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Performance evaluation, emulation, and control of cross-flow hydrokinetic turbines ROBERT J. CAVAGNARO FINAL EXAMINATION 3/15/2016

Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

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Page 1: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Performance evaluation, emulation, and control of cross-flow hydrokinetic turbinesROBERT J. CAVAGNARO

FINAL EXAMINATION

3/15/2016

Page 2: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Overview

Committee Members:

Prof. Brian Polagye – UW Mechanical Engineering

Prof. Howard Chizeck – UW Electrical Engineering, GSR

Prof. Brian Fabien – UW Mechanical Engineering

Prof. Daniel Kirschen – UW Electrical Engineering

• Motivation

• Cross-flow turbine dynamics and prototype scaling

• System stall characterization

• Field scale system characterization

• Electromechanical emulation of cross-flow turbine

• Conclusions

• Future work2

Page 3: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

MotivationCan understanding the dynamics of a cross-flow turbine system enable more effective performance evaluation and control?

3

Simpler prototype development &

testing

Ability to utilize potentially safer

control strategies

Lower LCOE

Page 4: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Cross-flow turbine dynamics

4

Critical definitions:

ω: Turbine rotation rate

τ: Torque

r: Turbine radius

J: Rotational moment of inertia

B: Damping coefficient (friction)

U∞: Water speed

ω, τh

Bω, τc

U∞

Page 5: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Cross-flow turbine dynamics

5

First-order ODE of angular acceleration

Does not include: added mass/inertia, PTO structural stiffness

Page 6: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Cross-flow turbine dynamics

6

MPP

MTP

Page 7: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Cross-flow turbine dynamics

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Choose an operating point

Linearize torque

Turbulent velocity appears

Model torque curve

τh depends on ω: system is nonlinear

Page 8: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Cross-flow turbine dynamics

System dynamic response: sum of two transfer functions

8

Response to turbulence

Response to control

Replace τh with linearized version

Page 9: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Cross-flow turbine open-loop response

Mechanical time constant (ζ): influence of inertia relative to damping

Longer time constant: insensitive to smaller scales of turbulence or more frequent control action

Shorter time constant: reactive to more frequencies, diminished response

Need to know something about turbulence spectrum to fully interpret

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Page 10: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Cross-flow turbine open-loop response

10

Magnitude response to turbulence: ORPC

RivGen turbineζ

Page 11: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Cross-flow turbine dynamic stability

11

Evaluate response to turbulence across range of frequencies, different operating points

Operation at MTP results in real, positive pole

Page 12: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Cross-flow turbine prototype scaling

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Can understanding system dynamics help explain differences between turbine scales?

Page 13: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Cross-flow turbine prototype scalingFull-scale turbine dimensions and test parameters scaled to replicate physics

13

Scaling methods:

Geometric similarity: A prototype at 50% scale would have a moment of inertia roughly 3% of full-scale

Reynolds similarity: A prototype at 50% scale would produce twice as much power assuming same characteristic curve

Froude similarity: A prototype at 50% scale would produce 9% as much power assuming same characteristic curve

Page 14: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Time constant scalingSame time constant without geometric similarity

Intended to achieve similar dynamics to turbulence and control action

Assumes characteristic curve and resource are the same between scales

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A prototype at 50% scale would produce 50% as much power assuming same characteristic curve

Page 15: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Overview

• Motivation

• Cross-flow turbine dynamics and prototype scaling

• System stall characterization

• Field scale system characterization

• Electromechanical emulation of cross-flow turbine

• Conclusions

• Future work15

Safety first: Laboratory experiments at Bamfield Marine Sciences Center

Page 16: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Motivation

16

Can understanding system dynamics help us determine why a turbine will cease operation at low tip-speed ratio?

System stall characterization

Cavagnaro, R. and B. Polagye Dynamics and System Stall Characteristics of a Cross-Flow Hydrokinetic Turbine, (in preparation).

Page 17: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Motivation

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Maximum power point tracking

MPP

MTP

Page 18: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Motivation

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‘Overspeed’ control

+ Shed power at faster speed+ Stable- Higher thrust loads- Shuts down through MPP

and MTP- More cycles

MPP

MTP

Page 19: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Motivation

19

‘Underspeed’ control

+ Shed power at slower speed+ Fewer cycles+/- Shuts down through MTP- Higher torque loads-- Potentially unstable

MPP

MTP

Page 20: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Cross-flow turbine stability

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Critical λ(λc)

Stable

Stalls under torque control

Why does a turbine stall near the peak of its torque curve?

Page 21: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Cross-flow turbine stability

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Hold initial τc

Stable rotation:

Page 22: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Cross-flow turbine stability

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Initial λ

1. Decrease in U∞, temporarily at higher λ

2. Turbine produces less torque, decelerates

3. Reaches new state where torques again balance

Transitional λ

Deceleration

Final λ

Page 23: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Cross-flow turbine stability

23

Initial λ

1. Decrease in U∞, temporarily at higher λ

2. Turbine produces less torque, decelerates

3. As both CQ and U∞ are now lower, no stable final state: stalls

Transitional λDeceleration

Page 24: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Characterizing a stall event

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Allow turbine to freewheel in flume

Bring turbine to critical TSR under torque control

Allow turbine to rotate until it ceases (stall event)

Repeat (288 times)

Analyze conditions using turbine sensor data, classification algorithm, and PIV

6-axis load cells

Servo motor with encoder

Page 25: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Characterizing a stall event

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Page 26: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Characterizing a stall event

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Page 27: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Characterizing a stall event

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Page 28: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Characterizing a stall event

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Page 29: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Characterizing a stall event

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Page 30: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Characterizing a stall event

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Page 31: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Stall statistics

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Page 32: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Flow measurement

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Can measurements of flow be used to indicate when system stall will occur?

