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Your
happiness is
our aim
Session I:
Manufacturing for Investigational Products
Chemical Manufacturing Control for Submission
Manufacturing for Investigational Products
4th August, 2016, 16th ThaiTECT Annual Meeting 2016
Kengo Sonoda, Ph.D.,
Manager, R&D Department, KAKETSUKEN
2
Kaketsuken Introduction
The Chemo Sero Therapeutic Research Institute
Foundation Dec, 1945
In response to a proposal by Prof. Toyoichi Otawara of the Kumamoto Medical
College Kaketsuken was established based on the Institute of Experimental
Medicine, which was founded to produce and supply vaccines and antiserums.
Number of employees 1,927
Divisions 12
R&D, Vaccine, Blood Plasma, Animal Pharmaceuticals, Marketing, Production,
Quality, Clinical Laboratory. General Administration, Reliability Assurance, Legal &
Compliance, Corporate Planning
Kaketsuken Corporate Summary
Kaketsuken’s Mission
2011 Launched “ENCEVAC”
a Cell Culture (Vero) JE Vaccine in Japan
2012 Launched “QUATROVAC“
a DTaP-IPV (Sabin strain) in Japan
2013 "ENCEVAC" approved in Korea
2014 Approval of a Cell Culture (EB66) Pandemic Influenza Vaccine (H5N1)
2014 Approval of the first domestically produced bypassing product for
hemophilia patients with inhibitors
Current Activities
Products List of Each Japanese Manufacturer
KAKETSUKEN A B C D
Egg Derived Flu ● ● ● ― ●
CC Flu ● ― ― ● ―
DTaP-IPV ● ● ● ― ―
DTaP ● ● ● ― ―
DT ● ● ● ● ―
Tetanus ● ● ● ● ●
JE ● ● ― ― ―
Hep A ● ― ― ― ―
Hep B ● ― ― ― ―
Rabies ● ― ― ― ―
Smallpox ● ― ― ― ―
Measles & Rubella ― ● ● ● ―
Mumps ― ― ● ● ―
Varicella ― ● ― ― ―
Mamushi AT ● ― ― ― ―
Habu AT ● ― ― ― ―
Botulinus AT ● ― ― ― ―
Gas gangrene AT ● ― ― ― ―
Facilities
Facilities
Kumamoto
Prefecture
Amakusa
IslandsKumamotoCity
Kikuchi Research Center2,500,000 sq. ft.
(232,000 m2)Headquarters
1,550,000 sq. ft.
(144,000 m2)Aso Laboratories
1,270,000 sq. ft.(118,000 m2)
Airport
35 min. 30 min.
Japan
Tokyo Office
Fukuoka Office
Nagasaki Office
In Kumamoto
1) Headquarters
2) Kikuchi Research Center
3) Aso Laboratories
Mt. Aso
Kumamoto
Prefecture
Related Activities
Johnan Hospital
Kumamoto Health Science University (established in 2003)
On April 14 and 16, 2016, two large earthquakes hit the
Kumamoto area. Both earthquakes reached the maximum level
on the Japanese seismic scale
There have been over 2,000 aftershocks in the 3 months since
Our facility was closed for about 3 weeks. At present, all of our
activities have been restored except for some production lines.
2016 Kumamoto Earthquakes
9
Your
happiness is
our aim
Session I:
Manufacturing for Investigational products
Chemical Manufacturing Control
for Submission
4th August, 2016, 16th ThaiTECT Annual Meeting 2016
Kengo Sonoda, Ph.D.,
Manager, R&D Department, KAKETSUKEN
What is “Chemical Manufacturing Control” (CMC)?
An example of CMC activities for our vaccine development
CMC related PMDA inquiries and responses from applicants
From review reports of vaccines licensed in Japan in this decade
Table of Contents
CMC is information on Chemistry, Manufacturing and Control of Drug Substance and
Drug Product in the document for a new drug application
In its broad sense, CMC includes R&D activities for manufacturing process
development and related quality evaluation.
CMC also includes the development of drug product formulation, manufacturing process
improvement activities, specification investigations, and test method development
Generally, the CMC department of a pharmaceutical company is responsible for
Conducting application activities to national regulatory authorities
Providing materials with appropriate quality for non-clinical and clinical
developments in a timely manner.
