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7/30/2019 Participatory Research Methods
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EmilyBraucher
NathanJohnson
October17,2012 SCD1
Anengineeriscontactedbyanoutsideorganizaonwho
hasbuiltarelaonshipwithoneormorecommunies.
Theorganizaonhasidenfiedtheneed.
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Havegoodinten,ons
Aregoodengineers
Havefoundacommunitythatneedshelp
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Butthe
developingworld
isliLeredwith
theremainsof
failedprojects.
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SolarstovesforCentralAmericaDeveloper: Greattoreducewooduseanddeforestaon.
User: Howdowecookbreakfast?
FrenchchickenbreedforAfricaDeveloper: Greatbreedformakinglargeeggsandmeatylegs.
User: Wecantfeedchickensthatbig.
GenecallymodifiedcornforAfricaDeveloper: Wecandonateoursuperiorcornseedstothosewithnomoney.
User: Whereisseedoffspring?HowdoIplantnextyear?
BiogasstovesforAsiaDeveloper: BeLerwastetreatmentandsustainableenergy.
User: Ourpigsdied;Theflameisinconsistentanddoesntcookwell.
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Poorassessmentleadstofailure
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Theprocessofidenfyingneedsandturningtheminto
projects.
InParcipatoryAconResearch,localknowledgeis
connuallyintegratedintotheprocessofidenfying
needsandpossiblesoluons.
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Communicaon
and
Itisaqualitaveprocess
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Theengineeringdesignprocessisa
processofques,oning
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Engineeringdesignrequiresqualita,veand
quan,ta,veinforma,on
Par,cipatoryresearchisamethodologytoacquireboth
incontextsthatareforeigntotheresearcher
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Qualita,veresearchemphasizesthestudyofprocesses
andmeaningsthatarenotrigorouslyexaminedor
measuredintermsofquanty,amount,intensity,or
frequency.
Quan,ta,veresearchemphasizesthemeasurement
andanalysisofcasualrelaonshipsbetweenvariables(notprocesses).
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Designspace
Surveys
Contentsearching(secondarydata)
Participantobservation
Focusgroups
ExperimentsDesigntask
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etssaywewanttodesignatoaster.
Whattypesofinforma,ondoweneed?
and
Howarewegoingtoobtaintheinforma,on?
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Youareignoranttheuserknowsmoreabouttheirlifeandenvironmentthanyoudo,keepanopenmind
Focusonneednottheabsenceofaparculartechnology
Tryconsideringtheuserasaconsumer
Povertyalleviaonhasmanypaths
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Human
BuiltNatural
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Human
BuiltNatural
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Human
BuiltNatural
Human:end-userbehavior,policy,economics
Natural:climate,weather,resources
Built:thermal,mechanical,electrical
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Considerimplementaonleveland
impacttoconsumer(s)or
community
Recallthatusersinterestsand
capabiliesareproductoftheir
environment
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Walkthearea
Interactwithvarioustypesofstakeholders
Obtaininialperspecveonresourceavailability
Idenfypeopletointervieworforhome-stays
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Picturesandvideo Audio Personalnotes Physicalobjects Dailyjournals
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Includephotos Idenfydisnguishingcharacteriscs
(demographic,occupaon,)
Priorizeareasofneedintoahierarchy Placetheuserwithinlivelihood
framework
Noteabsoluteandrelaveamountofusertypeinthetargetpopulaon
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Dissatisfaction
and
Aspiration
General needs
and
Specific interests
Viewpoint
Actions
Choice
Judgment
Experiencinglifewithinlocalenvironmentalcontexts
providesaframeworkfordeeperconsumerunderstanding
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Dataandmethod
Quantitativeobservations&
surveys
Qualitativeinterviewsanddiscussions
Levelof
understanding
Action
Choice
Judgment
Viewpoint
Description
Consumerperformsanactivityxorusesresourcex
Consumerchoosesxoveryfromasetofactivitiesorresources
Consumerusesmetricztopreferencexoveryinthisapplication
Consumerbelieveszisimportanttolifeandusesittoguidedecisions
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VW Jetta TDI 2004
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Letsstepfootintoavillage
andlookatenergyusefordomes,ccooking
applica,ons
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NanaKenieba:770people
8surroundingvillages:7,000people
Noelectricgrid
Market35kmbybus
Subsistenceagriculture
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Ranks160thoutof169countriesin
theHumanDevelopmentIndex
Two-thirdsliveinruralvillages
Sixthhighestrateofdeathdueto
poorairandwaterquality
Energyuse:7,500MJcap-1yr-1
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Howmuchenergyinthevillageisusedfordomes,c
cooking?Whatistherela,vecostandimpact?
