Phenomenology as Tool Musical Analysis

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    Phenomenology as a Tool for Musical AnalysisAuthor(s): Lawrence FerraraReviewed work(s):Source: The Musical Quarterly, Vol. 70, No. 3 (Summer, 1984), pp. 355-373Published by: Oxford University Press

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    Phenomenology

    s

    a

    Tool

    forMusical

    nalysis

    LAWRENCE

    FERRARA

    UNDERLYING

    musical

    analysis

    s a

    fundamental

    et

    obscured

    premise.

    This is the

    implicit

    belief

    that the

    knowledge

    hat s

    acquired

    as a result

    f

    analytical

    methods

    s and

    ought

    to

    be

    objec-

    tive.

    The

    "ought

    to be" half

    of

    thatbelief s rooted n

    generations

    f

    scientific

    methodology

    n

    whichthe a

    priori eparation

    etween ub-

    ject

    and

    object

    was a tacit

    axiom.

    The methodutilized

    by

    scientists

    (and by

    musical

    analysts)

    s

    tacitly hought

    o

    cleanse

    the

    experi-ment

    or

    analysis)

    of the

    confounding

    ariables hata too involved

    subject

    might

    ause.

    That

    knowledge

    s

    objective

    s of course

    myth,

    whether

    t refers o

    music,

    he

    other

    rts,

    r the

    sciences.

    he

    noted

    physical

    chemist and

    philosopher,

    Michael

    Polanyi,

    demonstrated

    that

    the

    scientist's

    "personal" participation

    s an

    indispensable

    characteristic f

    scientific

    knowledge.1

    The

    scientist s not

    only

    involved

    n

    scientific

    onclusions ut

    in

    "personal"

    decisions.

    There

    is

    an

    implicit

    belief

    by

    the

    scientist hat his view

    of the

    context

    at handor broadly peaking f theworld s themostcogent. olanyi

    points

    out

    that

    the

    dogma

    which

    attempts

    o

    make

    knowledge

    m-

    personal

    n our culture

    has

    split

    science from

    humanity.

    Marjorie

    Grene,

    with an overtdebt to

    Polanyi's

    formulation,

    otes that ince

    the time of Plato Westernman has

    endeavored o

    acquire

    objective,

    certain,

    nd

    impersonal nowledge.2

    n

    Western

    man's zeal to

    obtain

    objective

    knowledge,

    he "knower"has been

    ost.

    Polanyi

    nd

    Grene

    1

    Personal

    Knowledge:

    Towards

    a

    Post

    Critical

    hilosophy

    Chicago,

    1962).

    Also

    see

    Karl R. Popper, Objective Knowledge: An EvolutionaryApproach (Oxford, 1972); and

    Jacob

    Bronowski,

    he

    dentity f

    Man,

    rev. ed.

    (New

    York,

    1966).

    2

    The

    Knower

    nd the Known

    (Berkeley, 974).

    355

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    356

    The

    Musical

    Quarterly

    bring

    import

    to the consideration of the

    personal (experiential)

    involvement

    of a

    "knower" in

    all

    acts of

    understanding.

    Hence,

    for Polanyi and Grene-who are in this context representativeof

    current

    philosophers

    of science-all

    knowledge

    is

    "personal."'

    Similarly,

    the

    use

    of traditional methods

    of

    analysis

    in

    applied

    theory

    does not

    objectify

    the conclusions drawn

    by

    the

    analyst.

    Value

    assumptions

    and

    personal

    decisions are

    embedded

    (and

    obscured)

    in the constitution and use

    of

    the

    methods

    employed.

    Standard theoretical

    designs

    in

    music

    theory

    tend to result

    in

    a dominant

    position

    of the method

    in

    relation to the work.

    The

    method dominates the

    work

    by forcing

    what one can know and

    report

    about that work into the matrixof

    categorial

    characteristics

    that

    constitute

    the

    method. The

    analyst

    cannot

    remain

    "open"

    to

    all

    of

    the

    potential

    dimensions

    of

    meaning

    that

    mightemerge

    n

    a

    work;

    the

    method

    forms a

    conceptual

    obstacle between the

    analyst

    and the

    music.

    The method decides what

    musical data

    should and

    can

    be

    collected and

    how that data can

    be treated.

    Implicitly,

    there is no

    experiential person,

    no "knower."

    Phenomenologists presume

    that what

    one

    hears is affected

    by

    how one hears.4 The analyst's modes of orientationto a work must

    be

    considered

    and

    articulated.

    One

    can close

    or

    open

    many

    potential

    meanings

    of

    a work

    given

    a

    particular

    mode of orientation.

    A

    distinc-

    tive

    phenomenological

    tactic is

    that,

    rather than

    manipulate

    a work

    through

    a

    formal

    grid

    of

    analytical

    questions

    or

    positions,

    one

    responds

    to

    questions posed

    by

    the

    work.

    The

    interpreter

    iscovers

    that,

    in the traditional

    sense

    of

    the terms

    "subject"

    and

    "object,"

    he is now

    object;

    the

    music,

    as

    subject,

    questions

    the

    analyst.s

    Some

    phenomenologists

    accept

    that at the least there

    may

    be

    syntactical and "depth" (i.e., referential)meanings in a work that

    -

    Bas C. Van

    Fraassan

    presents

    convincing

    iscussion

    f

    the scientist's

    commitment"

    to a

    particular

    esearch

    method rather

    than to another.

    The

    scientist's

    commitment"

    s

    generated

    y

    criteria

    uch

    as

    coherence

    nd

    parsimony

    xemplified y

    a

    particular

    method

    as

    well

    as

    his

    own

    abilities

    nd

    training

    o

    utilize

    various

    research

    designs.

