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Aalborg Universitet Review of Small-Signal Modeling Methods Including Frequency-Coupling Dynamics of Power Converters Yue, Xiaolong; Wang, Xiongfei; Blaabjerg, Frede Published in: IEEE Transactions on Power Electronics DOI (link to publication from Publisher): 10.1109/TPEL.2018.2848980 Publication date: 2019 Document Version Publisher's PDF, also known as Version of record Link to publication from Aalborg University Citation for published version (APA): Yue, X., Wang, X., & Blaabjerg, F. (2019). Review of Small-Signal Modeling Methods Including Frequency- Coupling Dynamics of Power Converters. IEEE Transactions on Power Electronics, 34(4), 3313-3328. [8410450]. https://doi.org/10.1109/TPEL.2018.2848980 General rights Copyright and moral rights for the publications made accessible in the public portal are retained by the authors and/or other copyright owners and it is a condition of accessing publications that users recognise and abide by the legal requirements associated with these rights. - Users may download and print one copy of any publication from the public portal for the purpose of private study or research. - You may not further distribute the material or use it for any profit-making activity or commercial gain - You may freely distribute the URL identifying the publication in the public portal - Take down policy If you believe that this document breaches copyright please contact us at [email protected] providing details, and we will remove access to the work immediately and investigate your claim.

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Page 1: Review of Small-Signal Modeling Methods Including

Aalborg Universitet

Review of Small-Signal Modeling Methods Including Frequency-Coupling Dynamics ofPower Converters

Yue, Xiaolong; Wang, Xiongfei; Blaabjerg, Frede

Published in:IEEE Transactions on Power Electronics

DOI (link to publication from Publisher):10.1109/TPEL.2018.2848980

Publication date:2019

Document VersionPublisher's PDF, also known as Version of record

Link to publication from Aalborg University

Citation for published version (APA):Yue, X., Wang, X., & Blaabjerg, F. (2019). Review of Small-Signal Modeling Methods Including Frequency-Coupling Dynamics of Power Converters. IEEE Transactions on Power Electronics, 34(4), 3313-3328.[8410450]. https://doi.org/10.1109/TPEL.2018.2848980

General rightsCopyright and moral rights for the publications made accessible in the public portal are retained by the authors and/or other copyright ownersand it is a condition of accessing publications that users recognise and abide by the legal requirements associated with these rights.

- Users may download and print one copy of any publication from the public portal for the purpose of private study or research. - You may not further distribute the material or use it for any profit-making activity or commercial gain - You may freely distribute the URL identifying the publication in the public portal -

Take down policyIf you believe that this document breaches copyright please contact us at [email protected] providing details, and we will remove access tothe work immediately and investigate your claim.

Page 2: Review of Small-Signal Modeling Methods Including

IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 34, NO. 4, APRIL 2019 3313

Review of Small-Signal Modeling Methods IncludingFrequency-Coupling Dynamics of Power ConvertersXiaolong Yue , Member, IEEE, Xiongfei Wang , Senior Member, IEEE, and Frede Blaabjerg , Fellow, IEEE

Abstract—Over the past years, the linearized modeling tech-niques for power converters have been continuously developedto capture the small-signal dynamics beyond half the switchingfrequency. This paper reviews and compares the small-signalmodeling approaches based on a buck converter with voltage-modecontrol. The study includes the small-signal averaged modelingapproach, the describing function method, and the harmonic state-space modeling approach, in order to be able to better select thecorrect method when modeling and analyzing a power electroniccircuit as well as a power-electronic-based power system. Themodel comparison points out that the describing-function-basedmodels do improve the modeling accuracy beyond the half-switching frequency of the converter, yet they fail to predict thefrequency-coupling interactions (e.g., beat frequency oscillations)among multiple converters, and instead, harmonic state-spacemodels in the multiple-input multiple-output form are required.

Index Terms—Averaged model, crossed-frequency model, dc–dc converters, describing function, harmonic state space (HSS),small-signal modeling approach.

I. INTRODUCTION

THE ubiquitous use of power electronic converters, rangingfrom milliwatt consumer electronics to gigawatt high-

voltage direct current transmission systems [1]–[3], demandsadequate dynamic models for stability analysis and controllerdesign. In general, the switched-mode power converters withthe closed-loop control are nonlinear time-discontinuoussystems [4]. The linearization of converter dynamics is, thus,critical to utilize the classical feedback control theory forvoltage/current regulations.

There are two general ways to deal with the time-discontinuous dynamics of converters [5]–[10]. One way is to modelthe converter as a sampled-data system [5]–[7], and the otherway is to apply the averaging theory to transform the converteras a time-continuous system [8]–[10]. The latter one is usuallypreferred to analyze the interaction with the continuous passive

Manuscript received February 28, 2018; revised May 5, 2018; accepted June9, 2018. Date of publication July 11, 2018; date of current version February 20,2019. This work was supported by the VILLUM FONDEN under the VILLUMInvestigators Grant-REPEPS. Recommended for publication by Associate Ed-itor F. H. Khan. (Corresponding author: Xiongfei Wang.)

X. Yue was with the Department of Energy Technology, Aalborg University,9220 Aalborg East, Denmark. He is now with Ericsson AB, 41756 Gothenburg,Sweden (e-mail:,[email protected]).

X. Wang and F. Blaabjerg are with the Department of Energy Technology,Aalborg University, 9220 Aalborg East, Denmark (e-mail:, [email protected];[email protected]).

Color versions of one or more of the figures in this paper are available onlineat http://ieeexplore.ieee.org.

Digital Object Identifier 10.1109/TPEL.2018.2848980

components in the system. The simplest averaging approach is touse the moving average operator [8]–[10], which is also knownas the state-space averaging method, to average out the switchingdynamics. However, the state-space averaging model is merelyadequate for predicting the converter dynamics below half theswitching frequency. To consider the switching ripple effect,two generalized averaging methods, i.e., Krylov–Bogoliubov–Mitropolsky (KBM) [11]–[14] and multifrequency averaging(MFA) [15]–[17], have thus been developed, and it was shownthat the moving average operator is actually the first item ofthe KBM method and the index-0 (dc coefficient) of the MFAmethod [18].

The small-signal linearization refers to approximating a non-linear system around a given operating point or a trajectorywith small-signal perturbations [19]–[23]. The Taylor series is afundamental tool for linearizing a continuous and differentiablenonlinear system [19]–[23]. The linearization around an equi-librium point gives a linear time-invariant (LTI) small-signalmodel, while the linearization around a time-periodic operat-ing trajectory leads to a linear time periodic (LTP) small-signalmodel. In contrast to the linearization based on Taylor series, theharmonic linearization method based on Fourier series providesanother way to linearize the small-signal model in the frequencydomain [24]–[26].

