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Construction Field Inspection Manual 400-1
Massachusetts Department of Transportation,
Highway Division
Construction Field Inspection Manual
Chapter 400
Sub-Base, Base Courses, Shoulders, Pavement and Berms
Revision No.: 0
Publish Date: August 2018
Approved By:
(signature on original) 11/19/18
Patricia A. Leavenworth, P.E.
Deputy Administrator and Chief Engineer
Date
(signature on original) 10/24/18
Michael A. McGrath
Assistant Administrator of Construction
Engineering
Date
Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
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Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
Massachusetts Department of Transportation,
Highway Division
Construction Field Inspection Manual
Chapter 400
Sub-Base, Base Courses, Shoulders, Pavement and
Berms
Change History Page
Revision No. Description of Changes Pages
Revised
Pages
Added
Pages
Replaced
0 Original Issue N/A N/A N/A
Construction Field Inspection Manual
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Construction Field Inspection Manual
i
CHAPTER 400 SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS FIELD
GUIDE
Construction Field Inspection Manual
ii
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Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
CHAPTER 400 SUB-BASE, BASE COURSES, SHOULDERS,
PAVEMENT AND BERMS FIELD GUIDE
401 GRAVEL SUB-BASE REFERENCE: Standard Specifications: Section 401
BEFORE WORK BEGINS:
Check the subgrade for proper alignment, grading and compaction
If underlying material is disturbed, have the Contractor fix the affected areas
Remove yielding, pumping, or frozen material, and replace with suitable material
Confirm that the gravel sub-base material to be used is from an approved source
Ensure samples that are representative of the materials to be used are taken
Deliver samples to the DME with the RMS 779 Form for testing
Review test results before allowing the Contractor to proceed and place the form into the project
file
DURING WORK:
Continue to monitor the material placed to ensure it is the correct material, the proper aggregate
size, free of organics and contamination, and of uniform consistency
Ensure the material is placed in compacted lifts of no more than 8 inches
Confirm the material is compacted properly and installed to the proper thickness
Have compaction tests performed as needed
Check that the Contractor is maintaining the correct grade
Enter daily quantities in the Project Calculation Book
AFTER WORK IS COMPLETE:
Check that the depth of the sub-base course meets the depth shown on the plans
Check the fine grading along with the Contractor
Ensure that the Contractor has corrected any grading issues that were identified
Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
402 DENSE GRADED CRUSHED STONE FOR SUB-BASE REFERENCE: Standard Specifications: Section 402
BEFORE WORK BEGINS:
Verify that the dense graded crushed stone is provided by a source approved by the DME
Provide sample for the DME to perform testing and complete Form RMS 779 to include with the
sample - ensure samples are representative of the material to be used
Review test results before allowing the Contractor to proceed, then place the form into the
project file
Ensure the underlying sub-base has been installed to the correct grade and cross section
Visually inspect underlying sub-base for any disturbances, frozen material or wet areas
DURING WORK:
Continually inspect/monitor the material placed to ensure it is the correct material, of the proper
aggregate size and free of organics and contamination
Confirm the material is installed at the thickness shown on the plans
Ensure the Contractor is compacting the material to meet the required density
Have compaction tests performed by the DME as needed
Monitor truckloads of dense graded crushed stone delivered to support partial payments
AFTER WORK IS COMPLETE:
Confirm that the dense graded crushed stone thickness, density and grading is as specified in the
contract documents
Measure quantity of materials placed for payment
Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
403 RECLAIMED PAVEMENT FOR BASE COURSE AND/OR
SUB-BASE REFERENCE: Standard Specifications: Section 403
BEFORE WORK BEGINS:
Ensure that reclamation will be performed between April 15 and October 15 (unless otherwise
approved in writing) and is scheduled to be completed in time to allow for paving before winter
shut-down
Ensure erosion control items, such as sedimentation fence and hay bales, are in place (for
additional information refer to Chapter 007 Environmental Compliance)
Review test borings to understand the depth and type of underlying material that was the basis
of design
Obtain written submittal from Contractor describing the specific equipment and construction
methods that will be used
Verify all castings (water gates, cast iron, raised pavement markers, traffic signal loops, etc.) are
removed, lowered, and/or deactivated prior to reclaim operation
Ensure that all drainage structures in the roadway area are lowered and covered with steel plates
and backfilled. Deteriorated structures must be rebuilt
Privately owned utility structures and gates must be lowered by the respective utility company
Check for existing pavement cleanliness (Swept & Clean)
Ensure that the Contractor has sawcut the existing pavement to full depth where adjacent
surfaces are to be protected
Have test section performed by the Contractor
Provide a sample of the test section reclaimed material for the DME to test and approve before
proceeding (if required, the Contractor must perform additional test sections that result in an
approved sample)
Coordinate with the Contractor so that the area to be reclaimed can be processed and
compacted in one day to allow the road to be open to traffic at the end of the day
DURING WORK:
Monitor the speed and depth at which the Contractor is operating the reclaiming machine
Ensure that operation is the same as performed in the test section
Check to make sure that the roadway is open to one-way traffic during working hours if so
specified by the contract
Ensure proper reclaim depth (as specified on the typical sections)
Check the reclaimed material (suitable material, proper gradation)
Arrange for the District Materials Engineer to perform a sieve analysis (at least every 5,000 square
yards)
Verify that the reclaimed material is uniformly compacted and has uniform moisture content
Verify the line, grade & cross-slope of final reclaim surface is correct and graded to drain
For reclaimed materials that are rehandled and placed at an adjusted profile grade or in a
different location on the project site:
o Verify that the line, grade & cross-slope of placement surface is correct
Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
o Measure lift thickness (not to exceed the specified maximum)
Check to make sure that a smooth and safe roadway is open to two-way traffic during non-
working hours if so specified by the contract
Check that all of the existing unsuitable material has been removed and replaced with suitable
material and the Contractor fine grades and compacts the final reclaim surface
Arrange for on-site density testing to be performed
Enter daily quantities in the Project Calculation Book
AFTER WORK IS COMPLETE:
Confirm reclaimed material depth, density and grading is as specified in the contract documents
Instruct the Contractor to raise all of the lowered structures and to adjust castings to final grade
Ensure that the roadway drains adequately
Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
404 RECLAIMED PAVEMENT BORROW MATERIAL REFERENCE: Standard Specifications: Section 404
BEFORE WORK BEGINS:
Ensure samples that are representative of the materials to be used are taken at the site prior to
placement
Deliver samples to the DME with the RMS 780 Form for testing
Review test results before allowing the Contractor to proceed and place the form into the project
file
Check that the sequence of the delivery trucks is consistent and the material that each truck is
providing is acceptable
Check that all of the borrow material to be placed is consistent with the material that was
approved
DURING WORK:
Ensure that grade control is established and closely followed by the Contractor
Have the DME perform on-site density testing periodically
Enter daily quantities in the Project Calculation Book
AFTER WORK IS COMPLETE:
Check that the depth of the material meets the depth shown on the plans
Ensure that the Contractor has corrected any grading issues that were identified
Confirm that the final surface of the compacted material drains adequately
Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
430 CEMENT CONCRETE BASE COURSE REFERENCE: Standard Specifications: Section 430
BEFORE WORK:
If cement concrete base course is used to widen existing roadway, review concrete delivery
batch ticket to ensure that the specified concrete mix is used (usually high early strength
cement concrete)
DURING WORK:
Ensure that subgrade is graded/compacted properly and there are no soft spots before
concrete is poured
If widening existing roadway, ensure that pavement is sawcut clean and straight
Receive batch ticket from concrete truck and file in project records
Ensure concrete is sampled and tested by the DME
Verify that the concrete from the truck is well-mixed and uniformly flowing
Verify that the line, grade and depth of concrete is correct
Ensure that the Contractor has spread the concrete to form a level and roughened surface
AFTER WORK IS COMPLETE:
Check that the concrete has been properly protected and cured
Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
440 ROADWAY DUST CONTROL REFERENCE: Standard Specifications: Section 440
BEFORE WORK:
Ensure that the Contractor has appropriate equipment and materials are available on site to
mitigate dust issues as they arise
Review site conditions and the weather forecast to determine need for dust control
DURING WORK:
Instruct the Contractor to perform dust control before:
Dust becomes visible in the air and before complaints occur
Dust is excessively collecting on nearby cars or buildings
Vision becomes impaired, or if dust makes breathing irritable or uncomfortable
The dust causes visibility issues for drivers, workers, or pedestrians
A significant period of work-stoppage time such as weekends
Confirm that Contractor uses an approved method to control dust such as water, calcium
chloride, tarps, soil stabilizers and hydroseed
Verify that Contractor is using appropriate equipment to prevent dust from affecting pedestrians
in the area, such as wind screens or wind barriers when specified
During cold months, ensure that Contractor uses calcium chloride for dust control instead of
water
Ensure that the Contractor is taking appropriate measures to prevent trucks leaving the job site
from tracking or spilling materials in adjacent roadways during travel
Check that stockpiles are covered if they are a potential source of dust
AFTER WORK:
Instruct the contractor to clean up any excessive dust that has collected on adjacent areas and
any spilled or tracked material on nearby streets
Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
450 HOT MIX ASPHALT REFERENCE: Standard Specifications Section 450 and 455; the Contractor’s Quality Control
Plan; NETTCP HMA Paving Inspection Manual; Mat Troubleshooting Chart (Exhibit 450-23)
General Review Standard Specification Sections 450 and 455, Contract Plans and Special Provisions
Obtain and review Contractor’s approved QC Plan
Work cooperatively with the Contractor’s Quality Control Manager throughout paving activities
Monitor Contractor’s activities and adherence to QC Plan throughout the Project
Notify Contractor of any issues observed and ensure that corrective action is taken
Issue Deficiency Report when necessary to address deficient work
Coordinate activities with Research and Materials Section, Pavement Management Section,
District Materials Staff and Contractor QC Manager
Determine HMA lot size category of the Project
Complete Inspection Report Forms to document Acceptance observations and findings
Maintain a complete file of all project Acceptance records
Assemble all Acceptance records at project closeout and provide files to the Finals Engineer
Pre-Placement
PROJECT REQUIREMENTS (450-4.1.1):
Review project plans & specifications for pavement structure, mix types, thicknesses and Lot
Category
Verify with the DME that the HMA producer, plant and mix design are approved
For Category A and B Lots, confirm with DQE that the QC Plan has been approved (not required
for Category C)
For Category A Lots review control strip requirements
Review RMS360 to determine Independent Assurance requirements and notify RMS as needed
UNDERLYING SURFACE PREPARATION (450-4.1.2)
Verify that the sub-base has been tested for compaction and has not been disturbed
Visually inspect to confirm proper grading, profile, and alignment
Verify that there is no standing water or frozen material
When inspecting milled surfaces, check profile, texture, workmanship, presence of contaminants
and soundness of milled surfaces
Use 10-foot straightedge to check milled surface texture measurements
Check that the underlying surface has been swept clean
Verify that any unsound, underlying pavement has been completely removed and replaced with
an HMA patching mixture (measure quantity of patching material placed)
Check that curbing, edging, casting, and utility structures have been installed or reset to the
proper line and grade (check that raised castings are protected)
Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
EQUIPMENT USED ON THE PROJECT (450-4.1.3)
Consult the Contractor’s QC Plan and specifications to verify the proper equipment is on site and
will be used as prescribed
Inspect all the equipment on site to ensure that it is: the correct type, clean, working properly and
of sufficient quantity to support the size of the operation
Be alert for diesel contamination on the equipment, only approved HMA release agents may be
used for equipment and tool cleaning
Ensure tack coat and hot rubberized sealant equipment are on site
CONSTRUCTION QUALITY MEETING (450-4.1.4):
Attend the Construction Quality Meeting (Pre-Paving Meeting)
Reaffirm the scope of work, paving plan, sequence of activities and schedule
DISTRICT MATERIALS ENGINEER COORDINATION (450-4.1.5):
Provide a Request for Plant Inspection form to the DME 24 hours prior to the paving operation
JOINT LOCATION AND PREPARATION (450-4.1.6):
Check with the Contractor and review the proposed joint locations
Verify that the Contractor will stagger joints between layers of HMA
Check that vertical pavement joints have been sawcut and prepared properly
Verify that longitudinal wedge joints are formed correctly and properly compacted
PRE-PLACEMENT INSPECTION (450-4.1.7):
Monitor QC Inspection activities and commence Acceptance Inspection
CONTROL STRIP PROCESS (450-4.1.8):
Review the control strip process with the Contractor and Materials Engineer
Confirm that the control strip is accepted prior to production paving
BRIDGE DECK (450-4.1.9):
Review the project plans and specifications for mix type and thickness
Make sure the Contractors milling operations do not damage the bridge deck
Ensure that any concrete repairs have been completed
Verify that waterproofing membrane has been installed properly and is not damaged
Confirm with Contractor that MTV complies with bridge loading restrictions
Alert the DME 24 hours prior to bridge paving for on-site testing
Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
Placement: TACK COAT AND HOT POURED RUBBERIZED ASPHALT SEALANT (450-4.2.1):
Verify that the Contractor is using the correct tack and sealant materials
Review the tack coat Certificate of Analysis and take samples for testing as directed by DME
Take sample of hot poured rubberized asphalt sealant per RMS360 for testing
Verify that the underlying surface is swept clean and dry before tack coat application
Verify uniform and adequate coverage of tack coat
Ensure that tack coat has “broken” (turned from brown to black) before HMA placement
Ensure that vertical surfaces of curbing, edging, casting and utility structures have received tack
coat
(or asphalt sealant for SSC-W)
Determine the actual quantity of tack coat placed
Confirm that sealant uniformly coats the vertical face of joint without runoff or accumulation
Measure and record length of joints that have been sealed
HMA TRANSPORTATION AND DELIVERY (450-4.2.2):
Remind the Contractor that a continuous non-stop paving operation may require increased
trucking or decreased paving speed
Ensure that each truck load is properly covered
Inspect truck for contamination and proper use of release agent
Check weight slips, verify mix type, load weight, batch time and truck sequence
Sign/initial slip and record station
MAT THICKNESS AND YIELD CHECKS (450-4.2.3):
Check to ensure that the amounts of HMA placed complies with plans and specifications
Measure mat thickness during placement
Perform yield checks to compare calculated quantity to actual quantity placed
Direct Contractor to make any required adjustments
TEMPERATURE DURING PLACEMENT (450-4.2.4):
Spot check the ambient temperature and the sub-base temperature
Measure the mix temperature in the haul unit, inside the hopper and at the mat; record on the
delivery slip
Ensure compaction is performed within the temperature range required by the PG binder
producer
INSPECTION AND TESTING DURING PLACEMENT (450-4.2.5):
Observe the Contractor’s construction activities throughout the paving operation
Ensure that proper QC inspection and testing is being performed by Contractor’s personnel
Visually check mat for uniformity, color, smoothness, segregation, and thickness
Immediately alert the Contractor to correct their operations when deficiencies are identified
Check that each piece of paving equipment is functioning properly
