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PURDUE UNIVERSITY GRADUATE SCHOOL Thesis Acceptance This is to certify that the thesis prepared By Entitled Complies with University regulations and meets the standards of the Graduate School for originality and quality For the degree of Final examining committee members , Chair Approved by Major Professor(s): Approved by Head of Graduate Program: Date of Graduate Program Head's Approval: Ahmet Ali Yanik Spin Dependent Electron Transport in Nanostructures Doctor of Philosophy Ronald Reifenberger Gerhard Klimeck Supriyo Datta Hisao Nakanishi Yuli Lyanda-Geller 7-25-2007 Ronald Reifenberger Supriyo Datta Nicholas J. Giardano Graduate School ETD Form 9 (01/07)

PURDUE UNIVERSITY (01/07) GRADUATE SCHOOL Thesis Acceptance · GRADUATE SCHOOL Thesis Acceptance This is to certify that the thesis prepared By Entitled Complies with University regulations

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Page 1: PURDUE UNIVERSITY (01/07) GRADUATE SCHOOL Thesis Acceptance · GRADUATE SCHOOL Thesis Acceptance This is to certify that the thesis prepared By Entitled Complies with University regulations

PURDUE UNIVERSITYGRADUATE SCHOOL

Thesis Acceptance

This is to certify that the thesis prepared

By

Entitled

Complies with University regulations and meets the standards of the Graduate School for originality

and quality

For the degree of

Final examining committee members

, Chair

Approved by Major Professor(s):

Approved by Head of Graduate Program:

Date of Graduate Program Head's Approval:

Ahmet Ali Yanik

Spin Dependent Electron Transport in Nanostructures

Doctor of Philosophy

Ronald Reifenberger Gerhard Klimeck

Supriyo Datta

Hisao Nakanishi

Yuli Lyanda-Geller

7-25-2007

Ronald Reifenberger

Supriyo Datta

Nicholas J. Giardano

Graduate School ETD Form 9(01/07)

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SPIN DEPENDENT ELECTRON TRANSPORT IN NANOSTRUCTURES

A Dissertation

Submitted to the Faculty

of

Purdue University

by

Ahmet Ali Yanik

In Partial Fulfillment of the

Requirements for the Degree

of

Doctor of Philosophy

August 2007

Purdue University

West Lafayette, Indiana

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ii

To my mother (annem) Vesile and my father (babam) Yasar.

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iii

ACKNOWLEDGMENTS

First and foremost, I would like to thank my advisor Prof. Supriyo Datta for

introducing me to the exciting world of nanoelectronics and giving me the opportunity to

work with him. He has witnessed and shaped my development as a scientist in-training

and I am much grateful to him for all he has done for me. It is through his guidance, his

enthusiasm for science and talent for picking and assigning the right project that this

thesis has been possible.

During the last three years, I have been fortunate enough to have a brilliant

second mentor, from whom I have learnt a great deal. Among many other things, I would

like to thank Gerhard Klimeck for being always ready to help, for being ready to go in

details with me and get his hands dirty. Without his help completing this thesis work

would be impossible.

I would also like to thank Professor Yuli Lyanda-Geller and Professor Hisao

Nakanishi for serving on my committee. Even though I haven’t interacted academically

with, I especially would like to thank Professor Ronald Reifenberger for his friendly

guidance after my prelim defense and giving me the courage to finish this work.

I would like to thank all of my friends in NSF Network for Computational

Nanotechnology , Physics Department and School of Electrical Engineering for making

Purdue an exciting place to study and a fun place to live. I would like to thank my friends

Sayeef Salahuddin, Prabhakar Sivastava, Kirk Bevan, Titash Rakshit, Albert Liang,

Magnus Paulsson, Avik Gosh and many others whose names I forgot to list. I would like

to particularly thank Kirk Bevan, Eliza Ekins for reviewing my dissertation and helping

me with corrections.

I would like to give my special thanks to my girlfriend Eliza Ekins who has

touched my life in many different ways with her friendship, support and love. She has

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iv

been by my side through the most difficult steps that it has taken to finish this

dissertation.

I am thankful to my brother Fatih Yanik for his never ending support, helpful

advice and encouragement throughout my Ph.D. More than a brother, he was a friend,

mentor and a colleague. I also would like to thank him for listening me when I need it

most.

The last but not least, I am deeply grateful to my mother and father for their love,

care and all the sacrifice they made for my education. Their passion for education ignited

my interest in science and academics. I am most thankful to them for giving me the

opportunity to pursue my goals and successfully finish this dissertation.

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v

TABLE OF CONTENTS

Page

LIST OF FIGURES .......................................................................................................... vii LIST OF SYMBOLS ......................................................................................................... ix USEFUL CONVERSION FACTORS................................................................................ x ABSTRACT....................................................................................................................... xi CHAPTER 1. INTRODUCTION ....................................................................................... 1

1.1. Input Parameters to the NEGF model ...................................................................... 1 1.1.1. Channel Region.................................................................................................. 2 1.1.2. Contacts.............................................................................................................. 3

1.2. Dephasing Processes ................................................................................................ 6 1.3. The NEGF Formalism .............................................................................................. 7

1.3.1. Coherent Regime Solution Procedure.............................................................. 10 1.3.2. Incoherent Regime Solution Procedure ...........................................................12

1.4. Outline .................................................................................................................... 14 CHAPTER 2. MTJ DEVICE: COHERENT REGIME .................................................... 16

2.1. Preliminaries........................................................................................................... 16 2.2. Method.................................................................................................................... 21

2.2.1. Choice of Basis ................................................................................................ 21 2.2.2. Source Drain Self-Energy Matrices ................................................................. 24 2.2.3. Current and JMR Ratio .................................................................................... 26

2.3. Results .................................................................................................................... 27 2.4. Summary................................................................................................................. 30

CHAPTER 3. MTJ Device: Incoherent Transport............................................................ 31 3.1. Preliminaries........................................................................................................... 31 3.2. Spin Exchange Interaction and Scattering Tensors ................................................ 33 3.3. Solution of NEGF Equations.................................................................................. 35

3.3.1. Calculation Scheme for the Green’s Function and Scattering Self-Energies... 36 3.3.2. Current Equations: ........................................................................................... 39

3.4. Results .................................................................................................................... 40 3.5. Summary................................................................................................................. 46

LIST OF REFERENCES.................................................................................................. 48 APPENDICES

Appendix A. Spin Exchange Scattering Tensors........................................................... 53 Appendix B. Direct Calculation Scheme For In-scattering and Correlation Matrices.. 58 Appendix C. Source Code ............................................................................................. 60

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Page

VITA................................................................................................................................. 67

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vii

LIST OF FIGURES

Figure Page Figure 1.1 A schematic illustration of inputs needed for NEGF calculations is shown.

Magnetization direction of the drain is defined relative to the source( )θ∆ ................ 2

Figure 1.2 Open boundary conditions due to the contacts are treated as self-energy matrices [ΣC] to the device Hamiltonian [H]. .............................................................. 4

Figure 1.3 Shifting and broadening of a discrete energy level after contacting with a contact are illustrated. .................................................................................................. 5

Figure 2.1 (a) A schematic illustration of the density of states of ferromagnetic Ni. (b) The exchange split band structure of bulk Ni in [110] direction is shown in the Brillouin zone for the (left) majority-spin electrons and (right) minority-spin electrons. The electronic structure of the Ni is characterized by the dispersive s-like bands and the more localized d-like bands while the tunneling current is mainly dependent on s-like itinerant electrons (heavily solid curve) [31,34]. ....................... 17

Figure 2.2 (a) Schematics of the MRAM devices. (b) Resistance of the tunneling spin-valve device (MTJ) is dependent on the relative magnetization state of the ferromagnetic contacts. The ferromagnetic layer with lower coercivity is called the soft layer. Its magnetization state is controlled by external magnetic fields [14]...... 18

Figure 2.3 Magnetoresistance of a spin-valve device is defined as the resistance difference ( R∆ ) between the parallel and anti-parallel magnetization states............ 19

Figure 2.4 Energy band diagram for the model MTJ devices considered in this work. Right contact assumed to be the soft ferromagnet whose magnetization direction can be manipulated with an external magnetic field......................................................... 22

Figure 2.5 Source (left) contact self-energy matrix can be partitioned into two independent spin-channels. Self energy matrix of this contact can be written in its magnetization spin-basis as a diagonal matrix........................................................... 24

Figure 2.6 Drain (right) contact self-energy matrix can be partitioned into two independent spin-channels. Self energy matrix of this contact can be written in its magnetization spin-basis as a diagonal matrix........................................................... 26

Figure 2.7 Thickness dependence of theJMR ratios for different barrier heights are shown in comparison with experiments [35-44]. The TMR ratios given in experimental measurements are converted to JMR ratios when it’s necessary. Slonczewski’s asymptotic limit result is also shown (flat lines)................................ 28

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viii

Figure Page Figure 2.8 An energy resolved analysis of ( )zJMR E (left-axis) and normalized ( )zEω

distributions (right-axis) are presented for a device with a tunneling barrier height of 1.6eV. ......................................................................................................................... 29

Figure 3.1 (a) A schematic illustration of the vertical MTJ device with δ-doped magnetic impurities is given. (b) Reduction in MR values are observed with increasing impurity content [5].................................................................................................... 32

Figure 3.2 Energy band diagram for the model MTJ devices considered in this work. Right contact assumed to be the soft ferromagnet whose magnetization direction can be manipulated with an external magnetic field......................................................... 36

Figure 3.3 Flowchart for the iterative calculation of Green’s function G and scattering self-energy ΣS. ............................................................................................................ 38

Figure 3.4 For MTJ devices with impurity layers, variation of JMR ratios for varying barrier thicknesses and interaction strengths (0.6-0.3-0 eV) are shown. Normalized JMR values are proved to be thickness independent as displayed in the inset. ......... 40

Figure 3.5 For MTJ devices with impurity layers a detailed energy resolved analysis is shown. Nomalized ( )zEω distributions are unaffected by exchange interactions

reflecting the inelastic nature of the scattering processes. ......................................... 41 Figure 3.6 JMR values for different barrier heights are shown. ....................................... 42 Figure 3.7 Using a barrier height dependent constant ( )barrc U , one can shown that JMR

values for different barrier heights scale to a universal curve.................................... 43 Figure 3.8 Experimental data taken at 77K/300K is compared with theoretical analysis in

the presence of palladium magnetic impurities with increasing impurity concentrations. ........................................................................................................... 44

Figure 3.9 Experimental data taken at 77K/00K is compared with theoretical analysis in the presence of nickel magnetic impurities with increasing impurity concentrations..................................................................................................................................... 45

Figure 3.10 Experimental data taken at 77K/300K is compared with theoretical analysis in the presence of cobalt magnetic impurities with increasing impurity concentrations. ........................................................................................................... 46

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ix

LIST OF SYMBOLS

Constant Units

h Planck’s Constant 6.626 x 10-34 J s

ℏ / 2h π 1.055 x 10-34 J s

, q e Charge of electron 1.602 x 10-19 C

Bµ Bohr Magneton: magnetic moment

of electron

24 29.27400949 10 A m−×

(SI)

219.27400949 10 emu−×

(CGS)

oµ Permeability of free space 7 24 10 A/mπ −×

S�

Pauli Spin Matrix

0 1

1 02xS

=

0

02y

iS

i

− =

1 0

0 12zS

= −

J s

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x

USEFUL CONVERSION FACTORS

Conversion between J and eV 1 eV = qJ

Conversion between SI and CGS unit of

magnetic moment of electron

2 31 Am 10 emu=

Conversion between Tesla (T)

and Oersted (Oe)

1 A/m = 34 /10π Oe

1 A/m = 1 T/ oµ

1 T = 10000 Oe

Conversion between SI and CGS unit of magnetization -3 31 A/m = 10 emu/cm

Since 3

emu1 4 Oe

cmπ=

Conversion between SI and CSG unit of work 10-7 J = 1 erg

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xi

ABSTRACT

Yanik, Ahmet A. Ph.D., Purdue University, August, 2007. Spin Dependent Electron Transport in Nanostructures. Major Professors: Supriyo Datta and Ronald Reifenberger.

Spin-electronic devices, exploiting the spin degree of freedom of the current

carrying particles, are currently a topic of great interest. In parallel with experimental

developments, theoretical studies in this field have been mainly focused on the coherent

transport regime characteristics of these devices. However, spin dephasing processes are

still a fundamental concern [1-6].

The Landauer transmission formalism has been the widely used method in the

coherent transport regime [7]. Recently this formalism has been adapted to incorporate

spin scattering processes by introducing random disorder directly into the conducting

medium and subsequently solving the disordered transport problem over a large ensemble

of disorder distributions [8-10]. Although proposed to be a way of incorporating spin

scattering processes, what this approach basically offers is an averaged way of adding

random coherent scatterings (similar to the scatterings from boundaries) into the transport

problem. Certainly such a treatment of spin-dephasing processes misses the incoherent

and inelastic nature of the scattering processes. As a result, a rigorous way of treating the

spin scattering processes is still needed [10-12].