The small-signal averaged model is a good tool for con-troller design, but its accuracy is questionable at high frequencybecause it eliminates the high-frequency information by themoving averaging. In voltage regulators, small-signal averagedmodels fail to predict the measured phase delay of the loop gain[27], [28]. In peak current mode control, the “current source”and averaged models [29]–[31] fail to explain the subharmonicoscillations. Then, the sideband effect introduced by pulsewidthmodulation (PWM), switches, and analog-to-digital conversionis involved in the modeling. In voltage regulators, multifre-quency small-signal models are proposed to explain the mea-sured phase delay of the loop gain [27], [28]. According to theresult obtained from discrete-time or sample-data models [6],[32], a modified averaged model [33] is proposed by addingthe sample-and-hold effect to explain the subharmonic oscilla-tion in peak current mode control. Since the modified averagemodel applies only to constant frequency modulation convert-ers, a new modeling approach based on the describing functionconcept is proposed in [34], which is applicable for both con-stant and variable frequency modulation current mode control.Based on the results of the describing function model, several

0885-8993 © 2018 IEEE. Translations and content mining are permitted for academic research only. Personal use is also permitted, but republication/redistributionrequires IEEE permission. See http://www.ieee.org/publications standards/publications/rights/index.html for more information.

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3314 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 34, NO. 4, APRIL 2019

equivalent circuit models are proposed to predict the small-signal characteristics of average current mode control and V 2

control [35]–[37].The small-signal averaged model provides a single-input

single-output (SISO) linear relationship, and the describing-function-based models consider the sideband coupling to im-prove the accuracy of the SISO relationship to higher frequencyregions. However, when analyzing the high-frequency inter-action of multiple power converters in series or in parallel,the SISO model is questionable with respect to representingthe high-frequency characteristics of switched power convert-ers [38]–[41]. Under some high-frequency repetitive load tran-sients, multiphase voltage regulators suffer from beat frequencyoscillations of the phase currents [38]. In a dc nanogrid, the inter-action of dc–dc converters with different switching frequenciescan introduce beat frequency oscillations [39]–[41]. These factsindicate that in certain cases, the low-frequency sideband re-places the perturbation frequency and becomes the dominantcomponent. The SISO models fail to explain the beat frequencyoscillations. Then, crossed-frequency models are proposed in[38] and [41] to predict the beat frequency oscillations, whichis a multiple-input multiple-output (MIMO) model describingthe input to the output from a perturbation frequency not onlyto the perturbation frequency, but also to the sidebands of theperturbation frequency.

This paper reviews and compares the small-signal model-ing methods. The linearization at an equilibrium point derivesthe small-signal averaged models. They are good tools forcontroller design, but their accuracy become questionable athigh frequency. The harmonic linearization method gives thedescribing-function-based models, in which the sideband effectis considered. The describing-function-based models improvethe modeling accuracy and successfully predict the subharmonicoscillations in current mode control. However, both small-signal averaged models and describing-function-based modelsare SISO models, and they fail to predict the frequency-couplinginteractions (e.g., beat frequency oscillations) among multipleconverters. According to the trajectory linearization [20] andthe LTP theory [46]–[48], harmonic state-space (HSS) modelswith MIMO forms are proposed. HSS models can be appliedto predict, e.g., beat frequency oscillations [38], [41], model apower electronic circuit when its switching harmonics are rela-tively high (e.g., six-pulse diode rectifiers [49], [50] and modularmultiple-level converters [51]), and also replace the switchingcircuit in order to reduce the simulation time of a large powernetwork [45]. The main disadvantage of HSS models is that themodel order is high, so normally reduced-order HSS models,i.e., crossed-frequency models, are required.

The rest of this paper is organized as follows. Section IIdiscusses the system description and averaging methods.Section III introduces the small-signal averaged modeling ap-proach and its limitations. Section IV introduces the describingfunction method and its limitations. Section V introduces theHSS modeling approach and its limitations. Section VI com-pares different small-signal models, and Section VII gives theconclusion of this paper.

Fig. 1. Voltage-mode-controlled buck converter.

TABLE IPARAMETERS OF THE POWER STAGE AND CONTROLLER IN FIG. 1

II. SYSTEM DESCRIPTION AND MODELING FOUNDATION

Fig. 1 shows a closed-loop voltage-mode-controlled buckconverter, and Table I lists the parameters of the power stage andcontroller (ESR represents the equivalent series resistance). Theconverter is used as an example for illustrating the principles ofdifferent modeling methods. Assume that the steady-state inputvoltage is a constant dc value, and the converter works in thecontinuous conduction mode. This topology is simple, but it em-bodies almost all the difficulties associated with the modelingof power electronic converters.

A. Switching Model of the Power Stage

For the power stage shown in Fig. 1, the switching model ofthe power stage can be expressed as

L · diL (t)dt

= sw(t) · vin(t) − vo(t)

C · dvo(t)dt

= iL (t) − vo(t)R

(1)

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where sw(t) represents the switching function, which is

sw (t) =

{0, 0 ≤ t ≤ ton

1, ton ≤ t ≤ T .(2)

When the duty ratio D = ton/Ts (Ts is the switching period)is constant, sw(t) becomes sw0(t), which is a steady state ofthe switching function. Using the Fourier transformation [51],sw0(t) can be rewritten as

sw0(t) = D +∞∑

k �=0,k=−∞

sin(kπD)kπ

e−jkπD · e−jkωs t (3)

where k ∈ Z (integer number) and ωs = 2π/Ts . Supposing

�x(t) =

[iL (t)vo(t)

], A =

⎡⎢⎣ 0 − 1

L1C

− 1RC

⎤⎥⎦ , B =

[ 1L0

]

the switching model given in (1) can be expressed as

d

dt�x(t) = A · �x(t) + B · sw(t) · vin(t). (4)

Considering the open-loop modulation only, the predefinedswitching function sw(t) can be seen as a time-varying coef-ficient, other than an input to the model. Hence, the switchingmodel in (4) is linear but time-discontinuous varying [4]. How-ever, in a closed-loop control system, the switching functionsw(t) is determined by both state variables of the system andthe clocking carrier waveform, which is an input of the switch-ing model given in (4), and hence, the system becomes nonlinearand time-discontinuous varying [4].

Since most of the theories that have been developed are cen-tered on linear systems, the way to make a nonlinear systemto become a linear system is important. Taylor-series-based lin-earization is a commonly used method [19]–[21]. However, theswitching model of a power converter is time discontinuous sothat the Taylor series fails to be applied directly. Hence, aver-aging methods to transform a time-discontinuous system to atime-continuous model are required.

B. Averaging Methods

The basic idea of an averaged state-space approach is to av-erage the several possible circuit configurations according tothe ON- and OFF-states of the converter by a moving averageoperator [8]–[10]

x(t) =1T

∫ T

t − T

x(τ)dτ. (5)

The moving average operator is a useful tool for modelingswitched power converters, but it does not provide any informa-tion about the current and voltage waveform ripple, i.e., detailswithin each switching cycle. Then, two generalized averagingmethods, KBM method [11]–[14] and MFA method [15]–[17],are proposed to give an estimation of the switching ripple. Inthis paper, the MFA method is introduced as an example.

Fig. 2. MFA method—an example.

