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Principles of headphone design: A tutorial review Avis, MR and Lewis, LJ Title Principles of headphone design: A tutorial review Authors Avis, MR and Lewis, LJ Type Conference or Workshop Item URL This version is available at: http://usir.salford.ac.uk/27397/ Published Date 2006 USIR is a digital collection of the research output of the University of Salford. Where copyright permits, full text material held in the repository is made freely available online and can be read, downloaded and copied for non-commercial private study or research purposes. Please check the manuscript for any further copyright restrictions. For more information, including our policy and submission procedure, please contact the Repository Team at: [email protected] .

Principles of headphone design: A tutorial reviewusir.salford.ac.uk/id/eprint/27397/3/Principles_of... · PRINCIPLES OF HEADPHONE DESIGN – A TUTORIAL REVIEW M.R.AVIS and L.J.KELLY

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Page 1: Principles of headphone design: A tutorial reviewusir.salford.ac.uk/id/eprint/27397/3/Principles_of... · PRINCIPLES OF HEADPHONE DESIGN – A TUTORIAL REVIEW M.R.AVIS and L.J.KELLY

Principles of headphone design: A tutorial review

Avis, MR and Lewis, LJ

Title Principles of headphone design: A tutorial review

Authors Avis, MR and Lewis, LJ

Type Conference or Workshop Item

URL This version is available at: http://usir.salford.ac.uk/27397/

Published Date 2006

USIR is a digital collection of the research output of the University of Salford. Where copyright permits, full text material held in the repository is made freely available online and can be read, downloaded and copied for non­commercial private study or research purposes. Please check the manuscript for any further copyright restrictions.

For more information, including our policy and submission procedure, pleasecontact the Repository Team at: [email protected].

Page 2: Principles of headphone design: A tutorial reviewusir.salford.ac.uk/id/eprint/27397/3/Principles_of... · PRINCIPLES OF HEADPHONE DESIGN – A TUTORIAL REVIEW M.R.AVIS and L.J.KELLY

AUDIO AT HOME – AES 21ST

UK CONFERENCE 2006

1

1.0 INTRODUCTION

Headphone modelling concerns the solution of a

number of coupled problems centring on a small

mechanical diaphragm vibrating in an enclosed space.

Frequently, the electro-acoustic transduction

mechanism is dynamic, and the transfer functions

between electrical (v,i) and mechanical (F,u)

quantities must be considered. These transfer

functions will in part depend on the acoustic load

(p,U) acting on the diaphragm, and this acoustic load

will also determine the pressure radiated by the

diaphragm which will, via a transfer function

dependant on the type of enclosure and the physiology

of the wearer, eventually impinge on the tympanic

membrane.

Whatever solution method is attempted, it is probable

that the end-user will regard the device as one which

generates acoustics pressures in response to the

application of electrical voltages. It seems sensible

therefore to commence the analysis by working

towards an evaluation of a transfer function in terms of

e

peardrum (1)

To this end, the technique of lumped element

modelling is introduced below.

2.0 LUMPED ELEMENT MODELING

A great many authors have used lumped-element (or

analogue circuit) modelling as a way of reducing the

differential equations of motion which describe

coupled electro-mechano-acoustic systems into

familiar networks of electrical components [eg 1,2,3].

The method has the advantage that fully coupled

models may be constructed rapidly, and for those

familiar with electrical networks and filters, the

analysis of the resulting circuit analogues is

straightforward and intuitive.

The most substantial disadvantage of lumped element

models is that in order to be ‘lumped’, each element

must not in itself exhibit wave behaviour. To clarify

with a mechanical example – if a vibrating diaphragm

is to be considered as a lumped mass, then all points

on that diaphragm must oscillate with identical

velocity (in magnitude and phase). Since most

mechanical and acoustic systems behave modally (in a

distributed rather than lumped fashion) within the

audio bandwidth, some might consider the technique

to be of limited utility, perhaps restricted to low-

frequency analysis. However, headphones are small

devices, and this allows the use of the technique to

illustrate the fundamental behaviours of the system

across a useful range of frequencies.

