Surface reactions(heterogeneous)

    Surface migration

    Incorporation of film

    constituents, island formation

    Desorption of by-products

    Mass transport of by-products

    in bulk

    CVD: Diffusive-convective transport of

    depositing species to a substrate with

    many intermolecular collisions-driven by a

    concentration gradient

    SiH4SiH4

    Si

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    Chemical Vapor Deposition (CVD) : Overview

    CVD (thermal)

    APCVD (atmospheric)

    LPCVD (

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    PLASMA ASSISTED CVD

    Plasma-enhanced chemical vapor deposition (PECVD)is a process used to deposit thin films from a gas state(vapor) to a solid state on a substrate.

    Chemical reactions are involved in the process, whichoccur after creation of a plasma of the reacting gases.

    The plasma is generally created by RF (AC) frequency or

    DC discharge between two electrodes, the spacebetween which is filled with the reacting gases.

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    PLASMA ASSISTED CVD

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    Chemical Vapor Transport

    -A polycrystalline sample, A, and a transporting species, B, are

    sealed together inside a tube.

    -Upon heating the transporting species reacts with the sample toproduce a gaseous species AB.

    -When AB reaches the other end, which is held at a different

    temperature, it decomposes and redeposits A.

    If formation of AB is endothermic crystals are grown in the cold

    end of the tube.

    A (powder) + B (g)AB (g) (hot end)

    AB (g)A (crystal) + B (g) (cold end)

    If formation of AB is exothermic, crystals are grown in the hot end

    of the tube.

    A (powder) + B (g)AB (g) (cold end)

    AB (g)A (crystal) + B (g) (hot end)

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    Typical transporting agents include:

    I2, Br2, Cl2, HCl, NH4Cl, H2, H2O, AlCl3, CO

    Temperature gradient is typically created andcontrolled using a two-zone furnace.

    Tubes are usually SiO2, unless reactive, in which case

    metal tubes (Pt, Au, Nb, Ta, W) are used.

    Examples :

    Growth of Fe3O4 crystals

    Fe3O4 (s) + 8HCl (g)FeCl2(g) + FeCl3 (g) + 4H2O (g)(Endothermic)

    Growth of ZrNCl crystals

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    Growth of ZrNCl crystals

    ZrNCl (s) + 3HCl (g)ZrCl4 (g) + NH3 (g)(Exothermic)

    Growth of Ca2SnO4crystalsSnO2(s) + COSnO (g) + CO2(g)

    SnO (g) + CO2(g) + 2CaO (s)Ca2SnO4(s) + CO (g)

    Chemical Vapor Transport is a good method ofgrowing high quality crystals from powders. However,growth rates are usually quite slow (mg/hr) whichmakes this approach more attractive for research

    than for industrial applications.

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    PHYSICAL VAPOUR DEPOSITION

    Physical vapor deposition (PVD) is a variety of vacuum

    deposition and is a general term used to describe any of avariety of methods to deposit thin films by thecondensation of a vaporized form of the material ontovarious surfaces (e.g., onto semiconductor wafers).

    The coating method involves purely physical processes suchas high temperature vacuum evaporation or plasma sputterbombardment rather than involving a chemical reaction atthe surface to be coated as in chemical vapor deposition.

    The term physical vapor deposition appears originally in the1966 book Vapor Depositionby CF Powell, JH Oxley and JMBlocher Jr, but Michael Faraday was using PVD to depositcoatings as far back as 1838.

    PHYSICAL VAPOUR DEPOSITION

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    PHYSICAL VAPOUR DEPOSITION

    Variants of PVD include, in order of increasing novelty:

    Cathodic Arc Deposition: In which a high power arc discharged at the targetmaterial blasts away some into highly ionized vapor.

    Electron beam physical vapor deposition: In which the material to bedeposited is heated to a high vapor pressure by electron bombardment in"high" vacuum.

    Evaporative deposition: In which the material to be deposited is heated to ahigh vapor pressure by electrically resistive heating in "low" vacuum.

    Pulsed laser deposition: In which a high power laser ablates material from thetarget into a vapor.

    Sputter deposition: In which a glow plasma discharge (usually localized aroundthe "target" by a magnet) bombards the material sputtering some away as avapor.

    PVD

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    PVD PVD is used in the manufacture of items including semiconductor devices,

    aluminized PET film for balloons and snack bags, and coated cutting tools for

    metalworking. Besides PVD tools for fabrication special smaller tools mainly for

    scientific purposes have been developed. They mainly serve the purpose ofextreme thin films like atomic layers and are used mostly for small substrates. A

    good example are mini e-beam evaporators which can deposit monolayers of

    virtually all materials with melting points up to 3500C.

    Some of the techniques used to measure the physical properties of PVD coatings

    are:

    Calotester: coating thickness test

    Nanoindentation: hardness test for thin-film coatings

    Pin on disc tester: wear and friction coefficient test

    Scratch tester: coating adhesion test

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    Cathodic Arc Evaporation

    The cathodic arc evaporator ispreferably used for vaporization ofthin layers because of its simpleconstruction and operation.

    In this case the vapor arises in the rootof an arc which is burning (afterignition with a special ignition facility)within the vapor of the layer material.

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    Cathodic Vacuum Arc Evaporation

    Substrate

    Anode

    Cathode (Target)

    Cooling water

    S i

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    Sputtering

    Sputtering is a process whereby atoms areejected from a solid target material due to

    bombardment of the target by energetic

    particles. It is commonly used for thin-filmdeposition, etching and analytical

    techniques.

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    Sputtering Schematic Diagram

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    http://www2.fkf.mpg.de/crystal/