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Poisson-Randomized Gamma Dynamical Systems
Aaron ScheinData Science InstituteColumbia University
Scott W. LindermanDepartment of Statistics
Stanford University
Mingyuan ZhouMcCombs School of BusinessUniversity of Texas at Austin
David M. BleiDepartment of Statistics
Columbia University
Hanna WallachMicrosoft Research
New York, NY
Abstract
This paper presents the Poisson-randomized gamma dynamical system (PRGDS), amodel for sequentially observed count tensors that encodes a strong inductive biastoward sparsity and burstiness. The PRGDS is based on a new motif in Bayesianlatent variable modeling, an alternating chain of discrete Poisson and continuousgamma latent states that is analytically convenient and computationally tractable.This motif yields closed-form complete conditionals for all variables by way of theBessel distribution and a novel discrete distribution that we call the shifted confluenthypergeometric distribution. We draw connections to closely related models andcompare the PRGDS to these models in studies of real-world count data sets oftext, international events, and neural spike trains. We find that a sparse variant ofthe PRGDS, which allows the continuous gamma latent states to take values ofexactly zero, often obtains better predictive performance than other models and isuniquely capable of inferring latent structures that are highly localized in time.
1 Introduction
Political scientists routinely analyze event counts of the number of times country i took action atoward country j during time step t [1]. Such data can be represented as a sequence of count tensorsY (1), . . . ,Y (T ) each of which contains the V×V×A event counts for that time step for every combina-tion of V sender countries, V receivers, andA action types. International event data sets exhibit “com-plex dependence structures” [2] like coalitions of countries and bursty temporal dynamics. These de-pendence structures violate the independence assumptions of the regression-based methods that politi-cal scientists have traditionally used to test theories of international relations [3–5]. Political scientistshave therefore advocated for using latent variable models to infer unobserved structures as a way ofcontrolling for them [6]. This approach motivates interpretable yet expressive models that are capableof capturing a variety of complex dependence structures. Recent work has applied tensor factorizationmethods to international event data sets [7–11] to infer coalition structures among countries and topicstructures among actions; however, these methods assume that the sequentially observed count tensorsare exchangeable, thereby failing to capture the bursty temporal dynamics inherent to such data sets.
Sequentially observed count tensors present unique statistical challenges because they tend to be bursty[12], high-dimensional, and sparse [13, 14]. There are few models that are tailored to the challengingproperties of both time series and count tensors. In recent years, Poisson factorization has emergedas a framework for modeling count matrices [15–20] and tensors [13, 21, 9]. Although factorizationmethods generally scale with the size of the matrix or tensor, many Poisson factorization modelsyield inference algorithms that scale linearly with the number of non-zero entries. This propertyallows researchers to efficiently infer latent structures from massive tensors, provided these tensorsare sparse; however, this property is unique to a subset of Poisson factorization models that only posit
33rd Conference on Neural Information Processing Systems (NeurIPS 2019), Vancouver, Canada.
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discrete<latexit sha1_base64="xvkE0SCpekapqT5H9BZ5tWhl5XQ=">AAAB73icdVDLSgNBEJyNrxhfUY9eBqPgaZmNmsct4MVjBPOAZAmzk04yZHZ2nZkVQshPePGgiFd/x5t/42wSQUULGoqqbrq7glhwbQj5cDIrq2vrG9nN3Nb2zu5efv+gqaNEMWiwSESqHVANgktoGG4EtGMFNAwEtILxVeq37kFpHslbM4nBD+lQ8gFn1Fip3eeaKTDQyxeIe1699EgRE7dUJtVqSiqlSvmiiD2XzFFAS9R7+fduP2JJCNIwQbXueCQ2/pQqw5mAWa6baIgpG9MhdCyVNATtT+f3zvCpVfp4EClb0uC5+n1iSkOtJ2FgO0NqRvq3l4p/eZ3EDCr+lMs4MSDZYtEgEdhEOH0e97kCZsTEEsoUt7diNqKKMmMjytkQvj7F/5Nm0fWI690UC7WTZRxZdISO0RnyUBnV0DWqowZiSKAH9ISenTvn0XlxXhetGWc5c4h+wHn7BL3MkFU=</latexit><latexit sha1_base64="xvkE0SCpekapqT5H9BZ5tWhl5XQ=">AAAB73icdVDLSgNBEJyNrxhfUY9eBqPgaZmNmsct4MVjBPOAZAmzk04yZHZ2nZkVQshPePGgiFd/x5t/42wSQUULGoqqbrq7glhwbQj5cDIrq2vrG9nN3Nb2zu5efv+gqaNEMWiwSESqHVANgktoGG4EtGMFNAwEtILxVeq37kFpHslbM4nBD+lQ8gFn1Fip3eeaKTDQyxeIe1699EgRE7dUJtVqSiqlSvmiiD2XzFFAS9R7+fduP2JJCNIwQbXueCQ2/pQqw5mAWa6baIgpG9MhdCyVNATtT+f3zvCpVfp4EClb0uC5+n1iSkOtJ2FgO0NqRvq3l4p/eZ3EDCr+lMs4MSDZYtEgEdhEOH0e97kCZsTEEsoUt7diNqKKMmMjytkQvj7F/5Nm0fWI690UC7WTZRxZdISO0RnyUBnV0DWqowZiSKAH9ISenTvn0XlxXhetGWc5c4h+wHn7BL3MkFU=</latexit><latexit sha1_base64="xvkE0SCpekapqT5H9BZ5tWhl5XQ=">AAAB73icdVDLSgNBEJyNrxhfUY9eBqPgaZmNmsct4MVjBPOAZAmzk04yZHZ2nZkVQshPePGgiFd/x5t/42wSQUULGoqqbrq7glhwbQj5cDIrq2vrG9nN3Nb2zu5efv+gqaNEMWiwSESqHVANgktoGG4EtGMFNAwEtILxVeq37kFpHslbM4nBD+lQ8gFn1Fip3eeaKTDQyxeIe1699EgRE7dUJtVqSiqlSvmiiD2XzFFAS9R7+fduP2JJCNIwQbXueCQ2/pQqw5mAWa6baIgpG9MhdCyVNATtT+f3zvCpVfp4EClb0uC5+n1iSkOtJ2FgO0NqRvq3l4p/eZ3EDCr+lMs4MSDZYtEgEdhEOH0e97kCZsTEEsoUt7diNqKKMmMjytkQvj7F/5Nm0fWI690UC7WTZRxZdISO0RnyUBnV0DWqowZiSKAH9ISenTvn0XlxXhetGWc5c4h+wHn7BL3MkFU=</latexit><latexit sha1_base64="xvkE0SCpekapqT5H9BZ5tWhl5XQ=">AAAB73icdVDLSgNBEJyNrxhfUY9eBqPgaZmNmsct4MVjBPOAZAmzk04yZHZ2nZkVQshPePGgiFd/x5t/42wSQUULGoqqbrq7glhwbQj5cDIrq2vrG9nN3Nb2zu5efv+gqaNEMWiwSESqHVANgktoGG4EtGMFNAwEtILxVeq37kFpHslbM4nBD+lQ8gFn1Fip3eeaKTDQyxeIe1699EgRE7dUJtVqSiqlSvmiiD2XzFFAS9R7+fduP2JJCNIwQbXueCQ2/pQqw5mAWa6baIgpG9MhdCyVNATtT+f3zvCpVfp4EClb0uC5+n1iSkOtJ2FgO0NqRvq3l4p/eZ3EDCr+lMs4MSDZYtEgEdhEOH0e97kCZsTEEsoUt7diNqKKMmMjytkQvj7F/5Nm0fWI690UC7WTZRxZdISO0RnyUBnV0DWqowZiSKAH9ISenTvn0XlxXhetGWc5c4h+wHn7BL3MkFU=</latexit>
continuous<latexit sha1_base64="Al37b4Oh0xtJLqjS7/Ld/BPgcc4=">AAAB8XicdVDLSgMxFM3UV62vqks3wSq4GjKt9rEruHFZwbZiO5RMmmlDM8mQh1BK/8KNC0Xc+jfu/BvTh6CiBy4czrmXe++JUs60QejDy6ysrq1vZDdzW9s7u3v5/YOWllYR2iSSS3UbYU05E7RpmOH0NlUUJxGn7Wh0OfPb91RpJsWNGac0TPBAsJgRbJx0R6QwTFhpdS9fQH6tWirVShD5FYTK5aIj5+WLSg3BwEdzFMASjV7+vduXxCZUGMKx1p0ApSacYGUY4XSa61pNU0xGeEA7jgqcUB1O5hdP4alT+jCWypUwcK5+n5jgROtxErnOBJuh/u3NxL+8jjVxNZwwkVpDBVksii2HRsLZ+7DPFCWGjx3BRDF3KyRDrDAxLqScC+HrU/g/aRX9APnBdbFQP1nGkQVH4BicgQBUQB1cgQZoAgIEeABP4NnT3qP34r0uWjPecuYQ/ID39gmYl5Fs</latexit><latexit sha1_base64="Al37b4Oh0xtJLqjS7/Ld/BPgcc4=">AAAB8XicdVDLSgMxFM3UV62vqks3wSq4GjKt9rEruHFZwbZiO5RMmmlDM8mQh1BK/8KNC0Xc+jfu/BvTh6CiBy4czrmXe++JUs60QejDy6ysrq1vZDdzW9s7u3v5/YOWllYR2iSSS3UbYU05E7RpmOH0NlUUJxGn7Wh0OfPb91RpJsWNGac0TPBAsJgRbJx0R6QwTFhpdS9fQH6tWirVShD5FYTK5aIj5+WLSg3BwEdzFMASjV7+vduXxCZUGMKx1p0ApSacYGUY4XSa61pNU0xGeEA7jgqcUB1O5hdP4alT+jCWypUwcK5+n5jgROtxErnOBJuh/u3NxL+8jjVxNZwwkVpDBVksii2HRsLZ+7DPFCWGjx3BRDF3KyRDrDAxLqScC+HrU/g/aRX9APnBdbFQP1nGkQVH4BicgQBUQB1cgQZoAgIEeABP4NnT3qP34r0uWjPecuYQ/ID39gmYl5Fs</latexit><latexit sha1_base64="Al37b4Oh0xtJLqjS7/Ld/BPgcc4=">AAAB8XicdVDLSgMxFM3UV62vqks3wSq4GjKt9rEruHFZwbZiO5RMmmlDM8mQh1BK/8KNC0Xc+jfu/BvTh6CiBy4czrmXe++JUs60QejDy6ysrq1vZDdzW9s7u3v5/YOWllYR2iSSS3UbYU05E7RpmOH0NlUUJxGn7Wh0OfPb91RpJsWNGac0TPBAsJgRbJx0R6QwTFhpdS9fQH6tWirVShD5FYTK5aIj5+WLSg3BwEdzFMASjV7+vduXxCZUGMKx1p0ApSacYGUY4XSa61pNU0xGeEA7jgqcUB1O5hdP4alT+jCWypUwcK5+n5jgROtxErnOBJuh/u3NxL+8jjVxNZwwkVpDBVksii2HRsLZ+7DPFCWGjx3BRDF3KyRDrDAxLqScC+HrU/g/aRX9APnBdbFQP1nGkQVH4BicgQBUQB1cgQZoAgIEeABP4NnT3qP34r0uWjPecuYQ/ID39gmYl5Fs</latexit><latexit sha1_base64="Al37b4Oh0xtJLqjS7/Ld/BPgcc4=">AAAB8XicdVDLSgMxFM3UV62vqks3wSq4GjKt9rEruHFZwbZiO5RMmmlDM8mQh1BK/8KNC0Xc+jfu/BvTh6CiBy4czrmXe++JUs60QejDy6ysrq1vZDdzW9s7u3v5/YOWllYR2iSSS3UbYU05E7RpmOH0NlUUJxGn7Wh0OfPb91RpJsWNGac0TPBAsJgRbJx0R6QwTFhpdS9fQH6tWirVShD5FYTK5aIj5+WLSg3BwEdzFMASjV7+vduXxCZUGMKx1p0ApSacYGUY4XSa61pNU0xGeEA7jgqcUB1O5hdP4alT+jCWypUwcK5+n5jgROtxErnOBJuh/u3NxL+8jjVxNZwwkVpDBVksii2HRsLZ+7DPFCWGjx3BRDF3KyRDrDAxLqScC+HrU/g/aRX9APnBdbFQP1nGkQVH4BicgQBUQB1cgQZoAgIEeABP4NnT3qP34r0uWjPecuYQ/ID39gmYl5Fs</latexit>
intractable<latexit sha1_base64="uL3dWxX05Ld7jQfT33MsbtDuOf4=">AAAB/XicdVDLSgMxFM34rPU1PnZuglVwVTJStN0V3LisYB/QDiWTZtrQzIPkjliH4q+4caGIW//DnX9jph1BRQ8EDufec3Pv8WIpNBDyYS0sLi2vrBbWiusbm1vb9s5uS0eJYrzJIhmpjkc1lyLkTRAgeSdWnAae5G1vfJHV2zdcaRGF1zCJuRvQYSh8wSgYqW/v94DfggpSEYKiDKgxTvt2iZTPahXHqWJSJjMY4pBalVSwkysllKPRt997g4glAQ+BSap11yExuClVIJiZV+wlmseUjemQdw0NacC1m862n+JjowywHynzQsAz9bsjpYHWk8AznQGFkf5dy8S/at0E/KprDosT4CGbf+QnEkOEsyjwQCjOQE4MoUwJsytmI5qlYAIrmhC+LsX/k9apiaXsXFVK9aM8jgI6QIfoBDnoHNXRJWqgJmLoDj2gJ/Rs3VuP1ov1Om9dsHLPHvoB6+0T3YaWCQ==</latexit><latexit sha1_base64="uL3dWxX05Ld7jQfT33MsbtDuOf4=">AAAB/XicdVDLSgMxFM34rPU1PnZuglVwVTJStN0V3LisYB/QDiWTZtrQzIPkjliH4q+4caGIW//DnX9jph1BRQ8EDufec3Pv8WIpNBDyYS0sLi2vrBbWiusbm1vb9s5uS0eJYrzJIhmpjkc1lyLkTRAgeSdWnAae5G1vfJHV2zdcaRGF1zCJuRvQYSh8wSgYqW/v94DfggpSEYKiDKgxTvt2iZTPahXHqWJSJjMY4pBalVSwkysllKPRt997g4glAQ+BSap11yExuClVIJiZV+wlmseUjemQdw0NacC1m862n+JjowywHynzQsAz9bsjpYHWk8AznQGFkf5dy8S/at0E/KprDosT4CGbf+QnEkOEsyjwQCjOQE4MoUwJsytmI5qlYAIrmhC+LsX/k9apiaXsXFVK9aM8jgI6QIfoBDnoHNXRJWqgJmLoDj2gJ/Rs3VuP1ov1Om9dsHLPHvoB6+0T3YaWCQ==</latexit><latexit sha1_base64="uL3dWxX05Ld7jQfT33MsbtDuOf4=">AAAB/XicdVDLSgMxFM34rPU1PnZuglVwVTJStN0V3LisYB/QDiWTZtrQzIPkjliH4q+4caGIW//DnX9jph1BRQ8EDufec3Pv8WIpNBDyYS0sLi2vrBbWiusbm1vb9s5uS0eJYrzJIhmpjkc1lyLkTRAgeSdWnAae5G1vfJHV2zdcaRGF1zCJuRvQYSh8wSgYqW/v94DfggpSEYKiDKgxTvt2iZTPahXHqWJSJjMY4pBalVSwkysllKPRt997g4glAQ+BSap11yExuClVIJiZV+wlmseUjemQdw0NacC1m862n+JjowywHynzQsAz9bsjpYHWk8AznQGFkf5dy8S/at0E/KprDosT4CGbf+QnEkOEsyjwQCjOQE4MoUwJsytmI5qlYAIrmhC+LsX/k9apiaXsXFVK9aM8jgI6QIfoBDnoHNXRJWqgJmLoDj2gJ/Rs3VuP1ov1Om9dsHLPHvoB6+0T3YaWCQ==</latexit><latexit sha1_base64="uL3dWxX05Ld7jQfT33MsbtDuOf4=">AAAB/XicdVDLSgMxFM34rPU1PnZuglVwVTJStN0V3LisYB/QDiWTZtrQzIPkjliH4q+4caGIW//DnX9jph1BRQ8EDufec3Pv8WIpNBDyYS0sLi2vrBbWiusbm1vb9s5uS0eJYrzJIhmpjkc1lyLkTRAgeSdWnAae5G1vfJHV2zdcaRGF1zCJuRvQYSh8wSgYqW/v94DfggpSEYKiDKgxTvt2iZTPahXHqWJSJjMY4pBalVSwkysllKPRt997g4glAQ+BSap11yExuClVIJiZV+wlmseUjemQdw0NacC1m862n+JjowywHynzQsAz9bsjpYHWk8AznQGFkf5dy8S/at0E/KprDosT4CGbf+QnEkOEsyjwQCjOQE4MoUwJsytmI5qlYAIrmhC+LsX/k9apiaXsXFVK9aM8jgI6QIfoBDnoHNXRJWqgJmLoDj2gJ/Rs3VuP1ov1Om9dsHLPHvoB6+0T3YaWCQ==</latexit>
tractable<latexit sha1_base64="gGFlTYKiyyr45cqQ0MuI3D3qe/c=">AAAB8HicbVDLSsNAFL2pr1pfVZduglVwVZJudFlw47KCfUgbymQ6aYfOTMLMjVBCv8KNC0Xc+jnu/BsnbRbaemDgcM65zL0nTAQ36HnfTmljc2t7p7xb2ds/ODyqHp90TJxqyto0FrHuhcQwwRVrI0fBeolmRIaCdcPpbe53n5g2PFYPOEtYIMlY8YhTglZ6RE0oEhseVmte3VvAXSd+QWpQoDWsfg1GMU0lU0gFMabvewkGGdHIqWDzyiA1LCF0Ssasb6kikpkgWyw8dy+tMnKjWNun0F2ovycyIo2ZydAmJcGJWfVy8T+vn2J0E2RcJSkyRZcfRalwMXbz690R14yimFlCqOZ2V5dOSF6C7ahiS/BXT14nnUbd9+r+faPWvCjqKMMZnMMV+HANTbiDFrSBgoRneIU3RzsvzrvzsYyWnGLmFP7A+fwB90OQZg==</latexit><latexit 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(a) Poisson–gamma dynamical systems [22]
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(b) Poisson-randomized gamma dynamical systems
Figure 1: Left: The PGDS imposes dependencies directly between the gamma latent states, preventingclosed-form complete conditionals. Right: The PRGDS (this paper) breaks these dependencies with discretePoisson latent states—doing so yields closed-form conditionals for all variables without data augmentation.
non-negative prior distributions, which are difficult to chain in state-space models for time series. Hier-archical compositions of non-negative priors—notably, gamma and Dirichlet distributions—typicallyintroduce non-conjugate dependencies that require innovative approaches to posterior inference.
This paper fills a gap in the literature between Poisson factorization models that are tractable—i.e.,yielding closed-form complete conditionals that make inference algorithms easy to derive—and thosethat are expressive—i.e., capable of capturing a variety of complex dependence structures. To doso, we introduce an alternating chain of discrete Poisson and continuous gamma latent states, a newmodeling motif that is analytically convenient and computationally tractable. We rely on this motifto construct the Poisson-randomized gamma dynamical system (PRGDS), a model for sequentiallyobserved count tensors that is tractable, expressive, and efficient. The PRGDS is closely related to thePoisson–gamma dynamical system (PGDS) [22], a recently introduced model for dynamic count ma-trices, that is based on non-conjugate chains of gamma states. These chains are intractable; thus, poste-rior inference in the PGDS relies on sophisticated data augmentation schemes that are cumbersome toderive and impose unnatural restrictions on the priors over other variables. In contrast, the PRGDS in-troduces intermediate Poisson states that break the intractable dependencies between the gamma states(see Fig. 1). Although this motif is only semi-conjugate, it is tractable, yielding closed-form completeconditionals for the Poisson states by way of the little-known Bessel distribution [23] and a noveldiscrete distribution that we derive and call the shifted confluent hypergeometric (SCH) distribution.
We study the inductive bias of the PRGDS by comparing its smoothing and forecasting performanceto that of the PGDS and two other baselines on a range of real-world count data sets of text, interna-tional events, and neural spike data. For smoothing, we find that the PRGDS performs better than orsimilarly to the PGDS; for forecasting, we find the converse relationship. Both models outperform theother baselines. Using a specific hyperparameter setting, the PRGDS permits the continuous gammalatent states to take values of exactly zero, thereby encoding a unique inductive bias tailored to sparsityand burstiness. We find that this sparse variant always obtains better smoothing and forecasting perfor-mance than the non-sparse variant. We also find that this sparse variant yields a qualitatively broaderrange of latent structures—specifically, bursty latent structures that are highly localized in time.
2 Poisson-randomized gamma dynamical systems (PRGDS)
Notation. Consider a data set of sequentially observed count tensors Y (1), . . . ,Y (T ), each ofwhich has M modes. An entry y(t)
i ∈{0, 1, 2, . . . } in the tth tensor is subscripted by a multi-indexi ≡ (i1, . . . , iM ) that indexes into the M modes of the tensor. As an example, the event count ofthe number of times country i took action a toward country j during time step t can be written asy(t)
i where the multi-index corresponds to the sender, receiver, and action type—i.e., i = (i, j, a).
Generative process. The PRGDS is a form of canonical polyadic decomposition [24] that assumes
y(t)
i ∼ Pois(ρ(t)
K∑
k=1
λk θ(t)
k
M∏
m=1
φ(m)
kim
), (1)
2
where θ(t)
k represents the activation of the kth component at time step t. Each component represents adependence structure in the data set by way of a factor vector φ(m)
k for each modem. For internationalevents, the first factor vector φ(1)
k = (φ(1)
k1 , . . . , φ(1)
kV ) represents the rate at which each of the Vcountries acts as a sender in the kth component while the second factor vector φ(2)
k represents the rateat which each country acts as a receiver. The weights λk and ρ(t) represent the scales of componentk and time step t. The PRGDS is stationary if ρ(t) =ρ. We posit the following conjugate priors:
ρ(t) ∼ Gam (a0, b0) and φ(m)
k ∼ Dir(a0, . . . , a0). (2)The PRGDS is characterized by an alternating chain of discrete and continuous latent states. Thecontinuous states θ(1)
k , . . . , θ(T )
k evolve via the intermediate discrete states h(1)
k , . . . , h(T )
k as follows:
θ(t)
k ∼ Gam(ε(θ)0 +h(t)
k , τ)
and h(t)
k ∼ Pois(τ
K∑
k2=1
πkk2 θ(t−1)
k2
), (3)
where we define θ(0)
k = λk to be the per-component weight from Eq. (1). In other words, thePRGDS assumes that θ(t)
k is conditionally gamma distributed with rate τ and shape equal to h(t)
k plushyperparameter ε(θ)0 ≥ 0. We adopt the convention that a gamma random variable will be zero, almostsurely, if its shape is zero. Therefore, setting ε(θ)0 =0 defines a sparse variant of the PRGDS, wherethe gamma latent state θ(t)
k takes the value of exactly zero provided h(t)
k =0—i.e., θ(t)
ka.s.= 0 if h(t)
k =0.
The transition weight πkk2 in Eq. (3) represents how strongly component k2 excites component kat the next time step. We view these weights collectively as a K×K transition matrix Π and imposeDirichlet priors over the columns of this matrix. We also place a gamma prior over concentrationparameter τ . This prior is conjugate to the gamma and Poisson distributions in which it appears:
τ ∼ Gam (α0, α0) and πk ∼ Dir (a0, . . . , a0) such that∑Kk1πk1k = 1. (4)
For the per-component weights λ1, . . . , λK , we use a hierarchical prior with a similar flavor to Eq. (3):
λk ∼ Gam(ε(λ)0
K + gk, β)
and gk ∼ Pois(γK
), (5)
where ε(λ)0 is analogous to ε(θ)0 . Finally, we use the following gamma priors, which are both conjugate:γ ∼ Gam (a0, b0) and β ∼ Gam (α0, α0) . (6)
The PRGDS has five fixed hyperparameters: ε(θ)0 , ε(λ)0 , α0, a0, and b0. For the empirical studies in§ 5, we set a0 =b0 =0.01 to define weakly informative gamma and Dirichlet priors and set α0 =10to define a gamma prior that promotes values close to 1; we consider ε(θ)0 ∈ {0, 1} and set ε(λ)0 =1.
Properties. In Eq. (5), both ε(λ)0 and γ are divided by the number of components K. This means thatas the number of components growsK→∞, the expected sum of the weights remains finite and fixed:
∞∑
k=1
E [λk] =
∞∑
k=1
( ε(λ)0
K + E [gk])β−1 =
∞∑
k=1
( ε(λ)0
K + γK
)β−1 =
(ε(λ)0 + γ
)β−1. (7)
This prior encodes an inductive bias toward small values of λk and may be interpreted as the finitetruncation of a novel Bayesian nonparametric process. A small value of λk shrinks the Poisson ratesof both y(t)
i and the first discrete latent state h(0)
k . As a result, this prior encourages the PRGDS to onlyinfer components that are both predictive of the data and useful for capturing the temporal dynamics.
The marginal expectation of θ(t) =(θ(t)
1 , . . . , θ(t)
K ) takes the form of a linear dynamical system:
E[θ(t) |θ(t−1)
]= E
[E[θ(t) |h(t−1)
]]= ε(θ)0 τ−1 + Πθ(t−1). (8)
This is because E[θ(t)
k
]=(ε(θ)0 +E
[h(t)
k
] )τ−1 =
(ε(θ)0 +τ
∑Kk2=1 πkk2 θ
(t−1)
k2
)τ−1 by iterated expec-
tation. Concentration parameter τ appears in both the Poisson and gamma distributions in Eq. (3).It contributes to the variance of the PRGDS, while simultaneously canceling out of the expectationin Eq. (8), except for its role in the additive term ε(θ)0 τ−1, which itself disappears when ε(θ)0 =0.
Finally, we can analytically marginalize out all of the discrete Poisson latent states to obtain a purelycontinuous dynamical system. When ε(θ)0 > 0, this dynamical system can be written as follows:
θ(t)
k ∼ RG1(ε(θ)0 , τ
K∑
k2=1
πkk2θ(t−1)
k2, τ), (9)
where RG1 denotes the randomized gamma distribution of the first type [23, 25]. When ε(θ)0 =0, thedynamical system can be written in terms of a limiting form of the RG1. We describe the RG1 in Fig. 2.
3
0 5 10 15
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0.0
0.2
0.4
0.6
0.8
1.0
1.2
P(✓
|✏,�
,�=
1)
✏ = 0.5
0 5 10 15
✓
✏ = 1
0 5 10 15
✓
✏ = 4
�=4
�=2
�=0.5
RG1(✓; ✏,�,�) = �
r✓ �
�
!✏�1
e�✓��� I✏�1
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Figure 2: The randomized gamma distribution of the first type (RG1) [23, 25] has support θ>0 and is definedby three parameters: ε, λ, β>0. Its PDF is displayed in the figure; Iε−1(·) is the modified Bessel function of thefirst kind [26]. When ε < 1 (left), the RG1 resembles a soft “spike-and-slab” distribution; when ε ≥ 1 (middleand right), it resembles a more-dispersed form of the gamma distribution. The Poisson-randomized gamma distri-bution [27], which includes zeros in its support (i.e., θ ≥ 0), is a limiting case of the RG1 that occurs when ε→0.
3 Related work
The PRGDS is closely related to the Poisson–gamma dynamical system (PGDS) [22]. In the PGDS,
θ(t)
k ∼ Gam(τ
K∑
k2=1
πkk2θ(t−1)
k2, τ)
such that E[θ(t) |θ(t−1)
]= Πθ(t−1). (10)
The PGDS imposes non-conjugate dependencies directly between the gamma latent states. Thecomplete conditional P (θ(t)
k |−) is not available in closed form, and posterior inference relies ona sophisticated data augmentation scheme. The PRGDS instead introduces intermediate Poissonstates that break the intractable dependencies between the gamma states; we visualize this inFig. 1. Although the Poisson distribution is not a conjugate prior for the gamma rate, this motifis still tractable, yielding the complete conditional P (h(t)
k |−) in closed form, as we explainin § 4. The PGDS is limited by the data augmentation scheme that it relies on for posteriorinference—specifically, this augmentation scheme does not allow λk to appear in the Poisson rateof y(t)
i in Eq. (1). To encourage parsimony, the PGDS instead draws λk ∼ Gam( γK , β) and then usesthese per-component weights to shrink the transition matrix Π. This approach introduces additionalintractable dependencies that require a different data augmentation scheme for posterior inference.Finally, the data augmentation schemes additionally require that each factor vector φ(m)
k and eachcolumn πk of the transition matrix are Dirichlet distributed. We note that although we also useDirichlet distributions in this paper, this is a choice rather than a requirement imposed by the PRGDS.
