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ORGANIZATION/ENTITY
PARTIES
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Report Required by the Ethics AO!O FINANCIAL DISCLOSURE REPORT in Government Act of 1978Rev. 112007 FOR CALENDAR YEAR 2006 (5 U.S.C. app. §§ 101-111)
l. Person Reporting (last ruune, first, middle Initial)
Cebull, Richard F
2. Court or Organization
District Court-Montana
3. Date of Report
05/12/2007
4. Title (Article III judges indicate active or senior statU5; magistrate judges indicate full- or part-tbne)
US District Judge - Active
Sa. Report Type (check appropriate type)
D Nonunation, Date
D Initial Annual D Final
6. Reporting Period
01/01/2006 to
1213112006 Sh. D Amended Report
7. Chambers or Office Address
United States District Court 316 North 26th Street Billings, MT 59101
8. On the basis orthe information contained in this Report and any modif"ications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORTANT NOTES: The imtructions accompanying thi form mu t be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSITIONS. (Reporting individual only; .... pp. 9-13 ofin.•ll'Uclion...)
0 NONE (No reportable positions.)
POSITION NAME OF
I.
2.
3. Si:
, .,, 3: m4. >-o-c:t>.
5. :::0 ::z c.n m
ol> 'U
0
"'Tll m ..• CJ
fT1 c.n 0
JJ. AGREEMENTS. (Rq>orting individual only; .•ee pp. 14-16 ofitutruction.'-)
0 NONE (No reportable agreements.)
AND TERMS
I.
2.
3.
SOURCE
SOURCE AND TYPE
SOURCE DESCRIPTION
2.
4.
Name ofPerson Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Cebull, Richard F 0511212007Page 2of11
III. N 0 N-INVES TMENT IN co ME. (RqHJrting individ11al UJtd .<pou.<e; .•u pp. 17-24 of in.<tructioH.<.)
A. Filer's Non-Investment Income
[RJ NONE (No reportable non-investment income.)
INCOME (yours, not spouse's)
I.
AND TYPE
2.
3.
4.
5.
B. Spouse's Non-Investment Income - Ifyo11 ._..married during any portioH of the reporting year, <'OMp/ete thl• .<e<tion.
(Dollar amount not required except for honoraria.)
NONE (No reportable non-investment income.) [RJ
].
3.
5.
IV. REIMBURSEMENTS - tl'an.<portation, lodging,food, enrertainmen£
(Includes those to spo«l'e and dependent children. See pp. 15-17 of instructions.)
NONE (No reportable reimbursements.)
I.
2.
3.
4.
5.
SOURCE DESCRIPTION
CREDITOR DESCRIPTION
4.
FINANCIAL DISCLOSURE REPORT
Page 3of11
Name of Person Reporting
Cebull, Richard F
Date of Report
05/12/2007
V. GIFTS. (lndude.1 those to spou.<e and dependent children.. See pp. 18-31 ofin.•tru<1ion.<.)
NONE (No reportable gifts.) (KJ
VALUE
I.
2.
3.
4.
5.
VJ. LIABILITIES. (Include.• tho.•e of spou.1e and depen.dent children. &e pp. 31-33 ofin.<truction ... )
NONE (No reportable liabilities.) (KJ
VALUE CODE
1.
2.
3.
5.
A.
Page 4 of I I
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT 05/12/2007CebuU, Richard F
VII. INVESTMENTS and TRUSTS - income, mlue, tran.<at1ion.• (Include.• those of the .•polL .. and dependent t•hi/dmt. See pp. 34-60 of filing in.'1nu1ion. ... )
D NONE (No reportable income, assets, or transactions.)
