Parameter Estimation of IM at Standstill With Magnetic Flux Monitoring

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  • 8/14/2019 Parameter Estimation of IM at Standstill With Magnetic Flux Monitoring

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    386 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 13, NO. 3, MAY 2005

    Parameter Estimation of Induction Motor at StandstillWith Magnetic Flux Monitoring

    Paolo Castaldi and Andrea Tilli

    AbstractThe paper presents a new method for the estimationof the electric parameters of induction motors (IMs). During theidentification process the rotor flux is also estimated. The proce-dure relies on standstill tests performed with a standard drivearchitecture, hence, it is suitable for self-commissioning drives.The identification scheme is based on the model reference adaptivesystem (MRAS) approach. A novel parallel adaptive observer(PAO) has been designed, starting from the series-parallel Kreis-selmeier observer. The most interesting features of the proposedmethod are the following: 1) rapidity and accuracy of the identi-fication process; 2) low-computational burden; 3) excellent noiserejection, thanks to the adopted parallel structure; 4) avoidanceof incorrect parameter estimation due to magnetic saturation

    phenomena, thanks to recursive rotor flux monitoring. The per-formances of the new scheme are shown by means of simulationand experimental tests. The estimation results are validated bycomparison with a powerful batch nonlinear least square (NLS)method and by evaluating the steady-state mechanical curve ofthe IM used in the tests.

    Index TermsIdentification, induction motor (IM), magneticsaturation, parallel adaptive observer (PAO), self-commissioningdrives.

    I. INTRODUCTION

    I

    N RECENTyears, the demandfor high-performance electric

    drives based on induction motors (IMs) has been constantlygrowing. IMs are particularly attractive for industrial applica-

    tions because of their low cost and high reliability. Moreover,

    power electronics and control electronics, essential to realize so-

    phisticated variable-speed drives, are becoming cheaper every

    day. On the other hand, high-performance control of this kind

    of electric machine is quite difficult. The IM model is multivari-

    able, nonlinear and strongly coupled. The concept of field-orien-

    tation, introduced in Blaschkes pioneering work [1], has led to

    decoupling torque and flux control in induction machines. This

    was the key point in developing direct and indirect field-oriented

    control (DFOC and IFOC) algorithms [2], [3], adopted in com-

    mercial IM drives for high-performance motion control. Nowa-

    days, another kind of control strategy is becoming interestingfor industrial IM drives: the direct torque control (DTC) tech-

    nique which directly takes into account the switching nature

    of the inverter used to feed the motor [4], [5].

    The basic versions of almost all the IM controllers rely on

    rotor speed measurement and recently great deal of effort has

    Manuscript received July 12, 2003; revised May 5, 2004. Manuscript re-ceived in final form September 13, 2004. Recommended by Associate EditorA. Bazanella.

    The authors are with the Department of Electronics, Computer Science andSystems, University of Bologna, Bologna 40136, Italy (e-mail: [email protected]).

    Digital Object Identifier 10.1109/TCST.2004.841643

    been devoted to developing the so-called sensorless control for

    IM, where no speed sensor is used [4]. A final solution for this

    hard control task is still to be found. However, different solu-

    tions, derived from standard field-oriented controllers and DTC,

    are already available in commercial drives, in spite of the open

    issues on both methodology and practice.

    Unfortunately, field-oriented control and DTC techniques

    both require accurate knowledge of electric parameters of the

    machine continuous-time model in order to guarantee good

    performance. In the case of classic IM control (i.e., with

    a speed-sensor), it has been extensively proved [6] that the

    control stability is quite robust with respect to variations of the

    rotor time constant, which is the most critical IM parameter for

    control commissioning. But, in terms of tracking fast variable

    speed references, a significant reduction in performance can

    be noted when the wrong parameters are adopted. In fact, the

    wrong electrical parameters cause flux misalignment leading

    to loss of efficiency and effectiveness in torque control. In

    particular, besides the rotor time constant, the main inductance

    plays an important role, since the wrong value leads to deflux

    or to saturate the machine. The effects of errors in other IM

    parameters are mitigated by current feedback control. In the

    case of sensorless control, the effect of parametrization errors is

    even more relevant; in fact, a partial or full IM electrical modelis usually adopted to estimate the rotor speed.

    In nonlinear and adaptive control literature a great deal of

    work has been devoted to developing other control algorithms

    for IM or to improving the previously mentioned well-estab-

    lished methods (in particular DFOC and IFOC). Although dif-

    ferent approaches have been used [7], [8], only partial and quite

    poor results have been obtained in terms of performance ro-

    bustness with respect to parameter uncertainties, particularly for

    sensorless control. Hence, at the state of the art, good knowl-

    edge of the electric parameters of the model is a key point to

    realize high-performance control of commercial IM drives. In

    addition, also for the purpose of diagnosis the electric parame-ters of a healthy IM must be identified with high accuracy.

    Traditionally, the IM electric parameters have been calculated

    from the nameplate data and/or using the classical locked-rotor

    and no-load tests. The resulting values are not usually enough

    accurate to tune a high-performance drive and, moreover, the

    no-load test requires the motor to be disconnected from any me-

    chanical load. Recently, various parameter identification tech-

    niques for IM have been proposed in the literature. These can

    be divided into two main classes: the online techniques and

    the offline techniques.

