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SADC FANR
VulnerabilityAssessment Committee
VAC
Emergency Food Security Assessments, August 2002
Covering … Lesotho, Malawi, Mozambique, Swaziland, Zambia and Zimbabwe
SOUTHERN AFRICA DEVELOPMENT COMMUNITY
Food, Agriculture and Natural Resources
VULNERABILITY ASSESSMENT COMMITTEE
Presentation of Major Findings, Conclusions and Recommendations
Johannesburg17 September 2002
SADC FANR
Vulnerability Assessment Committee
VAC
What is the Regional SADC FANR Vulnerability Assessment Committee (RVAC)??
The SADC-FANR VAC is ...
... a mulit-agency group of technical experts from …
... the FANR Food Security Programme and from associated technical agencies …
… working at the regional level to promote and support vulnerability assessment in the region.
SADC FANR
Vulnerability Assessment Committee
VAC
What is the Regional SADC FANR Vulnerability Assessment Committee (RVAC)??
Members of the VAC include ...
Associated donor agencies include ...
DFID
REWU SDUFSTP FSDP RRSU
UNICEF
SADC FANR
Vulnerability Assessment Committee
VAC
What is a National Vulnerability Assessment Committee (NVAC)??
• Like the Regional VAC, National VACs are consortiums of government, NGO, UN agencies and other partners concerned with people’s livelihoods and their vulnerability to events that could result in food insecurity.
• National VACs receive technical, institutional, and financial support from the Regional SADC FANR VAC, based in Harare.
• National VACs led the Emergency Assessments in the six countries.
SADC FANR
Vulnerability Assessment Committee
VAC
Why UndertakeEmergency Food Security Assessments??
They broaden our understanding of who is affected, where they are, how they are affected and what can be done about
it, by answering questions such as …
• What is the net food deficit effect at district, community and household level, for different livelihood zones and wealth groups?
• What are the livelihoods and vulnerabilities of various population groups, such as small-scale farmers, farm workers and the urban poor in terms of access to food and cash?
• What coping strategies and capacities are available to people (food, income, expenditure strategies, etc.)?
• How can agencies respond in a way that saves lives, maintains nutritional standards and supports livelihoods?
SADC FANR
Vulnerability Assessment Committee
VAC
What was the Process for the Emergency Food Security Assessments?
• The overall assessment process and methodology was coordinated and backstopped by the SADC Food Agriculture and Natural Resources Vulnerability Assessment Committee.
• National Vulnerability Assessment Committees led the assessments in each country with broad participation from key partners and stakeholders.
• The assessment methodology draws from a livelihood-based vulnerability assessment framework.
• Secondary data analysis provided an overview of macro-level processes and trends.
• Primary data collection and analysis was focused at the district (160 visited), community (378 visited) and household (4,457 visited) levels.
• The assessment methodology linked nutritional surveys with household interviews in four of the six countries (Lesotho, Swaziland, Zambia and Zimbabwe).
• This is the first in a series of three rolling emergency food security assessments following the April/ May FAO/WFP CFSAM. A second assessment, with similar objectives, will be complete by mid-December. The final assessment will take place towards the end of the cropping season.
• In between assessments, the SADC FANR VAC will assist affected countries in monitoring food security conditions, and will undertake special studies on topics or areas of particular concern.
SADC FANR
Vulnerability Assessment Committee
VAC
What are the Key Assessment findings??
• Government estimates 2001/02 cereal production at 121,500MT, which is 29 percent below the five year average. This compares with preliminary FAO/WFP cereal production estimates of 54,000MT in April.
• Approximately 160,000 people, or eight percent of the rural population, will require emergency food assistance from September through November 2002.
• As stocks become depleted, this figure will jump 650,000 people, or 34% of the population prior to next year’s harvest.
• Total emergency cereal needs for Lesotho for the period September 1st – March 31st is 35,760MT.
LESOTHO HIGHLIGHTS
What are the Key Assessment findings??