B. c. D.
Description of Assets Income dilling Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (1) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type(e.g. Date Value Gain [dentityof
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
l. BROKERAGE ACCOUNT# I
2. MT UNIV REVS HIGHER ED FACS A Interest J T IMPT-D
3. FORSYTH MT PCR A Interest Redemption 05/31 J
4. MT ST HEALTH FAC RV AUTH RV B/D A Interest J T MBIA SISTERS OF CHARlTY
5. ALLIANZ NFJ DIV VAL CL C A Dividend J T Buy 08/11
6. COLUMBIA SMALL CAP VALUE 11 CLC A Distribution J T Buy 8/11
7. MT ST BRO HSG RV AMT SINGLE FAM A Interest J T MTG B/E SER A2
8. INTEL CORP CS A Dividend J T Part Sell 2123 J c
9. QUALCOMM INC. A Dividend J T Buy 02124
10. ST MARY LAND & EXPL CS A Dividend J T
11. TEXAS INSTRUMENTS INC CS A Dividend J T
12. EATON VANCE TAX MGD GROWTH-C A Dividend Sell 08/11 J MF
13. GROWTH FUND AMER INC MF A Dividend K T
14. KOPP FDS EMERGING GROWTH FD CL None J T A MF
15. HARTFORD CAPITAL APPREC -C MF A Distribution J T
I6. PUTNAM TAX EXP INC FD MF A Dividend J T
17. TAMARACKlNVT FUNDS MM A Dividend J T
I. fncomc Crain CodCR.: A SJ,OOOorleAA B SJ,001 • $2,500 c s2.501 • $5,000 D $5,001 • $15.000 E "'ii 5.001 • $50,000
(See Columns Bl and D4) F-$50.001. $100,000 G SI00.001-$1,000,000 HI $1.000,001. $5,000.000 H2 More than $5,000,000
2. Value Cod"' 1 $15.000orlCAA K SJ 5,001 . $50,000 L $50.001 • $100,000 M $100.001. $250,000
(Sec Columns CI and D3) N $250,00I • $500.000 a s500,001. s1.ooo,ooo Pl $1,000.001. $5,000.000 P2 s5.ooo.001 $25.000.000
3. V nluc Method CodcR PJ $25.000.001 • $50.000,000 R "i:'o<I (Real E<tatc Only) P4 Morcthan $50,000,000 T ash Market
(Sec Column C 2) Q Appraisal v o1hcr S =Af>aCSR111Cllf
U Book Value W""Estimatcd
-·-
A.
31.
33.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 5of11 05/12/2007CebuU. Richard F
VII. INVESTMENTS and TRUSTS - income, value, tran.•a<1ion.• (Include.• tho.•e of the .•pou<e and dependent ,·hi/dren. See pp. 34-60 of filing in.•ln"1ion...) D NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. C. D.
Income during Gross value at end of Transactions during reponing perireponing period reponing period
( l ) (2) (I) (2) (I) (2) (J) (4)
od
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Code I div.,rent, C o de2 Method buy, sell, Month- Code 2 Code I (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H)
(Q-W)
(5) Identity of buyer/seller (ifprivate
transaction)
18. IRA#! D Dividend M T
I9. FINANCING CORP CPN FICO STRIPS SER R
20. TAMARACK INVT FDS MM
21. SUNAMERICA FOC DIV STRAT II Sell 10/12 J c
22. SELIGMAN SMALL CAP VALUE -C
23. ALLIANZ OPCAP VALUE-C Sell 08118 K
24. FT DOW TGT DVD SEPT 05 Sell 10/12 J
25. FT V ALUELINE TGT SEPT 05 Sell 10/12 J
26. ALLIANZ NFJ DIVIDEND VAL CL C Buy 08118 K
27. FT DOUBLE PLAY OCT 06 FT EQ TUST Buy I0/12 J
28. GROWTH FUND OF AMERICA
29. GS CORE LARGE CAP VALUE -C Buy I0/12 J
30. LORD ABBETT MID CAP VALUE -C
CIT lNTERNOTES
32. GENERAL ELEC CAP CO STEP CPN
BROKERAGE ACCT #2
34. CEF MONEY MARKET FUND A Dividend J T
I. Income Grun C'ode11: A Sl.OOOorlC!OI B »Sl,001 • $2,500 c -$2,501 • $5,000 D $5,00l ·Sl5,000 E »$15,001. $50,000
(Sec Column• BI and D4) F $50.001. $100.000 a s100,001.s1,ooo,ooo HI S l.000,001 · $5.000,000 H2 More than $5,000,000
2. Value Codes J -$15.000 or lcAA K $15.00I -$50.000 L $50.001. $100.000 M SI00,001-$250,000
(Sec Column• Cl and DJ) N -$250,001 • $500,000 0 $500,001. $1,000.000 Pl -$1,000.001 • $5,000.000 P2 $5,000,001 . $25,000.000
3. Value Method Codes PJ -$25,000,001 • $50,000,000 R '('ost (Real Estntc Only) P4 -More than $50,000.000 T ililhMarkct
(Sec Column Cl) Q Appraisal v-Othcr s =A,q, Cfl:micnt
U BookValuc W =Estimated
35.