The MFA method [15], [16] is based on the fact that a wave-form x(t) can be approximated on the interval τ ∈ (t − T, T ]to an arbitrary accuracy with a Fourier series representation ofthe form

x(τ) =∑

k

〈x〉k (t) · ejkωs τ (6)

where k ∈ Z, the sum is for all integers k, ωs = 2π/T , andxk (t) are complex Fourier coefficients. These coefficients xk (t)are functions of time, and they are given by

〈x〉k (t) =1T

∫ T

t − T

x(τ)e−jkωs τ dτ . (7)

The kth coefficient of the Fourier series is also referred to asthe index-k average or k-phasor [17]. Specifically, when k = 0,(7) becomes the moving average operator in (5), which indi-cates that the moving averaging is the index-zero average (dccoefficient) of the MFA method.

For the MFA equation in (6), the essence of the model reduc-tion is to retain only the relatively large Fourier coefficients tocapture the most important behavior of the system. For a fastswitching circuit, we would retain only the index-zero (dc) co-efficients to capture the low-frequency behavior. However, forslow switching or resonant converters, the index-k average, aswell as the index-zero average, should be involved.

Fig. 2 shows the MFA method applied to the steady-stateswitching function sw0(t) with different Fourier series. Theaccuracy of the averaged results d(t) increases when more har-monics are involved.

Applying the averaging methods to the switching model ofthe power stage in (4), the averaged model can be expressed ina general form as

L · diL (t)dt

= d(t) · vin(t) − vo(t) = f1 (d(t), vin (t), vo(t))

C · dvo(t)dt

= iL (t) − vo(t)R

= f2 (iL (t), vo(t)) (8)

where d(t) represents the averaged value of switching functionsw(t), as shown in Fig. 2.

C. Linearization Techniques

Different linearization techniques lead to different small-signal models for the power stage. Fig. 3 shows the model-ing foundations of small-signal averaged models, describing

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3316 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 34, NO. 4, APRIL 2019

Fig. 3. Theoretical foundations of different small-signal models in powerelectronic circuits.

function methods, and HSS models. The small-signal averagedmodels are SISO LTI models derived through the linearizationat an equilibrium point. The describing function models arederived from harmonic linearization, and they are also SISOmodels. HSS models are obtained by the linearization at a time-periodic trajectory and the LTP theory, which are MIMO LTImodels.

III. SMALL-SIGNAL AVERAGED MODELS

This section talks about small-signal averaged models of thevoltage-mode-controlled buck converter in Fig. 1 and discussesthe limitations of small-signal averaged models.

A. Small-Signal Averaged Models of the Power Stage

With the moving averaging method, an equilibrium pointof (8) is the duty cycle D, the inductor current IL , the in-put voltage Vin , and the output voltage Vo . For the aver-aged model given in (8), supposing that the duty ratio hasa small-signal perturbation, which is d(t) = D + d(t). Sim-ilarly, define iL (t) = IL + iL (t), vin(t) = Vin + vin(t), andvo(t) = Vo + vo(t), where d(t), iL (t), vin(t), and vo(t) aresmall-signal perturbations around D, IL , Vin , and Vo . The lin-earization of (8) based on the equilibrium point (D, IL , Vin , Vo )gives

L · diL (t)dt

=∂f1

∂d

∣∣∣∣ d=Dv i n =V i nvo =Vo

· d(t) +∂f1

∂vin

∣∣∣∣ d=Dv i n =V i nvo =Vo

· vin(t) − ∂f1

∂vo

∣∣∣∣ d=Dv i n =V i nvo =Vo

· vo(t)

C · dvo(t)dt

=∂f2

∂iL

∣∣∣∣ iL =ILvo =Vo

· iL (t) − ∂f2

∂vo

∣∣∣∣ iL =ILvo =Vo

· vo(t) (9)

which is further simplified as

L · diL (t)dt

= Vin · d(t) + D · vin(t) − vo(t)

C · dvo(t)dt

= iL (t) − 1R

· vo(t) (10)

Fig. 4. Equivalent circuit of a buck converter by using the PWM switch model.

Fig. 5. Low-frequency gain of a PWM comparator (see Fig. 1).

where the coefficients are constant values, and thus, the small-signal model in (10) is an LTI model.

A small-signal state-space averaged model is obtained bywriting (10) into a state-space form [8]–[10]. The small-signalstate-space averaged model is actually derived from an averag-ing and linearization of the whole power stage. Doing the av-erage for the nonlinear switching network only, rather than thewhole converter, a three-terminal PWM switch model has beenreported [53], [54]. Compared with the state-space averagedmodel, the PWM switch model is simpler and circuit-orientedwith physical insights. Fig. 4 shows the equivalent circuit for thepower stage of a buck converter using the PWM switch model.

From Fig. 4, the open-loop line-to-output transfer functionGv (s), the open-loop output impedance Zop(s), and control-to-output transfer function Gd(s) can be derived as follows:

Gv (s) =vo(s)vin(s)

∣∣∣∣d=0

, Zop(s) =vo(s)io(s)

∣∣∣∣d=0

,

Gd(s) =vo(s)d(s)

∣∣∣∣io =0v in =0

. (11)

B. Small-Signal Averaged Model for the PWM Comparator

The effect of the moving average operator in (5) can be ap-proximated as a low-pass filter in the frequency domain. Theaveraged model captures mainly the dominant low-frequencycharacteristics of a dc–dc converter. If the input perturbation ofthe PWM comparator varies slowly compared with the switch-ing frequency, then the input can be considered as a constantvalue within one switching period, as shown in Fig. 5.

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Fig. 6. Small-signal averaged model for a voltage-mode-controlled buckconverter, as shown in Fig. 1.

From Fig. 5, the low-frequency gain of the PWMcomparator is

GPWM =d

vc=

1Vm

. (12)

C. Small-Signal Averaged Model forVoltage-Mode-Controlled Buck Converters

Including the transfer function of the linear compensator, thesmall-signal averaged model of the converter can be obtained, asshown in Fig. 6. The closed-loop line-to-output transfer func-tion, the output impedance, and the control-to-output transferfunction can be derived as follows:

vo(s)vin(s)

=Gv (s)

1 + Tavg(s),

vo(s)io(s)

=Zop(s)

1 + Tavg(s),

vo(s)d(s)

=Gd(s)

1 + Tavg(s)(13)

where Tavg(s) = Gd(s) · GPWM · H(s) is the loop gain of thesmall-signal averaged model.

D. Limitations of the Small-Signal Averaged Model

The small-signal averaged model is usually adequate for thecontroller design, but its accuracy is questionable at high fre-quencies, due to the ignorance of high-frequency dynamics bythe moving averaging operator. In voltage regulators, the small-signal averaged model fails to predict the measured phase delayof the loop gain [27], [28]. In peak current mode control, the“current source” model and the averaged model [29]–[31] failto explain the subharmonic oscillation phenomenon.

Fig. 7 shows the frequency response of the loop gain of avoltage-mode-controlled buck converter. Obviously, the small-signal model introduces phase lag in the high-frequency region,which is always below −180° for any control bandwidth. How-ever, the phase in real converters may be smaller than −180° ifthe control bandwidth is too high [27]. This fact indicates thatthe small-signal averaged model has limitations when appliedin the frequency region beyond one-tenth or one-sixth of theswitching frequency.