The PGDS and its “deep” variants [28, 29] generalize gamma process dynamic Poisson factor analysis(GP-DPFA) [30], which assumes a simple random walk θ(t)
k ∼Gam(θ(t−1)
k , c(t)); the model of Yang
and Koeppl is also closely related [31]. These models belong to a line of work exploring the “augment-and-conquer” data augmentation scheme [32] for posterior inference in hierarchies of gamma variableschained via their shapes and linked to Poisson observations. Beyond models for time series, this motifcan be used to build belief networks [33]. An alternative approach is to chain gamma variables viatheir rates—e.g., θ(t) ∼ Gam (a, θ(t−1)). This motif is conjugate and tractable, and has been appliedto models for time series [34–36] and deep belief networks [37]. However, unlike the shape, the ratecontributes to the variance of the gamma quadratically. Rate chains can therefore be highly volatile.
More broadly, gamma shape and rate chains are examples of non-negative chains. Such chainsare especially well motivated in the context of Poisson factorization, which is particularly efficientwhen only non-negative prior distributions are used. In general, Poisson factorization assumesthat each observed count yi is drawn from a Poisson distribution with a latent rate µi that is somefunction of the model parameters—i.e., yi ∼ Pois (µi). When the rate is linear—i.e., µi =
∑Kk=1 µik—
Poisson factorization is allocative [38] and admits a latent source representation [16, 18], where yi ,∑Kk=1 yik is defined to be the sum ofK latent sources yi1, . . . , yiK and yik ∼ Pois (µik). Conditioning
on the latent sources often induces conditional independencies that, in turn, facilitate closed-form,efficient, and parallelizable posterior inference. The first step in either MCMC or variational inference
4
is therefore to update each latent source from its complete conditional, which is multinomial [39]:((yi1, . . . , yiK) | −
)∼ Multinom (yi, (µi1, . . . , µiK)) , (11)
where the normalization of the non-negative rates µi1, . . . , µiK into a probability vector is leftimplicit. When the observed count is zero—i.e., yi =0—the sources are also zero—i.e., yik
a.s.= 0—
and no computation is required to update them. As a result, any Poisson factorization model thatadmits a latent source representation scales linearly with only the non-zero entries. This propertyis indispensable when modeling count tensors which typically contain exponentially more zerosthan non-zeros [40]. We emphasize that although the PRGDS and PGDS are substantively differentmodels, they are both instances of allocative Poisson factorization, so the time complexity of posteriorinference for both models is the same and equal toO (SK) where S is the number of non-zero entries.
Because a latent source representation is only available when the rate µi is a linear function ofthe model parameters and, by definition of the Poisson distribution, the rate must be non-negative,efficient Poisson factorization is only possible with non-negative priors. Modeling time series andother complex dependence structures via efficient Poisson factorization therefore requires developingnovel motifs that exclude the Gaussian priors that researchers have traditionally relied on for analyticconvenience and tractability. For example, the Poisson linear dynamical system [41–43] links thewidely used Gaussian linear dynamical system [44, 45] to Poisson observations via an exponential linkfunction—i.e., µi = exp (
∑k · · ·). This approach, which is based on the generalized linear model
[46], relies on a non-linear link function and therefore does not admit a latent source representation.Another approach is to use log-normal priors, as in dynamic Poisson factorization [47]; however, thelog-normal is not conjugate to the Poisson distribution and does not yield closed-form conditionals.
There is also a long tradition of autoregressive models for time series of counts, including variationalautoregressive models [48] and models that are based on the Hawkes process [49–52]. This approachavoids the challenge of constructing tractable state-space models from non-negative priors bymodeling temporal correlations directly between the observed counts. However, for high-dimensionaldata, such as sequentially observed count tensors, an autoregressive approach is often impractical.
4 Posterior inference
Iteratively re-sampling each latent variable in the PRGDS from its complete conditional constitutesa Gibbs sampling algorithm. The complete conditionals for all variables are immediately available inclosed form without data augmentation. We provide conditionals for the variables with non-standardpriors below; the remaining conditionals are in the supplementary material. The PRGDS is based ona new motif in Bayesian latent variable modeling. We introduce the motif in its general form, deriveits conditionals, and then use these to obtain the closed-form complete conditionals for the PRGDS.
4.1 Poisson–gamma–Poisson chains
Consider the following model of count m involving variables θ and h and fixed c1, c2, c3, ε(θ)
0 > 0:
m ∼ Pois (θc3) , θ ∼ Gam(ε(θ)0 +h, c2
), and h ∼ Pois (c1) . (12)
This model is semi-conjugate. The gamma prior over θ is conjugate to the Poisson and its posterior is(θ | −
)∼ Gam
(ε(θ)0 +h+m, c2 + c3
). (13)
The Poisson prior over h is not conjugate to the gamma; however, despite this, the posterior of his still available in closed form by way of the Bessel distribution [23], which we define in Fig. 3(a):
(h | −
)∼ Bes
(ε(θ)0 −1, 2
√θ c2 c1
). (14)
The Bessel distribution can be sampled efficiently [53]; our Cython implementation is availableonline.1 Provided that ε(θ)0 > 0, sampling θ and h iteratively from Eqs. (13) and (14) constitutes avalid Markov chain for posterior inference. When ε(θ)0 =0, though, θ a.s.
= 0 if h=0, and vice versa. Asa result, this Markov chain has an absorbing condition at h=0 and violates detailed balance. In thiscase, we must therefore sample h with θ marginalized out. Toward that end, we prove Theorem 1.
1https://github.com/aschein/PRGDS
5
0 20 40 60 80 100h
0.00
0.05
0.10
0.15
0.20
0.25
0.30
P(h
|v,a
) v=-0.5, a=30
v=-0.8, a=10
v=1, a=50
v=2, a=7
v=10, a=150
v=400, a=300
Bes(h; v, a) =(a2 )2h+v
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(a) Bessel distribution [23]
1 20 40 60 80 100h
0.00
0.05
0.10
0.15
0.20
0.25
0.30
0.35
P(h
|m,⇣
) m=1, ⇣=1
m=1, ⇣=10
m=1, ⇣=50
m=10, ⇣=1
m=1000, ⇣=1
m=45, ⇣=45
SCH(h; m, ⇣) =(h+m+1)!
(h+1)! h! m!
⇣h�1
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(b) Shifted confluent hypergeometric (SCH) distribution
Figure 3: Two discrete distributions that arise as posteriors in Poisson–gamma–Poisson chains.
Theorem 1: The incomplete conditional P (h | ε(θ)0 =0,−\θ) ,∫P (h, θ | ε(θ)0 =0,−)dθ is
(h | −\θ) ∼{
Pois(c1 c2c3+c2
)if m = 0
SCH(m, c1 c2
c3+c2
)otherwise,
(15)
where SCH denotes the shifted confluent hypergeometric distribution. We describe the SCH inFig. 3(b) and provide further information in the supplementary material, including the derivationof its PMF, PGF, and mode, along with details of how we sample from it and the proof for Theorem 1.
4.2 Closed-form complete conditionals for the PRGDS
The PRGDS admits a latent source representation, so the first step of posterior inference is therefore
((y(t)
ik )Kk=1 | −)∼ Multinom
(y(t)
i ,(λk θ
(t)
k
∏Mm=1φ
(m)
kim
)Kk=1
). (16)
We may similarly represent h(t)
k under its latent source representation—i.e., h(t)
k ≡h(t)
k· =∑Kk2=1 h
(t)
kk2,
where h(t)
kk2∼Pois
(τ πkk2θ
(t−1)
k2
). When notationally convenient, we use dot-notation (“·”) to denote
summing over a mode. In this case, h(t)
k· denotes the sum of the kth row of the K×K matrix of latentcounts h(t)
kk2. The complete conditional of the kth row of counts, when conditioned on their sum h(t)
k· , is
((h(t)
kk2)Kk2=1 | −
)∼ Multinom
(h(t)
k· , (πkk2θ(t−1)
k2)Kk2=1
). (17)
To derive the conditional for θ(t)
k we aggregate the Poisson variables that depend on it. By Poisson addi-tivity, the column sum h(t+1)
·k =∑Kk1=1 h
(t+1)
k1kis distributed as h(t+1)
·k ∼Pois(θ(t)
k τ π·k)
and similarly y(t)
·kis distributed as y(t)
·k ∼Pois(θ(t)
k ρ(t)λk
∏Mm=1 φ
(m)
k·). The count m(t)
k , h(t+1)
·k +y(t)
k isolates all depen-dence on θ(t)
k and is also Poisson distributed. By gamma–Poisson conjugacy, the conditional of θ(t)
k is(θ(t)
k | −)∼ Gam
(ε(θ)0 +h(t)
k· +m(t)
k , τ + τ π·k + ρ(t)λk∏Mm=1φ
(m)
k·). (18)
When ε(θ)0 > 0, we apply the identity in Eq. (14) and sample h(t)
k· from its complete conditional:
(h(t)
k· | −)∼ Bessel
(ε(θ)0 −1, 2
√θ(t)
k τ2∑Kk2=1πkk2θ
(t−1)
k2
). (19)
When ε(θ)0 =0, we instead apply Theorem 1 to sample h(t)
k· , where m(t)
k is analogous to m in Eq. (15):
(h(t)
k· | −\θ(t)
k
)∼{
Pois(ζ(t)
k ) if m(t)
k =0
SCH(m(t)
k , ζ(t)
k ) otherwisewhere ζ(t)
k ,τ2 ∑K
k2=1 πkk2θ(t−1)k2
τ+τ π·k+ρ(t)λk∏Mm=1 φ
(m)k·
. (20)
The complete conditionals for λk and gk follow from applying the same Poisson–gamma–Poissonidentities, while the complete conditionals for γ, β, φ(m)
k , πk, and τ all follow from conjugacy.