    Thus

    "commit-

    ment"

    s

    "personal."

    See

    The

    Scientific

    mage

    (Oxford,1980).

    4

    The

    presentation

    f

    phenomenology

    elow

    is

    by

    no means an

    exhaustive

    discussion

    of

    this

    philosophical

    movement.

    Phenomenology

    has multifarious

    iverge'ncies

    ithin

    he

    field nd has

    served s

    a

    tool

    for

    analysis

    n

    disciplines

    s

    varied as art

    criticism,

    heology,

    psychotherapy

    nd

    sociology.

    The

    particular

    brand"

    of

    phenomenology

    resented

    n this

    essay is more Germanthan French n its rootsand within heGermanphenomenological

    tradition,

    more

    Heideggerian

    han

    Husserlian.

    s

    Hans-Georg

    Gadamer,

    Truth

    nd

    Method,

    trans. and ed.

    Garrett

    Barden

    and

    John

    Cumming New

    York,

    1975),

    pp.

    325-44.

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    358

    The

    Musical

    Quarterly

    setting.

    n

    experiencing

    he

    ontological

    worldof

    Bach

    we do not

    step

    out of our own world

    but become more

    knowingly resent.

    The

    work of artcalls ntoquestion ur own modeofexistence. current

    musical

    analysis

    takes

    place

    in the

    unity

    and

    continuity

    f

    late

    twentieth-century

    ife

    experience.

    Whenwe move

    nto

    the world

    of

    the

    composer,

    we do not

    discontinue

    welling

    n

    our own

    world;

    we

    come home

    to it

    with

    a

    renewed ense

    of

    curiosity

    nd interest.

    For in

    "bringing

    o

    a

    stand"

    in

    sound,

    his

    world,

    composer

    does

    not create some chimerical

    place.

    The

    great

    composer

    injects,

    through

    his

    manipulation

    f

    sound,

    the

    factical

    day-to-day

    orld

    in

    whichhe exists n

    a

    new

    form. n

    remaining pen

    to

    that

    world,

    theanalystdoes not respond o it purely ndobjectivelyutwithin

    the

    boundaries

    and

    limitations

    f his own world and

    culture.11

    Many

    if not

    most theoretical

    ystems

    f

    musical

    nalysis

    reak

    down

    when an

    attempt

    s

    made

    to

    apply

    them o

    atonal and

    elec-

    tronic

    music.

    The

    purpose

    of this

    essay

    is to

    present systematic

    and

    cogent

    method

    for

    doing

    musical

    analysis

    of

    these works.

    Phenomenological

    nalysis

    s not limited o these

    works;

    t

    works

    well in

    all

    styles,

    onal

    or

    atonal.

    However,

    ince there s a

    plethora

    of fruitfulmethods ormusical nalysis f tonalmusic, tmight e

    a

    more

    propitious

    acticalmove

    to

    bringphenomenology

    nto the

    field of musical

    analysis through

    he "back door." This does not

    diminish

    he

    impressive ower

    and

    worth

    of traditional

    esigns.

    The

    point

    being

    suggested

    s that

    applied

    music

    theory

    can

    be

    broadened

    o include he

    mplementation

    f

    philosophical

    nterpreta-

    tion.

    Countless olumes

    have

    been

    written

    oncerning henomenology

    in the field of

    aesthetics

    nd

    specifically

    s a tool

    for

    doing

    art

    criticism. elatively ittlehasbeen presented onnectingmusicand

    phenomenology.

    n

    this

    endeavor,

    the

    recent work

    of

    F.

    Joseph

    Smith

    is

    important.12

    evertheless,

    n almost

    all of

    the

    writings

    about

    phenomenology

    here

    are few actual

    examples

    of

    doing

    the

    phenomenological

    nalysis

    of

    music.13The

    second

    half

    of

    this

    "

    Gadamer,

    Truth nd

    Method,

    pp.

    235-73.

    12

    See

    F.

    Joseph

    Smith, ed.,

    In

    Search

    of

    Musical

    Method

    (London

    and

    New

    York,

    1976);

    and

    idem,

    The

    Experiencing

    of

    Musical Sound:

    Prelude

    to a

    Phenomenology f

    Sound

    (New

    York,

    1979).

    a3

    At thetimethisessaywas accepted forpublication inNov., 1981) one of the few

    available

    examples

    was

    Thomas

    Clifton,

    Music

    as

    Constituted

    bject,"

    in

    Smith,

    n

    Search

    of

    Musical

    Method,

    pp.

    73-98.

    Since that

    time,

    three

    books

    have been

    published

    hat

    n-

    corporate

    extensive

    henomenological nalysis

    of

    music.

    They

    are:

    Thomas

    Clifton,

    Music

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    Phenomenology

    s a Tool

    359

    essay presents

    an

    in-depthphenomenological

    nalysis

    of a

    large

    scoped

    work,

    okme

    electronique

    y

    Edgard

    Varese.

    Systematically

    moving hrough he levels of syntax, emantics,nd ontology, his

    analysisprovides practical

    nd

    transferable

    pplication

    f

    pheno-

    menological

    method or he

    analysis

    f

    music.

    The Procedure

    The

    procedure

    for

    phenomenological

    nalysis

    carried out

    in

    Pokme

    electronique

    begins by

    listening openly"

    to the

    piece,

    allowing ny

    dimension

    f

    meaning syntactical,

    emantic,

    r

    onto-

    logical) to emerge.The purpose of these "open" listeningss to

    orient

    the

    analyst

    to the work.

    These

    are

    termed

    open"

    because

    unlike later

    listenings

    he

    analyst

    may

    respond

    to

    any

    level of

    meaning

    n thework.The

    amount f

    "open" listenings

    epends

    upon

    the

    analyst

    and

    the

    work.

