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Annual Report of Sponsored Research 2006-07

Office of Sponsored Research - SUNY Geneseo...Office of Sponsored Research web site. The new site, which was activated in early December, provides faculty, staff, and students with

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Page 1: Office of Sponsored Research - SUNY Geneseo...Office of Sponsored Research web site. The new site, which was activated in early December, provides faculty, staff, and students with

Annual Report

of

Sponsored Research

2006-07

Page 2: Office of Sponsored Research - SUNY Geneseo...Office of Sponsored Research web site. The new site, which was activated in early December, provides faculty, staff, and students with

Office of Sponsored Research Annual Report 2006-07

Table of Contents

Message from the Director............................................................................................................................ 1 Research Council Members 2006-07 ........................................................................................................... 2 External Grants Summary 1996-07 .............................................................................................................. 3 External Grant Expenditures by Type of Activity 2001-07 ............................................................................ 4 Departmental Summary 2001-07.................................................................................................................. 4 External Grant Proposals by Department 2001-07....................................................................................... 5 External Grant Proposals by Sponsor 2001-07 ............................................................................................ 6 Proposals Submitted 2006-07....................................................................................................................... 7 New Awards in 2006-07................................................................................................................................ 9 External Grant Expenditures by Department 2001-07................................................................................ 10 External Grant Expenditures by Sponsor 2001-07 ..................................................................................... 11 Active Projects 2006-07 .............................................................................................................................. 12 College Support for Research Development (1998-2007).......................................................................... 13 Research Development and Support Programs ......................................................................................... 14 Research Summer Fellowships 2007 ......................................................................................................... 16 Hurrell/McNaron Award 2007...................................................................................................................... 16 G.R.E.A.T. Day 2007 Keynote Speaker...................................................................................................... 17 G.R.E.A.T. Day 2007 Planning Committee................................................................................................. 17 G.R.E.A.T. Day 2007 General Statistics and Budget ................................................................................. 18 G.R.E.A.T. Day 2007 Presentations by Department .................................................................................. 19 Departmental Summaries of Internal and External Funding 1999-2007

Anthropology .................................................................................................................................. 21 School of the Arts........................................................................................................................... 22 Biology ........................................................................................................................................... 23 School of Business......................................................................................................................... 24 Chemistry ....................................................................................................................................... 25 Communication .............................................................................................................................. 26 Communicative Disorders and Sciences ....................................................................................... 27 Computer Science.......................................................................................................................... 28 School of Education ....................................................................................................................... 29 English ........................................................................................................................................... 30 Foreign Languages and Literatures ............................................................................................... 31 Geography ..................................................................................................................................... 32 Geological Sciences....................................................................................................................... 33 History ............................................................................................................................................ 34 Mathematics................................................................................................................................... 35 Other Offices and Departments ..................................................................................................... 36 Philosophy...................................................................................................................................... 37 Physics........................................................................................................................................... 38 Political Science and International Relations................................................................................. 39 Psychology..................................................................................................................................... 40 Sociology........................................................................................................................................ 41

Page 3: Office of Sponsored Research - SUNY Geneseo...Office of Sponsored Research web site. The new site, which was activated in early December, provides faculty, staff, and students with

1

Message from the Director

One of Geneseo’s goals, as specified by the SUNY Mission Review Process, is to increase the level of sponsored research on our campus. We are pleased to report that during the 2006-07 year our sponsored research expenditures exceeded $1.5 Million, our highest level to date. In addition, the number of academic departments with submissions and awards has also increased to their broadest representation in Geneseo’s external funding history. College support for research and scholarship has also returned to traditional levels. In collaboration with the Research Council, the Geneseo Foundation and the Office of Research Accounting, our office processed 300 internal funding applications from faculty members and students, resulting in 274 awards. Total internal funding for these formal programs, combined with other planned expenditures in support of research and scholarly activities, totaled over $200,000 during the 2006-07 year. One major new accomplishment during the year was the redesign and expansion of the Office of Sponsored Research web site. The new site, which was activated in early December, provides faculty, staff, and students with on-line access to a large variety of information related to internal and external funding, proposal development, and compliance with federal and state regulations. Our second major new initiative culminated on Tuesday, April 17, 2007, with Geneseo’s first annual day-long college-wide student research symposium, Geneseo Recognizing Excellence, Achievement and Talent (G.R.E.A.T.) Day. Four hundred and forty-one students, representing all of Geneseo’s academic departments, made presentations, performed, or exhibited artwork. The truly impressive talent of our students was in evidence on G.R.E.A.T. Day. Dr. Lynn Weber, who delivered an outstanding keynote address, described G.R.E.A.T. Day as the best student symposium she had ever attended. It was an exciting day and many people have commented on how wonderful it was to have the opportunity to see presentations in disciplines outside their own. Information and statistics for G.R.E.A.T. Day are included as a new addition to this report. As we look forward to our second annual G.R.E.A.T. Day, which will be held on Tuesday, April 22, 2008, we will be working with the Planning Committee to make logistical improvements and increase participation. I would like to thank Helen Thomas, Karie Frisiras, our Research Accounting colleagues Betsy Colón and Jason Sabel, and Sue Crilly in the Geneseo Foundation for their assistance in preparing this report, and for their excellent work in support of our mission during the year. I would also like to thank the members of the Research Council and the G.R.E.A.T. Day Planning Committee, and our colleagues Andrea Klein and Tammy Farrell in Campus Scheduling and Events, who contributed substantially to the success of our activities this year. Finally, we’d like to thank Theodore Frisiras, who provided the lovely photo of the ISC for our cover. The Office of Sponsored Research: Anne Baldwin, Director, Erwin 105D, (585) 245-5547, [email protected] Thomas, Grants Writer, Erwin 105C, (585) 245-5086, [email protected] Frisiras, Secretary, Erwin 205, (585) 245-5547, [email protected] Fax: (585) 245-5096 http://sponsoredresearch.geneseo.edu

Page 4: Office of Sponsored Research - SUNY Geneseo...Office of Sponsored Research web site. The new site, which was activated in early December, provides faculty, staff, and students with

RESEARCH COUNCIL 2006-07

Name Term Phone Email Paul Pacheco, Chair May 31, 2007 5275 [email protected] Douglas Anderson May 31, 2008 5491 [email protected] of the Arts Anne Baldwin ex officio 5547 [email protected] Research Douglas Baldwin May 31, 2007 5322 [email protected] Science Susan Crilly ex officio 5518 [email protected] Foundation Ted Everett May 31, 2008 5198 [email protected] Debra Hill ex officio 5519 [email protected] Advancement Christopher Leary May 31, 2009 5383 [email protected] Kenneth Levison ex officio 5601 [email protected] Manager Jani Lewis May 31, 2007 5310 [email protected] Michael Lynch May 31, 2009 5212 [email protected] James McLean May 31, 2008 5897 [email protected] and Astronomy Michael Oberg May 31, 2007 5730 [email protected] Michael Rozalski May 31, 2009 5253 [email protected] Jason Sabel ex officio 5021 [email protected] Accounting Denise Scott May 31, 2008 5477 [email protected] Kazushige Yokoyama May 31, 2008 5320 [email protected]

2

Page 5: Office of Sponsored Research - SUNY Geneseo...Office of Sponsored Research web site. The new site, which was activated in early December, provides faculty, staff, and students with

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Page 6: Office of Sponsored Research - SUNY Geneseo...Office of Sponsored Research web site. The new site, which was activated in early December, provides faculty, staff, and students with

4

EXTERNAL GRANT EXPENDITURES PROFILED BY TYPE OF ACTIVITY (Dollars in Thousands)

Direct Costs by Type

Research Educational

Support Public

Service Other

Total Direct Costs

Total Indirect Costs

Indirect Rate

Total Expenditures

1994-95 154 122 116 3 395 45 11.4% 4401995-95 331 126 53 81 591 56 9.5% 6471996-97 283 12 1 112 408 79 19.4% 4871997-98 284 38 0 5 327 53 16.2% 3801998-99 309 19 0 1 329 58 17.6% 3871999-00 489 16 15 1 521 64 12.3% 5852000-01 470 47 0 94 611 90 14.7% 7012001-02 533 57 2 0 592 104 17.6% 6962002-03 942 62 10 55 1069 161 15.1% 1,2302003-04 641 123 64 2 830 115 13.9% 9452004-05 944 38 93 14 1089 111 10.2% 1,2002005-06 796 15 95 20 926 144 15.6% 1,0702006-07 1,263 1 73 13 1,350 172 12.8% 1,522

2001-2007 DEPARTMENTAL SUMMARY

Department/School Proposals Submitted Awards Active Project-

Years* Total

Expenditures Indirect Costs

Internal Funding

Anthropology 10 2 2 $ 19,800 $ 0 $ 23,977 Arts 7 1 0 0 0 67,638Biology 30 18 46 815,548 101,804 38,311 Business 12 1 7 177,778 11,838 76,018 Chemistry 46 13 32 621,588 53,248 31,166 Communication 0 0 0 0 0 18,790 Communicative Disorders & Sciences 1 0 0 0 0 13,751 Computer Science 13 8 13 417,896 43,505 12,811 Education 31 19 31 327,266 22,519 73,675 English 7 5 10 192,495 24,107 67,576 Foreign Languages & Literatures 2 0 0 0 0 13,195 Geography 2 0 0 0 0 26,816 Geological Sciences 12 5 7 58,268 0 14,499 History 9 3 7 279,618 29,799 43,507 Mathematics 15 6 13 1,033,380 114,784 18,379 Other Depts & Offices 31 23 33 229,956 1,471 2,524 Philosophy 2 2 2 64,498 0 5,715 Physics & Astronomy 43 28 41 2,246,242 324,325 29,349 Political Science & International Relations 6 1 1 8,000 0 16,525 Psychology 11 2 16 372,128 111,512 57,356 Sociology 4 2 5 59,953 0 34,034

* Active project-years: running total of years of activity (as determined by expenditures) for all awards

Page 7: Office of Sponsored Research - SUNY Geneseo...Office of Sponsored Research web site. The new site, which was activated in early December, provides faculty, staff, and students with

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Page 8: Office of Sponsored Research - SUNY Geneseo...Office of Sponsored Research web site. The new site, which was activated in early December, provides faculty, staff, and students with

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Page 9: Office of Sponsored Research - SUNY Geneseo...Office of Sponsored Research web site. The new site, which was activated in early December, provides faculty, staff, and students with

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Page 10: Office of Sponsored Research - SUNY Geneseo...Office of Sponsored Research web site. The new site, which was activated in early December, provides faculty, staff, and students with

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13

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RESEARCH DEVELOPMENT AND SUPPORT PROGRAMS The Research Council offers a wide range of programs to support research development and scholarly and creative activity. Programs for Faculty Members • Presidential Summer Fellowships provide new faculty with an opportunity to

participate in scholarly activities and establish an ongoing research program. Up to six $3,500 stipends are awarded annually from funds provided by the College.

• Mid-Career Summer Research Fellowships provide faculty who have been at the

College six or more years with support to complete a major project or explore new scholarly horizons. The $4,000 stipends are funded by the Geneseo Foundation.

• Roemer Summer Research Fellowship supports truly outstanding research or

creative activity and is open to members of the Geneseo faculty who have an established record of scholarship or performance in their field. One $5,000 award is made each year from an endowment gift from the late Dr. Spencer Roemer.

• Research Development Awards provide support for a wide variety of needs

associated with developing research and scholarly projects. Maximum award is $1,000 or one-course release time. Funding is provided by the College.

• Principal Investigator Awards return part of the indirect costs to the project

director for research expenses not covered by budgeted costs. Funded by the College.

• Incentive Grants are intended to encourage and support faculty initiatives in

research and funds pilot studies, completion of manuscripts, data analyses, bibliographic or archival searches, and creative work. Travel to archive, libraries, and laboratories is also support. Funded by the Geneseo Foundation.

• Research Travel Grants are made to participants in professional meetings.

Funded by the Geneseo Foundation. • Page Charge allocations cover the costs of faculty publications in journals with

mandatory page charges. Funded by the College. • The Hurrell-McNaron Award for Scholarly Presentation provides a $1,000 award

to an untenured faculty member in support of an outstanding paper delivered at a major conference in the discipline. The award is funded through the Geneseo Foundation by an anonymous donor.

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• College Senate Small Grants provide up to $300 awards in support of costs incidental to research and publication and to exhibition and performance. Funded by contributions to the College Senate.

Programs for Students • Undergraduate Research and Travel Grants support student research and

conference participation in conjunction with a faculty member. The maximum award is $600. Funded by the Student Association and the Geneseo Foundation.

• The Dr. