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Chicago Department of Aviation
Proposal Form A
Experience and Qualifications Statement
Provide the following information for the respondent and any proposed
subtenants. Complete a separate statement for each joint venture partner or
subtenant. Use additional sheets if necessary.
1. Provide a list of current or past airport or other high-volume, high traffic venue whereby
respondent was responsible for management and operation of Upper Upscale (or above)
hotel(s).
Name and location of airport (or other facility)
Contract Dates - Commencement and Expiration
Description of the brand concepts
Description and costs of the base building and/or common area development
Evidence that the respondent’s directly comparable hotels are well managed and
achieving strong RevPAR, as well as evidence that the proposed brand(s)’
RevPAR achieve a premium over its primary competitors in the market
Annual passenger (pedestrian) traffic volumes for the airport (or other facility) for
the last five to ten years
Contact person and contact information
2. Provide a statement of the history of respondent and its experience in operating Upper
Upscale or above hotels including, but not limited to, design elements, branding,
management approach, scope and size of operations, number of employees, number of stores
and organizational history.
3. Attach photographs of the interior and exterior of any existing hotels or similar facilities.
4. Furnish any other additional information that will indicate your experience as it pertains to
this RFP.
5. Attach resumes of key personnel, including principles and on-site management. Also
include a brief description of their potential roles in operations/management at the Hotels.
Chicago Department of Aviation
Proposal Form B
Airport Concession Disadvantaged
Business Enterprise Plan
Respondent: ______________________________________
1. Indicate total proposed Airport Concession Disadvantaged Business Enterprise (ACDBE)
participation: _____%
2. List ACDBE participants and indicate if ACDBE participant is a subtenant, joint venture
partner, supplier, etc. Also indicate the ownership percentage of the ACDBE and the role
that the ACDBE participant will have in the ownership, management and operation of a
concession within the hotel project.
ACDBE Entity Form of
Participation Participation Percentage
Role/Scope of Work Capital
Contribution
3. Attach resumes for key personnel/principals of the ACDBE entities.
Chicago Department of Aviation
Proposal Form C
Airport Concession Disadvantaged Business Enterprise (ACDBE)
Forms
[Schedules B, C and D follow]
SCHEDULE B – AFFIDAVIT OF ACDBE JOINT VENTURE IN AIRPORT CONCESSIONS
This form is to be submitted if Hotel Operator is a joint venture that is proposing ACDBE participation in the hotel project as a joint venture member. A copy of the joint venture agreement must be attached to this Schedule B. The joint venture agreement must clearly state: 1) each joint venture member’s roles and responsibilities in the management and day-to-day operations of the joint venture, 2) the capital contribution requirements for each joint venture member, and 3) the allocation of risks and liabilities between joint venture members. [NOTE: The Management Agreement with the City will require joint venture members to be jointly and severally liable for obligations of the joint venture under the Management Agreement.] If Hotel Operator is proposing to perform as a joint venture, the City will not execute a Management Agreement with the Respondent until the City has received a signed joint venture agreement. No subsequent changes to the joint venture agreement will be allowed without prior notice to the City. Any changes to the roles and responsibilities of the ACDBE joint venture member will require the prior approval of the City. Name of Hotel Operator: ______________________________________ Description of Airport Concession: ________________________________________________________________ Identify each ACDBE joint venture member and briefly describe its proposed role and responsibilities in the management and day-to-day operation of the concession, as set forth in the attached joint venture agreement:
Chicago Department of Aviation
The Hotel Operator, taking into consideration the roles and responsibilities of the ACDBE in the management and day-to-day operations of the concession, represents that the value of the ACDBE participation in the concession will be equal to _______ percent of the gross revenues of the concession. The undersigned covenants and agrees to provide the City with current, complete and accurate information regarding the actual performance by the ACDBE joint venture member in the concession’s management and operations, as required by the Management Agreement and/or upon request by the City. Any material misrepresentations in this Schedule B, in the attached joint venture agreement, or in any other information provided to the City by Respondent regarding ACDBE participation will be an event of default under the Management Agreement and will be grounds for initiating action under applicable federal and state laws and regulations. I DO SOLEMNLY DECLARE AND AFFIRM UNDER PENALTIES OF PERJURY THAT THE CONTENTS OF THIS DOCUMENT ARE TRUE AND CORRECT, AND THAT I AM AUTHORIZED ON BEHALF OF THE RESPONDENT TO MAKE THIS AFFIDAVIT. _______________________________________ (Name and Title of Affiant – Print or type) _______________________________ (Signature) ______________________________ (Date) On this ______ day of __________, 20__, The above signed officer, ______________________ (Name of Affiant), personally appeared and, known by me to be the person described in the above Affidavit, acknowledged that (s)he executed the same in the capacity stated above and for the purposes stated above. IN WITNESS WHEREOF, I hereunto set my hand and seal. _______________________
(Notary Public Signature) Seal
Commission expires: ____________________
Chicago Department of Aviation
SCHEDULE C
Letter of Intent from ACDBE to Perform
As Subcontractor, Supplier and/or Consultant
[NOTE: If Hotel Operator is proposing to perform as a joint venture of ACDBE and non-ACDBE firms,
use Schedule B – Affidavit of Joint Venture – instead of Schedule C.]
Name of Hotel Operator:
______________________________________
Description of Airport Concession (from title page of Request for Proposals):
___________________________________________________________________
From: ____________________________ (“ACDBE”) Name of ACDBE Firm
To: _____________________________ and the City of Chicago: Name of Hotel Operator
The ACDBE certification status of the undersigned is confirmed by the attached Letter of Certification
from the City of Chicago dated _______ (or letter of certification from the Illinois Department of
Transportation dated ________). This Schedule C and the Letter of Certification will be attached to
Schedule D – Commitment of Hotel Operator to ACDBE Participation.
The undersigned is prepared to provide the following described services or supply the following described
goods in connection with the above named airport concession:
Description of ACDBE Description of compensation
Participation in concession to be paid to ACDBE
___________________________ _______________________________
___________________________ _______________________________
___________________________ _______________________________
___________________________ _______________________________
___________________________ _______________________________
Value of participation by ACDBE as percentage of concession gross revenues:
__________%
[NOTE: If more space is needed to fully describe the ACDBE firm’s proposed role and/or compensation,
attach additional sheets.]
