Skeletal Class 3 Maloccusion

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    Case Report

    Skeletal Class III Malocclusion with Unilateral Congenitally Missing Maxillary

    Incisor Treated by Maxillary Protractor and Edgewise Appliances

    Masako Tabuchia; Hayato Fukuokaa; Ken Miyazawab; Shigemi Gotoc

    ABSTRACT This case report describes the orthodontic treatment of a 10-year-old female patient

    with a combination of Angle Class III malocclusion, a missing maxillary right lateral incisor, asupernumerary tooth with a short root on the lingual side of the maxillary incisor, a skeletal Class IIIjaw base relationship caused by a diminutive maxilla, and retroposition of the maxilla. We chose to

    close the space of the missing tooth, as well as the space created by extraction of the maxillarylateral incisor, by forward movement of the canine and premolars using a maxillary protractor withedgewise appliances. As a result, both the maxillary premolars and the molars were movedmesially, and a Class II molar relationship with tight interdigitation was achieved. Our resultssuggest that the combination of maxillary protractor and nontorque brackets was effective not onlyfor correcting skeletal Class III malocclusion, but also for forward movement of the maxillaryposterior teeth. (Angle Orthod 2010;80:405418.)

    KEY WORDS: Skeletal Class III; Missing incisor; Maxillary protractor

    INTRODUCTION

    The characteristics of Class III malocclusion include

    a large or protrusive mandible, a deficient or retrusive

    maxilla, a protrusive mandibular dentition, a retrusive

    maxillary dentition, or any combination of these.13

    Among Japanese people, the incidence of Class III

    malocclusion is significantly higher than it is among

    whites,4,5 and a retruded maxilla is encountered more

    often than a large mandible in persons with skeletal

    Class III malocclusion.6 In such cases, orthodontic

    treatment is needed to correct the skeletal discrepan-

    cy. If left untreated, the malocclusion tends to

    worsen,7,8 and these patients will ultimately comprise

    a substantial percentage of those seeking orthognathic

    surgery as adults.9

    Congenitally missing teeth affect the occlusal rela-

    tionship between the maxilla and the mandible. Class III

    is the most frequent malocclusion seen among subjects

    who are lacking only maxillary teeth, whereas the

    absence of only mandibular teeth is frequently associ-ated with Class II malocclusion. The issue of how to treat

    maxillary lateral agenesis with a skeletal Class III jaw

    relationship is always a matter of some controversy,

    mainly because treatment takes longer, is more difficult,

    and can be performed in a variety of ways.The present case report describes orthodontic

    treatment for a patient with an Angle Class III

    malocclusion, a missing maxillary right lateral incisor,

    a peg-shaped maxillary left lateral incisor, a skeletal

    Class III jaw base relationship caused by a small

    maxilla, and retroposition of the maxilla.

    CASE REPORT

    Case Summary

    A female patient, 10 years and 10 months old, was

    brought to the clinic by her parents, who were worried

    about the protrusion of the girls mandible and about amaxillary lateral incisor that had not erupted. The

    patients medical history showed no contraindications

    to orthodontic therapy. In the family history, the girls

    mother had mandibular protrusion. The patient had aconcave profile, with protrusion of the lips. Intraorally,

    she had an Angle Class III molar and premolar

    relationship on the left side and an Angle Class I

    molar and premolar relationship on the right side, with

    an overbite of +0.8 mm and an overjet of 21.0 mm. A

    a Assistant Professor, Department of Orthodontics, School of

    Dentistry, Aichi-Gakuin University, Aichi, Japan.b Associate Professor, Department of Orthodontics, School ofDentistry, Aichi-Gakuin University, Aichi, Japan.

    c Chair and Chief Professor, Department of Orthodontics,School of Dentistry, Aichi-Gakuin University, Aichi, Japan.

