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  • Obstructive Sleep Apnea

    Shashidhar Reddy, MD, MPH

    Faculty Advisor: Matthew W. Ryan, MD

    The University of Texas Medical Branch

    Department of Otolaryngology

    December 2004

  • Overview

    Physiology of Sleep

    Evaluation of Sleep

    Definition of Obstructive Sleep Apnea (OSA)

    Prevalence of OSA

    Pathophysiology of OSA

    Medical Treatment of OSA

    Surgical Treatment of OSA

  • Physiology of Sleep

    REM

    Sleep Latency, REM Latency

    Arousal

    Woodson, Tucker Obstructive Sleep Apnea Syndrome, Diagnosis and Treatment SIPAC 1996

  • Evaluation of Sleep

    Polysomnography

    EMG

    Airflow

    EEG, EOG

    Oxygen Saturation

    Cardiac Rhythm

    Leg Movements

    AI, HI, AHI, RDI

  • Evaluation of Sleep

    Polysomnography

    Woodson, Tucker Obstructive Sleep Apnea Syndrome, Diagnosis and Treatment SIPAC 1996

  • Evaluation of Sleep

    Split-Night Polysomnography

    Epworth Sleepiness Scale

    Multiple Sleep Latency Test

  • Definition of OSA

    RDI>5

    RDI > 20 increases risk of mortality

    RDI 20-40=moderate, >40=severe

    Upper Airway Resistance Syndrome

    Shares pathophysiology with OSA

    No desaturation, continuous ventilatory effort

    Snoring

  • Prevalence of OSA

    Study Location

    n Age Range

    Prevalence of AHI>5 (95%CI)

    Prevalence of AHI15 (95%CI)

    Men Women Men Women

    Wisconsin 626 30-60 24

    (19-28)

    9

    (6-12)

    9

    (6-11)

    4

    (2-7)

    Penn 1741 20-99 17

    (15-20)

    Not given 7

    (6-9)

    2

    (2-3)

    Spain 400 30-70 26

    (20-32)

    28

    (20-35)

    14

    (10-18)

    7

    (3-11)

  • Pathophysiology of OSA

    Airway size:

  • Pathophysiology of OSA

    Sites of Obstruction:

    Obstruction tends to propagate

  • Pathophysiology of OSA

    Sites of Obstruction:

  • Pathophysiology of OSA

    Symptoms of OSA

    Snoring (most commonly noted complaint)

    Daytime Sleepiness

    Hypertension and Cardiovascular Disease are Associated

    Pulmonary Disease

  • Pathophysiology of OSA

    Findings in Obstruction:

    Nasal Obstruction

    Long, thick soft palate

    Retrodisplaced Mandible

    Narrowed oropharynx

    Redundant pharyngeal tissues

    Large lingual tonsil

    Large tongue

    Large or floppy Epiglottis

    Retro-displaced hyoid complex

  • Pathophysiology of OSA

    Tests to determine site of obstruction:

    Mullers Maneuver

    Sleep endoscopy

    Fluoroscopy

    Manometry

    Cephalometrics

    Dynamic CT scanning and MRI scanning

  • Medical Management

    Weight Loss

    Nasal Obstruction

    Sedative Avoidance

    Smoking cessation

  • Medical Management

    CPAP

    Pressure must be individually titrated

    Compliance is as low as 50%

    Air leakage, eustachian tube dysfunction, noise, mask discomfort, claustrophobia

  • Medical Management

    BiPAP

    Useful when > 6 cm H2O difference in inspiratory and expiratory pressures

    No objective evidence demonstrates improved compliance over CPAP

  • Nonsurgical Management

    Oral appliance

    Mandibular advancement device

    Tongue retaining device

  • Nonsurgical Management

    Oral Appliances

    May be as effective as surgical options, especially with sx worse on patients back

    However low compliance rate of about 60% in study by Walker et al in 2002 rendered it a worse treatment modality than surgical procedures

    Walker-Engstrom ML. Tegelberg A. Wilhelmsson B. Ringqvist I. 4-year follow-up of treatment with dental appliance or uvulopalatopharyngoplasty in patients with obstructive sleep apnea: a randomized study. Chest. 121(3):739-46, 2002 Mar.

  • Surgical Management

    Measures of success

    No further need for medical or surgical therapy

    Response = 50% reduction in RDI

    Reduction of RDI to < 20

    Reduction in arousals and daytime sleepiness

  • Surgical Management

    Perioperative Issues

    High risk in patients with severe symptoms

    Associated conditions of HTN, CVD

    Nasal CPAP often required after surgery

    Nasal CPAP before surgery improves postoperative course

    Risk of pulmonary edema after relief of obstruction

  • Surgical Management

    Tracheostomy Primary treatment modality

    Temporary treatment while other surgery is done

    Thatcher GW. et al: tracheostomy leads to quick reduction in sequelae of OSA, few complications (see table II)

    Once placed, uncommon to decannulate

    Thatcher GW. Maisel RH. The long-term evaluation of tracheostomy in the management of severe obstructive sleep apnea. [Journal Article] Laryngoscope. 113(2):201-4, 2003 Feb.

