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1
Seismic Design to EC8
Jack Pappin, Arup, Hong Kong
Topics
• Seismic hazard
• Site response / Liquefaction
• Design of buildings to EC8
• Foundation design to EC8
• Other ground effects
2
Ground motion
Plate tectonics
3
Observed seismicity
Seismic activity 1990 to 1999 within 100km of the surface: Source USGS website
Section through South America
Plate tectonics
4
Earthquake mechanism
Time = 0
Time = 100 years
Time = 101 years
Slippage causing Energy release
Earthquake effects
ModerateIntensity
LowIntensity
HighIntensity
5
MSK Intensity scale
III - Weak Felt indoors by a few people
V - Strong Buildings tremble, unstable objects overturned
VI - Slight damage Slight damage to a few brick buildings
VII - Building damage Large cracks in weak buildings, slight to r.c. building
VIII - Some destruction Partial collapse of weak buildings, a few slopes fail
IX - General damage Large cracks in r.c. buildings, liquefaction observed
X - General destruction Most brick buildings collapse, many landslides
XI - Catastrophe Most buildings collapse
XII - Landscape changes Practically all structures destroyed
IV - Largely observed Felt indoors by many people, doors and dishes rattle
II - Very weak Recorded by instruments
Intensity 7Newcastle 1989
6
Intensity 9Taiwan 1999
Magnitude
Magnitude is a measure of the size (or energy release) of the earthquake.
Each unit increase in magnitude scale is about a three times increase in ground motion for the same distance from the event. It is also about a 30 times increase in energy release.
7
MagnitudeEnergyRelease
Step 2 - Calculation
Ground motion
Step 1 - desk study
8
Step 1 - desk study
M8.5 and 7.9 Southern Sumatra Earthquakes of 12 September 2007 and M7.0 of 13 September 2007
9
Seismic Hazard of Western Indonesia – April 2008
What measure should be used to define ground motion
Intensity - measure of peak observed damage potential
Peak motions - acceleration, velocity or displacement
Ground motion
10
Peak motions - acceleration, velocity or displacement
ROCK SOIL
Ground motion
12 Sep 2007 Sumatra
11
Frequency content - response spectra
What measure should be used to define ground motion
Intensity - measure of peak observed damage potential
Peak motions - acceleration, velocity or displacement
Ground motion
Response spectrum
12
30 Sep 2009 Sumatra
30 Sep 2009 Sumatra
13
Ground motion - Calculation
Key information for a seismic hazard assessment
Seismic source zonesActive faultsAreas of diffuse seismicity
Attenuation relationshipThe behaviour of a measure of groundmotion as a function of the distancefrom the source of energy, (EERI 1984).
Attenuation relationship
Example for Peak Ground Acceleration
Distance (km)
Pea
k gr
ound
Acc
eler
atio
n (g
)
101 100 1000
1.0
0.5
0
M = 7.5
M = 6.5
M = 5.5
Magnitudemeasure of the size (or energy release) of the earthquake.
14
Example of Response Spectra from an event at 10km in the Western USA
Fundamental Period (sec)
Pea
k gr
ound
Acc
eler
atio
n (g
)
10 2
1.0
0.5
0
M = 7.5
M = 5.5
M = 6.5 for Eastern USA
M = 6.5
Attenuation relationship
Variability of Attenuation relationship
100
10Distance from energy source (km)
Pea
k ac
cele
ratio
n (%
g)
1
10
6
40
100
15
Ground motion - Calculation
2 basic methods to determine design ground motion
to determine the ground motion at the site due to maximum expected earthquakes
Deterministic
Probabilistic to determine the ground motion at the site which has a desired annual probability of being exceeded
For each source the maximum magnitude that is expected is estimated.
Deterministic seismic hazard analysis
STEP 2 - distance determination
R3R1
R2
Source 2
Source 1 Source 3
Site
STEP 1 - source model
M1 M3
M2
R1
STEP 3 - attenuation
M3
M2
M1
Distance
STEP 4 - report
Y =
Y3
Y1
Y2
R2R3
Controllingearthquake
16
Probabilistic seismic hazard analysis
Source 2
Source 1 Source 3
Site
STEP 1 - source model
R
R
R
STEP 2 - rate of earthquake activity
Magnitude M
3
21
STEP 3 - attenuation
M = 6
Distance R
M = 7
STEP 4 - result for all M and R
Parameter value y*
7
Aerial photography
Field mappingGround investigation data
Hard copy geological maps
ArcInfo export geological maps
Satellite imagery (IKONOS)
GIS
Maps
Hazards
Geohazard studies
17
Geology & tectonicsGeomorphologySlip ratesObserved seismicity
Seismic source zones and activity rates
Fault sources -
Geology & tectonicsObserved seismicityObserved seismicity
Areal sources -
2. Instrumental dataComplied by by several agencies e.g. ISC, USGS.Recent data is more complete
since 1920 for M > 6since 1963 for M > 4.5
1. plus 2. = Earthquake catalogue
Observed seismicity
1. Historical dataBased on Intensitymore recent data is more complete
18
Tectonic structure
Kuala Lumpur
-7.5
-5.0
-2.5
0.0
2.5
5.0
7.5
10.0
95.0 97.5 100.0 102.5 105.0 107.5 110.0
Longitude
La
titu
de
5 to 5.4
5.5 to 5.9
6 to 6.9
7 to 7.9
8 to 8.9
9
500km
19
Subduction zone model
0
100
200
300
0 100 200 300 400 500 600 700 800
Distance (km)
De
pth
(km
)
5.0 to 5.45.5 to 5.96.0 to 6.97.0 to 7.98.0 to 8.99
Kuala Lumpur
Activity with depth for subduction events
0 50 100 150 200
0-20
20-30
30-40
40-60
60-80
80-100
100-130
130-160
160-200
200-250
250-300
Dep
th (
km)
number of events
20
Seismic activity in Subduction
0.001
0.01
0.1
1
10
4 5 6 7 8 9
Magnitude (M)
Ann
ual n
umbe
r of
eve
nts
> M
1800
1920
1964
Design
0.001
0.01
0.1
1
10
100
4 5 6 7 8 9
Magnitude (M)
Ann
ual n
umbe
r of
eve
nts
> M
1800
1920
1964
Design10
to 4
0km
40 to
100
km
0.001
0.01
0.1
1
10
4 5 6 7 8 9
Magnitude (M)
Ann
ual n
umbe
r of
eve
nts
> M
1920
1964
Design
100
to 2
00km
0.001
0.01
0.1
1
10
4 5 6 7 8 9
Magnitude (M)
Ann
ual n
umbe
r of
eve
nts
> M
1964
Design
200
to 3
00km
Sumatra Fault model
-7.5
-5.0
-2.5
0.0
2.5
5.0
7.5
10.0
95.0 97.5 100.0 102.5 105.0 107.5 110.0
Longitude
La
titu
de
5 to 5.4
5.5 to 5.9
6 to 6.9
7 to 7.9
Series9
Series10
21
Sumatra Fault model
0
100
200
300
0 100 200 300 400 500 600 700 800
Distance (km)
De
pth
(km
)
5.0 to 5.4
5.5 to 5.9
6.0 to 6.9
7.0 to 7.9
Kuala Lumpur
Sumatra Fault Area to the north
and east of the Sumatra Fault
Subduction zone
Sumatra fault activity rates
0.001
0.01
0.1
1
10
4 5 6 7 8 9
Magnitude (M)
An
nu
al n
um
be
r o
f eve
nts
> M
1800 - 2005
1920 - 2005
1964 - 2005
17mm/yr slip
Background
Total
22
93 96 99 102 105 108 111-12
-9
-6
-3
0
3
6
9
12
SumatraFault M
alay Peninsula
52 mm/yr
(N10oE)
57 mm/yr
Seulimeum
Renun
Dikit
Semangko
Palembang
Pekan Baru
Penang
Singapore
Latit
ude
(o ) Barumun
Medan
Sumani
Longitude (o)
Sumatra
Subduction
EurasianPlate
Indian-AustralianPlate 60 mm/yr
(N17oE)
500 km0
Sumatra
Java
Kuala Lumpur
Ground-Motion Attenuation Relationships for Sumatra Earthquakes
Developed by Megawati (NTU, Singapore)
Attenuation Subduction earthquakes (Megawati 2006)
0.001
0.01
0.1
1
10
0 200 400 600 800 1000
Distance (km)
1 se
con
d R
SA
(m
/s2)
9
8
7
6
5
Standard deviation = * 1.8
23
Attenuation Sumatra Fault earthquakes (Megawati 2006)
0.001
0.01
0.1
1
10
0 200 400 600 800 1000
Distance (km)
1 s
ec
on
d R
SA
(m
/s2 )
9
8
7
6
5
Standard deviation = * 2.6
Normal distribution
0
0.2
0.4
0.6
0.8
1
-3 -2 -1 0 1 2 3
Standard deviations from mean
Lik
elih
oo
d
24
Calculated response spectra
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.01 0.1 1 10