    Each

    "open"

    listening

    s followed

    by

    a reflective

    escription

    f that

    listening.

    his

    description

    eports

    in narrative

    orm

    what was heard

    nd

    the

    analyst's

    mode of

    orienta-

    tion toward hework.

    The

    next

    stage

    s

    to listen

    pecifically

    or

    yntacticalmeanings.

    During

    this set of several

    istenings

    nd

    descriptions,

    he

    analyst

    must

    attempt

    to

    bracket out

    semantic

    nd

    ontological

    meanings

    that

    might

    ome to

    mind

    while

    doing

    the

    syntactical

    ection

    of the

    analysis. Syntactical

    istenings

    tart

    at

    a more

    fundamental

    evel

    than

    the evel

    of

    musicalform.Before

    ne hears

    music

    ntellectually

    as sound

    in

    form,

    ne

    can hear

    sound as

    such.

    To

    do so

    requires

    a

    bracketing

    ut of one's

    formal

    raining.

    o

    hear

    sound as such

    s

    not

    unlikethe

    suggestion

    y

    Roman

    ngarden

    hat ne

    should

    ttend

    to a literarywork,at a fundamentalevel of syntax, s a seriesof

    pure

    "word sounds.""4

    In

    hearing

    words

    as

    unalloyed

    phonemes,

    one

    attempts

    o bracketout the

    semantic

    or

    referential)

    eanings

    that

    usually

    mark

    the

    process

    of

    listening

    o or

    reading rdinary

    language.

    The

    unadulterated word

    sounds"

    may give

    the

    literary

    critic

    sense

    of the

    flowing

    uality

    or

    perhaps

    the

    agged

    texture

    of a text that

    would

    not

    be so

    evident

    without such

    a

    hearing.

    as Heard:

    A

    Study

    in

    Applied

    Phenomenology New

    Haven,

    1983);

    David B.

    Greene,

    Tem-

    poral Processesin Beethoven'sMusic (New York, 1982); and idem,Mahler,Consciousness

    and

    Temporality

    New

    York,

    1984).

    14

    The

    Literary

    Work

    f

    Art: An

    Investigation

    n

    the

    Borderline

    f

    Ontology,

    ogic,

    and

    Theory

    f

    Literature,

    rans.

    George

    Grabowicz

    Evanston,

    1973),

    pp.

    34-61.

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    362

    The Musical

    Quarterly

    Analysis

    Poeme

    electronique yEdgard

    Varise

    Reflection

    : A

    description

    f

    istening

    openly"

    Poeme

    electronique

    often

    borders

    on

    what

    might

    be termed

    "noise." No

    melodic

    design, eleological

    irection,

    r

    motivic

    evel-

    opment

    s evident. orm

    n the

    traditional

    ense does not

    appear

    to

    be

    present.

    nstead,

    there re manifold

    ounds

    of

    varying egrees

    f

    familiarity

    nd

    strangeness:

    ells, sirens;

    rills,

    levators; oices;

    tap-

    ing

    devices,

    lectronically

    roduced

    ounds;

    icking

    locks;

    nd

    so.

    on.

    Reflection : A descriptionf a second"open" listening

    Distinctivemoods

    in

    the

    piece

    have become

    apparent.

    here

    s

    a

    calm

    and

    unperturbed

    emper

    during

    he

    beginning

    f the

    piece

    (with

    the

    tolling

    of cathedral-like

    ells

    of

    deep,

    resonant

    tone).

    Later there is

    a

    section

    of

    frenzied

    ctivity

    marked

    by

    honking

    horns,

    rashes, irens,

    nd

    screeching

    histles.

    his

    franticmood is

    superseded

    by

    a cold

    and mechanistic

    isposition

    onstituted f

    sounds

    that are

    produced

    by

    electronic evices.

    Afterward,

    sense

    of

    floating,

    ost

    in

    an

    abyss,

    unfoldsbecause

    of an

    "uga"

    emitted

    by zombie-likemale voices. A mellifluent-soundingemale voice

    subsequently

    becomes

    angular

    in

    intervallic

    dispensation.

    This

    latter

    development,

    t

    its

    highest

    itches,

    lmost

    screams

    ut

    in

    a

    shrill

    one.

    The work

    ends

    with

    an

    exciting

    estatement

    f

    sounds

    heard

    previously.

    his,

    along

    with the

    recurring

    hree-note elodic

    fragment

    escribed

    n

    Reflection

    1,

    points

    to a

    loose

    structure.

    Reflection

    :

    A

    description

    f a third

    open"

    listening

    The

    amalgamation

    f

    textural

    ariety

    nd

    richness,

    harp

    hanges

    of mood, limited melodic repetition,nd a restatementf earlier

    sounds

    at

    the

    end

    of

    the work now

    suggests

    efinitive

    tructural

    sections.

    These

    divisionswere

    catalogued during

    istening

    o this

    Reflection and are

    presented

    n

    Figure

    1.

    Reflection

    : A

    description

    f

    a

    listening

    or

    textural

    orm

    syntax)

    The

    divisions

    resented

    n

    Figure

    1

    were the

    focus

    f

    this

    isten-

    ing.

    Ten

    sections

    re

    distinctive.

    he

    formal esults

    f

    this

    istening

    appear

    in

    Figure

    1

    and

    are delineated

    by

    the

    use

    of

    brackets

    nd

    numbers dded below the sectionsdeveloped bove (Reflection ).

    Three divisionsisted

    eparately

    avebeen combined o form ection

    2.

    Two

    divisions

    separately

    listed

    have

    been

    combined to

    form

    Section

    4.