CMC is…..
12
Items
CTD ModuleICH Guideline
(Biologicals)Drug
Substance
Drug
Product
Seed Development and
IND ManufacturingS2 P3 Q5, Q6B
Characterization S3 N/A Q6B
Quality Control and
TestingS4 P5 Q2, Q6B
Stability S7 P8 Q1A, Q1B, Q5C
CMC Related CTD Module and ICH Guideline
13
Seed development
Evaluation and selection of candidate seed for vaccine development
Preparation and characterization of seed lot system
An Example of CMC Activities for our
Vaccine Development
14
Manufacturing of investigational new drug (IND)
Preparation of pre-clinical testing material (preCTM)
Development of manufacturing process and production of Phase 1 clinical
trial material (CTM) based on preCTM quality profile.
Development of manufacturing process and production of Phase 2 CTM
based on Phase 1 CTM quality profile
Development of manufacturing process for Phase 3 CTM and commercial
products based on preCTM, Phase 1 CTM, and Phase 2 CTM quality
profiles.
An Example of CMC Activities for our
Vaccine Development
15
Quality control and characterization
Development and improvement of testing methods
Validation activities depending on importance and development phase
Routine analysis
Stability
To assure quality of CTM
To obtain data for application
Others
Management of Contract Manufacturing Organization (CMO) / Contract Research
Organization (CRO)
An Example of CMC Activities for our
Vaccine Development
16
Utilization of CMOs/CROs for Early Stage
17
QC
testing
dataCTM
by cGMP
Non
Clinical
Data
Clinical
Data
Capabilities based on expertise and experience
Time line management
Training system and records
Audit experiences by national authorities
Low turnover rate
Risk management
Back up power supply, emergency call system
Weather and natural disaster
Schedule and resources
To Choose an Appropriate CMO/CRO
18
PMDA Inquiries and Applicant Responses
in Reviewing CMC Issues
From review reports of recently
licensed vaccines
19
PMDA (Pharmaceuticals and Medical Devices Agency) is Japanese regulatory
agency, working together with Ministry of Health, Labour and Welfare.
Their obligation is to protect the public health by assuring safety, efficacy and
quality of pharmaceuticals and medical devices.
They conduct scientific reviews of marketing authorization application of
pharmaceuticals and medical devices, monitoring of their post-marketing
safety. We are also responsible for providing relief compensation for sufferers
from adverse drug reaction and infections by pharmaceuticals or biological
products.
https://www.pmda.go.jp/english/index.html
What is PMDA?
20
year Licensed vaccine (brand name, company)
2006 Pneumococcal vaccine (PnuemoVax NP, BANYU-Merk)
2007 Hib vaccine (ActHib),
Adsorbed influenza vaccine H5N1
2009 Cell culture Japanese encephalitis vaccine (JEBIK, Biken)
HPV vaccine (Cervarix, GSK)
Heptavalent pneumococcus vaccine for children
2011 Cell culture Japanese encephalitis vaccine (ENCEVAC, Kaketsuken)
Rota virus vaccine (Rotarix, GSK)
2012 Rota virus vaccine (Rota Teq)
IPV vaccine (IMOVAX POLIO, Salk Vaccine, Sanofi Pasteur)
DTaP-IPV vaccine (Quattrovac, Kaketsuken)
DTaP-IPV vaccine (Tetrabik, Biken)
2014 Tetravalent meningococcal vaccine (Menactra, Sanofi)
Vaccines Licensed in Japan
21
Regarding the specifications and test methods of drug product (final container), PMDA
asked the applicant to consider setting the insoluble particulate matter test for
injections, content uniformity test and osmotic pressure test.
The applicant answered that the insoluble particulate matter test for injections will be
included in the specifications and test methods by the end of December 2009, after
validating the test method, and that the content uniformity test will also be included in
the specifications and test methods. For osmotic pressure, the applicant presented the
results of 145 lots (monitoring of final container products), and explained that, because
consistent results were obtained, the osmotic pressure test will be handled as an in-
process control test rather than included in the specifications and test methods.
PMDA accepted the answer.