2.1 Simple driver / ear canal model

In order to illustrate generic headphone design

constraints, the selection of a dynamic transducer will

apply to most practical applications and facilitate

simple electro-mechanical modelling of the system.

Following conventional analysis the acoustic (p,U)

impedance analogue for a dynamic driver is as shown

in Figure 1.

PRINCIPLES OF HEADPHONE DESIGN – A TUTORIAL REVIEW

M.R.AVIS and L.J.KELLY

([email protected]) ([email protected])

Acoustics Research Centre, Research Institute for the Built and Human Environment,

University of Salford, UK

Headphone design using lumped-parameter analysis and analogous circuits is described. Specifically a

model of a dynamic driver in a circumaural enclosure is developed, but the approach may be applied to

other drivers and enclosure types. Models are presented which illustrate key design constraints such as

leak behaviour, open / closed back approaches, cup attenuation, cushion compliance and headband

tension. Limitations of the lumped parameter approach are discussed, following which an introduction to

analytical-modal and numerical modelling is presented.

Page 3: Principles of headphone design: A tutorial reviewusir.salford.ac.uk/id/eprint/27397/3/Principles_of... · PRINCIPLES OF HEADPHONE DESIGN – A TUTORIAL REVIEW M.R.AVIS and L.J.KELLY

M.R AVIS AND L. J.KELLY

AUDIO AT HOME – AES 21ST

UK CONFERENCE 2006

2

All except ZAB and ZAF are determined by the selection

of the drive unit, and these parameters (small-signal or

Thiele-Small) may be extracted using conventional

measurement techniques. By contrast the acoustic

loads are determined by the nature of the enclosure.

The simplest design case we might consider concerns

a driver in a sealed enclosure, attached rigidly to the

side of the head (Figure 2). The acoustic load will be

partially dependent on the input impedance to the ear

canal Za,0 which is itself a function of canal length,

cross-section and termination impedance. Despite

publications suggesting that the canal is in fact

roughly conical, the simplest model assumes a rigid

cylinder terminated with known impedance [4], in

which case [5]:

)tan(/

1

)tan(/

10

,

10,

0,

klSc

Zj

klScjZZ

TA

TA

A

(2)

The lumped impedance of an enclosed volume is well-

known:

2

00 c

V

P

VCA

(3)

Therefore the acoustic loads ZAB and ZAF shown in

Figure 1 can be replaced by the network shown in

Figure 3 below:

The pressure at the input to the ear canal P0 is (of

course) a function of driver velocity, which itself takes

a second-order bandpass response around a resonant

frequency determined by diaphragm mass MAD and the

series combination of suspension and backload

compliances CAD CAB / { CAD+CAB }. However, VF

Figure 1: Acoustic impedance analogue of generic dynamic driver where:

e = applied voltage

Bl = force factor (NA-1

)

SD = diaphragm area (m2)

RE = d.c. coil resistance (Ω)

LE = coil inductance (H)

MAD = moving diaphragm mass, acoustic units (kgm-4

)

CAD = suspension compliance, acoustic units (m5N

-1)

RAD = suspension resistance, acoustic units (Nsm-5

)

ZAB = acoustic backload (Pa.sm-3

)

ZAF = acoustic frontload (Pa.sm-3

)

1/{jω(LESD2/(Bl)

2}

eBl/{SD(RE+jωLE)}

ZAF

RAD (Bl)2/{RESD

2} MAD

U ZAB CAD

VB VF

ZA,0 ZA,TS1

l

Figure 2: Simple model of headphone / ear system

Figure 3: Acoustic circuit analogue for simple

model of headphone / ear system

CAB

CAF ZA,0

U

P0

Page 4: Principles of headphone design: A tutorial reviewusir.salford.ac.uk/id/eprint/27397/3/Principles_of... · PRINCIPLES OF HEADPHONE DESIGN – A TUTORIAL REVIEW M.R.AVIS and L.J.KELLY

PRINCIPLES OF HEADPHONE DESIGN – A TUTORIAL REVIEW

AUDIO AT HOME – AES 21ST

UK CONFERENCE 2006

3

generates a shunt compliance which low-pass filters

this pressure, suggesting this volume should be kept as

small as practicable whilst comfortably

accommodating the pinnae of users.