2001-2002 maize production (1.6 million MT) was 28% lower than the five-year average and 6% less than the previous year.
Malawi faces a deficit of 572,000 MT maize equivalent. The government is planning to import 250,000 MT of maize to be sold at a subsidized prices.
21% of the population (2,200,000 people) are in need of food assistance between September and November, rising to 29% (3,250,000) in December-March.
Many households overstretched their coping mechanisms last year, reducing their resilience and increasing their vulnerability in the face of the continued food shortages.
MALAWI HIGHLIGHTS
SADC FANR Vulnerability Assessment
Committee
VAC
SADC FANR
Vulnerability Assessment Committee
VAC
What are the Key Assessment findings??
• Overall cereal production in 2002 was approximately 5% higher than in 2001.
• 590,000 people are in need of assistance (3% of the population), requiring 48,000MT of cereal
• Poor transportation infrastructure makes it un-economical to move food from the surplus north to the deficit south.
• Food prices could increase to levels that would be beyond the reach of the poorer households.
• Cereal imports are currently ahead of plans and the winter crop is progressing well in areas that have not been affected by poor production in the main season.
MOZAMBIQUE HIGHLIGHTS
SADC FANR
Vulnerability Assessment Committee
VAC
What are the Key Assessment findings??
• Crop production was 33% lower than the five-year average resulting in a domestic food gap of 138,000MT, which is 71% of the total domestic requirement.
• A significant number of households (29%) have either no adults or only one adult in the 19 – 60 year old age bracket. This could be attributed to the HIV/AIDS epidemic as well as to absent males seeking work elsewhere.
• Forty one percent of households are headed by females. This results in less income from employment and less labour for productive activities.
SWAZILAND HIGHLIGHTS
SADC FANR
Vulnerability Assessment Committee
VAC
What are the Key Assessment findings??
• Cereal production was 738,000 MT, leaving a domestic cereal gap of 711,000 MT.
• Some 2.4 million people will require food aid through November, increas-ing to almost 2.9 million people by March 2003.
• The cumulative cereal food aid requirements for the period September to March 2003 are 224,200 MT.
• More than 70 percent of households have no seeds.
• Restrictions on GM foods has disrupted the food aid pipeline.
ZAMBIA HIGHLIGHTS
SADC FANR
Vulnerability Assessment Committee
VAC
What are the Key Assessment findings??
• Cereal availability is a critical factor with a deficit of 1.65 million MT.
• To-date, GMB has imported 335,000 MT, and humanitarian food relief 70,600 MT.
• 486,000 MT of cereal food aid is required from September through March.
• Through November, 4.5 million people (33% of the population) will require assistance, rising to 6.7 million people (49% of the population) through March.
• Of those requiring assistance, 5.9 million are rural, including 489,000 (ex)-commercial farm workers. 850,000 urban residents also require assistance.
ZIMBABWE HIGHLIGHTS
What are the Key Assessment Findings??
• Zimbabwe is threatened with a major humanitarian crisis and possible famine due to serious food shortages caused by erratic rainfall, a declining economy, and recent policy changes.
• Malawi is suffering from structural food insecurity, exacerbated by two consecutive poor harvest. High levels of poverty leave many households with limited access to staple foods.
• In Zambia, poor households in areas affected by drought face both physical food shortages and constrained access to food due to chronic poverty. There is growing concern over the threat of urban food insecurity.
• While Lesotho is structurally dependent on food imports, declining productivity due to environmental degradation, couple with low purchasing power due to reduced labour opportunities are exacerbating food security conditions.
• Although Swaziland is a lower-middle income country, consecutive poor harvest the past two years exceed the government and private sector capacities to fill the cereal gap.
• Despite good production in key cereal producing regions of northern Mozambique, drought condition in some southern and central areas have lead to pockets of food shortages, with access constrained by poor infrastructure and high market prices.
