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OrganizationEPA Airborne Particulate Matter Center, Univ. of Rochester
Source Specific Health Effects of Ultrafine/Fine Particles
Administrative CoreG.Oberdörster (Dir.) Mike Terry (Asst. Dir. Adm.)M. Utell (Co-Dir.) Judy Havalack (Adm. Asst.)
Consortia:Clarkson Univ. (Potsdam, NY);
UC-San DiegoGSF (Germany)
Scientific Advisory Committee
Executive CommitteeP.I’s of Research Cores
Scientific Info + Coordinationwith other PM Centers, EPA,
and other outside collaborating institutions
Research Cores Facility Cores
Exposure
Cardiovasc. EffectsSusceptible populationsEpidemilogy/Clinical
MechanismsAnimal models of
susceptibilityIn vitro models
Characterization &Source Apportionment
P.Hopke/K. Prather
BiostatisticsD. Oakes
Vascular & Inflammation
R. Phipps
PilotProjects
Epidemiology StudiesRisk Factors
A. Peters/ H-E. Wichmann
Clinical StudiesSusceptible Populations
M.Frampton/M. Utell
Animal ModelsG.Oberdörster/A. Elder
In vitro StudiesMolecular Mechanisms
J. Finkelstein
Aerosol Generation & Analysis
P.Hopke/R.Gelein
CardiacW. Zareba
Sources
Enrichment Programs:Seminars, EducationCommunity Outreach
Visiting Scientists
Figure 3.1
SOURCES OF FINE PM
Vapor(coating)
CoagulationNuclei Mode(UFP)
Accumulation Mode(AMP)
Inhalation
Respiratory Tract Deposition
UFP AMPpartial AMPdeaggregation and dissolution
CNS (neurodegeneration)
Translocation of UFP from NP and TB region along sensory neurons to CNS; ANS ganglia
Translocation of UFP to interstitium, capillaries, heart (direct effects)
Alveolar inflammation
Translocation tobone marrow:precursor cell effects (megakaryocytes, EPC)
Uptake by endothelium; platelets
Activation/interaction of endothelial cells, platelets and leukocytes
Increased coagulabilitythrombus formation
Plaque rupture
Cardiac eventsStroke
Acceleration of atherosclerosis
ECGmodification
Endothelial dysfunction,vasoconstriction
Release of EMP, PMP,cytokines
EMP - endothelial microparticlesPMP - platelet microparticlesEPC - endothelial precursor cellsANS - autonomic nervous systemCNS - central nervous systemTB - tracheobronchialNP - nasopharyngeal
SOURCES OF FINE PM
Vapor(coating)
CoagulationNuclei Mode(UFP)
Accumulation Mode(AMP)
Inhalation
Respiratory Tract Deposition
UFP AMPpartial AMPdeaggregation and dissolution
CNS (neurodegeneration)
Translocation of UFP from NP and TB region along sensory neurons to CNS; ANS ganglia
Translocation of UFP to interstitium, capillaries, heart (direct effects)
Alveolar inflammation
Translocation tobone marrow:precursor cell effects (megakaryocytes, EPC)
Uptake by endothelium; platelets
Activation/interaction of endothelial cells, platelets and leukocytes
Increased coagulabilitythrombus formation
Plaque rupture
Cardiac eventsStroke
Acceleration of atherosclerosis
ECGmodification
Endothelial dysfunction,vasoconstriction
Release of EMP, PMP,cytokines
EMP - endothelial microparticlesPMP - platelet microparticlesEPC - endothelial precursor cellsANS - autonomic nervous systemCNS - central nervous systemTB - tracheobronchialNP - nasopharyngeal
SOURCES OF FINE PM
Vapor(coating)
CoagulationNuclei Mode(UFP)
Accumulation Mode(AMP)
Inhalation
Respiratory Tract Deposition
UFP AMPpartial AMPdeaggregation and dissolution
CNS (neurodegeneration)
Translocation of UFP from NP and TB region along sensory neurons to CNS; ANS ganglia
Translocation of UFP to interstitium, capillaries, heart (direct effects)
Alveolar inflammation
Translocation tobone marrow:precursor cell effects (megakaryocytes, EPC)
Uptake by endothelium; platelets
Activation/interaction of endothelial cells, platelets and leukocytes
Increased coagulabilitythrombus formation
Plaque rupture
Cardiac eventsStroke
Acceleration of atherosclerosis
ECGmodification
Endothelial dysfunction,vasoconstriction
Release of EMP, PMP,cytokines