P0 describes the pressure at the input to the ear canal,

whilst the subjective sensation of music listening is

clearly dependant on the pressure at the tympanum.

Relating the pressures at each end of a cylindrical duct

of known termination impedance:

)sin()cos(,1

0

0

klZS

cjkl

pp

TA

l

(4)

This implies that there is a modal relation between the

pressures at each end of the ear canal, which further

modifies the input acoustics pressure (itself a function

of the modal ear canal input impedance).

2.2 Leak behaviour

Our assumption that the headphone will be rigidly

attached to the side of the head is clearly erroneous; in

most circum-aural designs the cup will be equipped

with cushions which are held against the side of the

head by headband tension. We might imagine that in

certain circumstances the seal with the head would be

imperfect, leading to leaks, as illustrated in Figure 6.

Figure 4 shows the transfer function p0 /e for two

cases – the load is assumed to be purely compliant in

case (2), and purely the input impedance to the ear

canal (no coupler volume) in case (1). The latter case

clearly shows the influence of ear canal resonances,

whereas the former (also shown by Poldy [3]) over

predicts the low frequency sensitivity. In both cases

the chosen driver parameters give a driver resonance

at about 1.5 kHz.

In Figure 5, the effect of the parallel impedances of

ear canal and shunting coupler volume can be seen, for

three values of VF. This time the magnitude response

is that of the pressure at the ear drum as a function of

drive unit input voltage. As expected, a large coupler

volume reduces sensitivity, although it could be argued

that increased sensitivity for small couplers comes at

the cost of narrow bandwidth of reproduction.

Such leaks may be modelled most simply as a branch

pipe which further diverts driver volume velocity from

the driver. Therefore the acoustic load becomes that

shown in Figure 7. Small leaks will almost certainly

exhibit lossy as well as inductively reactive behaviour,

but as a first approximation the leak may be modelled

as a lumped mass:

2

20

S

lM AL

(5)

Figure 5: | p1 /e | for three values of VF

Figure 4: | p0 /e | for (1): finite ear canal input

impedance, VF =0 and (2): VF =5cc, infinite ear

canal input impedance

Figure 6: Simple model of headphone / ear system

including leaks

VB VF

ZA,0 ZA,TS1

l

S2l2

Page 5: Principles of headphone design: A tutorial reviewusir.salford.ac.uk/id/eprint/27397/3/Principles_of... · PRINCIPLES OF HEADPHONE DESIGN – A TUTORIAL REVIEW M.R.AVIS and L.J.KELLY

M.R AVIS AND L. J.KELLY

AUDIO AT HOME – AES 21ST

UK CONFERENCE 2006

4

Incorporated into the analogous circuit in Figure 7,

this impedance acts as a high-pass filter (Figure 8).

This behaviour seems intuitively correct, when one

considers the spectral effect of pushing the cup more

firmly to the side of the head. The model also agrees

tolerably with headphone measurements on an

artificial head incorporating prefabricated leak ‘tubes’,

and with measurements on human users of various

head size and pinna-jaw configuration.

A first refinement of this model would place a resistive

loss in series with MAL , but as is often the case with

damping materials the precise determination of

acoustic resistance is difficult and may be best

approached by attempting to fit measured data with

the model approximation. Additionally, Poldy [3]

presents a number of formulae for holes and slits

which give suggested values for reactive and resistive

lumped components as functions of frequency, which

this author has used with mixed results.

2.3 Closed vs. open back designs

As has been shown in section 2.3, leak impedances

can significantly change the pressure response at the

users ear drum. Unfortunately the filtering effect

imposed by leaks cannot be compensated

electronically, since the spectral modifications are

highly variable between users. What is required is a

method by which inter-user leak variability is lessened

in its effect on the spectrum at the ear drum. This is

usually accomplished by instituting a large,

predetermined ‘leak’ between VF and VB and / or free

space. A simple configuration is shown in Figure 9.

As long as the (fixed, pre-determined) front / back

leakage path has small impedance compared to the

variable leaks around the cushion, the spectrum at the

ear drum can be maintained considerably more

constant between users than might otherwise be the

case. The analogue circuit now takes the form shown

in Figure 10.