    Corresponding author: Masako Tabuchi, Department ofOrthodontics, School of Dentistry, Aichi-Gakuin University, 2-11 Suemori-dori, Chikusa-ku Nagoya 464-8651, Japan(e-mail: [email protected])

    Accepted: May 2009. Submitted: December 2008.G 2010 by The EH Angle Education and Research Foundation,Inc.

    DOI: 10.2319/122908-661.1 405 Angle Orthodontist, Vol 80, No 2, 2010

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    supernumerary tooth was present on the lingual side ofthe maxillary incisors, and it had a short root. The

    maxillary left lateral incisor was peg-shaped and small.The maxillary dentition spacing was +5.8 mm, and+2.0 mm was present in the mandibular arch. Themaxillary dental midline was almost coincident with thefacial midline, but the mandibular dental midlinedeviated 1.5 mm to the right with respect to the facialmidline (Figures 1 and 2). Panoramic, periapical, andocclusal radiographs revealed the absence of themaxillary right lateral incisor (Figure 3). Lateral ceph-

    alometric measurements (Table 1) showed a skeletalClass III jaw base relationship (ANB 5 22.9u) with themaxilla in retroposition (SNA 5 75.3u) in comparison to

    normal values for female Japanese of corresponding

    age. The maxillary incisors were labially inclined

    relative to the FH plane (U1-to-FH 5 121.6u). The

    mandibular incisors were within a range of 1.0standard deviation of the Japanese normative mean

    relative to the mandibular plane angle (L1-to-MP 5

    97.7u) and FH plane (FMIA 5 53.9u). The size of the

    maxilla was small, while the mandible was large.

    Diagnosis

    The patient was diagnosed with an Angle Class III

    malocclusion with a missing maxillary right lateral incisor.

    In addition, she had a peg-shaped maxillary left lateral

    Figure 1. Pretreatment facial and intraoral photographs.

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    incisor, a skeletal Class III jaw base relationship caused

    by a small maxilla, and retroposition of the maxilla.

    Treatment Plan

    In consultation with the patient and parents, a

    treatment plan was devised based on the diagnostic

    records, and the following treatment objectives weredeveloped: (1) enucleation of the supernumerary tooth

    and the short root on the lingual side of the maxillary

    incisors; (2) extraction of the maxillary left lateral incisor

    to achieve bilateral symmetry in the absence of the

    maxillary right lateral incisor; (3) maxillary protraction

    therapy in maxillary retrognathism and production of

    skeletal changes with anterior movement of the maxilla;

    (4) closure of the space caused by the missing and

    extracted teeth by forward movement of the canines

    and premolars using a maxillary protractor with edge-

    wise appliances; (5) achievement of Class II molar

    occlusion and normal incisor relationships with edge-wise appliances; and (6) retention to achieve stabiliza-

    tion of improved tooth alignment and facial esthetics.

    Treatment Alternatives

    The first alternative involved orthodontic treatment

    placing the maxillary right canine into its natural position

    within the dental archto open space for prosthodontic

    replacement of the right lateral incisor. However,

    considering esthetic issues as well as the patients

    age, we found it difficult to prescribe treatment thatwould require a 10-year-old to use a removableprosthesis until age 18, when she could receive a fixedprosthesis or implant. We felt that the use of aremovable retainer with an artificial lateral incisor duringadolescence might not be easy for the patient.

    The second alternative was orthodontic treatment withextraction of the mandibular premolars. The position ofthe mandibular anterior teeth was slightly forward, butaxial inclination was N-L. Retroclination of the mandib-ular permanent incisors has been reported in manystudies of maxillary protraction.10 If the mandibularpremolars were extracted, excessive retroclination ofthe mandibular incisors would a cause for concern.

    Our patient was judged as able to obtain excellentocclusion and profile without extraction of the mandib-

    ular premolars. In addition, the patient expressed thedesire to avoid extraction, so we opted for mandibularnonextraction therapy.