The objective of this thesis is to present a quantum transport model based on non-

equilibrium Green’s function (NEGF) formalism providing a unified approach to

incorporate spin scattering processes using generalized interaction Hamiltonians. Here,

the NEGF formalism is presented for both coherent and incoherent transport regimes

without going into derivational details. Subsequently, spin scattering operators are

derived for the specific case of electron-impurity exchange interactions and the model is

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xii

applied to clarify the experimental measurements [5]. Device characteristics of magnetic

tunnel junctions (MTJs) with embedded magnetic impurity layers are studied as a

function of tunnel junction thicknesses and barrier heights for varying impurity

concentrations in comparison with experimental data. For MTJs with embedded magnetic

impurity layers, this model is able to capture and explain three distinctive experimental

features reported in the literature regarding the dependence of the junction magneto-

resistances (JMRs) on (1) barrier thickness, (2) barrier heights and (3) the concentrations

of magnetic impurities [5,6,29,46]. Although in this dissertation our treatment was

restricted to the electron-impurity spin exchange interactions, the NEGF model presented

here allows one to incorporate other spin exchange scattering processes involving nuclear

hyperfine, Bir-Aranov-Pikus (electron-hole) and electron-magnon interactions. This

model is general and can be used to analyze and design a variety of spintronic devices

beyond the large cross-section multilayer devices explored in this work.

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1

CHAPTER 1. INTRODUCTION

This thesis presents a rigorous formalism to study spin quantum dependent

transport in nanostructures. Within the last decade, spin-electronic devices have

stimulated considerable interest due to their potential in information storage, sensor

technology and magneto-optics applications [13-18]. In particular, interest in

magnetoresistive devices is remarkable, as they constitute the central part of the available

spin-electronic commercial products [19]. The diversity of the physical phenomena

governing these devices also makes them interesting from the fundamental physics point

of view. Rigorous physics based models incorporating different physical mechanisms are

needed.

In this chapter, NEGF formalism [21-23] is introduced as a quantum transport

model able to tackle various challenges presented by these structures. Sections 1.1.1 and

1.1.2 summarize the inputs needed for NEGF calculations for non-degenerate spin

systems in the coherent transport regime. The section 1.2 explains how to integrate non-

coherent processes into the transport equations. A general solution scheme of the NEGF

equations without going into the details is presented in section 1.3.1 and section 1.3.2 for

the coherent and incoherent regimes, respectively. This is followed by an outline of this

dissertation.

1.1. Input Parameters to the NEGF model

The open system (Figure 1.1), consisting of the device region (channel) and

contacts stretching out to infinity, can be truncated into smaller subsets by treating

contacts as self energies to the device region. This is a common treatment in many-body

physics to incorporate non-coherent interactions within the channel region. Nevertheless,

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2

a single-electron approximation is used in this dissertation. lnputs needed for the NEGF

calculations are divided into channel region [ ]H U+ , the source/drain contact self-

energies ,L R Σ and the scattering self-energy [ ]SΣ . This is illustrated in Figure 1.1 with

some of the nomenclature.

1.1.1. Channel Region

Channel properties are defined by the device Hamiltonian matrix [ ]H including the

applied bias potential. The effective potential matrix [ ]U is reserved for charging effects

due to the change of the number of electrons in the channel region. In the following

chapters, these charging effects are neglected due to the low bias and tunneling regime

operation of the devices considered here. A detailed explanation of the NEGF formalism

with charging effects can be found elsewhere [20].

Figure 1.1 A schematic illustration of inputs needed for NEGF calculations is shown.

Magnetization direction of the drain is defined relative to the source( )θ∆ .

Spin Array

[ ]LΣz

[ ]SΣ

Channel

[ ]H U+

SourceDVI I

Drain

[ ]RΣ z z

RM

∆θ

LM

qωℏ

Spin Array

[ ]LΣz

[ ]SΣ

Channel

[ ]H U+

SourceDVI I

Drain

[ ]RΣ z z

RM

∆θ

LM

qωℏ

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3

1.1.2. Contacts

In an isolated system, eigenvalues of the device Hamiltonian define the discrete

energy levels and the localized eigenfunctions. Once contacted, the continuous

wavefunctions of the open system overlap with the localized device eigenfunctions

giving rise to the broadening and the shifting of the otherwise discrete energy levels. In

NEGF formalism, self-energy matrices are employed to incorporate the effects of the

open contacts, enabling one to work in a small subset of the complete system. In this

fashion, self-energy matrices ,L R Σ could be viewed as modifications to the channel

Hamiltonian [ ]H causing a finite state lifetime for the electrons in the channel region.

However, self energies are more than simple modifications. Unlike Hamiltonian matrices,

self-energy matrices are energy dependent and non-hermitian.

Self-energy matrices are obtained by using the definition of the retarded Green’s

function of the complete system. This is illustrated in the model system consisting of an

isolated device and a single open contact in Fig. 2.2. In an orthonormal basis set, Greens

function of the complete system is defined as:

( ) ( ) 1

0C CG E lim E i I H

ηη

+

→= + − (1.1)

where [ ]CH is the Hamiltonian of the “complete system” and [ ]I is an identity matrix

of same size. After a simple re-indexing, system Hamiltonian can be written in separate

blocks as in:

†L

C

HH

H

ττ

=

(1.2)

where suffix L refer to the left contact. Substituting Eq. 2.2 into Eq. 2.1:

[ ] ( )( )

1†L

C

E i I HG

E i I H

η ττ η

− + − −

= − + − (1.3)

and using the following identity:

1A B a b

C D c d

=

(1.4)

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4

with 11d D CA B

−− = − , it can be shown that the only contributing part of the complete

Green’s function matrix to the channel region of the device is:

( ) ( ) [ ]1 1

0L LG E lim E i I H EI H

ηη

+

− −

→= + − − Σ ≈ − − Σ (1.5)

where;

( ) ( )L LE g Eτ τ +Σ = (1.6a)

( ) ( ) -1-L Lg E E i I Hη= + (1.6b)

and ( )Lg E is the Green’s function of the contact.

Figure 1.2 Open boundary conditions due to the contacts are treated as self-energy matrices [ΣC] to the device Hamiltonian [H].

The [ ]τ coupling matrix is non-zero only for a small number of ( ),m n indexed points

coupling the contact to the channel. The ( ),Lg m n elements of the contact Green’s

function are relevant to the contact self energy ( )L EΣ . As a result, contact self energy

matrices have the same size of the isolated device Hamiltonian [ ]H can be calculated

through recursive techniques instead of the inverting the total contact Hamiltonian

extending to infinity. This will be detailed in the following chapters for ferromagnetic

contacts with specific examples.

Physically speaking, self-energy matrices stand for the open boundary related

effects such as shifting and broadening of the otherwise discrete energy levels in an

[ ]LH

Channel

[ ]H

Left Contact

Channel + Contact

[ ]LH + Σ[ ]τ[ ]LH

Channel

[ ]H

Left Contact

Channel + Contact

[ ]LH + Σ[ ]τ

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5

isolated channel. This could be shown by separating the self-energy matrices into the

real and the imaginary parts:

† †

2 2L L L L

LH H Σ + Σ Σ − Σ+ Σ = + +

(1.7)

Shifting ( )† 2L LΣ + Σ is the real part of the self-energy matrices added to the isolated

device Hamiltonian [ ]H as a correction:

2L L

LH H Σ + Σ= +

ɶ (1.8)

Figure 1.3 Shifting and broadening of a discrete energy level after contacting with a contact are illustrated.

Broadening is the anti-hermitian part of the contact self-energy matrices,

2L LH H i+ Σ = − Γɶ (1.9)

where:

( ) ( ) ( )†-L L LE i E E Γ = Σ Σ (1.10)

Broadening matrix ( )L EΓ is proportional with the strength of the coupling and can

also be interpreted as the inverse residence time of the escaping electrons from the

device. Accordingly, multiple contacts can be treated using self-energy matrices. For a

system consisting of source and drain contacts as shown in Figure 1.1, Green’s function

is given by;

( ) ( ) 10D D L RG E E i I H

−+ = + − − Σ − Σ (1.11)

( )nδ E-ε

ε∆

( )RR

δ E-ε∑

( )nδ E-ε

ε∆

( )RR

δ E-ε∑ ( )RR

δ E-ε∑

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with broadening matrices:

( ) ( ) ( )( )†, , ,-L R L R L RE i E EΓ = Σ Σ (1.12)

In/out-scattering matrices ,,

in outL R Σ are defined as a quantum mechanical

description of the rate at which electrons are scattered in/out of a state. This is similar to

the semi-classical treatment; but generalized to incorporate phase-correlations among

different quantum states. The broadening matrix multiplied by the corresponding Fermi

function ( )0 ,L Rf E µ− (analogous to the occupancy of the contact state) is the in-

scatttering matrix:

( ) ( ) ( ), 0 , ,inL R L R L RE f E EµΣ = − Γ (1.13)

while the out-scattering matrix is given by the broadening multiplied by ( )0 ,1 L Rf E µ− −

(analogous to the vacancy of the contact state):

( ) ( )( ) ( ), 0 , ,1-outL R L R L RE f E EµΣ = − Γ (1.14)

Here, the scattering processes from/to contacts to/from the channel are assumed to be

elastic and the Fermi functions in the contacts are given by:

( ) ( )0 ,

,

1

1 expL R

L R B

f EE k T

µµ

− = + −

(1.15)

where ( ), 2L R f BE eVµ = ± is the chemical energy for the left/right contact at a bias BV .

1.2. Dephasing Processes

In NEGF formalism, dissipative/phase-breaking processes present in the channel

region are treated with a boundary condition reflecting the nature of the scattering

processes (scattering self-energy):

( ) [ ]L R SG E EI H= − − Σ − Σ − Σ (1.16)

where the subscript ‘s ’ refers to the scattering. But unlike regular contacts, the physical

effect of the scattering processes in the device region is strongly dependent on state of the

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7

initial wavefunctions and the vacancy of the final state itself. Accordingly, there is no

straightforward way of calculating the self-energy matrix [ ]SΣ for the scattering

processes at the onset of the NEGF calculation scheme. The scattering contacts [ ]SΣ can

only be incorporated into the transport calculations through the self-consistent solution of

the NEGF equations as outlined in the sections 1.3.2. Similarly, there is no simple

relationship between the broadening matrix [ ]SΓ and the in/out-scattering matrices

,in outS Σ due to the absence of a ( )sf E Fermi function for the scattering processes.

Nevertheless the broadening matrix is still the sum of in-scattering and out-scattering

matrices as such for regular contacts (following Eq 1.13 and 1.14):

( ) ( ) ( )Sin outS SE E E Γ = Σ + Σ (1.17)

Once the broadening matrix, the imaginary part of the self-energy matrix, is determined

the real part of the self-energy can be obtained via Hilbert transform as for any causal

function (Eq. 1.18):

( ) ( ) ( )S

Re Im

' '1

2 ' 2S SdE E E

E iE EπΓ Γ

Σ = −−∫

������� �����

(1.18)

This scheme requires integrations over the all energy grid.

1.3. The NEGF Formalism

At zero bias, the contact Fermi levelsLµ and Rµ are equal, and the device is in

equilibrium with the contacts. Applying a positive bias voltage (B L RV µ µ= − ) will lower

the energy levels in the right contact with respect to the left. Contacts seeking to bring the

channel into equilibrium with their Fermi energies will create a non-equilibrium electron

distribution (current) in the channel region. The NEGF formalism can be used to obtain

the electron density n , the charging potential [ ]U and the current. In this part, we will

discuss the NEGF formalism in detail.

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Given the input parameters listed in the Subsections 1.1 and 1.2, NEGF formalism

describes how to calculate the spectral function (whose diagonal elements are the local

density of states):

( ) ( ) ( )†A E i G E G E = − (1.19)

In semi-classical picture, one can describe the electron distributions by specifying

a distribution function ( )f k�

which tells us the number of electrons occupying a particular

state k�

. In quantum description of electron transport, the concept of ( )f k�

distribution

functions is extended into a correlation matrix ( ), '; , 'nG k k t t

� � in order to include the

additional information regarding the phase correlations. In general, a two-time correlation

function ( ), '; , 'nG k k t t (analogous to the electron density) is defined:

( ) ( ) ( )†, '; , ' 'nk kG k k t t a t a t= (1.20)

where ka and †ka are the creation and annihilation operators. Note that the density matrix

can still be obtained from the correlation function by setting 't t= :

( ) ( )'

, '; , '; , 'n

t tk k t G k k t tρ

= = (1.21)

Subsequently, the steady-state solutions can be obtained by eliminating one of the time

variables as the correlation function only depends on the time difference ( 't t− ). The

diagonal elements of the correlation functions is the number of electron occupying a

particular state. Using Fourier transformation relationship between energy and time

difference coordinate ( 't t− ), one can show that:

( ) ( )', '

1( ) , '; , ' , ;

2n n

k k t tf k G k k t t G k k E dE

π= = = ≡ ∫� � � �

� � � � � (1.22)

where ( 't tτ = − ). The validity of this is relationship is not restricted to the k-space

representation. For example, in the real space representation electron density can be

defined as:

( ) ( )1, ;

2nn r G r r E dE

π= ∫ (1.23)

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Similar to the electron correlation function, one can also define a hole correlation

function ( ), '; , 'pG k k t t (analogous to the hole density):

( ) ( ) ( )†, '; , ' 'pk kG k k t t a t a t= (1.24)

describing the hole distribution and phase correlations among holes. In difference with

the conventional definition, this function refers to the holes in the conduction band, not

the ones in the valence band. Accordingly, the spectral function is defined as:

( ) ( ) ( )n pA E G E G E= + (1.25)

In the NEGF formalism, the electron/hole correlation function is related to the

Green’s function of the device through,

( ) ( ) ( ) ( ), , �n p in outG E G E E G E = Σ (1.26)

where:

( ) ( ) ( ) ( ), , , ,in out in out in out in outL R SE E E EΣ = Σ + Σ + Σ (1.27)

representing the in/out-scattering from a state due to the contacts and the scattering

processes (Eqs. 1.13 and 1.14).