6
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atio
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(nat
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GP-DPFAPGDSPRGDS ε(θ)0 =0PRGDS ε(θ)0 =1
(a) Matrix empirical studies (originally described by Schein et al. [22])
0.00
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GDELT
0.000
0.002
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ICEWS
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Macaques
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(b) Tensor empirical studies
Figure 4: The smoothing performance (top row) or forecasting performance (bottom row) of each model isquantified by its information gain over a non-dynamic baseline (BPTF [9]), where higher values are better.
5 Empirical studies
As explained in the previous section, the Poisson–gamma–Poisson motif of the PRGDS (see § 4.1)yields a more tractable (see Fig. 1) and flexible (see § 3) model than previous models. This motifalso encodes a unique inductive bias tailored to sparsity and burstiness that we test by comparing thePRGDS to the PGDS (described in § 3). As we can see by comparing Eqs. (9) and (10), comparingthese models isolates the impact of the Poisson–gamma–Poisson motif. Because the PGDS was pre-viously introduced to model a T×V matrix Y of sequentially observed V -dimensional count vectorsy(1), . . . ,y(T ), we generalize the PGDS to M -mode tensors and provide derivations of its completeconditionals in the supplementary material. Our Cython implementation of this generalized PGDS(and the PRGDS) is available online. We also compare the variant of the PRGDS with ε(θ)0 =1 to thevariant with ε(θ)0 =0, which allows the continuous gamma latent states to take values of exactly zero.
Setup. Our empirical studies all have the following setup. For each data set Y (1), . . . ,Y (T ), thecounts Y (t) in randomly selected time steps are held out. Additionally, the counts in the lasttwo time steps are always held out. Each model is fit to the data set using independent MCMCchains that impute the heldout counts and, ultimately, return a set of posterior samples of the la-tent variables. We distinguish the task of predicting the counts in intermediate time steps, knownas smoothing, from the task of predicting the counts in the last two time steps, known as fore-casting. To quantify the performance of each model, we use the S posterior samples returnedby the independent chains to approximate the information rate [54] of the heldout counts—i.e.,R(∆) = − 1
|∆|∑
(t,i)∈∆ log[
1S
∑Ss=1 Pois
(y(t)
i ;µ(t)
i,s)]
, where ∆ is the set of multi-indices of the
heldout counts and µ(t)
i,s is the expectation of heldout count y(t)
i (defined in Eq. (1)) computed from thesth posterior sample. The information rate quantifies the average number of nats needed to compresseach heldout count; it is equivalent to log perplexity [55] and to the negative of log pointwise predic-tive density (LPPD) [56]. In each study, we also fit Bayesian Poisson tensor factorization (BPTF)[9], a non-dynamic baseline that assumes that the count tensors at different time steps are i.i.d.—i.e.,y(t)
i ∼Pois (µi). For each model, we then report the information gain over BPTF, where higher valuesare better, which we compute by subtracting the information rate of the model from that of BPTF.
Matrices. We first replicated the empirical studies of Schein et al. [22]. These studies followed thesetup described above and compared the PGDS to GP-DPFA [30], a simple dynamic baseline (de-scribed in § 3). The matrices in these studies were based on three text data sets—NeurIPS papers [57],DBLP abstracts [58], and State of the Union (SOTU) speeches [59]—where y(t)
v is the number oftimes word v occurs in time step t, and two international event data sets—GDELT [60] and ICEWS[61]—where y(t)
v is the number of times sender–receiver pair v interacted during time step t. We usedthe matrices and heldout time steps, along with the posterior samples for both PGDS and GP-DPFA,originally obtained by Schein et al. [22]. We then fit the PRGDS using the MCMC settings that theydescribe. In this matrix setting, BPTF reduces to y(t)
v ∼Pois(µv), where v indexes a single mode, andµv cannot be meaningfully factorized. We therefore posited a conjugate gamma prior over µv directlyand drew exact posterior samples to compute the information rate. We depict the results in Fig. 4(a).
7
Mar 1995 Nov 1996 Jul 1998 Mar 2000 Nov 2001 Jul 2003 Mar 2005 Nov 2006 Jul 2008 Mar 2010 Nov 2011 Aug 20130
1
2
3
4
5
Val
ueofθ(t
)k
Time stepsSparsity of vector θk
1%
83%
Malaysia
Thailand
Singapore
Indonesia
Philippines
USAJapan
0.00
0.25
0.50
0.75
1.00
Val
ueofφ
(m)
ki m
Senders(m=1)
Malaysia
Singapore
Indonesia
ThailandJapan
Myanmar
Philippines
Receivers(m=2)
Consult
Intend
Statement
Coop (Dip)
Coerce
Appeal
Disapprove
Action types(m=3)
So. SudanSudan
USAChina
EthiopiaEgypt
India
Senders(m=1)
So. SudanSudan
EthiopiaChina
USAKenya
Israel
Receivers(m=2)
Consult
Statement
Coop (Dip)Intend
Disapprove
Fight
Appeal
Action types(m=3)
(a) We visualize two components inferred by a sparse variant of the PRGDS (i.e., ε(θ)0 =0) from the ICEWS dataset of international events. The blue component was also inferred by the other models while the red componentwas not. The red component is specific to South Sudan, as revealed by visualizing the largest values of thesender and receiver factor vectors (bottom row, red). South Sudan was not a country until July 2011 when itgained independence from Sudan. The gamma states (top row, red) are therefore sparse—i.e., θ(t)k =0 in 94%of time steps (months) prior to July 2011 and in 83% of the time steps overall. In contrast, the blue componentrepresents Southeast Asian relations, which are active in all time steps. The sparse variant can infer both temporallypersistent latent structures (e.g., blue), as well as bursty latent structures that are highly localized in time (e.g., red).
0 600 1200 1800time (20 ms intervals)
0
2
4
6
Val
ueofθ(t
)k
Sparsity of vector θk83%
79%
77%
76%
75%
73%
72%
71%
69%
69%
0 600 1200 1800
time (20 ms intervals)
125
5075
100
com
pon
entk
ε(θ)0 = 0
0 600 1200 1800
time (20 ms intervals)
ε(θ)0 = 1
0
2
5
7
10
12
Val
ueofθ(t
)k
(b) We visualize components inferred by the PRGDS from the macaque motor cortex data set. The componentsinferred by a sparse variant (i.e., ε(θ)0 =0) are bursty and highly localized in time (left), suggesting that neuronsmay be tuned to specific periods of the trial. The K×T gamma latent states for this variant of the PRGDS aresparse (middle, white cells correspond to θ(t)k =0). The components (rows) are sorted by the time step in whichthe largest θ(t)k occurred, so the banded structure indicates that each component is only active for a short duration.In contrast, the components inferred by the non-sparse variant (i.e., ε(θ)0 =1) are active in all time steps (right).
Figure 5: The PRGDS is capable of inferring latent structures that are highly localized in time.
Tensors. We used two international event data sets—GDELT and ICEWS—where y(t)
ia−→j
is thenumber of times country i took action a toward country j during time step t. Each data set consistsof a sequence of count tensors, each of which contains the V × V × A event counts for that timestep, where V = 249 countries and A = 20 action types. For both data sets, we used months astime steps. For GDELT, we considered the date range 2003–2008, yielding T =72; for ICEWS, weconsidered the date range 1995–2013, yielding T =228. We also used a data set of multi-neuronalspike train recordings of macaque monkey motor cortexes [62, 63]. In this data set, a count y(t)
ij isthe number of times neuron i spiked in trial j during time step t. These counts form a sequence ofN×V matrices, where N=100 is the number of neurons and V =1, 716 is the number of trials. Weused 20-millisecond intervals as time steps, yielding T = 162. For each data set, we created threerandom masks, each corresponding to six heldout time steps in the range [2, T−2]. We fit each modelto each data set and mask using two independent chains of 4,000 MCMC iterations, saving every 50th
posterior sample after the first 1,000 iterations to compute the information rate. We also fit BPTF usingvariational inference as described by Schein et al. [9], and then sampled from the fitted variationalposterior to compute the information rate. Following Schein et al. [22], we set K=100 for all models.We depict the results in Fig. 4(b), where the error bars reflect variability across the random masks.
Quantitative results. In all sixteen studies, the dynamic models outperform BPTF. In all but onestudy, the PGDS and a sparse variant of the PRGDS (i.e., ε(θ)0 =0) outperform the other models. Forsmoothing, the PRGDS performs better than or similarly to the PGDS. In five of the eight smoothing
8
studies, the sparse variant of the PRGDS obtains a higher information gain than the PGDS; in theremaining three smoothing studies, there is no discernible difference between the models. For fore-casting, we find the converse relationship. In four of the eight forecasting studies, the PGDS obtainsa higher information gain than the PGDS; in the remaining forecasting studies, there is no discernibledifference. In all studies, the sparse variant of the PRGDS obtains better smoothing and forecastingperformance than the non-sparse variant (i.e., ε(θ)0 =1). We conjecture that the better performanceof the sparse variant can be explained by the form of the marginal expectation of θ(t) (see Eq. (8)).When ε(θ)0 >0 this expectation includes an additive term that grows as more time steps are forecast.When ε(θ)0 =0, this term disappears and the expectation matches that of the PGDS (see Eq. (10)).