HPV Vaccine (Cervarix), GSK, 2009
22
Because the origin of the cytoplasmic cluster of particle-like structures in *********** cells observed
by electron microscopic analysis was unclear, PMDA asked the applicant to provide new findings, if
obtained after filing of the application.
(i) the frequency of appearance in the cytoplasm is low (<**%), but elimination by cloning is not
possible, (ii) appearance in the nucleus has never been detected so far, (iii) no increase is seen
even when cultured under stress, and no replicative capability is observed, (iv) there is no capacity
to infect mammal animal cells, insect cells or animal bodies, (v) since no pathogens such as insect
virus have been detected so far from the screening of the cell bank, it is unlikely to be insect virus
and (vi) the product safety is not affected when considering the virus clearance ability of the
manufacturing processes.
The applicant intends to continue the investigation and appropriately provide the information on
characterization results if any effective approach for the structural analysis is identified in the
future.
HPV Vaccine (Cervarix), GSK, 2009
23
PMDA inquiry
Describe the necessity of setting the specification test to assure attenuation of the
drug product
Applicant's response
No animal model to assure attenuation profile. So specification tests to assure
attenuation of the vaccine strain are impossible.
There is no need to set an attenuation test since the vaccine strain is genetically
stable
PMDA response
Agreed, but re-investigation is necessary to set specification tests to assure
attenuation of drug product, if attenuation markers are found
Rota Virus Vaccine (Rotarix), GSK, 2011
24
The candidate vaccine is an insoluble protein vaccine and its active ingredients are adsorbed onto
aluminum gel and characteristically, the homogeneous dispersion easily becomes unstable, e.g.
when the vaccine is allowed to stand, its active ingredients are precipitated. PMDA asked the
applicant to explain the consistency of the vaccine filling process and the degree of uniformity in
the amount of each active ingredient among dosage units.
As the uniformity of dosage unit tests, test for protein content and test for aluminum content will be
included in the drug product specifications to check the content uniformity of individual dosage
units.
The test for protein content was chosen because it has a higher precision than the test for
antigen content and the active ingredients as a whole can be measured.
The test for aluminum content was selected to evaluate the uniformity of dosage units,
considering that aluminum gel is the component most difficult to be dispersed
homogeneously by agitation, during the filling process.
DTaP-sIPV (Quattrovac), Kaketsuken, 2012
25
The country of origin of casamino acids could not be identified,
It is likely that casamino acids were not sourced from the UK or Portugal, a risk
assessment for TSE was performed in accordance with the notification. As a
result, the total risk assessment score was −21, which was lower than-3,
which is the threshold to provide a certain degree of safety assurance.
Therefore, the risk of TSE infection from the candidate DPT-sIPV vaccine is
considered very low. Raw materials will be replaced with appropriate ones
when a new MS is prepared.
Attachment to the joint notification of the Evaluation and Licensing Division and
the Safety Division, Pharmaceutical and Food Safety Bureau, MHLW (PFSB/ELD-
SD Notification No. 0801001, dated August 1, 2003).
DTaP-sIPV (Tetrabik), BIKEN, 2012
26
To set specification testing according to the Japanese Pharmacopeia
(latest version) and “Minimum Requirements for Biological Products”
To evaluate and show the safety of bio-derived materials according to the
“Standard for Bio-derived Materials”
To set acceptance criteria based on actual data from batches or lots
using non-clinical and clinical studies
Trends of PMDA’s inquiry
27
Review Reports: Drugs
http://www.pmda.go.jp/english/review-services/reviews/approved-
information/drugs/0001.html
References
28
Your
happiness is
our aim
Session I:
Manufacturing for Investigational Products
Manufacturing for Investigational
Products
4th August, 2016, 16th ThaiTECT Annual Meeting 2016
Kengo Sonoda, Ph.D.,
Manager, R&D Department, KAKETSUKEN
Manufacturing scale and specifications in each development
phase
Case study: early stage live attenuated dengue vaccine
Table of Contents
