Participatory Research Methods

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    EmilyBraucher

    NathanJohnson

    October17,2012 SCD1

    Anengineeriscontactedbyanoutsideorganizaonwho

    hasbuiltarelaonshipwithoneormorecommunies.

    Theorganizaonhasidenfiedtheneed.

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    Havegoodinten,ons

    Aregoodengineers

    Havefoundacommunitythatneedshelp

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    Butthe

    developingworld

    isliLeredwith

    theremainsof

    failedprojects.

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    SolarstovesforCentralAmericaDeveloper: Greattoreducewooduseanddeforestaon.

    User: Howdowecookbreakfast?

    FrenchchickenbreedforAfricaDeveloper: Greatbreedformakinglargeeggsandmeatylegs.

    User: Wecantfeedchickensthatbig.

    GenecallymodifiedcornforAfricaDeveloper: Wecandonateoursuperiorcornseedstothosewithnomoney.

    User: Whereisseedoffspring?HowdoIplantnextyear?

    BiogasstovesforAsiaDeveloper: BeLerwastetreatmentandsustainableenergy.

    User: Ourpigsdied;Theflameisinconsistentanddoesntcookwell.

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    Poorassessmentleadstofailure

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    Theprocessofidenfyingneedsandturningtheminto

    projects.

    InParcipatoryAconResearch,localknowledgeis

    connuallyintegratedintotheprocessofidenfying

    needsandpossiblesoluons.

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    Communicaon

    and

    Itisaqualitaveprocess

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    Theengineeringdesignprocessisa

    processofques,oning

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    Engineeringdesignrequiresqualita,veand

    quan,ta,veinforma,on

    Par,cipatoryresearchisamethodologytoacquireboth

    incontextsthatareforeigntotheresearcher

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    Qualita,veresearchemphasizesthestudyofprocesses

    andmeaningsthatarenotrigorouslyexaminedor

    measuredintermsofquanty,amount,intensity,or

    frequency.

    Quan,ta,veresearchemphasizesthemeasurement

    andanalysisofcasualrelaonshipsbetweenvariables(notprocesses).

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    Designspace

    Surveys

    Contentsearching(secondarydata)

    Participantobservation

    Focusgroups

    ExperimentsDesigntask

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    etssaywewanttodesignatoaster.

    Whattypesofinforma,ondoweneed?

    and

    Howarewegoingtoobtaintheinforma,on?

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    Youareignoranttheuserknowsmoreabouttheirlifeandenvironmentthanyoudo,keepanopenmind

    Focusonneednottheabsenceofaparculartechnology

    Tryconsideringtheuserasaconsumer

    Povertyalleviaonhasmanypaths

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    Human

    BuiltNatural

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    Human

    BuiltNatural

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    Human

    BuiltNatural

    Human:end-userbehavior,policy,economics

    Natural:climate,weather,resources

    Built:thermal,mechanical,electrical

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    Considerimplementaonleveland

    impacttoconsumer(s)or

    community

    Recallthatusersinterestsand

    capabiliesareproductoftheir

    environment

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    Walkthearea

    Interactwithvarioustypesofstakeholders

    Obtaininialperspecveonresourceavailability

    Idenfypeopletointervieworforhome-stays

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    Picturesandvideo Audio Personalnotes Physicalobjects Dailyjournals

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    Includephotos Idenfydisnguishingcharacteriscs

    (demographic,occupaon,)