Period (sec)
Sp
ec
tral
Ac
ce
lera
tio
n (
m/s
2)
2% in 50 year
10% in 50 year
50% in 50 year
5% damping
13
63
11
3
16
3
21
3
26
3
31
3
363
413
463
51
3
56
3
613
663
713
763
813
863
9.25
8.25
7.25
6.25
5.25
0
2
4
6
8
10
% C
on
tib
uti
on
to
Haz
ard
Distance (km)Magnitude (M)
2% in 50 year (0.2sec)
De-aggregation2% in 50 year
0.2 second period
1833 type event
Subduction 0 to 40km deep
Subduction 40 to 100km deep
Subduction 100 to 300km deep
Sumatra Fault
Northeast Sumatra
Sunda Plate
13
63
113
163
213
263
313
363
413
463
513
563
613
663
713
763
813
863
9.25
8.25
7.25
6.25
5.25
0
2
4
6
8
10
12
Distance (km)Magnitude (M)
2% in 50 year (1s)
1 second period
13
63
113
163
213
263
313
363
413
463
513
563
613
663
713
763
813
863
9.25
8.25
7.25
6.25
5.25
0
2
4
6
8
10
12
14
16
18
20
Distance (km)Mag
2% in 50 year (5s)5 second period
25
Scenario events
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.01 0.1 1 10
Period (sec)
Sp
ectr
al A
cce
lera
tio
n (
m/s
2)
2% in 50 year 10% in 50 year 50% in 50 year
Subd M9.3@530 * 1.9 Subd M9.0@530 * 1.7 Subd M8.7@550 * 1
Sum Flt M8@400 * 6 Sum Flt M8@400 * 3.5 Sum Flt M8@400 * 1.5
Local M6@130 * 2.3 Local M6@210 * 2 Local M6@240 * 1
5% damping
Incorporation of uncertainty
Example of a logic tree analysis
Attenuation Magnitude Maximummodel distribution magnitude
0.18
26
Time histories
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.01 0.1 1 10
Period (sec)
Sp
ectr
al A
ccel
erat
ion
(m
/s2)
2% in 50 year 10% in 50 year 50% in 50 year
2% in 50yrs - Short 10% in 50yrs - Short 50% in 50yrs - Short
2% in 50yrs - Long 10% in 50yrs - Long 50% in 50yrs - Long
5% damping
Time histories
Time [sec]4038363432302826242220181614121086420
Acc
eler
atio
n [m
/se
c2]
0.3
0.25
0.2
0.15
0.1
0.05
0
-0.05
-0.1
-0.15
-0.2
-0.25
T im e [ s e c ]8 0 07 5 07 0 06 5 06 0 05 5 05 0 04 5 04 0 03 5 03 0 02 5 02 0 01 5 01 0 05 00
Acc
ele
ratio
n [m
/sec
2]
0 . 2
0 . 1 5
0 . 1
0 . 0 5
0
- 0 . 0 5
- 0 . 1
- 0 . 1 5
- 0 . 2
T im e [s e c ]8 0 07 5 07 0 06 5 06 0 05 5 05 0 04 5 04 0 03 5 03 0 02 5 02 0 01 5 01 0 05 00
Acc
eler
atio
n [m
/sec
2]
0 .2
0 .1 5
0 .1
0 .0 5
0
- 0 .0 5
- 0 .1
- 0 .1 5
0.3
0.25
0.2
0.15
0.1
0.05
0
-0.05
-0.1
-0.15
-0.2
-0.25
Long Period
Short Period Same scale
27
2% in 50 year bedrock motion
0
1
2
3
4
5
6
7
0.01 0.1 1 10
Period (sec)
Sp
ec
tra
l A
cc
ele
rati
on
(m
/s2 )
Hong Kong
Kuala Lumpur
New York (IBC2006)
5% damping
28
USGS catalogue since 1972 - 0 to 50 km depth
USGS catalogue since 1972 - 50 to 150 km depth
29
USGS catalogue since 1972 - 150 to 300 km depth
USGS catalogue since 1972 - 300 to 500 km depth
30
Section R1
31
Section R2
Section R3
32
Magnitude recurrence plots
0
1
2
0.01 0.1 1 10
Bed
rock
Sp
ectr
al a
ccel
erat
ion
(m
/s2)
Structural period (s)
Semporna
Sandakan
Kota Kinabalu
Kuala Lumpur
Penang
Kuantan
Kuching
10% in the next 50 year bedrock response spectra
5% damping
33
Comparison with Eurocode 8 rules (3.2.1(4))
0.15 0.4 2
Comparison with Eurocode 8 rules (for bedrock)
34
0
1
2
0.01 0.1 1 10
Sp
ectr
al a
ccel
erat
ion
(m
/s2)
Structural period (s)
Semporna
Sandakan
Kota Kinabalu
Kuala Lumpur
Penang
Kuantan
Kuching
Seismic design not required
Seismic design
required with ductile
detailing
Comparison with Eurocode 8 rules (for bedrock)
5% damping
Concern with seismicity near to KL
35
Events observed since 2004
2.2 2.7 3.2 3.7 4.2
0.1
1
10
Annual excee
dance rate
Magnitude
10% in the next 50 year bedrock response spectra
0
1
2
0.01 0.1 1 10
Sp
ectr
al a
ccel
erat
ion
(m
/s2)
Structural period (s)
Kuala Lumpur
KL with local events
Seismic design not required
Seismic design
required with ductile
detailing
36
Bedrock
?
