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Running Head: QUALITY IMPROVEMENT 1
Quality Improvement in Skilled Nursing Facilities
Sarah Rousseau
Ferris State University
QUALITY IMPROVEMENT 2
Abstract
The following will identify an area in need of quality improvement. It will discuss high
reliability standards, just culture and quality improvement models in relation to the identified
quality improvement need. A general plan for change will be introduced as well as the ethical
implications for change.
QUALITY IMPROVEMENT 3
Quality Improvement in Skilled Nursing Facilities
The healthcare industry has undergone many changes since its inception. Much of what
we do today as nurses has evolved because of quality and safety improvements. These are a
continuous part of the healthcare industry. We are always looking for ways to change and
improve the way in which we provide care for our patients. Patient safety is at the forefront of
everything that we do. As nurse leaders it is our job to assess areas of concern related to patient
care and help to implement change in identified problem areas (Sherwood and Barnsteiner,
2012). When looking at areas of concern in skilled nursing facilities, patient falls is one area that
must be addressed. The following will look at the issue of patient falls; describe a plan to
address this issue, and how a quality and safety improvement plan could potentially reduce the
number of patient falls in a skilled nursing facility.
Needs Assessment
Patient falls and injury related to those falls is an issue that we all deal with no matter
what type of healthcare environment we work in. In the skilled nursing facilities patient falls not
only contribute to pain and injury but also lead to an average of 1,800 deaths each year (U.S.
Department of Health and Human Services, 2012). Patients that fall do not typically fall one
time, according to Rubenstein, Robbins, Josephson, Schulman and Osterweil the average is 2.6
falls per year (1990).
The number of falls on unit A has risen over the last year. Different variables can be
attributed to the increasing number. Variables include: higher acuity residents, floating direct
care staff, and changing residents to name a few. March 2013 unit A had 12 falls compared to
March 2014 the number of falls nearly doubled to 23. Injuries related to falls varied from no
injury, minor injury, and major injury. Falls with minor injury include: cuts, abrasions, skin
QUALITY IMPROVEMENT 4
tears, and bruising. Falls with major injury include: head injury, fracture and death. In March
2014 falls with no injury numbered 12, minor injury numbered 7, and major injury 6. The care
that we provide our patients must include safety and reducing the chance of falls and falls with
injury to our patients.
Nursing interventions to prevent further falls for patients include such things as patient
safety alarms, wheelchair modifications, toileting schedules, physical restraints, restorative
nursing care programs when appropriate, as well as changes in transfer and ambulation status.
None of the current interventions being used on the unit have been widely successful in
decreasing the number of falls on the unit. It is understood by the facility that falls will occur,
but if we can implement a successful fall reduction program then we will have successfully
improved the quality and safety of the care provided to our patients. We must develop a plan for
improvement incorporating high reliability standards, just culture principles and quality
improvement models.
High Reliability
High reliability means that a healthcare facility has a relatively failure free operation
overall. The attributes of a high reliability organization (HRO) according to Weick, Sutcliffe,
and Obstfeld include a fixation on failure, hesitation to simplify, operational understanding,
commitment to success, and deferring to the experts whenever needed (1999).
Fixation on failure.
The attributes that Weick, Sutcliffe and Obstfeld have set forth need to be acquired by the
organization so that we can be successful when implementing a fall reduction plan. HROs are
consistently being proactive and looking for ways that any given issue can fail, rather than being
reactive once the failure occurs (The Lewin Group, 2008). Fixating on failure also means that no
QUALITY IMPROVEMENT 5
matter the size of the failure, the same approach is taken to look at the cause of the failure and
make appropriate adjustments. With a lack of failures an organization can become content with
the process; an HRO on the other hand never becomes content. They are always looking for
ways to adapt and improve.
Hesitation to simplify.
Hesitation to simplify means just that. HROs look at the process in place and resist
simplification if it is working. They understand the problems are multifactorial and do not look
for the simple solution when facing these problems. When a process is adjusted and simplified it
can become too simplified and thus changes the process from being effective to ineffective.
HROs assure that all members of the staff are aware that there are a number of things that could
go wrong, and if things do go wrong it is a multifactorial cause (The Lewin Group, 2008).
Operational understanding.
HROs are constantly looking for flaws in the operation. Understanding the operation is a
large part in being able to identify those flaws. Everyone involved in patient care must be aware
of the system as a whole and what issues can have a direct effect on patient care. According to
the Lewin Group (2008) “it includes awareness by staff, supervisors, and management of broader
issues that can affect patient care, ranging from how long a person has been on duty, to the
availability of needed supplies, to potential distractions”. The Lewin Group (2008) also said that
an understanding of operations “will both reduce the number of errors and allow errors to be
quickly identified and fixed before their consequences become larger”.
Commitment to Success.
An attribute that is paramount to an effective HRO is their commitment to success. This
is achieved by their ability to pay attention to every situation. The HRO will always practice
QUALITY IMPROVEMENT 6
under the assumption that no matter what safeguards are in place, the system may fail in ways
that are unexpected (The Lewin Group, 2008). These potential failures are anticipated and
prepared for through proper training of staff to work as a team, perform a quick assessment of
the situation, and practice in responding to potential system failures (The Lewin Group, 2008).
Their commitment to success is noted in all aspects of the organization.
Deferring to the experts.
There are experts in every field of study in every profession in the world. These experts
help to guide and shape the environments that we practice in. It is not always the one with the
most experience that has the most knowledge on the subject. An HRO promotes an environment
where staff work together and look to the expert for guidance. The Lewin Group (2008) says “a
high reliability culture requires staff at every level to be comfortable sharing information and
concerns with others – and to be commended when they do so”. There must more of a focus on
teams and less on the hierarchy (The Lewin Group, 2008).
When it comes to the issue of patient falls we need to look to those that have set the bar
high to reduce patient falls and achieved their goals time after time. The organization needs to
become an HRO. We must become a team and foster that teamwork environment. This team
must then assume the attributes of a high reliability organization. We must never be satisfied
with our results and be consistently working on change. Quality Assurance and Performance
Improvement (QAPI) are a new standard set forth by the Centers for Medicare & Medicaid
Services (CMS). A QAPI committee should be formed to review our current falls prevention
program and look at ways to improve for a positive impact. The QAPI should be looking for the
root causes of those falls. This is not time for trial and error in our organization; we need to look
QUALITY IMPROVEMENT 7
at those who have achieved the goal we are trying to reach. HROs are regularly setting new
goals and achieving them.
Just Culture
Patient falls are an issue that is facing skilled nursing facilities across the country. It is a
problem that will plague us for the unforeseeable future. The cause of the problem is not always
one individual’s fault, it can be a myriad of factors working together to create the problem.
Preventing the problem before it occurs takes an in depth look at the issue. A just culture looks
at not punishing those who make the error or highlight the problem, but look at the issue and
identify what in the system could have led that person to make the error. Don Norman while a
fellow at Apple Computers said:
People make errors, which lead to accidents. Accidents lead to deaths. The standard
solution is to blame the people involved. If we find out who made the errors and punish
them, we solve the problem, right? Wrong. The problem is seldom the fault of an
individual; it is the fault of the system. Change the people without changing the system
and the problems will continue (Marx, 2007).
A just culture means to create an open environment to work in that is fair and also just. It should
incorporate proactive learning as an important piece of that culture. Proactive learning involves
not looking at problems as problems, but seeing them as opportunities for improvement and
understanding.
In this organization we need to adapt to the idea of a just culture. Currently when a
problem arises we do not automatically punish those involved, but we are not looking at the
problem as an opportunity. We can foster a just culture by creating an environment that is less
QUALITY IMPROVEMENT 8
focused on being punitive, but taking the opportunity to examine each problem and gain a better
understanding of the events that led to the problem itself.
Quality Improvement Models
There are a number of quality improvement models that we can look at for guidance to
change the way we handle each situation. The U.S. Department of Health and Human Services
says that “quality improvement (QI) is not simply an end goal. QI is a continuous process that
employs rapid cycles of improvement” (2014). CMS uses a series of quality measures to rate
patient care in nursing homes across the country. These are used to measure the process, patient
perceptions, and systems currently in place that increase quality patient care (Centers for
Medicare & Medicaid, 2013). CMS has also set quality goals which include: patient-centered,
timely, successful, safe and time sensitive care (CMS, 2013). Quality measures are not just
assessed through observation. The measures come from different aspects such as annual nursing
home surveys, patient health records, reports, and instruments used for assessments (CMS,
2013).
This organization currently looks to those quality measures to help us focus on the care
areas that need attention. We take the information that CMS provides and develop reactive QI
projects to address our deficiencies. A simple thing that can be done is to look at the quality
measures of the other nursing homes in the area. We can be proactive and address those
deficiencies that others have. By doing so, we may prevent problems from arising before they
become a problem for us as well. If areas are identified we can implement the current process
and create a proactive QI project, instead of a reactive one.
Quality Improvement Plan
QUALITY IMPROVEMENT 9
Addressing the issue of falls on unit A is going to be a process that involves many steps.
I believe we should create a falls reduction committee or a QAPI for falls specifically. Prior to
implementing any new plan we must first look at fall reduction programs that have documented
success. This committee can review fall reduction programs around the country to help guide the
development of a new system (MacCulloch, Gardner, and Bonner, 2007). They can then develop
a new fall reduction program that encompasses successes from those that have tried and
succeeded. Though this cannot be all taken from what others have done. The committee must
remember that we are a system unto ourselves and what has worked for others may not be
feasible or effective in our environment.
The first thing must involve the committee reviewing the causes of previous falls.