Chicago Department of Aviation
Schedule C: Letter of Intent from ACDBE
SUB-SUBCONTRACTING LEVELS
____% of the value of the ACDBE’s participation will be sub-subcontracted to non-ACDBE contractors.
____% of the value of the ACDBE’s participation will be sub-subcontracted to ACDBE contractors.
NOTE: IF ACDBE WILL NOT BE SUB-SUBCONTRACTING ANY OF THE PARTICIPATION
DESCRIBED IN THIS SCHEDULE, A ZERO (0) MUST BE SHOWN IN EACH BLANK ABOVE.
NOTICE: IF MORE THAN TEN PERCENT (10%) OF THE VALUE OF THE ACDBE’s
PARTICIPATION WILL BE SUB-SUBCONTRACTED, A BRIEF EXPLANATION AND
DESCRIPTION OF THE WORK TO BE SUB-SUBCONTRACTED MUST BE ATTACHED TO
THIS SCHEDULE.
The undersigned will enter into a formal written agreement for the above participation with Hotel
Operator, conditioned upon the City of Chicago selecting the Hotel Operator as a hotel operator, approval
of Hotel Operator’s ACDBE Participation Commitment referencing this Schedule C by the City of
Chicago, and successful negotiation of a Management Agreement between Hotel Operator and the City of
Chicago.
______________________________________________________
(Signature of Owner, President, or Authorized Agent of ACDBE)
______________________________________________________
Name/Title (Print)
______________________________________________________
Date
______________________________________________________
Phone
Chicago Department of Aviation
SCHEDULE D:
COMMITMENT TO PARTICIPATION BY AIRPORT CONCESSION DISADVANTAGED
BUSINESS ENTERPRISES (ACDBES)
Name of Hotel Operator:
______________________________________
Description of Airport Concession (from title page of Request for Proposals):
___________________________________________________________________
State of _____________________)
County (City) of ____________ __)
In connection with the above-referenced CDA Hotel Operator Request for Proposals (“RFP”), and any
Management Agreement entered into pursuant to the RFP, I, __________________________ (Name of Affiant)
HEREBY DECLARE AND AFFIRM that I am the ______________________ (Title of Affiant) and duly authorized
representative of the above-named Hotel Operator and that I have personally reviewed the information set forth
in the attached Schedules C and B (if applicable), with the following being a summary of such information:
Name of ACDBE Firm
Role of ACDBE in Concession
(as set forth in Schedule C or B)
Proposed ACDBE
Participation (as
percentage of gross
revenues)
Total Proposed ACDBE Participation Commitment: ____________%
Schedule D: Affidavit of Hotel Operator
To the best of my knowledge, information, and belief, the facts and representations contained in the aforementioned
attached Schedules are true, and no material facts have been omitted.
Chicago Department of Aviation
The Hotel Operator will enter into formal agreements with all listed ACDBE firms for work as indicated by this
Schedule D and accompanying Schedules so as to ensure compliance with the Total Proposed ACDBE Participation
Commitment stated above, and understands that it must enter into such agreements as a condition precedent to
execution of a Management Agreement by the City of Chicago. Copies of each signed joint venture agreement,
subcontract, purchase order, or other agreement will be submitted to the Department of Aviation so as to assure
receipt no later than ten (10) business days prior to anticipated execution of the Management Agreement by the
City.
The Hotel Operator designates the following person as its ACDBE Liaison Officer:
_____________________________________________________________ (Name – Please print or type) (Phone)
I DO SOLEMNLY DECLARE AND AFFIRM UNDER PENALTIES OF PERJURY THAT THE CONTENTS OF THIS
DOCUMENT ARE TRUE AND CORRECT, AND THAT I AM AUTHORIZED ON BEHALF OF THE RESPONDENT
TO MAKE THIS AFFIDAVIT.
_______________________________________ (Name and Title of Affiant – Print or type)
_______________________________ (Signature)
______________________________ (Date)
On this ______ day of __________, 20__,
The above signed officer, ______________________ (Name of Affiant), personally appeared and, known by me to be the
person described in the above Affidavit, acknowledged that (s)he executed the same in the capacity stated above and for
the purposes stated above.
IN WITNESS WHEREOF, I hereunto set my hand and seal.
_______________________ (Notary Public Signature)
Seal
Commission expires: ____________________
Chicago Department of Aviation
Proposal Form D
Form of Reference
Respondent: __________________________________________
Please use the following format for each of the three required references:
REFERENCE NO. __
Name: ______________________________________________________________
Title: ______________________________________________________________
Firm: ______________________________________________________________
Address: ______________________________________________________________
______________________________________________________________
Telephone: ______________________________________________________________
Nature and magnitude of association (including years):
__________________________________________________________________________________________
__________________________________________________________________________________________
______________________________________________________
Chicago Department of Aviation
Proposal Form E
Proposal Affidavit
The undersigned Respondent hereby submits to the City of Chicago (“City”) through its Chicago
Department of Aviation (“Department and/or CDA”) the Proposal enclosed, to operate and manage
Hotels at Chicago O’Hare International Airport (“Airport”) based upon all terms and conditions set
forth in the City’s Request for Proposals to Manage and Operate Upper Upscale or above Hotels
dated September 26, 2016 (“RFP”), as it may have been amended in one or more addenda thereto.
Respondent further specifically agrees hereby to provide goods and services in the manner set forth in
the Proposal.
1. Respondent intends that the City rely on the Respondent’s submitted information and the
representation that Respondent has the capability to successfully undertake and complete the
responsibilities and obligations contained in the Proposal and the Technical Services Agreement (the
“Technical Services Agreement”) and Management Agreement (“Management Agreement” and
together with the Technical Services Agreement, the “Agreements”) to be executed by the City and
Respondent, if Respondent is selected as the hotel operator, and Respondent understands the City will
so rely.
2. Respondent acknowledges that the City has the right to make any further inquiry it deems appropriate
to substantiate or supplement information supplied by the Respondent.
3. Respondent acknowledges that Respondent has read and fully understands all the provisions and
conditions set forth in the RFP and considers the project feasible.
4. Respondent acknowledges that the City is obligated to adhere to certain Grant Assurances as a
recipient of federal grant funds and adherence to said Grant Assurances will become an obligation of
the Respondent if Respondent is selected as the hotel operator and enters into the Agreements.
5. Respondent has the capability to successfully undertake and complete the responsibilities and
obligations contained in the Proposal.
6. Respondent acknowledges that this Proposal may be withdrawn by requesting such withdrawal in
writing at any time prior to the date and time responses to this RFP are due to be submitted to the
City, as set forth in the RFP documents.
7. The City reserves the right to reject any and all proposals, to withdraw the RFP, to reissue the RFP, to
enter into negotiations with any and all respondents, and to accept that proposal which in its judgment
will provide the best level of service to the traveling public.
8. Respondent agrees that this Proposal constitutes an offer valid for a period of 365 days following the
Due Date set forth in the RFP and any addenda thereto.
9. Respondent solely will bear all costs incurred by Respondent in connection with the preparation and
submission of this Proposal and with Respondent’s costs associated with any negotiations with the
City. Under no circumstances shall the City be responsible for any costs associated with
Respondent’s submittal or negotiations of any agreement with the City.
10. Respondent acknowledges that the City will not recognize brokers with regard to the leases offered
by the RFP and will not be responsible for any fees, expenses or commissions purported to arise from
Chicago Department of Aviation
the execution of any lease related to this RFP. Respondent agrees to hold harmless the City from any
claims, demands, actions or judgments in connection with any broker fees, expenses or commissions.
11. Respondent acknowledges that the City may conduct various investigations of the Respondent’s
business experience, financial responsibility, and character. Respondent agrees to permit and
cooperate with any such investigations.
Respondent warrants that: 1) Respondent has not in any manner directly or indirectly, conspired with
any person or party to compete unfairly or compromise the competitive nature of the RFP process; 2)
the contents of this Proposal as to rent, terms or conditions have not been communicated by the
undersigned nor by any employee or agent to any other person engaged in this type of business, prior
to the official opening of this Proposal; and 3) Respondent has not engaged in any activities in restraint
of trade in connection with this RFP.
Name of Respondent (Legal Name): _________________________________________
Signature of Authorized Person: _________________________________________
Title: _________________________________________
Business Address of Respondent: _________________________________________
_________________________________________
Business Phone Number: _________________________________________
Date: _________________________________________
County of _________________
State of __________________
Signed and sworn before me this ___ day of _____________________, 20__.
Notary Signature: __________________________________________
My Commission Expires: __________________________________________
Affix Seal
Chicago Department of Aviation
Proposal Form F
Business Information Statement
Respondent must include a separate Business Information Statement for the respondent and all proposed
joint venture partners, and all other entities and individuals as instructed on this form.
Respondent must provide an organization chart which includes each of the entities for which a
Business Information Statement is required.
Instruction: Provide the following information for the entity or individual completing this Statement (the
“Reporting Entity”).
A. Basic Information:
1. Name of Reporting Entity completing this form:
2. Relationship of Reporting Entity to Respondent:
B. Reporting Entity Information
1. Principal Office Address:
2. Telephone and Facsimile Numbers:
3. E-Mail Address:
4. Contact Person’s Name/Title:
5. Is Reporting Entity an ACDBE, MBE or WBE certified by the Illinois UCP?
Yes {attach copy of current certification letter}
No
6. Form of Reporting Entity
Corporation {skip to Section C}
Partnership {skip to Section D}
Joint Venture {skip to Section E}
Limited Liability Company {skip to Section F}
Limited Liability Partnership {skip to Section G}
Individual {finished with form}
C. If Reporting Entity is a corporation, please answer the following:
1. When incorporated?
Chicago Department of Aviation
2. Is the corporation incorporated in the State of Illinois?
Yes {skip to Question C6}
No
3. Is the corporation registered to do business in Illinois?
Yes When: _______________
No
4. Name, address and phone number of registered Illinois agent.
5. Attach Certificate of Authority to transact business in Illinois.
6. The corporation is:
Public
Private
Continued on next page
Chicago Department of Aviation
7. Provide the name, title, and address of each director, officer, and principal shareholder owning
7.5% or more of the corporation’s issued stock (use additional pages as necessary).
Director's Name
Address
Principal Business Affiliation
(Other than Respondent's
Directorship)
Officer's Name Address Position
Principal Shareholder Address Percent Owned
Additional Instruction: if any principal shareholder is not an individual, that business entity
must also submit a Business Information Statement.
Finished with Form
Chicago Department of Aviation
D. If Reporting Entity is a partnership, please answer the following:
1. Date of organization?
2. Type of partnership?
General partnership
Limited partnership
3. Has the partnership done business in Illinois?
Yes When? Where?
No
4. Attach a copy of the partnership agreement. If the partnership agreement does not set forth
the duties and obligations of each partner with respect to the business of the partnership, provide
a statement indicating such.
5. Provide the name, address, and partnership share of each partner (use additional pages as
necessary).
Partner's Name
Address
Percentage Share
Additional Instruction: if any partner is not an individual, that business entity must also
submit a Business Information Statement.
Finished with Form
Chicago Department of Aviation
E. If Reporting Entity is a joint venture, please answer the following:
1. Date of organization?
2. Has the joint venture done business in Illinois?
Yes When? Where?
No
3. Attach a copy of the joint venture agreement. If a joint venture agreement does not exist, or if
the joint venture agreement does not set forth the duties and obligations of each partner with
respect to the business of the joint venture, provide a sworn statement signed by all joint
venturers setting forth the duties and obligations of each joint venturer with respect to the
business of this joint venture. Percentages of ownership and distribution of profits in the
venture shall be provided. A description of arrangements in the event of dissolution and
termination of the venture shall be supplied.
4. Provide the name, address, and ownership share of each joint venturer (use additional pages as
necessary).
Joint Venturer's Name
Address
Percentage Share
Additional Instruction: if any joint venturer is not an individual, that business entity must
also submit a Business Information Statement.
Finished with Form
Chicago Department of Aviation
F. If Reporting Entity is a Limited Liability Company (“LLC”), please answer the following:
1. Date of organization?
2. Are LLC Articles of Organization recorded?
Yes Date
No
3. Has the LLC done business in Illinois?
Yes When? Where?
No
4. Provide a copy of the LLC Articles of Organization.
5. Provide a copy of the LLC Management or Operating Agreement
6. Provide the name, address, and ownership share of each LLC member having a membership
interest of 7.5% or more (use additional pages as necessary).
Name
Address
Percentage Share
Additional Instruction: if any LLC member listed above is not an individual, that business
entity must also submit a Business Information Statement.
Finished with Form
Chicago Department of Aviation
G. If Reporting Entity is a Limited Liability Partnership (“LLP”), please answer the following:
1. Date of organization?
2. Are the LLP Articles of Organization recorded?
Yes Date
No
3. Has the LLP done business in Illinois?
Yes When? Where?
No
4. Provide a copy of the LLP Articles of Organization.
5. Provide a copy of the LLP Management or Operating Agreement
6. Provide the name, address, and ownership share of each LLP member having a membership
interest of 7.5% or more (use additional pages as necessary).
Name
Address
Percentage Share
Additional Instruction: if any LLP member listed above is not an individual, that business
entity must also submit a Business Information Statement.
Chicago Department of Aviation
Proposal Form G
SCHEDULE B: Affidavit of Joint Venture (MBE/WBE)
This form need not be submitted if all joint venturers are MBEs and/or WBEs. In such a case, however,
a written joint venture agreement among the MBE and WBE venturers must be submitted. In all
proposed joint ventures, each MBE and/or WBE venturer must submit a copy of their current Letter of
Certification.
All Information Requested by this Schedule must Be Answered in the Spaces Provided. Do Not Refer to
Your Joint Venture Agreement Except to Expand on Answers Provided on this Form. If Additional
Space Is Required, Additional Sheets May Be Attached.
I. Name of joint venture:
Address of joint venture:
Phone number of joint venture:
II. Identify each non-MBE/WBE venturer(s):
Name of Firm:
Address:
Phone:
Contact person for matters concerning MBE/WBE compliance:
III. Identify each MBE/WBE venturer(s):
Name of Firm:
Address:
Phone:
Contact person for matters concerning MBE/WBE compliance:
IV. Describe the role(s) of the MBE and/or WBE venturer(s) in the joint venture:
V. Attach a copy of the joint venture agreement. In order to demonstrate the MBE and/or WBE
venturer’s share in the ownership, control, management responsibilities, risks and profits of the joint
venture, the proposed joint venture agreement must include specific details related to: (1) the
Chicago Department of Aviation
contributions of capital and equipment; (2) work items to be performed by the MBE/WBE’s own forces;
(3) work items to be performed under the supervision of the MBE/WBE venturer; and (4) the
commitment of management, supervisory and operative personnel employed by the MBE/WBE to be
dedicated to the performance of the project.
VI. Ownership of the Joint Venture.
A. What are the percentage(s) of MBE/WBE ownership of the joint venture?
MBE/WBE ownership percentage(s)
Non-MBE/WBE ownership percentage(s)
B. Specify MBE/WBE percentages for each of the following (provide narrative descriptions and other
detail as applicable):
1. Profit and loss sharing:
2. Capital contributions:
(a) Dollar amounts of initial contribution:
(b) Dollar amounts of anticipated on-going contributions:
3. Contributions of equipment (Specify types, quality and quantities of equipment to be provided by
each venturer):
4. Other applicable ownership interests, including ownership options or other agreements which
restrict or limit ownership and/or control:
5. Provide copies of all written agreements between venturers concerning this project.
Chicago Department of Aviation
6. Identify each current City of Chicago contract (and each contract completed during the past two
(2) years) by a joint venture of two or more firms participating in this joint venture:
VII. Control of and Participation in the Joint Venture. Identify by name and firm those individuals who
are, or will be, responsible for, and have the authority to engage in the following management functions
and policy decisions. (Indicate any limitations to their authority such as dollar limits and co-signatory
requirements.):
A. Joint venture check signing:
B. Authority to enter contracts on behalf of the joint venture:
C. Signing, co-signing and/or collateralizing loans:
D. Acquisition of lines of credit:
E. Acquisition and indemnification of payment and performance bonds:
Chicago Department of Aviation
F. Negotiating and signing labor agreements:
G. Management of contract performance. (Identify by name and firm only):
1. Supervision of field operations:
2. Major purchases:
3. Estimating:
4. Engineering:
VIII. Financial Controls of joint venture:
A. Which firm and/or individual will be responsible for keeping the books of account?
B. Identify the managing partner, if any, and describe the means and measure of their
compensation:
C. What authority does each venturer have to commit or obligate the other to insurance and
bonding companies, financing institutions, suppliers, subcontractors, and/or other parties participating in
the performance of this contract or the work of this project?
Chicago Department of Aviation
IX. State the approximate number of operative personnel (by trade) needed to perform the joint
venture’s work under this contract. Indicate whether they will be employees of the non-MBE/WBE firm,
the MBE/WBE firm, or the joint venture.
Trade
Non-
MBE/W
BE Firm
(Number)
MBE
/WB
E
(Numb
er)
Joint
Venture
(Number)
If any personnel proposed for this project will be employees of the joint venture:
A. Are any proposed joint venture employees currently employed by either venturer?
Currently employed by non-MBE/WBE (number) ____ Employed by MBE/WBE ____
B. Identify by name and firm the individual who will be responsible for hiring joint venture
employees:
C. Which venturer will be responsible for the preparation of joint venture payrolls:
X. Please state any material facts of additional information pertinent to the control and structure of
this joint venture.
Chicago Department of Aviation
The undersigned affirms that the foregoing statements are correct and include all material information
necessary to identify and explain the terms and operations of our joint venture and the intended
participation of each venturer in the undertaking. Further, the undersigned covenant and agree to
provide to the City current, complete and accurate information regarding actual joint venture work and
the payment therefore, and any proposed changes in any provision of the joint venture agreement, and
to permit the audit and examination of the books, records and files of the joint venture, or those of each
venturer relevant to the joint venture by authorized representatives of the City or the Federal funding
agency.
Any material misrepresentation will be grounds for terminating any contract which may be awarded and
for initiating action under federal or state laws concerning false statements.
Note: If, after filing this Schedule B and before the completion on the joint venture’s work on the project,
there is any change in the information submitted, the joint venture must inform the City of Chicago,
either directly or through the prime contractor if the joint venture is a subcontractor.
Chicago Department of Aviation
Name of MBE/WBE Partner Firm Name of Non-MBE/WBE Partner Firm
Signature of Affiant Signature of Affiant
Name and Title of Affiant Name and Title of Affiant
Date Date
On this day of , 20 , the above-signed officers
,
(names of affiants)
personally appeared and, known to me be the persons described in the foregoing Affidavit,
acknowledged that they executed the same in the capacity therein stated and for the purpose therein
contained.
IN WITNESS WHEREOF, I hereunto set my hand and official seal.
Signature of Notary Public
My Commission Expires:
(SEAL)
Chicago Department of Aviation
Example: For Instructive Purposes Only
Please fill out one Schedule C-1 document for each certified M/WBE to
be utilized on the project. A Blank C-1 form is located in the proposal
forms following these example pages.
SCHEDULE C-1
MBE/WBE Letter of Intent to Perform as a Subcontractor, Supplier, or Consultant
Project Name: Hotel Operator RFP Specification No.: N/A
From: [Name of M/WBE] To be filled in only if this information is available at this time.
To: [Respondent’s name] and the City of Chicago.
(Name of Prime Contractor)
The MBE or WBE status of the undersigned is confirmed by the attached City of Chicago or Cook County, Illinois
Certification Letter. 100% MBE or WBE participation is credited for the use of a MBE or WBE "manufacturer." 60% participation is credited for the use of a MBE or WBE "regular dealer."
The undersigned is prepared to perform the following services in connection with the above named project/contract. If
more space is required to fully describe the MBE or WBE proposed scope of work and/or payment schedule, including
a description of the commercially useful function being performed. Attach additional sheets as necessary:
If no specific M/WBEs have been identified, please fill this form in for each type of
certified M/WBE Respondent intends to utilize and include the category of goods and/or
services to be provided. Please also include the estimated percentage of M/WBE
compliance and estimated dollar value of the goods/services to be provided by the
certified M/WBE.
e.g. Certified MBE supplier of furnishings; this supplier will provide all of the furnishings
for the Hotel rooms for both Hotels prior to the opening of each Hotel.
The above described performance is offered for the following price and described terms of payment:
To be filled in only if this information is available at this time.
SUB-SUBCONTRACTING LEVELS
A zero (0) must be shown in each blank if the MBE or WBE will not be subcontracting any of the work listed or attached
to this schedule.
FOR
NON-CONSTRUCTION
PROJECTS ONLY
Chicago Department of Aviation
X % of the dollar value of the MBE or WBE subcontract that will be subcontracted to non MBE/WBE contractors.
Y % of the dollar value of the MBE or WBE subcontract that will be subcontracted to MBE or WBE contractors.
NOTICE: If any of the MBE or WBE scope of work will be subcontracted, list the name of the Contractor
and attach a brief explanation, description and pay item number of the work that will be subcontracted. MBE/WBE credit will not be given for work subcontracted to Non-MBE/WBE contractors, except for as
allowed in the Special Conditions Regarding Minority Business Enterprise Commitment and Women Business Enterprise Commitment.
The undersigned will enter into a formal written agreement for the above work with you as a Prime Contractor,
conditioned upon your execution of a contract with the City of Chicago, within three (3) business days of your receipt of a signed contract from the City of Chicago.
The undersigned has entered into a formal written mentor protégé agreement as a subcontractor/protégé with you as a Prime Contractor/mentor: ( ) Yes ( ) No
NOTICE: THIS SCHEDULE AND ATTACHMENTS REQUIRE ORIGINAL SIGNATURES.
(Signature of President/Owner/CEO or Authorized Agent of MBE/WBE) (Date)
(Name/Title-Please Print)
(Email & Phone Number)
Chicago Department of Aviation
SCHEDULE D-1
Compliance Plan Regarding MBE/WBE Utilization
Affidavit of Prime Contractor
Example: For Instructive Purposes Only
Please fill out the D-1 form with information regarding all types of
certified M/WBE-provided goods/services including estimated
dollar amounts and compliance percentages. A Blank D-1 form is
located in the proposal forms following these example pages.
MUST BE SUBMITTED WITH THE BID. FAILURE TO SUBMIT THE SCHEDULE D-1 MAY CAUSE THE
BID TO BE REJECTED. DUPLICATE AS NEEDED.
Project Name: Hotel Operator RFP
Specification No.: N/A
In connection with the above captioned contract, I HEREBY DECLARE AND AFFIRM that I am a duly authorized
representative of _[Respondent’s name]
___________________________________________________________. (Name of Prime Consultant/Contractor) and that I have personally reviewed the
material and facts set forth herein describing our proposed plan to achieve the MBE/WBE goals of this
contract.
All MBE/WBE firms included in this plan have been certified as such by the City of Chicago a n d / o r Cook
County, Illinois (Letters of Certification Attached).
I. Direct Participation of MBE/WBE Firms:
NOTE: The bidder/proposer shall, in determining the manner of MBE/WBE participation, first consider involvement with MBE/WBE firms as joint venture partners, subcontractors, and suppliers of goods and services directly related to the performance of this contract.
A. If bidder/proposer is a joint venture and one or more joint venture partners are certified MBEs or WBEs, attach copies of Letters of Certification, Schedule B form and a copy of Joint Venture Agreement clearly describing the role of each MBE/WBE firm(s) and its ownership interest in the joint venture.
