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8/3/2019 Skeletal Class 3 Maloccusion
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Case Report
Skeletal Class III Malocclusion with Unilateral Congenitally Missing Maxillary
Incisor Treated by Maxillary Protractor and Edgewise Appliances
Masako Tabuchia; Hayato Fukuokaa; Ken Miyazawab; Shigemi Gotoc
ABSTRACT This case report describes the orthodontic treatment of a 10-year-old female patient
with a combination of Angle Class III malocclusion, a missing maxillary right lateral incisor, asupernumerary tooth with a short root on the lingual side of the maxillary incisor, a skeletal Class IIIjaw base relationship caused by a diminutive maxilla, and retroposition of the maxilla. We chose to
close the space of the missing tooth, as well as the space created by extraction of the maxillarylateral incisor, by forward movement of the canine and premolars using a maxillary protractor withedgewise appliances. As a result, both the maxillary premolars and the molars were movedmesially, and a Class II molar relationship with tight interdigitation was achieved. Our resultssuggest that the combination of maxillary protractor and nontorque brackets was effective not onlyfor correcting skeletal Class III malocclusion, but also for forward movement of the maxillaryposterior teeth. (Angle Orthod 2010;80:405418.)
KEY WORDS: Skeletal Class III; Missing incisor; Maxillary protractor
INTRODUCTION
The characteristics of Class III malocclusion include
a large or protrusive mandible, a deficient or retrusive
maxilla, a protrusive mandibular dentition, a retrusive
maxillary dentition, or any combination of these.13
Among Japanese people, the incidence of Class III
malocclusion is significantly higher than it is among
whites,4,5 and a retruded maxilla is encountered more
often than a large mandible in persons with skeletal
Class III malocclusion.6 In such cases, orthodontic
treatment is needed to correct the skeletal discrepan-
cy. If left untreated, the malocclusion tends to
worsen,7,8 and these patients will ultimately comprise
a substantial percentage of those seeking orthognathic
surgery as adults.9
Congenitally missing teeth affect the occlusal rela-
tionship between the maxilla and the mandible. Class III
is the most frequent malocclusion seen among subjects
who are lacking only maxillary teeth, whereas the
absence of only mandibular teeth is frequently associ-ated with Class II malocclusion. The issue of how to treat
maxillary lateral agenesis with a skeletal Class III jaw
relationship is always a matter of some controversy,
mainly because treatment takes longer, is more difficult,
and can be performed in a variety of ways.The present case report describes orthodontic
treatment for a patient with an Angle Class III
malocclusion, a missing maxillary right lateral incisor,
a peg-shaped maxillary left lateral incisor, a skeletal
Class III jaw base relationship caused by a small
maxilla, and retroposition of the maxilla.
CASE REPORT
Case Summary
A female patient, 10 years and 10 months old, was
brought to the clinic by her parents, who were worried
about the protrusion of the girls mandible and about amaxillary lateral incisor that had not erupted. The
patients medical history showed no contraindications
to orthodontic therapy. In the family history, the girls
mother had mandibular protrusion. The patient had aconcave profile, with protrusion of the lips. Intraorally,
she had an Angle Class III molar and premolar
relationship on the left side and an Angle Class I
molar and premolar relationship on the right side, with
an overbite of +0.8 mm and an overjet of 21.0 mm. A
a Assistant Professor, Department of Orthodontics, School of
Dentistry, Aichi-Gakuin University, Aichi, Japan.b Associate Professor, Department of Orthodontics, School ofDentistry, Aichi-Gakuin University, Aichi, Japan.
c Chair and Chief Professor, Department of Orthodontics,School of Dentistry, Aichi-Gakuin University, Aichi, Japan.
Corresponding author: Masako Tabuchi, Department ofOrthodontics, School of Dentistry, Aichi-Gakuin University, 2-11 Suemori-dori, Chikusa-ku Nagoya 464-8651, Japan(e-mail: [email protected])
Accepted: May 2009. Submitted: December 2008.G 2010 by The EH Angle Education and Research Foundation,Inc.
DOI: 10.2319/122908-661.1 405 Angle Orthodontist, Vol 80, No 2, 2010
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supernumerary tooth was present on the lingual side ofthe maxillary incisors, and it had a short root. The
maxillary left lateral incisor was peg-shaped and small.The maxillary dentition spacing was +5.8 mm, and+2.0 mm was present in the mandibular arch. Themaxillary dental midline was almost coincident with thefacial midline, but the mandibular dental midlinedeviated 1.5 mm to the right with respect to the facialmidline (Figures 1 and 2). Panoramic, periapical, andocclusal radiographs revealed the absence of themaxillary right lateral incisor (Figure 3). Lateral ceph-
alometric measurements (Table 1) showed a skeletalClass III jaw base relationship (ANB 5 22.9u) with themaxilla in retroposition (SNA 5 75.3u) in comparison to
normal values for female Japanese of corresponding
age. The maxillary incisors were labially inclined
relative to the FH plane (U1-to-FH 5 121.6u). The
mandibular incisors were within a range of 1.0standard deviation of the Japanese normative mean
relative to the mandibular plane angle (L1-to-MP 5
97.7u) and FH plane (FMIA 5 53.9u). The size of the
maxilla was small, while the mandible was large.