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    bell toll

    three-note

    ragment

    drills

    three-note

    drills

    electronic

    ounds

    electronic

    o

    high-speed

    1

    2

    honking

    horns

    ticking

    electronic

    ounds

    male

    voices

    crash

    sirens

    bell

    tolls

    heart

    beat

    sine

    waves

    birds

    drumroll

    sine

    waves

    male

    voices

    chant

    elevator

    taping

    device

    3

    4

    I

    5

    silence

    female

    voice

    male voices

    three-note

    ragm

    electronic ounds brokenorgan electronic ounds

    rhythms

    forced

    ir

    airplane

    sine

    waves

    crashes

    snaredrum

    elevator

    airplane

    explosions

    siren

    timpani

    airplane

    7

    8

    9

    10

    Figure

    1.

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  • 8/11/2019 Phenomenology as Tool Musical Analysis

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    364

    The

    Musical

    Quarterly

    Reflection

    : A

    description

    of

    listening

    for

    syntactical

    meaning

    Listening

    or

    syntactical

    meaning

    lone

    was

    a difficult

    ask

    be-

    cause of the oftenobvioussemanticmeanings o whichthesounds

    referred.

    t

    was

    not

    possible

    to

    bracketout semantic

    meaning

    l-

    together, lthough

    at

    several

    points during

    this

    listening

    t

    was

    startling

    o hear

    the

    sounds

    purely

    s

    such. There

    seems o

    be a rich

    syntax

    here,

    the

    depth

    of whichwas not

    as

    overt s

    in

    earlier

    isten-

    ings.

    The

    ticking

    f a

    clock

    emerged

    s a

    recurrent

    etallic

    apping

    without

    conscious

    reference o a clock. The

    haunting,

    erie

    quality

    of male

    voices

    was

    smooth,hollow,

    and

    airy.

    Still,

    the

    ability

    o

    "bracket

    ut" a

    semantic

    was inconsistent.

    Reflections

    , 7,

    and 8:

    A

    combined

    description

    f

    three

    istenings

    for

    yntactical

    meaning

    Utilizing

    he structural

    nalysis

    presented

    n

    Figure

    1,

    it

    was

    possible

    to articulate he

    following

    yntactical

    lements.

    The

    ten

    sections

    below correlate

    o the ten

    sections isted

    n

    Figure

    1. A

    conscious

    attempt

    o bracketout "semantic"

    meanings

    was

    made.

    Section

    1: Five

    low-pitched

    sounds

    push

    and

    then

    dissipate

    throughpacewithhigh-pitchedvertonesascading own above the

    dominating

    ow-pitched

    urge.

    ach

    sound tarts

    with

    hardmetallic

    impact

    and then rounds out as it

    disperses.

    he

    pulse

    is

    slow

    but

    syncopated.

    he volume s

    moderately

    ull n

    sound.

    Section

    2:

    This

    section

    begins

    with

    the

    juxtaposition

    of hard

    percussive

    ounds

    and a

    squeeky

    tone that

    gyrates

    hrough

    series

    of

    pitches.

    The

    texture

    f

    this

    ounterpoint

    s marked

    y

    a rich cho

    and an

    erratic

    hythm

    n the

    percussive

    ounds. This is contrasted

    withthe slurringp and downin pitchof thesqueekytonesheard

    earlier.

    Then, loud,

    sizzling

    ounds seem

    to be

    shot

    through pace,

    followed

    by

    soft,

    frictionlessounds

    n

    regular

    hythm. uddenly,

    sustained,

    high-pitched

    ones

    crescendo

    to a

    climax

    of volume.

    A

    short ilence

    occurs,

    only

    to

    be

    supplanted y

    a

    new

    counterpoint

    between

    round,

    rippling,

    ubbly

    tones and

    shrill,

    piercing,

    igh

    friction ounds.

    Scratchy,

    reaking

    ounds commence.A

    slurred,

    connective

    hree-note

    motivebecomes

    the

    center

    f

    focal

    wareness.

    This motive

    recurs

    hree times

    n

    a

    regular hythm

    n

    the notes

    F,

    F$,

    G. The

    piercing

    nd

    sizzling

    sounds resumewith an

    abrupt

    swelling

    f

    midrange,

    metallic ones. Less shrill ounds

    enter,

    re-

    scendo,

    and

    ascend

    in

    pitch

    to a climax. Assorted

    popping,

    guttural

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    Phenomenology

    s a

    Tool

    365

    sounds occur at

    varying itch

    levels.

    The

    rhythm

    s

    erratic.

    The

    three-note,

    lurred,

    hromatic

    pattern

    merges

    nce

    again

    only

    to

    giveway to high-frequencyoundswitha considerable mountof

    echo.

    The

    latter

    becomes

    squeeky,

    ncreasing

    n

    speed

    and

    pitch.

    Section

    3: The texture

    is thicker

    with

    increased

    contrapuntal

    activity.

    A

    variety

    f

    (1)

    sustained

    ones,

    2)

    hard

    wooden

    sounds,

    (3)

    sizzling

    ounds,

    4)

    crashes,

    nd

    (5)

    high

    quealing

    ounds stab-

    lishes a condensed exture

    with

    driving,

    xcited

    nd at

    times

    rantic

    rhythmic

    ovement.

    Section

    4:

    A

    recurring

    apping

    n

    a

    regular,

    moderate

    rhythm

    initiates his section.The tone has a substantial mount of echo

    ,but

    as

    these sounds travel

    hrough pace they

    eem to

    flatten ut.

    The

    echo

    consequently

    becomes less

    distinguishable.

    hree

    deep,

    sonorous

    ones,

    thenresonant n

    overtones,

    manatefrom

    n initial

    hit

    and

    diffuse

    nto

    space.