REGIONAL CONSOLIDATION
SADC FANR
Vulnerability Assessment Committee
VAC
What is the Current Food Security Situation at the National Level??
2001/02 CEREAL PRODUCTION (MT)compared with the past 5-year average
SOURCE: REWU, September 2002
1,759,000
( 15%)
759,000 ( 65%)
738,000 ( 33%)
1,767,000 ( 5%)
70,000 ( 22%)
121,500 ( 29%)
Slightly More
0 – 25% Less
25 – 50% Less
+ 50% Less
SADC FANR
Vulnerability Assessment Committee
VAC
What is the Current Food Security Situation at the National Level??
2002/03 DOMESTIC CEREAL GAP
1. Excludes stock replenishment2. Includes cassava maize equivalentSOURCE: National and Regional Early Warning Units
2001/02 Cereal
Production + Opening Stocks
Domestic Requirements1
Domestic Cereal Gap
Lesotho 140,000 395,500 255,500 Malawi2 1,847,000 2,124,000 277,000 Mozambique 1,876,000 2,256,000 380,000 Swaziland 72,500 193,500 121,000 Zambia 761,000 1,445,000 684,000 Zimbabwe 929,000 2,583,000 1,654,000
AND IMPORT PROGRESS
Domestic Cereal Gap
Commercial Imports
Received
Food Aid Imports
Received
Remaining Cereal Gap/
Surplus
255,500 56,500 3,000 196,000
277,000 42,000 24,000 211,000
380,000 233,000 63,000 84,000
121,000 28,000 5,000 88,000
684,000 43,000 16,000 625,000
1,654,000 335,000 71,000 1,248,000
46,000 595,000
SADC FANR
Vulnerability Assessment Committee
VAC
What is the Current Food Security Situation at the National Level??
POPULATIONS IN NEED OF EMERGENCY FOOD AIDAND CEREAL REQUIREMENTS
1 September 2002 to 31 March 2003
*Numbers are rounded
Max No. of
People in Need Max % of Total
Population Cumulative
Requirements
Zimbabwe 6,700,000 49% 486,000 MT
Malawi 3,300,000 29% 237,000 MT
Zambia 2,900,000 26% 224,000 MT
Lesotho 650,000 30% 36,000 MT
Swaziland 270,000 24% 20,000 MT
Mozambique 590,000 3% 48,000 MT
TOTAL 14,400,000 25% 1,000,000 MT
CFSAMEstimate
6,075,000
3,188,000
2,329,000
444,800
231,000
515,000
12,783,000
CFSAMEstimate
46%
28%
21%
20%
21%
3%
22%
SADC FANR
Vulnerability Assessment Committee
VAC
What is the Current Food Security Situation at the National Level??
PHASING UP OF NEED: REGIONAL TOTALS
P
eop
le in
Nee
d
Phasing Up of Need Regional Totals
0 2,000,000 4,000,000 6,000,000 8,000,000
10,000,000 12,000,000 14,000,000 16,000,000
Sept-Nov Dec-March
SADC FANR
Vulnerability Assessment Committee
VAC
What is the Current Food Security Situation at the Household Level??
CEREAL ENTITLEMENT and ACCESS
• Cereal entitlement is current plus expected access to cereals (directly and indirectly).
• Most households have low purchasing power resulting from chronic poverty, and/or are faced with very high cereal prices.
SADC FANR
Vulnerability Assessment Committee
VAC
What is the Current Food Security Situation at the Household Level??
CEREAL AVAILABILITY
Availability of cereals in local market: percent of communities stating that cereal grains were
NOT readily available
Lesotho 77%
Malawi 62%
Mozambique No data
Swaziland No data
Zambia 50%
Zimbabwe 99%
• Numbers of people in need of assistance do NOT include households that are food insecure due to supply side factors.
• The assessment revealed that a high proportion of households who could afford to buy cereal are unable to because it is not readily available in the marketplace.
SADC FANR
Vulnerability Assessment Committee
VAC
What is the Current Food Security Situation at the Household Level??