EMP - endothelial microparticlesPMP - platelet microparticlesEPC - endothelial precursor cellsANS - autonomic nervous systemCNS - central nervous systemTB - tracheobronchialNP - nasopharyngeal
SOURCES OF FINE PM
Vapor(coating)
CoagulationNuclei Mode(UFP)
Accumulation Mode(AMP)
Inhalation
Respiratory Tract Deposition
UFP AMPpartial AMPdeaggregation and dissolution
CNS (neurodegeneration)
Translocation of UFP from NP and TB region along sensory neurons to CNS; ANS ganglia
Translocation of UFP to interstitium, capillaries, heart (direct effects)
Alveolar inflammation
Translocation tobone marrow:precursor cell effects (megakaryocytes, EPC)
Uptake by endothelium; platelets
Activation/interaction of endothelial cells, platelets and leukocytes
Increased coagulabilitythrombus formation
Plaque rupture
Cardiac eventsStroke
Acceleration of atherosclerosis
ECGmodification
Endothelial dysfunction,vasoconstriction
Release of EMP, PMP,cytokines
EMP - endothelial microparticlesPMP - platelet microparticlesEPC - endothelial precursor cellsANS - autonomic nervous systemCNS - central nervous systemTB - tracheobronchialNP - nasopharyngeal
SOURCES OF FINE PM
Vapor(coating)
CoagulationNuclei Mode(UFP)
Accumulation Mode(AMP)
Inhalation
Respiratory Tract Deposition
UFP AMPpartial AMPdeaggregation and dissolution
CNS (neurodegeneration)
Translocation of UFP from NP and TB region along sensory neurons to CNS; ANS ganglia
Translocation of UFP to interstitium, capillaries, heart (direct effects)
Alveolar inflammation
Translocation tobone marrow:precursor cell effects (megakaryocytes, EPC)
Uptake by endothelium; platelets
Activation/interaction of endothelial cells, platelets and leukocytes
Increased coagulabilitythrombus formation
Plaque rupture
Cardiac eventsStroke
Acceleration of atherosclerosis
ECGmodification
Endothelial dysfunction,vasoconstriction
Release of EMP, PMP,cytokines
EMP - endothelial microparticlesPMP - platelet microparticlesEPC - endothelial precursor cellsANS - autonomic nervous systemCNS - central nervous systemTB - tracheobronchialNP - nasopharyngeal
SOURCES OF FINE PM
Vapor(coating)
CoagulationNuclei Mode(UFP)
Accumulation Mode(AMP)
Inhalation
Respiratory Tract Deposition
UFP AMPpartial AMPdeaggregation and dissolution
CNS (neurodegeneration)
Translocation of UFP from NP and TB region along sensory neurons to CNS; ANS ganglia
Translocation of UFP to interstitium, capillaries, heart (direct effects)
Alveolar inflammation
Translocation tobone marrow:precursor cell effects (megakaryocytes, EPC)
Uptake by endothelium; platelets
Activation/interaction of endothelial cells, platelets and leukocytes
Increased coagulabilitythrombus formation
Plaque rupture
Cardiac eventsStroke
Acceleration of atherosclerosis
ECGmodification
Endothelial dysfunction,vasoconstriction
Release of EMP, PMP,cytokines
EMP - endothelial microparticlesPMP - platelet microparticlesEPC - endothelial precursor cellsANS - autonomic nervous systemCNS - central nervous systemTB - tracheobronchialNP - nasopharyngeal
Research Core 1: Characterization of Particle-Bound ROS
Specific Aims• Aim #1. To understand the evolution of ambient
particle compositions as they are transported from the sources to the receptor site with particular emphasis on the concentrations of particle-bound reactive oxidative species.
• Aim #2. To develop methods to characterize the sources and nature of reactive oxidative species associated with the ambient PM2.5 and PM0.1 particle aerosol using high resolution EPR and LC/MS.
Characterization of Particle-Bound ROS
Rubidoux July 2003 NYC January 2004
1 10 100 10000
5
10
15
20
25
30PALAS fresh 41nmPALAS aged 41nmSevacarb 300nmPrintex-90 14nmSterling-V 70nmC-13 42nmCB+25% Fe 40nmCB Nanotubes SWNT
Noncellular ROS Summary (Carbon Particles)Particle Mass Correlation
ug
Equi
vale
nt H
2O2 c
onc.