    Pure,

    nonvibrato

    ounds

    follow n

    irregular

    rhythms

    nd

    on

    changing itches.

    These

    pure

    sounds are

    replaced

    with

    low-pitched, pen

    sounds. These

    round,

    deep

    tones occur

    eight

    imes

    n the

    following

    hythmic

    attern:

    j

    OjJj.

    Immedi-

    atelyafter he astpulse,puretonescrescendo o becomedinsome,

    high-pitched

    onvibrato

    ounds.

    These

    blaring

    ones

    are

    displaced

    by

    sustained,

    ery

    ow-pitched

    ounds.

    The low

    sounds also reach a

    culmination

    n volume nd

    ntensity

    nding

    he

    section.

    Section

    5:

    A

    rattling

    ound

    opens

    this

    section

    and

    is

    immediately

    followed

    by

    a

    hollow,

    wooden

    sound

    with

    an abundance

    of echo.

    The two

    contrasting

    ounds continue to be

    placed

    side

    by

    side,

    increasing

    n their

    peed

    of

    recurrence.

    he

    rattling

    ound

    now be-

    comesresoundingnd frequent,ausing hehollow,woodensounds

    to

    seem embossed

    n

    the

    rattling

    ounds.

    Gliding,

    rifting,

    ustained

    sounds

    on

    "oo"

    and

    "ah" vowels

    bring

    new

    texture. hese

    open

    sounds,

    colored

    with

    heavy

    echo,

    are

    interrupted

    y

    a

    piercing

    one

    and

    short,hollow,

    wooden

    sounds.The

    piercing

    one

    has ittle

    cho;

    the

    hollow,

    wooden sounds have

    much more. This

    contrasts

    well

    as

    a

    contrapuntal esign.

    The

    gliding

    owel sounds return n a

    slow,

    sustained

    hythm.

    his return

    onveys

    rich,

    hythmic

    ontrastwith

    the

    interrupting,iercing

    ounds

    which are emitted n

    a

    quick,

    irregularhythm.

    Section

    6: A

    loud,

    cutting,

    metallic sound ushers in this

    section.

    Background

    sounds

    in a loose

    rhythm

    tart on

    consonants

    and then

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    366

    The

    Musical

    Quarterly

    for a

    short

    time are

    sustained

    n a more

    open

    "eh"

    sound.

    Crisp,

    percussive

    mpacts capture

    the

    foreground.

    he

    section is

    now

    marked y increased hythmicomplexityroundedna syncopated

    rhythmic

    attern.

    A

    hard,

    crashing

    ound occurs

    with

    great

    olume.

    This

    is

    succeeded

    by

    a

    steady,rubbing, cranching

    ound that be-

    comes

    a

    continuous

    undercurrent.

    bove this are

    flurries

    f

    short,

    erratic ounds

    of

    varying

    itch

    evels.

    Low,

    sustained ounds

    that

    are

    garbled

    or muffled

    ill

    out this

    unusual

    texture.

    inally,

    uick

    tapping

    sounds

    along

    with the

    scranching

    ounds diminish

    o a

    silence.

    Section7: Pure, midrangesound waves open this section and

    quickly

    begin

    a crescendo of volume.

    Hollow,

    wooden

    sounds

    forming omplex

    rhythms

    emindthe

    listener

    f the

    syncopated

    rhythmic atterns

    n Section 6. The texture

    f

    these

    wooden sounds

    is close

    to those described n Section

    5.

    However,

    hey

    combine

    hollowness nd

    a

    deeper

    timbre

    with a

    higher

    nd harder

    wooden

    sound described

    n Section

    3.

    Also,

    after

    everal

    hits,

    stringed

    n-

    strument

    upports

    few of the

    last

    strikes o

    produce

    a

    complex

    combination f string lucking

    nd a

    hollow,

    wooden

    impact

    that

    issues

    sounds

    from

    he owest timbre

    o

    very

    high.

    These character-

    istics are

    amplified y

    the rich use

    of

    echo and

    heavy

    overtones.

    Long,

    sustained sounds

    emerge

    with

    no

    vibrato,

    mbellished

    y

    rapidly

    hitting

    ercussive

    ounds.The

    pure

    soundsreach

    climaxof

    volume.

    Quick

    tapping

    s

    now

    heard,

    this

    texture

    aving

    familiar

    wooden timbre.

    The

    texture,

    though,

    s

    noticeably

    ess

    hollow

    than

    the

    timbres

    n Sections

    5

    and

    3. There s

    some

    echo,

    but the

    woodiness

    s more condensed.

    hort,

    iry

    ounds

    follow n a

    regular

    rhythm.The pitches of these sounds are structuredn perfect

    fourths, ,

    F$,

    C$

    and

    then o

    B

    again.

    Four

    ringing,

    etallic

    ounds,

    rich n

    overtones,

    epeat

    the

    quartal

    equenceforming symmetrical

    phrase

    with

    he

    airy

    ounds

    previously

    eard.

    Section

    8:

    This brief nd

    unique

    section s

    composed completely

    of an

    unaccompanied

    melody

    ine.

    A

    moderately

    igh-pitched

    ah"

    vowel with vibrato

    becomes

    very ngular

    s it

    ascends

    n

    increasing

    intervals

    o a

    veryhigh

    pitch.

    The

    line s

    always

    ustained

    ut

    synco-

    pated. The syncopationgives nterest nd movement o the sus-

    tained,

    egato,

    melodic ine.

    Section

    9:

    Open

    fifths nd fourths

    on an "ah" vowel

    establish

    the

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  • 8/11/2019 Phenomenology as Tool Musical Analysis

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    368 The Musical

    Quarterly

    represent

    s

    to list those semantic

    meanings

    ection

    by

    section as

    correlated ith

    he

    structure

    resented

    n

    Figure

    .