Ensure that all paving equipment is being used as specified in the Contractor’s QC Plan
Look for evidence of insufficient or improper compaction
Periodically check grade and cross slope with a Smart Level
Perform checks on joint and wheel path deviation using a 10-foot straight edge
Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
MAT TROUBLESHOOTING (450-4.2.6):
Refer to Mat Troubleshooting Chart and/or NETTCP HMA Paving Inspector Manual if any issues
arise
TEMPORARY TAPERED TRANSITIONS (450-4.2.7):
Verify that all temporary tapered transitions have been installed properly before opening to traffic
Ensure that transition material has been completely removed before paving operations resume
BRIDGE DECK (450-4.2.8):
Prior to installing bridge protective course confirm that curbing and edging has been installed
and any membrane waterproofing has been applied
Make sure the Contractor does not use a vibratory roller on bridge deck
If required due to bridge load restrictions, ensure the MTV is empty when it crosses the bridge
Ensure that in-place density QC testing is performed by the Contractor
DEPARTMENT ACCEPTANCE INSPECTION (450-4.2.9):
Monitor Contractor Quality Control during placement
Perform Acceptance inspection and complete the appropriate Inspection Report Forms
Obtain samples whenever there are concerns about quality
Post Placement: CORE SAMPLES 450-4.3.2): Ensure that core samples are obtained in accordance with specifications and Contractor QC Plan
Ensure that the core sample holes are clean and dry, coated with tack, filled with similar HMA mix
and properly compacted by the Contractor
Submit core samples with a sample card to the DME for testing
COOLING TIME (450-4.3.3):
Check temperature of HMA mat prior to opening (140 °F or less is acceptable)
Review specific criteria related to opening new pavement to traffic in the Contractor QC Plan
RIDE QUALITY TEST (450-4.3.4):
Contact the Pavement Management Section and DME to schedule the Ride Quality Tests
ACCEPTANCE OF HMA MATERIAL AND WORKMANSHIP (450-4.3.5):
Routinely check the QC and Acceptance test results that have been uploaded to the QA Home
SharePoint site
Identify test results that do not meet specification or are not in conformance with Engineering
Limits
NONCONFORMING HMA MATERIALS AND WORKMANSHIP (450-4.3.6):
Generate Deficiency Report for workmanship that does not comply with Specifications
Process and resolve NCR’s initiated by Materials personnel
Work with Contractor to identify the root cause of non-conformance and develop a corrective
action
Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
DISPUTE RESOLUTION (450-4.3.7):
Be familiar with the three step Dispute Resolution Process
HMA COMPENSATION (450-4.3.8):
Collect and countersign slips verifying total shown on slips represents total amount of HMA
placed
Verify that the amount of HMA placed is quantified, tabulated and invoiced correctly
Enter HMA quantity and unit price for each lot into spreadsheets on QA SharePoint site
Determine the pay adjustment at the completion of each lot and/or the completion of the project
Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
Table of Contents
CHAPTER 400 SUB-BASE, BASE COURSES, SHOULDERS, PAVEMENT AND BERMS
FIELD GUIDE ............................................................................................................................................. i
400 Sub-Base, Base Courses, Shoulders, Pavement and Berms ............................................ 1
400 - 1.0 General ........................................................................................................................ 1
401 Gravel Sub-base ........................................................................................................ 2
401 - 1.0 General – Gravel Sub-base ................................................................................ 2
401 - 2.0 Construction Methods ......................................................................................... 3
402 Dense Graded Crushed Stone for Sub-base................................................... 5
402 - 1.0 General – Dense Graded Crushed Stone for Sub-base ........................... 5
402 - 2.0 Construction Methods ......................................................................................... 6
402 - 3.0 Method of Measurement ................................................................................... 7
403 Reclaimed Pavement for Base Course and/or Sub-base ........................... 7
403 - 1.0 General – Reclaimed Pavement for Base Course and/or Sub-base .... 7
403 – 2.0 Construction Methods........................................................................................ 9
403 - 2.1 Performing a Test Section ............................................................................ 10
403 - 2.2 Performing the Reclaiming Operation .................................................... 12
403 - 3.0 Method of Measurement ................................................................................ 14
404 Reclaimed Pavement Borrow Material .......................................................... 14
404 - 1.0 General – Reclaimed Pavement Borrow Material .................................. 14
404 - 2.0 Construction Methods ...................................................................................... 15
404 - 3.0 Method of Measurement ................................................................................ 16
430 Cement Concrete Base Course ........................................................................ 17
430 - 1.0 General – Cement Concrete Base Course ................................................. 17
430 - 2.0 Construction Methods ...................................................................................... 17
430 - 3.0 Method of Measurement ................................................................................ 18
440 Roadway Dust Control ........................................................................................ 18
440 - 1.0 General – Roadway Dust Control ................................................................ 18
440 - 2.0 Construction Methods ...................................................................................... 19
440 - 3.0 Method of Measurement ................................................................................ 21
Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
450 Hot Mix Asphalt Pavement ................................................................................ 23
450 – 1.0 Introduction ......................................................................................................... 23
450 – 2.0 General .................................................................................................................. 23
450 – 2.1 Hot Mix Asphalt ............................................................................................... 23
450 – 2.2 Superpave .......................................................................................................... 23
450 – 2.3 Acronyms and Definitions ........................................................................... 24
450 – 3.0 Quality Assurance Requirements ................................................................. 26
450 – 3.1 Roles and Responsibilities ............................................................................ 26
450 – 3.2 HMA Lot Categories and Quality Assurance Requirements ........... 28
450 – 3.3 Contractor Quality Control Compensation ........................................... 28
450 – 3.4 Project Acceptance Records ...................................................................... 29
450 – 4.0 Construction ........................................................................................................ 29
450 – 4.1 Pre-Placement .................................................................................................. 29
450 - 4.1.1 Project Requirements .............................................................................. 29
HMA Pavement Courses and Mixture Types ................................................................... 29
HMA Producer and Mix Design ........................................................................................... 29
Quality Control Plan ................................................................................................................ 29
Control Strip Requirement .................................................................................................... 30
Job Mix Formula ...................................................................................................................... 30
Independent Assurance ........................................................................................................ 30
450 – 4.1.2 Underlying Surface Preparation ........................................................ 30
Sub-base Materials ................................................................................................................... 30
Milled Surfaces .......................................................................................................................... 30
Permanent HMA Repair Areas and Patching Quantity ................................................ 31
Curbing, Edging, Castings, and Utility Structures .......................................................... 32
450 – 4.1.3 Equipment Used on the Project ........................................................ 32
450 – 4.1.4 Construction Quality Meeting ........................................................... 33
450 – 4.1.5 District Materials Engineer Coordination ....................................... 34
450 – 4.1.6 Joint Location and Preparation ......................................................... 35
Joint Staggering ....................................................................................................................... 36
Vertical Joints ............................................................................................................................ 37
Wedge Joints ............................................................................................................................ 38
Construction Field Inspection Manual
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
450 – 4.1.7 Pre-placement Inspection .................................................................... 39
450 – 4.1.8 Control Strip Process .............................................................................. 40
450 – 4.1.9 Bridge Deck .............................................................................................. 40
450 – 4.2 Placement .......................................................................................................... 41
450 – 4.2.1 Tack Coat and Hot Poured Rubberized Asphalt Sealant .......... 41
Tack Coat Application ............................................................................................................ 41
Tack Coat – Wedge Joint Application ............................................................................... 45
Tack Coat Quantity ................................................................................................................. 45
Hot Poured Rubberized Asphalt Sealant .......................................................................... 45
Hot Poured Rubberized Asphalt Sealant Quantities ..................................................... 46
450 – 4.2.2 HMA Transportation and Delivery ................................................... 47
450 – 4.2.3 Mat Thickness and Yield Checks ........................................................ 47
450 – 4.2.4 Temperature during Placement ........................................................ 49
450 – 4.2.5 Observation, Inspection and Testing during Placement .......... 49
450 – 4.2.6 Mat Troubleshooting ............................................................................. 53
450 – 4.2.7 Temporary Tapered Transitions ........................................................ 55
450 – 4.2.8 Bridge Deck .............................................................................................. 55
450 – 4.2.9 Department Acceptance Inspection ................................................ 56
450 – 4.3 Post Placement ................................................................................................ 57
450 – 4.3.1 Department Acceptance ...................................................................... 57
450 – 4.3.2 Core Samples ............................................................................................ 57
450 – 4.3.3 Cooling Time ............................................................................................ 57
450 – 4.3.4 Ride Quality Test ..................................................................................... 58
450 – 4.3.5 Acceptance of HMA Material and Workmanship ....................... 58
450 – 4.3.6 Nonconforming HMA Materials and Workmanship ................. 58
450 – 4.3.7 Dispute Resolution ................................................................................ 59
450 – 4.3.8 HMA Compensation ............................................................................. 59
HMA Quality Level Pay Adjustment ................................................................................... 60
Appendix A - Hot Mix Asphalt Forms ........................................................................................... 62
Construction Field Inspection Manual 400-1
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
400 SUB-BASE, BASE COURSES, SHOULDERS, PAVEMENT AND
BERMS
400 - 1.0 General
This Chapter discusses all components that make up the pavement structure of a
roadway. These components consist of Sub-base, Base Courses and Pavements and
Berms.
Sub-base and base courses are placed on the bottom of cuts or on embankments.
Materials commonly used for sub-base and base course construction include gravel
borrow, dense graded crushed stone, reclaimed pavement borrow, and cement
concrete. Sub-base and base courses are covered in Specification Section 400.
Sub-base and base courses support pavement, shoulders, and related appurtenances. A
durable and long lasting pavement structure cannot be obtained unless suitable
underlying materials are provided and properly installed. Traffic loading will rapidly
begin to cause deterioration of roadways that are improperly constructed, or which
exhibit poor drainage qualities. Signs of damage resulting from improper construction
are not always readily apparent and may take time to manifest themselves. By the time
such signs are noticed it is generally too late to remedy the problems without complete
reconstruction. A properly constructed sub-base allows water to drain from beneath
the pavement and intercepts the upward flow of water. Therefore, sub-base helps to
prevent the formation of ice beneath the pavement and consequently helps prevent
frost heaves and related problems.
In regard to roadway performance, each layer of material above the natural soil
subgrade is carefully considered during the design process. These layers are designed to
function collectively. The overall pavement design depends on many factors and there
are many different sub-base, base course and pavement layer combinations and
thicknesses that could be specified for a roadway. Therefore, the Resident Engineer
must ensure that the Contractor installs these layers in accordance with the design as
shown on the plans. Substituting one material for another or increasing/decreasing
layer thicknesses on site will result in a roadway that is different from the intended
roadway. Failure to install the layers as specified may result in a shortened roadway
lifetime by hindering subsurface drainage and/or reducing bearing capacity.
• The sub-base consists of granular material - gravel, crushed stone, reclaimed
material or a combination of these materials.
Construction Field Inspection Manual 400-2
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
• The base course is a hot mix asphalt (HMA) or concrete pavement layer placed
upon the compacted sub-base. A gravel base course can be designed and
specified for low volume roadways (<2,000 vehicles per day) depending upon
loading and other design considerations.
• The intermediate course is an HMA pavement layer placed upon the base course.
• The surface course is the top HMA pavement layer and is placed upon the
intermediate course.
• Some pavement designs call for a friction course, which is a specialized thin-lift
wearing course which, when specified, is placed over the surface course. Friction
courses provide improved vehicle skid resistance, but do not provide any
structural value to the pavement. Typically, friction courses are placed on high
volume limited access roadways.
401 Gravel Sub-base
401 - 1.0 General – Gravel Sub-base
The gravel sub-base course consists of furnishing and placing one or more courses of
gravel on a prepared subgrade. The approved gravel must be placed in close conformity
with the lines and grades shown on the plans. The purpose of the gravel sub-base
course is:
• To provide a free draining material
• To provide a frost resistant material on which to support other base or surface
courses
• To prevent deformation or “pumping” of underlying soils from heavy wheel loads
where the soil column deforms causing water to percolate up through the soil
column. This would lead to decreased structural support and cracking in the
roadway surface.
• To distribute traffic wheel loads to the subgrade
The designed thickness and width of the gravel sub-base course shown on the plans is
dependent upon the geographic location, soil conditions and anticipated traffic.
Suitable material for gravel sub-base must meet the requirements of Specification
Subsection M1.03.0. Exhibit 401-1 displays a cross sectional view of gravel sub-base.