(µM
)
1 10 100 10000
5
10
15
20
25
30
PALAS fresh 700m2/gPALAS aged 700m2/gSevacarb 7m2/gPrintex-90 300m2/gSterling-V 37m2/gC -13 ~700m2/gCB+25% Fe ~700m2/g
Noncellular ROS Summary (Carbon Particles)Particle Surface Area Correlation
cm2
Equi
vale
nt H
2O2 c
onc.
(µM
)
Research Core 2 –Epidemiological Studies
• Panel studies in potentially susceptible subgroups– Diabetics– Myocardial infarction survivors– Genetically predisposed subjects
• Associations between sources of fine and ultrafine particles and inflammation and endothelial dysfunction
• ECG-sub-study assessing associations between personal particle exposures, stress and cardiac function
Ultrafine particles Ultrafine particles and and cardiac cardiac readmission readmission in in myocardial infarction myocardial infarction
survivorssurvivors
Klot et al. Circulation 2005
A B H R S pooledRat
e R
atio
[per
10
000/
cm³]
0,9
1,0
1,1
1,2
1,3
Core 2 Studies
Cardiac Rehabilitation (Rochester) N=80
Diabetes/Myocardial Infarction (Augsburg) N=100/100
Inflammatory/Detoxification Polymorphisms/Controls (Augsburg) N=100/100
Air Monitoring
Criteria pollutants (PM2.5, SO2, CO, O3) Criteria pollutants (PM2.5, SO2, CO, O3) Criteria pollutants (PM2.5, SO2, CO, O3) Particle size distribution Particle size distribution Particle size distribution Particle composition (STN Network site) Volatile particle distributions Volatile particle distributions Indoor particle number Sulfates, Nitrates Sulfates, Nitrates
EC/OC EC/OC Surface area Surface area
Measurements Symptoms Symptoms Symptoms ECG ECG ECG BP & HR, rest & exercise BP, HR BP, HR Blood biomarkers Glycosylated hemogloblin Glycosylated hemogloblin
Genetic polymorphisms Genetic polymorphisms Blood biomarkers Blood biomarkers Endothelial dysfunction Endothelial dysfunction
Research Core 3: Human Exposures Objectives
Effects of inhaled ambient UFP in healthy and diabetic subjects:
• Blood coagulation via effects on platelets and circulating microparticles
• Cardiac output• Cardiac rhythm and repolarization• Role of reactive oxygen species• Antioxidant prevention• Comparison to carbon particles
Human Studies of Exposure to Carbon UFP
• Changes in leukocyte adhesion molecule expression
• Reduction in DLCO• Reduced brachial flow-mediated vasodilatation• Suggests both pulmonary & systemic vascular
effects• Preliminary findings: effects in type 2 diabetics,
at rest• Implications for cardiovascular disease
HUMAN EXPOSURE FACILITY
MRBx-Inhalation FacilityK
e n d r i c k R o a d
A
B
C
D
EF
GH
IJ
K
Human UFP Exposure
AnimalUFP Exposure
UF Concentrator
y
0 10000 20000 30000 40000 50000 60000 70000 800000
5000
10000
15000
20000
25000
30000
35000
40000
45000
50000
55000
60000
65000
70000
75000
12PM 3PM 6PM 9PM 12AM 3AM 6AM 9AM
Time (sec)
part
icle
s / c
mPa
rtic
les/
cm3
Particle Number Concentrations on Kendrick Road
(CPC counts, Mean of 4 days and nights)
Noon Midnight
Research Core 4: Animal ModelsResearch Core 4: Animal Models
Focus on: Cardiovascular Disease; CNS injury; particle biokinetics
• Exposures of diabetic rats (JCR): Concentrated UFP exposures (acute/subchronic)
On-road exposures (truck study)
Intratracheal microspray exposures to UF/Fine PM(different sites and sources)
– PM physico-chemical analyses and ROS measurements
– pulmonary and cardiovascular endpoints (inflammatory; oxidative stress, acute phase proteins,microparticles, ECG analyses)
– impact of: ultra-low sulfur fuel (less nucleation, NPs); after device (filter) + NOx catalyst
• Translocation and clearance kinetics of model and ambient UF/Fine PM(heart; platelets; bone marrow; spleen; brain)
– model particles: gold (TEM; ICPMS); 13C UFP