Fig. 7. Loop gain of a voltage-mode-controlled buck converter with switchingfrequency fs = 20 kHz.

IV. DESCRIBING FUNCTION METHOD

The inaccuracy of the small-signal averaged model at highfrequencies is due to the sideband effect of the switching modu-lation process. To account for the sideband effect, the describingfunction method has been discussed to improve the modelingaccuracy.

A. Sideband Effect in DC–DC Converters

Fig. 8 shows the sideband effect of a buck converter generatedby the switches [39]. In Fig. 8(a), when the input voltage has asinusoidal perturbation, the input and output voltage waveformsof the switching network are as shown in Fig. 8(b). The inputvoltage is expressed as

vin(t) = Vin + ε sin (ωxt + θ) . (14)

Given the switching function sw(t) = sw0(t), the output volt-age of the switching network is

vd(t) = sw0(t) · vin(t)

= DVin + D · ε sin(ωxt + θ)

+ 2Vin

∞∑k=1

sin(kπD)kπ

cos(kωst − kπD)

+ ε

n∑k=1

sin(kπD)kπ

[sin(ωx + kωs)t + θ − kπD]

+ ε

n∑k=1

sin(kπD)kπ

[sin(ωx − kωs)t + θ + kπD].

(15)

From (14) and (15), the frequency-domain waveforms ofvin(t) and vd(t) are shown in Fig. 8(c). The frequency-domainwaveform of vd(t) contains not only the perturbation frequency

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3318 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 34, NO. 4, APRIL 2019

Fig. 8. Sideband effect generated by the switching. (a) Open-loop buckconverter. (b) Time-domain waveforms of vin (t), sw(t), and vd (t). (c)Frequency-domain magnitudes of vin (t) and vd (t).

component, but also multiple additional frequency components,which are called sidebands.

Fig. 9 shows the time-domain waveforms and frequency-domain spectrum of a PWM comparator when the control volt-age has a sinusoidal perturbation with frequency fx . The outputof the PWM comparator contains not only the perturbation fre-quency, but also sideband components [27], [40].

For a closed-loop-controlled converter, when the perturbationfrequency is in the low-frequency regions, all sidebands are inthe high-frequency regions, as shown in Figs. 8 and 9, whichare well attenuated by the low-pass filter and the compensator.Therefore, the sideband effect can be ignored when the per-turbation frequency is in the low-frequency regions. However,when the perturbation frequency is approaching to half of theswitching frequency, a sideband is also approaching to the half

Fig. 9. Characteristic of a PWM comparator. (a) Time-domain waveforms.(b) Frequency-domain waveforms.

of the switching frequency, and hence, the sideband effect isnonnegligible. Since the small-signal averaged models ignorethe sideband effect, their accuracy becomes questionable at thehigh frequencies.

B. Mathematical Foundations of the DescribingFunction Method

In contrast to the linearization of a nonlinear function in thetime domain based on the Taylor series, the harmonic lineariza-tion is a linearization in the frequency domain based on theFourier series [24]–[26]. The describing function refers to theequivalent gain or low-frequency gain defined by the harmoniclinearization.

Generally, if the input to a nonlinear system is a sinusoidalfunction

u(t) = U · sin ωt (16)

the output of the nonlinear system y(t) = g[(u(t))] can be rep-resented by a Fourier series

y(t) =A0

2+

∞∑k=1

Ak sin kωt +∞∑

k=1

Bk cos kωt

=A0

2+

∞∑k=1

Yk sin (kωt + φk ) (17)

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Fig. 10. Frequency-domain small-signal analysis of a voltage-mode-controlled buck converter.

where

Ak =1π

∫ 2π

0y(t) · cos kωt · dt

Bk =1π

∫ 2π

0y(t) · sin kωt · dt

Yk =√

A2k + B2

k , φk = arctanAk

Bk.

If the output can be approximated by its first-order term as

y(t) ≈ Y1 sin (ωt + φ1) (18)

then a describing function can be defined to represent the rela-tionship between the input and output as the transfer functionconcept in an LTI system [24]–[26]. From (16) and (18), thedescribing function is expressed as

G =Y1

U∠φ1 =

√A2

1 + B21

U∠arctan

A1

B1. (19)

Note that the harmonic linearization can be applied directlyto a switching model without averaging because the continuousdifferentiable condition is not required in the Fourier series [55].

C. Describing Function Method for theClosed-Loop-Controlled Converter

The describing function method provides an effective solutionfor modeling the sideband effect. Most of the PWM convertershave a built-in low-pass filter to attenuate the high-frequencyharmonics, which gives the foundation of harmonic linearization[26].

Fig. 10 shows the frequency-domain small-signal analysisof a voltage-mode-controlled buck converter by considering thesideband effect. The diagram becomes the small-signal averagedmodel in Fig. 6 if only the perturbation frequency component(marked by the bold blue line curves) is involved in the mod-eling. Since the describing functions, i.e., vo(fx)/vin(fx) andvo(fx)/io(fx), consider the frequency coupling in the switchesand PWM, the modeling accuracy is improved compared withthe small-signal averaged model.

Fig. 11. Loop gain of a voltage-mode-controlled buck converter.

In voltage-mode-controlled buck converters, the multifre-quency small-signal model is proposed to explain the measuredphase delay of the loop gain by considering the sideband effectof the PWM comparator [27]. The model gives a describingfunction for the loop gain of the converter, which is

Tdf (fx) =Tavg(fx)

1 + Tavg(fx − fs)(20)

where Tavg(f) is the loop gain given by the small-signal aver-aged model in (13).

Fig. 11 shows loop gains of a voltage-mode-controlled buckconverter obtained by simulation, small-signal averaged model,and describing function (multifrequency small-signal model).Compared with the transfer function derived by Fig. 6, the de-scribing function derived by Fig. 10 considers the sidebandeffect and improves the modeling accuracy at high frequency.

D. Limitations of the Describing Function Method

With the describing function method, the accuracy ofvo(fx)/vin (fx) and vo(fx)/io(fx) in Fig. 10 can be improvedto several times of switching frequency [39], [40]. However, thedescribing function derives the reference input to the respondedoutput only at the perturbation frequency. In the high-frequencyregion, the perturbation frequency component of the respondedoutput may not be an accurate approximation for the respondedoutput [40]. This limits the effective frequency regions of thedescribing function method.

In Fig. 8, when the small-signal perturbation is in the very lowfrequency regions (0 < fx fs/2), the fx component in vo(t)accurately approximates the responded output voltage perturba-tion because all the sidebands are in the high-frequency regions,and they are well attenuated by the low-pass filter. However,when the small-signal perturbation is in the high-frequency re-gions beyond half of the switching frequency (for example,fs/2 < fx < fs), as shown in Fig. 12, the low-frequency com-ponent in vo(t) is at the sideband frequency fs − fx rather than

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Fig. 12. Frequency-domain analysis of input and output voltages withperturbations on the condition in Fig. 8.

Fig. 13. Example of output voltage waveforms under a 19-kHz output currentperturbation.

at the perturbation frequency fx (note that vo(t) and vd(t) havesame frequency components).