Diagnosis
The patient was diagnosed with an Angle Class III
malocclusion with a missing maxillary right lateral incisor.
In addition, she had a peg-shaped maxillary left lateral
Figure 1. Pretreatment facial and intraoral photographs.
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incisor, a skeletal Class III jaw base relationship caused
by a small maxilla, and retroposition of the maxilla.
Treatment Plan
In consultation with the patient and parents, a
treatment plan was devised based on the diagnostic
records, and the following treatment objectives weredeveloped: (1) enucleation of the supernumerary tooth
and the short root on the lingual side of the maxillary
incisors; (2) extraction of the maxillary left lateral incisor
to achieve bilateral symmetry in the absence of the
maxillary right lateral incisor; (3) maxillary protraction
therapy in maxillary retrognathism and production of
skeletal changes with anterior movement of the maxilla;
(4) closure of the space caused by the missing and
extracted teeth by forward movement of the canines
and premolars using a maxillary protractor with edge-
wise appliances; (5) achievement of Class II molar
occlusion and normal incisor relationships with edge-wise appliances; and (6) retention to achieve stabiliza-
tion of improved tooth alignment and facial esthetics.
Treatment Alternatives
The first alternative involved orthodontic treatment
placing the maxillary right canine into its natural position
within the dental archto open space for prosthodontic
replacement of the right lateral incisor. However,
considering esthetic issues as well as the patients
age, we found it difficult to prescribe treatment thatwould require a 10-year-old to use a removableprosthesis until age 18, when she could receive a fixedprosthesis or implant. We felt that the use of aremovable retainer with an artificial lateral incisor duringadolescence might not be easy for the patient.
The second alternative was orthodontic treatment withextraction of the mandibular premolars. The position ofthe mandibular anterior teeth was slightly forward, butaxial inclination was N-L. Retroclination of the mandib-ular permanent incisors has been reported in manystudies of maxillary protraction.10 If the mandibularpremolars were extracted, excessive retroclination ofthe mandibular incisors would a cause for concern.
Our patient was judged as able to obtain excellentocclusion and profile without extraction of the mandib-
ular premolars. In addition, the patient expressed thedesire to avoid extraction, so we opted for mandibularnonextraction therapy.
Treatment Progress
Caries control and oral hygiene instruction wereperformed. Treatment was started in the maxilla byextraction of the supernumerary tooth and the leftlateral incisor. Subsequently, standard edgewise ap-pliances (0.018-inch 3 0.025-inch) were immediately
placed on the maxillary incisors, canines, and firstmolars. After a 7-month period of leveling and mesialspace closure with an elastomeric chain between the
Figure 2. Pretreatment dental casts.
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incisor and canine, a palatal bar was placed on the firstmolars, together with edgewise appliances on the firstpremolars. At the same time, an open-coil spring wasplaced between the first premolar and the first molar toadvance the first premolar on a 0.016-inch 3 0.016-inch stainless steel wire and maintain rigidity. The
elastic bands were connected from Kobayashi hookson the first premolar to a protractor, and then theintraoral component was pulled forward using about
150 g of elastic force unilaterally in a 20u to 30udirection downward from the occlusal plane. Inaddition, the patient wore a protraction facial maskfor more than 13 hours a day for 18 months, not onlyas anchorage for the advancement of the maxilla butalso to effect mesial movement of the maxillary
posterior teeth. Mesial movement was performed withthe maxillary first premolar, second premolar, and firstmolar, sequentially (Figures 4 and 5). When moving
Figure 3. (A) Pretreatment cephalograph. (B) Pretreatment panoramic radiograph. (C) Occlusal and periapical radiographs.
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the first molar to the mesial, a tip-back bend was given
to the 0.017-inch3 0.025-inch stainless steel wire archto prevent mesial tipping, and the wire was reduced foreasy movement. During mesial movement of the first
molar, fixed appliances were put into place on theremaining teeth. The patient wore Class III elastics.
Finally, both canines were reshaped slightly on theincisal edge. Sixty-six months were needed for
treatment, including time for growth observation.
Retention consisted of a bonded lingual wire on themaxillary and mandibular teeth, including the canines.