Sponsors/developers have a responsibility to secure the quality of
investigational new drugs
Quality is based on test procedures and acceptance criteria
Requirements for investigational new drugs
To protect volunteers through quality assurance
To ensure the reliability of clinical trial results by assuring uniformity “lot to
lot” and “in-lot”
To show consistency in quality in the early clinical phase and to show
equivalency in quality in later clinical phases and the commercial phase
Quality Policy by the GMP for Investigational
Products (Japan)
Acceptance criteria are set in line with testing procedures to ensure the quality of
investigational new drugs
Acceptance criteria are not set to ensure high purity
They are set to ensure quality to meet the efficacy aimed for in clinical trials
To ensure quality to protect volunteers (impurities, sterility, endotoxins, etc)
Acceptance criteria that ensure consistency in quality at the early clinical phase
and equivalency in quality from the late clinical phase to the commercial phase
Acceptance criteria should be kept the same or tightened as development
progresses
Basic Policy for Acceptance Criteria
32
Phase1 trials are usually small trials and performed to investigate the safety profile and
pharmacodynamics
Phase1 CTM is manufactured at a small scale or laboratory scale for one lot
Provisional test procedures and acceptance criteria are applied for Phase 1 CTM
Tests to confirming contents are important (antigen ELISA, potency, etc)
Acceptance criteria for impurities are established based on the results from non clinical
lots used in safety studies (HC-DNA, HCP, adventitious agents, etc)
Points to consider for setting specifications
Impurity content of the dug substance used for safety or toxicity studies
Lot analysis data and stability profile of formulation study lot and Phase 1 lot
Phase 1 CTM
33
Phase 2 trials are performed to investigate safety profiles and efficacy (age de-
escalation, dose finding, etc)
Phase 2 CTMs are manufactured in small number at the pilot scale
Approximately the same test procedures and acceptance criteria as Phase 1
CTM are used, but developers should tighten the specifications as much
controllable for Phase 2 CTM
Points to consider for setting specifications
Phase 1 CTM test procedures and acceptance criteria
Phase 2 lot stability profile and lot analysis data
Phase 2 CTM
34
Phase 3 trials are pivotal studies and are performed to confirm efficacy and the safety
profile
Phase 3 CTMs are manufactured at the actual production scale validated by process
validation of at least 3 lots
Phase 3 trials can be conducted using CTMs produced at the pilot scale in Japan,
but GMP audits of actual production facilities and process validation data is strictly
conducted to confirm consistency between pilot and actual production
Validation of test procedures and finalization of acceptance criteria
Points to consider for setting specifications
Phase 2 CTM test procedures and acceptance criteria
Phase 3 lot stability profile and lot analysis data
Phase 3 CTM
35
Acceptance criteria should only be tightened
Broadening of acceptance criteria is not accepted unless
unavoidable
Developers need to show that there are no effects on quality.
Developers will be required to return to the previous step if they
cannot show this clearly.
Change Control
36
37
Development of
a Novel Dengue Vaccine
0
100
200
300
19
99
20
01
20
03
20
05
20
07
20
09
20
11
20
13
20
15
0
2
4
6
8
10
12
09ส.ค.
16ส.ค.
23ส.ค.
30ส.ค.
06ก.ย.
13ก.ย.
20ก.ย.
27ก.ย.
04ต.ค.
11ต.ค.
18ต.ค.
25ต.ค.
Imported cases in Japan
Yoyogi Tokyo Outbreak in 2014
162 cases
Live attenuated tetravalent dengue vaccine (KD-382)
Kaketsuken and Mahidol University entered into the MTA.
Dr. Sutee Yoksan, Centre for Vaccine Development, Mahidol University, Thailand
Primary dog kidney (PDK) cells were used for the attenuation of Dengue
virus serotypes 1-4 (Set II)
This vaccine candidate is not genetically modified
Temperature sensitivity, small or middle size plaque, low neurovirulence in
suckling mice
Development of a Novel Dengue Vaccine
by Kaketsuken and Mahidol University
38
Geometric Mean Titer of Nab in NHPs
(60 days after single administration, N=3)
39
DENV-1
DENV-2
DENV-3
DENV-4
5,5,5,5 5,3,5,3 5,3,3,3
Formulation (DENV1, 2, 3, 4, Log PFU/dose)
Long Lasting Nab Titers in NHPs After Single
Administration (N=6)
Bars show ±SD 40
Viral load (RT-qPCR) in NHPs after wild parental
virus challenge at 14 months p.i.