Construction Field Inspection Manual 400-3
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
Exhibit 401-1
Example of Pavement Structure using Gravel Sub-base
401 - 2.0 Construction Methods
The subgrade shall be checked for conformance with Specification Section 170 –
Grading prior to the placement of gravel sub-base material. The Resident Engineer must
coordinate with the Contractor to ensure that survey control is in place and the
subgrade is shaped to a true surface conforming to the proposed grades and cross
section before proceeding. Refer to Chapter 100 of this Manual for more information
on earthwork, grading, and subgrade preparation. The Resident Engineer shall perform
an inspection of the subgrade and ensure that it is properly compacted, does not consist
of soft material and has not been disturbed. If there appears to be an issue with the
subgrade, the Resident Engineer shall instruct the Contractor to fix the issue. If the
alignment or grading of the subgrade does not appear to match the proposed design,
the Resident Engineer shall alert the Contractor of any non-conformity with the design
requirements and direct the Contractor to perform any required survey to correct any
issues. If alignment or grading issues are still apparent after the Contractor attempts to
remedy the issues, the Resident Engineer shall
request survey support from the District before
the Contractor proceeds. Once all grading
issues have been corrected, the Resident
Engineer shall call for an in-place density test
to be performed by the District Materials
Engineer. A Nuclear Density Report Form, RMS
901, shall be completed with the results. After
the District Materials Engineer has tested the subgrade and approved the compaction,
the subgrade is ready for the installation of the sub-base.
Helpful Hint:
The Resident Engineer should
understand that the Contractor is
solely responsible for the accuracy
of the line and grade of all features
of the Work. Refer to Specification
Subsection 5.07.
Construction Field Inspection Manual 400-4
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
The gravel provided by the Contractor to be used as the sub-base must be from a source
approved by the District Materials Engineer. The Resident Engineer must obtain a
sample of the gravel for the District Materials Engineer to test. The samples used for
testing must be representative of the material to be used for the sub-base. The Resident
Engineer must ensure that samples are properly taken from the source. The Resident
Engineer shall then complete Form RMS 779 – Sample of (Gravel Borrow) and submit it
with the sample to the District Materials Engineer. The Resident Engineer must follow-up
with the District Materials Engineer to obtain the results of the testing. If satisfactory, the
District Materials Engineer will return the form identified as suitable for use. This form
shall be placed in the project file by the Resident Engineer. Throughout the course of
the Project, the Resident Engineer shall continue to monitor the placement to ensure
that the gravel sub-base material:
• matches the approved sample
• has aggregate of the proper size
• is free of organics and contaminants
• has uniform consistency with no
segregation.
Helpful Hint:
On a typical project, the
Resident Engineer should look
for large aggregate (potato-
size) or sandy material (too
many fines) with roots and/or
debris.
The gravel sub-base material must be placed, spread, and compacted in accordance
with Specification Section 401 to the thickness shown on the plans. During compaction
of the gravel sub-base, the Resident Engineer shall monitor the procedure. Although it is
not the role of the Resident Engineer to determine the Contractor’s means and
methods, the Resident Engineer shall ensure that the Contractor is taking sufficient
measures to adequately compact the material, in lifts of no more than 8 inches. During
compaction, the Resident Engineer shall coordinate with the District Materials Engineer
to conduct periodic density testing to ensure that the specified density is met. The
Resident Engineer shall confirm that the tests have been performed and the gravel sub-
base material has been sufficiently compacted. If the proper density was not achieved,
the Contractor must continue their compaction activities until the proper compaction is
obtained. Once the required density is achieved, the Contractor shall follow this level of
compaction for subsequent material placement.
After the gravel sub-base has been compacted, the Resident Engineer shall have the
Contractor demonstrate that the grades are correct. If the Resident Engineer has
concerns about grade, they shall notify the Contractor to remedy the situation and may
call for the District Survey Team to check the grade if concerns persist.
Construction Field Inspection Manual 400-5
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
401 - 3.0 Method of Measurement
Gravel sub-base will be measured in place, after compaction, by the cubic yard of
material installed as shown on the plans.
If additional gravel sub-base material is required,
the Resident Engineer shall carefully monitor the
Contractor’s activities and measure the additional
material that is placed. The Resident Engineer can
keep track of the additional material by performing
a survey and measuring cross sectional areas and
computing the volumes. For irregular or complicated areas, the Resident Engineer may
request assistance from the District Survey Group to measure cross sections and
compare them to the plans. The quantities shall be entered into the Project Calculation
Book daily.
The Resident Engineer shall reference Specification Subsection 150.80 for details
pertaining to the measurement of borrow materials.
402 Dense Graded Crushed Stone for Sub-base
402 - 1.0 General – Dense Graded Crushed Stone for Sub-base
Dense graded crushed stone for sub-base consists of crusher-run coarse aggregates of
crushed stone or gravel and fine aggregates of natural sand or stone screenings
uniformly pre-mixed. It is to be placed on the subgrade or sub-base in close conformity
with the lines and grades shown on the plans. Suitable material must meet the
requirements of the Specification Subsection M2.01.7. Exhibit 402-1 displays a cross
sectional view of dense graded crushed stone as sub-base.
Helpful Hint:
Quantities can be cross
checked by collecting weight
tickets from the delivery trucks.
Volume = Weight ÷ Density
Construction Field Inspection Manual 400-6
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
Exhibit 402-1
Example of Pavement Structure using Dense Graded Crushed Stone for Sub-Base
402 - 2.0 Construction Methods
The dense graded crushed stone provided by the Contractor must be from a source
approved by the District Materials Engineer. The Resident Engineer must obtain a
sample of the material for the District Materials Engineer to test. The samples used for
testing must be representative of the material to be used for the sub-base. The Resident
Engineer shall ensure that samples are properly taken from the source. The Resident
Engineer must then complete Form RMS 779 – Sample of (Dense Graded Crushed
Stone) and submit it with the sample to the District Materials Engineer. The Resident
Engineer shall follow-up with the District Materials Engineer to obtain the results of the
testing. If satisfactory, the District Materials Engineer will return the form identified as
suitable for use. This form shall be placed in the project file by the Resident Engineer.
The line and grade of the underlying sub-base shall be checked before any placement of
dense graded crushed stone. The Resident Engineer shall also visually inspect the
underlying sub-base for any disturbances, frozen material, or wet areas. If there seems to
be an issue with the underlying sub-base, the Resident Engineer shall have the
Contractor remove, replace, and re-compact any specific problem areas and arrange to
have the District Materials Engineer conduct density testing.
Throughout the course of the Project, the Resident Engineer shall continuously monitor
the dense graded crushed stone placed to ensure that it is the correct material, of the
proper aggregate size and free of organics and contaminants. The dense graded
crushed stone sub-base material must be spread in layers and compacted in accordance
with Specification Section 402. Self-spreading vehicles equipped with automated grade
Construction Field Inspection Manual 400-7
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
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control equipment shall be used to place the material to the line of grade and thickness
specified in the project Plans or Special Provisions for dense graded crushed stone.
The Resident Engineer shall visually inspect the material for adequacy and thickness. It
is not the responsibility of the Resident Engineer to instruct the Contractor on means
and methods, however, the Resident Engineer shall ensure that the Contractor is
conforming to the project plans and Special Provisions. In order to ensure the proper
compaction is being met, the District Materials Engineer shall be called upon by the
Resident Engineer to periodically test the density of the dense graded crushed stone.
402 - 3.0 Method of Measurement
The material will be measured based on cubic yards in place. The Resident Engineer
shall monitor the amount of delivered dense graded crushed stone by tracking the
number of truckloads of material delivered to the site by the Contractor. The Resident
Engineer shall also measure cross-sections of the laid material and inspect the depth of
material throughout the area. The Resident Engineer can perform quick calculations of
the area of material laid as the process continues and check the results against the
marked area provided on the construction plans. By working in this manner, the
Resident Engineer can ensure that an accurate measurement for material will be
provided as well as accurate partial payments when required. Ultimately the quantity
paid shall be based on field measurements (not on weight delivery slips).
403 Reclaimed Pavement for Base Course and/or Sub-base
403 - 1.0 General – Reclaimed Pavement for Base Course and/or Sub-base
Pavement reclamation is a process that utilizes existing reclaimed pavement in place for
the base course. This process is applied when an existing pavement structure has an
inferior foundation and the pavement surface exhibits related deficiencies. Exhibit 403-1
depicts the reclamation process. During design a preliminary evaluation, which may
include test borings, is conducted to determine the depth, condition, and quality of the
existing pavement layers, as well as the amount of material that would remain as part of
the final reclaimed base product.
Construction Field Inspection Manual 400-8
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
Exhibit 403-1
Overview of Reclaimed Pavement for Base Course Operation
The reclamation method reuses the existing pavement structure through the pulverizing
and mixing of the existing pavement and granular sub-base to produce a homogeneous
layer of gravel base material that can be used as either a base course and/or a sub-base.
It produces a specific depth of stabilized roadway material to be graded and compacted
to the lines and grades shown on the plans. This layer is then overlaid with new hot mix
asphalt.
All scarified and pulverized material must pass the 3-inch sieve and meet the
requirements of Specification Subsection M1.09.0 Reclaimed Pavement Borrow Material.
Supplementary dense graded crushed stone and/or crushed stone may be required to
be blended into the mixture to achieve a satisfactory base course. The material added
must be the correct type and free of organics and contaminants. Exhibit 403-2 displays
a cross sectional view of reclaimed pavement.
Construction Field Inspection Manual 400-9
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
Exhibit 403-2
Example of Pavement Structure using Reclaimed Pavement for Sub-base
403 – 2.0 Construction Methods
The Resident Engineer will receive a written submittal from the Contractor, prior to the
start of construction, describing the specific equipment and construction methods that
will be used to perform the work. When reviewing the submittal, the Resident Engineer
shall ensure that the reclamation process will occur between April 15th and October
15th unless otherwise approved in writing. District construction staff can approve
reclamation outside of this time period if ambient temperature is above 40 degrees and
dry, and the work can be completed in time to allow for paving before winter shut-
down.
Before beginning the reclaiming operations, the
Resident Engineer shall confirm that the Contractor
has lowered and protected all drainage, utility, and
municipality structures in the reclaiming area. All
structures must be lowered 6 inches below the
bottom of the reclaimed base course, covered with
a protective plate and backfilled with acceptable
material. If a drainage structure is found to be
deteriorated below the plated depth, then the Contractor shall rebuild the drainage
structure from the bottom to the plated depth. In addition, the Contractor must
coordinate with the respective utility companies for lowering and raising privately
owned structures. The Resident Engineer shall confirm that the Contractor has
performed these duties.
Helpful Hint:
During the reclamation process,
the Resident Engineer should
verify that the Contractor is
maintaining proper drainage
functionality in the construction
area.
Construction Field Inspection Manual 400-10
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
An important aspect in reclaiming base course is ensuring that the environment meets
the needed conditions for successful performance. The Resident Engineer shall inspect
for excessively wet surface conditions and frozen areas or frost. The Resident Engineer
shall also monitor the air and surface temperature and ensure that it is above 40°F.
During the reclamation process, the Resident Engineer shall monitor the Contractor’s
workmanship. Specific attributes to be inspected are:
• Existing Pavement Cleanliness (Swept & Clean)
• Proper Reclaimed Depth (as specified on the typical sections)
• Reclaimed Material (Suitable Material, Proper Gradation)
• Uniformly Compacted & Uniform Moisture Content
• Correct Line, Grade & Cross-Slope of Final Reclaimed Surface (and graded to
drain)
For reclaimed materials that are rehandled and placed in a different location on the
Project site the following additional attributes shall be inspected:
• Correct line grade and cross-slope of placement surface (and graded to drain)
• Lift thickness (not to exceed the specified maximum)
403 - 2.1 Performing a Test Section
Specification Subsection 403.61 requires that a test section be conducted before
proceeding. The Resident Engineer must identify the area in which the Contractor will
perform the test section and ensure that the Contractor has lowered all structures in the
area and covered them with a steel plate before proceeding.
During the test section, the Resident Engineer shall monitor the operation of the
reclaiming machine. The Resident Engineer shall verify that the Contractor is getting the
proper mix. If the depth is too great, then the Contractor could be getting the wrong
material into the mix. The Resident Engineer shall obtain test samples that represent the
reclaimed material and submit the samples to the District Materials Engineer for
approval. The Resident Engineer shall follow up with the District Materials Engineer to
obtain the results of the testing. Reclaiming operations cannot commence until the
samples have been approved. Once approved, the Contractor may proceed with the
operation. If the sample is not approved, the Contractor shall determine the
Construction Field Inspection Manual 400-11
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
construction methods and/or equipment changes that need to be made in order for the
test to be successful. More test sections shall be performed as necessary until the
samples taken from the area are approved by the District Materials Engineer.
Exhibit 403-3
Reclaimed Pavement Operation at Proper Depth
The Contractor must use the same speed and
processing direction that was used in the approved
test section during the actual operation. If the
Contractor wants to change the reclamation
procedure, the Resident Engineer must provide
written approval to the Contractor before any
changes in speed, processing direction or
equipment is made.
Helpful Hint:
Make note of production rate
during the test strip to
understand how much the
Contractor can process in a
work day.
Construction Field Inspection Manual 400-12
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
403 - 2.2 Performing the Reclaiming Operation
Exhibit 403-4
Reclamation Equipment
The Resident Engineer shall check that no
undesirable material is present on the existing
pavement during the reclaiming operation. The
Resident Engineer shall also ensure that the
Contractor has sawcut the existing pavement to
full depth where adjacent surfaces are to be
protected. During each working day, the Resident
Engineer shall coordinate with the Contractor so that the area of pavement to be
reclaimed can be processed and compacted in one day, allowing for the road to be
opened to traffic by the end of the day. Typically, half of the roadway should be open
during the reclamation operation to allow one-way traffic with traffic police or flaggers
present. When the reclaimed roadway is opened to traffic it must be smooth and safe
for travel. To ensure that a stable roadway is maintained during non-working hours, the
Contractor must provide a point of contact and 24-hour emergency response. The
Resident Engineer shall share the contact information with the District office.
The Resident Engineer must arrange to have the District Materials Engineer perform a
sieve analysis of the reclaimed material for at least every 5,000 square yards of material
processed. The Resident Engineer shall inform the Contractor of the results and work
with the Contractor to make adjustments to the reclaimed material, if required. Once the
Helpful Hint: The Resident
Engineer must coordinate with
the Contractor to ensure proper
storm weather preparation,
inspection and repair.
Construction Field Inspection Manual 400-13
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
reclaimed material is approved, it must be fine graded and compacted according to the
plans. The Resident Engineer shall closely monitor this process and instruct the
Contractor to reprocess, re-grade and re-compact any areas that are unacceptable. The
Contractor must replace any unsuitable material with existing surplus suitable material
and properly dispose of the unsuitable material outside of the project limits.
In addition to the reclamation material being
reused in-situ, the Resident Engineer may
encounter the following situations:
1. Excess processed material - where the
reclamation operation will result in surplus
material, this material is stockpiled on site for
reuse in other areas of the Project site
where additional material is needed.
2. Regrading for profile adjustments - where profile adjustments are to be made, the
entire pavement structure is removed from the subgrade using the reclamation
operation and this processed material is stockpiled on site. The sub grade is then
regraded as required and the reclaimed material is placed on top of the
subgrade.
Helpful Hint:
Suitable surplus reclaimed
material must be used on the
project, at no additional
compensation to the
contractor, before the
contractor is allowed to bring in
new material.
The Resident Engineer must arrange to have the District Materials Engineer perform on-
site density testing upon completion of the compacted reclaimed base course.
The Resident Engineer must understand that per the Standard Specifications, the
pavement reclamation unit price bid per square yard includes moving the processed
material to allow for modifications to the remaining sub-base and/or subgrade, moving
reclaimed material from one location to another within the project and any incurred
costs resulting from the Contractor's decision to process off site.
Before the Contractor places any hot mix asphalt, the Resident Engineer shall inspect for
imperfections and instruct the Contractor to repair them before placement. The Resident
Engineer shall ensure that the Contractor raises the lowered structures to binder grade
before binder is applied. Then, upon approval to place the hot mix asphalt top course,
he or she shall ensure the castings are adjusted to final grade.
Construction Field Inspection Manual 400-14
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
403 - 3.0 Method of Measurement
The Resident Engineer shall measure and record the area of the reclaimed roadway. The
area recorded must be in accordance with the area specified on the plans plus or minus
any changes in limits that have been approved during the reclaiming operation.
The Resident Engineer shall also measure and record the quantities of all drainage
structure items and other materials listed in Specification Subsection 403.82 (Payment
Items).
404 Reclaimed Pavement Borrow Material
404 - 1.0 General – Reclaimed Pavement Borrow Material
Reclaimed pavement borrow material is material generated in a reclamation operation
that is stockpiled and then installed in a different location as a base course or sub-base
layer in place of gravel borrow. This is a processed material consisting of a blend of
crushed asphalt pavement and/or crushed cement concrete and gravel borrow. It can
contain durable aggregate and recycled material, but the material must be free of loam,
clay, and deleterious materials such as brick, reinforcing steel, wood, paper, plaster,
lathing, and building rubble. The material must be pre-mixed and placed on the
subgrade or sub-base in close conformity with the lines and grades shown on the plans
or established by the Resident Engineer.
If the Contractor proposes the use of reclaimed pavement borrow material in place of
gravel borrow, the Contractor must request the substitution in writing and submit a
material sample for approval and offer an acceptable credit.
Suitable material must meet the requirements of Specification Subsection M1.09.0.
The purpose of the reclaimed pavement borrow is similar to the gravel borrow material
discussed in the gravel sub-base Subchapter with the difference being the reclaimed
pavement borrow material is a processed/blended material with crushed asphalt and
concrete, and the gravel borrow material is not. Exhibit 404-1 displays a cross sectional
view of reclaimed borrow sub-base.
Construction Field Inspection Manual 400-15
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
Exhibit 404-1
Examples of Pavement Structures using Reclaimed Pavement Borrow Material
404 - 2.0 Construction Methods
The sampling of the reclaimed pavement borrow material must be conducted at the site
prior to placement. A sample of the material must be submitted to the District Materials
Engineer for testing along with a completed RMS 780 Form. The sample must be
approved before being used in the project. The Resident Engineer shall ensure that all
borrow material placed is consistent with the approved sample. A uniform and
consistent material must be used throughout the project. The Resident Engineer shall
monitor the sequence of the delivery trucks and look for variability or non-uniform
material and visually verify that the material is uniform and consistent with the approved
sample.
Construction Field Inspection Manual 400-16
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
When the material is placed, the Resident Engineer shall ensure that it is compacted
according to the specifications. The Resident Engineer shall then check the density of
the material by arranging for the District Materials Engineer to perform a density test on-
site. The Resident Engineer shall also check the grade of the material, ensure that grade
stakes are properly placed and are closely followed by the Contractor.
404 - 3.0 Method of Measurement
Reclaimed pavement borrow will be measured by the cubic yard of material as shown
on the plans.
If additional borrow material is required, the Resident Engineer shall carefully monitor
the Contractor’s activities and measure the additional material that is placed. The
Resident Engineer can keep track of the additional material by measuring cross sectional
areas and computing the volumes. The Resident Engineer can cross check these values
by collecting weight tickets from the delivery trucks. The Resident Engineer may request
assistance from the survey crew to measure cross sections and compare them to the
plans.
The Resident Engineer shall refer to Specification Subsection 150.80 for details
pertaining to the measuring of borrow materials.
Construction Field Inspection Manual 400-17
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
430 Cement Concrete Base Course
430 - 1.0 General – Cement Concrete Base Course
Most roadways in Massachusetts are not constructed with this material. However, a
cement concrete base course is often used when a roadway widening requires a
narrow strip of full depth HMA. If this type of base course is used on the project,
generally high early strength (HES) cement concrete is specified in the design.
Exhibit 430-1
Example of Cement Concrete Base Course Used for Widening
430 - 2.0 Construction Methods
During placement of the concrete base course, the
concrete will be sampled and tested by the District
Materials Engineer or his/her designee. The
Resident Engineer shall ensure that the contractor
is implementing proper construction techniques,
including:
• Properly grading and compacting the sub
base with no soft spots or unsuitable
ground conditions
Helpful Hint:
Testing may be omitted for
small quantities of concrete, as
defined in the “Small Quantity
Guidelines” memorandum,
issued by the Director of
Construction.
Construction Field Inspection Manual 400-18
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
• Saw-cutting the existing roadway in a clean and straight manner when a
concrete base course is used for roadway widening
• Verifying the proper line, grade and depth of concrete to be placed
• Providing the proper concrete mix as
specified, verified with a concrete delivery
batch ticket
• Confirming that the concrete from the truck
is well-mixed and flowing uniformly
• Finishing the concrete after placement to
form a level and roughened base course
surface as required to accept the HMA
overlay
• Protecting and curing concrete properly as indicated in the Standard
Specifications
Helpful Hint:
Only prequalified concrete
mixes are to be used. These
mixes are listed on the
MassDOT Qualified
Construction Materials List for
Approved Cement Concrete
Producer Mix Designs.
430 - 3.0 Method of Measurement
The Resident Engineer shall measure and record the area of cement concrete course
installed. The area recorded must be in accordance with the area specified on the plans
plus or minus any approved deviations. The Contractor will have no claim for extra
payment if thickness of pavement exceeds that shown on the plans or as directed.
440 Roadway Dust Control
440 - 1.0 General – Roadway Dust Control
Roadway dust control procedures are implemented to
ensure that pedestrians, abutters, and nearby roadways
are not negatively impacted by dust during construction.
Some construction activities will create dust, and
conditions can be exacerbated by wind and equipment
movement. While some dust is inevitable on the
construction site, the Resident Engineer shall direct the
Contractor to implement dust control methods when conditions are severe enough to
impact abutters.
Helpful Hint:
The Contractor has
legal responsibilities to
control the dust at all
times (see Specification
Subsection 7.02).
Construction Field Inspection Manual 400-19
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
Suitable materials for roadway dust control must be used as indicated in the project
contract documents and must meet the requirements of the Specification Section 440.
440 - 2.0 Construction Methods
Roadway dust can be controlled by various
methods as described in Specification Section 440.
These means include treatment with calcium
chloride, soil stabilizer and/or treatment with
water, as shown in Exhibit 440-1. When conditions
allow, water is the preferred method for dust
control during the late spring, summer and early
fall because of environmental considerations.
However, during cold seasons calcium chloride is
preferred over water for dust control, due to the possibility of freezing. It is the
responsibility of the Resident Engineer to ensure that the Contractor implements an
appropriate dust control plan.
Helpful Hint:
On a typical project, water, soil
stabilizer and/or calcium
chloride are used on unpaved
surfaces, while paved surfaces
are kept clean by mechanical
means such as power sweepers.
Exhibit 440-1
Dust Control Method Using Water
On site, the Resident Engineer shall monitor the dust conditions and use his or her
judgment in determining when to have the Contractor implement dust control
measures. It is important for the Resident Engineer to coordinate with the Contractor to
ensure that appropriate equipment and materials are available on site to mitigate dust
issues as they arise.
Construction Field Inspection Manual 400-20
REVISION 0 DATED AUGUST 2018 CHAPTER 400 - SUB-BASE, BASE COURSES,
SHOULDERS, PAVEMENT AND BERMS
If the work is taking place in an urban environment, wind screens/barriers may be used
to prevent the dust from impacting sensitive abutters such as residents, food
establishments, medical facilities and schools. Wind barriers should be used when the
workzone is adjacent to a pedestrian sidewalk, where indicated on the contract
drawings. Requirements for these dust control systems are specified in the project
Special Provisions. The Resident Engineer must be aware of how the dust is affecting
roadway abutters.
Dust control shall be implemented before dust becomes visible in the air and before
complaints occur. Exhibit 440-2 displays dust clouds developing due to construction
activities. In this case, dust control procedures should be implemented before dust builds
up on cars and impacts pedestrians walking through the neighboring parking lot. If
there is excessive accumulation on abutting properties and buildings, application of dust
control materials shall be increased.
Exhibit 440-2
Dust Clouds Affecting Abutting Businesses
The Resident Engineer shall review site conditions and the weather forecast and instruct
the Contractor to perform dust control methods before any long periods of work
stoppage. The Resident Engineer shall also be mindful of the dust conditions during
non-working hours, such as the end of the work day or before weekends, and shall
ensure that the Contractor is taking the necessary measures to control dust. This is
Construction Field Inspection Manual 400-21
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especially important when there are certain weather conditions that could exacerbate
the dust issue, such as dry, hot and/or windy conditions.
Dust control is not just about minimizing the spread of dust due to wind or heavy
vehicle traffic. It is also about preventing the dust, dirt, and mud from spreading to
nearby roads through construction vehicles exiting the job site. The Resident Engineer
shall be aware of impacts to nearby roadways from trucks leaving the jobsite. The trucks
must not leave excessive tracks of dirt on nearby roads or spill contents during transport.
If the Resident Engineer notices nearby streets covered in vehicle mud from trucks
exiting the work zone, he or she shall instruct the Contractor to clean up any spilled or
tracked materials.
The following measures can be implemented by the Contractor to minimize dust on
public roadways:
• Wash mud and dirt off of truck body and wheels as necessary prior to exiting the
site
• Covering haul truck cargo loads prior to exiting the site
• Use of power sweeping which consists of vacuuming, wet power sweeping,
regenerative air sweeping, or wet power broom sweeping
• Drain material with high water content prior to exiting the site or make use of a
lined cargo bed to prevent leakage during hauling
• Freeboard space must be maintained between the material load and the top of
the truck cargo bed rail
Stockpiles are also a source of dust. Measures to prevent or contain the release of dust
from stockpiles include covering the stockpiled material with tarps, hydroseed, or soil
stabilizers for inactive stockpiles, and the use of water for active stockpiles. The Resident
Engineer shall monitor the contractor’s activities and ensure stockpile dust is controlled
properly.
440 - 3.0 Method of Measurement
Dust control means are measured by the amount of material or product used to control
the dust. The Resident Engineer must be aware of the method that the Contractor uses
and the number and frequency of applications in order to keep track of the quantity.
The items used to control dust must be in accordance with the contract documents and
the contractor’s dust control plan. Payment items may include the following: Water for
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Dust Control, Calcium Chloride for Dust Control, Soil Stabilizer for Dust Control, Wind
Screen for Dust Control, Wind Barrier for Dust Control, Wind Screen Remove and Reset,
Wind Barrier Remove and Reset, UV Resistant Plastic Tarp, Seed for Erosion Control.
Power Sweepers shall be measured by the hour.
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450 Hot Mix Asphalt Pavement
450 – 1.0 Introduction
This Chapter discusses Department and Contractor responsibilities on a typical Quality
Assurance Hot Mix Asphalt Pavement project. With the Department’s Quality Assurance
Hot Mix Asphalt Pavement specification, the bulk of the inspection, sampling and testing
is the responsibility of the Contractor. The Department reviews and approves the
Contractor’s QC plan and monitors the Contractor’s QC activities. The Contractor is
responsible for all day-to-day QC inspection, sampling, and testing. The Department
performs Acceptance inspection, sampling, testing and ride quality tests to determine
the overall quality of the pavement materials and installation according to Specification
Section 450. Through this process, the Department also determines the pay adjustment
for quality, as specified.
450 – 2.0 General
450 – 2.1 Hot Mix Asphalt
Hot mix asphalt (HMA) is a composite material that is most commonly used for roadway
surfaces, sidewalks, and parking lots. HMA consists of heated asphalt (binder) mixed
with aggregates. The asphalt is heated to decrease its viscosity, and the aggregate is
dried to remove moisture prior to mixing. The composite material is laid down in layers
and compacted. Layering and compaction must be performed while the asphalt
material is maintained at the required compaction temperature. Smoothness, density,
and uniformity are desirable qualities of properly constructed HMA pavement.