In addition, wrap-around retainers were fabricated tomaintain alignment.
RESULTS
As a result of treatment and appliance use, mutually
acceptable overbite and overjet were obtained, and a
Class II molar relationship with tight interdigitation wasachieved. Also, the space in the anterior dental region
was closed. There was an improvement in lip closureand lip protrusion (Figures 6 through 8). Superimposi-
tion of the pretreatment and posttreatment tracingsaccording to anterior cranial base showed that the
SNA angle increased from 75.3u to 77.2u and the SNB
angle decreased from 78.2u to 77.5u, such that theANB angle increased from 22.9u to 20.3u. Ramus
inclination increased from 90.9u to 96.0u. The gonialangle decreased from 127.1u to 122.6u. Mandibular
plane angle (FMA) was almost the same as pretreat-ment. Tipping movements of both maxillary and
mandibular incisors occurred lingually by 17.1u at U1
and by 12.9u at L1, such that the interincisal angle ofthese teeth showed an increase. Furthermore, the
maxillary molars had moved to the mesial with notipping of the posterior crowns (Figure 9; Table 1). The
posttreatment panoramic radiograph showed no root
resorption (Figure 8). There were no signs or symp-toms of any temporomandibular disorder during thetreatment and retention periods. Acceptable occlusion
and facial profile were also maintained during the 3-year retention period (Figures 10 through 13).
DISCUSSION
Maxillary Protractor
Various types of maxillary protractors have beenclinically modified and used for treating patients with
severe skeletal Class III malocclusions.1113 The use ofreverse headgear for the treatment of Class IIImalocclusion was described more than 100 yearsago.14 It has been demonstrated that reverse headgearcan be an effective method in the treatment of Class IIImalocclusion with a retrusive maxilla. Other studieshave confirmed the efficacy of maxillary protractortreatment with rapid maxillary expansion.15,16 Someresearchers have also concluded that protraction
therapy is useful in Class III malocclusions withmaxillary retrognathism and produces favorable den-toalveolar, skeletal, and profile changes.17,18 In the
Table 1. Cephalometric Measurements
Measurement
Pretreatment
(10 y 10 mo)
Posttreatment
(16 y 4 mo)
Postretention
(19 y 5 mo)
SNA angle (u) 75.3 77.2 77.7
SNB angle (u) 78.2 77.5 78.2
ANB angle (u) 22.9 20.3 20.5
Facial angle (u) 86.3 85.9 86.5
Convexity (u) 22.7 2.1 1.3
A-B plane (u) 4.9 1.9 2
FMA (u) 28.4 28.8 28.8
U1-to-FH (u) 121.6 104.5 108
FMIA (u) 53.9 66.8 64.6
Interincisal angle (u) 112.2 142.3 136.6
Gonial angle (u) 127.1 122.6 122.5
Ramus inclination (u) 90.9 96.0 95.8
A9-Ptm9 (mm) 42.2 44.6 45.1
Gn-Cd (mm) 112.6 119.5 120.9
Pog9-Go (mm) 74.9 81.0 81.8
Cd-Go (mm) 53.0 56.9 56.9
Figure 4. Protractor design.
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Figure 5. Intraoral views of treatment. (A) Start of leveling. (B) Start of advancement of the first premolar. (C) End of advancement of the first
premolar and start of advancement of the second premolar. (D) Start of advancement of the first molar. (E) End of space closure.
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present patient, maxillary protractors with fixed appli-
ances were chosen in the hope of not only providing
anchorage for the advancement of the maxilla but also
moving the maxillary posterior teeth mesially.A downward increase in point A has been reported in
recently published clinical studies on maxillary pro-
tractors.19 In addition, animal studies have shown that
the forward movement and anterior displacement of
the maxilla can be proven by histological changes.20,21
In this case, as the cephalometric skeletal structures
changed, the ANB angle showed a significant increase
as the result of an increase in the SNA angle and a
decrease in the SNB angle. It seems that the
orthopedic forces on the maxilla and the mandible
were effective and advantageous for this patient.
Regarding mandibular changes induced by a maxil-
lary protractor, clockwise rotation of the mandible hasbeen reported in several studies.18,2224 Others have also
concluded that the mandible was positioned backward,
and posterior rotation of the mandible was significant
following maxillary protractor therapy. Because the chin
is one of the anchorage regions for a protraction device,
a force can be applied directly to the mandible.10,25 Using
such a device in the present patient, maxillary protractor
therapy resulted in backward relocation of the ramus
plane and closing of the gonial angle, with no significant
Figure 6. Posttreatment facial and intraoral photographs.
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change in the mandibular plane angle. These findingssuggest that the forward movement of point B wasrestricted by changing the mandibular growth andforward movement of the maxilla by the remodeling ofthe circummaxillary sutures. From these results, we
believe that this maxillary protractor therapy led to goodresults skeletally.