Fig. 13 shows the output voltage waveform of the closed-loop controlled converter in Fig. 1 when the output current hasa perturbation with a frequency fx = 19 kHz and the converterswitching frequency is fs = 20 kHz [40]. Obviously, the outputvoltage is dominant by the sideband component fs − fx ratherthan the perturbation frequency component fx , which meansthat the component vo(fx) is no longer an accurate approxi-mation of the responded output voltage. Therefore, althoughthe describing function vo(fx)/io(fx) has a wideband accuracyfrom low frequency to several times of the switching frequency,vo(fx)/io(fx) is not always effective to describe the relation-ship between the injected output current perturbation and thecorresponding output voltage response.

Under some high-frequency repetitive load transients, multi-phase voltage regulators suffer from beat frequency oscillationsof the phase currents [38]. In a dc nanogrid, the interactionof dc–dc converters with different switching frequencies intro-duces beat frequency oscillations [41]. These facts indicate thatalthough the SISO describing-function-based models are effec-tive for individual power converters at high frequencies, theyare questionable to analyze the high-frequency interaction of

Fig. 14. MIMO relationship analysis for a voltage-mode-controlled buckconverter.

multiple power converters in parallel or in series because thelow-frequency sideband in such cases replaces the perturbationfrequency and becomes dominant. Therefore, in order to predictthe beat frequency oscillations, a crossed-frequency relation-ship between the perturbation frequency and the sidebands ofthe perturbation is required.

V. HARMONIC STATE-SPACE MODELS

Fig. 14 shows the frequency-domain analysis of a voltage-mode-controlled buck converter by considering the frequencycoupling in the PWM comparator and switches. With a refer-ence input (input voltage or output current) at the frequencyfx , the responded output voltage contains not only the fx com-ponent, but also multiple sidebands. Basically, the relationshipbetween the reference input and the responded output takes aMIMO form. In both the small-signal averaged model and thedescribing function model, the responded output voltage pertur-bation is approximated only by the component at the perturba-tion frequency, which simplifies the MIMO model into a SISOform. The diagram in Fig. 14 becomes the small-signal averagedmodel if only the perturbation frequency component (marked bythe blue bold line curves) is involved in the modeling. When boththe blue bold line curves and the pink line curves are considered,the diagram becomes the describing-function-based model.

The key in the modeling of the MIMO relationship in Fig. 14is to express the multiple frequency coupling in the PWM com-parator and switches effectively. Two challenges exist. First,the switching function becomes a time-varying trajectory ratherthan a dc working point because the switching harmonics areinvolved. Second, the definition of the crossed-frequency rela-tionship between the perturbation frequency and the sidebandsof perturbation, for example, vo(fs − fx)/io(fx), is required.

A. Modeling Foundation: LTP Theory and HarmonicTransfer Function

1) LTP System and HSS: The linearization of a systemaround a time-varying trajectory gives a linear time-varyingmodel [20]. For most of the fixed switching-frequency convert-ers, their steady-state trajectories are time varying periodically,

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and hence, the linearized model is an LTP model, which can beexpressed by the following equation [46]–[48]:

dx(t)dt

= A(t) · x(t) + B(t) · u(t)

y(t) = C(t) · x(t) + D(t) · u(t) (21)

where A(t), B(t), C(t), and D(t) are periodic with a period Ts ,which means A(t + nTs) = A(t) and similarly for B(t), C(t),and D(t). The dynamic matrices of (21) can be expanded byFourier series as

A(t) =+∞∑

k=−∞Akejkωs t (22)

where k ∈ Z and similarly for B(t), C(t), and D(t). Since anLTP system maps a single harmonic into many harmonics, thenit makes sense that the test signal includes all harmonics as well[46]. Supposing that the input of the LTP system, u(t), is anexponentially modulated periodic (EMP) signal

u(t) = est ·+∞∑

k=−∞Ukejkωs t (23)

where k ∈ Z and s ∈ C; the steady-state response of x(t) andy(t) are also EMP signals [46]

x(t) = est ·+∞∑

k=−∞Xkejkωs t , y(t) = est ·

+∞∑k=−∞

Ykejkωs t .

(24)

The LTP system model in (21) can then be expanded in termsof Fourier series. With the principle of harmonic balance, theLTP model in (21) can be expressed as an infinite-dimensionalmatrix equation

sX = (A − N)X + BU

Y = CX + DU. (25)

In (25), state variables X , U , and Y are defined as the doublyinfinite vectors representing the harmonic of the state, input, andoutput in terms of their Fourier coefficients Xk , Uk , and Yk

X =

⎡⎢⎢⎢⎢⎢⎢⎢⎣

...X−1(s − jωs)

X0(s)X1(s + jωs)

...

⎤⎥⎥⎥⎥⎥⎥⎥⎦

, U =

⎡⎢⎢⎢⎢⎢⎢⎢⎢⎣

...

U−1(s − jωs)U0(s)

U1(s + jωs)...

⎤⎥⎥⎥⎥⎥⎥⎥⎥⎦

,

Y =

⎡⎢⎢⎢⎢⎢⎢⎢⎢⎣

...

Y−1(s − jωs)Y0(s)

Y1(s + jωs)...

⎤⎥⎥⎥⎥⎥⎥⎥⎥⎦

. (26)

Fig. 15. Comparison of a 2-D plane and a 2-D HSS. (a) With base vectors �xand �y. (b) With base vectors e−j kω s t and ej kω s t .

The T-periodic matrix A(t) is expressed in terms of its Fouriercoefficients (Ak , k ∈ Z), as a doubly infinite block Toeplitzmatrix, which is a matrix with constant elements, and it can beexpressed by

A =

⎡⎢⎢⎢⎢⎢⎢⎢⎢⎣

. . ....

......

· · · A0 A−1 A−2 · · ·· · · A1 A0 A−1 · · ·· · · A2 A1 A0 · · ·

......

.... . .

⎤⎥⎥⎥⎥⎥⎥⎥⎥⎦

. (27)

B(t), C(t), and D(t) are with a similar definition in termsof their Fourier coefficients represented by Bk , Ck , and Dk

(k ∈ Z), and N is a diagonal matrix defined as

N = diag[. . . ,−jkωs, . . . ,−jωs, 0, jωs, . . . , jkωs, . . .]T .(28)

The infinite-dimensional matrix equation in (25) is called anHSS model [46].

Fig. 15 shows a comparison of a two-dimensional (2-D) planeand a 2-D HSS to illustrate the meaning of HSS. In the 2-Dplane, as shown in Fig. 15(a), a vector can be represented bya vector (a, b) by the orthogonal base vectors �x and �y of the2-D plane, where a, b ∈ R. Similarly, since the complex ex-ponential functions ejkωs t (k ∈ Z) used in Fourier series arealso orthogonal, a signal can also be represented by a vec-tor that consists of its Fourier coefficients. Fig. 15(b) showsa 2-D HSS, in which a signal is expressed by a vector withits Fourier coefficients. When the HSS in Fig. 15(b) is ex-tended to infinite dimensions, it becomes the HSS, as givenin (25).