Whatfactorsexplaincookingenergyuse?
Whataretheculturalpreferencesandpersonalinterests
forcookingandcookingtechnologies?andIngeneral?
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May2009 Planningvisit
May2010 Fieldstudy(hotanddry)
Aug2010 Fieldstudy(temperateandrainy)
Dec2010 Fieldstudy(coolanddry)
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Householdsstrafiedbyfamilysize 5familieschosen,onefromeachstratum
5:00a.m.to10:00p.m. Inialunderstanding,scopingfuturetests
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Energysources:wood,charcoal,petroleumfuels,
electricity
Datacollecon:
Surveys(domesc,arsan,publicservice,energysalesshops) Measurementsandobservaons(supply,storage,use)
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Scale
Families(small
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acquisition transport storage
use
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acquisition transport storage
use
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Cookingmeals ProcessingsheaHeangwater
MakingmedicineRoasngpeanuts
Steepingtea
ARTISAN TRANSPORTDOMESTIC PUBICSERVICE
Cookingmeals
Heangwater
Processingshea
Roasngpeanuts
Makingmedicine
Steepingtea
Spaceheang
ighng
Personalelectronics
Cliniclighng
Schoollighng
Cleanwaterpump
Baker
Blacksmith
Graingrinder
Furnituremaker
Fryingsnacks
Motorcycles
Village
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Averagewoodconsumponis370kgcap-1yr-1
Woodcollecon(upto8kmround-trip)
250hrcap-1yr-1forwomen(7.5-24.0kg) 40hrcap-1yr-1forchildren(3.0-11.0kg)
Three-quartersofvillageenergyuseonwoodcookstoves
Domescexpendituresonenergyapprox.US$100fam-1yr-1
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Hierarchy of needs
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Oksonowthatwearejus,fiedindigging
deeperintocookingenergyuse
howdowegoaboutit?
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Cookstoveownershipanduse Cookingtasks:sixmeals,fivenon-meals Mealsizerangedfrom1.3to24.7kg,sheamaxof45kg Cookingvessel:2to50liters Mealcomposion:dryingredients9.7%to37.5%oftotal Ignionmethod:lighter,straw,plasc,burningembers Fuelproperes[ASTME870]
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Whatfactorsexplaincookingenergyuse?
Whyarepeoplenotusingimprovedstoves?
thisisdifferentfromtheques,onaskedintestscomparingcookstovesWhichcookstoveuseslessfuel?
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Simple linear workflow(e.g., gathering water)
Cyclical workflow(e.g., farming)
Linear workflow with parallel activities(e.g., cooking)
Activity loop with exit criteria(e.g., washing clothes)
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Food
preparaonCookfood Serving Dining
Washing
utensils
Drying
utensils
Culinary
chain
Cooking
Pre-ignion Ignion Cookfood Exnguish Clean-up
Gatheringwood(alreadydiscussed)
Observaonalcookingtestgatherdatafromobservingthecook
Sessioncookingtestpresentatstartandendofeachcookingsessionbutdoesnotobservecooking
Dailycookingtestvisitonceperdaytoweighstacksofwoodforeachcookingac,vity
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Observa(onalCookingTestOCT)
SessionCookingTest
SCT)
DailyCookingTest
DCT)Quan(ta(ve
dataMasswoodinialMasswoodfinalMassofigniterMassendingcharcoalMassofeachingredientMassofcookedfoodMasscookingvesselsNumberofpeopleeangDemographicinformaonAmbienttemperatureTime-seriescookingacvitylog
MasswoodinialMasswoodfinalMassofeachingredientNumberofpeopleeangDemographicinformaonAmbienttemperature
MasswoodinialMasswoodfinalNumberofpeopleeangDemographicinformaon
Categorical
dataCookstoveapplicaonCookingingredientsCookstovetypeNumberofcookingfires
WoodnameSeasonSizeofcookingvesselsIgnionmethodCookinglocaon
Mealmeofday
CookstoveapplicaonCookingingredientsCookstovetypeNumberofcookingfires
WoodnameSeasonIgnionmethodCookinglocaon
Mealmeofday
CookstoveapplicaonCookstovetypeNumberofcookingfiresWoodname
SeasonCookinglocaon
Mealmeofday
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JohnsonNG,BrydenKM.2012.FactorsaffectingfuelwoodconsumptioninhouseholdcookstovesinanisolatedruralWestAfricanvillage.Energy.46(1):31021.
STAT
ISTICS
!