Alternatively, the in/out-scattering matrix is related to the electron/hole

correlation function through [20]:

( ) ( ) ( ) ( ), ;,

, '; , '; , '; i j i j k l k l

k l

in n nS r r E D r r G r r E dσ σ σ σ σ σ σ σ

σ σω ω ω Σ = − ∑∫ ℏ ℏ ℏ (1.28a)

( ) ( ) ( ) ( ), ;,

, '; , '; , '; i j i j k l k l

k l

out p pS r r E D r r G r r E dσ σ σ σ σ σ σ σ

σ σω ω ω Σ = + ∑∫ ℏ ℏ ℏ (1.28b)

where the spin indices ( ,k lσ σ ) and ( ,i jσ σ ) refer to the (2x2) block diagonal elements of

the on-site electron/hole correlation functions and in/out-scattering matrices, respectively.

Here, the n pD D are fourth-order scattering tensors, describing the spatial

correlation and the energy spectrum of the underlying microscopic spin-dephasing

mechanisms. These tensors are determined by the detailed description of the scattering

mechanism using perturbative approaches and can get increasingly complicated

expressions depending on the degree of the approximation. For exchange interaction spin

scattering processes, a detailed derivation of these spin scattering tensors is given in

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appendix A. Spin scattering processes as well as spin-conserving ones are discussed in

this dissertation.

One can calculate the current at any channel in terms of the matrices listed above.

For the numerical implementation presented in chapters 2 and 3, we do not compute the

charging potential [ ]U self-consistently. Charging in the tunnel barriers is neglected and

assumed not to influence the electrostatic potential. This allows one to focus on the

dephasing due to the spin-flip interactions.

Once the retarded Green’s function is calculated through the self consistent

solution of the above equations, current at any terminal “i” can be calculated via

( ) ( ) ( ) ( )( )in ni i i

qI dE tr E A E tr E G E

h

−∞

= Σ − Γ ∫ (1.29)

Further details of the self consistent calculation scheme are discussed in chapter 3. One

useful quantity to keep track of the consistency of the solution is the current density:

( ) ( )( ){ }, 1 1, nj j j j j

qJ dE Re tr H E i G E

h

+ +−∞

= ∫ (1.30)

Here the index ‘j’ refers the grid point (in a real space representation) where the current

density is calculated. Calculating current density has “no numerical advantage”.

However it enables one to follow the convergence of the self-consistent solution scheme,

since the conservation of charge requires current density to be conserved through out the

device.

In the following subsections 1.3.1 and 1.3.2, the similarities and the differences

for coherent and the incoherent transport regimes are illustrated. The solution procedures

are also briefly discussed.

1.3.1. Coherent Regime Solution Procedure

Physics of the system at hand is fully contained in the input matrices defined

above (subsections 1.1.1 and 1.1.2). Given these matrices, the NEGF formalism provides

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a straightforward procedure calculating the transport properties of the system in the

absence of the dephasing processes (, 0n pD = ):

0SΣ = (1.31a)

, 0in outSΣ = (1.31b)

Accordingly, after substituting Eqs. 1.13-1.14 and 1.25-1.27 in Eq. 1.29:

� ( ) ( )L L L L R L L L R R

ini nA G

qI tr f G G tr G f f G

h+ +

Σ

= Γ Γ + Γ − Γ Γ + Γ

ɶ������� ���������

(1.32)

current relation will simplify to the commonly used Landauer transmission formula in

the ballistic transport limit:

( ) ( )L R

qI T E f E f dE

h = − ∫ (1.33)

where the transmission function ( )T E is defined as:

( ) ( ) ( ) ( ) ( )L D R DT E tr E G E E G E+ = Γ Γ

(1.34)

Solution scheme for the coherent transport regime is relatively easy and it is

outlined step by step in the following.

1. For a given contact and device, first we need to choose an appropriate basis set

adequate to describe the device system. For the model systems (MTJ devices)

considered here real space basis is specified.

2. The next step is to write down a suitable Hamiltonian for the device in the chosen

basis set. In the following chapters, effective mass approximation is used to

obtain the device Hamiltonian within the real space basis set.

3. Similarly self-energy matrices are obtained for the left and right contacts. Details

of this calculation for a MTJ device are given in chapter 2.

4. Charging effects in principle can be solved in a self-consistent manner.

Nevertheless the charging potential [ ]U is neglected due to the pure tunneling

nature of quantum transport in these devices and the lack of any device areas

where charge could accumulate.

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5. Using the matrices , ,, , , ,L R L RH U G Σ Γ and the Fermi levels Lµ and Rµ at a bias

( B L RV µ µ= − ), one can calculate the current using NEGF equations summarized

above.

1.3.2. Incoherent Regime Solution Procedure

In Landauer-Buttiker formalism [24], electron transport in the active device

region is essentially assumed to be coherent; while the incoherent processes within the

contacts are assumed to be maintaining the local equilibrium state. This viewpoint is

advantageous due its conceptual simplicity and relative ease in incorporating incoherent

phase-breaking processes by the conceptual voltage probes which extract the electrons

from the device and re-inject them after phase randomization. However, phase breaking

and dissipative processes involve subtle issues beyond the extent of these

phenomenological models. As a result, it is desirable to express the electron transport

with microscopic theories which enabe one to properly relate the incoming electron

wave-functions with the scattering potential.

The concept of self-energy has been extensively used in many-body physics to

describe non-coherent electron-electron and electron-phonon interactions. We could do

the same in principle and use a self-energy function SΣ to describe the effect of non-

coherent interactions of the localized magnetic impurities and device with its

surroundings.

In general, these scattering tensors can be obtained starting from a spin scattering

Hamiltonian of the form:

( ) ( )int -j

j jRH r J r R Sσ= ⋅∑

��� � � (1.35)

where jr R��

are the spatial coordinates and jSσ��

are the spin operators for the channel

electron / (j-th) magnetic-impurity. In this dissertation, we assume a delta interaction

model (see Appendix A) and show that n pD D can be written as:

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( ) ( ) ( ), , ,, '; , '; , '; n p n p n p

sf nsfD r r D r r D r rω ω ω = + ℏ ℏ ℏ (1.36)

The first part describing the process of spin-flip transitions (subscript sf) due to

the spin-exchange scatterings in the channel region is given by:

( ) ( ) ( )

( )

n,p 2

sf

,

,

D , '; '

,

,

0 0 0

q

qI

k l

i j

u d q

d u

r r r r J N

F

F

ωω δ ω

σ σ

σ σ

δ ω ω

δ

↑↑ ↓↓ ↑↓ ↓↑

↑↑

↓↓

↑↓

↓↑

= −

∑ℏ

( ) 0 0 0

0 0 0 0

0 0 0 0

qω ω

±

(1.37)

while the second part corresponding to the spin-conserving exchange scatterings

(subscript nsf for "no spin-flip") in the channel region is defined as:

( ) ( ) ( ) ( )n,p 2

nsf

1D , '; '

4

,

,

1 0 0 0 0 1 0 0

0 0 1 0

0

q

I q

k l

i j

r r r r J Nω

ω δ δ ω ω

σ σ

σ σ↑↑ ↓↓ ↑↓ ↓↑

↑↑

↓↓

↑↓

↓↑

= −

∑ℏ

0 0 1

(1.38)

Here ( )I qN ω is the number of the magnetic impurities with qωℏ energy difference

between spin states and u dF F represents the fractions of the spin-up/spin-down

impurities for an uncorrelated ensemble ( 1u dF F+ = ). Spin-flip transitions of electrons

due to the exchange scattering processes can be elastic/inelastic depending on the

degeneracy ( 0 0ω ω= ≠ℏ ℏ ) of the impurity spin states. A similar expression for both of

the contributing parts has been previously shown by Appelbaum [2,3] using a tunneling

Hamiltonian treatment.

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Solution scheme for the incoherent transport regime is summarized below without

going into detailed description of the self-consistent schemes:

1. Selection of basis set (same with coherent regime calculations).

2. Device Hamiltonian (same with coherent regime calculations).

3. Determination of contact self-energies (same with coherent regime

calculations). The matrices listed under subsections 1.1.1 and 1.1.2 are

specified and fixed at the outset of any calculations.

4. Charging effects are neglected.

5. Self-consistent solution of , ,, , ,n p in outS S SG Σ Γ Σ (details are discussed in

chapter 3). While the[ ]U , in outS S Σ Σ matrices under the subsection 1.2

depend on the correlation and spectral functions requiring an iterative self-

consisted solution of the NEGF Equations [Eqs. 1.16-1.19 and 1.25-1.28].

Details of the self-consistent scheme are discussed in the following chapters

whenever it is necessary.

6. Current is calculated using Eq. 1.29.

1.4. Outline

This preliminary report is organized as follows. In chapter 2, we show how to use

NEGF formalism summarized above in analysis of spin dependent electron transport in

MTJs. Details of the matrices defined above are obtained by using a real space basis set

for an impurity free MTJ device. Definitions of device characteristics are also specified in

this part. Formalism is applied and compared with experimental measurements for

impurity free devices (ballistic regime) and the device parameters are benchmarked. In

chapter 3, the spin-dependent electron transport formalism will be extended to

incorporate exchange interaction spin-scattering processes. Derivation of scattering

matrices particular to electron-impurity spin exchange mechanism will be supplied in

Appendix A while the application of the formalism is illustrated in chapter 3 for MTJ

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devices with magnetic impurity layers. Theoretical estimates and experimental

measurements are also compared in this part.

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CHAPTER 2. MTJ DEVICE: COHERENT REGIME

In this part, a theoretical analysis of MTJ devices in the absence of magnetic

impurity layers is presented and compared with experimental data for varying tunneling

barrier heights and thicknesses. Calculations are done considering the spin channels

independent in the absence of any spin relaxation mechanism and spin-orbit coupling

[25-32].

2.1. Preliminaries

In 3d-transition ferromagnets, the narrow d-bands are exchange split between spin

up and down electrons leading to an unequal density of states (DOS) at Fermi level [31].

This exchange splitting ( excE∆ ) is the origin of the magnetization (M ) of the material

and it can be associated with

excE mJ Mα∆ ≈ ≈ (2.1)

whereJ is the exchange integral as calculated by Brooks [33], M is the magnetization,

and the constant α is a product of the exchange integral with the cell volume. The

exchange interaction shifts the spin-up and spin-down states with respect to each other,

leading to a preferential occupation of the spin-up band and an overall reduction of the

total energy.

In the absence of spin-orbit coupling and spin-scattering interactions, spin states

of the electrons are conserved and the exchange split spin channels yield independent but

parallel currents. In the tunneling transport regime, conductances of the spin channels

depend on the spin channel DOSs in the source and drain contacts [26]. This leads to an

imbalanced electric current carried by the tunneling spin channels [26]. This

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phenomenon, also called spin-dependent tunneling (SPT), was first observed in 1970 by

Tedrow and Meservey [25] in their tunneling current experiments between a

superconducting aluminum layer and a ferromagnetic nickel film. However, experimental

measurements have revealed inconsistency with the predicted DOS for bulk 3d

ferromagnetic metals. This observation was later explained by Stearns by distinguishing

the localized and itinerant electrons of ferromagnetic metals [31]. She proposed that the

tunneling conductance is not only dependent on the number of electrons at the Fermi

energy but also on the tunneling probability of the various electronic states.

Figure 2.1 (a) A schematic illustration of the density of states of ferromagnetic Ni. (b) The exchange split band structure of bulk Ni in [110] direction is shown in the Brillouin

zone for the (left) majority-spin electrons and (right) minority-spin electrons. The electronic structure of the Ni is characterized by the dispersive s-like bands and the more localized d-like bands while the tunneling current is mainly dependent on s-like itinerant

electrons (heavily solid curve) [31,34].

The localized d-band electrons with larger effective masses have little contribution to the

tunneling current due to the faster decaying rates in the tunnel barriers. On the other

hand, the s-like electrons are highly mobile and have slower decaying rates [31].

Accordingly, the spin dependent tunneling current is expected to show only the DOS

features of the itinerant s-band like electrons. Following Stearn’s argument, at the thick

barrier limit the polarization (FMP ) of the ferromagnets can be approximated to [31];

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( ) ( )( ) ( )

maj min maj minF F F F

FM maj min maj minF F F F

E E k kP

E E k k

ρ ρρ ρ

− −= =+ +

(2.2)

where ( ) ( )maj minF FE Eρ ρ is the effective DOS for the majority/minority electrons and

maj mink k is the Fermi wavevector for the s-like bands (shown in Figure 2.1 with heavily

solid curve).

Julliere replaced the superconducting film with another ferromagnet using

exchange-split states of ferromagnets, thereby making a magnetic tunnel junction (MTJ)

device consisting of a single tunneling barrier sandwiched between two ferromagnets

[26]. Ferromagnets with different magnetic coercivities are utilized to independently

manipulate the contact magnetization by external magnetic fields (Figure 2.2).