450 – 2.2 Superpave
Superior Performing Asphalt Pavement technology, better known as Superpave, is
increasingly popular throughout the United States. Nearly every state has made an
effort to implement at least part of the Superpave system. Superpave was introduced in
the 1980’s but was not used in the field until the late 1990’s. Motives for developing a
superior system included a spike in the traffic volume on highways and a widespread
adoption of steel belted vehicle tires, both of which have increased the loading on
roadway pavements. An additional motive for researching a superior pavement system
stemmed from the perceived inadequacy of the compaction procedure for traditional
HMA application.
Superpave was developed in an attempt to optimize asphalt mixture resistance to
permanent deformation, fatigue cracking, and low temperature cracking. In other
words, Superpave attempts to produce longer lasting roadways. The success of
Superpave is a result of two key components: (1) The Performance Graded (PG) system
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for specifying the properties of the asphalt binder and (2) The Superpave Gyratory
Compactor (SGC) for determining the volumetric and densification characteristics. In
contrast to the traditional mix design system for HMA, which primarily addresses the
determination of asphalt binder content, Superpave technology addresses the following
three elements of mix design:
1) Selection of component materials
2) Volumetric proportioning of aggregate and binder
3) Evaluation of the compacted mixture
By incorporating more information, the Superpave system provides a more rational mix
design than traditional methods.
The Department’s Superpave requirements consist of three elements that are covered in
Specification Sections 450 Hot Mix Asphalt Pavement and 455 Superpave Hot Mix
Asphalt Pavement:
• Production and placement (Specification Section 450)
• Mix design and material specifications (Specification Section 455)
• Sampling, testing and inspection (Specification Sections 450 and 455)
450 – 2.3 Acronyms and Definitions
• HMA – Hot Mix Asphalt: For the purpose of maintaining consistent terminology
within this Chapter, the term HMA refers to Hot Mix Asphalt (with or without
warm mix additive) and all other forms of Asphalt Pavement.
• HMA Specification – Refers to Specification Sections 450 - Hot Mix Asphalt
Pavement and 455 – Superpave Hot Mix Asphalt Pavement
• LTMF – Laboratory Trial Mix Formula: Asphalt producer’s proposed HMA mix
design pending the Department’s lab verification for approval
• DMF – Design Mix Formula: Previously approved producer’s proposed HMA mix
design pending the Department’s verification for approval
• JMF – Job Mix Formula: The LTMF/DMF that has been approved by the
Department for use on a specific project
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• QA – Quality Assurance: All those planned and systematic actions necessary to
provide confidence that a product or facility will perform satisfactorily in service.
QA is an umbrella term that includes QC, Acceptance, IA, along with Dispute
Resolution, Laboratory Accreditation/Qualification, and Personnel
Qualification/Certification.
• QC – Quality Control: The system used by the Contractor to monitor, assess and
adjust their production or placement processes to ensure that the HMA product
will meet the specified level of quality.
• Acceptance: The evaluation by the Department of all factors (i.e. sampling,
testing and inspection) used to determine the degree of compliance with
Contract requirements and to determine the corresponding pay adjustments for
the HMA.
• IA – Independent Assurance: Activities that are an unbiased and independent
evaluation of all sampling and testing (or inspection) procedures used in
Contractor QC and Department Acceptance. IA is performed by the
Department’s RMS personnel, who periodically evaluate the sampling and testing
procedures used for Contractor QC and Department Acceptance.
• RMS 360 - Research and Materials Section Materials Sampling & Testing Ledger:
An automated spreadsheet database that provides sampling, testing and
documentation requirements for all materials on a given highway construction
contract. All bid items and bid item quantities along with any additional material
requirements found in the construction contract documents are entered and
stored into RMS 360. The database automatically provides the standard MassDOT
RMS Test Report Forms (TRFs) and minimum materials sampling, testing, and
documentation requirements for each item on the construction contract.
• Lot – an isolated quantity of material from a single source which is assumed to be
produced or placed by the same controlled process. Lots are defined for the
various Quality Characteristics for HMA Pavement in Specification Subsection
450.3, Table 450.2.
• Sublot – Each Lot is divided into Sublots of uniform size. Quality Control and
Acceptance inspection and testing requirements are defined in terms of Sublots.
Sublot sizes for HMA Pavement quality characteristics are defined in Table 450.10
(for Contractor Quality Control) and in Table 450.17 (for Department
Acceptance) of Specification Section 450.
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• Random Sampling – The Contractor and Department will implement stratified
random sampling to ensure that all materials have an equal probability of being
selected for testing (see Specification Subsection 450.65A and 450.74A). This
process is fully defined in MassDOT Standard Operating Procedure SOP No. CSD
QA-04.
• Selective Sampling – The Contractor and Department may also utilize selective
sampling (i.e. non-random) to provide supplemental information when needed.
The Contractor may use Selective Sampling to assist in maintaining production
and placement processes in control. The Department may use Selective Sampling
to assist in quantifying the quality of apparent nonconforming material. Refer to
Specification Subsection 450.65A and 450.74B.
450 – 3.0 Quality Assurance Requirements
450 – 3.1 Roles and Responsibilities
The HMA Specification holds the Contractor responsible for controlling the quality of the
materials and workmanship. The Department is responsible for accepting the completed
work based on the measured quality as defined in Specification Sections 450-Hot Mix
Asphalt Pavement and 455-Superpave Hot Mix Asphalt Pavement. Specific roles and
responsibilities are defined in Specification Subsection 450.30A.
The Contractor is responsible for performing the following functions, as specified in
Specification Subsections 450.60 through 450.69:
• Providing a Quality Control (QC) system, as outlined in their Quality Control Plan,
adequate to ensure that all materials and workmanship meet the required quality
levels
• Providing qualified QC personnel and QC laboratory facilities
• Performing Quality Control inspection, sampling, testing, data analysis, corrective
action (when necessary), and documentation
The Department is responsible for performing all Acceptance activities and making the
final acceptance determination for each HMA Lot produced and placed. This includes
the following functions, as specified in Specification Subsections 450.70 through 450.78:
• Monitoring the Contractor’s QC activity
• Performing Acceptance inspection, sampling & testing
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• Determining the Quality and corresponding payment for each Lot produced and
placed.
Contractor QC staff and Department Acceptance staff that perform the above activities
include the following:
• RE - Resident Engineer: Monitors the Contractors placement activities in the field
to ensure the quality of the HMA placed at the project site. Ensures that
Contractor adheres to the approved Quality Control Plan, the contract plans and
the contract specifications. Completes Pre-Placement, Placement and Post-
Placement Inspection Report Forms (see Appendix A) to document Acceptance
observations and findings. Monitors Contractor’s QC activities in the field,
provides timely feedback on adequacy of QC activities, notifies Contractor of any
inadequacies observed and ensures corrective action is taken.
• DME – District Materials Engineer: Monitors the HMA producer’s production
activities to ensure the quality of the HMA mix at the production facility.
Monitors Producer’s QC activities at the production facility, provides timely
feedback on adequacy of QC activities, notifies Producer of any inadequacies
observed and ensures corrective action is taken.
• DQE – District Quality Engineer: Supports the RE and DME in all quality related
activities at the project site and the Producer’s production facility. Performs
periodic reviews of Acceptance and QC test records and monitors activities
performed by the Contractor and the Producer.
• RMS – Research and Materials Section: Performs IA for the assessment of
Contractor QC personnel and equipment, and Agency Acceptance personnel
and equipment. RMS also gives formal approval of mix designs, based on
sampling, testing and inspection performed by the DME and DQE.
• Pavement Management Engineer: Reviews proposed pavement structure during
the design phase of the Project. Performs ride quality testing at Project
completion.
• Contractor – The General Contractor, all Subcontractors (including Paving
Subcontractor, Milling Subcontractor, etc.), HMA Producer, Contractor’s Quality
Control Manager, Contractor’s Testing Subconsultant, Suppliers, and all other
personnel under the employ of the Contractor. The Contractor has overall
responsibility for the production, placement and quality control of Hot Mix
Asphalt.
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Any specific reference to any individual by title implies that the person in that role is
responsible; however, individual tasks may be performed by their designee(s).
The Resident Engineer must have a clear
understanding of the project and the Contractor’s
Quality Control Plan for Hot Mix Asphalt. The
Resident Engineer will oversee the pavement
operations, ensuring that the Quality Control Plan
is followed. The Quality Control activities of the
Contractor must be monitored throughout the
work, and the Resident Engineer shall provide
general oversight of the material and construction
methods being used. The Resident Engineer will
coordinate with the Contractor and with the Research and Materials Section, the
Pavement Management Section and the District Materials Lab to ensure that the
required inspection, sampling and testing are being performed properly.
450 – 3.2 HMA Lot Categories and Quality Assurance Requirements
Specification Subsection 450.30C and Table 450.3 establish three lot size categories
under which Hot Mix Asphalt Lots will be produced, placed, evaluated and accepted.
These categories are based on the total estimated contract quantity of each individual
HMA mixture type per each project location, as follows.
• Category A (Large Lot): 7,500 tons < HMA Quantity < 15,000 tons
• Category B (Small Lot): 2,100 tons < HMA Quantity < 7,500 tons
• Category C (Minor Lot): HMA Quantity < 2,100 tons
The inspection, testing and evaluation requirements for Contractor Quality Control and
Department Acceptance are defined for each HMA Lot Category throughout the
Specification.
450 – 3.3 Contractor Quality Control Compensation
Throughout the pavement production and placement operations, the District Materials
Engineer, District Quality Engineer and Resident Engineer must evaluate the
Contractor’s Quality Control performance. All QC activities must be performed in
accordance with Specification Subsections 450.60 through 450.69 and the approved
Contractor’s Quality Control Plan. The implementation of the Contractors Quality
Control system is a compensable activity as described in Specification Subsections
450.90E and 450.91E. This is paid under Payment Item 450.90 - Contractor Quality
Control system. The Resident Engineer shall monitor the Contractor’s QC activities on a
Helpful Hint:
It is the Department’s intent
that all Resident Engineers
overseeing HMA work are to be
certified by the “Northeast
Transportation Training and
Certification Program” (NETTCP)
as an HMA Paving Inspector.
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daily basis to ensure that the QC Plan is being adhered to. The method of measurement
for this pay item is by the ton of HMA placed. The Resident Engineer may withhold
payments for deficient execution of Quality Control by the Contractor.
450 – 3.4 Project Acceptance Records
Maintaining a complete file of all project acceptance records is a critical function
performed by the Resident Engineer. This will facilitate Department Acceptance activities
and the efficient completion of project closeout. Periodic maintenance of files will be
necessary throughout the project, not only at the end of the project. The Resident
Engineer must coordinate with both the District Materials Engineer and the District
Quality Engineer to ensure that they are maintaining their Acceptance documentation
properly. At project closeout the Resident Engineer will assemble all Acceptance records
and provide the files to the Finals Engineer.
450 – 4.0 Construction
The Resident Engineer must work cooperatively with the Contractor’s Quality Control
Manager throughout the paving activities. The Contractor Quality Control Manager will
ensure that the Quality Control Plan is followed. The Resident Engineer is encouraged
to consult the Standard Specifications, HMA Specifications and the NETTCP HMA Paving
Inspection Manual and checklists. Specific tasks the Resident Engineer shall perform on
a typical project are described below.
450 – 4.1 Pre-Placement
450 - 4.1.1 Project Requirements
HMA Pavement Courses and Mixture Types
Proposed HMA pavement courses, mixture types and thicknesses will be defined in the
project contract documents. The Resident Engineer shall review the project plans and
specifications to become familiar with the pavement structure established during
design.
HMA Producer and Mix Design
Prior to production paving, the Resident Engineer must verify with the District Materials
Engineer that the HMA producer, the HMA plant and the mix design have been
approved by the Department through laboratory verification.
Quality Control Plan
For HMA Category A (large) Lots and Category B (small) Lots, a detailed Quality Control
Plan conforming to the specifications will be prepared by the Contractor and submitted
for approval. The Resident Engineer shall confirm with the District Quality Engineer that
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the Contractor’s Quality Control Plan has been approved. A Quality Control Plan is not
required for Category C (minor) Lots. See Specification Subsection 450.30C (Table 450-
3).
Control Strip Requirement
Control strips are only required for Category A Lots. See Specification Subsection
450.30C (Table 450-3). A control strip is used to ensure that the HMA can be placed
with the methods outlined in the QC Plan and to complete verification of the LTMF or
DMF. See Specification Subsection 450.66 for specific control strip requirements.
Job Mix Formula
The LTMF or DMF must be approved as the job mix formula for the project by the
District Materials Engineer based on the approval of the producer, plant and mix design,
and for Category A Lots, after verification that the control strip meets the specified
quality characteristics. The Resident Engineer shall check with the District Materials
Engineer to verify that the project-specific approved mix design is being used.
Independent Assurance
The Resident Engineer shall notify RMS that Independent Assurance random core
sample testing will be required during production paving. The frequency of IA sampling
and testing is identified in RMS360 – Materials Sampling and Testing Ledger, based on
the total quantity of HMA on the Project.
450 – 4.1.2 Underlying Surface Preparation
Sub-base Materials
Pavement must be placed on a properly prepared sub-base. A day or two prior to
pavement placement, the Resident Engineer shall verify that the sub-base has been
tested for compaction and has not been disturbed. A visual inspection shall be
performed by the Resident Engineer to look for signs of disturbance, to ensure there is
no standing water or frozen material, and to confirm proper grading, profile and
alignment. On the day of paving, the Resident Engineer shall perform a “boot test” by
walking on the prepared sub-base to confirm that the underlying material is compacted
without showing signs of any soft, loose, or wet material. The objective is to ensure that
the Contractor has provided a surface that has the correct grading and cross-section
(see Specification Subsection 450.51), and in-place density (see Specification Subsection
450.53). Refer to Chapters 401, 402, and 403 of this Manual.