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Importantfactorstoexplainenergyuse: Familysize Drymass Totalmassdryandwet Numberofcookingfires(twofires26%increase) Cookingacvity(mealsvs.non-meals;sauce32%increase) Useofburningembers(10%decrease)
CookstoveshadliNleimpactonfueluse
owthermalcapacity,28%increase,lowestlevelofsignificance Marketmetal,24%decrease,notstascallysignificant
Factorsnotimportant:graintype,grainsize,saucetype,season,
massofwater,woodspecies,woodmoisture,woodsize,cookstoveoperator,mealtype,testtype(OCTorSCT)
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Start
fireCook
sauceCook
grains End
Cut
leavesGet
water
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(A)three-stonefire,(B)gakourouwana,(C)lowthermalcapacity,
(D)hand-craedmetal,(E)manufacturedmetal,and(F)charcoaltea
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MealFraction of all
meals prepareda
Fraction of meals prepared on cookstoveb
TSF GK LTC HCM MM
Serie 0.1786 0.0778 0.9222 0.0000 0.0000 0.0000
Monie 0.1548 0.0897 0.9103 0.0000 0.0000 0.0000
Gnegnekini & gnegunac
0.3711 0.0734 0.9266 0.0000 0.0000 0.0000
Toh & nac
0.2154 0.0904 0.9096 0.0000 0.0000 0.0000
Riz 0.0159 0.5000 0.5000 0.0000 0.0000 0.0000
Couscous 0.0529 0.0000 1.0000 0.0000 0.0000 0.0000
Graind
0.01130.0000 1.0000 0.0000 0.0000 0.0000
Sauced
0.0000 0.0000 1.0000 0.0000 0.0000
No. of cooks that own cookstove 5 5 5 0 0
aThree-stone fire (TSF), gakourouwana (GK), low thermal capacity (LTC), hand-crafted metal (HCM),
manufactured metal (MM).
Group3Afrompriorslide
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Acon:useopenfirestocook
Choice:therearesixstovesavailable;cooksinGroup3Ausedopenfires~99%oftheme,improvedstoves~1%oftheme
Judgment:improvedstovesaretoosmalltocooklargemealsorheatwater;someigniteslowlyanddonotheatfastenough;cannotgetproperltforroasngpeanuts
Viewpoint:Ineedastovethatcancooklargeorsmallmeals,ortwostoves,oneforsauceandoneforgrains;itwouldbeniceifthestove(s)wasportablebecausemealsarecookedinsideandwaterisheatedoutside
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0%
10%
20%
30%
40%
50%
0% 20% 40% 60% 80% 100%
Programs
avings(%)
Adop(onrate%offamilies)
A
B
C
D
E
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A.Completelyreplaceallcookstovesforallcookingapplications(50.0%savings=50.0%ratedsavings).
B.Replaceallcookstovesforcookingmeals(32.3%savings=50.0%ratedsavings64.5%ofwooduseforeachmeal).
C.Replaceallcookstovesforcookingmealslessthan18kg.(16.1%savings=50.0%ratedsavings64.5%ofwooduseformeals50.0%ofwoodconsumptionforcookingattributedtomealslessthan18kg).
D.Replaceallcookstovesforcookingbreakfastmealslessthan18kgandallcookstovesforcookingthesaucecomponentforlunchanddinnermealslessthan18kg.(7.4%savings=50.0%ratedsavings64.5%ofwooduseformeals50.0%ofwoodconsumptionforcookingattributedtomealslessthan18kg(27.5%ofmealwooduseforcookingbreakfast+18.1%ofmealwooduseforcookingsauce)).
E.Usetheimprovedcookstovefor6.5%ofbreakfastmealslessthan18kgand
replaceallcookstovesforcookingthesauceforlunchanddinnermealslessthan18kg.(3.2%savings=50.0%ratedsavings64.5%ofwooduseformeals50.0%ofwoodconsumptionforcookingattributedtomealslessthan18kg(27.5%ofmealwooduseforcookingbreakfast6.5%improvedcookstoveutilization+18.1%ofwooduseforcookingsauce100.0%improvedcookstoveutilization)).
Thefamilyisthecentralsocio-economicunitinthevillage.Assuch,itis
oeneasiertoimplementandtestprojectswithfamiliesratherthanhigher
socio-economiclevels(e.g.,thevillage)whichrequireconsensusand
coordinatedfinancialinvestmentofmulpleparesthatoenhaveliLle
disposableincometospendoutsideoftheirimmediatefamilyneeds.
Interviewsinthevillagestronglysuggestthattechnologyadoponbythe
userismovatedbyreducedworkrela8vetoexis8ngprac8ces.
