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ISA Annual Convention, San Diego-CA, 2012 1 SHARED MANAGEMENT OF TRANSBOUNDARY HIDRIC RESOURCES IN SOUTH AMERICA: The impact of information in the emergence and evolution of regional institutions By Letícia Britto dos Santos, Master student in International Relations* Carla Roberta Ferreira Valle, Undergraduating student in International Relations** Department of International Relations Pontifical Catholic University of Minas Gerais [email protected]* [email protected] ** Paper prepared for ISA, San Diego, 2012 ABSTRACT This paper aims to discuss the shared management of transboundary hydric resources in South America - focusing in Argentina, Brazil, Paraguay and Uruguay analyzing the impact of information in the creation of institutions to cope with this theme. Nowadays, information spreads quickly and is stored especially in the internet contributing to a higher level of transparency and accessibility. Nonetheless, countries such as Uruguay and Paraguay, for instance, lack an effective system of water information management what may lead to obstacles to cooperate regionally. This article evaluates how the new media may impact on the evolution of regional norms and rules making use of the Neoliberal Institutionalist Theory of International Relations to light up this issue. This theory will serve as a tool to think about ways of solving the collective action dilemmas through the creation and development of institutions. Therefore, it will be analyzed the benefits of centralizing the information of the four countries in one institution and at what extent it may contribute to the effectiveness of the shared water management.

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ISA Annual Convention, San Diego-CA, 2012 1

SHARED MANAGEMENT OF TRANSBOUNDARY HIDRIC

RESOURCES IN SOUTH AMERICA: The impact of information in

the emergence and evolution of regional institutions

By Letícia Britto dos Santos, Master student in International Relations*

Carla Roberta Ferreira Valle, Undergraduating student in International Relations**

Department of International Relations

Pontifical Catholic University of Minas Gerais

[email protected]*

[email protected] **

Paper prepared for ISA, San Diego, 2012

ABSTRACT

This paper aims to discuss the shared management of transboundary hydric resources

in South America - focusing in Argentina, Brazil, Paraguay and Uruguay – analyzing

the impact of information in the creation of institutions to cope with this theme.

Nowadays, information spreads quickly and is stored especially in the internet

contributing to a higher level of transparency and accessibility. Nonetheless, countries

such as Uruguay and Paraguay, for instance, lack an effective system of water

information management what may lead to obstacles to cooperate regionally. This

article evaluates how the new media may impact on the evolution of regional norms

and rules making use of the Neoliberal Institutionalist Theory of International Relations

to light up this issue. This theory will serve as a tool to think about ways of solving the

collective action dilemmas through the creation and development of institutions.

Therefore, it will be analyzed the benefits of centralizing the information of the four

countries in one institution and at what extent it may contribute to the effectiveness of

the shared water management.

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ISA Annual Convention, San Diego-CA, 2012 2

1- Introduction

The present work emerges from a current necessity in addressing the global

water issue and finding solutions for the collective action dilemmas raised by the need

to adequately govern this public good in order to avoid conflicts and promote

cooperation among actors. This paper deals especially with the transboundary hydric

resources shared between Argentina, Brazil, Paraguay and Uruguay focusing in the

international dynamics developed to govern it.

The research question which guides this study is concentrated in “How does

information encompassed in the new media era impact in a more effective water

management?”. Important to highlight is that the central objective is to understand the

role of information in the creation of a more effective water management pointing out

specific cases in South America between Argentina, Brazil, Paraguay and Uruguay

where this is observed.

The hypothesis consists in that information shared and stored in the internet

through the development of National Water Information System allows countries to see

clearly the politics and actions of others in the use and management of water resources

increasing transparency what reduces the shadow of the future and offers incentives to

cooperation between actors. The cooperation will tend to develop under signatures of

treaties, conventions and creation of mixed commissions which will guide a better

governance of the water in the countries by promoting a better dialogue between them

and estipulating norms and rules to solve specific problems over the resources. The

Neoliberal Institutionalist Theory of International Relations will be used as a tool for

understanding how those collective action dilemmas are solved via institutions and the

ways cooperation is possible to be achieved.

The methodology consisted in a qualitative data analysis and a comparative

method which intended to elucidate the similarities and differences in the management

of water between Argentina, Brazil, Paraguay and Uruguay and also analyze the joint

cooperation between them taking into consideration the existence of a national

information system about water – a) between countries with a national water

information system; b) between countries without a national water information system

and c) between countries with a countries without a national water information system.

The technique used was the documental analysis and research in official websites of

governments, international organizations, water networks and institutions related to

water management in and between the countries in study.

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ISA Annual Convention, San Diego-CA, 2012 3

The article is divided in four parts. The first section is the present one and

intends to introduce the readers to the object of study. The second part presents the

theoretical approach to be used – the Neoliberal Institutionalism – and the important

premises. The third part is subdivided in five different sub-sections: the first explains

the management of water in the four countries in order to understand the possible

obstacles to a joint cooperation or an adoption of equal norms and rules to govern

water, the second analyzes the existence of a national water information system in

each of these countries which it is believed to facilitate cooperation, the third analyses

the coordinated management of water between the actors, the fourth analyses

International and Regional Water Information Systems and the existence of a regional

institution between the four countries for sharing information on water use and

management and the importance of these institutions for the effectiveness of

coordinated management of shared water. Finally, the last part verifies the

corroboration or not of the hypothesis, shows the final considerations and proposes the

creation of a regional institution between Argentina, Brazil, Paraguay and Uruguay for

sharing information on water.

2. Neoliberal Institutionalism

The complexity of the international relations which exists nowadays is a result of

the advance of globalization determined by: the scientific and technological advances,

the simultaneity of events and reciprocity, the expansion of the governmental and non-

governmental actor’s interaction in the international system, the decreasing of the

borders and the state autonomy level. All of those factors, led to the formation of a truly

global society and the increase of the contacts between the international actors. All of

those elements are called complex interdependence by NYE & KEOHANE (2001).

They criticize realist’s analyses pointing out that they focus only in power and security

between States relations and what is being proposed then is a broader view of

international reality which includes those transnational forces which make the

international system more complex.

Although the international system is anarchic there is a possibility of States

living in a pacific relation. According to AXERLROD & KEOHANE (1985) the

international politics are not always in a war state and cooperation happens. The

rational tendency is that States are approximated by interest, noting that international

cooperation is advantageous. According to KANT (2004) the States cooperate because

they are selfish, not altruistic. NYE & KEOHANE (2001) point to the growing

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ISA Annual Convention, San Diego-CA, 2012 4

interdependence between states, which would allow more cooperation, necessary to

survival in the international system.