Site Response
• 2 week visit two weeks after the event
Mexico City - 1985
37
Mexico City - 1985
Earthquake source
Mexico City
EpicentreMagnitude 8.1
D
D
D
38
Mexico City
5 km
Mexico City
5 km
39
Television studio
Mexico City
5 km
40
Recorded ground motion
Recorded ground motion
41
Response spectra
Observed building damage
43%
42
Notable non-damage
Lake bed ground conditions
43
Cyclic triaxial testing of lake bed clay
Nottingham University
Response spectra
44
IBC 2000+ Classification of soil profile types
The upper 30m of the soil profile are considered
Soil Profile Shear wave SPT Undrained shearType velocity (m/sec) N value strength (kPa)
A - Hard rock >1,500 - -
B - Weak to medium rock 750 - 1,500 - -
C - Dense stiff soil 375 - 750 > 50 > 100
D - Medium dense firm soil 180 - 375 15 - 50 50 - 100
E - Loose soft soil < 180 < 15 < 50
F - Deep soft soils that require site specific investigations
Site Response Effects – US approach
IBC 2000+ Soil amplification factors
Site Response Effects
Approximate Peak Ground Acceleration (g)
Soi
l Am
plifi
catio
n F
acto
r
E
D
CBA
0
1
2
3
4
0 0.1 0.2 0.3 0.4 0.5 0.6
Short period motion (0.2 sec)
Soft soil
Hard Rock
Long period motion (1 sec)
E
DCBA
45
Eurocode classificationIBC
Eurocode classification
46
Eurocode classification
Eurocode classification
0
1
2
3
0.1 1 10
So
il am
plif
icat
ion
fac
tor
Structural period (s)
EC8 : 10% in 50 year bedrock response spectra
Class D
Class C
Class B
47
Eurocode classification
0
1
2
3
0.1 1 10
So
il a
mp
lifi
cati
on
facto
r
Structural period (s)
EC8 : 10% in 50 year bedrock response spectra
Class D
Class C
Class B
IBC 2000+ Soil amplification factors
Approximate Peak Ground Acceleration (g)
D
C
B
0
1
2
3
4
0 0.1 0.2 0.3 0.4 0.5 0.6
Short period motion (0.2 sec)
Soft soil
Hard Rock
Long period motion (1 sec)
D
CB
Oasys SIREN site response analysis
Soil Surface
Bedrock
Output motion
F
= F
Input motion
48
Gsec
Gmax or G0
Soil shear behaviour
G0
Gsec
Backbone curve
log
Gsec
G0
1.0Modulusreduction curve
G0(ij) = vs(ij)2 where G0(ij) is the elastic shear modulus
is the bulk density of soil andvs(ij) is the shear wave velocity through soilVs(vh)
Vs(hh)
Vs(hv)
v
h1
h2
Soil triaxial specimen
Bender element
1
1
2 2
33
Mid-plane pore pressure probe
Porous stone
Bender element (vs(vh))
Base pedestal
Bender element embedded in base platen
Bender element (vs(hv))
Bender element (vs(hh))
Bender element probe
Mid-plane pore pressure probeBender element probe
Hall-effect gauge (radial)Hall-effect gauge (axial)
49
Cyclic shear strain (%)
Gsec
G0
1.0
010.0001 0.001 0.01 0.1 10
10.0001 0.001 0.01 0.1 10
Dam
ping
rat
io (
%)
0
10
2030
PI =0
50
15
100
200
Variation with strain
Geophysical methods for G0
Up hole Down hole
G0 = VS2
Cross hole - simple Cross hole - accurate
50
Down hole seismic cone testing
Oasys SIREN is a computer programme for a non-linear model which solves the one dimensional site response problem in the time domain using the explicit finite difference method.
Soil Surface
Output motion
F
= F
Input motion
Bedrock
Displacement
51
Site Class Definition – EC8
Class C profiles, 10% in 50-year ground motion, long period
0
1
2
3
4
5
6
7
0.01 0.1 1 10
Period (s)
Sp
ectr
al R
atio
CK1OR4BH3 Alex RdBH 2 Alex RdBH ARN5BH ARN1BH 1936-3BH 799-TB8BH 2111-5BH 1263-4BH 1808-6BH 91F-86BH 703-69ABH 1222-6BH 460-14BH 2122-15BH 348-31Average
+2 Sigma+1 Sigma
Average
-1 Sigma-2 Sigma
Class E profiles, 10% in 50-year ground motion, long period
0
1
2
3
4
5
6
7
8
9
0.01 0.1 1 10
Period (s)
Sp
ect
ral R
atio
BH 233-11BH 1982-25BH 1754-4BH 1626-25BH 1627-23BH 1144-505-1BH 24B-PP2BH 144K-5BH 2131-2BH 1493-13BH 262-D19BH 424-9DTL/20/PZS/VSTDTL/31/VSTDTL/43/PZM/VSTDTL/45/VSTM2019M2020Average
+2 Sigma+1 Sigma
Average
-1 Sigma-2 Sigma
Spectral Ratios
B
D
52
Resulting Spectra
10% in 50 year - Long period
0
0.5
1
1.5
2
0.1 1 10Period (s)
Sp
ect
ral A
ccel
erat
ion
(m
/s/s
)
Bedrock
Site Class C
Site Class D
Site Class E
Site Class F
B
C
D
S
Displacement spectra
10% in 50 year - Long period
0.01
0.1
1
0.1 1 10Period (s)
Sp
ectr
al D
isp
lace
me
nt
(m)
Bedrock
Site Class C
Site Class D
Site Class E
Site Class F
B
C
D
S
53
Design spectra
0
1
2
0.1 1 10
Structural Period (s)
Sp
ec
tra
l A
cc
ele
rati
on
(m
/s2 )
Site Class B
Site Class C
Site Class D
Site Class E
Site Class F
B
C
D
S
Bedrock
Spectral ratios
0
1
2
3
4
5
0.1 1 10
Sp
ectr
al R
atio
Period T
10% in 50 year spectral ratios
Site Class B
Site Class C
Site Class D
Site Class S
0
1
2
3
0.1 1 10
So
il am
plif
icat
ion
fac
tor