Figure 2.2 (a) Schematics of the MRAM devices. (b) Resistance of the tunneling spin-valve device (MTJ) is dependent on the relative magnetization state of the ferromagnetic

contacts. The ferromagnetic layer with lower coercivity is called the soft layer. Its magnetization state is controlled by external magnetic fields [14].

The tunneling magnetoresistance ratio (TMR G G= ∆ ) for this system is defined as the

difference in conductance between parallel and antiparallel magnetizations of

ferromagnetic contacts, normalized by the anti-parallel magnetization state conductance:

P AP P AP

AP P

G G R RTMR

G R

− −= = (2.3)

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Another commonly used device parameter is the junction magnetoresistance ratio

JMR R R= ∆ formulated in terms of the change of resistance;

P AP P AP

AP P

R R G GJMR

R G

− −= = (2.4)

Figure 2.3 Magnetoresistance of a spin-valve device is defined as the resistance difference ( R∆ ) between the parallel and anti-parallel magnetization states.

Assuming spin conservation in the tunneling barrier and equal electron tunneling

probabilities, Julliere formulated the first and the simplest expressions for the tunneling

magnetoresistance ratios observed in the FM/I/FM tunneling systems. Although

simplistic, Julliere’s formula has proven to be qualitatively consistent with the

preliminary experiments. For parallel configuration of the ferromagnetic contacts,

majority/minority electrons in the source electrode tunnel through the barrier into the

majority/minority carrier bands in the drain electrode leading to a conductance relation:

maj maj min minP L R L RG G G ρ ρ ρ ρ↑ ↓= + ∝ + (2.5)

In anti-parallel alignment of the ferromagnetic contacts, conductance is given by:

maj min min majAP L R L RG G G ρ ρ ρ ρ↑ ↓= + ∝ + (2.6)

Parallel Contacts Anti-parallel Contacts

Soft Layer

Hard Layer

Tunneling Oxide

F

F

Soft Layer

Hard Layer

Tunneling Oxide

F

F

FE

minoritycE

majoritycE

FEminoritycE

majoritycE

∆∆

FE

minoritycE

majoritycE

FEminoritycE

majoritycE

∆∆

FE

minoritycE

majoritycE

FEminoritycE

majoritycE

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due to the tunneling of the majority/minority electrons in the source electrode into the

minority/ majority carrier bands in the drain electrode. As a result, TMR/JMR values are

strongly dependent on the DOS of the majority/minority carriers in the ferromagnetic

contacts:

2

1L R

L R

P PTMR

P P=

− (2.7a)

2

1L R

L R

P PJMR

P P=

+ (2.7b)

TMR/JMR expressions are often considered to be optimistic/pessimistic depending on the

“ -/+” sign in the denominator.

Julliere’s work has stimulated further research, especially after the first

observation of spin-dependent tunneling effect at room temperature with large JMR ratios

in CoFe/Al2O3/Co MTJ devices by Moodera et al. (Figure 2.2a) [14]. Following their

work, spin-dependent tunneling effect has been successfully shown in a number of

different material systems [17,35-44]. The first accurate theoretical predictions was made

by Slonczewski using a thick barrier limit approximation [27]. By assuming a square

barrier potential and two parabolic bands shifted with respect to each other in electrodes,

he formulated a modified version of the effective spin polarization of tunneling electrons

2

2

maj min maj minF F F F

FM maj min maj minF F F F

k k k kP

k k k k

κκ

− −= =+ +

(2.8)

where:

( )( )22 barr Fm U Eκ = −ℏ (2.9)

Although relatively successful and widely used, predictions of this model tend to

underestimate the measured JMR values due to the thick barrier limit approximation. In

the following sections, Stearns description of ferromagnets and Slonczewski’s model for

MTJ devices are used as a starting point, while the calculations are done using realistic

Hamiltonians through the NEGF formalism. Slonczewki’s results are also presented in

comparison with NEGF calculations as such for the experimental measurements.

The following is a summary of the most significant experimental observations

concerning the nature of the JMR ratios in MTJ devices:

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1. Conductance depends on the relative magnetization directions of the

ferromagnetic contacts [25-27,31].

2. JMR ratios are sensitive to the details of the barrier, interfaces and the contacts

[14,17,35-44].

3. JMR ratios generally fall as (d) the thickness of the barrier increases [46].

4. JMR ratios rise with increasing barrier height ( barrU ) [46].

5. JMR ratios fall with increasing temperature and bias [29,39].

6. JMR ratios show an earlier decay with increasing temperatures than the Curie

temperatures of the ferromagnetic contacts [47].

In this dissertation, our focus is low bias operation regime of the MTJ devices. In this

regime, observations “1-4” outlined above are relevant with device characteristics.

Temperature and bias dependent measurements involving phonon and magnon scattering

processes are left for future work.

2.2. Method

In our calculations, a real space model Hamiltonian is employed. For the

FM/I/FM model system single band effective mass theory is used following Stearn et al

[31]. It is assumed the effective masses of the tunneling electrons within the tunneling

region are the bare electron masses (*em m= ) as it is in the ferromagnetic contacts.

2.2.1. Choice of Basis

Assuming that throughout the tunneling process parallel momentum (k ) is

conserved [30], the device Hamiltonian can be separated into parallel k and

perpendicular (zk k⊥= ) components with respect to the growth direction (Figure 2.4). In

this dissertation, nomenclature is set as such; longitudinal represents the direction of

current flow while transverse represents the direction perpendicular to current flow. The

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overall Hamiltonian is then the sum of the longitudinal H and transverse part

zH ( zH H H= + ):

( )

( )

2 2

* 2

2 2 2

* 2 2

2

,2

L c

T

dH E U z

m d z

d dH U x y

m d x d y

= − +

= − + −

ℏ (2.10)

For the MTJ devices with large cross section, the transverse confining potential ( ),U x y

can be neglected and the periodic boundary condition can be applied. This enables one to

express the tranverse eigenstates as plane waves:

( ) 1 ik r

kr e

Sϕ ⋅=

� �

��

(2.11)

with:

2 2

*&

2T k kk k

kH

mϕ ε ϕ ε= =

� �ℏ

(2.12)

where *m is the electron effective mass.

Figure 2.4 Energy band diagram for the model MTJ devices considered in this work. Right contact assumed to be the soft ferromagnet whose magnetization direction can be

manipulated with an external magnetic field.

[ ]RΣHamiltonian

a

FE

minoritycE

majoritycE

FE

minoritycE

majoritycE

θ∆

θ∆

0 N+11 N⋯

k

z1k 2k

barrU

[ ]H[ ]LΣ [ ]RΣHamiltonian

a

FE

minoritycE

majoritycE

FE

minoritycE

majoritycE

θ∆

θ∆

0 N+11 N⋯

k

z1k 2k

barrU

[ ]H[ ]LΣ

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In real space representation for a discrete lattice whose points are located at

jz ja= , j being an integer ( 1,2,3,j N= … ) the Hamiltonian matrix [ ]zH can be

expressed as:

1

2

1

1 2 1

1

2

1

0 0

0 0

0 0

0 0N

N

N N

N

N

H

α ββ α

α ββ α

+

−+

=

⋮ ⋮ ⋮ ⋱ ⋮ ⋮ (2.13)

where jα is a the 2x2 on-site matrix:

,

,

2 0

0 2

c j n

j

c j n

E t U

E t Uα

↑ ↓

+ +=

+ +

(2.14)

and tIβ = − is a 2x2 site-coupling matrix with 2 * 22t m a= ℏ and 1 0

0 1I

=

. Due to

the absence of spin-orbit couplings in the barrier region, the on-site and coupling are

diagonal:

( ) ( ), , 0n n nα β α β+ +↑↓ ↑↓ ↓↑ ↓↑= = (2.15)

The overall conduction channel can be decoupled in transverse propagating states (k ) as

in Figure 2.4. Then the device Hamiltonian [ ]H is given by:

[ ]( ) '' ,;z z k k kk kH H H ε δ + = +

� �� � (2.16)

Each transverse mode k can be considered as a separate device. Accordingly, one can

restate the transport problem in one-dimension (1-D) by using two-dimensionally

integrated (2-D) Fermi functions ( )2 ,D z L Rf E µ− . This simplification will be discussed in

detail in section 0.

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2.2.2. Source Drain Self-Energy Matrices

Ferromagnetic contacts are projected into two independent electron spin channels

(spin-up/spin-down) as shown in Fig. 2.3 according to their magnetic polarization states.

Self-energies for the regular contacts can be expressed as a combination of the two

different spin-channels referring to the majority ( )M and minority ( )m carriers and the

corresponding spin polarization axis ,L Rθ for the related contact as such:

( ) ( ) ( ), , , , , ,L R L R L R L R L R L Rθ θ θ↑ ↓Σ = Σ + Σ (2.17)

Figure 2.5 Source (left) contact self-energy matrix can be partitioned into two independent spin-channels. Self energy matrix of this contact can be written in its

magnetization spin-basis as a diagonal matrix.

From the elementary arguments (the details are given elsewhere [21]), it can be shown

that left contact self-energy is:

( )

1 2

1

2

0 0

0 0 0

0 0 0

L

L z

N

N

E

χ Σ =

⋮ ⋮ ⋱ ⋮

(2.18)

where the Lχ self-energy matrix term is defined within the diagonalizing spin set as:

LΣ↓

LΣ↑

Channel

[ ]H U+

Sourcez

-z LΣ↓

LµLµ

LΣ↑

Channel

[ ]H U+

Sourcez

-z

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25

( )

0

0

L

L

ik a

L zik a

teE

teχ

↑ ↓

− = −

(2.19)

with the associated wave-vector ,Lk↑ ↓ obtained from the dispersion relation for the left

contact:

Similarly, right contact self-energy can be projected into two independent spin channels

with a non-zero element only at the right most point N:

( )

1 2

1

2

0 0 0

0 0 0

0 0

R z

R

N

N

E

χ

Σ =

⋮ ⋮ ⋱ ⋮

(2.21)

where the Rχ self-energy matrix term is defined within the diagonalizing spin set as:

( )

0

0

R

R

ik a

R zik a

teE

teχ

↑ ↓

− = −

(2.22)

with the associated wave-vector ,Rk↑ ↓ obtained from the dispersion relation for the right

contact:

The right contact magnetization direction does not necessarily have to be aligned

with that of the left contact. For example, for the anti-parallel polarization state of the

ferromagnetic contacts there is an angular difference =πφ between the contact

magnetization directions. Nevertheless after obtaining the broadening matrices of the

ferromagnetic right contact in its magnetization direction [Eqs. 2.14-2.16], it is possible

to rotate the self-energy matrix of the right contact to the left contact spin basis-set using

unitary transformation operations:

( ), ,2 1 cosz c L LE E U t k a↑ ↓ ↑ ↓ = + + −

(2.20)

( ), ,2 1 cosz c R RE E U t k a↑ ↓ ↑ ↓ = + + −

(2.23)

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26

Figure 2.6 Drain (right) contact self-energy matrix can be partitioned into two independent spin-channels. Self energy matrix of this contact can be written in its

magnetization spin-basis as a diagonal matrix.

( )

( )

( )

( )

, ,

2 2 2 2

2 2 2 2

cos sin cos sin;

sin cos sin cosR z R zE E

θ θ θ θ

θ θ θ θ

θ θ

χ θ χ↑ ↓ ↑ ↓

∆ ∆ ∆ ∆

∆ ∆ ∆ ∆

ℜ ∆ ℜ ∆

− ∆ = −

ɶ ɶ������� �������

(2.24)

2.2.3. Current and JMR Ratio

Effective masses for the tunneling electrons are assumed to be constant

throughout the MTJ device, and the tunneling current is simply expressed as:

( ) ( ) ( )4 z L z R z zk kk

qI T E f E f E dEε ε

π

−∞

= + − + ∑ ∫

� ��ℏ

(2.25)

where one could work in a decoupled transverse mode space as discussed in section

2.2.1. Within this context, each transverse mode has an extra energy 2 2 2k k mε = ℏ that

should be added to the total energy used in Fermi function (Eq. 1.15). This could be done

analytically by replacing the Fermi functions with ( )2 ,D z L Rf E µ− functions [21]:

( ) ( )( ), ,ln 1 expD z L R s z L R Bf E N E k Tµ µ − = + − −

(2.26)

RµRΣ↓

RΣ↑

Channel

[ ]H U+

Drain∆θ

∆θ

RµRΣ↓

RΣ↑

Channel

[ ]H U+

Drain∆θ

∆θ

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where * 22s BN m k T π= ℏ is defined for per unit area leading to a single variable current

relation:

( ) ( ) ( )2 , 2 ,4c

z D z L R D z L R z

E

qI T E f E f E dE

σ

µ µπ

= − − − ∫ℏ (2.27)

Referring to F AFI I as the current values for the parallel/anti-parallel

magnetizations ( 0θ θ π∆ = ∆ = ) of the ferromagnetic contacts:

( )∑ ==F

zF EII 0;φ (2.28a)

( )∑ ==F

zAF EII πφ; (2.28b)

the JMR is defined as:

F AF

F

I IJMR

I

−= (2.29)

2.3. Results

Coherent tunneling regime features are obtained by benchmarking the experiment

measurements made in impurity free tunneling oxide MTJ devices at small bias voltages

( 1biasV meV= ). The parameters used here for the generic ferromagnetic contacts are the

Fermi energy 2.2FE eV= and the exchange field 1.45eV∆ = [31]. The tunneling region

potential barrier [ ]barrU is parameterized within the band gaps quoted in literature (as low

as 1.8 eV [48] and as high as approximately 7eV [49]), while the charging potential [ ]U

is neglected.

Dependence of theJMR ratios on the barrier thicknesses and the heights are

shown in Figure 2.7 in comparison with experimental measurements. These barrier

thicknesses are taken from the experimental measurements believed to be close to actual

physical barrier thicknesses while the barrier heights are used as adjustable parameters.

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The barrier heights obtained here may differ from those reported in literature [14,17,35-

44] based on empirical models [50].

JMR values are shown to be improving with increasing barrier heights for all

barrier thicknesses, a theoretically predicted [46] and experimentally observed feature

[14,17,35-44]. On the other hand, thickness independent JMRs (flat lines) in Figure 2.7

obtained by the Slonczewski’s formula seem to conflict with the experimentally observed

JMR ratios in the thin tunneling barrier limit. In the thick barrier limit a convergence with

experimental JMR values is observed. This observation suggests that Slonczewski’s

asymptotically thick limit is a poor approximation for typical experimental devices with

barrier thicknesses are less than 1-nm.

0.5 1 1.5 2 2.50

10

20

30

Thickness [nm] --->

JMR

% -

-->

Ubarrier

=5.3eV

Ubarrier

=2.4eV

Ubarrier

=1.6eV

Figure 2.7 Thickness dependence of theJMR ratios for different barrier heights are shown in comparison with experiments [35-44]. The TMR ratios given in experimental

measurements are converted to JMR ratios when it’s necessary. Slonczewski’s asymptotic limit result is also shown (flat lines).

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Observation of deteriorating JMR ratios with increasing tunneling barrier

thicknesses (Figure 2.7) can be justified with an energy resolved analysis of the tunneling

currents (Figure 2.8). JMR ratios, defined in Eq. 2.29 (subsection 2.1), can be broken

down into energy resolved components for junction magnetoresistances as in:

( ) ( ) ( )( )

F z AF zz

F z

I E I EJMR E

I E

−= (2.30)

0 0.5 1 1.5 20

0.2

0.4

0.6

0.8

1.0

JMR

Rat

io ---

>

0 0.5 1 1.5 20

0.2

0.4

0.6

0.8

1.0

Ez Energy [eV] --->

norm

aliz

ed ω

(Ez)

--->

t=0.7nmt=1.4nmt=2.1nm

Ubarrier

=1.6eV

Figure 2.8 An energy resolved analysis of ( )zJMR E (left-axis) and normalized ( )zEω

distributions (right-axis) are presented for a device with a tunneling barrier height of 1.6eV.

In Figure 2.8, the energy resolved ( )zJMR E ratios are shown to be independent

of the barrier thicknesses. This initially counter intuitive observation can be understood

by considering the redistribution of tunneling electron densities over energies with

changing barrier thicknesses. Defining ( )zEω as a measure of the contributing weight of

the ( )zJMR E , one can show that experimentally measured JMRis a weighted integral of

( )zJMR E ratios over zE energies:

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30

( )[ ]( )z z zJMR E JMR E dEω= ∫ (2.31)

where:

( ) ( ) ( )z

z F z F zE

E I E I Eω = ∑ (2.32)

is the energy resolved spin-continuum current component (weighting function). In Eq.

3.31, ( )zJMR E ratios are constant (solid curve Figure 2.8) while the normalized ( )zEω

distributions shifts towards higher energies with increasing barrier thicknesses (dashed

lines in Figure 2.8). Hence, JMR ratios, an integral of the multiplication of the ( )zEω

distributions with the the energy resolved ( )zJMR E ratios, decreases with increasing

barrier heights.

2.4. Summary

Our calculations are able to demonstrate the intrinsic characteristics of MTJ

devices related with barrier properties in agreement with experimental observations. It is

shown that even within the simplest free-electron description, the spin-dependent

tunneling current and the JMR ratios are not determined solely by the characteristics of

the ferromagnetic contacts; they also depend on the properties of the tunneling barriers

such as thicknesses and the barrier heights. Clearly, large barrier thicknesses suppress the

JMR ratios while the higher potential barriers enhance them [46]. In the thin barrier

limit, SPT depends on the barrier thicknesses due to the redistribution of the tunneling

electrons in the k -space. In the asymptotic limit our calculations converges with the

Slonczewski’s formula [27].

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CHAPTER 3. MTJ DEVICE: INCOHERENT TRANSPORT

In the presence of "rigid" scatterers such as impurities and defects, electron

transport is considered coherent since the phase relationships among different paths are

time independent. Therefore the relevant scattering effects can be incorporated into the

transport problem through the device Hamiltonian[ ]H . However, the situtation is

different when the impurities have an internal degree of freedom (such as the internal

spin states of magnetic impurities). The effect of such scatterers can not be simply

incorporated through the device Hamiltonian. Instead scattering self energy matrices are

needed. An implementation of this self-energy matrix treatment will be discussed in this

part of the dissertation for electron-impurity exchange scattering processes in MTJs.

3.1. Preliminaries

The sensitivity of MTJ devices to magnetic impurities was controllably

investigated by Jansen and Moodera through a series of experiments [5]. Schematics of

the model devices investigated are given in Figure 3.1a. Here the incoherent transport

regime is created by deposition of magnetic impurities during the growth process of

oxide tunneling barriers. The δ-doped magnetic impurities form a diluted magnetic

impurity layer in two dimensions (2-D) with submonolayer thicknesses. Experimental

measurements have revealed that the inclusion of magnetic impurities does not change

the overall conductance in these devices with respect to (impurity free) control junctions.

Therefore, despite the presence of magnetic impurities, the tunneling character of the

electron transport between ferromagnetic contacts in these systems is maintained.

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Nevertheless measurements have revealed a rapid decay of JMR values as a function of

δ-dopant thickness and concentration (Figure 3.1b).

Figure 3.1 (a) A schematic illustration of the vertical MTJ device with δ-doped magnetic impurities is given. (b) Reduction in MR values are observed with increasing impurity

content [5].

Spin exchange scattering processes are responsible for the incoherent nature of

electron tunneling transport in the model devices considered here. Such processes may or

may not involve energy exchange between the tunneling electrons and the localized

spins, since energy exchange in between depends on the energy difference of the

magnetic impurity spin states ( qωℏ ). The incoherent nature of the spin states arises from

our assumption that unspecified external forces continuously restore the localized spins

into a state of equilibrium (%50 up, %50 down). These external forces, believed to be

present in a closely packed impurity layer, could be due to magnetic dipole-dipole

interactions amongst the magnetic impurities or spin relaxation processes coupled with

phononic excitations. Nevertheless the physical origin of the equilibrium restoring

processes is not of our interest to this discussion (at least from a tunneling electron's point

of view) assuming equilibrium restoring processes are fast enough to maintain the

impurity spins in a thermal equilibrium state. Accordingly, the effect of spin scatterings

from magnetic impurities cannot be included in the Hamiltonian and are included through

an appropriately determined scattering self-energy as described below. In the following

subsection, we discuss the spin-scattering self-energy.

F

F

φ

Hard Layer

Soft Layer

Impurity Layer

Tunneling Oxide

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3.2. Spin Exchange Interaction and Scattering Tensors

In this chapter, calculations are restricted to the elastic spin exchange interactions

(magnetic impurity scattering), although the NEGF model, presented in chapter 2, can be

easily extended to incorporate other spin scattering mechanisms as well including nuclear

hyperfine, electron-impurity and electron-hole exchange interactions (Bir-Aranov-Pikus).

As discussed in chapter 2, coupling between the number of available

electrons/holes ( n pG G ) at a state and the in/out-flow (in outS S Σ Σ ) to/from that

state is related through the fourth order scattering tensor n pD D in Eqs. 1.28 and

1.36. In general, these scattering tensors can be obtained starting from a spin scattering

Hamiltonian of the form:

( ) ( )int -j

j jRH r J r R Sσ= ⋅∑

��� � � (3.1)

where jr R��

are the spatial coordinates and jSσ��

are the spin operators for the channel

electron / (j-th) magnetic-impurity. For the model systems considered here, the spin-

conserving ("nsf") scattering tensor elements in Eq. 1.38 are neglected due to their minor

effect on the JMRs due to the degeneracy of magnetic impurity spin states ( 0qω =ℏ ).

Accordingly, for large cross-section multilayer devices in a discrete lattice with spacings

" a ":

( ) ( )2 2

2

1'

q

I q IDr r J N J n

aωδ ω− →∑ (3.2)

and the n pD D scattering tensors are given by:

( )

n,p 2Isf 2D

0 0 0,

0 0 0,D 0 n a

0 0 0 0

0 0 0 0

k l

i j

Fu d

Fd uJ

σ σ

σ σ

ω

↑↑ ↓↓ ↑↓ ↓↑

↑↑

↓↓

↑↓

↓↑

= =

(3.3)

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where I In N S= is the impurity concentration per unit area (S being the device cross

section), and 2

2DJ is a parameter reflecting the spin scattering strength of the impurity

layer. The 2

2DJ values can be extracted from the available experimental data and are

independent from the device cross section S and the lattice grid spacing a used in the

calculations. Following Eq. 4.3, the spin scattering tensor relationship given in Eqs. 1.28,

1.37 and 1.38 will simplify to:

( ) ( ), , ,; ;i j i j k l k l

k l

in out n p n pS

sfE D G Eσ σ σ σ σ σ σ σ

σ σ

Σ = ∑ (3.4)

A formal derivation of the scattering tensor in Eq. 1.37 is given in the appendix A.

However, the simplified version given in Eq. 3.3 can be understood heuristically from

elementary arguments. For the corresponding lattice site "j" with magnetic impurities, the

in/out-scattering into spin-up component is proportional to the spin-down electron/hole

density times the number of spin-up impurities per unit area, I un F :

( ) ( ), 2 ,; 2 ,,

in out n pI uS D j jj j

J n F G↑↑ ↓↓Σ = (3.5)

Similarly, the in/out-scattering into spin-down component is proportional to the spin-up

electron/hole density times the number of spin-down impurities per unit area, I dn F :

( ) ( ), 2 ,; 2 ,,

in out n pI uS D j jj j

J n F G↑↑ ↓↓Σ = (3.6)

Here the n pG G correlation function is full matrices of the form:

( ) ( ) ( ) ( )( ) ( ) ( ) ( )

( ) ( ) ( ) ( )( ) ( ) ( ) ( )

, , , ,

1,1 1,2 1, 1 1,

, , , ,

2,1 2,2 2, 1 2,

,

, , , ,

1,1 1,2 1, 1 1,

, , , ,

,1 ,2 , 1 ,

n p n p n p n p

N N

n p n p n p n p

N N

n p

n p n p n p n p

N N N N N N

n p n p n p n p

N N N N N N

G G G G

G G G G

G

G G G G

G G G G

− − − − −

=

⋮ ⋮ ⋱ ⋮ ⋮

(3.7)

with the (2x2) block diagonal elements:

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35

( )( ) ( )( ) ( )

, ,

, ,,

, , ,

, ,

n p n p

j j j jn p

j j n p n p

j j j j

G GG

G G

↑↑ ↑↓

↓↑ ↓↓

↑ ↓

=

(3.8)

While for point like spin exchange scatterings, in outS S Σ Σ in/out-scattering matrix is

block diagonal:

( )( )

( )( )

,

1,1

,

2,2

,

,

1, 1

,

,

0 0 0

0 0 0

0 0 0

0 0 0

in outS

in outS

in outS

in outS N N

in outS N N

− −

Σ

Σ

Σ =

Σ Σ

⋮ ⋮ ⋱ ⋮ ⋮

(3.9)

with the (2x2) block diagonal elements:

( )( ) ( )( ) ( )

, ,; ;, ,,

, , ,; ;, ,

in out in outS Sj j j jin out

S j j in out in outS Sj j j j

↑↑ ↑↓

↓↑ ↓↓

↑ ↓

Σ Σ Σ = Σ Σ

(3.10)

3.3. Solution of NEGF Equations

In the section, a real space approach is employed to analyze the spin-dephasing

effects of magnetic impurity layers (with device parameters benchmarked in the coherent

regime in chapter 2). The channel Hamiltonian and contact self-energy matrices are

directly taken from coherent regime calculations. The model system is illustrated in

Figure 3.2. δ-doped magnetic impurities are incorporated (Figure 3.2) through single grid

point defined scattering self-energy and in/out-scattering matrices. These matrices are

non-zero only at the single block diagonal ‘j,j” where the grid point for the delta doping

is assumed to be:

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( ),

0 0 0

0 0

0 0 0

SS j j

ΣΣ =

⋯ ⋯

⋮ ⋱ ⋮ ⋰ ⋮

⋯ ⋯

⋮ ⋰ ⋮ ⋱ ⋮

⋯ ⋯

(3.11a)

( ) ,,

,

0 0 0

0 0

0 0 0

in outin outS S j j

Σ = Σ

⋯ ⋯

⋮ ⋱ ⋮ ⋰ ⋮

⋯ ⋯

⋮ ⋰ ⋮ ⋱ ⋮

⋯ ⋯

(3.11b)

Figure 3.2 Energy band diagram for the model MTJ devices considered in this work. Right contact assumed to be the soft ferromagnet whose magnetization direction can be

manipulated with an external magnetic field.