B. Complete this section for each MBE/WBE Subcontractor/Supplier/Consultant participating on this contract:
1. Name of MBE/WBE: If no specific M/WBEs have been identified, please fill this form in
for each type of certified M/WBE Respondent intends to utilize and include the category
FOR NON-CONSTRUCTION
PROJECTS ONLY
Chicago Department of Aviation
of goods and/or services to be provided.
e.g. Certified MBE supplier of furnishings; this supplier will provide all of the furnishings
for the Hotel rooms for both Hotels prior to the opening of each Hotel.
Address: To be filled in only if this information is available at this time.
Contact Person: To be filled in only if this information is available at this time.
Phone Number: To be filled in only if this information is available at this time.
Dollar Value of Participation $ X – estimated dollar amount
Percentage of Participation % Y = estimated percentage ______________________________________________________________
Mentor Protégé Agreement (attach executed copy): ( ) Yes ( ) No Add’l Percentage Claimed:1 ____%
Total Participation % Y = estimated percentage
2. Name of MBE/WBE: See example above
Address:__________________________________________________________________________
Contact Person:_________________________________________________________________________
Phone Number:_________________________________________________________________________
Dollar Value of Participation $______________________________________________________________
Percentage of Participation % ______________________________________________________________
Mentor Protégé Agreement (attach executed copy): ( ) Yes ( ) No Add’l Percentage Claimed: ____%
Total Participation % ________
3. Name of
MBE/WBE:______________________________________________________________________
Address:__________________________________________________________________________
Contact Person:_________________________________________________________________________
Phone Number:_________________________________________________________________________
1 The Prime Contractor may claim an additional 0.333 percent participation credit (up to a maximum of five (5) percent) for every
one (1) percent of the value of the contract performed by the MBE/WBE protégé firm.
Chicago Department of Aviation
Dollar Value of Participation $______________________________________________________________
Percentage of Participation % ______________________________________________________________
Mentor Protégé Agreement (attach executed copy): ( ) Yes ( ) No Add’l Percentage Claimed: ____%
Total Participation % ________
4. Name of
MBE/WBE:______________________________________________________________________
Address:__________________________________________________________________________
Contact Person:_________________________________________________________________________
Phone Number:_________________________________________________________________________
Dollar Value of Participation $______________________________________________________________
Percentage of Participation % ______________________________________________________________
Mentor Protégé Agreement (attach executed copy): ( ) Yes ( ) No Add’l Percentage Claimed: ____%
Total Participation % ________
5. Attach Additional Sheets as Needed
II. Indirect Participation of MBE/WBE Firms
NOTE: This section need not be completed if the MBE/WBE goals have been met through the direct
participation outlined in Section I. If the MBE/WBE goals have not been met through direct participation,
Contractor will be expected to demonstrate that the proposed MBE/WBE direct participation represents the
maximum achievable under the circumstances. Only after such a demonstration will indirect participation be
considered.
MBE/WBE Subcontractors/Suppliers/Consultants proposed to perform work or supply goods or services
where such performance does not directly relate to the performance of this contract:
1. Name of
MBE/WBE:______________________________________________________________________
Address:__________________________________________________________________________
Contact Person:_________________________________________________________________________
Phone Number:_________________________________________________________________________
Dollar Value of Participation $______________________________________________________________
Percentage of Participation % ______________________________________________________________
Mentor Protégé Agreement (attach executed copy): ( ) Yes ( ) No Add’l Percentage Claimed: ____%
Total Participation % ________
2. Name of
MBE/WBE:______________________________________________________________________
Chicago Department of Aviation
Address:__________________________________________________________________________
Contact Person:_________________________________________________________________________
Phone Number:_________________________________________________________________________
Dollar Value of Participation $______________________________________________________________
Percentage of Participation % _____________________________________________________________
Mentor Protégé Agreement (attach executed copy): ( ) Yes ( ) No Add’l Percentage Claimed: ____%
Total Participation % ________
3. Name of
MBE/WBE:______________________________________________________________________
Address:__________________________________________________________________________
Contact Person:_________________________________________________________________________
Phone Number:_________________________________________________________________________
Dollar Value of Participation $______________________________________________________________
Percentage of Participation % ______________________________________________________________
Mentor Protégé Agreement (attach executed copy): ( ) Yes ( ) No Add’l Percentage Claimed: ____%
Total Participation % ________
4. Name of
MBE/WBE:______________________________________________________________________
Address:__________________________________________________________________________
Contact Person:_________________________________________________________________________
Phone Number:_________________________________________________________________________
Dollar Value of Participation $______________________________________________________________
Percentage of Participation % ___________________________________________________________
Mentor Protégé Agreement (attach executed copy): ( ) Yes ( ) No Add’l Percentage Claimed: ____%
Total Participation % ________
5. Attach Additional Sheets as Needed
III. Summary of MBE/WBE Proposal
If specific M/WBE firms have not yet been identified, please fill in the chart below with
type of certified M/WBE, goods and services to be provided and estimated dollar
amounts/percentage calculations.
Chicago Department of Aviation
A. MBE Proposal (Direct & Indirect)
1. MBE Direct Participation
MBE Firm Name
Dollar
Amount
Participation
($)
Percent
Amount
Participation
(%)
Total Direct MBE
Participation
2. MBE Indirect Participation
MBE Firm Name
Dollar
Amount
Participation
($)
Percent
Amount
Participation
(%)
Total Indirect MBE
Participation
B. WBE Proposal (Direct & Indirect)
1. WBE Direct Participation
WBE Firm Name
Dollar
Amount
Participation
($)
Percent
Amount
Participation
(%)
Total Direct WBE
Participation
2. WBE Indirect Participation
Chicago Department of Aviation
WBE Firm Name
Dollar
Amount
Participation
($)
Percent
Amount
Participation
(%)
Total Indirect WBE
Participation
The Prime Contractor designates the following person as its MBE/WBE Liaison Officer:
(Name- Please Print or Type) (Phone)
I DO SOLEMNLY DECLARE AND AFFIRM UNDER PENALTIES OF PERJURY THAT THE
CONTENTS OF THE FOREGOING DOCUMENT ARE TRUE AND CORRECT, THAT NO MATERIAL
FACTS HAVE BEEN OMITTED, AND THAT I AM AUTHORIZED ON BEHALF OF THE PRIME
CONTRACTOR TO MAKE THIS AFFIDAVIT.
______________________________________________
(Name of Prime Contractor – Print or Type)
State of:_____________________________________
______________________________________________
County of:____________________________________
(Signature)
______________________________________________
(Name/Title of Affiant – Print or Type)
______________________________________________
(Date)
On this_____day of_________, 20____, the above signed officer
_____________________________________________
(Name of Affiant)
personally appeared and, known by me to be the person described in the foregoing Affidavit, acknowledged that
(s)he executed the same in the capacity stated therein and for the purposes therein contained.
IN WITNESS WHEREOF, I hereunto set my hand and seal.
__________________________________________________________________
(Notary Public Signature)
Chicago Department of Aviation
Proposal Form H
SCHEDULE C-1
MBE/WBE Letter of Intent to Perform as a Subcontractor, Supplier, or Consultant
Project Name: Specification No.:
From:
To: and the City of Chicago.
(Name of Prime Contractor)
The MBE or WBE status of the undersigned is confirmed by the attached City of Chicago or Cook County, Illinois Certification
Letter. 100% MBE or WBE participation is credited for the use of a MBE or WBE "manufacturer." 60% participation is credited for the use of a MBE or WBE "regular dealer."
The undersigned is prepared to perform the following services in connection with the above named project/contract. If more space is required to fully describe the MBE or WBE proposed scope of work and/or payment schedule, including a
description of the commercially useful function being performed. Attach additional sheets as necessary:
The above described performance is offered for the following price and described terms of payment:
SUB-SUBCONTRACTING LEVELS
A zero (0) must be shown in each blank if the MBE or WBE will not be subcontracting any of the work listed or attached to
this schedule.
% of the dollar value of the MBE or WBE subcontract that will be subcontracted to non MBE/WBE contractors.
% of the dollar value of the MBE or WBE subcontract that will be subcontracted to MBE or WBE contractors.
FOR
NON-CONSTRUCTION
PROJECTS ONLY
Chicago Department of Aviation
NOTICE: If any of the MBE or WBE scope of work will be subcontracted, list the name of the Contractor and attach a brief explanation, description and pay item number of the work that will be subcontracted.
MBE/WBE credit will not be given for work subcontracted to Non-MBE/WBE contractors, except for as allowed in the Special Conditions Regarding Minority Business Enterprise Commitment and Women
Business Enterprise Commitment.
The undersigned will enter into a formal written agreement for the above work with you as a Prime Contractor, conditioned upon your execution of a contract with the City of Chicago, within three (3) business days of your receipt of a signed contract
from the City of Chicago.
The undersigned has entered into a formal written mentor protégé agreement as a subcontractor/protégé with you as a Prime Contractor/mentor: ( ) Yes ( ) No
NOTICE: THIS SCHEDULE AND ATTACHMENTS REQUIRE ORIGINAL SIGNATURES.
(Signature of President/Owner/CEO or Authorized Agent of MBE/WBE) (Date)
(Name/Title-Please Print)
(Email & Phone Number)
Chicago Department of Aviation
Proposal Form I
SCHEDULE D-1
Compliance Plan Regarding MBE/WBE Utilization
Affidavit of Prime Contractor
MUST BE SUBMITTED WITH THE BID. FAILURE TO SUBMIT THE SCHEDULE D-1 WILL
CAUSE THE BID TO BE REJECTED. DUPLICATE AS NEEDED.
Project Name:_____________________________________________
Specification No.:__________________________________________
In connection with the above captioned contract, I HEREBY DECLARE AND AFFIRM that I am a duly
authorized representative of ____________________________________________________________. (Name of Prime Consultant/Contractor) and that I have personally reviewed
the material and facts set forth herein describing our proposed plan to achieve the MBE/WBE goals of
this contract.
All MBE/WBE firms included in this plan have been certified as such by the City of Chicago
a n d / o r Cook County, Illinois (Letters of Certification Attached).
II. Direct Participation of MBE/WBE Firms:
NOTE: The bidder/proposer shall, in determining the manner of MBE/WBE participation, first consider involvement with MBE/WBE firms as joint venture partners, subcontractors, and suppliers of goods and services directly related to the performance of this contract.
C. If bidder/proposer is a joint venture and one or more joint venture partners are certified MBEs or WBEs, attach copies of Letters of Certification, Schedule B form and a copy of Joint Venture Agreement clearly describing the role of each MBE/WBE firm(s) and its ownership interest in the joint venture.
D. Complete this section for each MBE/WBE Subcontractor/Supplier/Consultant participating on this
contract:
6. Name of
MBE/WBE:______________________________________________________________
________
FOR NON-CONSTRUCTION
PROJECTS ONLY
Chicago Department of Aviation
Address:________________________________________________________________
_________
Contact
Person:_________________________________________________________________
________
Phone
Number:________________________________________________________________
_________
Dollar Value of Participation
$______________________________________________________________
Percentage of Participation %
______________________________________________________________
Mentor Protégé Agreement (attach executed copy): ( ) Yes ( ) No Add’l
Percentage Claimed:2 ____%
Total Participation % ________
7. Name of
MBE/WBE:______________________________________________________________
________
Address:________________________________________________________________
__________
Contact
Person:_________________________________________________________________
________
Phone
Number:________________________________________________________________
_________
Dollar Value of Participation
$______________________________________________________________
Percentage of Participation %
______________________________________________________________
Mentor Protégé Agreement (attach executed copy): ( ) Yes ( ) No Add’l
Percentage Claimed: ____%
Total Participation % ________
2 The Prime Contractor may claim an additional 0.333 percent participation credit (up to a maximum of
five (5) percent) for every one (1) percent of the value of the contract performed by the MBE/WBE protégé firm.