    Treatment Progress

    Caries control and oral hygiene instruction wereperformed. Treatment was started in the maxilla byextraction of the supernumerary tooth and the leftlateral incisor. Subsequently, standard edgewise ap-pliances (0.018-inch 3 0.025-inch) were immediately

    placed on the maxillary incisors, canines, and firstmolars. After a 7-month period of leveling and mesialspace closure with an elastomeric chain between the

    Figure 2. Pretreatment dental casts.

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    incisor and canine, a palatal bar was placed on the firstmolars, together with edgewise appliances on the firstpremolars. At the same time, an open-coil spring wasplaced between the first premolar and the first molar toadvance the first premolar on a 0.016-inch 3 0.016-inch stainless steel wire and maintain rigidity. The

    elastic bands were connected from Kobayashi hookson the first premolar to a protractor, and then theintraoral component was pulled forward using about

    150 g of elastic force unilaterally in a 20u to 30udirection downward from the occlusal plane. Inaddition, the patient wore a protraction facial maskfor more than 13 hours a day for 18 months, not onlyas anchorage for the advancement of the maxilla butalso to effect mesial movement of the maxillary

    posterior teeth. Mesial movement was performed withthe maxillary first premolar, second premolar, and firstmolar, sequentially (Figures 4 and 5). When moving

    Figure 3. (A) Pretreatment cephalograph. (B) Pretreatment panoramic radiograph. (C) Occlusal and periapical radiographs.

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    the first molar to the mesial, a tip-back bend was given

    to the 0.017-inch3 0.025-inch stainless steel wire archto prevent mesial tipping, and the wire was reduced foreasy movement. During mesial movement of the first

    molar, fixed appliances were put into place on theremaining teeth. The patient wore Class III elastics.

    Finally, both canines were reshaped slightly on theincisal edge. Sixty-six months were needed for

    treatment, including time for growth observation.

    Retention consisted of a bonded lingual wire on themaxillary and mandibular teeth, including the canines.

    In addition, wrap-around retainers were fabricated tomaintain alignment.

    RESULTS

    As a result of treatment and appliance use, mutually

    acceptable overbite and overjet were obtained, and a

    Class II molar relationship with tight interdigitation wasachieved. Also, the space in the anterior dental region

    was closed. There was an improvement in lip closureand lip protrusion (Figures 6 through 8). Superimposi-

    tion of the pretreatment and posttreatment tracingsaccording to anterior cranial base showed that the

    SNA angle increased from 75.3u to 77.2u and the SNB

    angle decreased from 78.2u to 77.5u, such that theANB angle increased from 22.9u to 20.3u. Ramus

    inclination increased from 90.9u to 96.0u. The gonialangle decreased from 127.1u to 122.6u. Mandibular

    plane angle (FMA) was almost the same as pretreat-ment. Tipping movements of both maxillary and

    mandibular incisors occurred lingually by 17.1u at U1

    and by 12.9u at L1, such that the interincisal angle ofthese teeth showed an increase. Furthermore, the

    maxillary molars had moved to the mesial with notipping of the posterior crowns (Figure 9; Table 1). The

    posttreatment panoramic radiograph showed no root

    resorption (Figure 8). There were no signs or symp-toms of any temporomandibular disorder during thetreatment and retention periods. Acceptable occlusion

    and facial profile were also maintained during the 3-year retention period (Figures 10 through 13).

    DISCUSSION

    Maxillary Protractor

    Various types of maxillary protractors have beenclinically modified and used for treating patients with

    severe skeletal Class III malocclusions.1113 The use ofreverse headgear for the treatment of Class IIImalocclusion was described more than 100 yearsago.14 It has been demonstrated that reverse headgearcan be an effective method in the treatment of Class IIImalocclusion with a retrusive maxilla. Other studieshave confirmed the efficacy of maxillary protractortreatment with rapid maxillary expansion.15,16 Someresearchers have also concluded that protraction

    therapy is useful in Class III malocclusions withmaxillary retrognathism and produces favorable den-toalveolar, skeletal, and profile changes.17,18 In the

    Table 1. Cephalometric Measurements

    Measurement

    Pretreatment

    (10 y 10 mo)

    Posttreatment

    (16 y 4 mo)

    Postretention

    (19 y 5 mo)

    SNA angle (u) 75.3 77.2 77.7

    SNB angle (u) 78.2 77.5 78.2

    ANB angle (u) 22.9 20.3 20.5

    Facial angle (u) 86.3 85.9 86.5

    Convexity (u) 22.7 2.1 1.3

    A-B plane (u) 4.9 1.9 2

    FMA (u) 28.4 28.8 28.8

    U1-to-FH (u) 121.6 104.5 108

    FMIA (u) 53.9 66.8 64.6

    Interincisal angle (u) 112.2 142.3 136.6

    Gonial angle (u) 127.1 122.6 122.5

    Ramus inclination (u) 90.9 96.0 95.8

    A9-Ptm9 (mm) 42.2 44.6 45.1

    Gn-Cd (mm) 112.6 119.5 120.9

    Pog9-Go (mm) 74.9 81.0 81.8

    Cd-Go (mm) 53.0 56.9 56.9

    Figure 4. Protractor design.

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    Figure 5. Intraoral views of treatment. (A) Start of leveling. (B) Start of advancement of the first premolar. (C) End of advancement of the first

    premolar and start of advancement of the second premolar. (D) Start of advancement of the first molar. (E) End of space closure.

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    present patient, maxillary protractors with fixed appli-

    ances were chosen in the hope of not only providing

    anchorage for the advancement of the maxilla but also

    moving the maxillary posterior teeth mesially.A downward increase in point A has been reported in

    recently published clinical studies on maxillary pro-

    tractors.19 In addition, animal studies have shown that

    the forward movement and anterior displacement of

    the maxilla can be proven by histological changes.20,21

    In this case, as the cephalometric skeletal structures

    changed, the ANB angle showed a significant increase

    as the result of an increase in the SNA angle and a

    decrease in the SNB angle. It seems that the

    orthopedic forces on the maxilla and the mandible

    were effective and advantageous for this patient.

    Regarding mandibular changes induced by a maxil-

    lary protractor, clockwise rotation of the mandible hasbeen reported in several studies.18,2224 Others have also

    concluded that the mandible was positioned backward,

    and posterior rotation of the mandible was significant

    following maxillary protractor therapy. Because the chin

    is one of the anchorage regions for a protraction device,

    a force can be applied directly to the mandible.10,25 Using

    such a device in the present patient, maxillary protractor

    therapy resulted in backward relocation of the ramus

    plane and closing of the gonial angle, with no significant

    Figure 6. Posttreatment facial and intraoral photographs.

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    change in the mandibular plane angle. These findingssuggest that the forward movement of point B wasrestricted by changing the mandibular growth andforward movement of the maxilla by the remodeling ofthe circummaxillary sutures. From these results, we

    believe that this maxillary protractor therapy led to goodresults skeletally.

    Proclination and forward movement of the maxillaryincisors and retroclination of the mandibular incisorshave been reported in many studies of maxillary

    protraction.10,23,25,26 In the present patient, both themaxillary incisors and the mandibular incisors weretipped lingually. In addition to providing root buccaltorque, this combination of maxillary protractor andnontorque brackets has also been extremely effective inthe forward displacement of maxillary and alveolar bone.

    Orthodontic Treatment in Patients with Missing

    Teeth

    Congenitally missing teeth affect the occlusalrelationship between the maxilla and the mandible,including the inclination of neighboring teeth, extrusionof antagonistic teeth, and midline shift. In addition,when orthodontic treatment is performed in a patientwith missing teeth, problems concerning the missing

    teeth must be considered, along with the relationshipsbetween the jaws, gnathic growth, discrepancy, andesthetic concerns. Therefore, treatment strategies and