    Priorizeareasofneedintoahierarchy Placetheuserwithinlivelihood

    framework

    Noteabsoluteandrelaveamountofusertypeinthetargetpopulaon

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    Dissatisfaction

    and

    Aspiration

    General needs

    and

    Specific interests

    Viewpoint

    Actions

    Choice

    Judgment

    Experiencinglifewithinlocalenvironmentalcontexts

    providesaframeworkfordeeperconsumerunderstanding

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    Dataandmethod

    Quantitativeobservations&

    surveys

    Qualitativeinterviewsanddiscussions

    Levelof

    understanding

    Action

    Choice

    Judgment

    Viewpoint

    Description

    Consumerperformsanactivityxorusesresourcex

    Consumerchoosesxoveryfromasetofactivitiesorresources

    Consumerusesmetricztopreferencexoveryinthisapplication

    Consumerbelieveszisimportanttolifeandusesittoguidedecisions

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    VW Jetta TDI 2004

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    Letsstepfootintoavillage

    andlookatenergyusefordomes,ccooking

    applica,ons

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    NanaKenieba:770people

    8surroundingvillages:7,000people

    Noelectricgrid

    Market35kmbybus

    Subsistenceagriculture

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    Ranks160thoutof169countriesin

    theHumanDevelopmentIndex

    Two-thirdsliveinruralvillages

    Sixthhighestrateofdeathdueto

    poorairandwaterquality

    Energyuse:7,500MJcap-1yr-1

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    Howmuchenergyinthevillageisusedfordomes,c

    cooking?Whatistherela,vecostandimpact?

    Whatfactorsexplaincookingenergyuse?

    Whataretheculturalpreferencesandpersonalinterests

    forcookingandcookingtechnologies?andIngeneral?

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    May2009 Planningvisit

    May2010 Fieldstudy(hotanddry)

    Aug2010 Fieldstudy(temperateandrainy)

    Dec2010 Fieldstudy(coolanddry)

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    Householdsstrafiedbyfamilysize 5familieschosen,onefromeachstratum

    5:00a.m.to10:00p.m. Inialunderstanding,scopingfuturetests

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    Energysources:wood,charcoal,petroleumfuels,

    electricity

    Datacollecon:

    Surveys(domesc,arsan,publicservice,energysalesshops) Measurementsandobservaons(supply,storage,use)

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    Scale

    Families(small

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    acquisition transport storage

    use

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    acquisition transport storage

    use

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    Cookingmeals ProcessingsheaHeangwater

    MakingmedicineRoasngpeanuts

    Steepingtea

    ARTISAN TRANSPORTDOMESTIC PUBICSERVICE

    Cookingmeals

    Heangwater

    Processingshea

    Roasngpeanuts

    Makingmedicine

    Steepingtea

    Spaceheang

    ighng

    Personalelectronics

    Cliniclighng

    Schoollighng

    Cleanwaterpump

    Baker

    Blacksmith

    Graingrinder

    Furnituremaker

    Fryingsnacks

    Motorcycles

    Village

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    Averagewoodconsumponis370kgcap-1yr-1

    Woodcollecon(upto8kmround-trip)

    250hrcap-1yr-1forwomen(7.5-24.0kg) 40hrcap-1yr-1forchildren(3.0-11.0kg)

    Three-quartersofvillageenergyuseonwoodcookstoves

    Domescexpendituresonenergyapprox.US$100fam-1yr-1

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    Hierarchy of needs

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    Oksonowthatwearejus,fiedindigging

    deeperintocookingenergyuse

    howdowegoaboutit?

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    Cookstoveownershipanduse Cookingtasks:sixmeals,fivenon-meals Mealsizerangedfrom1.3to24.7kg,sheamaxof45kg Cookingvessel:2to50liters Mealcomposion:dryingredients9.7%to37.5%oftotal Ignionmethod:lighter,straw,plasc,burningembers Fuelproperes[ASTME870]

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    Whatfactorsexplaincookingenergyuse?

    Whyarepeoplenotusingimprovedstoves?

    thisisdifferentfromtheques,onaskedintestscomparingcookstovesWhichcookstoveuseslessfuel?

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    Simple linear workflow(e.g., gathering water)

    Cyclical workflow(e.g., farming)

    Linear workflow with parallel activities(e.g., cooking)

    Activity loop with exit criteria(e.g., washing clothes)

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    Food

    preparaonCookfood Serving Dining

    Washing

    utensils

    Drying

    utensils

    Culinary

    chain

    Cooking

    Pre-ignion Ignion Cookfood Exnguish Clean-up

    Gatheringwood(alreadydiscussed)

    Observaonalcookingtestgatherdatafromobservingthecook

    Sessioncookingtestpresentatstartandendofeachcookingsessionbutdoesnotobservecooking

    Dailycookingtestvisitonceperdaytoweighstacksofwoodforeachcookingac,vity

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    Observa(onalCookingTestOCT)

    SessionCookingTest

    SCT)

    DailyCookingTest

    DCT)Quan(ta(ve

    dataMasswoodinialMasswoodfinalMassofigniterMassendingcharcoalMassofeachingredientMassofcookedfoodMasscookingvesselsNumberofpeopleeangDemographicinformaonAmbienttemperatureTime-seriescookingacvitylog

    MasswoodinialMasswoodfinalMassofeachingredientNumberofpeopleeangDemographicinformaonAmbienttemperature

    MasswoodinialMasswoodfinalNumberofpeopleeangDemographicinformaon

    Categorical

    dataCookstoveapplicaonCookingingredientsCookstovetypeNumberofcookingfires

    WoodnameSeasonSizeofcookingvesselsIgnionmethodCookinglocaon

    Mealmeofday

    CookstoveapplicaonCookingingredientsCookstovetypeNumberofcookingfires

    WoodnameSeasonIgnionmethodCookinglocaon

    Mealmeofday

    CookstoveapplicaonCookstovetypeNumberofcookingfiresWoodname

    SeasonCookinglocaon

    Mealmeofday

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    JohnsonNG,BrydenKM.2012.FactorsaffectingfuelwoodconsumptioninhouseholdcookstovesinanisolatedruralWestAfricanvillage.Energy.46(1):31021.

    STAT

    ISTICS

    !

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    Importantfactorstoexplainenergyuse: Familysize Drymass Totalmassdryandwet Numberofcookingfires(twofires26%increase) Cookingacvity(mealsvs.non-meals;sauce32%increase) Useofburningembers(10%decrease)

    CookstoveshadliNleimpactonfueluse

    owthermalcapacity,28%increase,lowestlevelofsignificance Marketmetal,24%decrease,notstascallysignificant

    Factorsnotimportant:graintype,grainsize,saucetype,season,

    massofwater,woodspecies,woodmoisture,woodsize,cookstoveoperator,mealtype,testtype(OCTorSCT)

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    Start

    fireCook

    sauceCook

    grains End

    Cut

    leavesGet

    water

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    (A)three-stonefire,(B)gakourouwana,(C)lowthermalcapacity,

    (D)hand-craedmetal,(E)manufacturedmetal,and(F)charcoaltea

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    MealFraction of all

    meals prepareda

    Fraction of meals prepared on cookstoveb

    TSF GK LTC HCM MM

    Serie 0.1786 0.0778 0.9222 0.0000 0.0000 0.0000

    Monie 0.1548 0.0897 0.9103 0.0000 0.0000 0.0000

    Gnegnekini & gnegunac

    0.3711 0.0734 0.9266 0.0000 0.0000 0.0000

    Toh & nac

    0.2154 0.0904 0.9096 0.0000 0.0000 0.0000

    Riz 0.0159 0.5000 0.5000 0.0000 0.0000 0.0000

    Couscous 0.0529 0.0000 1.0000 0.0000 0.0000 0.0000

    Graind

    0.01130.0000 1.0000 0.0000 0.0000 0.0000

    Sauced

    0.0000 0.0000 1.0000 0.0000 0.0000

    No. of cooks that own cookstove 5 5 5 0 0

    aThree-stone fire (TSF), gakourouwana (GK), low thermal capacity (LTC), hand-crafted metal (HCM),

    manufactured metal (MM).