Qualitative analysis. We also performed a qualitative comparison of the latent structures inferredby the different models and found that the sparse variant of the PRGDS inferred some componentsthat the other models did not. Specifically, the sparse variant of the PRGDS is uniquely capable ofinferring bursty latent structures that are highly localized in time; we visualize examples in Fig. 5. Tocompare the latent structures inferred by the PGDS and the PRGDS, we aligned the models’ inferredcomponents using the Hungarian bipartite matching algorithm [64] applied to the models’ continuousgamma latent states. The kth component’s activation vector θk = (θ(1)
k , . . . , θ(T )
k ) constitutes asignature of that component’s activity; these signatures are sufficiently unique to facilitate alignment.In the supplementary material, we provide four components that are well aligned across the models.In Fig. 5(a), we visualize two components inferred by the sparse variant of the PRGDS; one of thesecomponents (blue) was also inferred by the other models, while the other component (red) was not.
6 Conclusion
We presented the Poisson-randomized gamma dynamical system (PRGDS), a tractable, expressive,and efficient model for sequentially observed count tensors. The PRGDS is based on a new modelingmotif, an alternating chain of discrete Poisson and continuous gamma latent states that yieldsclosed-form complete conditionals for all variables. We found that a sparse variant of the PRGDS,which allows the continuous gamma latent states to take values of exactly zero, often obtains betterpredictive performance than other models and infers latent structures that are highly localized in time.
Acknowledgments We thank Saurabh Vyas, Alex Williams, and Krishna Shenoy for kindly providing us withthe macaque monkey motor cortex data set and their corresponding preprocessing code. SWL was supportedby the Simons Collaboration on the Global Brain (SCGB 418011). MZ was supported by NSF IIS-1812699.DMB was supported by ONR N00014-17-1-2131, ONR N00014-15-1-2209, NIH 1U01MH115727-01, NSFCCF-1740833, DARPA SD2 FA8750-18-C-0130, IBM, 2Sigma, Amazon, NVIDIA, and the Simons Foundation.
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12
Appendix for Poisson-Randomized GammaDynamical Systems
Aaron ScheinData Science InstituteColumbia University
Scott W. LindermanDepartment of Statistics
Stanford University
Mingyuan ZhouMcCombs School of BusinessUniversity of Texas at Austin
David M. BleiDepartment of Statistics
Columbia University
Hanna WallachMicrosoft Research
New York, NY
1 Shifted confluent hypergeometric (SCH) distribution
The SCH distribution arises in the context of Poisson–gamma–Poisson chains. Consider the followinggenerative process for count m involving latent variables θ and h and fixed c1, c2, c3, ε
(θ)
0 > 0 :
m ∼ Pois (θc3) , (1)
θ ∼ Gam(ε(θ)0 +h, c2
), (2)
h ∼ Pois (c1) . (3)
As stated in the main paper, when ε0 = 0, a Gibbs sampler based on sampling h and θ from theircomplete conditionals violates detailed balance since h a.s.
= 0 if θ= 0, and vice versa. Instead, weshould sample h from its incomplete conditional—i.e., its distribution conditioned on all variablesin its Markov blanket except θ:
P (h | ε(θ)0 =0,−\θ) ,∫P (h, θ | ε(θ)0 =0,−)dθ. (4)
Integrating θ out of the generative process given in Equations (1) to (3) yields the followinggenerative process for m as a negative binomial random variable, where p , c3
c3+c2:
m ∼ NB (h, p) , (5)h ∼ Pois (c1) . (6)
By Bayes’ rule, the posterior of h given m is equal to:
P (h |m, c1, p) =Pois (h; c1) NB (m;h, p)
P (m | c1, p). (7)
To find a closed form for this expression we need a closed form for the denominator. When thenegative binomial has a count-valued first parameter, it is referred to as the Pascal distribution[1]. The construction in Equations (5) to (6) describes a Pascal variable with a Poisson-distributedfirst parameter—the marginal distribution of m with h marginalized out has been called thePoisson–Pascal distribution [2], which is a special case of the Polya–Aeppli distribution [1]:
P (m | c1, p) =
∞∑h=0
Pois (h; c1) NB (m;h, p) (8)
= Polya-Aeppli (m; c1, p) . (9)
33rd Conference on Neural Information Processing Systems (NeurIPS 2019), Vancouver, Canada.
The Polya-Aeppli distribution is defined by two parameters—p ∈ (0, 1) and c ≥ 0—and PMF:
Polya-Aeppli (m; c, p) =
{e−p c if m=0
e−c1c pm(1−p) 1F1
(m+1; 2; c(1−p)
)otherwise,
(10)
where 1F1
(a; b; z) is Kummer’s confluent hypergeometric function [3].
Plugging in the Polya-Aeppli PMF into the denominator of Eq. (7) (and the Poisson and negativebinomial PMFs into the numerator) we obtain a closed-form expression for the posterior of h. Sincethe Polya-Aeppli’s PMF is different for m=0 and m > 0, we first consider the case where m=0:
P (h |m=0, c1, p) =Pois (h; c1) NB (0;h, p)
Polya-Aeppli(0; c1, p)(11)
=(c1)h
h! e−c1(1−p)h
e−p c1(12)
=[c1(1−p)]h
h!e−c1(1−p). (13)
We recognize this as the form of a Poisson PMF with parameter ζ , c1(1−p):
= Pois (h; ζ) . (14)
Thus, when m=0, the posterior of h is Poisson. The posterior of h when m > 0 is:
P (h |m>0, c1, p) =Pois (h; c1) NB (m;h, p)
Polya-Aeppli(m; c1, p)(15)
=
(c1)h
h! e−c1 Γ(m+h)m!Γ(h) p
m (1−p)h
e−c1c1 pm(1−p) 1F1
(m+1; 2; c1(1−p)
) (16)
=
Γ(m+h)h!m!Γ(h) [c1(1−p)]h−1
1F1
(m+1; 2; c1(1−p)
) . (17)
Since c1 and h always appear together, we plug in ζ as defined in Eq. (14), to obtain
=
Γ(m+h)h!m!Γ(h) ζ
h−1
1F1
(m+1; 2; ζ
) , (18)
which is a discrete distribution defined by two parameters—ζ > 0 and m ∈ {1, 2, . . . }. When
m > 0, ha.s.> 0 since m a.s.
= 0 if h=0. Thus, this distribution is defined on the support h ∈ {1, 2, . . . }.What is this distribution? It is illustrative to consider its probability generating function (PGF):
G(s) = E[sh |m, ζ
](19)
=
∞∑h=1
shΓ(m+h)h!m!Γ(h) ζ
h−1
1F1
(m+1; 2; ζ
) (20)
= s1F1
(m+1; 2; sζ)
1F1
(m+1; 2; ζ)
. (21)
The PGF in Eq. (21) nearly matches that of the confluent hypergeometric distribution [1]. Theconfluent hypergeometric distribution h ∼ ConfHyp(h; a, b, z) is a discrete distribution over countsh ∈ {0, 1, 2, . . . } defined by three parameters a, b, z > 0 and PGF equal to G′(s) = 1F1(a;b;sz)
1F1(a;b;z) . Thes out in front of the PGF in Eq. (21) is the only difference between it and the PGF of a confluenthypergeometric distribution with parameters a=m+1 , b=2, and z = ζ. However, the following
2
manipulation reveals that the PGF in Eq. (21) defines a shifted confluent hypergeometric distribution:
G(s) = sG′(s) (22)
= s
∞∑h=0
sh ConfHyp(h;m+1, 2, ζ) (23)
=
∞∑h=1
sh ConfHyp(h−1;m+1, 2, ζ). (24)
The posterior distribution of h when m > 0 can thus appropriately be described as a shifted confluenthypergeometric (SCH) distribution. An SCH random variable h ∼ SCH(m, ζ) can be generatedas h , n+1 where n ∼ ConfHyp(m+1, 2, ζ).
1.1 Proof of Theorem 1
Theorem 1: The incomplete conditional P (h | ε(θ)0 =0,−\θ) ,∫P (h, θ | ε(θ)0 =0,−)dθ is
(h | −\θ) ∼
{Pois
(c1 c2c3+c2
)if m = 0
SCH(m, c1 c2
c3+c2
)otherwise.
(25)
Proof: The preceding derivation constitutes the proof—in particular, see Eq. (14) and Eq. (18).
1.2 Sampling from the SCH distribution
As stated above, an SCH random variable can be generated in terms of a confluent hypergeometricrandom variable. However, we are unaware of any open-source implementation for sampling fromthe confluent hypergeometric distribution.
We implement a table sampler for the SCH distribution by directly evaluating its PMF at candidatevalues. This sampler is efficient if we begin with mode h∗ as the first candidate value and then stepout h∗−1 or h∗+1 (if the mode is not accepted). Since the confluent hypergeometric distributionis unimodal and underdispersed [1], the SCH is as well—thus, a table sampler that begins at themode frequently terminates after a small number iterations, since the PMF quickly and monotonicallydecays in both directions from the mode.
To derive the mode of the SCH, we appeal to the fact that any PMF has the following property,
P (H = h∗−1) ≤ P (H = h∗) ≥ P (H = h∗+1), (26)
which can be equivalently stated in terms of the following two equations:
P (H = h∗)
P (H = h∗−1)≥ 1, (27)
P (H = h∗)
P (H = h∗+1)≤ 1. (28)
Plugging in the PMF of the SCH distribution we obtain the following two inequalities:
ζ(h∗ +m− 1)
h∗(h∗ − 1)≥ 1, (29)
ζ(h∗ +m)
h∗(h∗ + 1)≤ 1. (30)
Solving this system of inequalities gives us the following bounds on h∗:
f(ζ,m)− 0.5 ≤ h∗ ≤ f(ζ,m) + 0.5, (31)
where f(ζ,m) , 12
(√2ζ(2m−1) + ζ2 + 1 + ζ
). Since h discrete, the mode of the SCH is
mode (h;m, ζ) =⌊
12
(√2ζ(2m−1) + ζ2 + 1 + ζ
)⌋, (32)
which does involve any special functions and is thus efficient to compute.