Structural period (s)
EC8 : 10% in 50 year bedrock response spectra
Class D
Class C
Class B
54
Eurocode classification for KL / Penang
0
1
2
0.1 1 10
Sp
ectr
al A
ccel
erat
ion
(m
/s2)
Structural Period (s)
10% in 50 year design spectra
Site Class C
Site Class D
Site Class S
C Equation
D Equation
E Equation
C 1.6 0.4 1.1 10.4D 2.5 0.9 1.6 4.6
S1 3.2 1.6 2.4 2.4
ag = 0.175 m/s2
0
1
2
0.01 0.1 1 10
Sp
ectr
al a
ccel
erat
ion
(m
/s2)
Structural period (s)
Semporna
Sandakan
Kota Kinabalu
Kuala Lumpur
Penang
Kuantan
Kuching
Seismic design not required
Seismic design
required with ductile
detailing
Comparison with Eurocode 8 rules (for bedrock)
5% damping
55
Comparison with IBC rules
0
1
2
0.1 1 10
Sp
ec
tra
l ac
ce
lera
tio
n (
m/s
2 )
Structural period (s)
IBC: (2/3 2% in 50 year) response spectra
KL Rock
KL Soil C
KL Soil D
KL Soil S
seismic design not required
Seismic design required with no
ductility
Seismic design required with
ductility
Comparison with IBC rules
0
1
2
0.1 1 10
Sp
ect
ral a
cce
lera
tion
(m
/s2 )
Structural period (s)
IBC: (2/3 2% in 50 year) response spectraBedrock
Kuala Lumpur
Kota Kinabalu
Semporna
seismic design not required
Seismic design required with
ductility
56
Comparison with IBC rules
0
1
2
3
0.1 1 10
Sp
ec
tra
l ac
ce
lera
tio
n (
m/s
2 )
Structural period (s)
IBC: (2/3 2% in 50 year) response spectraSoil Class D
Kuala Lumpur
Kota Kinabalu
Semporna
seismic design not required
Seismic design required with
ductility
Comparison with Eurocode 8 rules (with soil)
0
1
2
0.01 0.1 1 10
Bed
rock
Sp
ectr
al a
ccel
erat
ion
(m
/s2)
Structural period (s)
Semporna
Sandakan
Kota Kinabalu
Kuala Lumpur
Penang
Kuantan
Kuching
Group D ; S = 1.35
Semporna D
KK D
KL D
57
0
1
2
3
0.01 0.1 1 10
Sp
ec
tra
l ac
ce
lera
tio
n (
m/s
2 )
Structural period (s)
10% in 50 year response spectraSoil Class D
Kuala Lumpur
Kota Kinabalu
Semporna
EC 8 Ductile
EC 8 Design
Comparison with EC 8
Possible EC8 Zoning map for Malaysia
58
0
1
2
0.01 0.1 1 10
Sp
ectr
al a
ccel
erat
ion
(m
/s2)
Structural period (s)
Semporna
Sandakan
Kota Kinabalu
Kuala Lumpur
Penang
Kuantan
Kuching
Seismic design not required
Seismic design
required with ductile
detailing
Comparison with Eurocode 8 rules (for bedrock)
5% damping
Eurocode classification for KL / Penang
0
1
2
0.1 1 10
Sp
ectr
al A
ccel
erat
ion
(m
/s2)
Structural Period (s)
10% in 50 year design spectra
Site Class C
Site Class D
Site Class S
C Equation
D Equation
E Equation
C 1.6 0.4 1.1 10.4D 2.5 0.9 1.6 4.6
S1 3.2 1.6 2.4 2.4
ag = 0.175 m/s2
59
Possible EC8 Zoning map for Malaysia
8%g6%g
<4%g
<4%g
Liquefaction
60
Liquefaction
Liquefaction
61
Liquefaction
Philippines 1989
Turkey 1999Liquefaction
62
No Liquefaction
BUTWhen you are designing the structure,
can you rely on liquefaction happening?
Turkey 1999
Liquefaction
Standard method of assessing the likelihood of liquefaction
500 10 20 30
0.2
40
0.1
0.3
0.4
0.5
Corrected SPT N value (N1)
Ave
rage
pea
k sh
ear
stre
ss /
ver
tical
effe
ctiv
e st
ress
Percent fines (%) 35 15 <5
No Liquefaction
Liquefaction
0
Note: figure applies for a magnitude 7.5 earthquake
Liquefaction
63
Estimation of shear stress
10 0.2 0.4 0.6
15
0.8
20
10
5
0
Stress reduction factor rd
Dep
th (
m)
25
Modify soil Densify VibroflotationDynamic compactionDisplacement piling
Stabilise GroutingImprove drainage
Liquefaction
How to overcome
64
Vibro-replacement
Ground Improvement
• Typical methods include stone columns, dynamic compaction, grouting, soil cement mixing, dewatering.
• Suitability of method must be checked by field trials.
• For example stone columns do not work well with a high fines content (>15%).
Modify soil Densify VibroflotationDynamic compactionDisplacement piling
Stabilise GroutingImprove drainage
Change foundation FloatPile
Liquefaction
How to overcome
65
Liquefaction
How to overcome: Float
Liquefied soil
Shear failure
Basement void
66
Liquefaction
How to overcome: Pile
Liquefied soil Ductile detailing
Liquefaction - Lifelines
Loose backfillFlow of
liquefied soil
Jet grout walls
Flotation
Stone columns
Hashash et al, 2001
67
Building Design to EC8
134
Background to Eurocodes
• Set of unified design codes bringing together structural, civil, and geotechnical disciplines
• Adopted by all 28 member states of the European Union
• Conflicting national standards withdrawn by March 2010
• Main objective is:
“the elimination of technical obstacles to trade and the harmonisation of technical specifications”
(European Committee for Standardisation)
68
How are they Organised?