– neutron activation of UF/Fine PM: GeLi detector analysis; organ retention kinetics
• Neurotoxic effects of UF/Fine PM, rats and mouse model of neurodegeneration
– MPTP model; mitochondrial effects (electron transport chain function and activities;membrane potential; ROS production)
University of Minnesota Mobile Emissions Laboratory (MEL)
air-conditionedcompartment
Year 1 Year 2exhaust intake
MEL 6 hr exposure of rats on Rochester-Buffalo Thruway:
Aerosol and Atmospheric CharacteristicsAtmospheric Monitoring Data, in truck
Plume number concentration 1.6-4.3 x 106
particles/cm 3
Exposure cage number concentration 1.3-7.6 x 105 particles/cm3
NO 0.95-1.85 ppmNO2 0.05-0.15 ppmElemental carbon concentration 0-2.7 µg/m3
Organic carbon concentration 7.1-12.9 µg/m3
CO2 485-581 ppmCO 3.1-6.4 ppmParticle size (DGN) 13-19 nm
Filtered air controls (n ) <4.5 x 103 particles/cm3
Chamber temperature 19-27 ºC
Atmospheric Conditions, outsideOutside temperature (high) 10-23 ºCWind speed 3-12 mph
TNF-α and TNF-α Receptor I Gene Expressionin 21 month-old Rats Exposed for 1 Day in MEL
Lung Tissue
0
1
2
3
4
5Heart Tissue
0
1
2
3
4
5 Olfactory Bulb Tissue
0
1
2
3
4
5
Saline + Filtered AirSaline + ExhaustLPS + Filtered Air
Virus + Filtered AirVirus + Exhaust
LPS + Exhaust
Saline + Filtered AirSaline + ExhaustLPS + Filtered Air
Virus + Filtered AirVirus + Exhaust
LPS + Exhaust
Rel
ativ
e In
crea
se o
ver
Con
trol
TNF-α Receptor TNF-α Receptor TNF-α Receptor
Research Core 5: In vitro StudiesResearch Core 1
Aerosol Generationand Analysis Core
Research Core 2 Epidemiology
Research Core 3 Clinical Studies
Aim 1: ROS generationactivation of gene expressionepithelial cells microvascular
endothelial cells
Aim 5: Source dependent induction of oxidant gene
expression
Ultrafine/Fine PMLaboratory generatedConcentrated Ambient
Source Specific Aim 2: microvascular endothelium activation by PM or cytokines release
of microparticles; apoptosis
Aim 3: Altered response in aged and /or diabetic animalssensitivity to oxidant stress
Research Core 4Animal Studies
Aim 4: gene expression bone marrow precursors
neuronal cell model systems.
Vascular /Inflammation Core
Ambient UF PM stimulation of IL-6 ExpressionEndothelial and Epithelial Response (4,7ug/cm2): Source effects
0
20
40
60
80
100
120
140
160
UTAHSEATTLEPHOENIXSTERLING FORESTSOUTH BRONXHUNTER COLLEGEHETTSTETTZERBST
pg/m
l
0
100
200
300
400
500
Endothelium Epithelium
INTEGRATION OF PARALLEL AND SEQUENTIAL STUDIES
Panel Studiesdiabetes; MI;
genetic susceptibility
Clinical Studiesdiabetes
Animal StudiesDiabetic rats
(acute - subchronic)
Urban Ultrafine/fine PM(Augsburg, Rochester)(ambient concentrations)
Urban Ultrafine/fine PM(Rochester)
(ultrafine/fine concentrator)
On-road Ultrafine/fine PM(highway, NY)
(ambient concentrations)
Other ultrafine/fine PM sources
powerplants, road tunnel, toll plaza, roadside?
Chemistry, oxidativecapacity, OC/EC
deaggregation
Filter Samples
S o u r c e s
In vitro Studiesdose-response;
ranking; oxidative stress
Animal Studies
Correlating PM size, reactivity, chemistry and sources with effects
Sim
ilar B
iolo
gica
l End
poin
ts —
Rea
l Tim
e PM
Siz
e M
easu
rem
ents
Selected filter
samples
Model Particles
Input for EPA decision-makingHuman extrapolation; risk assessment; evaluation of PM standards
Concentrated Ultrafine Particles, Rochester Exposure FacilityFMPS display
5.610244287
178365560
Start + 48:00
pConcentration (#/cm³)
Par
ticle
Siz
e (n
m)
0 1e4 2e4 3e4 4e4 5e4 6e4 7e4 8e4 9e4 1e5 1.1e5 1.27e5
1510
7:11:50 AM 7:20:50 AM 7:30:50 AM 7:40:50 AM 7:50:50 AM 8:00:50 AM 8:10:50 AM
Time
CH1 CH2
Fast Scan Array of Particle Size distribution
Fast Scan Array of Particle Size distribution