    Section 1: bell

    tolling

    Section

    2:

    drills

    nd

    an elevator

    Section

    3:

    honking

    ar

    horns,

    irens,

    n

    elevator

    becoming)

    siren

    Section

    4:

    clock

    ticking

    nd bell

    tolling

    Section

    5:

    men'svoices

    Section 6:

    chewing,

    nimals

    roaring

    n

    a

    jungle,

    nd

    sounds

    made

    by

    birds

    f

    the

    ungle

    Section

    7:

    airplaneSection 8: woman'svoice

    Section

    9: men's

    voices

    nd broken

    rgan

    Section

    10: elevator

    becomes)

    a siren

    then becomes)

    an

    airplane

    Reflections

    0 and 11:

    A

    combined

    description

    f two

    istenings

    or

    semantic ontent

    Two

    reflections re

    combined

    here that

    deal

    specifically

    with

    a second

    level of semantic

    meaning.

    Whathas become clear s that

    every ound in thepiece has a semantic ontent t this evel.Once

    again,

    the

    structural

    orm

    presented

    n

    Figure

    1

    will be utilized.

    The

    fundamental

    eferents f these

    meanings

    will

    be in

    italics.

    Section

    1: The

    bell

    tolling

    ymbolizes

    ime.

    Section

    2:

    All of the

    electronically

    roduced

    sounds

    symbolize

    technology.

    Section

    3: The

    sirens,

    elevators,

    and

    honking

    horns

    symbolize

    technology.

    he

    general

    movement

    might ymbolize

    street cene

    n

    a city.

    Section

    4: The

    clock

    ticking

    nd

    the

    tolling

    f

    thebells

    symbolize

    time. The heart beat also

    symbolizes

    ime but

    in an

    existential

    setting.

    When he heartbeat

    stops,

    the

    temporality

    f

    human xist-

    ence s

    symbolized.

    he sinewaves

    ymbolize echnology.

    Section

    5:

    The

    men's voices

    symbolize

    human

    existence.

    The

    electronic ounds

    ymbolize

    echnology.

    Section

    6:

    All of the sounds

    generallypresent

    a

    jungle

    scene.

    The

    chewingsymbolizes

    a

    primitive

    r

    primordial

    ct and

    the

    scranching

    ymbolizes

    ating,

    gain

    primordial

    ct. The

    syncopated

    drumlike

    rhythms,

    ike the

    chanting, require

    a human element

    and

    symbolize

    a

    primitive eople.

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    Phenomenology

    s a Tool 369

    Section

    7:

    The

    electronic

    ounds,

    ine

    waves,

    nd

    airplane

    ymbo-

    lize

    technology.

    Section 8: The woman'svoicesymbolizes uman xistence.

    Section

    9:

    The

    men's

    voices

    singing quasi

    Gregorian hant)

    com-

    bined

    with the

    broken

    organ ymbolize

    he church

    nd

    more

    broad-

    ly,religion.

    Section

    10:

    The electronic

    ounds,

    airplane,

    levator,

    nd siren

    ll

    symbolize echnology.

    Reflection

    2: A

    description

    f a

    listening

    or

    ontological

    meaning

    It is importanto note thattheconcepts time,""technology,"

    "human

    existence,"

    primitivism,"

    nd

    "religion"

    hat

    are referred

    to

    in

    Poeme

    e'lectronique

    row

    out

    of the

    syntactical

    oundsthem-

    selves.

    n

    intuiting

    gestalt

    f

    this

    piece,

    at the

    syntactical

    evel

    the

    work

    functions

    ike

    a

    textural

    ollage

    of sounds hrown r

    shot nto

    space.

    At

    the

    semantic

    evel it functions ike a

    conceptual

    ollage.

    A

    fundamental

    nsight

    nto both

    of

    these levels

    (syntactical

    nd

    semantic)

    an

    be

    clarified

    t the

    ontological

    evel.

    During

    n

    earlier

    istening

    o the

    work,

    found

    myself andomly

    cataloguing onceptson a sheet of paper (see Fig. 3). This quasi

    conceptual ollage points

    to the work's

    ontological

    meaning.

    oBme

    e'lectronique

    rystallizes

    what it

    means

    to be in the

    modem era.

    In

    our actual

    lives,

    echnology

    computers,

    utomobiles,

    r

    electric

    can

    openers)

    urrounds ur existence.

    ;tecanologYxistence

    c~Ogy

    primitivism

    an

    uman

    primitivi

    Figure3.

    (13~~~~ eigion eigon

    Figureho

    Figure

    .

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    370

    The

    Musical

    Quarterly

    In

    this

    piece,

    the sounds

    of

    technology

    enetrate,

    ermeate,

    nd

    surround ll other ounds.Human

    existence,

    resented y

    the

    men's

    voices and the womansoloist, s markedn thisworkby disorienta-

    tion, alienation,

    nd

    fear.

    The

    concept

    of "time"

    ticking

    way

    or

    a heartbeat

    stopping

    underscores he

    importance

    f

    temporality

    in human

    being.

    The

    primitivism

    ymbolized y

    the

    sounds of

    the

    jungle

    may

    be one or

    both of

    two

    respective

    reudian nd Darwinian

    realities.

    Within Freudian

    ontext

    he

    ungle

    symbolized

    n

    Pokme

    e

    ectronique

    s

    the

    d,

    that

    s,

    the

    ungle

    n man.

    This section

    f the

    work

    captures

    that unconscious

    potential

    n

    man

    to be

    primitive

    in

    the most

    primordial

    ense.

    Within

    Darwinian ontext

    he

    sounds

    of

    eating chewing

    nd

    scranching)

    nd

    the

    evolutionary

    tep

    back-

    wards to

    a

    primitive

    ontext

    might

    ymbolize

    the

    fact

    that

    man

    exists

    on

    one

    level)

    as

    a

    physical

    ystem.

    inally,

    he

    sporadic

    nd

    disconcerting

    ounds

    of a

    quasi

    Gregorian

    hantas well as those

    of

    a

    broken

    organ depict

    (for

    the

    composer)

    a

    decaying eligion

    hat

    surrounds

    ate

    twentieth-century

    uman

    xistence.

    We have a

    glimpse,

    hus,

    t what

    t

    is to

    be a

    modernman.

    t

    is

    only

    a

    glimpse

    nd

    moreover

    nly

    one

    perspective.

    ot all human

    existence s disoriented nd fearful nd surrounded y technology

    (one

    can'

    ive on a

    mountaintop).

    urelymany

    would

    disagree

    with

    religion

    haracterized

    s

    in the

    process

    of

    decay.

    Nevertheless,

    ll

    of these

    ontological

    meanings

    grow

    out of the

    reality

    of

    being

    human.

    Technology

    does surround

    most

    people,

    time marks

    our

    existence,

    many

    have

    turned

    way

    from

    religion

    n the

    traditional

    sense,

    many

    people

    accept

    that

    man

    can

    be

    a

    primitivistic

    rganism:

    whether s

    a

    physical

    ystem

    r as a Nazi

    general.

    Poeme

    dlectronique

    rticulates

    n

    a

    nondiscursive

    orm sense

    of

    humanexistence

    at

    least n theWest) n themodern ra. t captures

    a

    being

    there

    n the world.

    Listening

    o this

    workbecomes

    a con-

    ceptualization

    f

    a

    lived

    experience.

    t is not

    factical

    ife

    tself,

    ut

    a

    crystallization

    f human

    existence

    viewed

    as

    a

    complex

    cheme

    of

    ontological

    meanings.

    nterestingly,

    he workdoes

    not

    present

    hese

    concepts

    n an

    ABA

    form or

    in

    any

    traditional

    tructural

    esign.

    The intuition

    n

    our actual

    ives

    of the

    meaning

    f

    technology,

    ime,

    primitivism,

    nd

    religion

    lso

    does

    not

    occur n

    4/4

    time,

    heme

    nd

    variation orm, r four-partarmony.t comes in and out of our

    conscious

    awareness

    freely, sporadically,

    and almost

    randomly.

    Nor do these

    fundamental

    realitiesof human

    existence

    appear

    to

    our

    conscious awareness

    in a series

    or in

    systematic

    order.

    They

    permeate

    This content downloaded on Fri, 22 Feb 2013 09:05:23 AM

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  • 8/11/2019 Phenomenology as Tool Musical Analysis

    18/20

    Phenomenology

    s

    a

    Tool

    371

    ourexistencen no

    regular

    rder,

    ften

    ogether,mbellishing,

    om-

    inating,

    nd

    altering

    ach

    other

    nd

    affecting

    ur

    existence.

    nd so

    in thismusicwehear collage ftexturaloundshat ppearso be

    thrownut at us

    without

    ny

    vivid

    ogency

    r

    ogic.

    t

    is

    only

    fter

    moving

    ntothework nd

    being

    moved

    y

    t

    that

    we

    understandhe

    structure.

    he

    changing

    yntactical

    extures

    long

    with heir

    eman-

    tic and

    ontological

    eferentsre

    freely

    nd

    sporadically

    laced

    throughout

    he work.

    This s

    closer o the

    reality

    f

    the

    manner

    n

    which

    hey

    ometo our

    onscious

    nd

    unconscious

    wareness

    n

    our

    actual

    ife.

    Thus,

    y being

    moved

    y

    Poeme

    'lectronique

    e let

    the

    world fthis

    poch

    we ive n be

    through

    hismusical ork.

    Reflection

    3:

    A

    description

    f

    isteningopenly"

    Throughout

    his

    ast

    istening

    consistently

    new

    xactly

    here

    was n the

    piece

    n

    terms f the

    whole.

    This s different

    rom

    now-

    ing,

    or

    xample,

    hat

    you

    are

    n

    measure

    2

    of

    piece

    X. There

    was

    an

    intuitiveenseof the

    whole

    thatmade

    achsection

    ppear

    n

    a

    larger

    erspective.

    et,

    by

    having

    istened

    pecifically

    any

    imes

    for

    syntactical

    eaning

    arlier,

    he

    sounds

    were

    lways

    resh nd

    seemed oemergentothewhole. he formow eemsasilydenti-

    fiable

    but

    not

    in

    any

    traditional

    etting.

    ertainly

    oeme

    elec-

    tronique

    s

    different;

    ts form s

    free.

    extures re

    placed

    n

    any-

    thing

    ut an

    implacable

    manner.

    or

    example,

    ection couldhave

    been

    placed

    fter

    ection without

    isturbing

    ny

    f the

    dimensions

    of

    meaning.

    lso,

    there s

    no

    strong

    eleological

    irection.

    he

    sounds

    do

    not move

    toward

    he stretto-likelimax

    n Section

    10;

    the

    stretto

    ust

    happens.

    et,

    no

    section ould

    be deleted

    rom

    he

    workwithout

    eriouslyffecting

    he

    gestalt.

    While here

    s

    no

    strict

    form rteleologicalmpulse,oncomitantlyheres a definiteense

    that

    ll

    the ectionsre

    organic

    ndvital o the

    work.