    decisions about a treatment regimen tend to become

    difficult.27 Class III is the most frequent malocclusion

    seen in patients with missing maxillary teeth. In

    persons with congenitally missing maxillary teeth with

    skeletal Class III, the consequences can be significant

    and may necessitate surgery.The present patient was diagnosed as having an

    Angle Class III malocclusion with the absence of the

    maxillary right lateral incisor and a peg-shaped maxillary

    left lateral incisor, together with a skeletal Class III jaw

    base relationship caused by a small maxilla and retro-

    position of the maxilla. Extraction of the small, peg-

    shaped left lateral incisor was carried out, along with

    treatment to achieve bilateral symmetry. The maxillary

    posterior teeth have drifted sufficiently, the spaces have

    closed, and there is no tipping of the posterior crowns.

    Some authors prefer an implant or prosthetic solution

    because they feel that some aspects of space closure

    are disadvantageous. When the option is to close thespace left by maxillary lateral incisor agenesis, the

    dentist must rely on some important variables such as

    the different color, shape, and size of the canine in the

    lateral site; the different root prominences; and the

    different height of the gingival scallops. On the other

    hand, Carlson28 described how the spaces might be

    physically closed without orthodontic treatment when

    maxillary lateral incisors were missing. He reported that

    the space may be closed as long as the facial

    Figure 7. Posttreatment dental casts.

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    configuration is not adversely affected. In addition,Nordquist et al29 reported a follow-up survey of patientsin whom the maxillary incisor was congenitally absent,and the space was closed by orthodontic treatment andby prosthodontic treatment. There was no difference inocclusal function between the two, and when the spaces

    were closed, the periodontium was healthier. Further-more, Senty30 reported that there was no apparentchange in facial balance when maxillary canines were

    moved mesially. Therefore, we chose to close the spaceof the missing and extracted teeth by forward movementof the canine and premolars using maxillary protractionwith edgewise appliances. As a result, not only themaxillary premolars but also the molars moved mesially,and a Class II molar relationship with tight interdigitation

    was achieved. The root resorption is slightly greater thannormal and the gingival contour is a little higher thannormal, but both are at acceptable levels without

    Figure 8. (A) Posttreatment cephalograph. (B) Posttreatment panoramic radiograph.

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    significant biological damage. The patient was pleased

    with her smile and appearance, and she was happy not

    to have required a prosthetic device.

    However, we must consider the following two points

    about the first premolar with regard to the position of

    the canine. First, it is important that the lingual cusp of

    the first premolar not cause arthritis of the jaw.

    Secondly, rotation should be mesial. Then the first

    premolar can serve as an adequate substitute for the

    canine, both functionally and esthetically.31

    Figure 9. Superimpositions of pretreatment (solid line) and posttreatment (dotted line) cephalometric tracings. (A) Superimposed on sella-nasion

    plane at sella. (B) Superimposed on palatal plane at ANS. (C) Superimposed on mandibular plane at menton.

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    In addition, many clinical treatments, such as crown

    torque, reshaping, and bleaching of the canine, shouldbe considered. These techniques can provide addi-tional improvements that will help mimic the look of a

    natural intact dentition and the function of unilateralincisors.32

    The duration of treatment for this patient was 66

    months, including growth observation, but theresults reinforced by the long-term record make thistreatment outcome very good despite the risks

    involved.

    CONCLUSION

    N The combination of maxillary protractor and non-

    torque brackets was effective not only for correcting

    skeletal Class III malocclusion but also for accom-

    plishing forward movement of the maxillary posterior

    teeth.

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    Figure 10. Facial and intraoral photographs 3 years after treatment.

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    Figure 11. Dental casts 3 years after treatment.

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    Figure 12. (A) Cephalograph 3 years after treatment. (B) Panoramic radiograph 3 years after treatment.

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    29. Nordquist GG, McNeill RW. Orthodontic vs. restorativetreatment of the congenitally absent lateral incisorlongterm periodontal and occlusal evaluation. J Periodontol.1975;46:139143.

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    Figure 13. Superimposed posttreatment (solid line) and postretention (dotted line) cephalometric tracings.

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