3.3.1. Calculation Scheme for the Green’s Function and Scattering Self-Energies

Here, it is assumed that the spin-up and spin-down populations of magnetic

impurities are equally distributed with 0.5u dF F= = . This can be justified by considering

[ ]RΣHamiltonian

a

FE

minoritycE

majoritycE

FE

minoritycE

majoritycE

θ∆

θ∆

0 N+11 N⋯

k

z1k 2k

barrU

[ ]H[ ]LΣ

Impurity Layer [ ]SΣ

[ ]RΣHamiltonian

a

FE

minoritycE

majoritycE

FE

minoritycE

majoritycE

θ∆

θ∆

0 N+11 N⋯

k

z1k 2k

barrU

[ ]H[ ]LΣ

Impurity Layer [ ]SΣ

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the relatively fast spin relaxations of magnetic impurity spin-states in the presence of

magnetic dipole-dipole interactions. Under these conditions, the n

sfD and

p

sfD scattering tensors are equal:

n p

sf sfD D D = = (3.12)

Through the definition of the spectral energy function ( )A E , it can be shown that there

exists a simple relationship between device Green’s function and the spin scattering self

energy:

( ); ; i j i k k l k l

i j

S D G Eσ σ σ σ σ σ σ σσ σ

Σ = ∑ (3.13)

This assumption ( n pD D= ) simplifies the treatment of scattering processes

significantly for two distinct reasons. Firstly, Eq. 3.13 allows us to obtain [ ]SΣ without

using Hilbert transformations [Eq. 1.18]. More importantly, it decouples the solution of

[ ] [ ]SG Σ from the solution of n inSG Σ making it possible to use ( )2 ,D z L Rf E µ−

functions (see Eq. 2.26) to represent the sum over the transverse momentum as in the

coherent regime. The overall procedure can now be summarized in two steps:

i. The device Green's function [ ]G and the scattering self energy matrix [ ]SΣ are

calculated in a self consistent manner using Eq. 3.13 with:

( ) ( ) ( ) ( ) 1

z z L z R z S zG E E I H U E E E−

= − − − Σ − Σ − Σ (3.14a)

( ) ( ),S z S zE k EΣ = Σ (3.14b)

where due to the decoupling of the 2-D translational modes, operators are

independent from the transverse energy 2 2 2k k mε = ℏ of the tunneling electrons.

ii. Electron correlation function nG and in-scattering matrix inS Σ can be

obtained non-iteratively from Eqs. 1.28 and 3.4 and using the Green’s function

( )zG E obtained in the previous self-consistent loop (appendix B):

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Figure 3.3 Flowchart for the iterative calculation of Green’s function G and scattering self-energy ΣS.

10

L R SG EI H

(Eq. 3.14)

− = − − Σ − Σ − Σ

CONVERGED

( ) ( .3

s E D G

Eq .15)

Σ = ⊗

( )0 0 2S S SΣ = Σ + Σ

& SGET FINAL G Σ

Yes

No

0 0 S INITIAL GUESSΣ =

( ) 12 , 2 ,

D n p D n pG I P S

(Eqs. B.9 - B.11)

−= −ɶ ɶɶ

Direct

Solution

GET FINAL G

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( ) ( )2 2D; ;

i j i k k l k l

i j

D in nS z zE D G Eσ σ σ σ σ σ σ σ

σ σ

Σ = ∑ (3.15)

where the 2-D integrated versions of the in-scattering and correlation functions are

defined as:

( ) ( )2 , k l

k

D nz z k

G E G Eσ σε

ε=∑

� (3.16a)

( ) ( )2 , k

D in inS z S z k

E Eε

εΣ = Σ∑

� (3.17a)

One important point to note here is that for elastic spin scattering processes there

is no need to calculate 2-D integrated pG hole correlation function and outS Σ out-

scattering matrix self-consistenly. The spectral function ( )zA E used in the current

relation Eq. 1.29 can be directly obtained from Eq. 1.19 using the device Green's function

( )zG E obtained in the previous self-consistent loop.

3.3.2. Current Equations:

Now using the 2-D versions of the necessary operators one can proceed to the

current calculation Eq. 1.29:

( ) ( ) ( ) ( )( ),

, , , , z k

in nL L z k z k L z k z k z k

E E

qI tr E E A E E tr E E G E E dE dE

h = Σ − Γ ∫∫ (3.18)

which eventually simplifies to a decoupled version;

( ) ( ) ( ) ( )( )2 2 z

D in D nL L z z L z z z

E

qI tr E A E tr E G E dE

h = Σ − Γ ∫ (3.19)

Similarly, the current density relation given in Eq. 1.30 can be expressed in a 2-D

integrated form:

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( ) ( )( )( )

2, 1 1,

1,

2 Re D nL L L z L L z z

L L zG E

qJ tr H E i G E dE

h

+ +−∞

<+−

=

∫ ����� (3.20)

The method outline here is applied to magnetic impurity doped MTJ devices (Figure 3.1)

and compared with experimental observations in the following subsections.

3.4. Results

Figure 3.4 For MTJ devices with impurity layers, variation of JMR ratios for varying barrier thicknesses and interaction strengths (0.6-0.3-0 eV) are shown. Normalized JMR

values are proved to be thickness independent as displayed in the inset.

Incoherent tunneling regime device characteristics in the presence of magnetic

impurities are presented below for a fixed barrier height of 1.6barrU = (Figure 3.4-Figure

3.5), with varying barrier thicknesses and electron-impurity spin exchange interactions

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( 2 2

20 / 3/ 6 eVID

J n nm= − ). Nonlinear decreasingJMRs with increasing spin-

exchange interactions are observed at all barrier thicknesses due to the mixing of

independent spin-channels [35] while the normalized JMRs are shown to be thickness

independent (inset). This observation is attributed to the elastic nature of the spin

exchange interactions yielding a total drop in ( )zJMR E values at all zE energies in Eq.

3.30 while preserving the normalized ( )zEω carrier distributions (Figure 3.5).

Figure 3.5 For MTJ devices with impurity layers a detailed energy resolved analysis is shown. Nomalized ( )zEω distributions are unaffected by exchange interactions

reflecting the inelastic nature of the scattering processes.

Another interesting feature is that “normalized” JMRs deteriorate with increasing

spin-dephasing strengths (22 ID

J n ) independently from the tunneling barrier heights

(Figure 3.6). This general trend can be shown by mapping the “normalized” JMRs into a

single universal curve using a tunneling barrier heights dependent constant ( )barrc U

(inset in Figure 3.6).

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This allows us to choose a particular barrier height value ( 1.6barrU eV= in this

case) and adjust the single parameter 2

2DJ to fit our NEGF calculations (Figure 3.8-

Figure 3.10) with experimental measurements obtained from δ-doped MTJs [5]. Sub-

monolayer impurity thicknesses (t ) given in the measurements are converted into

impurity concentrations per unit area (In ) using I bulkn t n= × where bulkn is the bulk

material density of Pd/Ni/Co metals [5].

Figure 3.6 JMR values for different barrier heights are shown.

Close fitting to experimental data is obtained at 77 K (Figure 3.8-Figure 3.10)

(solid line) using physically reasonable coupling constants 2

2DJ for devices with

Pd/Co impurities. However, the experimentally observed temperature dependence of

normalized JMR ratios can not be accounted for by our model calculations. The

normalized JMR ratios vary within a line width as the temperatures is raised from 77 K

to 300 K. As a result, different 2

2DJ couplings are used in order to match the

experimental data taken at 300K.

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Figure 3.7 Using a barrier height dependent constant ( )barrc U , one can shown that JMR

values for different barrier heights scale to a universal curve.

For Pd and Ni doped MTJs, a relatively small variation in exchange couplings is

needed 2 2300 772 2

1.32K KD DJ J = (for Pd) and 2 2

300 772 21.25K KD D

J J = (for Ni) in

order to match the experimental data at 300K (dashed lines). These small temperature

dependences could be due to the secondary mechanisms not included in our calculations.

One such mechanism reported in the literature includes, the presence of impurity assisted

conductance contribution through the defects (possibly created by the inclusion of

magnetic impurities within the barrier) which is known to be strongly temperature

dependent [45]. In fact, the contribution of impurity assisted conductance is proportional

to impurity concentrations in accordance with experimental measurements.

A similarly interesting feature observed in calculations is the comparable 2

2DJ

couplings for Pd and Ni impurities at temperatures of 77K and 300K. Accordingly, a

possible estimate of the impurity spin states can be made by considering the most

commonly encountered oxidation states of the Pd and Ni impurities. Closed-shell

elemental Pd is only known to be in a magnetic oxidized state of S=1 in octahedral

oxygen coordination according to the Hund's rules. Similarly, one can attribute the

comparable 2

2DJ couplings for Ni impurities due to the S=1 spin state of the Ni+2

which is known to be a frequently observed ionized state in oxygen environment.

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Figure 3.8 Experimental data taken at 77K/300K is compared with theoretical analysis in the presence of palladium magnetic impurities with increasing impurity concentrations.

On the contrary, for Co doped MTJs, there is a clear distinction between

normalized JMR ratios at different temperatures (Figure 3.10), which can not be justified

by the presence of secondary mechanisms. Fitting these large deviations requires larger

variations in the 2

2DJ exchange coupling parameters (2 2

300 772 22.69K KD D

J J = ). We

propose this to be a result of thermally driven low-spin/high-spin phase transition [53],

since the oxidation state of the cobalt atoms can be Co+2 (S= 3/2, high-spin) or Co+3

(S= 0, low-spin) state or partially in both of the states depending on the oxidation

environment. Such thermally driven low-spin/high-spin phase transitions for metal-

oxides have been predicted by theoretical calculations and observed in experimental

studies [53,54]. These phase transitions have not been discussed in the MTJ community

in connection with possible scattering factors determining the temperature dependence of

JMRs. Although from the available experimental data it is not possible to make a

decisive conclusion in this direction, given the non-linear dependence of JMRson

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45

magnetic impurity states in our calculations, we believe it is important to point out this

possibility here.

Figure 3.9 Experimental data taken at 77K/00K is compared with theoretical analysis in the presence of nickel magnetic impurities with increasing impurity concentrations.

An order of magnitute analysis of the 22D

J exchange interaction parameters

obtained in this article can be done using 2 3 20 2D

J a J= , where 30a is a normalization

volume related to the wavefunction overlap. For our purposes, it is good enough to

assume 30a equal to the Bohr radius. Accordingly, 2J values are within a physically

reasonable range of 31.3 2.9 -meV nm− in accordance with the ab-initio calculations

[55].

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Figure 3.10 Experimental data taken at 77K/300K is compared with theoretical analysis in the presence of cobalt magnetic impurities with increasing impurity concentrations.

3.5. Summary

A NEGF-based quantum transport model incorporating spin-flip scattering

processes within the self-consistent Born approximation is presented. Spin-flip scattering

and quantum effects are simultaneously captured. Spin scattering operators are derived

for the specific case of electron-impurity spin-exchange interactions and the formalism is

applied to spin-dependent electron transport in MTJs with magnetic impurity layers. The

theory is benchmarked against experimental data involving both coherent and incoherent

transport regimes. JMRsare shown to decrease both with barrier thickness and spin-flip

scattering but our unified treatment clearly brings out the difference in the underlying

physics. Our numerical results show that both barrier height and the exchange interaction

constant can be subsumed into a single parameter (2

2DJ ) that can explain a variety of

experiments (Figure 3.8-Figure 3.10). Small differences in spin-states and concentrations

of magnetic impurities are shown to cause large deviations in JMRs. Interesting

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similarities and differences among devices with Pd, Ni and Co impurities are pointed out,

which could be signatures of the spin states of oxidized Pd and Ni impurities and low-

spin/high-spin phase transitions for oxidized Co impurities. This is work has been

published in Physical Review B [56].

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LIST OF REFERENCES

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48

LIST OF REFERENCES

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49

[13] T. Miyazaki, N. Tezuka, J. Magn. Magn. Mater 139, L231 (1995).

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[20] S. Datta, Electronic Transport in Mesoscopic Systems. Cambridge University

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50

[27] J. C. Slonczewski, Phys. Rev. B 39, 6995 (1989).

[28] J. Mathon, Phys. Rev. B 56, 11810 (1997).

[29] A. H. Davis and J. M. MacLaren, J. Appl. Phys. 87, 5224 (2000).

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[31] M. B. Stearns, J. Magn. Magn. Mater. 5, 167 (1997).

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[33] M. S. S. Brooks, Conduction electrons in magnetic metals Symp. In Memory of

Allan Mackintosh, ed J Tensen, D F McMorrow and H M Rønnow (Copenhagen:

Royal Danish Academy of Science and Letters) (1997).

[34] E. Y. Tsymbal, O. L. Mryasov and Patrick R. LeClair, J. Phys. Condens. Matter

15, R109 (2003).

[35] J. S. Moodera and L. R. Kinder, J. Appl. Phys. 79, 4724 (1996).