Eurocode Basis of Design
EN 1990
Eurocode 1
Actions on Structures
Eurocode 2
Design of Concrete Structures
Eurocode 3
Design of Steel Structures
Eurocode 4
Design of Composite Steel and Concrete Structures
Eurocode 5
Design of Timber
Structures
Eurocode 6
Design of Masonry
Structures
Eurocode 7
Geotechnical Design
Eurocode 8
Design of Structures for Earthquake Resistance
National Annex
Eurocode 9
Design of Aluminium Structures
From Bond & Harris
69
Eurocode 8 - Part 1: General Rules
Eurocode 8 – Parts 2 to 6
70
Eurospeak
Loads Actions
Dead Loads Permanent Actions
Imposed Loads
Variable Actions
‘Design Value’
Characteristic Value
Construction Execution
140
Eurospeak• Principles: Denoted by ‘P’ after the clause number – mandatory requirements
• Application Rules: Generally recognised rules that comply with the principles and satisfy their requirements
• Example
71
141
Eurostyle
• General, Non-prescriptive, Flexible
• “Performance Specification for Design”
Pros•Gives designer freedom to choose appropriate method•Economies are possible•Allows for evolving design methods•Can be applied to wide range of design situations in different locations
Cons•Can be daunting for those with little design experience•Less straightforward to use•Could be ambiguous
142
Design Philosophy
• Limit State Design is adopted in all Eurocodes
• Defined in EN 1990
• Fundamentally, all ULS and SLS shall be considered and verified where applicable
• Verification of Limit States should be carried out by either the partial factor, or probabilistic methods
• Important Considerations:- Design Working Life- Design Situations, e.g. normal use, transient, accidental, seismic
72
Limit State Design Philosophy
dd RE dMkrepFd aXFEE ;;
dMkrepFd aXFRR ;;
Probability of Failure (Eurocode Target <0.0001%)
Limit State Design Philosophy
Separation Calibrated by “partial factors”
73
145
The Partial Factor Method
Input ‘Characteristic’
Values
Material Parameters
Xk
Geometry
ak
Actions
Frep
‘Design’ Values
Material Parameters
Xk×γm =Xd
Geometry
ak +∆a = ad
Actions
Frep×γF = Fd
Calculation Model
Calculate Design
Resistance
Rd=f(Xd,ad)
Calculate Design Effect
of Actions
Ed=f(Fd,Xd,ad)
ULS verified?
Rd > Ed ?
146
q factor
displacement
force
elastic
Real behaviour
Sd
Design force (= elastic / q)
74
EC8 detailing DCL low ductility; q = 1.5
Lc
0.6Sc
Sb
Densified zones
Beam C
olum
n
Sc
Sb < 0.75x effective depth of beam
20 x minimum main bar diameterThe lesser of the column dimension400 mm
The larger of column dimensionLc larger of Length of lapped joints, minimum 3
transverse reinforcement bars
Diameter of transverse reinforcement bars not less than 6 mm or ¼ of the maximum diameter of the longitudinal bars
Sc min of
EC8 detailing DCM moderate ductility; q = 3.9
Lc
Sc
Lb
Sb
Densified zones
Beam
Column
Horizontal reinforcement in beam-column joints not less than that in the critical region of columns
24 times the stirrup diameter8 x smallest main bar diameterbeam depth / 4225 mm
Lb > beam depth
8 x minimum main bar diameterSc < minimum of half the width of the column confined concrete core
175 mm
1/6 clear height of the columnLc > maximum of Largest column section dimension
450mm
Note that the shear capacity of the beams and columns must be able to resist a shear force derived from the bending moment strength capacities considering actual reinforcement provided and material overstrength (material probable strength being higher than the design strength value)
Sb < minimum of
75
3 Storey building in KK
0.5M
M
M
Height (m)10.5
7
3.5
Lateral force distribution
10.5*0.5M = 5.3M
7*M = 7.0M
3.5*M = 3.5M
Sum = 15.8M
Period T = 0.05 * H0.75 = 0.29 s
For KK with Soil Class DLateral base shear = 0.85*Sa = 0.85*2.5*1.35 * 6% = 17% gLateral shear = 0.17*2.5M = 0.42M
Force
0.42*5.3/15.8 = 0.14M
0.42*7.0/15.8 = 0.19M
0.42*3.5/15.8 = 0.09M
Shear
28%
22%
17%
Eurocode classification
76
3 Storey building in KL
0.5M
M
M
Height (m)10.5
7
3.5
Lateral force distribution
10.5*0.5M = 5.3M
7*M = 7.0M
3.5*M = 3.5M
Sum = 15.8M
Period T = 0.05 * H0.75 = 0.29 s
For KL with Soil Class DLateral base shear = 0.85*Sa = 0.85 * 6% = 5% gLateral shear = 0.05*2.5M = 0.13M
Force
0.13*5.3/15.8 = 0.044M
0.13*7.0/15.8 = 0.058M
0.13*3.5/15.8 = 0.029M
Shear
9%
7%
5%
Eurocode classification for KL / Penang
0
1
2
0.1 1 10
Sp
ectr
al A
ccel
erat
ion
(m
/s2)