Milled Surfaces
Milled surfaces shall be checked for conformance with Special Provision Item 450,
Subsection 450.53B and Special Provision Item 415, Subsection 415.60. Profile, texture,
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workmanship, presence of contaminants and soundness shall be checked. A 10-foot
straightedge is used to check surface texture, as shown in Exhibit 450-1. The
straightedge is placed transversely across the milled surface and the following three
measurements are checked:
1. The variation from the bottom of the straightedge to the top of ridges between
any two ridge contact points may not exceed 1/8”.
2. The difference in height from the top of any ridge to the bottom of the groove
adjacent to that ridge may not exceed 1/16”.
3. The transverse distance between strike areas must be between 0.2” and 0.3”.
Special Provision Item 415, Micromilling Pavement, Subsection 415.61 specifies
Contractor QC and Department Acceptance frequencies for surface texture
measurements, along with other requirements for milled surfaces.
Exhibit 450-1
Micro Milled Surface Cross Section
H
The RE shall ensure that the Contractor sweeps and cleans the milled surface to remove
all remaining millings and dust prior to opening a milled area to traffic. See Specification
Subsection 450.53F.
elpful Hint: tem 451 does not include
lacement of HMA for
emporary use, such as
ransition ramps, temporary
epair of potholes, and
ransitions at castings. Refer to
tem 472.
I
p
t
t
r
t
I
Permanent HMA Repair Areas and Patching Quantity
The Resident Engineer shall verify that surface
defects in milled surfaces and underlying existing
pavement areas that are unsound have been
completely removed and replaced with an HMA
patching mixture. For these localized repair areas,
the procedure must be completed in accordance
with Specification Subsection 450.53C and
compensated under pay item 451. This procedure
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includes the following steps: partial or full depth removal, sawcutting edges, applying
hot rubberized asphalt sealant, and HMA placement. Utility trench patches must also
adhere to these requirements.
The size, depth and location of repair areas may not be completely defined in the plans,
requiring the Resident Engineer to be diligent in identifying and measuring the
placement of the HMA patching material. Measurements of HMA for Patching shall be
the actual quantity complete, in place. The Resident Engineer shall collect weight slips
from the HMA delivery trucks and shall also do a yield check to confirm the quantities.
See Specification Subsections 450.90A and 450.91A.
Curbing, Edging, Castings, and Utility Structures
The Resident Engineer shall visually check that curbing, edging, castings, and utility
structures have been installed or reset to the
proper line and grade as shown on the plans.
Specification Subsection 450.53E and project
specific requirements should be referenced. If
raised structures will be subject to traffic, the
Resident Engineer shall ensure that the Contractor
has taken appropriate measures to protect the
structures and traffic before reopening the
roadway.
450 – 4.1.3 Equipment Used on the Project
It is important that the right equipment is used for all paving operations. It is the
responsibility of the Resident Engineer to be aware of the Contractor’s plan to execute
the work. The Contractor’s Quality Control Plan shall outline what equipment is to be
used. The Resident Engineer shall consult the approved Quality Control Plan and the
project specifications to verify that the proper equipment is on site. This includes
lighting, sweepers, tack distributor truck, hot rubberized sealant machine, Material
Transfer Vehicles (MTV), haul units, pavers, rollers, and small compaction equipment.
The Resident Engineer shall inspect all equipment on site to ensure that it is clean, in
proper working order and of sufficient quantity to support the size of the operation.
The right equipment will allow the project to be completed successfully.
The Resident Engineer must be aware of the following common issues:
• Cleanliness of pavers and MTVs upon arrival to the site
Helpful Hint: The Resident Engineer should
not permit the Contractor to
place HMA by hand along
curbs and edging or around
utilities after placement and
compaction of the surface
course.
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• Residual diesel contamination of pavers, MTVs, haul units, small compaction
equipment and hand tools (diesel may not be used as an HMA release agent for
cleaning the equipment because they will degrade the HMA mixture)
• Improper type and capacity of roller – static, vibratory, oscillating
• Insufficient number of haul units to support continuous paving operation
• Lack of or improper tack coat application equipment – this must be a pressurized
tack distribution system as described in Specification Subsection 450.53.G.
• Failure to mobilize a hot rubberized sealant machine
450 – 4.1.4 Construction Quality Meeting
The Resident Engineer must check that the
Construction Quality Meeting (Pre-Paving Meeting)
has been scheduled. This meeting should be held
2-3 weeks prior to the start of any paving work and
is intended to ensure that the Contractor has an
adequate Quality Control system in place and that
the project’s personnel understand their roles,
responsibilities and activities. Required attendees
include the Resident Engineer, District Materials Engineer, District Quality Engineer,
HMA producer, General Contractor, Paving Subcontractor, and Milling Subcontractor. It
is particularly important that all Contractor personnel, the Resident Engineer, the District
Quality Engineer, and the District Materials Engineer fully understand the proposed
schedule and sequence of activities. The Contractor will provide copies of the approved
Quality Control Plan at this meeting. Refer to Specification Subsection 450.50 for
additional requirements for this meeting.
The following issues are commonly discussed at the Construction Quality Meeting:
1. Project scope of work
a. Contractor Performance Expectations: Workmanship, Safety, Schedule,
b. Contract Compliance
2. Approved contractor QC plan
a. QC organization
b. Personnel roles, responsibilities and activities
3. Pavement requirements and details
4. Milling equipment, schedule and test strip requirements
5. Paving plan
Helpful Hint: QC requirements vary with the
size of the project, defined by
categories A, B and C. See QA
Specification Table 450.3 for
HMA lot categories and QA
requirements.
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a. Time line: when paving will start, whether paving is expected to be
completed in one construction season or multi seasons
b. Primary and secondary production facilities
c. Paving method/sequencing, location and type of joints, temporary
transition ramps
d. Equipment: paver, roller types and number, material transfer vehicle, hot
rubberized sealant machine, tack distribution truck
e. Schedule of paving: sequence of activities, day/night time paving, length
of shifts
f. Control strip requirements
g. Ride quality testing requirements
h. Points of Contact between Resident Engineer and Contractor
6. Haul unit – numbers, cover and clean body
7. HMA release agent, prohibition of petroleum use for HMA
8. Hot rubber and tack application
9. Random HMA inspection and testing on site; Inspection Report Forms (IRF) and
Test Report Forms (TRF)
10. Uploading of test data to QA SharePoint Site and submission of Project
Information Forms (PIF)
11. Control strips
12. Ride quality test requirement
13. Core sampling for Acceptance testing (see Specification Subsections 450.65F.8(b)
and 450.74C).
a. The Department and Contractor to randomly select locations for
Acceptance and QC samples per MassDOT SOP QA-04. Contract locations
may not be the same as Department locations
b. Contractor to provide assistance to Department in obtaining samples,
when requested
14. Other: Split sample correlation process, non-conformance reports, pay
adjustments
450 – 4.1.5 District Materials Engineer Coordination
The Resident Engineer shall request that the District Materials Laboratory perform an
inspection of the HMA plant 24 hours prior to the paving operation. This request will
include items such as: the HMA producer, the HMA mix type, the anticipated quantity,
and the paving schedule. A sample Request for Plant Inspection (RPI) form that captures
all of the above information, which must be completed and provided to the District
Materials Engineer by the Resident Engineer (see Appendix A for sample).
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At the plant, the District Materials Engineer will monitor the HMA producer’s QC
activities, perform HMA Acceptance inspections and conduct Acceptance sampling and
testing during production. At the paving site, the District Materials Engineer will perform
non-destructive density testing on bridge deck pavement where core sampling is not
allowed.
450 – 4.1.6 Joint Location and Preparation
The Resident Engineer must understand that joint alignment and location contribute to
the safety of the roadway during and after placement. There are two types of joints:
transverse joints, running across the roadway at the beginning and end of each
pavement pass; and longitudinal joints running along the length of the roadway
between adjacent pavement passes (see Exhibit 450-2).
Exhibit 450-2
Joint Types – Transverse and Longitudinal
The sequence of HMA placement and joint locations must be carefully planned by the
Contractor and understood by the Resident Engineer.
Close coordination with the Contractor in advance of HMA placement will be necessary.
HMA joints are discussed in Specification Subsection 450.57. The following shall be
considered when determining appropriate joint locations:
• The number of transverse and longitudinal joints should be minimized
• Transverse joints shall be offset to avoid having a continuous transverse joint
across multiple passes
TRANSVERSE
LONGITUDINAL
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• Longitudinal joints should be placed at the roadway centerline, on a lane line or
on an edge line of the traveled way
• Planned locations of longitudinal joints that will be subject to traffic at the end of
the work shift should not be in the wheel path
• For surface courses, longitudinal joints must be located at least 4” from recessed
pavement markings and shall not be located in the wheel path
• Temporary tapered transitions must be provided at all vertical joints that will be
subject to traffic at the end of the work shift
Once the appropriate joint locations have been determined, the Contractor should field-
identify their locations using temporary layout markings (see Exhibit 450-3).
Exhibit 450-3
Pavement Joint Layout Markings
Joint Staggering
When building multiple layers of HMA, joints must be staggered so a single vertical joint
does not run the full depth of the pavement. See Exhibit 450-4 and Specification
Subsection 450.57B.
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Exhibit 450-4
Staggered Joints Detail
Vertical Joints
Vertical joints are used at project limits which include: the project beginning, end, end-
of-shift stopping points and at driveways and side streets. They must also be used at
longitudinal joints running the length of the project if wedge joints (described below)
are not used.
All vertical joints are to be prepared in accordance with Specification Subsection
450.57B(1). At longitudinal joints, the Contractor must employ suitable equipment to
confine the longitudinal edge of the HMA mixture to establish a near vertical surface. If
a near vertical surface is not achieved, the Contractor must sawcut the pavement and
remove excess material to provide a clean vertical face before placement of the adjacent
course of HMA.
The Resident Engineer shall check pavement joints and verify that the Contractor has
sawcut the existing pavement, if necessary, removed adjacent material and provided a
clean vertical surface. See Exhibit 450-5 and 450-6.
Exhibit 450-5
Sawcut Joint Detail
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Exhibit 450-6
Vertical Longitudinal Joint
Wedge Joints
The preferred longitudinal joint profile is the wedge joint. The wedge joint provides a
superior bond and improves compaction of the mix at the joint. It also improves
rideability and safety during in-process paving operations. Wedge joints and equipment
shall be identified in the Contractor’s Quality Control Plan. Wedge joints are used when
pavement course thickness is 1.75 inches or greater as discussed in Specification
Subsection 450.57B(2). Exhibit 450-7, 450-8 and 450-9 show details of wedge joint
construction.
Exhibit 450-7
Wedge Joint Detail
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Exhibit 450-8
Proper Wedge Joint
NOTCH
NOTCH
TAPERED
WEDGE
TACK
COAT
Exhibit 450-9
Incorrect Wedge Joint Construction
NOT WELL
COMPACTED
AND
INCORRECT
SLOPE
INCORRECT
NOTCH
(MORE THAN
½ IN. AT TOP)
NOT WELL
COMPACTED,
TOO LOOSE
450 – 4.1.7 Pre-placement Inspection
The Contractor’s qualified Quality Control personnel must perform their pre-placement
inspection in accordance with Specification Subsection 450.64 (Table 450.8B) with a
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focus on equipment, material and environmental conditions which must be
documented using the appropriate NETTCP Inspections Report Forms.
The Resident Engineer shall monitor QC Inspection activities and commence
Acceptance Inspection activities in accordance with Specification Subsection 450.73
(Tables 450.14, 450.15 and 450.16). The NETTCP Inspection Report Forms are included
in Appendix A of this Chapter.
450 – 4.1.8 Control Strip Process
In accordance with Specification Subsection 450.66B, the Contractor must produce and
place a control strip for all Lot Category A (Large Lots) to verify that the HMA can be
produced properly within the design criteria, to establish compaction patterns, and to
verify that the equipment and processes for lay-down and compaction are capable of
providing the HMA pavement course in conformance with the project requirements.
The Resident Engineer must discuss the control strip process with the Contractor so
measurement and testing can be performed quickly and easily. The Resident Engineer
shall also meet with the District Materials Engineer for an overview of the required
inspections, sampling and testing, evaluation of data, documentation and verification
process for the control strip.
The District Materials Engineer will need 24 hours to complete the control strip
evaluation of sampling and testing data. The District Materials Engineer will notify the
Resident Engineer whether or not the control strip is accepted and if the Contractor
may proceed with production paving. If unacceptable, the Contractor will perform an
additional control strip.
450 – 4.1.9 Bridge Deck
Proposed bridge HMA types and thicknesses will
be defined in the project contract documents. The
Resident Engineer shall review the project plans
and specifications for bridge paving and be familiar
with the required mix types and thicknesses.
When micromilling to resurface an existing bridge, the Resident Engineer must ensure
that the Contractor’s milling operations do not damage the bridge deck and expansion
joints by reducing cut depths, minimizing forward milling speed, and limiting the
equipment size.
Before paving on a bridge deck, the Resident Engineer shall ensure that any damaged
or deteriorated concrete has been repaired and that membrane waterproofing has
Helpful Hint:
The Resident Engineer shall
confirm that the protective
course mixture includes an anti-
stripping compound.
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been installed properly, if applicable. The Resident Engineer shall ensure there is no
damage to the waterproofing prior to HMA placement.
Material Transfer Vehicles (MTV) are subject to all bridge load restrictions. The Resident
Engineer must remind the Contractor to comply with all legal and contract- stipulated
loading restrictions and verify that the MTV will not exceed the allowable bridge load.
The Resident Engineer shall provide notice to the District Materials Engineer 24 hours
prior to any bridge paving for performance of non-destructive pavement compaction
testing. Pavement cores are not permitted on bridge decks.
450 – 4.2 Placement
450 – 4.2.1 Tack Coat and Hot Poured Rubberized Asphalt Sealant
The Resident Engineer must verify that the Contractor is using the correct type of tack
coat and hot poured rubberized asphalt sealant (also referred to as HMA joint sealant)
materials. The Resident Engineer shall review the Certificate of Analysis provided by the
asphalt emulsion tack coat supplier with each delivery and shall take samples for testing
by the Research and Materials Section when directed by the District Materials Engineer.
The Resident Engineer shall take samples of the hot poured rubberized asphalt sealant
in accordance with RMS360 for testing by the Research and Materials Section. A full bag
or box of the sealant material is required.
Tack Coat Application
Immediately prior to pavement placement, a tack coat of asphalt emulsion must be
uniformly applied. The underlying surface must be swept clean and dry before the tack
coat is distributed. The application rates must be
in conformance with Specification Subsection
450.53G, as follows:
• 1/20 (0.05) gallons per square yard on
existing smooth pavement surfaces and
any new pavement course that has been
opened to traffic or that was placed 30
days prior to placement of the subsequent
pavement course
• 1/15 (0.07) gallons per square yard on milled surfaces
• Special types of HMA such as OGFC (Open Graded Friction Course), ARGG
(Asphalt Rubber Gap Graded) and SSC-W (Superpave Surface Course
Helpful Hint:
Tack coat shall be applied to
cover approximately 90% of the
pavement surface. If 1st attempt
doesn’t achieve proper
coverage, the Resident
Engineer shall have the
Contractor apply more.
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Waterproofing) may require different application rates as required in the
Contract Special Provisions
The Resident Engineer shall inspect the tack coat application rate and verify the tack
quantity. Coordination with the Contractor to increase or decrease the application rate
can ensure the correct amount of asphalt emulsion is being used. As shown in Exhibit
450-10, the pressure distributor must have the spray bar adjusted to provide a double
overlap for uniform coverage. The Tack Coat shall be applied immediately prior to the
paving operation to avoid contamination of the pavement surface by dust or debris. The
Resident Engineer shall ensure that the applied emulsion has broken - i.e. turned from
brown to black - prior to the placement of HMA. See Exhibits 450-11, 12 and 13 for Tack
Coat applications.
Exhibit 450-10
Correct Application: Double Overlap
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Exhibit 450-11
Incorrect Applications: All Nozzles Must Be On Full Spray
Tack coat must also be applied to vertical surfaces of curbing, edging, casting and utility
structures immediately prior to each HMA pavement course as described in Specification
Subsection 450.53G(2). When SSC-W waterproofing mix is used, hot poured rubberized
asphalt sealant must be applied to these vertical surfaces in place of tack coat.
Exhibit 450-12
Tack Coat Application
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Exhibit 450-13
Tack Coat Application
NON-UNIFORM
TACK COAT
DISTRIBUTION
UNIFORM TACK
COAT
DISTRIBUTION
POOR –
STREAKY
COVERAGE
GOOD – NEAR
COMPLETE
COVERAGE
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Tack Coat – Wedge Joint Application
For all longitudinal wedge joints, a tack coat must be applied to the entire surface of the
wedge joint prior to placement of the adjacent pull of HMA. See Exhibit 450-14.
Exhibit 450-14
Application of Tack Coat to Wedge Joint
Tack Coat Quantity
The Resident Engineer shall collect slips from the
tack truck to determine the quantity placed. If the
tack truck equipment is not capable of providing
proper volume measurements, the tack delivery
trucks shall be weighed on scales and the volume
shall be computed. See Specification Subsections
450.90B and 450.91B.
Helpful Hint:
Payment for Item 452-Asphalt
Emulsion for Tack Coat includes
sweeping of existing surfaces.
Hot Poured Rubberized Asphalt Sealant
For all vertical pavement joints, a clean saw cut vertical surface must be prepared for the
application of hot poured rubberized asphalt sealant. The sealant must be applied to
the top of the joint so that it runs down the vertical face to provide a uniform coat
without runoff or accumulation as shown in Exhibit 450-15.
When SSC-W waterproofing mix is used, hot poured rubberized asphalt sealant must
also be applied to the vertical surfaces of curbing, edging, casting and utility structures.
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Exhibit 450-15
Hot Poured Rubberized Asphalt Sealant Application
The joints and sealant shall be in conformance with Specification Subsection 450.57B(1).
Exhibit 450-16 shows application of hot rubber sealant at a longitudinal joint and at
granite edging (where SSC-W waterproofing mix will be used).
Exhibit 450-16
Hot Poured Rubberized Asphalt Sealant Application at Longitudinal Joint and at Granite Edging
(Waterproofing Mix)
Hot Poured Rubberized Asphalt Sealant Quantities
The Resident Engineer must measure and record the length of all sealed joints in each
HMA pavement course. For longitudinal joints, reference to the roadway mile markers
can be used to compute the lengths. See Specification Subsections 450.90C and
450.91C.
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450 – 4.2.2 HMA Transportation and Delivery
HMA delivery shall be carefully planned and
efficiently and effectively executed. The goal is to
have a sufficient amount of trucking to provide a
continuous non-stop paving operation. The
Resident Engineer shall remind the Contractor that
increased trucking or decreased paving speed may
be required. The trucks used to transport the HMA
must be in conformance with Specification
Subsections 450.54A and 450.54B. The Resident
Engineer shall check to ensure each truck load is
properly covered with a tarp or other suitable
material. Covers that are torn, undersized, fish net
or mesh are not acceptable.
Helpful Hint:
Inspect truck beds to ensure
that they are not contaminated
with previously hauled
materials. Ensure that an
approved release agent has
been applied to the bed and
applied to the gate just prior to
and after unloading the HMA.
The Contractor shall not use
kerosene, gasoline, diesel fuel
oil or other solvents as a release
agent, because they will
degrade the HMA mixture.
The Resident Engineer must collect the HMA weight slips provided with each truck
arriving at the project site. The Resident Engineer shall review each slip to verify that the
approved mix type has been delivered, the slip denotes the load weight and batch time,
and trucks are arriving in the proper sequence. The arriving slips may come in with
signatures from the MassDOT Plant Inspectors, depending on lot size and availability of
Inspectors. There should be coordination between the Resident Engineer, Plant
Inspector and the District Materials Engineer.
For each load of HMA, the Resident Engineer shall reference the station and record the
information on the weight slip, and sign or initial the slip.
450 – 4.2.3 Mat Thickness and Yield Checks
The Resident Engineer's responsibility is to ensure that the actual amount of HMA
placed by the Contractor complies with the project plans and/or specifications. There
are two methods that the Resident Engineer can use. The first method is to perform
periodic, direct measurements of the mat thickness during placement. The Resident
Engineer shall take into account the fact that the compacted thickness will be less than
the measured thickness at the time of placement. Exhibit 450-17 shows how
measurements are taken.
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Exhibit 450-17
Pavement Mat Thickness Check
The second method that can be used is to perform yield checks. Yield checks will
compare the theoretical (as-designed) quantity with the actual quantity placed. The
following formula is used to calculate the theoretical quantity of mix in tons (mass)
based on the specified thickness of the mat and the length and width of pavement. The
Resident Engineer shall compare this calculated quantity to the actual quantity placed
based on the weight slips provided for the deliveries that makeup the placement area.
m (quantity) = mass required for the job, tons (2,000
lbs/ton)
d = density of mixture, lb/ft^3
t = thickness, ft
w = width of paving lane, ft
l = length of paving lane, ft
Calculate Mass
m=(dtw)l
Helpful Hint:
The density (d) for each mix
depends upon the producer,
mix type, and source of
aggregate. It normally is in the
range of 145 to 165 lb/ft^3. The
plant inspector will determine
the actual density through
testing performed at the plant.
This information can be
obtained from the District
Materials Engineer. If the actual quantity exceeds the theoretical
quantity, too much mix is being placed, resulting
in an overrun of material (over yield). If the actual quantity is less than the theoretical
quantity, too little mix is being placed and the pavement is thinner than planned (under
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yield). In either case, adjustments shall be made to bring the actual quantity in line with
the theoretical quantity.
450 – 4.2.4 Temperature during Placement
Air temperature, mix temperature, and
underlying surface temperatures vary during the
production and placement of HMA. During early
and late season placements when the air
temperature falls below 50 degrees, the Resident
Engineer must monitor the ambient temperature
and the sub-base temperature to ensure that the temperatures are in conformance with
Specification Subsections 450.52 and 450.53.
Using an approved thermometer provided by the Contractor, the Resident Engineer
shall check the temperature of the mix in the haul unit, inside the paver hopper and at
the pavement mat. These temperatures shall be recorded on the HMA delivery slips as
follows:
1. at start of paving
2. periodically during paving (suggest every third or fourth load)
3. if trucks are waiting due to a delay in operations
4. whenever there is an interruption to the pavement operation, such as a
relocation of the equipment between passes
The required compaction temperature will be provided by the PG binder producer. This
shall be discussed with the District Materials Engineer prior to paving activities. This is
typically around 300 degrees Fahrenheit, depending upon the type of mix.
450 – 4.2.5 Observation, Inspection and Testing during Placement
The Resident Engineer shall observe the Contractor’s construction activities throughout
the paving operation. Construction Procedures are described in Specification
Subsections 450.50 to 450.59. The Resident Engineer shall also ensure that the
Contractor’s Quality Control personnel perform inspection and testing in accordance
with the approved Contractor’s Quality Control Plan and the project specifications, (see
Specification Subsections 450.60 to 450.69).
The Resident Engineer shall pay particular attention to the following throughout the
course of the paving operation:
Helpful Hint:
The HMA is a temperature
sensitive product; it cannot be
compacted properly if the
temperature is too cold.
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• Visual Inspection
Visual inspections throughout the paving operation are vital to identify problems.
The Contractor Quality Control personnel and the Resident Engineer shall
continually monitor the appearance of the pavement mat for uniformity, color,
smoothness, segregation and thickness.
Exhibit 450-18
Potential Issues or Problems
NOT UNIFORM OR
DENSE
DIFFERENT
COLOR
SEGREGATION
Pavement mats must be smooth, dense and uniform. If any quality issues or
problems are observed, the Resident Engineer shall immediately alert the
Contractor to correct their operations and deficiencies when they are first
observed to minimize rework.
• Equipment Performance
The Contractor’s paving equipment must be capable of providing a mat with
uniformly spread material that conforms to the design. It is important for the
Resident Engineer to understand the function of each piece of equipment and to
be sure that it is operating properly.
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Exhibit 450-19
Hot Mix Asphalt Placement
HAUL UNIT
PAVER
MTV
PAVER ROLLER
The Resident Engineer shall ensure that all
paving equipment is being used as specified
in the Contractor’s Quality Control Plan. The
equipment should be examined to ensure
that the correct type is being used, is
functioning properly and meets cleanliness
requirements. For MTVs, check the truck
unloading system, the paver hopper insert
and the internal storage bin with a remixing
system. For pavers, check the receiving
hopper, automatic feed and screed controls, and heated vibratory screed. Rollers
used for compaction must be of adequate size and quantity for the project and
must be capable of reversing without shoving or tearing the mixture. Refer to
Specification Subsection 450.55 for additional information for Material Transfer
Vehicles (MTVs) and pavers, and Subsection 450.56 for rollers.
Helpful Hint:
Pavement equipment and tools
need periodic cleaning to
function properly. The
Contractor must use an
approved cleaning/release
agent. When in doubt, the
Resident Engineer should
forward a sample to the DME.
• Compaction
The Resident Engineer shall ensure sufficient compaction is achieved and in
accordance with Specification Subsection 450.56. Target in-place density and
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specified course thicknesses shall be accomplished by following the roller
sequence outlined in the Contractor’s Quality Control Plan. The placed pavement
must be smooth, dense, and uniform.
Exhibit 450-20
Compacted Mat and Joint Compaction
During compaction, the Resident Engineer must watch the roller and look for
issues such as excessive waves in front of the roller, deep roller marks, the roller
picking up the mat, and roller marks on the final roll. At no time shall the roller
come to a complete stop/rest on the fresh mat.
• Grade and Cross Section
The cross slope of the roadway must be constructed as defined in the project
plans. The Contractor is required to set up a reference system using line and
grade stakes to provide control of grade and cross section. The Resident Engineer
shall periodically check the grade and cross slope of the placed pavement using a
Smart Level. Refer to Specification Subsection 450.51.
• HMA Joints and Wheel Path Deviation
Finished transverse joints at the project or placement limits and longitudinal joints
shall be checked for a tight bond between the existing and new pavement and a
smooth and true surface by the Resident
Engineer. The joint deviation, a vertical
variation from one side of the joint to the
other, is typically measured with a 10-foot
standard straight edge. Specification
Subsection 450.57C further defines joint
inspection and testing.
Helpful Hint:
The joint and wheel path
deviations shall not exceed 0.25
inches when measured with a
10-foot straight edge.
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The Resident Engineer shall check wheel path deviation as outlined in
Specification Subsection 450.64B for localized profile defects, if needed. Random
inspections along the wheel path are performed using a 10-foot standard
straight edge in the longitudinal direction on each wheel path. Additional
measurements can also be taken at any location.
Exhibit 450-21
Transverse Joint Deviation Check
Exhibit 450-22
Poor Joint Alignment and
Deviation
450 – 4.2.6 Mat Troubleshooting
The following troubleshooting table identifies potential HMA Mat problems and
corresponding causes. The Resident Engineer shall refer to the
NETTCP HMA Paving Inspector Manual for more discussion about causes and
preventive action.