Womendonotliketocookinthesunandprefertocookmealsinsidea
kitchenformostoftheyear;womencookoutsideduringextremelywarm
days(+45C)inthesummermonths.
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Woodandcharcoalaretheonlyviablefuelsintheshortterm.
Manycooksretainmulpletypesofcookingdevices,suggesngthatasingle
improvedcookingdeviceisinsufficienttoaddressthewiderangeof
cookstoveapplicaons.
Manywomenwouldlikeahand-craedmetalcookstovefabricatedinMali,
yetthedeliveredcostofUS$10seemstopreventpurchase.Assuch,this
valuecouldbeconsideredasanapproximatepriceceilingfortheone-halfof
thewomeninthevillagewhoownnoimprovedcookingdevices.
Thetemperatureofwaterheatedforbathingrangedfrom39to48C,withan
averageof43.7Candstandarddeviaonof2.8C.Asolarwaterheatershouldbecapableofreachingthehightemperaturerange.
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KitchensaremadefromwaLleanddaub.Thisconstruconissuscepbleto
failurefromheavyseasonalrains.Sta8onarycookstovesmaybelostwhen
kitchenscollapse.
Womencommonlycompleteseveraltasksinparallelwithcookingameal(e.g.,
tendingchildren,collecngwater,preparingvegetablesforthemeal)andmay
beawayfromthefireforupto15minutes.Acookstovethatcanmaintaina
stablefireoverthisintervalwithoutbeingtendedcouldleadtofastercooking
andareduconinproductsofincompletecombusonbyavoidinga
smolderingfire.
Cookingfirepowerrangedfrom2.1kWto13.8kWforcookingmealsonathree-stonefire.Assumingthethree-stonefireis15%efficient,anewstove
designwouldneedtoprovide0.3kWto2.1kWofheatintothepotfor
cookingmeals.
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Themaximummassobservedonacookstovecanindicatestructural
constraintsorconsumerviewpointsonstovestability.Thismassis45kgfor
thethree-stonefire,18kgforthegakourouwana,6kgforthelowthermal
capacity,18kgforthehand-craedmetal,and9kgforthemanufactured
metalstove.
Peanutsareroastedoverafirebylngthepotatanangletoconcentrate
peanutsinasmallerregionwithinthepot.Animprovedcookstoveshouldbe
capableofholdingpotsata8lttodisplacetheuseofathree-stonefirefor
roasngpeanuts.Analternaveoponwouldbeaspecializedcookingvessel
toroastpeanutsontheexisngimprovedcookstovesinthevillage.
Communalcookingandusingburningemberstoignitethefirecanreduce
woodconsump8onandshouldbeconsideredasoponstodiscusswiththe
community.Theseoponsdonotrequirefinancialcapital.
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Dissatisfaction
and
Aspiration
General needs
and
Specific interests
Viewpoint
Actions
Choice
Judgment
Experiencinglifewithinlocalenvironmentalcontexts
providesaframeworkfordeeperconsumerunderstanding
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Lookingatchoiceandjudgment
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IcebergModelofCulture -EdgardSchein(1980)
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InterculturalCommunication
Creangsharedunderstandingswhenvarious
perspec,vesarepresent
FocusGroups
5-6peoplewhomeet2-3times3rdtimeismostprecisePreparetriggerquestionsandprobequestionsWhoareyourparticipants?
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A B
A B
safewater
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A B
safewater
encode
A B
safewater
encode decode
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A B
safewater
encode decode
safewater
A B
safewaterA
encode decode
safewaterBInterpersonalGap
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A B
safewaterA
safewater
BInterpersonalGap
ensA ensB
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Implicaon
Whenpeoplefromdifferentculturesare
lookingatthesameissue,
theymaybeseeingdramacallydifferentthings.
individualist collecvist
USUKFGR,IJMEASEA,C
-CraigStor,FiguringForeignersOut(1999)
ConceptofSelf
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owcontext Highcontext
USGRFI,SMESEA,CJ
UKMA
-CraigStor,FiguringForeignersOut(1999)
RoleofContext
Direct Indirect
GUSRSIMEA,CJ
FUKMSEA
-CraigStor,FiguringForeignersOut(1999)
DegreeofDirectness
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A B
safewater
safewaterInterpersonalGap
Direct Indirect
Direct Indirect
GUSRSIMEA,CJ
FUKMSEA
DegreeofDirectness
USGRFI,SMESEA,CJ
UKMA
RoleofContextowcontext Highcontext
USUKFGR,IJMEASEA,C
ConceptofSelfIndividualist Collecvist
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NathanJohnson
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