    The online techniques perform the parameter identification

    while the IM drive is operating in normal conditions. This kind

    1063-6536/$20.00 2005 IEEE

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    CASTALDI AND TILLI: PARAMETER ESTIMATION OF INDUCTION MOTOR AT STANDSTILL 387

    of approach is very interesting since it is possible to track the

    slow variation of the electric parameters during normal opera-

    tion. In fact, it is well-known that the values of the stator and

    rotor resistances are strongly affected by the machine heating

    and also the magnetic parameters considerably depend on the

    level of the magnetic flux, particularly in the saturation zone

    [9]. In [10], different theoretically rigorous, methods are used toidentify stator and rotor resistance during normal operation, but

    filtered derivatives of the measurements are required. In [11],

    an online method, based on the recursive least-square (RLS)

    method, is presented to identify the electrical and mechanical

    parameters of the system. A scaled version of the magnetic flux

    is also estimated, but the derivatives of the measurements have

    to be used and the computational load is quite heavy. A similar

    approach is reported in [12], where the time-scale separation be-

    tween electric and mechanical dynamics is exploited to obtain

    simultaneous speed and parameters estimation. In [13], the gen-

    eralized total least-square (GTLS) technique is adopted. Filtered

    derivatives of the measured signals are still needed, but partic-

    ular attention is devoted to the reduction of the noise effects.A constrained identification procedure is proposed to deal with

    low signal-to-noise ratio conditions. In [14], the least-square

    (LS) procedure has been applied in an original way to obtain

    an estimate of the stator and rotor resistances and reactances.

    No derivatives are required, but the proposed method is not

    strictly recursive and the computational burden is quite heavy. In

    [15][17], a theoretically elegant solution is presented to iden-

    tify all the IM drive parameters, but knowledge of all of the state

    variables and their derivatives is required. In [18] and [19], an

    extended Kalman filter (EKF) has been used to identify the ma-

    chine parameters; in [18] particular, attention has been paid to

    the selection of noise covariance matrices and initial states. In[20], a sophisticated method, based on nonlinear programming,

    is proposed. In [21], neuro-fuzzy technique is applied for online

    identification of the rotor time-constant. In [8], a very interesting

    technique to tune the stator and rotor resistances in normal op-

    erating conditions is presented. The stability characteristics of

    the proposed method are formally proved and experimentally

    tested, and no derivative of the measurements is required.

    The offline identification techniques perform the electric

    parameter tuning while the IM drive is not operating normally.

    From a philosophical point of view, it seems that the offline

    techniques are useless since online techniques are available.

    At present, from a control theory point of view, no online

    identification method combined with an adaptive control has

    been mathematically proved to be globally stable; only partial

    simulative and experimental results are given. Moreover, even

    if we set aside theoretical issues, the online techniques are usu-

    ally characterized by a considerable computational burden, so

    they are not suitable for cost-optimized industrial applications.

    More important, online identification techniques are quite slow

    so they cannot guarantee a safe starting of the drive if the

    initial values of the estimated machine parameters are strongly

    detuned. Hence, it results that offline methods are useful for

    two reasons: 1) they can be used when no online method can

    be supported; 2) they can provide a good initialization of the

    machine parameters when online methods are adopted. Manyoffline identification methods have been proposed; some of

    them require particular tests on the machine with free rotor shaft

    and/or special measuring equipment [22][29]. The present

    trend in drive technology is to perform the offline identification

    at standstill, with the motor shaft connected to the mechanical

    load and without any extra hardware. In this way, the set-up

    of the control system can be automatically executed (and

    repeated) after the drive installation (self-commissioning). In[30], a model reference adaptive system (MRAS) method [31],

    [32] is used to perform parameter identification at standstill,

    and a classical hyperstability approach is adopted to design

    the adaptation law, but the motor torque-constant has to be

    assumed known. In [34], the frequency response of the IM

    at standstill is exploited, so this approach is suitable to avoid

    the effects of inverter nonlinearities. In [35], the motor pa-

    rameters are estimated by means of both time and frequency

    responses of the stator current at standstill. In [36], the IM

    is excited at standstill with a sinusoidal voltage in one of the

    two equivalent phases, the equivalent impedance is identified

    with RLS techniques and different frequencies are used to

    identify the different magnetic parameters. This solution alsoavoids the effect of the inverter nonlinearities. In [37], a similar

    approach has been implemented. The main difference is that

    a simplified dynamical model replaces the typical steady-state

    one. In [38], a standard linear LS technique is adopted to

    estimate IM electric parameters similarly to the online methods

    reported in [11][13], hence, filtered derivatives of the motor

    voltages and currents are required. In [30], [34][38], a linear

    model is assumed for the IM at standstill. While, in [9], offline

    identification is carried out by relying on a deep knowledge of

    the typical nonlinear behavior of the IM. In [39], a method is

    proposed to identify the flux saturation curve at standstill. In

    [40], the same purpose is pursued using EKF.In this paper, a novel offline identification method of the IM

    electric model is proposed. This procedure relies on standstill

    tests performed with a standard drive architecture, hence, it

    is suitable for self-commissioning drives. Only one phase, in

    the two-phases equivalent model, is excited to guarantee the

    standstill condition without locked rotor. Under the hypothesis

    of linear magnetic circuits, the IM model at standstill is linear

    time invariant (LTI). A MRAS approach has been adopted.

    The identification procedure is realized by means of a parallel

    adaptive observer (PAO) [31], [32], which is based on a non-

    minimal statespace representation of the the IM LTI-model,

    derived from [41], and an original adaptation law involving

    current measurements only (no measurement differentiation is

    required). Unlike [30], none of the machine parameters has to

    be assumed known. In accordance with the classical adaptive

    observers theory, the theoretical analysis and design of the

    proposed PAO has been carried out in a deterministic frame-

    work. In fact, it is well-known that the parallel structure gives

    the adaptive observer excellent noise rejection properties [31],

    [43]. From a practical point of view, a key point for the correct

    estimate of the IM LTI-model parameters is to avoid saturation

    of the magnetic core. In fact, as is well-known [9], [23], the

    magnetic parameters depend on the flux level and they can be

    reasonably assumed to be constant only if the flux is not greater

    than the rated one. On the other hand, it is worth observingthat from nameplate data, usually quite rough, it is possible

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    388 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 13, NO. 3, MAY 2005

    to deduce the nominal flux of the machine with acceptable

    accuracy, but very poor information can be obtained about the

    level of the magnetizing current [2]. Hence, in order to avoid

    magnetic saturation during the identification process, the flux

    should be monitored in some way. This requirement, often

    neglected, is accomplished by the proposed scheme. In fact, the

    adopted PAO gives a recursive estimate of the magnetic flux,during the identification process. Hence, this solution avoids

    the incorrect estimation of the magnetic parameters due to

    saturation phenomena.