COPING STRATEGIES• Coping strategies include income increasing strategies, expenditure
reducing strategies, food consumption reducing strategies, and migration strategies.
• Vulnerable households in all countries are already engaged in distress coping strategies. The most common include:
• Changing consumption patterns• Removing children from school• Reduce expenditures• Sale of capital assets• Prostitution• Rural – Urban migration
• These coping strategies could send households into a downward spiral that could undermine their livelihoods for years to come.
SADC FANR
Vulnerability Assessment Committee
VAC
What is the Current Food Security Situation at the Household Level??
HIV/AIDS AND HOUSEHOLD FOOD SECURITY
• HIV/AIDS was highlighted as a major problem at the community level.
• There appears to be an “overlap” of HIV/AIDS affected households and those experience acute food shortages.
• HIV/AIDS adds to household vulnerability
Source: UNAIDS/WHO June 2000
Mozambique 13%
Lesotho 31%
Swaziland 33.4%
Malawi 15%
Zimbabwe 33.7%
Zambia 21.5%
HIV/AIDS Prevalence in Adults
SADC FANR
Vulnerability Assessment Committee
VAC
What is the Current Food Security Situation at the Household Level??
GENDER AND HOUSEHOLD FOOD SECURITY
• In general, female-headed households are more adversely affected and vulnerable than male-headed households, because they have:
• Less income generating opportunities
• Less mobility
• More demands on their time due to care-giver roles
• Prostitution as a distress coping strategy puts women and young girls at high risk of HIV/AIDS
SADC FANR
Vulnerability Assessment Committee
VAC
Is the Food Situation Getting Better or Worse??
The VAC assessment estimates the number of people in need of food aid to be 12.5% greater than the initial CFSAM estimates back in May (14.4 million as compared to 12.8 million).
• The assessment was undertaken later in the year, closer to the time of actual needs.
• A larger sample size and more in-depth assessment techniques were used.
• So far in most countries, the deteriorating effects of distress coping strategies have been exacerbated by insufficient grain import levels and continued high prices.
Amongst the reason for the increase …
SADC FANR
Vulnerability Assessment Committee
VAC
Is Nutritional Status a Cause for Concern??
Malnutrition in children under-five
Wasting (<-2SD)
Stunting (<-2SD)
Lesotho 7.5% 34.7%
Malawi1 6.0% 49.0%
Mozambique2 5.5% 43.8%
Swaziland 2.2% 40.0%
Zambia 4.4% 39.9%
Zimbabwe 7.3% 41.3%
SOURCES: 2002 Aug VAC; 1. 2000DHS; 2. QUIBB2001
OLDDATA
• The VAC assessments linked nutritional surveys to the household food security analysis in four of the six countries.
• Findings were in line with larger studies indicating stunting rates of 35-45%
• Wasting rates are below those expected in times of severe food shortages (10-15%)
SADC FANR
Vulnerability Assessment Committee
VAC
What is the Food Situation Likely to be in the Future??
• Future commercial import levels are difficult to predict. Based on past performance, actual imports could be less than plans.
• Market prices of cereals are already high and are expected to increase up until the next harvest in April/May.
• Without adequate agricultural inputs, the coming cropping season could generate poor harvests.
• A weak to moderate El Niño event is expected this season. If it is weak, there could be little effect on rainfall The stronger it is, the greater the likelihood for dry conditions.
SADC FANR
Vulnerability Assessment Committee
VAC
What is the Food Situation Likely to be in the Future??
CLIMATE OUTLOOK
253540
3540 25
254035
204040
354520
354025
354025
254035
Normal to Above Normal
Normal to Below Normal
Below Normal to Normal
Enhanced Probability of Rainfall …
Probability that Rainfall will be … % % %
Above Normal
Normal
Below Normal
October to December 2002 January to March 2003 Rainfall Forecast, October 2002 through March 2003
SOURCE: 6th Southern Africa Regional Climate Outlook Forum, September 2002
SADC FANR
Vulnerability Assessment Committee
VAC
What does the Mean for Decision-Making?
The VAC emergency food security assessments confirm the severity of the
regional food crisis and provide compelling evidence that urgent action--beyond that of current levels--is required
from national governments, regional bodies and the international community to avert a humanitarian disaster in the next seven months before the main harvest in
April/May 2003.
SADC FANR
Vulnerability Assessment Committee
VAC
What does the Mean for Decision-Making?
NATIONAL GOVERNMENTS
• Enable large volumes of required food to be easily imported and disbursed through private sector, government, and humanitarian programmes.
• Enable unfettered transportation of cereals across international boundaries and within countries.
• Avoid government action in the market place that could reduce private sector participation, such as high subsidies, price controls, etc.
Generally, governments need to create policy environments that:
SADC FANR
Vulnerability Assessment Committee
VAC
What does the Mean for Decision-Making?
INTERNATIONAL HUMANITARIAN COMMUNITY
• The international humanitarian community has already donated hundreds of millions of dollars of food and other assistance.
• This benefits of that assistance are clearly evident.
• The recent assessment confirms the need for 1,000,000 MT of cereal food aid from September through March.
• The current WFP appeal is only 36% funded. Appeals for assistance need to be revised upwards, and fully resourced.
SADC FANR
Vulnerability Assessment Committee
VAC
What does the Mean for Decision-Making?
TARGETING
• The VAC assessments provide updated information to guide geographic targeting at the district level, temporal targeting for the two time periods, and socio-economic targeting based on the characteristics and a better understanding of the most vulnerable groups.
• The targeting criteria allows for prioritization of resources.
• Conditions on the ground are complex and dynamic, requiring constant targeting revision—highlighting the need for effective monitoring systems.
SADC FANR
Vulnerability Assessment Committee
VAC
What does the Mean for Decision-Making?
AGRICULTURAL INPUTS
• There is an urgent need to make agricultural inputs accessible at the community level for the upcoming planting season.
• Maize seed is reportedly available at the national level, with the possible exception of Malawi. However, most house-holds are unsure where and how they will obtain their seeds.
• Where seed availability is not a serious problem, programmes should focus on making inputs accessible to farmers, such as voucher schemes and trade fairs.
SADC FANR
Vulnerability Assessment Committee
VAC
What does the Mean for Decision-Making?
NUTRITION
• Comprehensive emergency food baskets are required. These should include pulses, oil, and other essential commodities.
• Supplementary feeding is warranted for the most vulnerable groups. School feeding programmes would help slow the high withdrawal rates reported in all countries.
• Vitamin A capsules should be considered.
SADC FANR
Vulnerability Assessment Committee
VAC
What does the Mean for Decision-Making?
MONITORING
• Food security conditions at the community, national, and regional levels need close monitoring, including macro and community level data.
• Macro level indicators include market prices, rainfall,and food imports.
• Community level indicators include nutrition surveillance, household purchasing power, dietary diversity, coping strategies, and availability of commodities.
SADC FANR
Vulnerability Assessment Committee
VAC
What does the Mean for Decision-Making?
THE NEED TO ACT NOWUrgent action is required to ensure that emergency food
reaches those most in need and that emergency food stocks are in place within countries for the particularly
severe months of December through March. Based on an understanding of current national and household food stocks, market prices, dietary intake, coping strategies,
and other food security indicators, the assessment clearly indicates that if international assistance remains at its
current levels, a humanitarian disaster may be unavoidable in the months ahead. Implications of a disaster of this nature would be loss of livelihoods
(having long term-negative effects), severe malnutrition, and potentially, death of those most at risk.
SADC FANR
Vulnerability Assessment Committee
VAC
Where can I get the details??
The following reports are available (in PDF format)
six country reports consolidated highlights from the country reports
a regional synthesis
at …
www.sadcfanr.org
or by writing …