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[38] P.LeClair et al. Phys. Rev. Lett. 84, 2933 (2000).

[39] J. Zhang and R. M. White, J. Appl. Phys. 83, 6512 (1998).

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[40] C. H.Shang, J. Nowak, R. Jansen, J.S. Moodera, Phys. Rev. B. 58, R2917 (1998).

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3273 (1995).

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[53] S W Biernacki and B. Clerjaud, Phys. Rev. B. 72, 024406 (2005).

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APPENDICES

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Appendix A. Spin Exchange Scattering Tensors

In the following, the scattering tensors stated in Eqs. 2.37 and 2.38 are obtained

starting from standard expressions obtained in the self-consistent Born approximation

from the NEGF formalism. Here we start from the formulation in [20] (see Sections 10.4

and A.4) which represents a generalization of the earlier treatments [52,57 and 58]. For

spatially localized scatterings, we have:

( ) ( ) ( )

( ) ( )

*; ; ;

,

†int; int;

: ' '

'

i j k l i k j l

i k l j

ns s s s

s s

s s

D

s H s s H s

α β α βα β

α β

σ σ σ σ σ σ σ σ

α σ σ β β σ σ α

ξ ξ τ ξ τ ξ

ξ ξ

=

=

(A.21a)

( ) ( ) ( )

( ) ( )

*; ; ;

,

†int; int;

: ' '

'

i j k l l j k i

l j i k

ps s s s

s s

s s

D

s H s s H s

β α β αα β

α β

σ σ σ σ σ σ σ σ

β σ σ α α σ σ β

ξ ξ τ ξ τ ξ

ξ ξ

=

=

(A.1b)

where sα and sβ are impurity spin subspace states and intH is the interaction

Hamiltonian (Eq. 2.35) defined within the channel electron spin subspace as:

( ) ( )int; int ,i k l j i l k jH H r tσ σ σ σ ξ σ σ σ σ= (A.2a)

( ) ( )†int; int ', '

i k i k i l k jH H r tσ σ σ σ ξ σ σ σ σ= (A.2b)

For an uncorrelated impurity spin ensemble with:

s ss s

s s s sα β

α β

α α β βρ ω ω= =∑ ∑ (A.3)

averaging in Eqs. (A.1a) and (A.1b) can be done through a weighted summation of spin

scattering rates of magnetic impurities:

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( ) ( ) ( )

( ) [ ] ( )

( ) ( )( )

†; int; int;

,

†int; int;

†int; int;

, ; ' ' '

, ', '

', ' ,

i j k l i k l j

i k l j

l j i k

ns

s s

s

D r t r t s H t s s H t s

s H r t H r t s

tr H r t H r t

βα β

α

σ σ σ σ α σ σ β β σ σ α

α σ σ σ σ α

σ σ σ σ

ω

ρ

ρ

=

=

=

∑ (A.4a)

( ) ( ) ( )

( ) [ ] ( )

( )

†; int; int;

,

†int; int;

†int; int;

, ; ' ' , ', '

, ', '

', '

i j k l l j i k

l j i k

i k l

ns

s s

s

D r t r t s H r t s s H r t s

s H r t H r t s

tr H r t H

αα β

β

σ σ σ σ β σ σ α α σ σ β

β σ σ σ σ β

σ σ σ

ω

ρ

ρ

=

=

=

( )( ),j

r tσ

(A.4b)

The trace ( )tr Aρ for any operator [ ]A is independent of representation. Accordingly,

n pD D scattering tensors can be evaluated using any convenient basis for magnetic

impurity spin states.

Through Jordan-Wigner transformation, single spins can be thought as an empty

or singly occupied fermion state (as in Figure A.1):

† 0a↑ = (A.5a)

0↓ = (A.5b)

with †a and a spin creation and annihilation operators for the channel electrons:

( ) ( )† 0

0 0

ei tet a t

ω

σ + = =

(A.6a)

( ) ( ) 0 0

0ei tt a te ωσ −

= =

(A.6b)

For degenerate electron spin states ( 0eω =ℏ ), there is no time dependence as such

( )† †a t a→ and ( )a t a→ . In this representation, the Pauli spin-matrices are:

( ) ( )†1 1

2 2x a aσ σ σ+ −= + ≡ + (A.7a)

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( ) ( )†1 1

2 2y a ai i

σ σ σ+= − − ≡ − (A.7b)

† 1

2z a aσ = − (A.7c)

Accordingly the ( ) ( ) ( )int , H r t J r R S tδ σ= − ⋅��� �

interaction Hamiltonian is:

( ) ( ) ( ) ( ) ( )�1 1 1,

2 2 2int zH r t J r R aS t a S t a a S tδ + − = − + + −

�� � (A.8)

where S is the spin operator for the localized magnetic impurity.

1fn =

a †a

spin state

ωℏ

0fn =

1fn =

a †a

spin state

ωℏ

0fn = 0fn =

Figure A.1 Up/down spin states can be treated as one particle state which is either full or empty (Jordan-Wigner representation).

Substituting these terms into matrix elements will yield:

( ) ( )

( ) ( ) ( ) ( ) ( ) ( ) ( ) ( )( ) ( ) ( ) ( ) ( )

2

, ; ', ' '

' ' ' '

' '

n

z z z z

z z z

D r t r t r r J

S t S t S t S t S t S t S t S t

S t S t S t S t S t S

δ

↑↑ ↓↓ ↑↓ ↓↑

+ − + −↑↑

↓↓ − +

↑↓

↓↑

= −

− ( ) ( ) ( )( ) ( ) ( ) ( ) ( ) ( ) ( ) ( )( ) ( ) ( ) ( ) ( ) ( ) ( ) ( )

' '

' ' ' '

' ' ' '

z

z z z z

z z z z

t S t S t

S t S t S t S t S t S t S t S t

S t S t S t S t S t S t S t S t

+ −

− − − −

+ + + +

− − − −

(A.9a)

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( ) ( )

( ) ( ) ( ) ( ) ( ) ( ) ( ) ( )( ) ( ) ( ) ( ) ( )

2

, ; ', ' '

' ' ' '

' '

p

z z z z

z z

D r t r t r r J

S t S t S t S t S t S t S t S t

S t S t S t S t S t S

δ

↑↑ ↓↓ ↑↓ ↓↑

− + + −↑↑

↓↓ + − +

↑↓

↓↑

= −

− ( ) ( ) ( )( ) ( ) ( ) ( ) ( ) ( ) ( ) ( )( ) ( ) ( ) ( ) ( ) ( ) ( ) ( )

' '

' ' ' '

' ' ' '

z z

z z z z

z z z z

t S t S t

S t S t S t S t S t S t S t S t

S t S t S t S t S t S t S t S t

− − − −

+ + + +

− − − −

(A.9b)

The localized magnetic impurity spin-operators can be written in its diagonalized

impurity spin subspace as:

0

0 0

Ii teS d

ω+ +

= =

(A.10a)

0 0

0Ii tS de ω

−−

= =

(A.10b)

1 01 1

0 12 2zS d d+ = − = −

(A.10c)

For an impurity density matrix of form ( 1u dF F+ = ):

( ) 0

0u

I qd

FN

Fρ ω

=

(A.11)

with IN being total number of impurities at that location, the desired quantities

n pD D can be obtained by evaluating the expectation values of the operators in

Eqs. A.9a-b. Here the only non-zero elements are:

( ) ( ) ( )

( ) ( ) ( ) ( )

( ) ( )

1

1 2

2

2

1

0 1 2 0 1 2 0 1'

0 0 1 2 0 1 2 4

0 0 00'

0 00 0

0 0 0 0'

0 0 0 0

uz z I q

d

iEtiE t tu

I q uiEtd

i tu

i td

FS t S t trace N

F

F eS t S t trace N F e

F e

F eS t S t trace

F e

ω

ω

ω

ω −+ − −

− + −

= = − −

= =

=

ℏℏ

( ) ( )2 1i t tI q dN F eωω −

=

(A.12)

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Finally, n pD D scattering tensors are obtained as:

( ) ( ) ( )

( )

( )

2

'

'

, ; ', ' '

1 4 0 0

1 4 0 0 0 0 1 4 0

0 0 0 1 4

q

q

q

nqI

i t tu

i t td

D r t r t r r J N

F e

F e

ω

ω

ω

δ ω

↑↑ ↓↓ ↑↓ ↓↑

− −↑↑

−↓↓

↑↓

↓↑

= −

− −

(A.13a)

( ) ( ) ( )

( )

( )

2

'

'

, ; ', ' '

1 4 0 0

1 4 0 0 0 0 1 4 0

0 0 0 1 4

q

q

q

pqI

i t td

i t tu

D r t r t r r J N

F e

F e

ω

ω

ω

δ ω

↑↑ ↓↓ ↑↓ ↓↑

− −↑↑

−↓↓

↑↓

↓↑

= −

− −

(A.13b)

It is convenient to work with the Fourier transformed functions as such ( )'t t ω− → ℏ :

( ) ( )' 'qi t t t tqe eω η δ ω ω− − − − → −ℏ

ℏ ℏ (A.14)

where η is a positive infinitesimal. With Fourier transforming Eqs. A.13a-b will simplify

to Eqs. 2.37 and 2.38. For the calculations reported in this article, diagonal elements not

leading to spin-dephasing are omitted due to their negligible effect on JMR ratios. In this

case, n pD D scattering tensors simplifies to a form which can be understood from

simple common-sense arguments (Eqs. 3.5-3.6).

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Appendix B. Direct Calculation Scheme For In-scattering and Correlation Matrices

In the following a non-iterative solution scheme for inS Σ in-scattering matrix

and nG electron correlation function in the presence of an elastic spin scatterings

( 0=qωℏ ) is summarized. It is shown that for decoupled transverse modes, 2-D

integrated 2D inS Σ in-scattering matrix and 2D nG electron correlation function can be

obtained from ( )2 ,D z L Rf E µ− contact Fermi functions (Eq. 2.26) through a tensor to

matrix transformation.

We start our derivation by redefining Eq. 3.4 in an energy grid defined in

longitudinal ( zE ) and transverse (k

ε

� ) directions:

( ) ( ), ;, ,k l k l m n m n

m n

in nS z zk k

E D G Eσ σ σ σ σ σ σ σσ σ

ε εΣ = ∑

� � (B.1)

and using Eqs. 2.26 and 2.27, we obtain:

( ) ( ) ( ) ( );, , ,i j i j i j m n m n

m n

n n nz z z zk k k

G E S E P E G Eσ σ σ σ σ σ σ σ σ σσ σ

ε ε ε = + ∑

� � � (B.2)

where ( ),i j

nz k

S Eσ σ ε

� and ( );i j m n zP Eσ σ σ σ are defined as:

( ) ( ) ( ) ( ) ( ), ,, , ,i j i k k l k l l j

n in inz z L z R z zk k k

S E G E E E G Eσ σ σ σ σ σ σ σ σ σε ε ε + = Σ + Σ

� � � (B.3a)

( ) ( ) ( ); ;i j m n i k i j m n l j

k l

z z zP E G E D G Eσ σ σ σ σ σ σ σ σ σ σ σσ σ

+= ⋅ ⋅∑ (B.3b)

Eq. B.2 can be integrated over transverse modes using 2-D integrated Fermi functions

(see Eqs. 2.26) and replacing ( ), ; ,i j

inL R z k

Eσ σ εΣ

� with ( )2, ; i j

D inL R zEσ σΣ :

( ) ( ) ( )2, ; 2 , ,i j

D inL R z D z L R L R zE f E Eσ σ µΣ = − Γ (B.4)

yielding:

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( ) ( ) ( ) ( )2;, ,

i j i j m n m n i j

m nk

n n D nz z z zk k

G E P E G E S Eσ σ σ σ σ σ σ σ σ σε σ σ

ε ε

− =

∑ ∑

� � (B.5)

Here ( )2

i j

D nzS Eσ σ

is the 2-D integrated sum of the matrix defined in Eq. B.3a. An

index transformation as such i j Jσ σ → and m n Mσ σ → will convert this tensor

relationship into:

( ) ( ) ( ) ( )2, ,k

n n D nJ z JM z M z J zk k

M

G E P E G E S Eε

ε ε − =

∑ ∑

� �ɶ ɶ ɶɶ (B.6)

This is simply a matrix multiplication in the transformed basis:

( ) ( )( ) ( )1 2,k

n D nz z zk

G E I P E S Eε

ε− = − ∑

�ɶ ɶɶ (B.7)

yielding a only longitudinal energy dependent relation when summed over 2-D

translational energies:

( ) ( ) ( )( ) ( )12 2,k

D n n D nz z z zk

G E G E I P E S Eε

ε−

= = −∑

�ɶ ɶ ɶɶ (B.8)

Electron correlation functions defined in this new basis set (Eq. B.9) can be transformed

back to the real space matrix representation after reindexing with i jJ σ σ→ and

m nM σ σ→ wil:

( ) ( )2 2

D n D nz z

re-indexing

vector form matrix form

G E G E→ɶ��� ���

(B.9)

Accordingly, 2-D in-scattering function 2D inS Σ can be obtained using Eqs. 3.4 and B.9

leading to:

( ) ( )2 2, ;k l k l m n m n

m n

D in D nS z zE D G Eσ σ σ σ σ σ σ σ

σ σΣ = ∑ (B.10)