Unfortunately, at the same time the sensitivity of the

device is reduced considerably. In many

circumstances, such a loss in sensitivity is tolerable

since as long as the drive unit remains linear in

operation to a sufficiently large excursion, the drop in

sound pressure level at the ear may be compensated by

increasing the magnitude of the electrical input

accordingly.

If, as in Figure 11, the open-back design lacks low-

frequency emphasis, this may be applied

electronically. The key feature of using a large, fixed,

resistive ‘leak’ (i.e. an open-back configuration) is that

in comparison with Figure 8, leak cases (1) to (3) have

a far less significant effect on the pressure at the ear.

Figure 7: Acoustic circuit analogue for simple model

of headphone / ear system including leaks

CAB

CAF ZA,0

U

P0MAL

VB

VF

ZA,0 ZA,TS1

l

S2l2

Figure 8: | p1 /e | for three leak conditions of

increasing size

Figure 9: Acoustic circuit analogue for open-back

headphone / ear system including leaks

Page 6: Principles of headphone design: A tutorial reviewusir.salford.ac.uk/id/eprint/27397/3/Principles_of... · PRINCIPLES OF HEADPHONE DESIGN – A TUTORIAL REVIEW M.R.AVIS and L.J.KELLY

PRINCIPLES OF HEADPHONE DESIGN – A TUTORIAL REVIEW

AUDIO AT HOME – AES 21ST

UK CONFERENCE 2006

5

An additional potential difficulty is found in the loss of

passive attenuation through the cup when using an

open-back approach. Where listening is to take place

in a noisy environment (for instance cueing in ‘live’

sound reproduction events, outside broadcasts, or for

some telephony / radio communication applications)

then the open back solution is often made

impracticable by noise masking of the signal. In such

situations, the headphone has to act simultaneously as

hearing protector and communication device; some of

the issues surrounding the design of successful hearing

protectors are considered in section 2.4.

2.4 Headphones as hearing protectors

Propagation from free space to beneath the cup can

take place via two mechanisms; leaks between

cushions and head, and by structure-borne

transmission through the cup itself. Rather than

exciting the cup into bending-wave motion, it is much

more likely that the cup itself remains stiff and

executes whole-body motion on the ‘suspension’

provided by the cushions. The mode of this oscillation

has a significant impact on sound propagation. Where

the cup ‘rocks’ (the cushion, on opposite sides of the

ear, executing out-of-phase motion) then the space

under the cup is not compressed, and structure-borne

transmission is insignificant. However if the cup

executes single-plane motion normal to the side of the

head (sometimes called the ‘breathing mode’) then the

compliant volume of air beneath executes significant

compression and rarefaction, generating acoustic

pressures.

The cup (if it executes whole-body motion) may

simply be regarded as a mass, and the cushion as a

suspension providing compliance and damping. In

addition, some authors consider separately the

compliance and damping offered by the flesh between

the cushion and the skull. The circuit analogue then

takes the form shown in Figure 12.

Transfer function P1(jω)/P0(jω) describes the

attenuation of the hearing protector. Neglecting for a

moment the leak impedances, we can see that the

system will be resonant, with the mass of the cup

bouncing on the compliance provided by the air

volume, with some damping afforded by the cushion

and flesh. The circuit may be solved to give a detailed

description of the separate effects of cushion and flesh

compliance and damping (schroter), or alternatively

for a more rapid and intuitive description these terms

may be considered as a single lumped compliance and

resistance CA1 and RA1 . Then:

1

1

20

1

)(1

1

AAF

A

AFAcupAF RCj

C

CMCj

P

P

(6)

Figure 10: Acoustic circuit analogue for open-back

headphone / ear system including leaks

Figure 11: (a) - Closed back response, no leaks;

(b) – open back response, no leaks and leak case

(1); (c) – open back response, leak case (2); (d) –

open back response, leak case (3)