Page 33: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

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Page 34: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Upstream ADV

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Page 35: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Overview

• Motivation

• Cross-flow turbine dynamics and prototype scaling

• System stall characterization

• Field scale system characterization

• Electromechanical emulation of cross-flow turbine

• Conclusions

• Future work35

Preparing for field testing in Lake Washington (2012)

Page 36: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

MotivationFIELD-SCALE FULL SYSTEM EFFICIENCY

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Can characterizing system dynamics help us interpret system (electrical) efficiency dependence on inflow speed?

Full-system characterization

Cavagnaro, R. and Polagye, B. (2016) Field performance assessment of a hydrokinetic turbine, International Journal of Marine Energy, doi:/10.1016/j.ijome.2016.01.009.

Page 37: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Field-scale turbine and test rig

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Page 38: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Field-scale turbine and test rig

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Turbine towed through quiescent lake

Upstream ADV measures inflow velocity

Sensors for measuring torque and rotation rate

Power through gearbox & generator to resistive load bank

Page 39: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Power take-off dynamometry

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Dynamometer measures efficiency of generator and allows determination of gearbox efficiency

Utilizes same load bank and rotation rates as field test

Measures torque, rotation rate, & electrical power

Page 40: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Efficiency formulations

40

Skipping some derivation…

System efficiency

1 / Gearbox & balance of system

efficiency

Rotor mean efficiency with two dyno measurements and

two field measurements

1/ Gen efficiency

Resistance setting

Generator speed

Total system

efficiency

Page 41: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Results

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System efficiency PTO efficiency

Page 42: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

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System efficiency corrected for PTO efficiency yields rotor efficiency

Uncertainty greater for derived points

Page 43: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

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Results

Generator efficiency Balance of system efficiency

Page 44: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

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Results

Generator efficiency surface

Page 45: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Overview

• Motivation

• Cross-flow turbine dynamics and prototype scaling

• System stall characterization

• Field scale system characterization

• Electromechanical emulation of cross-flow turbine

• Conclusions

• Future work45

Electromechanical emulator control center

Page 46: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

MotivationFIELD TEST VESSEL FOR NAVFAC MHKDEVELOPMENT

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Can we use our knowledge of turbine and system dynamics to test control strategies and grid integration in the lab?

Turbine dynamic emulation

Cavagnaro, R. J., Neely, J. C., Fay, F.-X., Mendia, J. L., Rea, J. A. (2016) Evaluation of electromechanical systems dynamically emulating a candidate hydrokinetic Turbine, IEEE Transactions on Sustainable Energy, vol.7, no.1, pp.390-399

Cavagnaro, R. J., Polagye, B., Thomson, J., Fabien, B., Forbush, D., Kilcher, L., Donegan, J., McEntee, J. Emulation of a hydrokinetic turbine to assess control and grid integration, Proceedings of the 11th European Wave and Tidal Energy Conference, (EWTEC 2015), Nantes, France. Sept. 6-11, 2015

Page 47: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Electromechanical emulation

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Grid or other load

AC

AC

AC

DC

DC

AC

Grid

Motor controllerGenerator

controller

MotorGenerator

Turbine modelInput time-series

𝜏𝑔, 𝜔𝑒

Control law

τ, ωV, I

Page 48: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Electromechanical emulation

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DOE RM2 turbine

Conn emulator, Cork, Ireland

Round-robin testing on three machines

Evaluated reference model 50 kW device scaled to maintain time constant

Benchmark test is response to step rise in inflow speed

Velocity from tidal channel used to drive emulation

Grid-connected and controlled with optimal Kω2 scheme, compared to simulation

Page 49: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Results: comparison of performance

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Dynamic MPPT test

Step direct torque/current tests Step direct torque/speed tests

Page 50: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Emulation of RivGen Turbine

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Results compared to ORPC RivGen turbine

Turbine scaled to maintain time constant

Realistic time-series from river measurements driving emulation

Efficiency under speed and TSR controllers compared with optimal Kω2 scheme and simulation

ORPC RivGen cross-flow turbine

Page 51: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Results: emulation of RivGen

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Emulated system efficiencyReal/emulated power output Emulated rotor efficiency

Page 52: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Overview

• Motivation

• Cross-flow turbine dynamics and prototype scaling

• System stall characterization

• Field scale system characterization

• Electromechanical emulation of cross-flow turbine

• Conclusions

• Future work52

Missing: Field test tow skiff

Page 53: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Conclusions

◦System time constant qualitatively describes bandwidth and magnitude of response

◦A turbine system stalls probabilistically◦Characterization of system components reduces required field measurements

◦Emulators can successfully replicate the dynamics of a hydrokinetic turbine

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Page 54: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Future work

MHK test platform ◦Lab EEM

◦Field PTO (turbine & WEC)

◦Controller development

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Benchtop PTO for landside development

Page 55: Performance evaluation, emulation, and control of cross-flow …depts.washington.edu/pmec/docs/Final_Exam_RJC_Final.pdf · 2016-03-25 · Cross-flow turbine prototype scaling Full-scale

Questions?

Thanks are due to my committee, many fantastic colleagues, and advisement team at UW MREL/NNMREC and MaREI-Beaufort, UCC, funding from Dr. Roy Martin, the US DOE EERE Postdoctoral Research program, ORPC, and NAVFAC.

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Acknowledgements