36.
37.
38.
42.
43.
50.
(J-P)
(4)
FINANCIAL DISCLOSURE REPORT
Page 6of11
Name of Person Reporting
Cebull, Richard F
Date of Report
05/12/2007
VII. INVESTMENTS and TRUSTS - inL'Ome, value, tran.•a<1ion.• (Include.< those of the .<pou.•e and dependent children. See pp. 34-60 of filing in.<1nu1ion. ..) D NONE (No reportable income, assets, or transactions.)
A. Description of Asseis
(including trust asselS)
B.
Income during
reporting period
c. D.
Gross value at end of Transactions during reporting period reporting period
(l) (2) (2)(l) (!) (2) (3) (5) Amount Value ValuePlace "(X)" after each asset Type(e.g. ValueDale Gain Identity of Type(e.g. Code I div., rent.- Code 2 Method buy, sell, Monll!-e:xempt from prior disclosure Code 2 Code I buyer/seller (A-H) or int.) Code 3 redemption) Day (if private (A-H)(J-P)
trnnsaction)(Q-W)
GENERAL ELECTRIC CS A Dividend J T
JOHNSON & JOHNSON CS A Dividend J T
PFIZER INC CS A Dividend J T
GLACIER CAPITAL TR A A Interest Redemption 02101 J
39. CAPITAL WORLD GROWTH & INC A A Distribution J T Buy 213 J
40. MERRILL LYNCH PRD CAPITAL TR Ill A Interest J T
41. IRA#2 E lnt./Div. Pl T
COLUMBUS BANK & TRUST CO Buy 06/09 L
" " " Redemption 12/20 L
44. LASALLE BANK MIDWEST Buy 06/16 L
llf45. lll
Redemption 12121 L
46. COUNTY BANK Buy 6/23 L
H II II47. Redemption 12128 L
48. WASHINGTON MUTUAL BANK Buy 6/09 L
49. ADVANTAGE BANK Buy 6/06 L
AMERICAN WEST BANK Buy 6109 L
51. CENTRAL PROGRESS IVE BANK Buy 6109 L
I. fncomc Gain Codc8:
(SceColumnsBI andD4)
2. Value Codes
(Sec ColumnR CJ and 03)
3. Vatuc Method Code"
(Sec Column C2)
A =$1.000 or leAA
F=$50.001-$100,000
J =$15,000or less
N -$250.001 - $500,000
P3 ···$25,000,001 -$50,000.000
Q-Appraisal U-BookValue
B =$1,001 - $2.500
G=$100,00l -$1,000,000
K=$15,001 -$50,000
0-$500,001 - $1.000,000
R OSI (Real Estate Only)
V=Othcr
c=$2,501 - $5,000
HI =$1,000,001-$5,000,000
L =$50.001 -$100,000
Pl =$1.000,001 - $5,000.000
P4 =More than $50,000,000
S =A.qscainncnt
W=Estimatcd
D =$5,00 I - S 15,000 E =$15.001 -$50,000
H2 =More than $5.000.000
M =$100.001 -$250.000
P2 -$5,000,001 -$25,000.000
T ash Market
A
Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT
Page 7of11 CebuD, Richard F 05/12/2007
VII. INVESTMENTS and TRUSTS - int•ome, value, transactions (lndude.• lhose of the spouse and dependent t•hildwr. See pp. 34-60 of filing instruction. ..) 0 NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust a'iSets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reponing period
reponing period reponing period
(!) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code l div., rent, Code2 Method buy, sell, Month- Code2 Code I buyer/seller (A·H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
52. COPPER ST AR BANK Buy 12/22 M
53. WELLS FARGO & CO CS Sell 06106 j D
54. HOME DEPOT INC CS Sell 06/06 K E
55. WAL-MART STORES INC CS Sell 6106 j D
56. AMERICAN MUTUAL FUND CL A
57. BOND FUND OF AMERICA INC. MF
58. EURO PACIFIC GROWTH FUND CL A
59. FUNDAMENTAL INVESTORS INC MF
60. GOLDMAN SACHS GROWTH & Sell 6106 M F INCOME FUND-CL A MF
61. GOLDMAN SACHS INTERNA T!ONAL Sell 6106 K c EQUITY FUND-CL A MF
62. GOLDMAN SACHSBALANCED FD CL Sell 6106 j A A MF
63. GROWTH FUND OF AMERICA CL A MF
64. INCOME FUND OF AMERICA CL A MF
65. INVESTMENT CO OF AMERICA MF
66. NEW PERSPECTIVE UNFD INC MF
67. PUTNAM FUND FOR GROWTH & Sell 6106 M E INCOME -CL A MF
68. PUTNAM GWBAL EQUITY FUND CL Sell 6106 K D
I. Income Crain Codes: A=$1.000orlc&tt B-$1 .001 • $2,500 c-$2,501 -$5,000 D -$5.001 • $15,000 E 15,001. $50,000
(SccColumru1BI andD4) F -$50.001 • $100,000 G-$100,001 -$1,000,000 HI -$1.000.001 -$5.000.000 H2 More than $5,000,000
2. Value Codci< J -$15,000 or ICM K -$15.001 - $50,000 L-$50,001 • $100,000 M-$100,001 -$250,000
(Sec Columns Cl llnd DJ) N $250.001 -$500.000 0-$500,001 • Sl.000,000 Pl -$1.000.001 • $5.000.000 n s5,ooo.001 • s25,ooo.ooo
J. Value Method Codes PJ s25,ooo,001 . s5o,ooo.ooo R -CoRt (Real E•talc Only) P4 More than $50,000,000 T-Cruih Market
(Sec Column C 2) Q -Apprai&'I V-Othcr S =A<u1e;qsmcn1
U BookValuc W=Estimatcd
-·
-
0
FINANCIAL DISCLOSURE REPORT
Page 8of11
Name of Person Reporting
CebuU, Richard F
Date of Report
0511212007
VII. INVESTMENTS and TRUSTS - ini·ome, value, trun.•action.• (lnduJe.• tho.•e of the .<pouse and dependent i·hildren. See pp. 34-60 of filing instnution.•.)
NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period (including trus1 assets) reporting period reporting period
(!) (2) (l) (2) (l) (2) (3) (4) (5) Place "(X)" after each asset Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity of
exempt from prior disclosure Code l div.trent, Code2 Method buy, sell, Monch- Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
MF
69_ PUTNAM HEALTH SCIENCES TRUST Sell 6106 K D CL A MF
70. PUTNAM INTERNATIONAL NEW Sell 6106 J OPPORTUNlTIES FUND-CL A MF
71. PUTNAM CLASSIC EQUITY MF FUND Sell 6106 K D CL A
72. PUTNAM RESEARCH FUND MF Sell 6106 K B
73. PUTNAM DIVERSIFIED INCOME CL A Sell 6106 L MF
74. PUTNAM VISTA FUND INC - CL A MF Sell 6106 K D
75_ PUTNAM VOYAGER FUND INC-CL A Sell 6106 J MF
76. PUTNAM INVESTORS FUND CL A Sell 6106 J A
77. WASHINGTON MUTUAL INVESTORS FUND INC .MF
78. JC PENNEY & CO BD
79. GENERAL ELECTRIC CAP CORP MED TERM NTS
80. FORD MOTOR CREDIT CO GLOBAL LANDMARK SEC
81. VAN KAMPEN FOCUS PORTFOLIOS Sell 06106 K c 387TRUST
82. INTERNATIONAL BANKFOR RECONSTRUCTION & DEVELOPMENT
83. PASSPORT MONEY MARKET
84. FIRST INTERSTATE BANK(Ckg, Sav) A Interest J T
J. Income Gain CodC8: A =$1.000 or le B $1,001 -$2.500 c 2.501 -$5.000 D $5,001-$15,000 E $15.001 -$50.000
(Sec Columns Bl and D4) F $50.00 I -$I 00,000 G SI00,001-$1,000.000 HI s1.ooo,001 -S5.ooo.ooo H2 More than $5.000,000
2.Value Codes J $15.000 OT leAA K $15.001 -$50,000 L s50.001 -s100.ooo M $100.001 -$250.000
(Sec Columns Cl and DJ) N $250.001 -$500.000 0 $500.00 I - $1.000,000 Pl $1.000,00 I -$5.000.000 P2 $5.000.001 -$25.000.000
PJ $25,000,001 -$50,000.000 P4 More than $50,000.000 J.Value Method Code R =<:oRt (Real Estate Only) T =<:ru<h Market Q Appraisal S =A.<u!cssmcnt U BookValue W=Eslimatcd
(Sec Column C2J v other
Name or Penon Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 9of11 CebuU, Richard F 05/12/2007
VII. INVESTMENTS and TRUSTS - im•ome, value, tran.•aetion.• (lndude.• tho.•e of the spouse and dependent children. See pp. 34-60 of filing in.•ITUL1ion. ..) 0 NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including 1ru..i assets)
B.
Income during
reponing period
C. Gross value at end of
reponing period
D.
Transoctions during reponing period
Place "(X)" after each asset
exempt from prior disclosure
(I)
Amount Code I
(A-1-1)
(2) Type(e.g.
div., rent,
or int.)
(I) Value
C ode2 (J-P)
(2) Value
Method
Code 3
(Q-W)
(I) Type (e.g.
buy, sell,
redemption)
(2) Date
Month-
Day
(3) Value
Code2 (J-P)
(4) Gain
Code I (A-H)
(5) Identity of
buyer/seller
(if private
transaction)
85. 1st SECURITY BANK (ckg) None Acct Closed 09/10
86. NEW YORK LIFE INS POL. CV B Dividend K u
J. rncomc c-.,run Code11: A41.000orl""" B l,001-$2,500 C $2,50 I - $5,000 D-$5.001-$15,000 E 15,001 -$50.000
(Sec Column• Bl nnd D4) r -s50,001 -s100.ooo G-$100.001-$1.000.000 HI -$1,000.001-$5.000,000 H2 -More than $5.000,000
2. Vaine Code. J-$15,000orlc,. K-$15,001 -$50.000 L 450,00 I -SI 00,000 M SI00,001-$250.000
(Sec Column• Cl and DJ) N -$250,00 I - $500.000 0-$500,001 -$1.000.000 Pl -$1.000.001 -$5.000.000 n -s5.ooo,001 - S25.ooo.ooo
3. Value Method CodcR P3 $25,000.001 - $50.000.000 R ..Co81 (Real E"atc Only) P4 -More lhan $50,000.000 T --=Ca.;;h Market
(Sec Column C 2) Q ApprniMI V Other S=A.>ll'lc:;iRmCnt
u BookValuc W=E11timatcd
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 10of11 Cebull, Richard F 05112/2007
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndiL'at£partofReport.)
/ {J ·7 --
I f-
Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT
Page 11 of 11 Cebull, Richard F 0511212007
IX. CERTIFICATION.
I certify that aH Information given above (including information pertaining to my spouse aud minor or dependent children, if auy) b accurate, true, and complete to the best of my knowledge aud belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from ouulde employment and honorarla and the acceptance of gifts which Jiave been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
! I Date :7 /;z /
,
NOTE: ANY INDIVIDUAL WliO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544