    The paper is organized as follows. The IM model at stand-

    still, based on the two-phase equivalent representation, is re-

    ported in Section II. In this section, the information that can

    be deduced from standard nameplate data are discussed. In the

    first part of Section III, the general structure of the PAOs is re-

    ported. In Section III-A, the nonminimal representation of the

    IM model, used in the proposed PAO, is shown. In Section III-B,

    the original adaptation law together with the complete structure

    of the adopted PAO is reported. In Section IV, simulation re-

    sults are given; particular attention is paid to the discretizationmethod which has to be used in order to implement the proposed

    algorithm on a real digital controller. Some simulation results

    with noisy measurements are also presented. In Section V, it is

    shown how the rotor flux estimate given by the proposed scheme

    can be effectively used to avoid magnetic saturation during the

    identification procedure. In Section VI, the experimental results

    are reported. The estimation results of the proposed scheme

    are compared with the estimates obtained by applying a pow-

    erful batch nonlinear least square (NLS) method. The actual

    steady-state mechanical curve of the IM under test and the one

    obtained by simulation with the experimentally estimated pa-

    rameters are compared to validate the proposed method. In ap-pendices, sketches of the proofs concerning nonminimal repre-

    sentation and convergence properties of the proposed solution

    are given.

    II. INDUCTION MOTOR MODEL AT STANDSTILL AND

    NAMEPLATE DATA ANALYSIS

    Under the hypothesis of linear magnetic circuits and bal-

    anced operating condition, the equivalent two-phase model of a

    squirrel-cage IM at standstill, represented in a stator reference

    frame , is [2], [44]

    (1)

    where are stator voltages, stator

    currents, and rotor fluxes and is the magnetic torque

    produced by the motor. Positive constants in model

    (1), related to IM electrical parameters, are defined as:

    ,

    where are stator/rotor resistances and in-

    ductances, respectively, while is the mutual inductance

    between stator and rotor windings. All the electric variables and

    parameters are referred to stator. The transformation adopted

    to map the three-phase variables into the two-phases reference

    frame maintains the vectors amplitude, as indicated by the

    factor in the expression of .From (1), the complete decoupling of the components a and

    b of the electrical variables at standstill can be noted. In addi-

    tion, the torque expression shows that if only one phase of the

    equivalent model is excited then the produced magnetic torque

    is null. Hence, if no external torque is applied, the standstill con-

    dition is preserved. Therefore, in the following, only the first

    two equations in (1) will be considered, while all the variables

    of the -phase will be assumed to be equal to zero. From a prac-

    tical point of view, this means that no voltage is applied in the

    b-phase.

    Remark 1: In order to mitigate the effects of the machine

    asymmetries, the identification procedure described in the next

    sections and based on the excitation of the a-phase, can be re-peated with different axis orientation.

    The resulting one-phase model is LTI but, as already men-

    tioned in the introduction, this condition is admissible only if no

    significant magnetic saturation and thermal heating are present.

    With respect to the magnetic effects, in general a linear behavior

    can be assumed only if the level of the flux is lower than the

    nominal value. Since this variable is not directly measurable,

    it should be better to express this condition in terms of stator

    currents, i.e., the magnetizing current has to be lower than the

    rated one. Unfortunately, the nominal value of the magnetizing

    current is not usually available from the IM nameplate data. In

    fact, the data given by IM manufacturers are related to nominalload conditions and, generally, they are: the mechanical power,

    , the stator voltage, , the electric frequency, , the me-

    chanical speed, , the stator current, , and the power factor,

    . The rated level of the magnetizing current can be de-

    duced using a classical no-load test, but it is difficult to deduce

    it with acceptable accuracy by means of a simple and fast test

    at standstill. On the other hand, it is possible to obtain the nom-

    inal stator flux rms value, , by using typical nameplate

    data and a simple dc measurement of the stator resistance at

    standstill. In fact, the expression of is

    (2)

    Therefore, it is reasonable to assume that the magnetic core is

    not saturated, if the peak value of the rotor flux (referred to

    stator) satisfies the following inequality [2], [9], [44]:

    (3)

    As will be shown in the following sections, the proposed iden-

    tification procedure also produces a recursive estimation of the

    rotor flux which asymptotically tracks the real one. Hence, this

    solution, using the information derived from (2) and (3), is suit-

    able to verify that no saturation phenomena occurs during the

    estimation process and, consequently, it guarantees that the es-timated magnetic parameters are significant.

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    CASTALDI AND TILLI: PARAMETER ESTIMATION OF INDUCTION MOTOR AT STANDSTILL 389

    (a) (b)

    Fig. 1. (a) Series-parallel and (b) parallel adaptive observer schemes.

    III. NEW MRAS PARALLEL IDENTIFIER/OBSERVER FOR THE

    IM AT STANDSTILL

    During the last three decades, a considerable amount of workhas been done on the design of adaptive state observers with

    MRAS configurations [33]. These schemes are suitable for both

    state observation and parameter estimation owing to their adap-

    tive nature. In the case of IM at standstill considered this kind of

    approach can be used for estimating the machine parameters and

    monitoring the nonmeasurable state variables during the identi-

    fication process.

    Fig. 1 shows the two possible classes of MRAS adaptive state

    observers: the series-parallel adaptive observer (SPAO) which

    uses the input and the output of the observed system in the ob-

    server block and the PAO characterized by the absence of the

    system output signal in the observer block.

    It is well known [31] that the PAO is characterized by ex-

    cellent noise-rejection properties, while the SPAO is preferable

    only in the case of very high signal-to-noise ratio (SNR) because

    of the larger amount of information carried by the output signal.

    The solution proposed in the literature for both of the schemes

    depends on the possibility of measuring the whole state vector.