  • Surgical Management

    Nasal Surgery

    Limited efficacy when used alone

    Verse et al 2002 showed 15.8% success rate when used alone in patients with OSA and day-time nasal congestion with snoring (RDI

  • Surgical Management

    Uvulopalatopharyngoplasty

  • Surgical Management

    Uvulopalatopharyngoplasty The most commonly performed surgery

    for OSA

    Severity of disease is poor outcome predictor

    Levin and Becker (1994) up to 80% initial success decreased to 46% success rate at 12 months

    Friedman et al showed a success rate of 80% at 6 months in carefully selected patients Friedman M, Ibrahim H, Bass L. Clinical staging

    for sleep-disordered breathing. Otolaryngol Head Neck Surg 2002; 127: 1321.

  • Surgical Management

    UP3 Complications

    Minor

    Transient VPI

    Hemorrhage

  • Surgical Management

    Cahali, 2003 proposed the Lateral Pharyngoplasty for patients with significant lateral narrowing:

    Cahali MB. Lateral pharyngoplasty: a new treatment for obstructive sleep apnea hypopnea syndrome. Laryngoscope. 113(11):1961-8, 2003 Nov.

  • Surgical Management

    Lateral Pharyngoplasty

  • Surgical Managment

    Lateral Pharyngoplasty

    Median apnea-hypopnea index decreased from 41.2 to 9.5 (P = .009)

    No control group

    No evaluation at 12 months

  • Surgical Management

    Laser Assisted Uvulopalatoplasty

    High initial success rate for snoring

    Rates decrease, as for UP3 at twelve months

    Performed awake

  • Surgical Management

    Radiofrequency Ablation Fischer et al 2003

    Radiofrequency device is inserted into various parts of palate, tonsils and tongue base at various thermal energies

  • Surgical Management

    Fischer et al 2003

    At 6 months Showed significant reduction of:

    RDI (but not to below 20)

    Arousals

    Daytime sleepiness by the Epworth Sleepiness Scale

  • Surgical Management

    Tongue Base Procedures

    Lingual Tonsillectomy

    may be useful in patients with hypertrophy, but usually in conjunction with other procedures

  • Surgical Management

    Tongue Base Procedures Lingualplasty

    Chabolle, et al success rate of 77% (RDI

  • Surgical Management

    Mandibular Procedures

    Genioglossus Advancement

    Rarely performed alone

    Increases rate of efficacy of other procedures

    Transient incisor paresthesia

  • Surgical Management

    Lingual Suspension:

  • Surgical Management

    Lingual Suspension:

  • Surgical Management

    Hyoid Myotomy and Suspension

    Advances hyoid bone anteriorly and inferiorly

    Advances epiglottis and base of tongue

    Performed in conjunction with other procedures

    Dysphagia may result

  • Surgical Management

    Maxillary-Mandibular Advancement

    Severe disease

    Failure with more conservative measures

    Midface, palate, and mandible advanced anteriorly

    Limited by ability to stabilize the segments and aesthetic facial changes

  • Surgical Management

    Maxillary-Mandibular Advancement

    Performed in conjunction with oral surgeons

  • Surgical Management

    Algorithms

    Studies efficacy of various algorithms

    Therapy should be directed toward presumed site of obstruction

    This does not always guarantee results

  • Surgical Management

    Algorithms Riley et al 1992

    Studied 2 phase approach for multilevel site of obstruction (Stanford Protocol): Phase 1: Genioglossal advancement, hyoid

    myotomy and advancement, UP3

    Phase 2: Maxillary-Mandibular advancement in 6 months if phase 1 failed

    Reported >90% success rate in patients who completed both phases

    Other studies have lowered this number

    Testing is done at 6 months

  • Surgical Management

    Algorithms

    Friedman et al developed a staging system for type of operation:

  • Surgical Management

    Algorithms:

    Friedman et al:

  • Surgical Management

    Algorithms:

    Friedman et al:

    Success = RDI

  • Conclusions

    Physiology of Sleep

    Evaluation of Sleep

    Definition of Obstructive Sleep Apnea (OSA)

    Prevalence of OSA

    Pathophysiology of OSA

    Medical Treatment of OSA

    Surgical Treatment of OSA

  • Bibliography Friedman, Michael MD; Ibrahim, Hani MD; Joseph, Ninos J. BS Staging of Obstructive Sleep Apnea/Hypopnea Syndrome: A Guide to Appropriate Treatment. Laryngoscope. 114(3):454-459, March 2004.

    Riley RW, Powell NB, Li KK, Guilleminault C. Surgical therapy for obstructive sleep apneahypopnea syndrome. In: Kryger MH, Roth T, Dement WC, eds. Principles and Practice of Sleep Medicine. Philadelphia, Pa: WB Saunders Co; 2000:913-928.