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Exhibit 450-23
Mat Troubleshooting Chart
Causes
Wavy Surface
— Short W
aves (Ripples)
Wavy Surface —
Long Waves
Tearing of Mat —
Full Width
Tearing of Mat —
Center Streak
Tearing of Mat —
Outside Streaks
Mat Texture —
Nonuniform
Screed Marks
Screed Not Responding to Correction
Auger Shadows
Poor Precompaction
Poor Longitudinal Joint
Poor Transverse Joint
Transverse Cracking (Checking)
Mat Shoving Under Roller
Bleeding or Fat Spots in Mat
Roller Marks
Poor Mix Com
paction
Problem
Fluctuating Head of Material ✓ ✓ ✓ ✓
Feeder Screws Overloaded ✓ ✓ ✓ ✓ ✓ ✓
Finisher Speed Too Fast ✓ ✓ ✓ ✓ ✓
Too Much Lead Crown in Screed ✓
Too Little Lead Crown in Screed ✓
Overcorrection of Thickness Control Screws ✓ ✓
Excessive Play in Screed Mechanical Connection ✓ ✓ ✓ ✓ ✓
Screed Riding on Lift Cylinders ✓ ✓ ✓ ✓ ✓ ✓ ✓
Screed Plates Worn Out or Warped ✓ ✓ ✓ ✓
Screed Plates Not Tight ✓ ✓ ✓ ✓
Cold Screed ✓ ✓ ✓ ✓
Moldboard on Strikeoff Too Low ✓
Running Hopper Empty Between Loads ✓ ✓
Feeder Gates Set Incorrectly ✓ ✓ ✓
Kicker Screws Worn Out or Mounted Incorrectly ✓
Incorrect Nulling of Screed ✓
Screed Starting Blocks Too Short ✓
Screed Extensions Installed Incorrectly ✓ ✓
Vibrators Running Too Slow ✓ ✓
Grade Control Mounted Incorrectly ✓ ✓ ✓ ✓
Grade Control Hunting (Sensitivity Too High) ✓ ✓
Grade Control Wand Bouncing on Refernce ✓ ✓
Grade Reference Inadequate ✓ ✓
Sitting Long Period Between Loads ✓ ✓
Improper Joint Overlap ✓
Improper Mat Thickness for Max. Agg. Size. X X X X
Trucks Bumping Finisher X X
Truck Holding Brakes X X
Improper Base Preparation X X X X X X X X
Improper Rolling Operation X X X X X X X
Reversing or Too Rapidly Turning Rollers X X X X
Parking of Roller on Hot Mat X X X
Improper Mix Design (Aggregate) X X X X X X X X
Improper Mix Design (Asphalt) X X X X X X X X
Mix Segregation X X X X X
Moisture in Mix X X X X X
Variation of Mix Temperature X X X X X X X X X X
Cold Mix Temperature X X X X X X X X X
1. Find problem above
2. ✓indicates causes related to the pavor, X indicates
other problems to be investigated
NOTE: Many times a problem can be caused by more than one item; therefore, it is important tthat each cause listed be eliminated to ensure that the problem will be solved.
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450 – 4.2.7 Temporary Tapered Transitions
Temporary tapered transitions provide a smooth transition for traffic at all transverse
joints that will be subject to traffic at the end of the work shift. Transitions must be
constructed at a maximum slope of 12:1 on top of a suitable bond breaker. The
Temporary tapered transition materials must be completely removed before resuming
paving operations. Refer to Specification Subsection 450.57A.
Exhibit 450-24
Temporary Tapered Transition
Installation Removal
450 – 4.2.8 Bridge Deck
Paving on bridges has unique requirements that differ from paving on typical earth-
supported roadway sections:
• Pavement Structure: Typically, HMA pavement for bridge decks consists of a
bridge protective course, placed first, followed by a bridge surface course. The
Resident Engineer shall be aware of the following (see Specification Subsection
450.58A):
o Prior to installing the bridge protective course and bridge surface course,
the Contractor must install all curbing and edging.
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o The protective course must be applied within 24 hours of installation of
any membrane waterproofing. Until then, the membrane waterproofing
must be protected from damage and vehicular traffic.
• Bridge Deck Equipment: For bridge deck paving, the use of oscillating or static
roller compaction equipment shall be used. The Resident Engineer must ensure
that vibratory rollers are not used on bridges. If bridge load ratings require the
MTV to be empty when crossing the bridge, the Resident Engineer shall ensure
that the Contractor moves the MTV across the bridge properly and in accordance
with Specification 450.55A(3).
• In-Place Density Test: For HMA pavement on bridges, the in-place density must
be randomly tested by Contractor Quality Control Personnel and independently
tested by the District Materials Engineer. A calibrated density gauge must be
used, and the testing must conform to Specification Subsection 450.58 to ensure
that the in-place density is not less than 90%. Cores are prohibited on bridge
decks to prevent damage to membrane waterproofing and the bridge deck, with
the exception of cores taken for dispute resolution. The Resident Engineer shall
ensure that the testing is performed and should coordinate with the District
Materials Engineer as necessary.
450 – 4.2.9 Department Acceptance Inspection
The Resident Engineer is responsible to ensure that all Acceptance Inspection is
performed and documented during placement as described in Specification Subsections
450.70 to 450.74, including the following:
• Monitoring of Contractor Quality Control during placement
• Acceptance inspection and documentation of environmental conditions,
materials and workmanship
The Resident Engineer must document the inspections by completing the appropriate
Inspection Report Forms (see Appendix A).
All Acceptance Sampling and Testing (core samples, thickness measurement, density
testing, etc.) is done post-placement. While there is no required Acceptance sampling
and testing during placement, the Resident Engineer may sample at any time or location
when there are concerns about quality. Any non-random (selective sample) must be
identified on the Test Report Forms and noted in the Comments section as “For
Information Only”.
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450 – 4.3 Post Placement
450 – 4.3.1 Department Acceptance
The Department is responsible for performing all Acceptance activities and making the
final acceptance determination for each HMA Lot produced and placed (see
Specification Subsections 450.70 to 450.78).
450 – 4.3.2 Core Samples
The in-place density of the HMA mat is tested in
accordance with Specification Subsection
450.74F(4). Core sample testing is performed on
earth-supported HMA pavement, while density
gauge testing is performed on bridge pavement.
The locations for the density tests must be pre-
determined utilizing the random sampling method
(ASTM D3665) as described in MassDOT SOP No. CSD QA-04. The Contractor will
obtain Quality Control samples and will provide assistance to the Resident Engineer
when the Department collects the Acceptance samples. The Resident Engineer shall
ensure that the core samples are obtained in accordance with the Specifications and the
Contractor’s Quality Control Plan and shall coordinate testing with the District Materials
Engineer.
All core sample holes are to be filled with fresh HMA by the Contractor as defined in
Specification Subsection 450.65F(8)b. The Resident Engineer shall ensure that the core
sample holes are clean and dry, coated with tack, filled with similar HMA mix and
properly compacted.
The Resident Engineer must submit core samples with a sample card (RMS 785 form) to
the District Materials Engineer for determination of HMA in-place density and thickness.
450 – 4.3.3 Cooling Time
The newly placed HMA must be allowed time to
cool before allowing vehicular traffic to avoid
pavement deformation or flushing. The Resident
Engineer shall check the temperature of the HMA
mat prior to opening. A temperature of 140
degrees F or less per Specification Subsection
450.59 is acceptable unless otherwise directed in
the specifications. The Resident Engineer shall also
be familiar with the specific criteria related to opening new pavement to traffic in the
Contractor’s Quality Control Plan.
Helpful Hint:
A written request to initiate the
Dispute Resolution process
must be made within five (5)
days after the original sample is
obtained.
Helpful Hint:
Warm–mix asphalt additives
will lower the pavement
temperature at which traffic will
be permitted on the roadway.
This will be specified in the
Contractor’s QC plan.
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450 – 4.3.4 Ride Quality Test
Ride Quality testing is performed during and after placement by the Contractor and the
Department, in accordance with Specification Subsection 450.65F(11), to ensure that
the finished surface is uniform, smooth and free from irregularities. The Contractor must
perform periodic Ride Quality Testing to monitor Quality Control during placement.
Upon completion of placement, the Resident Engineer shall contact the Pavement
Management Section and District Materials Engineer to schedule this testing. The
Department’s Pavement Management Section will perform Ride Quality Acceptance
Testing on the final HMA pavement course placed in accordance with Specification
Subsection 450.74F(6).
450 – 4.3.5 Acceptance of HMA Material and Workmanship
Specification Subsection 450.76 - Lot Acceptance Determination Based on Inspection
Results and Specification Subsection 450.77 - Lot Acceptance Determination Based on
Testing Data provide detailed procedures for the evaluation, acceptance and rejection
of the HMA produced and placed based on inspection and test results.
Throughout the course of the project, QC and Acceptance test results are uploaded to
the QA Home SharePoint site by the Contractor and the District Materials Section,
respectively. The Resident Engineer shall routinely check these test results on the
SharePoint site to identify any results that do not meet specification or are not in
conformance with the Engineering Limits. The testing data for Category A, Category B,
and Category C Lots are evaluated differently as outlined in Specification Subsection
450.77. Test results shall be compared with the Percent Within Limits (PWL) values in
Table 450.19, which sets the Acceptance Limit at 60 PWL. On the SharePoint site, the
data sheet will indicate “rejected” for any PWL below 60.
450 – 4.3.6 Nonconforming HMA Materials and Workmanship
Materials and workmanship that do not comply with the specifications are documented
with a Deficiency Report (DR) or a Non-Conformance Report (NCR) form. The DR
process is described in S.O.P. CSD 24-04-2-000, and NCR’s are documented on Form RMS
784.
These reports describe the non-conformance and the corrective action to be taken. For
HMA materials deficiencies, an NCR (Form RMS 784) is initiated by either District or
Research and Materials personnel. The Resident Engineer and/or District Materials
Engineer are informed of the non-conformance. The NCR form is sent to the District
Construction personnel, who prepare a Deficiency Report and issue it to the Contractor.
The Resident Engineer shall work with the Contractor to identify the root cause of the
non-conformance and develop a proposed corrective action. This information is
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recorded on the RMS 784 form and forwarded to the District Construction Engineer (or
designee) for approval of the proposed corrective action. Upon completion of the
corrective action, this form is reviewed and signed by the District Construction Engineer
(or designee), which closes out the NCR.
450 – 4.3.7 Dispute Resolution
The Resident Engineer must be familiar with the Dispute Resolution Specification
Subsections 450.80 through 450.84. Disputable items, dispute resolution steps, and
determination of final disposition are defined within these Specification sections.
There is a specific list of quality characteristics that are utilized in the Acceptance
determination for a given lot, defined by Table 450.21, that have inherent variability in
testing. The Contactors QC test values often differ from Department Acceptance test
values. A resolution process has been developed to reconcile significant differences in
quality characteristic test values. The process may be initiated by either the Contractor
or the Department. The three (3) steps to the Dispute Resolution Process are as follows:
Step 1 – Split Sample Correlation
Step 2 – Dispute Resolution Sample Testing
Step 3 – Additional Dispute Resolution Testing (if required)
450 – 4.3.8 HMA Compensation
The work items associated with Hot Mix Asphalt Pavement are measured and paid in
accordance with Specification Subsection 450.90 through 450.93.
Helpful Hint:
Check the last truck for
remaining HMA material.
Deduct from the total tabulated
HMA quantity the amount not
used. Payment shall only be for
actual HMA material complete,
in place, and accepted by the
Department.
Hot Mix Asphalt is measured by the ton of actual
pavement complete, in place and accepted by the
Department. The Resident Engineer shall
countersign and collect slips verifying that the
cumulative total shown on the slips represents the
actual total amount of HMA placed. The amount
of HMA placed should be approximately the same
as the estimated amount that was scheduled to be
placed according to the Contractor’s plan and per
the yield checks performed by the Resident
Engineer during the paving operation. The Resident Engineer is responsible for
verifying that the amount of HMA placed is quantified, tabulated and invoiced correctly.
The amount may differ from the cumulative total amount of HMA that left the plant
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because of missing loads that did not arrive on site, rejected loads, or partial loads.
Those amounts must be subtracted from the total.
Compensation requirements for patching, tack
coat, joint sealer and Contractor Quality Control
are described in Specification Subsections 450.90
and 450.91.
HMA Quality Level Pay Adjustment
The HMA Specification includes pay adjustments
that account for any deviation from the
Specification Limits for in-place HMA. These pay
adjustments are independent of the payment items
noted above, including Contractor Quality Control
(Item 450.90).
Helpful Hint:
There is no separate payment
for incidental items such as
sawcutting for HMA joints,
transportation, delivery and
sweeping. Payment for these
items is included in the Contract
unit price for the HMA Payment
items per Specification
Subsection 450.91.
The Resident Engineer must determine the pay adjustment at the completion of each lot
and/or the completion of the project. Per Specification Subsection 450.92, payment is
based on Lot Quality Level (Percent Within Limits, PWL) in accordance with the Quality
Level Analysis (QLA) procedures defined in Specification Subsection 450.78.
Each HMA lot will have a Pay Factor used to determine the pay adjustment for each
Quality Characteristic indicated in Table 450.22. The HMA Quality Characteristics are:
• PG Asphalt Binder Content
• Volumetric - Air Voids
• In-Place HMA Mat Density
• Thickness
• Ride Quality (IRI)
Helpful Hint:
Deductions resulting from
Deficiency Reports are treated
separately from these HMA
Quality Level Pay Adjustments
Specification Subsection 450.92 provides pay
adjustment equations for each of the Quality
Characteristics. These equations are incorporated
into the Department’s MS Excel QA Data
Spreadsheets that are located on the QA
SharePoint site. The spreadsheet is populated as
follows:
Helpful Hint:
Category C – Minor Lots are not
subject to pay adjustment pay
factors.
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• The Contractor’s QC Manager will enter all QC test data
• The Department District Materials Engineer/District Quality Engineer will enter all
Acceptance test data
• The Resident Engineer will enter the total HMA quantity and unit price for each
Lot
The worksheet calculates the Pay Adjustment using the Department’s Acceptance test
data (and the Contractor’s QC test data if validated by the District Materials
Engineer/District Quality Engineer).
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Appendix A - Hot Mix Asphalt Forms
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RMS 785 – HMA THICKNESS AND COMPACTION TEST REPORT
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RMS 784 – NON-CONFORMANCE REPORT (NCR)