    For the SPAO several globally asymptotically stable solutions

    have been developed both with accessible and not accessible

    state [32]; while for the PAO only the solution in the case of ac-

    cessible state is well-established. In the case of the IM the whole

    state is not directly accessible and only noisy measurements of

    the output current are available. In order to improve the robust-

    ness of the identification precess with respect to measurementnoise, a PAO structure has been chosen for the proposed estima-

    tion scheme. A new adaptation law has been developed to deal

    with this case where the full state is not accessible.

    A. Nonminimal Realization of the IM Model

    The new PAO proposed is based on a nonminimal realiza-

    tion of the IM model. This nonminimal form, whose order

    is where is the order of the IM model, can be

    considered as a generalization of the realization introduced

    by Kreisselmeier [41], which is strictly based on the -com-

    panion canonical forms. On the contrary, the proposed solution

    avoids the use of those canonical forms since they are numer-ically ill-conditioned [42].

    According to Section II, consider now the a-phase LTI model

    of the IM

    (4)

    where

    where and is the output .

    In the following, it will be shown how the previous second-

    order model can be represented by the equivalent fourth-order

    model:

    (5)

    where the couple is arbitrary, provided that it is com-

    pletely reachable and is Hurwitz; while are relatedto the original model (4) and the choice of .

    The remarkable characteristic of (5) is that the relevant model

    parameter vectors, and , appear linearly in the output equa-

    tion only, while the state dynamics can be defined arbitrary.

    Thereby, using this representation, the observation process can

    be well separated from the adaptation process [32]. The matrix

    is not very important in the model description since the con-

    tribution vanishes, owing to the asymptotic

    stability of matrix . In addition, note that filters both the

    system input and output. This is a useful feature for a robust ob-

    server design in a noisy environment.

    To obtain the relation between the representations

    and Kreisselmeiers result

    [41], holding for models in -companion canonical form,

    constitutes the starting point. Consider the IM model in K-com-

    panion form

    (6)

    where

    In [41], it has been proved that system (6) can also be repre-

    sented by the following nonminimal equivalent representation:

    (7)

    where is the th column of the identity matrix, is in -

    companion form and

    (8)

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    390 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 13, NO. 3, MAY 2005

    In the following, the conditions for the equivalence of models

    (4) and (5) will be presented, using the relation (8), between the

    canonical models (6) and (7). Consider the transformations

    which sets the triple in the canonical form (6), and a

    matrix satisfying relation . Ob-

    viously, matrix depends on how the arbitrary and completely

    reachable couple is chosen.

    The relations between the models (4), (5) and the -com-

    panion forms (6), (7) are the following:

    (9)

    Hence, the output equation of (5) can be rewritten as

    Recalling the output expression in (7) and using (8), the fol-

    lowing relation between models (4) and (5) can be expressed, in

    order to impose the equivalence

    (10)

    Remark 2: As will be shown in the following, the final aim of

    the identification process is to calculate the IM physical param-

    eters from the estimation of vectors and . From the first two

    equations in (10), it is straightforward to obtain the following

    relations:

    By solving the previous equations, it is possible to calculate

    the system parameters and the product , starting

    from and vectors. In order to determine and , it is

    necessary to add the hypothesis of , which is usually

    verified in practice, however in some types of induction machine

    a different ratio is suggested [44], [45]. From that it follows that

    then, since is known, it

    is possible to determine and separately.

    Remark 3: Given the IM physical parameters, it is also pos-

    sible to obtain the matrix and the physical state can be

    calculated by means of the following formula (the proof is in

    the Appendix):

    ......

    ...

    (11)

    where and are matrices built with the polynomial coef-ficient of , for (see the Appendix for

    their formal definition). In particular, if is chosen in diagonal

    form, , then

    and the following simplified expression for the matrixes results

    :

    B. New PAO for the IM at Standstill

    In the previous remarks, it has been shown how the IM dy-

    namics (4) can be described with a model of the form reported

    in (5). In addition, in Remarks 2 and 3 it has been underlined

    how it is possible to calculate the physical state

    and the physical parameters , and from the state

    and the parameters and of model (5).

    On the basis of these results, a new MRAS parallel identi-fier/observer (PAO) is presented in this section. Referring to the

    IM nonminimal model (5), the structure of the adopted observer

    is the following:

    (12)

    where , and are, respectively, the estimate of the

    output, the states, and the parameters of model (5). Note that in

    the proposed observer structure no estimate of the initial state

    is considered. The reason why is twofold:

    the contribution of the initial state disappear expo-

    nentially since is Hurwitz;

    in the case of the IM model (4) the initial state is

    usually null.

    The parallel nature of the proposed scheme derives from the

    use of the estimated output in the output equation of (12) in-

    stead of the actual measurable output ; in this way the state

    observation does not depend directly on the actual output.

    In order to complete the proposed PAO an adaptation law for

    the estimated parameters must be added.

    The proposed adaptation law is the following:

    (13)

    (14)

    where and are two filtered versions of the output error,

    defined as

    (15)

    while is an arbitrary positive scalar constant, are arbi-

    trary positivedefinite gain matrices, and is a positivedef-

    inite matrix which has to satisfy some weak constraints (see the

    Appendix).

    In the Appendix, it is shown that the PAO given by (12)(15)

    guarantees asymptotic convergence of the states and the

    output to the actual ones , and . In addition, if per-sistency of excitation is guaranteed for the state variables, also

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    CASTALDI AND TILLI: PARAMETER ESTIMATION OF INDUCTION MOTOR AT STANDSTILL 391

    TABLE INAMEPLATE DATA AND TRADITIONALLY ESTIMATED PARAMETERS OF THE

    ADOPTED INDUCTION MOTOR

    the estimated parameters and converge to the actual values.

    Some considerations about the choice of the adaptation law are

    also reported.

    Remark 4: From a theoretical point of view, the choice of

    the couple is arbitrary, providing that it is controllable.

    Actually, in order to implement a light and well-conditionedalgorithm, it is better to choose matrix in diagonal form.

    Remark 5: The scalar and the matrices (usually in

    diagonal form) define the adaptation gains. Their values repre-sent a compromise between the speed of convergence and the

    noise rejection properties of the PAO.