It is important to remember that cooperation is no equivalent to harmony.

Harmony requires complete identity of interests. Cooperation exists only when there

are situation of conflicting and complementary interests. According to KEOHANE

(1982) States enunciate their shared goals to cooperate by institutions which they have

incentives to coordinate their behavior to achieve collective benefits. So, where the

interdependence exists, opportunities will arise for the development of institutions.

The Neoliberal Institutionalist Theory of International Relations has many

arguments about institutions. They believe actors work due to their rational calculation

to acquire one possible benefit to maximize the effective of the institutional action (?

Nao entendi). Thus one individual rational action implies one collective action. In case

of the shared water resources management, the action of one country to another can

implies in big collective changes with others countries and might demand new

institutions in order to solve the common problem. Considering the preference of each

other, the countries might cooperate to maintain the international order and reduce the

risks and uncertainty in the environmental arena.

According to KEOHANE (1989) institutions are rules, agreed between the

governments which are relevant to specific groups of subjects in international relations.

According to PETERS (1999) institutions are rules to determine who and what is

included in the decision-making process, how to structure the information, what steps

can be taken and how to integrate individual and collective actions. Institutions are

also means to produce stable results and solve the problem of the collective action

between the rational actors. Because they have many rules unanimously acceptable

which allow converting preferences in the decisions and control the actors giving the

certainly of they will fulfill all requirements of the rules.

Institutions for the rational choice theory influenced the Neoliberal

Institutionalism Theory and they are also designed to overcome weaknesses identified

in the political system and are systems of rules and the basis to the behavior, they

emerge to satisfy the necessity of the socials and economics demands and ensure the

balance. AXERLROD & KEOHANE (1985) emphasized that States are rational and

self-interested actors and institutions can change the pay off structures for actors and

can also prolong the shadow of the future.

According to CACAIS (2009) ´Cooperation means operating simultaneously,

collaborating, paying attention, working together, helping, participating. Cooperation is

a coordinated effort to achieve common goals.` A state helps the other, working

together on a particular topic of interest in one or both States, which does not imply in a

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ISA Annual Convention, San Diego-CA, 2012 5

loss of their sovereignty. ´International cooperation on environmental matters, is

nothing more than a living reflection of the acknowledgement of the transboundary and

global activity degrading exercised under the jurisdictions` which consequences may

reach far beyond the expected.`

According to HALL and TAYLOR (2003) `in practice institutions solve a large

part of the collective action dilemma`. These dilemmas are set in situations where

individuals act to maximize the satisfaction of their preferences, with the risk of

producing a sub-optimal out come for the community. Thus, there could be another

result that satisfies the best actors, unless they are dissatisfied. Usually the collective

action dilemma happens due to the absence of institutional arrangements, which

prevent each actor, adopts a course of action that would be best and most preferably

by the collective. In this situation, there is the Prisoner´s Dilemmas and the Tragedy of

the Commons.

For the Tragedy of the Commons, HARDIN (1968) present the situation that the

population grew while the natural resource necessary to survival were finite, leading to

a shortage of them. Thus, we would live in a situation of the `tragedy of the commons`,

as the individual interest would conflict with the common good. To solve the problem of

collective action, the author suggests the common good regulation with some

strategies necessaries to cooperation by the actors whose have the participation into

the institutions and ensuring greater stability.

OSTROM (1999) analyzes the issue of common resources management from

the perspective of the State. The author believes in good governance instead of one

solution to the problem, there are several solutions to solve the collective action

dilemmas. It is expected that the rational actors act on behalf of the community,

although they aim to maximize their objectives, especially when this is their highest

goal. In most of the cases, they have not an absolute, but a relative gain, but it is

satisfactory for what that actor expected of that group can be a solution to the collective

action dilemmas.

So, the institutions with rules and norms could help to the management of water

and reduce the uncertainty between the countries. In this sense, the institutions and

organs created in Brazil, Uruguay, Argentina and Paraguay for the administration of

water will intend to have a better efficiency in its management.

The discussion of organizations is also crucial in the discussion of institutions

since it constitutes an instrument for taking demands into the greater institutional

structure. The basic characteristic of organizations is to promote the common interests

of individuals, and groups are organizations built by individuals and therefore seek to

accomplish these goals. However they can not be achieved alone.

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ISA Annual Convention, San Diego-CA, 2012 6

According Haftendorn (1999), the concept of water is based on three basic

features:

1) Essential to human life

2) Finite and scarce

3) Common and divided

The fact that water is essential to human life turn attention especially to the

importance of water for human consumption and that the poor quality or lack of this

feature directly impacts people's health and may even lead to death. In this sense, this

is a feature demanded by the world's population and should be fitted to all. However,

the second and third assumptions indicate that this resource is not infinite and that is

divided among several actors, implying the need for a water quality control and proper

management to preserve the good and avoid conflicts (HAFTENDORN, 1999).

In the case of transboundary waters, such management must take into account

the fact that several countries are sharing this good and that, therefore, have the right

of its use. The big problem is that each State within its domestic jurisdiction can

manage and use their resources as well as suits you, but in this case its use may result

in negative externalities for other states, creating a political problem that can lead to

serious conflicts. One way to avoid conflict and seek peaceful solutions is through this

cooperative interaction between these countries.

Thus, it become necessary to adopt international standards that maintain the

order and the balance in the Environment for the establishment of bilateral and

multilateral measures establish conditions for the international cooperation and solve

the Dilemma Collective Action.

3- Impacts of Information in the Coordinated Management of Shared Hydric

Resources in South America

3.1 Water Management

In order to understand how the management of hydric resources occurs at a

domestic level it is necessary to analyze the legal and institutional framework for water

management in each country. This is also relevant for understanding the difficulties

encountered in internationally cooperating in shared hydric resources due to

differences in water legislation and management considering the States have the right

to manage following its own parameters the resources in their jurisdiction. Many

international conventions and conferences such as the Mar del Plata Conference

(1977), Nova Deli Conference (1990), Dublin Conference (1992), Paris Conference

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ISA Annual Convention, San Diego-CA, 2012 7

(1998) among others defend the integrated, decentralized and participative

management of water resources and it is being noted efforts of the states in adapting

their legislation to its principles.