    Group3Afrompriorslide

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    Acon:useopenfirestocook

    Choice:therearesixstovesavailable;cooksinGroup3Ausedopenfires~99%oftheme,improvedstoves~1%oftheme

    Judgment:improvedstovesaretoosmalltocooklargemealsorheatwater;someigniteslowlyanddonotheatfastenough;cannotgetproperltforroasngpeanuts

    Viewpoint:Ineedastovethatcancooklargeorsmallmeals,ortwostoves,oneforsauceandoneforgrains;itwouldbeniceifthestove(s)wasportablebecausemealsarecookedinsideandwaterisheatedoutside

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    0%

    10%

    20%

    30%

    40%

    50%

    0% 20% 40% 60% 80% 100%

    Programs

    avings(%)

    Adop(onrate%offamilies)

    A

    B

    C

    D

    E

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    A.Completelyreplaceallcookstovesforallcookingapplications(50.0%savings=50.0%ratedsavings).

    B.Replaceallcookstovesforcookingmeals(32.3%savings=50.0%ratedsavings64.5%ofwooduseforeachmeal).

    C.Replaceallcookstovesforcookingmealslessthan18kg.(16.1%savings=50.0%ratedsavings64.5%ofwooduseformeals50.0%ofwoodconsumptionforcookingattributedtomealslessthan18kg).

    D.Replaceallcookstovesforcookingbreakfastmealslessthan18kgandallcookstovesforcookingthesaucecomponentforlunchanddinnermealslessthan18kg.(7.4%savings=50.0%ratedsavings64.5%ofwooduseformeals50.0%ofwoodconsumptionforcookingattributedtomealslessthan18kg(27.5%ofmealwooduseforcookingbreakfast+18.1%ofmealwooduseforcookingsauce)).

    E.Usetheimprovedcookstovefor6.5%ofbreakfastmealslessthan18kgand

    replaceallcookstovesforcookingthesauceforlunchanddinnermealslessthan18kg.(3.2%savings=50.0%ratedsavings64.5%ofwooduseformeals50.0%ofwoodconsumptionforcookingattributedtomealslessthan18kg(27.5%ofmealwooduseforcookingbreakfast6.5%improvedcookstoveutilization+18.1%ofwooduseforcookingsauce100.0%improvedcookstoveutilization)).

    Thefamilyisthecentralsocio-economicunitinthevillage.Assuch,itis

    oeneasiertoimplementandtestprojectswithfamiliesratherthanhigher

    socio-economiclevels(e.g.,thevillage)whichrequireconsensusand

    coordinatedfinancialinvestmentofmulpleparesthatoenhaveliLle

    disposableincometospendoutsideoftheirimmediatefamilyneeds.

    Interviewsinthevillagestronglysuggestthattechnologyadoponbythe

    userismovatedbyreducedworkrela8vetoexis8ngprac8ces.

    Womendonotliketocookinthesunandprefertocookmealsinsidea

    kitchenformostoftheyear;womencookoutsideduringextremelywarm

    days(+45C)inthesummermonths.

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    Woodandcharcoalaretheonlyviablefuelsintheshortterm.

    Manycooksretainmulpletypesofcookingdevices,suggesngthatasingle

    improvedcookingdeviceisinsufficienttoaddressthewiderangeof

    cookstoveapplicaons.

    Manywomenwouldlikeahand-craedmetalcookstovefabricatedinMali,

    yetthedeliveredcostofUS$10seemstopreventpurchase.Assuch,this

    valuecouldbeconsideredasanapproximatepriceceilingfortheone-halfof

    thewomeninthevillagewhoownnoimprovedcookingdevices.

    Thetemperatureofwaterheatedforbathingrangedfrom39to48C,withan

    averageof43.7Candstandarddeviaonof2.8C.Asolarwaterheatershouldbecapableofreachingthehightemperaturerange.