    Cahali MB. Lateral pharyngoplasty: a new treatment for obstructive sleep apnea hypopnea syndrome. Laryngoscope. 113(11):1961-8, 2003 Nov.

    Thatcher GW. Maisel RH. The long-term evaluation of tracheostomy in the management of severe obstructive sleep apnea. [Journal Article] Laryngoscope. 113(2):201-4, 2003 Feb.

    Friedman M, Ibrahim H, Bass L. Clinical staging for sleep-disordered breathing. Otolaryngol Head Neck Surg 2002; 127: 1321.

    Walker-Engstrom ML. Tegelberg A. Wilhelmsson B. Ringqvist I. 4-year follow-up of treatment with dental appliance or uvulopalatopharyngoplasty in patients with obstructive sleep apnea: a randomized study. Chest. 121(3):739-46, 2002 Mar. Woodson, Tucker Obstructive Sleep Apnea Syndrome, Diagnosis and Treatment SIPAC 1996 Anonymous. Cost justification for diagnosis and treatment of obstructive sleep apnea: position statement of the American Academy of Sleep Medicine. Sleep 23(8):1017-8, 2000 Dec. Berger G, Finkelstein Y, Stein G, et al. Laser-assisted uvulopalatoplasty for snoring: medium- to long-term subjective and objective analysis. Archives of Otolaryngology - Head & Neck Surgery 127(4):412-7, 2001 Apr. Carskadon MA, Dement WC. Normal human sleep: an overview. In: Kryer MH, Roth T, Dement WC, eds. Principles and practice of sleep medicine. Philadelphia: WB Saunders. 1994;1625. Chaudhary BA. Obstructive sleep apnea. Resident and Staff Physician 44(9) 21-34, 1998 Sep. Coleman J. Overview of sleep disorders. Otolaryngologic Clinics of North America 32(2):187-93, 1999 Apr. Coleman J. Sleep studies: current techniques and future trends. Otolaryngologic Clinics of North America 32(2):195-210, 1999 Apr. Coleman J, Rathfoot C. Oropharyngeal surgery in the management of upper airway obstruction during sleep. Otolaryngologic Clinics of North America 32(2):263-76, 1999 Apr. Goldberg AN, Schwab RJ. Identifying the patient with sleep apnea: upper airway assessment and physical examination. Otolaryngologic Clinics of North America 31(6):919-30, 1998 Dec. He J, Kryger M, Zorick F, et al. Mortality and apnea index in obstructive sleep apnea. Chest 94:9-14, 1988. Johnson JT. Uvulopalatopharyngoplasty. In Myers, EN (ed). Operative Otolaryngology: Head and Neck Surgery. Philadelphia: WB Saunders. 1997; 208-14. Johnson JT, Braun TW. Preoperative, intraoperative, and postoperative management of patients with obstructive sleep apnea syndrome. Otolaryngologic Clinics of North America 31(6):1025-30, 1998 Dec. Millman RP, Rosenberg CL, Kramer NR. Oral appliances in the treatment of snoring and sleep apnea. Otolaryngologic Clinics of North America 31(6):1039-48, 1998 Dec. Picirrillo JF, Thawley SE. Sleep-Disordered Breathing. In Otolaryngology Head and Neck Surgery, 3rd ed. Cummings CW, et al (eds) Mosby:St Louis, 1999. Redline S, Strohl KP. Recognition and consequences of obstructive sleep apnea hypopnea syndrome. Otolaryngologic Clinics of North America 32(2):303-31, 1999 Apr. Sanders M, Black J, Constantino J, et al. Diagnosis of sleep disordered breathing by half-night polysomnography. Am Rev Respir Dis 144:1256-61, 1991. Scharf S, Garshick E, Brown R, et al. A screening for subclinical sleep disordered breathing. Sleep 13:344-53, 1990. Schwab RJ, Goldberg AN. Upper airway assessment: radiographic and other imaging techniques. Otolaryngologic Clinics of North America 31(6):931-68, 1998 Dec. Schwartz AR, Eisele DW, Smith PL. Pharyngeal airway obstruction in obstructive sleep apnea. Otolaryngologic Clinics of North America 31(6):911-8, 1998 Dec. Stroud R, Quinn FB. Obstructive sleep apnea syndrome. In Dr Quinns Online Textbook available at www.utmb.edu/oto, 1998 Feb. Troell RJ, Riley RW, Powell NB, Li K. Surgical management of the hypopharyngeal airway in sleep disordered breathing. Otolaryngologic Clinics of North America 31(6):979-1012, 1998 Dec. Walker RP. Snoring and obstructive sleep apnea. In Bailey BJ, ed. Head and Neck Surgery Otolaryngology. Philadelphia: Lippincott-Raven, 1998.