CAB

CAF ZA,0

U

P0MALMA1

RA1

Figure 12: Acoustic circuit analogue for open-back

headphone / ear system including leaks

MA,leak RA,leak

MA,cup

CA,flesh

RA,cushP0

RA,flesh

CAFCA,cush

P1

Page 7: Principles of headphone design: A tutorial reviewusir.salford.ac.uk/id/eprint/27397/3/Principles_of... · PRINCIPLES OF HEADPHONE DESIGN – A TUTORIAL REVIEW M.R.AVIS and L.J.KELLY

M.R AVIS AND L. J.KELLY

AUDIO AT HOME – AES 21ST

UK CONFERENCE 2006

6

This perhaps does not look very useful, until we note

that the form of the circuit implies a resonant

response, with the resonance at

AcupAF

resMC

1 (7)

In which case our transfer function becomes:

1

22

1

2

2

0

1

)()(1 AAFres

A

AFres

res

RCjjC

CP

P

(8)

It is now clear that the function represents a second-

order low-pass network, flat at low frequency and

dropping off at 12dB per octave above a frequency

(9)

Damping term RA1 largely controls the amplitude at

resonance – if cushion / flesh damping is too small,

then some drop in attenuation performance in the

vicinity of ωres can be anticipated.

The full analogue was modelled with results shown in

Figure 13 for varying cup mass, and Figure 14 for

varying cushion stiffness.

It can be seen that the hypotheses drawn from the

simplified model are proven in the case of the more

complicated analogue of Figure 12. Increasing cup

mass lowers the resonant frequency (Figure 13), and

above resonance increases the attenuation. Reducing

cushion compliance raises the resonant frequency, as

well as increasing low frequency attenuation (Figure

14). The effect is limited by flesh compliance, which

effectively shunts the headphone cushion – ideally a

method would be sought to attach the cup directly to

the skull…

It might be thought that headband tension should have

an influence on ωres and hence the attenuation

performance of the headphone/protector. Headband

tension certainly has a major influence on the leak

impedance, which provides a flanking path which may

substantially obviate any benefits accruing from the

adoption of a ‘heavy’ cup. This is shown in Figure

15, where a 60g cup is effectively shunted by a leak of

comparatively small dimensions. Thus leak

impedances are a big issue for passive attenuation as

well as headphone reproduction. However, the

influence of headband tension on attenuation in the

absence of leaks rather depends on the linearity of

cushion compliance.

2.5 Headband tension, cushion compliance

and fluid-filled cushions

If the flesh/cushion system is regarded as substantially

linear, then headband tension only affects leak

performance and has no other influence. However, no

spring is linear over an infinite range of excursions, as

shown in Figure 16:

1

2 1

A

AF res

C

C

Figure 13: Attenuation of passive hearing protector

for varying cup mass

Figure 14: Attenuation of passive hearing protector

for varying cushion compliance

Page 8: Principles of headphone design: A tutorial reviewusir.salford.ac.uk/id/eprint/27397/3/Principles_of... · PRINCIPLES OF HEADPHONE DESIGN – A TUTORIAL REVIEW M.R.AVIS and L.J.KELLY

PRINCIPLES OF HEADPHONE DESIGN – A TUTORIAL REVIEW

AUDIO AT HOME – AES 21ST

UK CONFERENCE 2006

7

The gradient of the force/displacement curve

determines spring compliance. A linear spring

maintains constant compliance, whereas a non-linear

spring will become more stiff as the headband tension

is increased. Since both cushion and flesh compliance

can be expected to behave in a non-linear manner,

headband tension will have interesting effects on

attenuation.

We have seen in Figure 14 that decreasing compliance

will increase attenuation performance. With regard to

headband tension, this suggests the unsurprising result

that maximal tension is desired, since not only are

leaks minimized but also cushion stiffness may be

maximized, which will increase attenuation.

Unfortunately, extreme values of headband tension

rapidly become uncomfortable for users, and are likely

to lead to rejection of a product regardless of its

attenuation / reproduction performance.

In response to this dilemma, some manufacturers have

adopted fluid-filled cushions (where a gel is used

instead of a sponge element), since these have two

significant advantages. Firstly, the cushion moulds

more effectively to the side of the head than a sponge

type, meaning that leaks can be minimized without

excessive headband tensions. Secondly, as long as

sufficient tension is applied to overcome the

compliance of whatever bag is used to contain the gel,

and to hold the cup securely during normal head

movements, then the lumped stiffness of the cushion is

almost infinite. This means that flesh compliance

rather than cushion compliance is the limiting factor

in determining performance (Figure 17).

2.6 Limitations of the lumped-element

technique

The lumped parameter technique has been shown to be

effective in modelling the electro-acoustic performance

of small drivers in headphones, and also of great

utility in predicting the behaviour of headphone cups,

cushions and leaks. However, circumstances

sometimes arise where such models become less

effective – most notably where the ‘lumped’

assumption breaks down within a given element,

which starts to behave in a distributed manner.

Perhaps the most obvious example of this as applied to

headphones is in the case of the ‘compliant’ volume of

air under the cup. As is the case in room acoustics,

this volume will behave as a lumped element as long

as wavelength is long compared to enclosure

dimensions – the so-called ‘zeroth mode’. Once

wavelength decreases to approaching twice the largest

dimension of the enclosure (assuming half-wave

behaviour resulting from comparatively large

boundary impedances) then the first resonant modes of

Figure 15: Degradation of protector performance

due to small leak impedances

Figure 17: Attenuation performance of foam, and

fluid (gel) cushions

Figure 16: Force / displacement characteristic for

linear and non-linear springs

Force

Displacement

Page 9: Principles of headphone design: A tutorial reviewusir.salford.ac.uk/id/eprint/27397/3/Principles_of... · PRINCIPLES OF HEADPHONE DESIGN – A TUTORIAL REVIEW M.R.AVIS and L.J.KELLY

M.R AVIS AND L. J.KELLY

AUDIO AT HOME – AES 21ST

UK CONFERENCE 2006

8

the space will occur. Each mode is associated with an

eigenvalue – a resonant frequency – and a spatial

eigenfunction – which dictates the variance of pressure

and particle velocity throughout the enclosure. The

fact of this variance tells us that our lumped

assumption is no longer correct, and that as a result

the performance of the system will differ from that

expected.

Since circumaural headphones are small compared to

listening rooms, we might expect a lumped

assumption to perform well to a comparatively high

frequency. However, a point is often reached where a

more refined model is required. This may be because

the modelled performance of a headphone differs

significantly from ATF (Acoustic Test Fixture) or

MIRE (Microphone In Real Ear) measurements, or it

may be because (for instance with ANR (Active Noise

Reducing) headsets) a very accurate map of the sound

pressure under the cup is required in order to optimise

the placement of error-sensing microphones.

In the case of the input impedance to the ear canal, an

analytical distributed model was adopted from the

outset (eq 1) since a lumped assumption in this case

misses several important features. This distributed

model was easily incorporated with the lumped models

used for the remainder of the system. It is equally

possible to attempt analytical models of the resonant

behaviour of the volume of air under the headphone

cup, and to incorporate these with the overall lumped

scheme. Such models are introduced in section 3.

3.0 MODELING DISTRIBUTED PRESSURE

UNDER HEAD SHELLS 3.1 Comparison between lumped and wave

model

A simple example for the comparison of lumped-

parameter and model modelling techniques is shown

in Figure 18. Here, the cavity is reduced to a

cylindrical pressure chamber, driven by a given

velocity at one end.

The solution of the Helmholtz equation for this

boundary value problem is well known and can be

found, for example, in [6]. The solution is represented

in equation (10).

nqm

m q

qmAxrp ,,),,( (10)

We see a conventional summation of mode shapes

(eigenfunctions) of the cylinder; modes in the

longitudinal plane are represented by Ψn and modes in

the circular plane are represented by Ψm,q. Ψn form a

set of modes based on trigonometric functions which

are harmonically related, and Ψm,q form a second set

which are based on the roots of a Bessel function, and

which are not harmonically related. Am,q represents

the set of coefficients which determine the contribution

of each mode to the overall response – effectively a set

of modal ‘gain’ terms.

In the simple case of uniform excitation over the

vibrating surface with rigid cavity walls, none of

modes Ψm,q are excited and thus the response is

governed by a harmonic series of longitudinal

trigonometric functions. For unit velocity excitation,

the expression for the input impedance to the cavity is

found as:

)cot(0 kLcjZn

n (11)

foam

Ear canal wall

vibrating driver

cylinder

Figure 18: Coupling cavity simplified to cylindrical

cavity

Figure 19: lumped vs. modal model for a cylindrical

cavity

0.001 0.01 0.1 1 10 100

110

120

130

140

150

160

170

180

190

ka

|z| (d

B)

wave model

lumped model

Page 10: Principles of headphone design: A tutorial reviewusir.salford.ac.uk/id/eprint/27397/3/Principles_of... · PRINCIPLES OF HEADPHONE DESIGN – A TUTORIAL REVIEW M.R.AVIS and L.J.KELLY

PRINCIPLES OF HEADPHONE DESIGN – A TUTORIAL REVIEW

AUDIO AT HOME – AES 21ST

UK CONFERENCE 2006

9

This is the same result as that adopted for the input

impedance to the ear canal, expressed in equation 2. It

can be compared to a lumped model of the air in the

cavity as a simple compliance, the impedance of which

is given in equation 3. Figure 19 compares these two

formulations.

As we might expect, at high frequency the two models

show significant divergence, and this can cause

problems in the application cases previously

mentioned.

3.2 Numerical methods

A modal decomposition approach may well yield

satisfactory results for simple boundary geometries,

but a headphone cavity is rarely in practice a perfect

cylinder. In addition, its walls will exhibit complex

and frequency-dependant boundary impedances, and

the drive unit will excite the cavity over an area rather

than as a point source. The problems may be soluble,

but the complexity of the problem increases

dramatically and the modal decomposition technique

becomes less attractive.

Techniques exist that allow these problems to be

solved more generally using numerical methods, the

most common of these being the Finite Element

Method (FEM) and the Boundary Element Method

(BEM). Both FEM and BEM are based on a similar

premise that the domain to be modelled is

approximated by dividing it into small discrete

sections or elements.

The principle behind FE methods are based on

dividing the problem domain into N small elements.

These elements coexist by means of continuity

conditions, so that the behaviour of each element is

determined by the behaviour of those elements

immediately surrounding it. Elements which border a

boundary or source are given relevant boundary

conditions. In this manner we divide the problem into

that of N small problems. The numerical scheme

behind FEM requires the partial differential equation

(PDE) governing each element to be rewritten into its

‘weak form’, and an approximation to the solution is

developed and expressed as a sum of piecewise linear

functions (or basis functions). In this form we have a

system of N linear equations with N unknowns. This

can be assembled into a matrix equation which can be

solved, giving an approximate solution for each

element or degree of freedom.

BEM is also concerned with dividing the problem into

small elements, but it is slightly different in concept to

FEM. BEM deals with the PDE by reducing it to a

surface integral equation. The integral equation

determines the value of the independent variable on

the boundary surface due to contributions of sources

within the domain and the scattering effect of the

boundary itself. This provides enough information to

be able to solve the problem for any given point in the

domain. Since BEM works in this manner, it requires

only the boundary to be meshed rather than the full

domain, thus reducing the degrees of freedom in the

problem by an order of magnitude. BEM is not

suitable for all types of problems however since it is

limited to domains in which a Green’s function can be

calculated, which restrict it to linear and homogenous

media.

When using numerical methods for acoustics

involving meshing a domain, it is important to ensure

that the mesh is fine enough to accurately represent

the wave patterns. Opinion varies but it is typically

suggested that the mesh has a resolution of a

minimum 8 elements per maximum wavelength. For

a 3D mesh at full bandwidth, this can quickly lead to

models with degrees of freedom in the order of

millions. Due to computational expense, therefore, the

application of numerical methods in acoustics has only

recently been a practical option, and is still only really

feasible in small sized or low frequency problems.