    Remark 6: The PAO scheme shown in (12) (15) does notprovide a direct estimate of the rotor flux. In order to calculate it,(11) has to be used, neglecting the initial state and replacing real

    values with estimated ones. Note that the matrix in (11) de-

    pends on the physical parameters and . Hence, to obtain a re-

    cursive estimate of the flux during the the identification process,it is necessary to calculate an estimate of the previous parame-

    ters following the procedure indicated in Remark 2.

    IV. SIMULATION RESULTS AND DISCRETIZATION

    The aim of this section is twofold: 1) to show, by means of

    simulation results, the performances of the proposed PAO (both

    ideal and noisy conditions are considered); 2) to introduce a dis-

    cretized version of the adopted scheme, suitable for real imple-

    mentation, and to show its behavior with respect to the original

    continuous-time version.

    In order to simulate the actual IM, the LTI model (4) has been

    adopted. Hence, no magnetic saturation effect has been taken

    into account at this stage. The issue related to the magnetic non-linearity will be discussed in next section. In this part, instead,

    it is shown that the rotor flux is well-estimated whenever the

    assumption of linear magnetic core is admissible. The IM ac-

    tual parameters adopted during the simulations are reported in

    Table I. These parameters are related to the motor used in exper-

    imental tests. They have been identified by means of traditional

    methods based on no-load and locked-rotor tests. The nameplate

    data of the motor are also reported in Table I.

    The couple adopted in the proposed PAO is the fol-

    lowing: and In

    this way, the actual parameter values in the nonminimal realiza-

    tion (5) are: . These

    are the values which have to be identified using the proposedscheme.

    Fig. 2. Injected voltage waveform.

    A. Simulations of the Continuous-Time Version of the PAO

    The simulation tests reported in this part are related to the

    PAO in continuous-time version, as introduced in Section III.B.

    The adopted gains are the following:

    and

    In particular, the matrix has been chosen solving the fol-

    lowing linear matrix inequality (LMI) problem (see the Ap-

    pendix):

    (16)

    where

    (17)

    The set has been chosen in order to include the model ma-

    trix in canonical form [see (6)] for a wide range of possible

    IM. The solution of (16) has been obtained using the LMI

    toolbox of Matlab [47].

    In all of the tests performed the input voltage is given by the

    sum of four sinusoids in order to guarantee the persistency of

    excitation. The amplitude is set to 5 V for all the sinusoidal com-

    ponents and the following Hz frequencies are adopted: 1, 3.18,

    9, and 35 (see Fig. 2). The choice of these values is related to

    some insights into the typical behavior of standard IM. In fact,

    the transfer function between the stator voltage and stator cur-

    rent at standstill is characterized by the slow (15 Hz) and fast(2550 Hz) poles. In addition, a zero is present near the slow

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    392 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 13, NO. 3, MAY 2005

    Fig. 3. Continuous-time PAO, ideal case: estimation of the parameters p and q.

    Fig. 4. Continuous-time PAO, ideal case: estimation of current and flux (beginning of the estimation process).

    Fig. 5. Continuous-time PAO, ideal case: estimation of current and flux (end of the estimation process).

    pole, but structurally on its left in the complex plane. In the firstset offigures (Figs. 35), the results of a simulation in ideal con-

    ditions are reported. In Fig. 3, the temporal evolutions of the es-timated parameters are reported. All of the estimations converge

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    CASTALDI AND TILLI: PARAMETER ESTIMATION OF INDUCTION MOTOR AT STANDSTILL 393

    Fig. 6. Continuous-time PAO, noisy case: estimation of the parameters p and q.

    Fig. 7. Continuous-time PAO, noisy case: estimation of current and flux (beginning of the estimation process).

    Fig. 8. Continuous-time PAO, noisy case: estimation of current and flux (end of the estimation process).

    to the real parameters, independently of their initial value. Theconvergence time is quite long; it can be reduced by increasing

    the adaptation gains, but this will lead to larger oscillation inthe transient. In Figs. 4 and 5, the current and flux estimates are

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    394 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 13, NO. 3, MAY 2005

    TABLE IISIMULATION RESULTS FOR CONTINUOUS-TIME PAO IN NOISY ENVIRONMENT

    compared with the real values. In Fig. 4, the beginning of the

    simulation tests is considered, the estimates of the stator current

    and the rotor flux are not very good; in fact, the estimated pa-

    rameters are quite far from the real values. Instead, in Fig. 5(c)

    and (d), where the end of the simulation is shown, the estimates

    of both states are very good. This fact confirms the flux-moni-

    toring capability of the proposed scheme.

    In Figs. 68, the results of a simulation in noisy conditions

    are reported. A white noise has been added on the output (the

    stator current ). The adopted standard deviation is 10% of the

    RMS value of the stator current in ideal conditions. In Fig. 6,

    the temporal evolutions of the estimated parameters are shown.The adaptation process is very similar to the ideal case and the

    convergence ratio is not influenced by the measurement noise.

    In Figs. 7 and 8, the current and flux estimates are compared

    with the actual values. In Fig. 7, the beginning of the simulation

    test is considered, while in Fig. 8 the final part is shown. The

    state estimate is still very good when the parameters are near

    the correct values. Hence, also in a noisy environment the flux

    monitoring can be performed. In particular, in Figs. 7(a) and

    8(a), the current estimate is compared with the measured one

    (impaired by noise). The difference between them represents

    the so-called innovation or residual for the adopted identifica-

    tion-observation scheme. Other tests have been performed with

    different levels of noise, while other conditions are unchanged.