Structural Period (s)
10% in 50 year design spectra
Site Class C
Site Class D
Site Class S
C Equation
D Equation
E Equation
C 1.6 0.4 1.1 10.4D 2.5 0.9 1.6 4.6
S1 3.2 1.6 2.4 2.4
ag = 0.175 m/s2
77
Example building from Hong Kong – D11
• 15 storey residential
• H = 41m, W = 7200t
Mode shapes
0
5
10
15
20
25
30
35
40
-1 0 1 2
He
igh
t (m
)
Displacement
Normalised mode shapes
Mode 1
Mode 2
Mode 3
78
Modal contributions - KL
0
5
10
15
20
25
30
35
40
-5 0 5 10 15 20
Hei
gh
t (m
)
Displacement (mm)
Scaled mode shapes
RSS
Mode 1
Mode 2
Mode 3
0
5
10
15
20
25
30
35
40
-1 0 1 2 3
He
igh
t (m
)
Shear (MN)
Shear
RSS
Mode 1
Mode 2
Mode 3
0
5
10
15
20
25
30
35
40
-20 0 20 40 60 80 100
He
igh
t (m
)
Moment (MNm)
Moment
RSS
Mode 1
Mode 2
Mode 3
Modal contributions - KK
0
5
10
15
20
25
30
35
40
-10 0 10 20 30 40
He
igh
t (m
)
Displacement (mm)
Scaled mode shapes
RSS
Mode 1
Mode 2
Mode 3
0
5
10
15
20
25
30
35
40
-5 0 5 10
He
igh
t (m
)
Shear (MN)
Shear
RSS
Mode 1
Mode 2
Mode 3
0
5
10
15
20
25
30
35
40
-50 0 50 100 150 200
He
igh
t (m
)
Moment (MNm)
Moment
RSS
Mode 1
Mode 2
Mode 3
79
Modal contributions - Semporna
0
5
10
15
20
25
30
35
40
-10 0 10 20 30 40 50
He
igh
t (m
)
Displacement (mm)
Scaled mode shapes
RSS
Mode 1
Mode 2
Mode 3
0
5
10
15
20
25
30
35
40
-5 0 5 10 15
He
igh
t (m
)
Shear (MN)
Shear
RSS
Mode 1
Mode 2
Mode 3
0
5
10
15
20
25
30
35
40
-100 0 100 200 300
He
igh
t (m
)
Moment (MNm)
Moment
RSS
Mode 1
Mode 2
Mode 3
Shear
0
5
10
15
20
25
30
35
40
0 5 10 15 20 25
He
igh
t (m
)
Shear (%)
Shear (q = 1.5)
KL
KK
Semporna
80
Example building from Hong Kong – D17
• 53 storey residential
• H = 158m, W = 33000t
Mode shapes
0
20
40
60
80
100
120
140
160
-1 0 1 2
He
igh
t (m
)
Displacement
Normalised mode shapes
Mode 1
Mode 2
Mode 3
81
Modal contributions - KL
0
20
40
60
80
100
120
140
160
-50 0 50 100 150 200 250 300
He
igh
t (m
)
Displacement (mm)
Scaled mode shapes
RSS
Mode 1
Mode 2
Mode 3
0
20
40
60
80
100
120
140
160
-2 0 2 4 6 8 10
He
igh
t (m
)
Shear (MN)
Shear
RSS
Mode 1
Mode 2
Mode 3
0
20
40
60
80
100
120
140
160
-200 0 200 400 600 800 1000
He
igh
t (m
)
Moment (MNm)
Moment
RSS
Mode 1
Mode 2
Mode 3
Modal contributions - KK
0
20
40
60
80
100
120
140
160
-100 0 100 200 300
He
igh
t (m
)
Displacement (mm)
Scaled mode shapes
RSS
Mode 1
Mode 2
Mode 3
0
20
40
60
80
100
120
140
160
-5 0 5 10 15
He
igh
t (m
)
Shear (MN)
Shear
RSS
Mode 1
Mode 2
Mode 3
0
20
40
60
80
100
120
140
160
-500 0 500 1000 1500
He
igh
t (m
)
Moment (MNm)
Moment
RSS
Mode 1
Mode 2
Mode 3
82
Modal contributions - Semporna
0
20
40
60
80
100
120
140
160
-200 0 200 400 600
He
igh
t (m
)
Displacement (mm)
Scaled mode shapes
RSS
Mode 1
Mode 2
Mode 3
0
20
40
60
80
100
120
140
160
-10 0 10 20 30
He
igh
t (m
)
Shear (MN)
Shear
RSS
Mode 1
Mode 2
Mode 3
0
20
40
60
80
100
120
140
160
-500 0 500 1000 1500 2000 2500
He
igh
t (m
)
Moment (MNm)
Moment
RSS
Mode 1
Mode 2
Mode 3
Shear
0
20
40
60
80
100
120
140
160
0 5 10 15
He
igh
t (m
)
Shear (%)
Shear (q = 1.5)
KL
KK
Semporna
83
Foundation design
Failure Modes of Pad Foundations
SlidingBearing capacity
Overturning Structural
84
Failure by Sliding
Provided structure can hold itself together the only requirement is for No damageDesign checkSmall movement in 50% in 50 year ground motion
Failure by Bearing Capacity
Due to uncontrolled displacement the Life safety check will be required. If the structure could collapse as result of bearing failure of the foundation then the No collapse check is required. Design checkControlled displacement in the 10% in 50 year ground motion.Possibly required to check for failure 2% in 50 year ground motion.
85
Mexico City 1985
Failure by Overturning
If the structure could collapse due to overturning capacity failure then the No collapse check is required. Otherwise the only requirement is for No damage. For buildings on a raft failure could lead to collapse.Design checkSmall movement in 50% in 50 year ground motion.For a raft, required to check for failure in 2% in 50 year ground motion
86
Structural Failure
Due to uncontrolled displacement the Life safety check will be required. If the structure could collapse as result of structural failure of the foundation then the No collapse check is required. Design checkStructural integrity in the 10% in 50 year ground motion.Possibly required to check for failure 2% in 50 year ground motion.
Failure Modes of Piles - Vertical Loads
Stiff Clay
Soft Clay
Fill
87
Mexico City - 1985
Mexico City - 1985
88
Mexico City - 1985
Softclay
Sand
Building in Mexico City – 1 year later
89
Failure Modes of Piles - Vertical Loads
Stiff Clay
Soft Clay
Fill
Building in Taiwan - 1999
90
Building in Taiwan - 1999
The Hermes is built on a narrow site in Tokyo’s central Ginza district. It uses a new structural system that relieves seismic forces vertically through a lifting rear column at ground floor level, restrained by dampers.
This ‘stepping column’ system is able to move with the earthquake, thereby reducing forces and foundation and steelwork costs.
Yielding Piles - Hermes Tokyo
91
Case Study - Hermes Tokyo
Effects on Piles
92
Pile Failure - Lateral Loads
Bedrock
Stiff Clay
Soft Clay
Fill
500 250
Bending Moment (kNM)
Piles - Lateral Loads0 50 100 150
Horizontal displacement (mm)
Soil displacement from SIREN
Pile displacement
100 : 30combination rule
93
Case Study - LNG Tanks, Trinidad
Dynamic soil-pile-tank interaction study to assess loads in the piles and tank.• 1-D soil column modelled in Oasys LS-DYNA.• Took account of the effect of liquefaction.• Took account of stiffening effect of the piles.• Analysed the entire problem in one step.
Typical cross-section through the tank and foundation system
Case Study - LNG Tanks, Trinidad
94
Driven Steel Tube Piles
Preferred Solution
Foundation Design Options• Foundation types considered included:
• Ground replacement.• Closely spaced stone columns.• Lowered foundation scheme.• Bored piles.• Driven piles (combined with stone columns).
• There was no clear cost advantage in any of the foundation types examined.
Case Study - LNG Tanks, Trinidad
1-D Soil Model
Case Study - LNG Tanks, Trinidad
95
Soil Column Analysis
Case Study - LNG Tanks, Trinidad
Site Response Results
Case Study - LNG Tanks, Trinidad
96
Soil-Pile Model
Case Study - LNG Tanks, Trinidad
Effect of Piles on Response
Case Study - LNG Tanks, Trinidad
97
Complete SSI Model
Case Study - LNG Tanks, Trinidad
Analysis of Complete SSI System
Case Study - LNG Tanks, Trinidad
98
Bending Moments in the Piles
Case Study - LNG Tanks, Trinidad
Soil displacement
Effects on raking piles
99
Raking Piles
Raking Piles
100
Other ground effects
Bedrock
Effects on Railways / Basements
Stiff Clay
Soft Clay
Fill
0 50 100 150
Horizontal displacement (mm)
101
Cut and cover tunnel box
68mm
A pseudo static Horizontal Acceleration (=3%g) is applied to whole model
68mm
results of pseudo static model
Horizontal earth pressures
102
Lifelines - Longitudinal Motion
• Maximum ground strain is Vm / C Where Vm is the peak ground velocity and
C is the propagation velocity
• If this strain is too large then further analysis is required
Lifeline (EA)
Elastic/plastic spring to model movement
between lifeline and soil
Point of applied ground motion displacement
O’Rourke and Liu, 1999
Observed Damage to Water Pipe Systems
0.01 0.02 0.05 0.1 0.2 0.5 1
1
0.5
0.2
0.1
0.05
0.02
0.01
0.005
0.002
0.001Pip
e D
amag
e R
atio
(re
pai
rs p
er k
ilom
etre
)
Peak Horizontal Particle Velocity (m/s)
103
O’Rourke and Liu, 1999
Propagation Velocities
Measured apparent S - wave propagation velocities
Event Site conditionsC
(km/s)
Japan 23/1/68 60 m soft alluvium 2.9
Japan 1/7/68 60 m soft alluvium 2.6
Japan 9/5/74 70 m silty clay, sand &silty sand 5.3
Japan 8/7/74 70 m silty clay, sand &silty sand 2.6
Japan 4/8/74 70 m silty clay, sand &silty sand 4.4
San Fernando 9/2/71 Variable 2.1
Imperial Valley 15/10/79 > 300 m alluvium 3.8
Imperial Valley 15/10/79 > 300 m alluvium 3.7
Turkey 1999
Fault Rupture
104
Turkey 1999
Fault Rupture
Gölcük Stepover Fault(2.5m vertical movement)(0.7m horizontal movement)
D
U
Example -Factory inTurkey
105
Gölcük Stepover Fault(2.5m vertical movement)(0.7m horizontal movement)
Body Shop
D
U
Example -Factory inTurkey
Example - Factory in Turkey
Tilting of columns Differential settlement Lateral displacement
Damage to Body Shop
106
Fault Rupture - Lifelines
Elastic/plastic spring to model movement between
lifeline and soil
Point of applied ground motion displacement
O’Rourke and Liu, 1999
Slope stability
107
Slope stability
Slope stabilityStandard method of considering down-slope movement
If Ac / Am is greater than 0.5 then movements are small
Ac is theaccelerationrequired to cause the slopeto have a factor of safetyof one
108
Bedrock
Slope Stability - Effects on Piles
0 50 100 150
Horizontal displacement (mm)
500 250
Bending Moment (kNM)