2) Definition of the Harmonic Transfer Function: The har-monic transfer function (HTF) [46]–[48] describes the input-to-output relationship through the Fourier coefficients of the inputsignal and those of the output signal, which is expressed as

Y = G(s)U (29)

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where G(s) = C[sI − (A − N)]−1B + D (I represents theidentity matrix), and it takes the form

G(s) =

⎡⎢⎢⎢⎢⎢⎢⎢⎢⎣

. . ....

......

· · · G0(s − jωs) G−1(s) G−2(s + jωs) · · ·· · · G1(s − jωs) G0(s) G−1(s + jωs) · · ·· · · G2(s − jωs) G1(s) G0(s + jωs) · · ·

......

.... . .

⎤⎥⎥⎥⎥⎥⎥⎥⎥⎦

.

The HTF represents the input–output relationship of an LTPsystem.

B. HSS Model for a Voltage-Mode-Controlled Buck Converter

For the buck converter shown in Fig. 1, with the general-ized averaging method, a steady-state trajectory is the duty ratiofunction ds(t), inductor current iLs(t), input voltage vins(t),and output voltage vos(t). Supposing the duty ratio functionhas a small-signal perturbation around its steady state, which isd(t) = ds(t) + d(t). Similarly, define iL (t) = iLs(t) + iL (t),vin(t) = vins(t) + vin(t), and vo(t) = vos(t) + vo(t), whered(t), iL (t), vin(t), and vo(t) are small-signal perturbationsaround the steady-state trajectory. The linearization of (8) basedon the steady-state trajectory (ds(t), iLs(t), vins(t), and vos(t))is

L · diL (t)dt

=∂f1

∂d

∣∣∣∣ d(t)=ds (t)v i n (t)=vi n s (t)vo (t)=vo s (t)

· d(t) +∂f1

∂vin

∣∣∣∣ d(t)=ds (t)v i n (t)=vi n s (t)vo (t)=vo s (t)

· vin(t) − ∂f1

∂vo

∣∣∣∣ d(t)=ds (t)v i n (t)=vi n s (t)vo (t)=vo s (t)

· vo(t)

C · dvo(t)dt

=∂f2

∂vo

∣∣∣∣ iL (t)=iL s (t)vo (t)=vo s (t)

· vo(t) − ∂f2

∂iL

∣∣∣∣ iL (t)=iL s (t)vo (t)=vo s (t)

· iL (t) (30)

which can be simplified as

L · diL (t)dt

= vins(t) · d(t) + ds(t) · vin(t) − vo(t)

C · dvo(t)dt

=1R

· vo(t) − iL (t). (31)

In (31), the coefficients are constant or time varying peri-odically, and thus, this small-signal model is an LTP model.When writing (31) in an HSS form, the small-signal perturba-tions iL (t), vo(t), d(t), and vin(t) are represented by vectors,that are similarly defined as X in (26), the coefficients ds(t) andvins(t) are expressed as Toeplitz matrices, which are similarlydefined as A in (27), and constant values L and C become L · Iand C · I (I represents the identity matrix).

Fig. 16 shows the model to derive the HSS model of voltage-mode-controlled buck converters according to the relationshipin Fig. 14, where Gsw represents the HTF of the switchingnetwork, GPWM represents the HTF of the PWM comparator,

Fig. 16. Block diagram for HSS modeling of the system in Fig. 14.

Zop represents the HTF of the open-loop impedance, GLC rep-resents the HTF of the LC low-pass filter, H represents the HTFof the compensator, and variables vin , io , d, and vo are small-signal input voltage perturbation, output current perturbation,switching function perturbation, and output voltage perturba-tion respectively.

According to the theory of the LTP system and HSS, Gsw

is expressed by Fourier coefficients of the duty ratio functionds(t). From (3), when considering first n items (n ∈ Z), Gsw

is expressed as [39]

GSW =

⎡⎢⎢⎢⎢⎢⎢⎢⎢⎣

. . ....

......

· · · D sin πDπ ejπD sin πD

π ej2πD · · ·· · · sin πD

π e−jπD D sin πDπ ejπD · · ·

· · · sin πDπ ej2πD sin πD

π e−jπD D · · ·...

......

. . .

⎤⎥⎥⎥⎥⎥⎥⎥⎥⎦

.

(32)

From [27] and [40], the HTF of the PWM comparator GPWM

is expressed as

GPWM =1

Vm·

⎡⎢⎢⎢⎢⎢⎢⎢⎢⎣

. . ....

......

· · · 1 ej2Dπ ej4Dπ · · ·· · · e−j2Dπ 1 ej2Dπ · · ·· · · e−j4Dπ e−j2Dπ 1 · · ·

......

.... . .

⎤⎥⎥⎥⎥⎥⎥⎥⎥⎦

. (33)

Supposing that Zop(s) is the transfer function of the open-loop impedance, GLC (s) is the transfer function of the LC low-pass filter, and H(s) is the transfer function of the compensator.Then, HTFs Zop , GLC , and H are diagonal matrices, whichare

Zop(s) =

⎡⎢⎢⎢⎢⎢⎢⎢⎢⎢⎢⎣

. . ....

......

· · · Zop(s − jωs) 0 0 · · ·· · · 0 Zop(s) 0 · · ·· · · 0 0 Zop(s + jωs) · · ·

......

.... . .

⎤⎥⎥⎥⎥⎥⎥⎥⎥⎥⎥⎦(34)

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Fig. 17. Frequency characteristics of four HTFs of the closed-loop outputimpedance.

GLC (s) =

⎡⎢⎢⎢⎢⎢⎢⎢⎢⎢⎢⎣

. . ....

......

· · · GLC(s − jωs) 0 0 · · ·· · · 0 GLC(s) 0 · · ·· · · 0 0 GLC(s + jωs) · · ·

......

.... . .

⎤⎥⎥⎥⎥⎥⎥⎥⎥⎥⎥⎦

(35)

H(s) =

⎡⎢⎢⎢⎢⎢⎢⎢⎢⎢⎢⎣

. . ....

......

· · · H(s − jωs) 0 0 · · ·· · · 0 H(s) 0 · · ·· · · 0 0 H(s + jωs) · · ·

......

.... . .

⎤⎥⎥⎥⎥⎥⎥⎥⎥⎥⎥⎦

. (36)

Variables in Fig. 16, for example io and vo , are vectors in theHSS, which are

io(s) =

⎡⎢⎢⎢⎢⎢⎢⎢⎢⎢⎢⎣

...

io(s − jωs)

io(s)

io(s + jωs)

...

⎤⎥⎥⎥⎥⎥⎥⎥⎥⎥⎥⎦

,vo(s) =

⎡⎢⎢⎢⎢⎢⎢⎢⎢⎢⎢⎣

...

vo(s − jωs)

vo(s)

vo(s + jωs)

...

⎤⎥⎥⎥⎥⎥⎥⎥⎥⎥⎥⎦

. (37)

From Fig. 16, the HTF of the closed-loop output impedanceZocl can be derived as [40]

vo(s) = Zocl(s) × io(s)

Zocl = (I + GLC × Vin × GPWM × H)−1 × Zop . (38)

Fig. 17 shows the frequency characteristics of four HTFsof Zocl , in which s = j · 2πfx . With an output current

Fig. 18. Simplification of the HSS output impedance matrix model for avoltage-mode-controlled buck converter (see Fig. 14). (a) Multiple frequencycoupling in the converter. (b) Model simplification for the multiple frequencycomponents.

perturbation at frequency fx , the component at perturbation fre-quency fx and three sidebands fx − fs , fx + fs , and fx − 2fs

in the output voltage are considered in Fig. 17. Note that thediagonal HTF (the blue solid line) is the same as the resultobtained by the describing function model.

From Fig. 17, it is reasonable to approximate the outputvoltage by only the component with perturbation frequencywhen the frequency of the output current perturbation is in thelow-frequency regions. However, in the high-frequency regions,especially the regions around the switching frequency, the low-frequency sideband has a very large magnitude, so it is question-able to approximate the responded output by only the componentat the perturbation frequency.

As a conclusion from Fig. 17, in the low-frequency regions,the SISO output impedance is adequate for capturing the rela-tionship between the output current perturbation io and the out-put voltage perturbation vo , but in the high-frequency regionsespecially around the switching frequency, the relationship be-tween io and vo should be described by the MIMO HSS outputimpedance matrix model.

C. Reduced-Order HSS Model—Crossed-Frequency Model

The HSS model has a high order because multiple frequencycomponents are involved in the modeling. Fig. 18 shows thesimplification process for the HSS output impedance model. In

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Fig. 18(a), due to the presence of the low-pass filter and thecompensator, the multiple frequency components in the controlloop marked by a blue arrow are well attenuated except the low-frequency sideband (defined as fb ; note that fb could be fs − fx ,fx − fs , or 2fs − fx ; it depends on the value of the perturbationfrequency fx ). In addition, the perturbation frequency compo-nent fx goes through the open-loop output impedance to theoutput voltage without any additional attenuation. Therefore,the multiple frequency components in the output voltage canbe approximated by two components, fb and fx , as shown inFig. 18(b). The frequency characteristics in Fig. 17 verify thisconclusion.

Based on Fig. 18, a reduced-order HSS model, i.e., a crossed-frequency output impedance matrix model [41], is defined todescribe the terminal frequency characteristics of a buck con-verter, which is

vo = Zoc × io⎡⎣ vo(fb)

vo(fx)

⎤⎦ =

⎡⎣ Zocl(fb) Zobeat(fb)

Zobeat(fx) Zocl(fx)

⎤⎦

⎡⎣ io(fb)

io(fx)

⎤⎦ (39)

where HTF Zocl is the closed-loop output impedance (sameas the result given by describing function), and HTF Zobeat isdefined as a beat frequency output impedance describing thecrossed-frequency coupling between the low-frequency side-band fb and the perturbation frequency component fx .

With the HTF Zobeat , the beat frequency oscillations in thephase currents of multiphase voltage regulators caused by somehigh-frequency repetitive load transients [38], as well as the beatfrequency oscillations in a dc nanogrid introduced by the inter-action of dc–dc converters with different switching frequencies[39]–[41], can be successfully predicted.

D. Limitations of the Harmonic State-Space Model

With the HSS modeling approach, a multiple-input multiple-output model can be developed to describe the relationship be-tween the perturbation frequency component and the sidebandsof the perturbation. The HSS model provides a more accuratefrequency-domain description for power electronics circuits,and it successfully predicts the frequency-coupling interactions(e.g., beat frequency oscillations) among multiple convertersthat both the small-signal averaged model and describing func-tion method fail to do. However, compared with the small-signalaveraged model and the describing function method, the HSSmodel has a higher order, and it increases the modeling com-plexity significantly. Even, in some cases, a reduced-order HSSmodel can be derived to simplify the model expression, thereduced-order HSS model is still complex compared with theother two models.

VI. COMPARISON OF DIFFERENT MODELING APPROACHES

This section compares the HSS model with the small-signal averaged model and the describing function modelthrough their frequency-domain characteristics and their

application on analyzing beat frequency oscillation among mul-tiple converters.

A. Model Comparison Through Frequency-DomainCharacteristics

For the converter shown in Fig. 1, according to Section III,the small-signal averaged output impedance model is

Zocl−avg =Zop(fx)

1 + Tav(fx)(40)

where Zop(fx) is the open-loop output impedance andTavg(fx) = Gd(fx) · GPWM · H(fx) is the loop gain of thesmall-signal averaged model.

From Section IV, the output impedance describing functionmodel of the converter shown in Fig. 1 is

Zocl−df =Zop(fx)

1 + Tdf (fx)(41)

where Tdf (fx) is the loop gain of the describing function modeldefined in (20).

Compared with the HTF matrix defined in (29), the crossed-frequency output impedance matrix model in (39) actually con-tains two HTFs: one is Zocl and the other is Zobeat . Supposingthat the frequency range of interest is 0 < fx < fs , the analyti-cal expressions of the two HTFs Zocl and Zobeat can be derivedfrom Fig. 18, which are

Zocl =vo(fx)io(fx)

=Zop(fx)

1 + Tav (fx )1+Tav (fb )

(42)

Zobeat =vo(fb)io(fx)

=Zop(fx) · H(fx) · GLC(fb)

1 + Tav(fx) + Tav(fb)· Vin

Vm· ej2Dπ .

(43)

According to the analytical expressions defined from (40) to(43) and the parameters listed in Table I, the frequency-domaincharacteristics of these models can be plotted, which is shownin Fig. 19.

The small-signal averaged output impedance Zocl−avg in (40)and the output impedance describing function Zocl−df in (41)have different expressions because of their different loop gains.From Fig. 11, the two loop gains Tavg and Tdf are similar inlow-frequency regions. In high-frequency regions, they are quitedifferent, but their values are both very small compared with “1”in (40) and (41). Therefore, the output impedances derived fromthe small-signal averaged model and the describing functionmethod are almost the same in the whole frequency range ofinterest.

The HTF Zocl in (42) is the same as the describing functionZocl−df in (41). Compared with the describing function method,the reduced HSS model adds a new function: the HTF Zobeatdefined in (43). It can be seen from Fig. 19 that the HTF Zobeatis small enough to be ignored in low-frequency regions, butit should be considered around switching frequency. The factsindicate that the SISO describing function model is no longereffective to describe the output-current-to-output-voltage rela-tionship around switching frequency in some cases.

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Fig. 19. Frequency characteristics of four HTFs of the closed-loop outputimpedance.

Fig. 20. Two power converters in parallel.

B. Model Application—Beat Frequency Oscillation Analysis

Fig. 20 shows a system consisting of two power convertersin parallel, where fs1 and fs2 are their switching frequencies,and Zoc1 and Zoc2 are output impedances of the two converters.In this system, one converter’s output switching ripple is theother converter’s perturbation. In a real system that consists oftwo dc–dc converters in parallel, when converter #1 is set tofs1 = 20 kHz and converter #2 is set to fs2 = 19.5 kHz, thetime-domain waveforms for the output voltage of converter #1vo1 , the output currents of both converter #1 io1 and converter#2 io2 , are shown in Fig. 21(a). The corresponding fast Fouriertransformation (FFT) results are shown in Fig. 21(b) [41].