    The

    character

    f

    each section s

    an

    amalgam

    f

    syntactical,

    semantic,

    nd

    ontologicalmeanings

    ecamemore

    asily

    iscernible

    in

    this

    istening.

    he

    men's oices

    nd

    the

    woman's oice eem

    o be

    more human.This

    living

    uality

    made ever

    more

    poignant

    he

    contrast etween

    he

    human lement

    nd

    that

    of

    a

    cold,

    ifeless

    technology

    hat

    onsistently

    urrounded

    t.

    One

    passage

    n

    particular

    stands

    ut

    reflectivelyoncerning

    hat

    ontrast.

    hen he

    heartbeat

    stopped,

    echnological

    inewaves

    esponded

    ith

    loud,

    hrilleries

    of

    sounds.

    t was an

    unfeeling

    eaction

    f

    the machine

    o

    human

    temporality.

    This content downloaded on Fri, 22 Feb 2013 09:05:23 AM

    All use subject to JSTOR Terms and Conditions

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  • 8/11/2019 Phenomenology as Tool Musical Analysis

    19/20

    372

    The

    Musical

    Quarterly

    Many

    more

    than

    thirteen

    listenings

    and

    descriptions

    could

    be

    carried

    out to uncover more

    meanings.

    However,

    at

    this

    point,

    having sufficiently tudied the piece, it is possible to presentseveral

    conclusions.

    The

    syntactical

    manipulation

    of

    materials

    n

    this work

    is marked

    by great

    control,

    creativity,

    omplexity

    and

    simplicity,

    ontrast and

    variety,

    and innovation.

    Notable semantic

    and

    substantive onto-

    logical

    meanings

    emerged.

    Of

    equal

    consequence

    is that

    all

    three

    -syntax,

    semantics,

    and

    ontology-grow

    out

    of each

    other

    and

    are

    organically

    inked. That connection is

    not

    a

    placid

    marriage

    however.

    A

    tension

    results

    from

    hearing

    the

    syntacticalsounds purelyas such

    and

    interpreting

    he semantic

    and

    ontological meanings.

    That

    pull

    or

    tension was made more

    apparent

    because of the

    listenings

    and re-

    flections that dealt

    specifically

    and

    respectively

    with

    either

    syntax,

    semantics,

    or

    ontology. During

    these

    listenings

    nd

    reflectionseach

    dimension

    of

    meaning

    became

    vivid

    and,

    to a

    degree,

    autonomous.

    During

    the

    last

    listening

    and

    reflection,

    the

    contrapuntal design

    of

    the three

    distinct but

    organic

    levels

    functioned as

    a

    gestalt.

    Each

    amplified

    and carried the

    other into

    a

    greater

    whole than the

    three

    separate dimensions could have added up to.

    Within a

    Heideggerian

    context,

    perhaps

    most

    significant

    s

    that

    this

    piece grounds

    history.

    This work

    captures

    a

    glimpse

    of

    human

    existence

    in

    this

    quarter

    of

    the

    century;

    a

    sense that cannot

    be

    articulated the same

    way

    in

    discursive form.

    A

    listener

    hearing

    this

    work five

    hundred

    years

    from now

    might

    ntuit

    a

    sense

    of

    our

    onto-

    logical

    existence that no

    history

    text could

    similarly

    articulate.

    Through

    the

    knowledge

    and

    sensitivity

    of

    the

    composer,

    our

    onto-

    historical existence

    is

    grounded

    in

    the

    work

    and

    may

    be

    "preserved"

    by

    the listenerof the future.

    Meta-critique

    A

    criterion

    for

    evaluating

    musical

    analysis

    is

    that

    the

    analysis

    is

    grounded

    in

    the work.

    The

    rootedness

    in a work

    entails a

    growing

    out

    of

    the

    soil

    that enables the

    analyst

    to

    be

    transported

    nto the

    work. One

    possesses

    the

    work

    as

    he

    is

    possessed

    by

    its

    unfolding

    message. The work and the analysis may both function t high evels

    of

    metaphor.

    Each is

    metaphorical

    in

    the

    sense

    that their

    respective

    meanings

    are not

    congenerically

    contained,

    but

    radiate

    outward to

    something

    other.

    The

    analysis

    and

    the

    work

    being

    studied are thus

    This content downloaded on Fri, 22 Feb 2013 09:05:23 AM

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  • 8/11/2019 Phenomenology as Tool Musical Analysis

    20/20

    Phenomenology

    s

    a

    Tool

    373

    not

    two

    separate

    ntities,

    losed n

    some definite

    pace

    of

    finite

    meanings.

    ather,

    ach emits

    nd

    resonates

    eanings

    hat

    ntersect

    inan ideationalpace.There sno quantitativeorrelationfcorre-

    spondence

    ruth

    etween

    hem;

    he

    "correctness"

    f

    the

    analysis

    cannot

    e

    measured

    gainst

    hework.

    here

    s

    a

    bondof

    organicity

    which

    grounds

    he

    analysis

    n the work

    nd

    which

    s

    articulated

    by

    the intersection

    f

    meanings

    hat

    the

    work

    projects

    nd

    the

    analysis

    ecords.

    Given this

    organic

    ond between

    he

    work nd

    its

    analysis,

    certainly

    he nherentaws

    of

    the

    work

    must

    arry

    hrough

    nd

    rule

    the

    evaluation

    f the

    analysis.

    f

    the

    workfunctionst

    levels

    f

    meaningther han yntax,hen omusthe nalysis. usicalnaly-

    sis

    must

    not

    be

    limited

    o a

    discussion

    f

    formal

    lements.

    he-

    nomenologicalnalysis

    rovides

    systematic

    nd

    cogent

    method

    for

    describing

    he

    multidimensional

    hrust f

    meaningssyntax,

    semantics,

    nd

    ontology)

    hat often manate rom

    great

    work

    of

    music.