3
2 Closed-form complete conditionals for the PRGDS
Recall that the per-component weights λk appear in the Poisson rate of each observed county(t)
i ∼ Pois(ρ(t)∑Kk=1 λk θ
(t)
k
∏Mm=1 φ
(m)
kim
)as well as in the Poisson rate of the first la-
tent discrete state h(1)
k· ∼ Pois(τ∑Kk2=1 πkk2λk2
). Consider the following sum of latent
sources y(·)·k ,
∑Tt=1
∑i y
(t)
ik —it is a Poisson random variable y(·)·k ∼ Pois (λkωk) where
ωk ,∏Mm=1 φ
(m)
k·∑Tt=1 ρ
(t)θ(t)
k . Now define h(1)
·k ,∑Kk1=1 h
(1)
k1kto be the sum of the kth column of
the first (t=1) matrix of latent counts—it is distributed h(1)
·k ∼ Pois (λkτπ·k). Finally, define the summ(λ)
k , h(1)
·k + y(·)·k which isolates all dependence on λk and is Poisson m(λ)
k ∼ Pois (λk(τπ·k + ωk)).By gamma–Poisson conjugacy, the complete conditional for λk is thus(
λk | −)∼ Gam
(ε(λ)0 +gk +m(λ)
k , β + τπ·k + ωk), (33)
m(λ)
k ,
(T∑t=1
∑i
y(t)
ik
)+
(K∑
k1=1
h(1)
k1k
), (34)
ωk ,M∏m=1
φ(m)
k·
T∑t=1
ρ(t)θ(t)
k . (35)
We may apply the identifies on Poisson–gamma–Poisson chains provided in the main paper to derivethe complete conditional for gk when ε(λ)0 > 0 as(
gk | −)∼ Bessel
(ε(λ)0 −1, 2
√λkβ
γK
), (36)
and for ε(λ)0 =0 as (gk | −
)∼ SCH
{Pois
(ζ(λ)
k
)if m(λ)
k = 0
SCH(m(λ)
k , ζ(λ)
k
)otherwise,
(37)
ζ(λ)
k ,β γK
τπ·k + ωk + β. (38)
By gamma–Poisson and gamma–gamma conjugacy the complete conditionals for γ and β are(γ | −
)∼ Gam (a0 + g·, b0 + 1) , (39)(
β | −)∼ Gam
(α0 +Kε(λ)0 + g·, α0 + λ·
). (40)
By both gamma–gamma and gamma–Poisson conjugacy, the complete conditional for τ is gamma:(τ | −
)∼ Gam
(α0+TKε(θ)0 +2h
(·)·· , α0+λ·+θ
(·)· +
K∑k=1
T−1∑t=2
K∑k2=1
πkk2θ(t−1)
k2
). (41)
By Dirichlet–multinomial conjugacy, the complete conditional for πk is Dirichlet:(πk | −
)∼ Dir
(a0+h
(·)1k , . . . , a0+h
(·)Kk
). (42)
By Dirichlet–multinomial conjugacy, the complete conditional for each factor vector φ(m)
k is
(φ(m)
k | −)∼ Dir
(a0 +
∑i:im=1
y(t)
ik , · · · , a0 +∑
i:im=Lm
y(t)
ik
), (43)
where the sum∑
i:im=d sums over all values of the multi-index i = (i1, . . . , iM ) that have the mth
index equal to a specific value im=d.
By gamma–Poisson conjugacy, the complete conditional for ρ(t) or ρ (for the stationary variant) are(ρ(t) | −
)∼ Gam
(a0 + y(t)
· , b0 + ω(t)), (44)
(ρ | −
)∼ Gam
(a0 + y(·)
· , b0 +
T∑t=1
ω(t)
), (45)
where ω(t) ,∑Kk=1 λk
∏Mm=1 φ
(m)
k· θ(·)k .
4
3 Tensor generalization of the PGDS
3.1 Original generative process
Schein et al. (2016) [4] originally introduced the PGDS to model T ×V count matrices Y—thePGDS assumes each count y(t)
v in the matrix is a Poisson random variable:
y(t)
v ∼ Pois(ρ(t)
K∑k=1
θ(t)
k φkv
). (46)
The states θ(t)
k evolve as
θ(t)
k ∼ Gam
(τ
K∑k2=1
πkk2θ(t−1)
k2, τ
). (47)
The columns of the factor matrix Φ are Dirichlet distributed:
φk ∼ Dir (a0, . . . a0) . (48)
See the original paper [4] for more details.
3.2 Generative process for tensor generalization
The PGDS can be generalized to be a canonical polyadic (CP) decomposition [5] of sequentiallyobserved M -mode tensors by assuming each count y(t)
i is
y(t)
i ∼ Pois(ρ(t)
K∑k=1
θ(t)
k
M∏m=1
φ(m)
kim
). (49)
The states θ(t)
k evolve the same as in Eq. (47). There are now M different factor matrices—thecolumns of the mth matrix Φ(m) are Dirichlet distributed:
φ(m)
k ∼ Dir (a0, . . . a0) . (50)
All other aspects are the same as the matrix version.
3.3 Complete conditionals
The latent sources for the tensor PGDS have the following complete conditional:((y(t)
ik )Kk=1 | −)∼ Multinom
(y(t)
i ,(θ(t)
k
∏Mm=1φ
(m)
kim
)Kk=1
). (51)
By Dirichlet–multinomial conjugacy, each column of the mth has the following complete conditional:
(φ(m)
k | −)∼ Dir
(a0 +
∑i:im=1
y(t)
ik , · · · , a0 +∑
i:im=Lm
y(t)
ik
), (52)
where the sum∑
i:im=d sums over all values of the multi-index i = (i1, . . . , iM ) that have the mth
index equal to a specific value im=d.
All other complete conditionals are the same as in matrix version (see the original paper).
5
4 Qualitative analysis of latent structure inferred from ICEWS data
We qualitatively compared the latent structure inferred by the two PRGDS variants and the PGDSon ICEWS international events data. To do so, we aligned the inferred components of one model toanother using the Hungarian bipartite matching algorithm [6] applied to their inferred K×T gammastate matrices. The kth component’s activation vector θk = (θ(1)
k , . . . , θ(T )
k ) constitutes a signatureof that component’s activity; these signatures are sufficiently unique to facilitate alignment.
We interpret the components as multilateral relations [7], where a component is characterized by itsactivation vector θk (i.e., when that component is active), who the typical sender φ(1)
k and receiver φ(2)
k
countries are, and what action types φ(3)
k are typically used. We found the vast majority of inferredcomponents to be well aligned across all three models. In Figures 1 to 4, we provide four examplesof components inferred by each of the three models that were aligned to each other by the matchingalgorithm. We visualize each component’s θk in chronological order in the top panel of each plot. Thebottom-left stem plot displays the top values of sender parameters, in descending order. If fewer thanten senders account for more than 99% of the mass, we only display their names; otherwise, the topseven are given. The same is true for the bottom-middle and bottom-right stem plots, correspondingto receivers and action types. We see that all four aligned components measure a qualitatively similarmultilateral relation corresponding respectively to the Israeli–Palestinian conflict (Fig. 1), Vietnameseinternational relations (Fig. 2), Central European relations (Fig. 3), and West African relations (Fig. 4).
There were only a few instances where the aligned components were qualitatively dissimilar. Inparticular, we found a few cases where the aligned components of the PGDS and the non-sparsevariant of the PRGDS were qualitatively similar, but the component inferred by the sparse variantof the PRGDS had no counterpart. This occurred when the component inferred by the sparse variantfeatured a highly localized pattern. The component visualized in the main text is such an example.
References[1] Norman L Johnson, Adrienne W Kemp, and Samuel Kotz. Univariate discrete distributions.
John Wiley & Sons, 2005.
[2] SK Katti and John Gurland. The Poisson Pascal distribution. Biometrics, 17(4), 1961.
[3] Milton Abramowitz and Irene A Stegun. Handbook of mathematical functions: with formulas,graphs, and mathematical tables. Courier Corporation, 1965.
[4] Aaron Schein, Hanna M Wallach, and Mingyuan Zhou. Poisson-gamma dynamical systems. InAdvances in Neural Information Processing Systems, 2016.
[5] Richard A Harshman. Foundations of the PARAFAC procedure: Models and conditions for an“explanatory” multimodal factor analysis. UCLA Working Papers in Phonetics, 16, 1970.
[6] Harold W Kuhn. The Hungarian method for the assignment problem. Naval Research LogisticsQuarterly, 2(1-2), 1955.
[7] Aaron Schein, John Paisley, David M Blei, and Hanna M Wallach. Bayesian Poisson tensorfactorization for inferring multilateral relations from sparse dyadic event counts. In ACM SIGKDDInternational Conference on Knowledge Discovery and Data Mining, 2015.
6
Mar 1995 Nov 1996 Jul 1998 Mar 2000 Nov 2001 Jul 2003 Mar 2005 Nov 2006 Jul 2008 Mar 2010 Nov 2011 Aug 20130
2
4
6
8
10
Val
ueofθ(t
)k
Time steps
Israel
Lebanon0.00
0.25
0.50
0.75
1.00
Val
ueofφ
(m)
ki m
Senders(m=1)
Occupied Palestinian Terri
toryIsr
ael
LebanonSyria
SomaliaEgypt
Iran
TurkeyUSA
Receivers(m=2)
Fight
CoerceYield
Statement
Assault
Intend
ThreatenReject
Posture
Reduce
Action types(m=3)
(a) Component inferred by the sparse PRGDS (ε(θ)0 =0).