3.3 Application of numerical methods to

headphone models

An ability to model wave behaviour in enclosed spaces

with adaptable geometry opens up the possibility of

full bandwidth 3D models of the sound fields under

headphones. Figure 20 demonstrates a crude

approximation of a coupling cavity mesh for a

circumaural headphone. However as discussed in

previous sections, headphones are more complex than

the simple acoustic enclosure, and hence any model

Figure 20: Example mesh of approximated

circumaural headphone coupling cavity

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M.R AVIS AND L. J.KELLY

AUDIO AT HOME – AES 21ST

UK CONFERENCE 2006

10

must be able to accommodate additional mechanical

coupling.

As an example, consider the cushion. An elementary

numerical model may model the cushion as a locally

reacting surface and represent it as a known boundary

impedance, with data obtained from measurement.

This may be a reasonable approximation in some or

even most circumstances. However, the admittance

may not necessarily be locally reacting, there may be

some significant coupling of the cavity with the

cushion, or the cushion may be locally reacting but

may present an impedance that varies with position.

A more complete model of the headphone would

include a model of the cushion as a porous medium.

Indeed this may be the only option if the headphone

cushion extends to form a layer in front of the drive

unit (as is the case with many supra-aural models).

Several well-known approaches exist for modelling

acoustic waves in porous media, which develop the

problem with varying levels of rigour [7,8,9]. In

general though, these models effectively represent the

cushion as a lossy medium, characterised by its

(complex) density and phase velocity. It should be

noted that since BEM is limited to homogenous media

a coupled cavity-cushion model using this method

would not be possible.

Additionally, we might consider the headphone driver.

So far the driver has been considered as executing

pistonic motion. As has already been suggested, this

is an approximation, especially at high frequencies. A

thorough solution would include a structural model of

the driver which could be coupled to the cavity, but

this would be no trivial task.

A more convenient solution might ignore the coupling

effects and present the driver as a complex vibrating

surface which nonetheless retains constant velocity

behaviour. Vibration data could be provided from

measurement, necessitating laser interferometry, but

this poses some difficulties since the diaphragms in

question are small and frequently transparent.

Additionally, the light mass of the diaphragm suggests

that a constant velocity assumption could be

considerably in error.

4.0 CONCLUSIONS

The design of a circum-aural headphone incorporating

a dynamic driver has been described, using lumped

parameter techniques. It has been shown that coupler

volume affects the spectral response of the device, and

that the choice of an open or closed back approach has

significant influence on the affect of ‘leaks’, where the

cushion makes an imperfect seal to the side of the

head. The compliance of these cushions has been

shown to be of primary importance in the attenuation

of external sound fields through the cup, along with

the mass of the cup itself and the applied headband

tension.

With the pressure field under a headphone cup

becoming distributed at higher frequencies, a modal

decomposition has been shown to give a more realistic

representation than lumped parameters. For simple

geometry a modal approach is possible analytically but

for a headphone it is only feasible using numerical

methods. Headphone issues such as structural

coupling of the cushion and driver can be represented

in a numerical model opening the possibility for

headphone models which are accurate for the full

audio bandwidth.

5.0 REFERENCES

[1] Beranek, L.L. ‘Acoustics’, American Inst. of

Physics (New York 1986)

[2] Olson, H.F., ‘Elements of Acoustical

Engineering’, Van Nostrand (New York 1947)

[3] Borwick, J., ‘Loudspeaker and Headphone

Handbook’, 2nd Ed., Focal Press (Oxford 1994)

[4] Stimson, M.R., ‘The spatial distribution of

sound pressure within scaled replicas of the human ear

canal’, J.Acoust.Soc.Am. 78(5), 1985, pp1596-1602

[5] Kinsler, L.E., Frey, A.R. et al, ‘Fundamentals

of Acoustics’, 4th Ed., Wiley (New York 2000)

[6] Morse, P.M. & Ingard, K.U. ‘Theoretical

Acoustics’, (Princeton University Press, 1968)

[7] Delany, M.E., Bazley, E.N. Acoustical

properties of fibrous materials Applied Acoustics, 3

(1970) 105-16

[8] Biot, M.A. The theory of propagation of

elastic waves in a fluid-saturated porous solid. I. Low

frequency range. II. High frequency range.

J.Acoust.Soc.Am 28 (1956) 168-91

[9] Allard, J.F. ‘Propagation of Sound in Porous

Media’, Elsevier (London, 1993)