41
No.Challenge
virus*
Viral load after challenge measured by RT-qPCR(GE/mL)
Day 1 Day 2 Day 4 1 month
1
DENV1
<LLOQ <LLOQ <LLOQ <LLOQ
2 <LLOQ <LLOQ <LLOQ <LLOQ
3 <LLOQ <LLOQ <LLOQ <LLOQ
4
DENV2
<LLOQ <LLOQ <LLOQ <LLOQ
5 <LLOQ <LLOQ <LLOQ <LLOQ
6 <LLOQ <LLOQ <LLOQ <LLOQ
7
DENV3
<LLOQ <LLOQ <LLOQ <LLOQ
8 <LLOQ <LLOQ <LLOQ <LLOQ
9 <LLOQ <LLOQ <LLOQ <LLOQ
10
DENV4
<LLOQ <LLOQ <LLOQ <LLOQ
11 <LLOQ <LLOQ <LLOQ <LLOQ
12 <LLOQ <LLOQ <LLOQ <LLOQ
GE (Genome copies equivarent)
LLOQ (Lower Limit of Quantification) = 7143 GE/mL
IND Manufacturing Process
42
Cell culture( for each serotype)
Virus propagation
Harvesting
Ultrafiltration
Monovalent bulk
Tetravalent bulk
Filling
Freeze (< -65C)
Cell culture( for each serotype)
Virus propagation
Harvesting
Monovalent bulk
Tetravalent bulk
Filling
Lyophilize (2~8 C)
DNase treatment
Ultrafiltration
For non-clinical studies For clinical studies
Vero cells are used for virus culture. A cell bank system has been
established for GMP manufacturing
Fetal Bovine Serum (FBS) is used for the cell propagation step
Serum free medium is used for the virus propagation step
Kaketsuken uses ultrafiltration for the non-clinical drug as a
purification step. Kaketsuken added a DNase treatment step to
reduce host cell derived DNA for Phase 1 CTM
IND Manufacturing
43
Tests for bacteria, fungi, mycoplasmas, and mycobacteria
Tests for adventitious agents
[In vitro] Test in cell cultures for adventitious viruses relevant to the
passage history of the seed virus
[In vivo] Tested in animals that include guinea-pigs, adult mice, and
suckling mice
Nucleic acid amplification techniques (PCR) for adventitious viruses
relevant to the passage history of the seed
Control of Adventitious Agents for Virus Seeds
44
Quality Control* (1/2)
45
Sample Provisional Test Items Provisional
Acceptance Criteria
Cell
cultures
Control cell culture No CPE observed
Test for haemadsorbing viruses Not detected
Tests for cytopathic, adventitious agents in control
cell fluidsNot detected
Identity test Vero
Monoval
ent bulk
Identity Dengue virus
Tests for bacteria, fungi, mycoplasmas and
mycobacteriaNot detected
Tests for adventitious agents Not detected
Virus titration for infectivity For information only
Tests for host cell proteins For information only
Tests for residual cellular DNA <10 ng/dose (WHO)
Tests for consistency of virus characteristics For information only
*Guidelines on the quality, safety, and efficacy of dengue tetravalent vaccines (live, attenuated), Annex 2 of
WHO Technical Report Series No.979, 2013
Sample Provisional Test Items Provisional
Acceptance Criteria
Tetraval
ent bulk
Residual animal serum protein <50 ng/dose (WHO)
Sterility Pass
Final
product
Appearance For information only
pH For information only
Identity Detect four serotypes of
dengue virus
Sterility Pass
Potency For information only
Thermal stability For information only
General safety No abnormal toxicity
Residual moisture <1%
Quality Control* (2/2)
46
*Guidelines on the quality, safety, and efficacy of dengue tetravalent vaccines (live, attenuated), Annex 2 of
WHO Technical Report Series No.979, 2013
Items Target Product Profile
Target Indication Prevention of symptomatic dengue fever
Target Population Individuals 24 months of age and older
Administration Subcutaneous injection
Dosing Schedule One administration
Formulation Lyophilized, preservative free, multi dose vial
Stability 3 years, 2~8C
Efficacy Prevention of symptomatic dengue fever
SafetySeverity and frequency of local and systemic
reactogenicity comparable to licensed live virus vaccines
KD-382 Target Product Profile
47
Thank you for
your attention