Mar 1995 Nov 1996 Jul 1998 Mar 2000 Nov 2001 Jul 2003 Mar 2005 Nov 2006 Jul 2008 Mar 2010 Nov 2011 Aug 20130
2
4
6
8
10
12
Val
ueofθ(t
)k
Time steps
Israel
Lebanon0.00
0.25
0.50
0.75
1.00
Val
ueofφ
(m)
ki m
Senders(m=1)
Occupied Palestinian Terri
tory
LebanonIsr
ael
SomaliaEgypt
United Kingdom
USAJordan
Receivers(m=2)
Fight
CoerceYield
Statement
Assault
IntendReject
Threaten
Posture
Reduce
Action types(m=3)
(b) Component inferred by the non-sparse PRGDS (ε(θ)0 =1).
Mar 1995 Nov 1996 Jul 1998 Mar 2000 Nov 2001 Jul 2003 Mar 2005 Nov 2006 Jul 2008 Mar 2010 Nov 2011 Aug 20130
2
4
6
8
10
12
14
Val
ueofθ(t
)k
Time steps
Israel
Lebanon0.00
0.25
0.50
0.75
1.00
Val
ueofφ
(m)
ki m
Senders(m=1)
Occupied Palestinian Terri
torySyria
EgyptIra
nSudan
United Kingdom
Receivers(m=2)
Fight
Statement
Coerce
Assault
Yield
Disapprove
ThreatenReject
Posture
Intend
Action types(m=3)
(c) Component inferred by the PGDS.
Figure 1: A component aligned across all three models that measures the Israeli–Palestinian conflict.
7
Mar 1995 Nov 1996 Jul 1998 Mar 2000 Nov 2001 Jul 2003 Mar 2005 Nov 2006 Jul 2008 Mar 2010 Nov 2011 Aug 20130
1
2
3
4
5
6
Val
ueofθ(t
)k
Time steps
VietnamUSA
ChinaLaos
CambodiaJapan
Russian Federatio
n
So. Korea
Thailand
Singapore0.00
0.25
0.50
0.75
1.00
Val
ueofφ
(m)
ki m
Senders(m=1)
VietnamChina
USALaos
Japan
Cambodia
Russian Federatio
nCuba
So. Korea
Thailand
Receivers(m=2)
Consult
Coop (Dip)
Intend
Statement
AppealAid
Coop (Mat)
Coerce
Action types(m=3)
(a) Component inferred by the sparse PRGDS (ε(θ)0 =0).
Mar 1995 Nov 1996 Jul 1998 Mar 2000 Nov 2001 Jul 2003 Mar 2005 Nov 2006 Jul 2008 Mar 2010 Nov 2011 Aug 20130
1
2
3
4
5
6
7
8
Val
ueofθ(t
)k
Time steps
VietnamUSA
ChinaLaos
CambodiaJapan
Russian Federatio
n
So. Korea
Singapore
Australia
0.00
0.25
0.50
0.75
1.00
Val
ueofφ
(m)
ki m
Senders(m=1)
VietnamChina
USALaos
CambodiaJapan
Russian Federatio
n
So. KoreaCuba
Thailand
Receivers(m=2)
Consult
Coop (Dip)
Intend
Statement
AppealAid
Coop (Mat)
Coerce
Action types(m=3)
(b) Component inferred by the non-sparse PRGDS (ε(θ)0 =1).
Mar 1995 Nov 1996 Jul 1998 Mar 2000 Nov 2001 Jul 2003 Mar 2005 Nov 2006 Jul 2008 Mar 2010 Nov 2011 Aug 20130.0
2.5
5.0
7.5
10.0
12.5
15.0
17.5
Val
ueofθ(t
)k
Time steps
VietnamChina
USALaos
CambodiaJapan
Russian Federatio
n
So. Korea
Australia
Singapore0.00
0.25
0.50
0.75
1.00
Val
ueofφ
(m)
ki m
Senders(m=1)
VietnamChina
USALaos
CambodiaJapan
Russian Federatio
n
So. Korea
Thailand
Singapore
Receivers(m=2)
Consult
Coop (Dip)
Intend
Statement
AppealAid
Coop (Mat)
Coerce
Action types(m=3)
(c) Component inferred by the PGDS.
Figure 2: A component aligned across all three models that measures Vietnamese relations.
8
Mar 1995 Nov 1996 Jul 1998 Mar 2000 Nov 2001 Jul 2003 Mar 2005 Nov 2006 Jul 2008 Mar 2010 Nov 2011 Aug 20130
1
2
3
4
5
6
7
Val
ueofθ(t
)k
Time steps
Slovakia
Czech Republic
Hungary
PolandUSA
Germany
Austria
Russian Federatio
n
United Kingdom
France0.00
0.25
0.50
0.75
1.00
Val
ueofφ
(m)
ki m
Senders(m=1)
Slovakia
Czech Republic
Hungary
PolandUSA
Germany
Russian Federatio
n
Austria
United Kingdom
France
Receivers(m=2)
Consult
Intend
Coop (Dip)
Statement
Appeal
Disapprove
CoerceReject
Reduce
Coop (Mat)
Action types(m=3)
(a) Component inferred by the sparse PRGDS (ε(θ)0 =0).
Mar 1995 Nov 1996 Jul 1998 Mar 2000 Nov 2001 Jul 2003 Mar 2005 Nov 2006 Jul 2008 Mar 2010 Nov 2011 Aug 20130
1
2
3
4
5
Val
ueofθ(t
)k
Time steps
Slovakia
Czech Republic
HungaryUSA
Poland
Germany
Russian Federatio
n
Austria
Italy
France0.00
0.25
0.50
0.75
1.00
Val
ueofφ
(m)
ki m
Senders(m=1)
Slovakia
Czech Republic
Hungary
PolandUSA
Germany
Russian Federatio
n
Austria
Slovenia
France
Receivers(m=2)
Consult
Intend
Coop (Dip)
Statement
Appeal
Disapprove
Reject
Reduce
Coop (Mat)
Coerce
Action types(m=3)
(b) Component inferred by the non-sparse PRGDS (ε(θ)0 =1).
Mar 1995 Nov 1996 Jul 1998 Mar 2000 Nov 2001 Jul 2003 Mar 2005 Nov 2006 Jul 2008 Mar 2010 Nov 2011 Aug 20130
1
2
3
4
5
6
7
8
Val
ueofθ(t
)k
Time steps
Slovakia
Czech Republic
HungaryUSA
Poland
Germany
Russian Federatio
n
Austria
Romania
United Kingdom
0.00
0.25
0.50
0.75
1.00
Val
ueofφ
(m)
ki m
Senders(m=1)
Slovakia
Czech Republic
Hungary
PolandUSA
Russian Federatio
n
Germany
Austria
Romania
Slovenia
Receivers(m=2)
Consult
Intend
Coop (Dip)
Statement
Appeal
Disapprove
ReduceReject
Coop (Mat)
Coerce
Action types(m=3)
(c) Component inferred by the PGDS.
Figure 3: A component aligned across all three models that measures Central European relations.
9
Mar 1995 Nov 1996 Jul 1998 Mar 2000 Nov 2001 Jul 2003 Mar 2005 Nov 2006 Jul 2008 Mar 2010 Nov 2011 Aug 20130
1
2
3
4
5
6
7
Val
ueofθ(t
)k
Time steps
Nigeria USALiberia
SierraLeone
Ghana
Guinea
United Kingdom
Coted’Iv
oire
Senegal
So. Africa
0.00
0.25
0.50
0.75
1.00
Val
ueofφ
(m)
ki m
Senders(m=1)
Nigeria
Liberia USA
SierraLeone
GuineaGhana
United Kingdom
Coted’Iv
oire
SenegalChina
Receivers(m=2)
Consult
Statement
Intend
Coop (Dip)
Appeal
Disapprove
CoerceAid
Fight
Assault
Action types(m=3)
(a) Component inferred by the sparse PRGDS (ε(θ)0 =0).
Mar 1995 Nov 1996 Jul 1998 Mar 2000 Nov 2001 Jul 2003 Mar 2005 Nov 2006 Jul 2008 Mar 2010 Nov 2011 Aug 20130
1
2
3
4
5
6
7
8
Val
ueofθ(t
)k
Time steps
Nigeria
Liberia USA
SierraLeone
GuineaGhana
United Kingdom
Senegal
Coted’Iv
oire
Gambia0.00
0.25
0.50
0.75
1.00
Val
ueofφ
(m)
ki m
Senders(m=1)
Nigeria
Liberia
SierraLeone
USAGuinea
Ghana
United Kingdom
Senegal
Coted’Iv
oireTogo
Receivers(m=2)
Consult
Statement
Intend
Coop (Dip)
Appeal
Disapprove
CoerceAid
FightYield
Action types(m=3)
(b) Component inferred by the non-sparse PRGDS (ε(θ)0 =1).
Mar 1995 Nov 1996 Jul 1998 Mar 2000 Nov 2001 Jul 2003 Mar 2005 Nov 2006 Jul 2008 Mar 2010 Nov 2011 Aug 20130
1
2
3
4
Val
ueofθ(t
)k
Time steps
Nigeria
Liberia
SierraLeone
Coted’Iv
oire USAGhana
Guinea
Burkina FasoTogo
Senegal0.00
0.25
0.50
0.75
1.00
Val
ueofφ
(m)
ki m
Senders(m=1)
Nigeria
Liberia
Coted’Iv
oire
SierraLeone
Ghana
GuineaUSA
Togo
Burkina Faso
Senegal
Receivers(m=2)
Consult
Statement
Intend
Coop (Dip)
Appeal
Disapprove
CoerceFight
AidYield
Action types(m=3)
(c) Component inferred by the PGDS.
Figure 4: A component aligned across all three models that measures West African relations.
10