Since the 500-Hz component in Fig. 21 is an additionalfrequency component, the SISO models (i.e., the small-signalaveraged model and the describing function model) fail to pre-dict this kind of oscillation. However, according to the crossed-frequency model, the beat frequency oscillation can be explainedand predicted accurately [41].

Fig. 21. Waveforms when fs1 = 20 kHz and fs2 = 19.5 kHz.(a) Time-domain waveforms. (b) FFT results.

Fig. 22. Equivalent circuit model for a power converter.

Fig. 22 shows an equivalent circuit model for buck convertersbased on the crossed-frequency output impedance matrix modeldefined in (39). With the equivalent circuit in Fig. 22, an equiv-alent circuit model for the parallel system (see Fig. 20) is shownin Fig. 23, where Zcab represents the cable impedance.

It can be seen from Fig. 23 that the switching harmonicsof one converter have an effect on the beat frequency outputimpedance of the other converter. Such kind of interactionfinally leads to a beat frequency oscillation in the circuit. Incontrast, if the averaged small-signal model or describingfunction model is applied to do the analyses shown in Figs. 22and 23, then no beat frequency oscillation will be obtained be-cause both the averaged small-signal model and the describingfunction model are SISO models without the beat frequencyoutput impedance. Therefore, to predict the frequency-couplinginteractions (e.g., beat frequency oscillations) among multiplepower converters, the crossed-frequency (or HSS) model in theMIMO form is required.

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Fig. 23. Equivalent circuit diagram for the system in Fig. 20.

TABLE IICOMPARISON OF DIFFERENT SMALL-SIGNAL MODELING METHODS

VII. CONCLUSION

This paper reviews and compares different small-signal mod-eling approaches used in power electronics from the followingaspects: theoretical foundation, model form, sideband effect,effective frequency range, model order, and application areas.Table II summarizes the comparison results. The small-signalaveraged models are SISO LTI models derived through the lin-earization at an equilibrium point. They are good tools for con-troller design and stability analysis in the low-frequency region,but their accuracy becomes questionable at high frequencies.The describing function models are derived from harmonic lin-earization, and they are also SISO models, but they considerthe sideband effect and improve the modeling accuracy at highfrequency. The describing function models are effective for indi-vidual power converters at higher frequencies but questionableto analyze the high-frequency interaction of multiple convert-ers in series or in parallel (e.g., beat frequency oscillations).HSS models are obtained by the linearization at a time-periodictrajectory and the theory of the LTP system and HSS. Theyare MIMO LTI models, which describe the reference input tothe responded output not only from perturbation frequency toperturbation frequency, but also from perturbation frequency tosidebands. HSS models apply for both individual converters andsystem with multiple converters at both low and high frequen-cies. However, the order of HSS models is high, so normallyreduced-order models, i.e., crossed-frequency models, are re-quired for real applications.

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Xiaolong Yue (S’12–M’17) received the bachelor’sand Ph.D. degrees in electrical engineering fromXi’an Jiaotong University (XJTU), Xi’an, China, in2011 and 2017, respectively.

From 2011 to 2017, he was a Research Assistantwith XJTU. From 2015 to 2016, he was a VisitingPh.D. Student with the Center for Power Electron-ics Systems, Virginia Tech, VA, USA. From 2017to 2018, he was a Postdoctoral Fellow with the De-partment of Energy Technology, Aalborg University,Aalborg East, Denmark. Since 2018, he has been a

Power Design Engineer with Ericsson AB, Gothenburg, Sweden. His researchinterests include stability of ac and dc power systems, modeling and controlof power electronics converters and systems, and impedance measurement ofpower-electronic-based systems.

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Xiongfei Wang (S’10–M’13–SM’17) received theB.S. degree from Yanshan University, Qinhuangdao,China, in 2006, the M.S. degree from the Harbin In-stitute of Technology, Harbin, China, in 2008, bothin electrical engineering, and the Ph.D. degree in en-ergy technology from Aalborg University, Aalborg,Denmark, in 2013.

Since 2009, he has been with Aalborg Univer-sity, where he is currently an Associate Professorwith the Department of Energy Technology. His re-search interests include modeling and control of grid-

connected converters, harmonics analysis and control, passive and active filters,and stability of power-electronic-based power systems.

Dr. Wang is an Associate Editor for the IEEE TRANSACTIONS ON POWER

ELECTRONICS, the IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, and theIEEE JOURNAL OF EMERGING AND SELECTED TOPICS IN POWER ELECTRON-ICS. He is also the Guest Editor for the Special Issue “Grid-Connected PowerElectronics Systems: Stability, Power Quality, and Protection” in the IEEETRANSACTIONS ON INDUSTRY APPLICATIONS. He was a recipient of the SecondPrize Paper Award and the Outstanding Reviewer Award of the IEEE TRANS-ACTIONS ON POWER ELECTRONICS in 2014 and 2017, respectively, the SecondPrize Paper Award of the IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS in2017, and the Best Paper Awards at the 2016 IEEE International Symposiumon Power Electronics for Distributed Generation Systems and the 2017 IEEEPower and Energy Society General Meeting. In 2018, he was a recipient of theIEEE Power Electronics Society Richard M. Bass Outstanding Young PowerElectronics Engineer Award.

Frede Blaabjerg (S’86–M’88–SM’97–F’03) re-ceived the Ph.D. degree in electrical engineering fromAalborg University, Aalborg, Denmark, in 1995.

He was with ABB-Scandia, Randers, Denmark,from 1987 to 1988. He became an Assistant Pro-fessor in 1992, an Associate Professor in 1996, and aFull Professor of power electronics and drives in 1998with Aalborg University. In 2017, he became a VillumInvestigator. He is Honoris Causa with the UniversityPolitehnica Timisoara, Romania, and Tallinn Tech-nical University, Estonia. He has authored or coau-

thored more than 500 journal papers in the fields of power electronics and itsapplications. He is the coauthor of two monographs and editor of seven booksin power electronics and its applications. His current research interests includepower electronics and its applications such as in wind turbines, photovoltaicsystems, reliability, harmonics, and adjustable speed drives.

Dr. Blaabjerg is a recipient of 26 IEEE Prize Paper Awards, the IEEEPower Electronics Society (PELS) Distinguished Service Award in 2009, theEPE-PEMC Council Award in 2010, the IEEE William E. Newell Power Elec-tronics Award 2014, and the Villum Kann Rasmussen Research Award 2014.He was the Editor-in-Chief of the IEEE TRANSACTIONS ON POWER ELECTRON-ICS from 2006 to 2012. He was a Distinguished Lecturer for the IEEE PowerElectronics Society from 2005 to 2007 and for the IEEE Industry ApplicationsSociety from 2010 to 2011 as well as 2017 to 2018. In 2018, he is the PresidentElect of the IEEE PELS. He is nominated in 2014, 2015, 2016, and 2017 byThomson Reuters to be among the most 250 cited researchers in Engineering inthe world. In 2017, he became Honoris Causa with the University PolitehnicaTimisoara, Romania.