Taylor, Parmelee, Brown, and Ousland (2005) say there is not usually one reason that a fall
occurs but a combination of extrinsic and intrinsic factors. It is important that we are aware of
this and that when we review a fall we do not only look for the quick and simple answer, but that
we look deep into the incident and look at all possible causes. The cause of falls can involve
such things as; toileting needs, hunger, thirst, confusion, infection, sleep disturbance and so
many more. A root cause analysis should be performed by the committee for all falls to assist in
identifying areas of concern. Causes that are anticipated can help us in preventing further
incidents.
The current system requires a fall risk assessment upon admission. The committee
should review this assessment and see if each of the identified questions is still appropriate and
revise if necessary. The assessment also should be reviewed for additional completion times,
such as with a change of condition. Should the admission fall risk assessment be used or should
a supplemental assessment be developed are questions the committee should address.
QUALITY IMPROVEMENT 10
The committee should develop a best practice system to be put into place to address
identifiable causes in relation to fall occurrences. Traci Treasure (2014) developed a best
practices tip sheet for the Medicare Quality Improvement Organization for Idaho and
Washington. The tip sheet included: addressing noise reduction, checking patients hourly,
reducing sleep disturbances, reducing physical restraints, reducing patient safety alarms,
individualized fall prevention care plans, reviewing falls, involving family and residents with
the interdisciplinary team when investigating falls, and increasing strength and balance whenever
possible (Treasure, 2014). The committee at first should focus on only a few new best practice
strategies, if the committee takes on too many it will be difficult to tell which have a positive
effect on a standalone basis.
In a quick review of the falls from March 2014 on unit A there a few areas of concern
that can be quickly identified. Currently the average resident on unit A has 1.2 alarms. The
alarms that are in place do not appear to be reducing falls, but simply alerting staff that there has
been a fall which is not the intention of the alarm system. This is just one possible cause of falls,
it is imperative that we address this issue to help prevent further incident. Willy, and Osterberg
(2014) found that with any fall reduction program, a well-organized and uniform approach help
to achieve change and positive outcomes.
Ethical Implications
Nurses have an ethical responsibility to our patients to provide them with the best quality
care. That quality of care involves a focus on patient safety and what we can do to prevent
incident and improve safety. Quality of care for our patients requires respecting the patient as an
individual and not an illness (Hughes, 2008). Nurses must be honest with patients to help foster
open lines of communication. We must work together to provide the best quality of care. The
QUALITY IMPROVEMENT 11
development of a fall reduction committee or QAPI will help to facilitate improved quality of
care.
Implementing change in regards to falls can have a lasting impact on the healthcare
community and nursing as a whole. If we can reduce the number of falls and injury related to
falls in our patients, then we have succeeded. The less falls there are the less medical care may
be necessary, thus allowing patients to have more freedoms in their daily lives. A successful
falls reduction program can and should be shared with other skilled nursing facilities so that they
may begin to initiate change in their current practice. As nurses we are constantly evolving and
changing and it is our responsibility to help foster that change in others through both our
successes and failures.
Summary
Quality improvement is a major focus in healthcare today, and we must get on board.
Identifying areas of concern is a step toward quality improvement. There is a great need on unit
A for a reduction in falls. We as nurses have the ability to implement a change that can have
lasting effects, and if successful can be implemented throughout the facility. To improve our
quality of care we must fully understand high reliability standards and what they mean for us. If
we adapt to the concept of never being satisfied and always looking for ways to improve we are
much more likely to identify problem areas before they can have a negative impact. We must
also implement a just culture, and focus less on punishment for the problem and more on how to
fix the problem at hand, as well as fostering education and open communication. Also, utilizing
the quality measures as a model for change will not only allow us to look at the problems that we
have but the problems of other facilities so that we can address them as well if need be.
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The development of a successful fall reduction program begins today. A committee of
those with like-minded goals must be formed to focus on the need at hand. The committee will
begin by addressing the increasing number of falls on unit A. Anderson, Campos, Earley,
Johantges, Johnson and O’Connor (2009) said “the most well-designed interventions for fall
prevention are ineffective if they are not selected and implement appropriately” (p. 159). This
will be a process that may take a while, but if it implemented appropriately, constantly evaluated
and adjusted we may be able to have a significant impact on the quality of care our patients
receive.
QUALITY IMPROVEMENT 13
References
Anderson, G., Campos, T., Earley, V., Johantges, D., Johnson, C. L., & O'Connor, E. (2009).
Achieving sustained reduction in patient falls. In N. Dunton & I. Montalvo (Eds.),
Sustained improvement in nursing quality: Hospital performance on NDNQI
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http://www.cdc.gov/homeandrecreationalsafety/falls/nursing.html
Hughes, R. G. (2008). Nurses at the "sharp end" of patient care. In R. G. Hughes (Ed.), Patient
safety and quality: An evidence-based handbook for nurses (pp. 1-7-1-36). Agency for
healthcare Research and Quality.
MacCulloch, P. A., Gardner, T., & Bonner, A. (2007). Comprehensive fall prevention programs
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Taylor, J. A., Parmelee, P., Brown, H., & Ouslander, J. (2005, October). The falls management
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Retrieved April 18, 2014, from
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