Chicago Department of Aviation
8. Name of
MBE/WBE:______________________________________________________________
________
Address:________________________________________________________________
__________
Contact
Person:_________________________________________________________________
________
Phone
Number:________________________________________________________________
_________
Dollar Value of Participation
$______________________________________________________________
Percentage of Participation %
______________________________________________________________
Mentor Protégé Agreement (attach executed copy): ( ) Yes ( ) No Add’l
Percentage Claimed: ____%
Total Participation % ________
9. Name of
MBE/WBE:______________________________________________________________
________
Address:________________________________________________________________
__________
Contact
Person:_________________________________________________________________
________
Phone
Number:________________________________________________________________
_________
Dollar Value of Participation
$______________________________________________________________
Percentage of Participation %
______________________________________________________________
Mentor Protégé Agreement (attach executed copy): ( ) Yes ( ) No Add’l
Percentage Claimed: ____%
Total Participation % ________
10. Attach Additional Sheets as Needed
Chicago Department of Aviation
III. Indirect Participation of MBE/WBE Firms
NOTE: This section need not be completed if the MBE/WBE goals have been met through the
direct participation outlined in Section I. If the MBE/WBE goals have not been met through
direct participation, Contractor will be expected to demonstrate that the proposed MBE/WBE
direct participation represents the maximum achievable under the circumstances. Only after such
a demonstration will indirect participation be considered.
MBE/WBE Subcontractors/Suppliers/Consultants proposed to perform work or supply goods or
services where such performance does not directly relate to the performance of this contract:
3. Name of
MBE/WBE:______________________________________________________________
________
Address:________________________________________________________________
__________
Contact
Person:_________________________________________________________________
________
Phone
Number:________________________________________________________________
_________
Dollar Value of Participation
$______________________________________________________________
Percentage of Participation %
______________________________________________________________
Mentor Protégé Agreement (attach executed copy): ( ) Yes ( ) No Add’l
Percentage Claimed: ____%
Total Participation % ________
4. Name of
MBE/WBE:______________________________________________________________
________
Address:________________________________________________________________
__________
Contact
Person:_________________________________________________________________
________
Chicago Department of Aviation
Phone
Number:________________________________________________________________
_________
Dollar Value of Participation
$______________________________________________________________
Percentage of Participation %
_____________________________________________________________
Mentor Protégé Agreement (attach executed copy): ( ) Yes ( ) No Add’l
Percentage Claimed: ____%
Total Participation % ________
4. Name of
MBE/WBE:______________________________________________________________
________
Address:________________________________________________________________
__________
Contact
Person:_________________________________________________________________
________
Phone
Number:________________________________________________________________
_________
Dollar Value of Participation
$______________________________________________________________
Percentage of Participation %
______________________________________________________________
Mentor Protégé Agreement (attach executed copy): ( ) Yes ( ) No Add’l
Percentage Claimed: ____%
Total Participation % ________
5. Name of
MBE/WBE:______________________________________________________________
________
Address:________________________________________________________________
__________
Contact
Person:_________________________________________________________________
________
Chicago Department of Aviation
Phone
Number:________________________________________________________________
_________
Dollar Value of Participation
$______________________________________________________________
Percentage of Participation %
___________________________________________________________
Mentor Protégé Agreement (attach executed copy): ( ) Yes ( ) No Add’l
Percentage Claimed: ____%
Total Participation % ________
6. Attach Additional Sheets as Needed
IV. Summary of MBE/WBE Proposal
C. MBE Proposal (Direct & Indirect)
3. MBE Direct Participation
MBE Firm Name Dollar Amount
Participation ($)
Percent Amount
Participation (%)
Total Direct MBE Participation
4. MBE Indirect Participation
MBE Firm Name Dollar Amount
Participation ($)
Percent Amount
Participation (%)
Chicago Department of Aviation
Total Indirect MBE Participation
D. WBE Proposal (Direct & Indirect)
3. WBE Direct Participation
WBE Firm Name Dollar Amount
Participation ($)
Percent Amount
Participation (%)
Total Direct WBE Participation
4. WBE Indirect Participation
WBE Firm Name Dollar Amount
Participation ($)
Percent Amount
Participation (%)
Total Indirect WBE Participation
The Prime Contractor designates the following person as its MBE/WBE Liaison Officer:
(Name- Please Print or Type) (Phone)
I DO SOLEMNLY DECLARE AND AFFIRM UNDER PENALTIES OF PERJURY THAT THE
CONTENTS OF THE FOREGOING DOCUMENT ARE TRUE AND CORRECT, THAT NO MATERIAL
FACTS HAVE BEEN OMITTED, AND THAT I AM AUTHORIZED ON BEHALF OF THE PRIME
CONTRACTOR TO MAKE THIS AFFIDAVIT.
______________________________________________
(Name of Prime Contractor – Print or Type)
Chicago Department of Aviation
State of:_____________________________________
______________________________________________
County of:____________________________________
(Signature)
______________________________________________
(Name/Title of Affiant – Print or Type)
______________________________________________
(Date)
On this_____day of_________, 20____, the above signed officer
_____________________________________________
(Name of Affiant)
personally appeared and, known by me to be the person described in the foregoing Affidavit,
acknowledged that (s)he executed the same in the capacity stated therein and for the purposes therein
contained.
IN WITNESS WHEREOF, I hereunto set my hand and seal.
__________________________________________________________________
(Notary Public Signature)
SEAL:
Commission Expires:____________________________
Chicago Department of Aviation
Proposal Form K
Proposal Checklist
Instruction: Please complete the following checklist indicating the information
requested for this RFP has been included in your package.
PROPOSAL FORM/ TABS
FORM
ATTACHED
Experience and Qualifications Proposal Form A
Airport Concession Disadvantage Business
Enterprise Plan
Proposal Form B
Airport Concession Disadvantage Business
Enterprise Forms
Proposal Form C
Form of Reference (3) Proposal Form D
Proposal Affidavit Proposal Form E
Business Information Statement Proposal Form F
Affidavit of Joint Venture (MBE/WBE)
*only necessary if M/WBE is a joint venture
partner
Proposal Form G
M/WBE Schedule C-1 Proposal Form H
M/WBE Schedule D-1 Proposal Form I
Jobs Plan Proposal Form J
Proposal Checklist Proposal Form K