    In Table II, the results are summarized. Only the product of

    and is reported since these two parameters can be identified

    separately only if some additional assumptions are considered

    (see Remark 2). The quantity % represents an identification

    error index defined as % , where and

    are the vectors of the actual and estimated parameters, respec-

    tively: and . In

    particular, the estimated parameters in are the mean values

    of the results given by the proposed PAO over a time interval

    from 150 to 180 s, where the convergence transient is always

    terminated. In Table II, the variance, over the same time interval,

    of the estimated values is also indicated (in brackets). Anotherindex of the identification quality in a noisy environment is the

    whiteness of the innovation. This characteristic has always been

    computed on the time interval 150180 s, using a whiteness test

    based on an eight-degree-of-freedom variable, whose 99%

    confidence interval is 020.1 [51]. All the indexes considered

    show good performances of the proposed PAO, even with large

    noise. Some small differences can be noted among the results

    of the simulation tests, owing to the white noise level. In fact,

    as is well known, adaptation algorithms are usually biased in a

    noisy environment [31]. However, the extensive simulation tests

    confirm the robustness of the proposed solution for both identi-

    fication and flux monitoring. This is essentially due to the par-

    allel structure of the adaptive observer proposed. Moreover, a25 mA-dead-zone has been inserted on the current estimation

    error, , in the adaptation law (13)-(14), according to stan-

    dard practice of adaptive algorithms. Obviously, the gain

    and also plays an important role in noise insensitivity: the

    lower the gains, the greater the identification-observation accu-

    racy will be(and the larger the convergence time).

    B. Discretization of the Proposed Scheme

    In order to obtain a really-implementable version of the pro-

    posed PAO it is necessary to develop a discrete-time version.

    Different discretization methods have been considered: forward

    differences, backward differences, Tustin, z-transformationwith different input reconstructors. The sampling time that was

    expected to be used in real implementation is s.

    This a good a priori tradeoff between the dynamics of the ob-

    server (similar to a typical IM) and the computation capability

    of a standard DSP or microcontroller used in high-performance

    drive. The criterion used to choose between the different dis-

    cretization techniques was the following: a) to maximize the

    likelihood between the continuous and the discrete version of

    the PAO with the sampling time fixed above; b) to minimize

    the computational complexity of the algorithm. The best results

    were obtained with the following discretization:

    (18)(19)

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    CASTALDI AND TILLI: PARAMETER ESTIMATION OF INDUCTION MOTOR AT STANDSTILL 395

    (20)

    (21)

    (22)

    (23)

    (24)

    where

    and

    and , and are the same gains used in the continuousversion. The LTI dynamics (18), (19), and (21) have been dis-

    cretized with an exact method in the hypothesis of constant in-

    puts between two sampling times (z-transformation with ze-

    roth-order reconstructor on the input). The nonlinear dynamic

    and static equations (20), (22), (23), (24) have been discretized

    using the Euler approximation.

    The simulation tests performed for the continuous version

    have been repeated for the discrete-time version proposed. The

    results are very close to the continuous-time case, both for pa-

    rameter estimation and flux observation, even with large noise

    on the current measurement. Hence, the proposed discretization

    method and the adopted sampling time are suitable for the dig-ital implementation of the original continuous version. (For the

    sake of brevity, figures and tables related to the simulations of

    the discrete version are not reported)

    V. AVOIDANCE OF MAGNETIC SATURATION USING THE

    PROPOSED ESTIMATOR

    In this section, a procedure to avoid magnetic saturation,

    based on the proposed estimator, is illustrated.

    In previous paragraphs it was proved that the rotor flux is cor-

    rectly estimated when the IM model is LTI, but no results are

    available about the observation properties when magnetic satu-

    ration occurs. Consequently, the basic idea is to use the rotor fluxlevel estimation to avoid the state of the IM exits from the linear

    region during the identification process. From the previous con-

    siderations, the following procedure can be defined as:

    1) start the identification process with a low-voltage

    signal (which guarantees very low flux, far from

    saturation) satisfying the persistency of excitation

    requirement;

    2) wait for the flux and parameters estimation conver-

    gence using a suitable innovation whiteness test;

    3) slowly increase the voltage as long as a significant level

    of the estimated rotor flux [obeying to (3)] is obtained;

    4) stop the estimation algorithm when the whiteness testis satisfied.

    Note that it is not convenient to stop the parameter identifica-

    tion after the estimate convergence with low flux (Step 2 of the

    procedure). In fact, in that condition the Signal to Noise Ratio

    is very low and the nonideality of the power electronics device

    used to feed the motor are relevant. By means of the proposed

    procedure, based on flux estimation, the flux level can be con-

    sciously increased without producing saturation of the magneticcore (Step 3). Hence, an optimization of the signal to noise ratio

    can be safely achieved.

    VI. EXPERIMENTAL RESULTS AND VALIDATION

    In this section, the performances of the actual implementation

    of the proposed identification scheme are shown. The obtained

    results are compared with the output of a batch (i.e., nonrecur-

    sive) method based on NLS.

    The nameplate data of the adopted motor are reported in

    Table I. Its electrical parameters, roughly identified with tra-

    ditional methods, have been used in the previous section to

    perform simulation tests. The stator resistance value, obtainedwith a simple dc test, is equal to 6.6 (as reported in Table I).

    Using (2), it can be deduced that the nominal stator flux value is

    Wb. Hence, recalling (3), no magnetic saturation

    will arise if the rotor flux is maintained under 0.74 Wb.

    During experimental tests, the stator currents were measured

    using closed-loop Hall sensors. The stator voltages were im-

    posed by a standard three-phase inverter with a 10 KHz sym-

    metrical-PWM control. Simple techniques based on phase cur-

    rent sign [52] were used to compensate for the effects of the

    dead-time, set to 1.5 s. The proposed estimation scheme was

    implemented on a control board equipped with a floating-point

    DSP, TMS320C32. The adopted sampling time was 300 s, aspreviously indicated in Section IV-B. It is worth observing that

    the motor shaft was connected to a mechanical load to avoid

    rotor movements due to magnetic anisotropy. This solution is

    typical for self-commissioning drives.