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    KitchensaremadefromwaLleanddaub.Thisconstruconissuscepbleto

    failurefromheavyseasonalrains.Sta8onarycookstovesmaybelostwhen

    kitchenscollapse.

    Womencommonlycompleteseveraltasksinparallelwithcookingameal(e.g.,

    tendingchildren,collecngwater,preparingvegetablesforthemeal)andmay

    beawayfromthefireforupto15minutes.Acookstovethatcanmaintaina

    stablefireoverthisintervalwithoutbeingtendedcouldleadtofastercooking

    andareduconinproductsofincompletecombusonbyavoidinga

    smolderingfire.

    Cookingfirepowerrangedfrom2.1kWto13.8kWforcookingmealsonathree-stonefire.Assumingthethree-stonefireis15%efficient,anewstove

    designwouldneedtoprovide0.3kWto2.1kWofheatintothepotfor

    cookingmeals.

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    Themaximummassobservedonacookstovecanindicatestructural

    constraintsorconsumerviewpointsonstovestability.Thismassis45kgfor

    thethree-stonefire,18kgforthegakourouwana,6kgforthelowthermal

    capacity,18kgforthehand-craedmetal,and9kgforthemanufactured

    metalstove.

    Peanutsareroastedoverafirebylngthepotatanangletoconcentrate

    peanutsinasmallerregionwithinthepot.Animprovedcookstoveshouldbe

    capableofholdingpotsata8lttodisplacetheuseofathree-stonefirefor

    roasngpeanuts.Analternaveoponwouldbeaspecializedcookingvessel

    toroastpeanutsontheexisngimprovedcookstovesinthevillage.

    Communalcookingandusingburningemberstoignitethefirecanreduce

    woodconsump8onandshouldbeconsideredasoponstodiscusswiththe

    community.Theseoponsdonotrequirefinancialcapital.

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    Dissatisfaction

    and

    Aspiration

    General needs

    and

    Specific interests

    Viewpoint

    Actions

    Choice

    Judgment

    Experiencinglifewithinlocalenvironmentalcontexts

    providesaframeworkfordeeperconsumerunderstanding

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    Lookingatchoiceandjudgment

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    IcebergModelofCulture -EdgardSchein(1980)

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    InterculturalCommunication

    Creangsharedunderstandingswhenvarious

    perspec,vesarepresent

    FocusGroups

    5-6peoplewhomeet2-3times3rdtimeismostprecisePreparetriggerquestionsandprobequestionsWhoareyourparticipants?

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    A B

    A B

    safewater

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    A B

    safewater

    encode

    A B

    safewater

    encode decode

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    A B

    safewater

    encode decode

    safewater

    A B

    safewaterA

    encode decode

    safewaterBInterpersonalGap

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    A B

    safewaterA

    safewater

    BInterpersonalGap

    ensA ensB

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    Implicaon

    Whenpeoplefromdifferentculturesare

    lookingatthesameissue,

    theymaybeseeingdramacallydifferentthings.

    individualist collecvist

    USUKFGR,IJMEASEA,C

    -CraigStor,FiguringForeignersOut(1999)

    ConceptofSelf

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    owcontext Highcontext

    USGRFI,SMESEA,CJ

    UKMA

    -CraigStor,FiguringForeignersOut(1999)

    RoleofContext

    Direct Indirect

    GUSRSIMEA,CJ

    FUKMSEA

    -CraigStor,FiguringForeignersOut(1999)

    DegreeofDirectness

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    A B

    safewater

    safewaterInterpersonalGap

    Direct Indirect

    Direct Indirect

    GUSRSIMEA,CJ

    FUKMSEA

    DegreeofDirectness

    USGRFI,SMESEA,CJ

    UKMA

    RoleofContextowcontext Highcontext

    USUKFGR,IJMEASEA,C

    ConceptofSelfIndividualist Collecvist

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    EmilyBraucher

    [email protected]

    NathanJohnson

    [email protected]

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