3.1.1 Argentina

Argentina is making efforts in the development of an integrated, decentralized

and participative water management. The Constitution of 1994 delegates to the

provinces the original domain of the hydric resources located in their territory.

Argentina does not have a National Water Law and the legislation on water comes from

different other laws and norms. However, there are many projects to the creation of a

National Water Law being considered. At the provincial level, most of the provincial

constitutions have still not well developed principles and integration of water and

environment are not further considered. The provincial laws are varied with provinces

with a more developed normative on water than others. Also, there is not a National

Water Authority. The responsible organ for the hydric resources management in the

country is the National Hydric Resources Suboffice which depends on the Public Work

Office of the Planning, Public Inversion and Services Ministry. There are other

important organs related to the management of water such as the Federal Hydric

Council, Regional Hydric Councils, Environmental and Sustainable Development Office

among others. The management at the provincial level is diversified and there is

proliferation of institutions generating superposition of mission and functions and the

water management models adopted by the provinces are varied. In 2000, the National

Hydric Resources Suboffice contributed to the definition of a set of principles which

would guide the hydric politics and it was agreed that a bottom-up methodology would

be adopted. In this sense, provinces are responsible for formulating their hydric politics

and State would act helping to solve possible conflicts. Posteriorly, in 2006, the Hydric

Resources National Plan was developed by and initiative of the National Hydric

Resources Suboffice and the Federal Hydric Council which intends to promote an

integrated management of the hydric resources. The hydric resources management in

Argentina is institutionally and sectionally fragmented, however the National Plan

intends to promote a decentralized, participative and integrated management. In

Argentina is in development the water basin conception as the most adequate unit

planning and there are some experiences in this pattern. It is important to note the

country has a National Hydrometric Network and the National Plan is implementing this

Network with Monitoring Networks of ground water, coastal zone water and limnology

studies in integration with other institutions.

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ISA Annual Convention, San Diego-CA, 2012 8

3.1.2 Brazil

In Brazil the hydric resources management is more developed compared to the

other three countries and has already advanced significantly towards a more

integrated, decentralized and participative management with the creation of Basin

Committees and interinstitutional dialogue with other thematic spheres. The National

Constitution of 1988 delegates to the states the property of superficial water and

groundwater. The Nation has domain over all water resources in its territories of

domain or which encompasses more than one state or country as well as marginal

territories and fluvial beaches. In cases in which State is omissive, states may develop

norms for water resources protection. Also, compete to the Union legislate on water

matters. In Brazil there is a National Water Law, the Law Nº 9344/97 and a Water Code

of 1934. In respect to the state, significant part of the states possesses their state laws

on water which establishes criteria for hydric resources management. The

municipalities, by its turn, have a limited political roll since it is only acknowledged by

the Constitution the state and federal water domain. Nonetheless, they act on the

Water Basin Committees and may supplement existed norms. Municipalities have the

obligation to fiscally control the water use grants in its territory jointly with the state and

union. In Brazil, the National Water Authority is the Water Institute, created in 2007,

and dependent of the Territorial System, Regional Development and Environmental

Ministry. There are also other institutions related to water management such as the

National Hydric Resources Council, the state Hydric Resources Council among others.

The National Water Law instituted the National Hydric Resources Politics which

highlights the importance of a joint water management with other sectors and its

connection with the management of other resources. The National Hydric Resources

predicts a National Water Plan as an instrument to the effective water management.

Brazil has already developed the conception of water basin as the adequate planning

unit and has advanced towards an integrated, decentralized and participative water

management. Water is considered a good of public domain and an economic good.

3.1.3 Uruguay

Despite many efforts must be done in order to concretize the development and

improvement of the legal and institutional framework in the country, Uruguay counts

with a National Water Authority, has a National Water Politics under development and

counts with a National Water Code. The advances are towards an integrated and

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ISA Annual Convention, San Diego-CA, 2012 9

decentralized management. The art. 47 of the Constitution states that the Union has

the domain over the hydric resources of the country and the Law Nº 14859/78 institutes

the Water Code of Uruguay. The State is the National Water Authority and the National

Water Directory and the Environmental Water Directory are the administrative water

organs according to the Constitutional Reform of 2004. Other organs related to the

management of water are the Housing, Territorial System and Environmental Ministry,

the Water, Environment and Territorial National Council among others. The

management at the regional level is composed of eight regional offices created since

1970 and is constituted as local representatives of the National Water Directory. It

develops an important role in the water use for irrigation. Nonetheless, there are still

few interinstitutional coordination which is though being improved. The Law Nº 18610

establishes a National Water Politics, in 2009, and the formulation of an Integrated

Hydric Resources Management National Plan is foreseen to help its development. The

hydric resources management in Uruguay is fragmented; however it is following

towards a more integrated management. There are efforts in the adoption a water

basin as planning unit and water is seen as a public good according to the

constitutional reform of 2004.

3.1.4 Paraguay

In Paraguay the legal and institutional framework is much less advanced. The

National Constitution does not make any explicit reference about water only stating that

all liquid in their natural state are from state domain. The Civil Code Law Nº 1183/85

consideres of state domain the superficial water and there is no reference of the

groundwater. Also, there is no General Water Law even though there is a Water Law

Project. The normative background is less effective and is sectorial, there is

superposition among the laws and they are obsolete. Also, there is no water integrative

principle. The creation of the General Directory of Hydric Resources Protection and

Conservation is advancing in the legal and institutional framework of water

management in the country. The Law Nº 1248/31 of the Rural Code establishes criteria

for the water use in rural areas and the Decrete-Law Nº 3729 establishes norms for

public water management as well as states institutional basis and water use grants.

Paraguay lacks a National Water Authority and the hydric resources legal mark is in

development. The Law Nº 1561/2000 creates the Environmental Office which

establishes the structure of the General Directory of Hydric Resources Protection and

Conservation which is the maximum instance of the hydric sector in the country. The

other organs related to the water management are Regulatory Institution of Sewerage

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ISA Annual Convention, San Diego-CA, 2012 10

System Service, for instance. The municipalities perform the local water management

functions. In Paraguay there is no National Hydric Resources Politics, water is

considered an economic good, the water basin conception is still not formally

incorporated in the national politics and the water management is fundamentally

sectorial and fragmented.

As a result, it is noted that the hydric resources management is more developed

in Brazil than in Argentina, Uruguay and Paraguay. There are important differences not

only in the advances of the legal and institutional framework for water management in

each country, but also in the legal and institutional framework itself. The water basin

concept as a planning unit is still under development in the other countries and was not

even formally incorporated in the legislation of Uruguay. In addition, the development of

water basin committees in Brazil is not a common management politic between the

other three countries. Despite the recent efforts towards an integrated, decentralized

and participative water management in the countries, there are still weak legal

instruments and domestic institutions to permit an effective water management.

3.2. National Water Information System

The Hydric Resources National Plan and the Hydric Resources National Politics

can only be effectively implemented if monitoring and information is available. Public

politics and solutions for domestic water conflict and environmental and water

management problems can only be achieved if exists a monitoring network to measure

from time to time the quantitative and qualitative aspects of water systems such as

quotes, flow rates, evaporation, river profile, water quality and sediments. In this sense,

it is crucial the development and implementation of a National Water Information

System to centralize and turns public via internet all information of water bodies in the

country. Here it will be analyzed the existence or not of a National Water Information

System in the countries in order to understand the level of transparency in the use and

management of hydric resources each country possesses as well as the control of

water regimes in its water bodies and the water quality.

3.2.1 Argentina: SNIH (National Hydric Information System)

Recent efforts exist in the development of a National System of Hidric

Information in Argentina. Information in the country is collected by different public –

institutions which depend on the National Government, authorities of application on

water issue, basin organisms and committees, international programs and cooperation

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ISA Annual Convention, San Diego-CA, 2012 11

agreements) - and private organisms – organisms which concentrate interest on

agriculture, farming, climatic and environmental activities). These organizations have

generally hydric information acquired by their own Hydric Sensors Network and they

turn available part of this material via internet. There is still not a Central Bank of Hydric

Information in Argentina which shows the hydric parameters daily and that is why it is

being developed a National Water Information System which aims to integrate and

exchange hydric information between those actors and organisms.

The National Hydric Information System is part of the Project of Integrated

Management of Hydric Resources and is being encouraged the implementation of a

Monitoring System of Hydric Resources and a National Water Information System.

The National Hydric Information System of Argentina aims to recollect process

and store basic data acquired in the National Hydrological Network. It is considered

crucial for the Hydric Resources Suboffice to know the state and dynamics of hydric

resources with precision, in quantity and quality, to correctly engage on infra-structure

building and also acquire an efficient use, being essential to all the planning and

management process of water in a sustainable approach.

Lately, it is being elaborated the Integrated Hydrological Data Basis which will

possibly to be accessed on the internet and aims to add to the recent measurements

the number of measurement stations and the all national and provincial network

facilitating the exchange of information.

In addition it was developed the Digital Cartography and Georeferenciated

Systems Project which uses techniques and technologies to manage and structure the

hydric national information. It is also being celebrated agreements on technical

cooperation between different organisms including international organisms aiming to

constitute this network of hydric information and improve the national system.

The Hydric Resources Suboffice also turns available hydrometeorological

publication each year with information on meteorological, hydrological, nivometric

statistics. Also it continues the action of the Basic Network on Hydric Information as

responsible for the generation of precise and trustable hydrological information. It

recollects and process basic data in quality and quantity of superficial water. All

information is intended to be available at the National System of Hydric Information.

3.2.2 Brazil: SNIRH (National System of Hydric Resources Information)

The National System of Hydric Resources Information is an instrument of the

National Policy of Hydric Resources instituted by the Law Nº 9433/97 and it has the

following objectives:

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ISA Annual Convention, San Diego-CA, 2012 12

Encompass, gives consistency and disseminate data and information about the

qualitative and quantitative situation of the hydric resources in Brazil.

Update, permanently, information about availability and demand of hydric

resources.

Provide subsidies for the elaboration of the Hydric Resources Plans

The ANA (National Water Agency) is responsible for organizing, implementing

and managing the National System of Hidric Resources Information (art. 4°,

inciso XIV, of the Law N° 9984/2000)

The National System of Hydric Resources Information is composed by 6

integrated and interdependent subsystems. The Use Regulation Subsystem (REGLA)

which centralized information about the uses of hydric resources in the whole country.

The processes associated with this are: users registration, granting use, charge for

use, inspection, collection and declaration and certificates. There is a National

Registration of Hydric Resources Users which relates the different uses and

information about it made by a specific water system and the physical characteristics of

this system.

Also, the SNIRH is composed by the Management and Planning Subsystem

which has the function of turning visible the planning processes and water

management as well as allow the follow up of the situation of the hydric resources in

the country in relation to the quality and quantity of water and the follow up of the

implementation degree of the National Plan of Hydric Resources (PNRH).

In addition, there is the Quali-Quantitative Subsystem. It allows the collection,

storish, treatment, consistence and dissemination of fluviometric, pluviometric,

evaporimetric, sedimentometric and of the water quality data. Also, it stores and

processes all hidrometeorologic data and supports the management, mantainance and

operation of the country hidrometeorologic monitoring network

Beyond those subsystems there are the Hydric, Documental and Geographical

Intelligence Subsystem. The Hydric Intelligence incorporates all the processes

necessary for the generation of hydrological information. The Geographical Intelligence

allows the provision of geospatial data and information of support to water

management as has a integrative function with the other subsystems. The Documental

Intelligence which intends to elaborate a data basis of documents related to the

decentralized management of hydric resources in Brazil and which will be available in

the internet.

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ISA Annual Convention, San Diego-CA, 2012 13

3.2.3 Paraguay

There is no existence of a National System of Hydric Resources Information in

Paraguay. There are some initiative and projects such as the Environmental and

Hydrological Monitoring Centre which is a cooperative project between France and

Paraguay to support the development of monitoring networks for hydric information

process.

3.2.4 Uruguay

The country does not own a National Water Information System. Nonetheless,

there is an Integrated Hydric Resources Management National Plan which predicts the

creation of a National Hydric Resources Monitoring Plan contemplating the quantity

and quality of water and to achieve this one of the main objectives is the creation of a

national water information system.

Uruguay has some official institutions which measure the conditions of

atmosphere and the water systems (DNM, DINAGUA, SOHMA, DINAMA, OSE, INIA,

UTE, etc.). Considering this, it is also noted that in general terms the main variables for

the hydrological cycle are being object of programs of systematic observation.

Nevertheless, there are other variables which are not considered by those institutions

such as parameters which were studied only on scientific and technological

researches. It is perceived a deficit in the integration between information monitoring

on water quality and water quantity.

In Uruguay there is a Meteorological Service (DNM-MDN) created in the 1940s

with a national network of meteorological stations with 25 stations in the country.

However it is passing through a hard period with lack of personal and adequate

equipment. Also, there is a Hydrologic Service (DINAGUA-MVOTMA) which is

nowadays incorporated in the Hydric Resources Management National System.

Uruguay also counts with an Use Inventory (DINAGUA-MVOTMA) in which users must

legally demand their private use rights for water for the Water Authority. Finally, there is

the Quality Evaluation and Monitoring of Water (DINAMA-MVOTMA). The Users

Monitoring Network are OSE, UTE among others. Despite the country possesses

credible institutions which collect and monitor important information on water, it still

lacks a national water information system to process and integrate all this information

and turns it available to the public in general.

Therefore, it is observed that only in Brazil the National Water Information

System can be considered relevantly developed. Argentina, Uruguay and Paraguay still

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ISA Annual Convention, San Diego-CA, 2012 14

lack an effective monitoring of their hydric resources as well as integration between the

institutions which realize these measurements and centralization of this information in a

national system to turn it public available and concised. Therefore, according to our

hypothesis it is supposed to be noted the existence of few bilateral agreements and

cooperation between Brazil and the other countries before 1997, when the National

Water Information System in Brazil was created. In respect to the other countries, since

the National Water Information System is still in process of creation, it is supposed to

be observed few initiatives and cases of cooperation, bilateral and regional agreements

and emergence of institutions for shared water management between them.

3.3. Coordinated Management of Shared Hydric Resources

In this section it is expected to see a low level of cooperation between

Argentina, Paraguay and Uruguay expressed in treaties, conventions, institutions and

norms for shared water management before 1997 and an increase of cooperation after

1997 between Brazil and the other countries. Considering Brazil is the only country

which effectively possesses a National Water Information System it will be suppressed

the analyzes a) between countries which possess a National Water Information

System.

3.3.1 Between Brazil and Argentina, Paraguay and Uruguay

In this section it was expected to see which was upright by the hypothesis that

the new media in Brazil the National Water Information System created in 1997

impacted on the evolution of regional norms and rules between Argentina, Paraguay

and Uruguay. What it was expected is that the initiative cooperation emerge after 1997,

which was the legal and institutional framework of the creation of the National System

of Hydric Resources Information.

Although, most of the agreements, treaties, commission and institutions have

emerged for managing shared waters between these countries were before 1997. So,

we have treaties of Brazil with Argentina, Paraguay and Uruguay since the last century

without internet and complex interdependence. Brazil cooperated with others before of

1997 with a highest number of Treaties in 60´s and 70´s; in this way their agreements

were probably made by letters and others kinds of communications.

If institutions as KEOHANE affirm are rules, agreed between the governments

which are relevant to specific groups of subjects in international relations, there was a

emergence of institutions before the National Water Information System. Despite NYE

& KEOHANE (2001) pointed the growing interdependence between states allow more

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ISA Annual Convention, San Diego-CA, 2012 15

cooperation, necessary to survival in the international system, the National System of

Hydric Resources Information was not essential to Brazil cooperate with those

countries. After 1997, Brazil had only one ‘Additional Protocol for the Agreement for the

Aquatic Fauna Conservation in the Bordering causes` in 2002. The table below shows

those observations:

Source: COSTA, LARISSA. Report of the Working Group on Transbordary Water Resources Management- GT guidelines. Technical Chamber of resource management and cross-border water –CTGRHT of the National Hydric Resources Council – CNRH. Brasilia, February 2012

3.3.2 Between Argentina, Paraguay and Uruguay (Inexistence of a National Water

Information System)

According to the tables of the most important agreements signed it is observed

that Argentina, Paraguay and Uruguay cooperate in the management of shared hydric

resources. Although it was expected a low index of coopertation, there are treaties and

created commissions to manage somehow aspects related to the hydric resources

shared by these countries. This shows that the inexistence of a National Water System

has not imposed significant obstacles to the elaboration of treaties, conventions and

Country Agreement/ Protocol/ Treaty Year

Brazil and Uruguay

Agreement about the Principles which must regulate the

Fluvial Navigation between the two countries 1857

Brazil and Paraguay Agreement about Paraguay River Navigation 1927

Brazil and Paraguay

Agreement for the Constitution of Mixed Comissions

encharged of studying the Navigation Problems of Paraguay

River 1941

Brazil and Paraguay

Agreement for the Sudy of the Hidraulic Energy Use of Acaraí

and Mondaí River 1956

Brazil and Paraguay Cataratas Act (Iguazu Act) 1966

Brazil and Uruguay Agreement of Fishery and Living Resources Preservation 1969

Brazil and Argentina

Agreement, by note exchanges, about the characterization of

the thalweg of the Uruguay River in the area of the Garabi

Project 1970

Brazil and Paraguay

Treaty for the Hidroeletric Use of the River Paraná Hydric

Resources, belonged to both countries since and inclusive the

Salto Grande de Sete Quedas or Salto de Guairá until Foz of the 1973

Brazil and Uruguay Agreement refered to the Fluvial Transportation 1975

Brazil and Uruguay Jaraguão River Protocol 1977

Brazil and Uruguay Mirin Lagoon Basin Treaty 1977

Brazil and Argentina

Treaty for the Shared Hydric Resources Use in the Limit Areas

of Uruguay River and its affluent 1980

Argentina and Paraguay

Agreement by exchange of notes about the Fishery and Water

Quality 1989

Brazil and Paraguay Agreement on Techical Cooperation in Matter of Water Quality 1993

Brazil and Paraguay

Agreement for the Aquatic Fauna Conservation on the

bordering rivers course 1994

Brazi and Argentina

Agreement about Fuvial Transversal Bordering Transport of

Passangers, Vehicles and Load 1997

Brazil and Paraguay

Addittional Prottocol for the Agreement for the Aquatic Fauna

Conservation in the bordering river courses 2002

BILATERAL AGREEMENTS ON WATER MANAGEMENT BETWEEN BRAZIL AND THE OTHER COUNTRIES

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ISA Annual Convention, San Diego-CA, 2012 16

creation of institutions for coordinated hydric resources management. Therefore,

cooperation is the preferred choice of the countries in solving their conflicts in this

issue.