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Appendix C. Source Code

% TMR_DEPHASING_DETAILED.m % 09/14/2005 % written by Ahmet Ali Yanik <[email protected]> % DESCRIPTION OF THE CODE========================== ==== % This code calculates energy dependence of TMR and I_F/I_AF currents for a % changing thickness of the tunneling barriers of a MTJ device with impurity layers. % ================================================ clear all profile on tic % constants (all MKS, except energy which is in eV) hbar=0.658217; % [eV-fs] Planck's constant q=1.602e-19; % [coulombs] electron charge mass=9.109*(10^-31); % electron mass [kg] kT=k*300; % [eV] at 300K inu=0*i*1e-5; % eta [eV] a=0.1; a_ct=a; a_br=a; % spacing [nm] %================================================== == m_ct=1; m_br=1; t_ct=tfactor/a_ct^2; t_br=tfactor/a_br^2; %================================================== == % contant for f2D integral Nf=((mass*m_ct)*kT/(2*pi*hbar^2*q*(1e-15)^2)); %================================================== === % Energy-Band profile============================== ========== %================================================== === % Cobalt Parameters================================ ========= E_exc=1.45; % [eV] Ef=2.2; % [eV] E_off=1.6; % [eV] U_barrier=Ef+E_off; % [eV] [adjustable parameter] E0=0; % [eV] %================================================== === % voltage bias & energy grid for z-energy============================

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V_bias=1e-3; N_bias=1; NE_Vbias=1; dE = 0.025*kT; %at room temperature %================================================== === % barrier thickness================================ ========== Nt=1;L=linspace(7,7,Nt); % [angstrom] %================================================== === % scattering energy================================ ========== Nj=1;J2N=linspace(14,14,Nj); % [eV] %================================================== === for tt=1:Nt % barrier thickness N_source=2; N_barr=L(tt); N_drain=2; Np=N_source+N_barr+N_drain; Np2=2*Np; % conduction band================================== ======= Ec_source_M=zeros(N_source-1,1); % majority electrons Ec_source_m=E_exc*ones(N_source-1,1); % minority electrons Ec_barrier=U_barrier*ones(N_barr,1); Ec_drain_M=zeros(N_drain-1,1); % majority electrons Ec_drain_m=E_exc*ones(N_drain-1,1); % minority electrons %========================================= for jn=1:Nj % impurity concentration D(1,4)=J2N(jn); % Fu D(4,1)=J2N(jn); % Fd %================================================== =======% Hamiltonian======================================== ========= %================================================== ======= Ec_MM=[Ec_source_M;0.5*(E0+U_barrier);Ec_barrier;0.5*(E0+U_barrier);Ec_drain_M]'; Ec_Mm=[Ec_source_M;0.5*(E0+U_barrier);Ec_barrier;0.5*(E_exc+U_barrier);Ec_drain_m]'; Ec_mM=[Ec_source_m;0.5*(E_exc+U_barrier);Ec_barrier;0.5*(E0+U_barrier);Ec_drain_M]'; Ec_mm=[Ec_source_m;0.5*(E_exc+U_barrier);Ec_barrier;0.5*(E_exc+U_barrier);Ec_drain_m]'; Ec_F=[Ec_MM; Ec_mm]; Ec_F=reshape(Ec_F,1,2*Np); Ec_AF=[Ec_Mm; Ec_mM]; Ec_AF=reshape(Ec_AF,1,2*Np); alpha_source= [2*t_ct 2*t_ct]; beta_source= [-t_ct -t_ct]; alpha_barr = [2*t_br 2*t_br]; beta_barr = [-t_br -t_br]; alpha_drain = [2*t_ct 2*t_ct]; beta_drain = [-t_ct -t_ct]; alpha_int = [t_ct+t_br t_ct+t_br]; beta_int = [-t_br -t_br];

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KE_diag=[repmat(alpha_source,[1,N_source-1])' alpha_int' repmat(alpha_barr,[1,N_barr])' alpha_int' repmat(alpha_drain,[1,N_drain-1])']'; KE_offdiag=[repmat(beta_source,[1,N_source-1])' beta_int' repmat(beta_barr,[1,N_barr-1])' beta_int' repmat(beta_drain,[1,N_drain-1])']'; KE=diag(KE_diag) + diag(KE_offdiag,2) + diag(KE_offdiag,-2); H_F=KE+diag(Ec_F); H_AF=KE+diag(Ec_AF); %================================================== ======= % self energy and gamma matrices======================= sig_L_F=zeros(Np2); sig_R_F=zeros(Np2); sig_L_AF=zeros(Np2); sig_R_AF=zeros(Np2); sig_F=zeros(Np2); sig_AF=zeros(Np2); gam_L_F=zeros(Np2); gam_R_F=zeros(Np2); gam_L_AF=zeros(Np2); gam_R_AF=zeros(Np2); gam_F=zeros(Np2); gam_AF=zeros(Np2); %================================================== ==== % applied potential profile======================== =========== mu_source=Ef+(V_bias/2); mu_drain=Ef-(V_bias/2); Udiag=V_bias*[0.5*ones(1,N_source) linspace(0.5,-0.5,N_barr) -0.5*ones(1,N_drain)]; U=kron(diag(Udiag),eye(2)); %================================================== ======= % energy grid============================== =================== NDE=400; Ez=[0:dE:mu_source+(NDE*dE)]; NEz=size(Ez,2); %=========================================== ============== %================================================== ======= II_F=zeros(1,NEz); II_AF=zeros(1,NEz); II_F_curr_density=zeros(1,NEz); II_AF_curr_density=zeros(1,NEz); T_F=zeros(1,NEz); T_AF=zeros(1,NEz); %================================================== ======= II_F_curr_density_lenght=zeros(1,Np); II_AF_curr_density_lenght=zeros(1,Np); % fermi functions================================== ============= f2D_L=Nf.*log(1+exp((mu_source-Ez)./kT)); f2D_L_p=1-f2D_L; f2D_R=Nf.*log(1+exp((mu_drain-Ez)./kT)); f2D_R_p=1.-f2D_R; %================================================== ======= for jz=1:NEz % loop for z-kinetic energy

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% self energies==================================== ===== % left contact majority electrons================ ck=1-((Ez(jz)+inu-Ec_MM(1)-Udiag(1))/(2*t_ct)); ka=real(acos(ck)); sig_L_maj=-t_ct*exp(i*ka); % right contact majority electrons=============== ck=1-((Ez(jz)+inu-Ec_MM(Np)-Udiag(Np))/(2*t_ct)); ka=real(acos(ck)); sig_R_maj=-t_ct*exp(i*ka); % left contact minority electrons================ ck=1-((Ez(jz)+inu-Ec_mm(1)-Udiag(1))/(2*t_ct)); ka=real(acos(ck)); sig_L_min=-t_ct*exp(i*ka); % right contact minority electrons=============== ck=1-((Ez(jz)+inu-Ec_mm(Np)-Udiag(Np))/(2*t_ct)); ka=real(acos(ck)); sig_R_min=-t_ct*exp(i*ka); % parallel polarization============================ == sig_L_F(1:2,1:2)=[sig_L_maj 0; 0 sig_L_min]; sig_R_F(Np2-1:2*Np,Np2-1:Np2)=[sig_R_maj 0; 0 sig_R_min]; gam_L_F=i*(sig_L_F-sig_L_F'); gam_R_F=i*(sig_R_F-sig_R_F'); % anti-parallel polarization======================= == sig_L_AF(1:2,1:2)=[sig_L_maj 0; 0 sig_L_min]; sig_R_AF(Np2-1:Np2,Np2-1:Np2)=[sig_R_min 0; 0 sig_R_maj]; gam_L_AF=i*(sig_L_AF-sig_L_AF'); gam_R_AF=i*(sig_R_AF-sig_R_AF'); %================================================== == % self energy====================================== ====== sig_F=sig_L_F+sig_R_F; sig_AF=sig_L_AF+sig_R_AF; % gamma coupling=================================== ====== gam_F=gam_L_F+gam_R_F; gam_AF=gam_L_AF+gam_R_AF; % in-scattering matrices=========================== =========== sigin_L_F=gam_L_F*f2D_L(jz); sigin_R_F=gam_R_F*f2D_R(jz); sigin_L_AF=gam_L_AF*f2D_L(jz); sigin_R_AF=gam_R_AF*f2D_R(jz); sigin_F=sigin_L_F+sigin_R_F; sigin_AF=sigin_L_AF+sigin_R_AF; % out-scattering matrices========================== =========== sigout_L_F=gam_L_F*f2D_L_p(jz); sigout_R_F=gam_R_F*f2D_R_p(jz); sigout_L_AF=gam_L_AF*f2D_L_p(jz); sigout_R_AF=gam_R_AF*f2D_R_p(jz); sigout_F=sigout_L_F+sigout_R_F; sigout_AF=sigout_L_AF+sigout_R_AF; %================================================== == %================================================== == % parallel polarization============================ =========== %================================================== ==

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% calculate Green’s function======================= ============ [G_F,sig_scat,it_GF(jz)]=… greens_func_delta(H_F,U,Ez(jz),D,sig_F,N_source,N_barr,N_drain); % calculate correlation function=================== ============== [Gn_F] = corr_func_delta_direct(G_F,D,sigin_F,N_source,N_barr,N_drain); A_F=-2*imag(G_F); % current ========================================= ===== II_F(jz)=real(trace(sigin_L_F*A_F)-trace(gam_L_F*Gn_F)); % current density method=========================== ========= for jj=1:Np-2 ll=2*jj-1; II_F_curr_density_lenght(jj)=II_F_curr_density_lenght(jj)… +2*real(trace(H_F(ll:ll+1,ll+2:ll+3)*i*Gn_F(ll+2:ll+3,ll:ll +1))); end % coherent transport regime======================== =========== G_F_c=inv((Ez(jz)+inu)*eye(Np2)-H_F-U-sig_F); % transmission parallel configuration============== ============= T_F(jz)=real(trace(gam_L_F*G_F_c*gam_R_F*G_F_c')); A_F_c=i*(G_F_c-G_F_c'); II_F_c2(jz)=T_F(jz)*(f2D_L(jz)-f2D_R(jz)); %================================================== == % parallel polarization============================ =========== %================================================== == % calculate Green’s function======================= ============ [G_AF,sig_scat,it_GAF(jz)]=… greens_func_delta(H_AF,U,Ez(jz),D,sig_AF,N_source,N_barr,N_drain); % calculate correlation function=================== ============== [Gn_AF] = corr_func_delta_direct(G_AF,D,sigin_AF,N_source,N_barr,N_drain); A_AF=-2*imag(G_AF); % current ========================================= ===== II_AF(jz)=real(trace(sigin_L_AF*A_AF)-trace(gam_L_AF*Gn_AF)) % current density method=========================== =========

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for jj=1:Np-2 ll=2*jj-1; II_AF_curr_density_lenght(jj)=II_AF_curr_density_lenght(jj)… +2*real(trace(H_AF(ll:ll+1,ll+2:ll+3)*i*Gn_AF(ll+2:ll+3,ll:ll+1 ))); end % coherent transport regime======================== =========== G_AF_c=inv((Ez(jz)+inu)*eye(Np2)-H_AF-U-sig_AF); % transmission parallel configuration============== ============= T_AF(jz)=real(trace(gam_L_AF*G_AF_c*gam_R_AF*G_AF_c')); A_AF_c=i*(G_AF_c-G_AF_c'); II_AF_c2(jz)=T_AF(jz)*(f2D_L(jz)-f2D_R(jz)); end % loop for z-kinetic energy ends %========================================= ========= TMR_Ez=(II_F-II_AF)./II_F; % tunneling magnetoresistance energy resolved=== % ================================================= = I_F=sum(II_F); % Parallel Configuration I_AF=sum(II_AF); % Anti-Parallel Configuration % ================================================= == TMR(tt,jn)=(I_F-I_AF)/I_F; % tunneling magnetoresistance============== % ================================================= = % ================================================= == TMR_c_Ez=(II_F_c-II_AF_c)./II_F_c; % TMR_coherent_Ez=============== % ================================================= = I_F_c=sum(II_F_c); % Parallel Configuration I_AF_c=sum(II_AF_c); % Anti-Parallel Configuration % ================================================= ==== TMR_c(tt,jn)=(I_F_c-I_AF_c)/I_F_c; % tunneling magnetoresistance=========== % ================================================= ==== % ================================================= ==== TMR_curr_density_lenght=(II_F_curr_density_lenght-II_AF_curr_density_lenght)… ./II_F_curr_density_lenght; % tunneling magnetoresistance======= % ================================================= ====

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TMR_curr_density(tt,jn) = TMR_curr_density_lenght(1); end % impurity concentration loop ends end % barrier thickness loop ends toc profile viewer save output.mat

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VITA

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VITA

Ahmet Ali Yanik was born in Tekirdağ, Turkey in June, 1979. He received his B.Sc.

degree in Physics in 1999 from Orta Doğu Teknik Üniversitesi, Turkey. In August, 2000,

he started his Ph. D. study in the Department of Physics at Purdue University, West

Lafayette, IN. Since June 2002, he has been working under the supervision of Prof.

Supriyo Datta for NSF Network for Computational Nanotechnology. His current research

focuses on device physics and spin based electronics in nanostructures. His previous

research includes semiconductor device fabrication and high speed nonlinear optics.