Proclination and forward movement of the maxillaryincisors and retroclination of the mandibular incisorshave been reported in many studies of maxillary
protraction.10,23,25,26 In the present patient, both themaxillary incisors and the mandibular incisors weretipped lingually. In addition to providing root buccaltorque, this combination of maxillary protractor andnontorque brackets has also been extremely effective inthe forward displacement of maxillary and alveolar bone.
Orthodontic Treatment in Patients with Missing
Teeth
Congenitally missing teeth affect the occlusalrelationship between the maxilla and the mandible,including the inclination of neighboring teeth, extrusionof antagonistic teeth, and midline shift. In addition,when orthodontic treatment is performed in a patientwith missing teeth, problems concerning the missing
teeth must be considered, along with the relationshipsbetween the jaws, gnathic growth, discrepancy, andesthetic concerns. Therefore, treatment strategies and
decisions about a treatment regimen tend to become
difficult.27 Class III is the most frequent malocclusion
seen in patients with missing maxillary teeth. In
persons with congenitally missing maxillary teeth with
skeletal Class III, the consequences can be significant
and may necessitate surgery.The present patient was diagnosed as having an
Angle Class III malocclusion with the absence of the
maxillary right lateral incisor and a peg-shaped maxillary
left lateral incisor, together with a skeletal Class III jaw
base relationship caused by a small maxilla and retro-
position of the maxilla. Extraction of the small, peg-
shaped left lateral incisor was carried out, along with
treatment to achieve bilateral symmetry. The maxillary
posterior teeth have drifted sufficiently, the spaces have
closed, and there is no tipping of the posterior crowns.
Some authors prefer an implant or prosthetic solution
because they feel that some aspects of space closure
are disadvantageous. When the option is to close thespace left by maxillary lateral incisor agenesis, the
dentist must rely on some important variables such as
the different color, shape, and size of the canine in the
lateral site; the different root prominences; and the
different height of the gingival scallops. On the other
hand, Carlson28 described how the spaces might be
physically closed without orthodontic treatment when
maxillary lateral incisors were missing. He reported that
the space may be closed as long as the facial
Figure 7. Posttreatment dental casts.
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configuration is not adversely affected. In addition,Nordquist et al29 reported a follow-up survey of patientsin whom the maxillary incisor was congenitally absent,and the space was closed by orthodontic treatment andby prosthodontic treatment. There was no difference inocclusal function between the two, and when the spaces
were closed, the periodontium was healthier. Further-more, Senty30 reported that there was no apparentchange in facial balance when maxillary canines were
moved mesially. Therefore, we chose to close the spaceof the missing and extracted teeth by forward movementof the canine and premolars using maxillary protractionwith edgewise appliances. As a result, not only themaxillary premolars but also the molars moved mesially,and a Class II molar relationship with tight interdigitation
was achieved. The root resorption is slightly greater thannormal and the gingival contour is a little higher thannormal, but both are at acceptable levels without
Figure 8. (A) Posttreatment cephalograph. (B) Posttreatment panoramic radiograph.
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significant biological damage. The patient was pleased
with her smile and appearance, and she was happy not
to have required a prosthetic device.
However, we must consider the following two points
about the first premolar with regard to the position of
the canine. First, it is important that the lingual cusp of
the first premolar not cause arthritis of the jaw.
Secondly, rotation should be mesial. Then the first
premolar can serve as an adequate substitute for the
canine, both functionally and esthetically.31
Figure 9. Superimpositions of pretreatment (solid line) and posttreatment (dotted line) cephalometric tracings. (A) Superimposed on sella-nasion
plane at sella. (B) Superimposed on palatal plane at ANS. (C) Superimposed on mandibular plane at menton.
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In addition, many clinical treatments, such as crown
torque, reshaping, and bleaching of the canine, shouldbe considered. These techniques can provide addi-tional improvements that will help mimic the look of a
natural intact dentition and the function of unilateralincisors.32
The duration of treatment for this patient was 66
months, including growth observation, but theresults reinforced by the long-term record make thistreatment outcome very good despite the risks
involved.
CONCLUSION
N The combination of maxillary protractor and non-
torque brackets was effective not only for correcting
skeletal Class III malocclusion but also for accom-
plishing forward movement of the maxillary posterior
teeth.
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Figure 10. Facial and intraoral photographs 3 years after treatment.
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Figure 11. Dental casts 3 years after treatment.
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Figure 12. (A) Cephalograph 3 years after treatment. (B) Panoramic radiograph 3 years after treatment.
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Figure 13. Superimposed posttreatment (solid line) and postretention (dotted line) cephalometric tracings.
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