Source: COSTA, LARISSA. Report of the Working Group on Transbordary Water Resources Management- GT guidelines. Technical Chamber of resource management and cross-border water –CTGRHT of the National Hydric Resources Council – CNRH. Brasilia, February 2012

3.4. International and Regional Water Information Systems

The previous item of the comparisons of Brazil, Argentina, Uruguay and

Paraguay analyses the National Water Systems information and its impact on the

creation of institutions. Although to a complete comprehension of the cooperation

between those countries, it is necessary to analyze the existing information system

in regional and international level, what is the legal and institutional framework of those

Countries Agreement/Treaty Institution Created Date of Ratification

Argentina and Uruguay

Agreement and Addittional

Protocol between Uruguay and

Argentina for the Use of the

Uruguay Riverr in Salto Grande

Area

Salto Grande Mixed Technic

Comission 1946

Brazil and Uruguay Mirin Lagoon Basin Treaty

Mixed Brazilian-Uruguayan

Comision for the Lagoon Mirin

Basin Development (Brazilian

Section and Uruguayan

Delegation) 1963

Argentina, Bolivia, Brazil,

Paraguay and Uruguay Plata Basin Treaty

Coordinator Intergovernamental

Committee 1969

Argentina and Paraguay

Agreement for the Study of the

Use of the La Plata River

Resources

COMIP (Argentina-Paraguay

Mixed Comission of the Paraná

River) 1971

Argentina and Uruguay

Plata River Basin and Maritime

Side Treaty

CARP (La Plata River

Administrative Comission 1973

Argentina and Paraguay Yacyretá Treaty Yacyretá Binational Entity 1973

Brazil and Paraguay Itaipú Treaty Binational ITAIPU 1973

Argentina, Bolivia, Brazil,

Paraguay and Uruguay

Convention for the constitution

of the FONPLATA

FONPLATA (Financial Fund for La

Plata Basin Development 1974

Argentina and Uruguay Statute of the Uruguay River

CARU (Uruguay River

Administrative Comission) 1975

Argentina and Brazil

Exchange of Notes for the

construction of a Mixed

Comission for the Construction

of a Iguazu River Bridge

Argentina-Brazil

Mixed Comission for the

Construction of a Iguazu River

Bridge Argentina-Brazil 1980

Brazil and Uruguay

Treaty for the Quaraí Basin

Water Resources Use and

Development

Mixed Brazilian-Uruguayan

Comission for the Quaraí River

Basin Development 1991

Argentina, Bolivia and Paraguay Formosa Declaration Pilcomayo Trinational Comission 1994

Argentina and Paraguay

Binational Administrative

Comission of the Inferior 1996

Brazil and Paraguay

Cooperation Agreement

between Brazil and Paraguay for

the Sustainable Development

and Integrated Management of

the APA River Basin

Mixed Brazilian-Paraguay

Comission for the Sustainable

Development and Integrated

Management of the Apa River

Basin (CRA) composed of Brazilian

and Paraguayan Section 2006

Argentina, Brazil, Paraguay and

Uruguay

Agreement about Guarani

Aquifer

Creation of a Comission to

coordenate the principles of the

agreement 2010

EMERGENCE OF INSTITUTIONS FOR COORDINATED MANAGEMENT OF SHARED HYDRIC RESOURCES

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ISA Annual Convention, San Diego-CA, 2012 17

and if there are institutions which was influenced by them. Internationally and regionally

there are some water information systems that help the transparency in water

management between the countries.

In the international level there are:

1) The United Nations Environment Programme (UNEP) created the Global Water

Quality Database and Information Enhance 1 accessibility to credible data

Promote interoperability with other environmental information systems;

2) The Water Monitoring Alliance 2 , an initiative of the World Water Council, is

made up of organizations involved in the collection, analysis, reporting and

dissemination of information on water in all its uses;

3) The International Water Association 3 (IWA) has the Hydroinformatics and

Communications Technologies (ICT) to water resources, hydraulics or

hydrology.

4) The Water Date Portal4 of the International Water Management Institute (IWMI)

the system also supports data management in IWMI’s research projects.

Those International Water Information Systems aim to enhance a greater

exchange and sharing of information amongst the organizations and programmers to

dissemination the information for the decision makers, the media and the public at

large. They have a cooperative partnership among organizations working at the

international, regional, national and local levels.

Regionally, In South American the Water Information Systems there is

Iberoamerican Information System on Water (SIAGUA) that includes countries from

Latin American, Portugal and Spain. It was created in 2001, initiated and promoted by

the American Conference of Water Directors. SIAGUA is designed to develop a useful

and effective exchange of information, knowledge, technologies and management

experiences on water resources in Iberoamerican countries over the Internet. SIAGUA

is organized as an open and decentralized system supported by National Focal Points

(NFP), which act as National Information Systems and International Focal Point (IPP)

which coordinates and back bone network.

According to the website of SIAGUA5, the system aims to:

• Engage the countries in a framework of common action for decision-making and

integrated management of water resources.

1 For more information access: <http://www.unep.org/gemswater/Home/tabid/55762/Default.aspx>

2 For more information access: < http://www.watermonitoringalliance.org/>

3For more information access: <http://www.iwahq.org/7s/networks/specialist-groups/list-of-

groups/hydroinformatics.html> 4 For more information access: < http://waterdata.iwmi.org/>

5 For more information access: <http://www.siagua.org/>

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ISA Annual Convention, San Diego-CA, 2012 18

• Encourage the implementation of an Information System on Water in each

Iberoamerican country and connect in a network with structured information, reliable

and timely, for many sectors of society.

• Promote education of the Iberoamerican community in sustainable water use and

encourage their participation in planning and management of water resources.

• Establish new mechanisms for cooperation in Iberoamerican in relation to technology

and knowledge transfer and sharing of information and documentation in the field of

sustainable management of water resources

There is one specific Local Information System in South American that is called

Inter- American Water Resources Network (IWRN)6. It was created in 1994, as the

main recommendation of the First Inter- American Dialogue on Water Management,

which produced the Miami Declaration. The IWRN aims are: build and strengthen water

resources partnerships among nations, organizations, and individuals; to promote

education and the open exchange of information and technical expertise; and to

enhance communication, cooperation, collaboration and financial commitment to

integrated water and land resources management within the context of environmental

and economic sustainability in the Americas.