    A set of experimental tests was performed using the proce-

    dure shown in Section V to obtain good flux level, avoiding

    saturation. That means the flux level was kept under the max-

    imum value indicated previously. The voltage signal adopted is

    formed by four sinusoids with the same frequencies reported in

    Section IV and equal amplitudes of 2 V as starting values. After

    stage 3 of the procedure, the amplitude for each of the sinu-

    soidal components is 5 V. An additional equality constraint be-

    tween the sinusoids amplitude was imposed to simplify the S/N

    optimization procedure without impairing the overall estimation

    performances. Note that in order to compare the simulations and

    the experiments, an amplitude of 5 V was imposed to the sinu-

    soids adopted in Section IV and the experimentally estimated

    parameters are set to 0 at the end of stage 3 of the procedure

    of Section V. The results of one of the experimental tests are

    reported in Figs. 911. It can be noted that the temporal evolu-

    tion of both state and parameter estimate are very similar to the

    simulated ones. Only the final values of the estimated parame-

    ters are slightly different. Many other experimental tests were

    performed with different frequencies of the exciting sinusoids

    (always preserving linearity of the magnetic circuit by meansof the procedure of Section V). The results are summarized in

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    396 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 13, NO. 3, MAY 2005

    Fig. 9. Experimental results: estimation of the parameters p and q.

    Fig. 10. Experimental results: estimation of current and flux (beginning of the estimation process.

    Fig. 11. Experimental results: estimation of current and flux (end of the estimation process.

    Table III. For every different test, the estimated parameters are

    the mean values on the time interval between 150 and 180 s.

    The whiteness of the residual was checked by means of

    the test used for simulations. The mean values and the stan-

    dard deviation, reported in the last two rows of Table III, are

    computed to evaluate the dispersion of different tests. In partic-

    ular, the small standard deviation shows the good precision ofthe proposed method.

    As underlined previously, the experimentally estimated pa-

    rameters given by the proposed PAO are quite different from

    the traditionally estimated data used in simulations as actual

    values. In order to verify carefully the performances of the pro-

    posed scheme, the experimental data have been processed with

    a different identification algorithm, based on the nonrecursive

    NLS method. This algorithm has been realized using the fmin-search function of the optimization toolbox of Matlab [48];

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    CASTALDI AND TILLI: PARAMETER ESTIMATION OF INDUCTION MOTOR AT STANDSTILL 397

    TABLE IIIINDUCTION MOTOR PARAMETERS EXPERIMENTALLY ESTIMATED WITH THE PROPOSED PAO (NO MAGNETIC SATURATION OCCURS)

    TABLE IVINDUCTION MOTOR PARAMETERS EXPERIMENTALLY ESTIMATED WITH THE NLS METHOD (NO MAGNETIC SATURATION OCCURS)

    fminsearch is a minimization procedure for a generic cost

    function, based on the NelderMead method. The cost function,

    , has been imposed equal to the difference, in the least square

    sense, between the experimental data and the simulation with

    the estimated motor parameters, that means

    (25)

    where is the experimental output, is the vector of the esti-mated parameters and is the output simulated using these pa-

    rameters. This method is very powerful so it represents a good

    touchstone. Obviously, it cannot be used directly in self-com-

    missioning drives, since it has a heavy computational burden

    and it can only be used in a batch way, without any recursive

    monitoring of the rotor flux. The results obtained with the NLS

    method for the experimental tests are reported in Table IV. The

    parameters estimated with this approach are very similar to the

    ones obtained with the proposed scheme.

    The measurements collected during experiments can be cor-

    rupted by typical sensor nonidealities such as current sensors

    offset or typical actuation troubles such as unperfect dead-time

    compensation. Hall sensors offset has been minimized by a stan-

    dard zeroing procedure before starting the identification algo-

    rithm. However, the robustness with respect to this kind of mea-

    surement and actuation trouble cannot checked by the compar-

    ison between the proposed scheme and the NLS method re-

    ported since the potentially corrupted data are the same for

    both algorithms. A practical method to check the correctness

    of the estimated values is to compare the actual IM mechan-

    ical curve (speed versus torque) with the one simulated using

    the estimated parameters. This comparison is reported in Fig. 12

    where the mechanical curves are derived by supplying the motor

    with a 33.3 Hz253 V sinusoidal three-phase voltage. The

    traditionally-estimated parameters are also considered. Verygood matching is obtained between experimental data and the

    Fig. 12. IM mechanical curve: from experiments; 3 simulated using theparameters estimated with the proposed scheme in test #2; x simulated usingthe traditionally-estimated parameters.

    simulation results based on parameters estimated by the pro-

    posed solution, while a significant error can be noted when tradi-

    tionally estimated parameters are considered. This result shows

    that the robustness of the method presented combined with the

    proposed measurements and actuation expedients guarantees a

    very reliable IM parameter estimation.

    Remark 7: The mechanical curve of an IM is very sensitive

    to all of its electrical parameters [2], [44]. Hence, the compar-

    ison between the actual speed-torque curve and the one obtained

    simulating the IM model is a very effective method to validate

    the estimated parameters used in the model. In addition, this val-

    idation methods is based on an open-loop experiment, there-

    fore its results are not affected by feedback control algorithmswhich usually mitigate the effects of parameters mismatching.

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    398 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 13, NO. 3, MAY 2005

    VII. CONCLUSION

    A new method for the estimation of the parameters of IMs at

    standstill has been presented. The proposed schemeis based on a

    PAO designed using a novel nonminimal representation derived

    from Kreisselmeiers canonical form and an original adaptation

    law.

    It has been proved, both theoretically and by implementation,that the proposed algorithm assures a simultaneous asymptotic

    unbiased estimation of both the system parameters and the state

    (i.e., stator current and rotor flux).

    A discretized version, suitable for digital implementation, has

    been developed, preserving the characteristics of the original

    continuous-time procedure.

    The simulation tests have shown the excellent noise rejection

    properties of the proposed solution. This feature is related to

    the parallel structure of the adopted adaptive observer and can

    be tuned by varying the adaptation law gains.