Regional Nodes are generally regional organizations that can assist the

Advisory Council IWRN in information sharing and coordination of activities with

organizations IWRN water in your area. In 2003, Members of the Executive Committee

took the decision during the Sub-Regional Dialogues, to provide each region with an

Americas regional hub website to ensure easier and faster means of disseminating

information among members of IWRN. These regional websites are built to

international standards established collectively for the Water Information Summits and

should become the most efficient search mechanism for quality information on water

resources in the Americas. They are powerful search engines, with an excellent

environment for discussion and a good means of disseminating information on water.

The database created according to metadata tables has a close relationship

with the websites of the Water Portal of the Americas, the World Water Portal and IW-

LEARN. The Central Node of IWRN has the ability to store information and also find

other information on any of the other regional nodes IWRN, displaying results on any

matter, in Americas, regions and countries. IWRN is the best way to exchange the

lessons learned from practices in the field. It has organized six Inter- American

Dialogues on Water Management, the regional nodes are:

6 For more information access: < http://www.iwrn.org/>

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ISA Annual Convention, San Diego-CA, 2012 19

1) Node in the Southern Cone 7 - Based in Argentina, this node will gather

information on water resources of all Southern Cone countries of Spanish language:

Argentina, Uruguay, Chile, Paraguay and Bolivia.

2) Node Brazil - Based in Brazil, this node is responsible not only for the collection of

information on water resources in Brazil, but also for Portuguese translations of the

major affairs of other nodes. It is the only Network Node in Portuguese.

3) Node Amazon - South Pacific - Based in Peru, this node will gather information

from all countries that are in the Amazon River Basin and the South Pacific Basin:

Bolivia, Paraguay, Peru, Ecuador, Colombia, Venezuela, Suriname.

4) Node Caribbean - will gather information mainly on water resources in the

Caribbean islands.

5) Node Central America8 - will gather information on water resources in all Central

American countries.

6) Node North America - will gather information on water resources of all the

countries of North America.

In order to evaluate the existence of a regional institution between the four

countries for sharing information on water use and management it was founded the

Network for Cooperation in Integrated Water Resource Management for Sustainable

Development9 of Economic Commission for Latin America Caribbean (ECLAC).

It is a technical mechanism consisting of institutions of water management and

public, private or autonomous member countries of ECLAC. This Network aims to

improve the capacity of multiple use management of water resources in its various

dimensions (institutional, administrative, economic, financial, legal and technological)

as well as projects and services associated with this management, based on the

exchange of knowledge and direct cooperation between their members. The Division of

Natural Resources and Infrastructure, public since July 1994, the circular letter of the

network twice a year, in Spanish and English. There are many conventions` studies

and cooperation agreements between the countries of Latin America and the

Caribbean in relation to water systems and transboundary waters.

The legal mark of Inter- American Water Resources Network was 1994 almost

in the same time the Network for Cooperation in Integrated Water Resource

Management for Sustainable Development of Economic Commission for Latin America

7 For more information access:

<http://crrh.cathalac.org/index.php?option=com_content&view=category&layout=blog&id=102&Itemid

=470> 8For more information access: <http://crrh.cathalac.org//>

9 For more information access: <http://www.eclac.org/drni/noticias/circulares/0/23080/Carta23es.pdf>

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ISA Annual Convention, San Diego-CA, 2012 20

Caribbean (ECLAC) was created. So, the Regional International Water Information

System had an impact and an influence to create new regional institutions.

In conclusion, the Regional and International Water Information System has

been important for the improvement and effectiveness of cooperation´s agreement to

enhance the management of the new institutions shared.

4. Final Considerations

The new media era, especially internet, leaded to a higher information

transparency and also assured higher confidence between the actors diminishing

uncertainty in their actions. Information is exchanged in a quick way and travels in real

time to any part of the world permitting better monitoring and effectiveness in the

management.

Considering the question which guided this study: “How does information

encompassed in the new media era impacts in a more effective water management?” it

was predicted that “Information shared and stored in the internet through a National

Water Information System allows countries to see clearly the politics and actions of

others in the use and management of water resources increasing transparency what

reduces the shadow of the future and offers incentives to cooperation between actors.

The cooperation will tend to develop under signatures of treaties, conventions and

creation of mixed commissions which will guide a better governance of the water in the

countries by promoting a better dialogue between them and stipulating norms and rules

to solve specific problems over the resources.”

Throughout this study it was concluded that our hypothesis was partially correct.

Information stored and shared through a National Water Information System had not

impacted expressively in the creation of institutions for shared water management.

Paraguay and Uruguay still lack a National Water Information System for centralizing

information and also do not have an adequate monitoring system of their hydric

resources. Argentina, even though possesses a National Water Information System in

development, it was not effectively implemented until now. Brazil is the only of the four

countries which was observed to have an adequate monitoring system, especially in

quantitative terms, in most of its transboundary water systems. However, it still has a

weak quality monitoring system. Brazil also has a National Water Information System

institutionalized in 1997 which centralizes all hydric information via web. Nonetheless,

this system has not clearly impacted in the creation of institutions for water

management. Analyzing the most relevant cooperative initiatives with neighboring

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ISA Annual Convention, San Diego-CA, 2012 21

countries it is noted most of the bilateral and regional agreements as well as shared

water commissions were created before 1997.

In addition, Argentina, Paraguay and Uruguay, have signed many cooperation

agreements for shared water management despite their lack of a national water

information system and availability of much important hydric resources information.

In this terms, information may seem to impact weakly in the creation of

institutions understood as rules, agreed between the governments which are relevant

to specific groups of subjects in international relations (KEOHANE, 1989).

Nonetheless, an analysis that was not made here in details and that is crucial in

understanding the information role in the shared water management is the pre-

existence of information although precarious which was somehow shared between

countries by personal contact, telephone, telegram, letter, etc. Argentina, for instance,

although does not have a consolidated National Water Information System has counted

with a variety of disperse institutions which measured quantitative aspects of water

systems. This precarious information was sufficient for the establishment of

cooperation between the countries and the improvement of the existing ways to acquire

and process information.

This way, the development of National Water Information Systems may be seen

as being impacted by cooperation with other countries in shared hydric resources

issue. As observed, they were not essential for international cooperation on shared

water management, however they are considered strongly relevant to the effectiveness

of these cooperative initiatives. The lack of quantitative and qualitative information on

water monitoring imposes obstacles to concretely follow and observe the signed

agreements. If a country does not possesses information about the quotes, water flow

rates, water quality, sediments among other water aspects, it is not able to measure

and completely know the externalities it is imposing to other countries which share that

river or water basin. However, in order to a monitoring system and a National Water

Information System be successful in transboundary water resources it requires

coordinated efforts between countries that share a particular water body. Monitoring

requires an intense exchange of information with neighboring countries, reason why

many cooperation agreements are being developed between countries. This type of

cooperation finds obstacle not only in political and diplomatic order but also of

technical, technological and institutional order. These types of cooperation aims

beyond information exchange the creation of capacity and financing viability. The

exchange information between countries also depends of harmonization of

measurement criteria. Brazil possesses a hidrometeorological monitoring network via

satellite and monitoring stations throughout the country and in almost all transboundary

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ISA Annual Convention, San Diego-CA, 2012 22

water courses to monitor the entrance and exit of water, however many neighboring

countries does not count with this information what imposes difficulties in coordinately

managing it. Exchange with Argentina and Uruguay is following good paths, however

there is a need for greater articulation with Paraguay. Regarding quality monitoring

there are few advances and there is a need to intensify physical, chemical and

biological monitoring aspects of water resources. In Amazonia monitoring encounter

difficulties due to illegal activities such as narcotrafic and mining prospection activities.

Cooperation is the most viable and adequate solution to overcome it as well as with

national organs such as the national defense organ. Lately all the agreements being

concretized predicts the elaboration of projects to develop and improve

hidrometeorological monitoring.

Another point this study allowed to think is the importance of information in the

domestic management of water resources. Paraguay specifically has a precarious

water management in the country. The lack of available information imposes obstacles

to the formulation of public policies and the execution of studies and projects to

improve water management domestically. Also, the lack of information hampers the

implementation of the national and state plans of hydric resources and water basins

and the bilateral and regional agreements.

Important to highlight is that there are two cases in which it is possible to see

the role of information in shared water management: the Guarani Aquifer case in the

creation of institutions and the Lagoon Mirin Basin Agreement in the improvement of

shared water management. In the first case the Environmental Protection Project and

the Sustainable Development Guarani Aquifer System collected and centralized

technical and scientific studies during seven years related to the Guarani Aquifer

System, shared between Argentina, Brazil, Paraguay and Uruguay. The project was

important to produce information about the region and necessary actions needed so

that the countries would have success in the system management. The Aquifer

Guarany System is structured in a Cooperation Council, Management National Units,

Information System Committee, Monitoring Committee, Local Managament Supportive

Committee, Capacitation Committee and Articulation Office. The accumulation of

information leaded to the Guarani Aquifer Agreement, in 2010, which predicts a

consolidation of a commission for the system management between the four countries.

By its turn, the Lagoon Mirin Basin Agreeement of 1977 regulated the coordinated

management of the Lagoon Mirin Basin between Brazil and Uruguay. The established

mixed commission for its coordinated management as well as the treaty leaded to the

activation of three monitoring stations in the Lagoon Mirin Basin in the Brazilian side

and an efficient management of the quotes, water flow rates and other aspects of the

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ISA Annual Convention, San Diego-CA, 2012 23

water which improved the dialogue between Uruguay and Brazil and the elaboration of

projects and initiatives for better managing the system.

The importance of information is also visible by the emergence of information

networks as instruments for a better management of water. These systems have

influenced cooperation and the emergence of institutions. However, they are cause and

consequence of cooperation between the countries. The International and Regional

Water Information Systems are examples of cooperation and an improvement of the

institutions that already exist. The problem of this networks is that they are intensily co-

related with advances in the institutional and legal framework for water management in

the countries and the development of National Water Information Systems, since they

depend on domestic institutions to turn available important information on water

systems.

Consequently, the hypothesis error is in considering the ‘impact of information`

as an independent variable and `the creation of institutions` as a depended variable.

The “impact of information” is also a depended variable, it is part of the process of

innovation`s institutional. They both are interfering to have a more effective water

management in South America between Brazil, Argentina, Paraguay and Brazil. Those

variables should be analyzed as co-existing and co-influencing each other.

In conclusion, information shared in internet contributes to transparency in

politics and action between those countries and it is contributing to the effectiveness of

pre-existed cooperative initiatives by turning possible the fiscal control and monitoring

of water systems and therefore the implementation of public policies and bilateral and

regional agreements and projects developed. Nonetheless, an effective exchange and

role of information will only be possible through the development of domestic normative

and institutional frameworks for water management and a National Information Water

System as well as the consolidation of regional and international networks of water

information.

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ISA Annual Convention, San Diego-CA, 2012 24

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HARDIN, Garret. The tragedy of the commons. In Science, Nº 162, 1968. Available at:< http://www.dhushara.com/book/multinet/trag.htm> Acess in May 2nd, 2011

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_______________ Robert O; NYE, Joseph S. Power and Interdependence. 3rd ed. New York: Logman, 2001.

OLSON, Mancur. A lógica da ação coletiva. Sã9.o Paulo: EDUSP, 1999.

OSTROM, Elinor. Governing the commons. The evolution of institutions for collective action. Cambridge: Cambridge University Press, 199

Peters, b. Guy (1999) El nuevo institucionalismo. Teoria institucional en ciencia política. Barcelona: Editorial Gedisa

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ISA Annual Convention, San Diego-CA, 2012 25

Websites: <http://www.ana.gov.br/portalsnirh/> Access in February 15th, 2012 <http://www.hidricosargentina.gov.ar/InformacionHidrica.html> Access in February 1st, 2012 <http://www.seam.gov.py/direccion-general-de-proteccion-y-conservacion-de-los-recursos-hidricos.html> Access in February 14th, 2012 <http://www.ssme.gov.py/CMMAH/resumen.html> Access in February, 11th, 2012 <http://anterior.mvotma.gub.uy/dinagua/index.php?option=com_content&view=article&id=155< Access to 14 of March 2012 <http://alm.bolsacontinental.com/?file=kop4.php> Access in February 15th, 2012 <http://www2.mre.gov.br/dai/b_parg_193_5817.htm> Access in February 15th, 2012 <http://www.cnrh.gov.br/sitio/index.php?option=com_content&view=article&id=73:gt-do-rio-apa&catid=30:grupos-de-trabalho&Itemid=84> Access in March 15th, 2012 <http://www2.mre.gov.br/dai/m_67084_1970.htm> Access in February 1st, 2012