    Experimental results have proved the effectiveness and ra-

    pidity of the approach. In particular, it has been shown that mag-netic saturation can be avoided thanks to the good rotor flux es-

    timation. The identification results are strongly validated by two

    methods: 1) the comparison with a powerful batch NLS method;

    2) the comparison of the actual mechanical curve of the IM used

    for the test with the one obtained by simulation using the esti-

    mated parameters.

    Finally, it has been shown that the algorithm is fast and simple

    and may be easily implemented in self-commissioning drives.

    APPENDIX

    Definition 1: Given a generic second-order square matrix ,

    the matrix such that

    is denoted as the matrix of the polynomial coefficients of

    .

    Proposition 1: Let

    , and be the matrices and vectors de-

    fined in Section III-A

    , and be the matrices of the polyno-

    mial coefficient of and

    , respectively;

    hence, the following relation holds:

    (26)

    Proof: Consider the problem

    (27)

    The extension of (27) to (26) is straightforward. By means of

    relations and , it is easy to verify that

    (27) can be rewritten as

    (28)

    where .

    Now, recalling the definition of and and the relation

    , it is easy to verify

    (29)By substituting (29) in (28) and noting that

    , the proof is completed.

    Proposition 2: [41] The state of the IM model

    is linked to the state of the nonminimal representation

    by the following relation:

    (30)

    Proof: [41].

    Proposition 3: The state of the IM model is

    linked state of the generalized nonminimal representation

    by the following relation:

    (31)

    Proof: Straightforward by means of Propositions 1 and

    2.

    Now, the convergence properties of the proposed scheme

    are discussed. The guidelines for the theoretical proof of

    these characteristics are stated avoiding mathematical details.

    Starting from the nonminimal parametrization of the IM with

    locked rotor, given in (5), and the PAO expression, given in

    (12), the following error model can be defined:

    (32)

    where

    (33)

    are the state, the estimation, and the output errors. From the first

    equation in (32), it results that , hence, the first partof the state can be neglected in the convergence analysis.

    Before considering the complete convergence analysis, it is

    worth studying the case of perfect knowledge of the parameters

    vectors and . In this condition, the error model is

    (34)

    From (34) it can be deduced that, in this case, the convergence to

    zero of error state requires the matrix to be Hurwitz.

    Using (10) and the definition of and , it can be shown that

    . Then, in order to guarantee

    the global asymptotic stability of (34), the matrix must beHurwitz.

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    CASTALDI AND TILLI: PARAMETER ESTIMATION OF INDUCTION MOTOR AT STANDSTILL 399

    Coming back to the general case reported in (32), the Hurwitz

    character of matrix is not strictly necessary in principle to de-

    sign an adaptation law that guarantees asymptotic convergence.

    By the way, the matrix of the IM model (4) is certainly Hur-

    with, even if unknown. This characteristic has been exploited in

    the choice of the adaptation law (13), (14) as shown in the fol-

    lowing convergence analysis.Now define the following Lyapunov-like function:

    (35)

    where are arbitrary, and

    is the solution of the following Lyapunov equation:

    (36)

    with arbitrary . The solution of (36) exists,

    since is Hurwitz. On the other hand, is unknown and it is

    not possible to solve (36) directly. By the way, from a practicalpoint of view, some boundscan be defined on the IM parameters.

    Hence, (36) can be translated in a LMI where belongs to a

    certain set. Hence, a suitable can be found using the

    standard procedure for LMI solving [49].

    The function is clearly positive defined on the error

    statespace . The time derivative of along the

    trajectories of (32) is

    (37)

    where the contribution of the initial state hasbeen neglected, since exponentially disappears with an arbi-

    trary ratio. With simple computation (37) can be rearranged as

    follows:

    (38)

    Considering the adaptation law reported in (13), (14), the defini-tion (15) of the filtered error and recalling (36), the derivative

    of results as follows:

    (39)

    Hence, the error state is bounded and the Barbalats

    Lemma [50] can be applied. It results that

    (40)

    From the definition (15) and the expression of the output error

    in the last of (32), it can be derived that

    (41)

    then, applying standard arguments related to persistency of ex-

    citation [32], it can be shown that an exponential convergence

    to zero of the parameter estimation error is obtained if the har-

    monic content of the input is large enough.

    Remark 8

    The variable is similar to the augmented error typicallyused in adaptive systems [32]. In particular, it has been intro-

    duced in order to have the parameter estimation errors in .

    This allows persistency of excitation arguments to be applied

    to achieve exponential convergence of the parameter estimates.

    The remaining parts of the adaptation law are used to cancel

    bad terms in .

    ACKNOWLEDGMENT

    The authors would like to thank C. Morri and A. Casagrande

    for their valuable collaboration in testing the proposed proce-

    dure during their degree theses. The experimental tests were car-

    ried-out at the Laboratory of Automation and Robotics (LAR)of the University of Bologna. The authors would also like to

    thank the anonymous reviewers for their valuable suggestions

    about the experiments to test the proposed solution.

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    Paolo Castaldiwas born in Bologna, Italy. He re-ceived the Laurea degree in electronic engineering

    and the Ph.D. degree in system engineering from theUniversity of Bologna, Italy, in 1990 and 1994, re-spectively.

    Since 1995, he has been a Research Associate inthe Department of Electronics, Computer Science,and Systems (DEIS), University of Bologna. Hisresearch interests include adaptive filtering, systemidentification, fault diagnosis and their applicationsto mechanical and aerospace systems.

    Andrea Tilli was born in Bologna, Italy, on April 4,1971. He received the Laurea degree in electronic en-gineering and thePh.D. degreein system engineering

    from the University of Bologna, Italy, in 1996 and2000, respectively.

    Since 1997, he has been with the Department ofElectronics, Computer Science, and Systems (DEIS),University of Bologna. Since 2001, he has been a Re-search Associate at DEIS. He is also a Member of theCenterfor Research on ComplexAutomated Systems

    Giuseppe Evangelisti (CASY), established withinDEIS. His current research interests include applied nonlinear control tech-niques, adaptive observers, variable structure systems, electric drives, automo-tive systems, active power filters, and DSP-based control architectures.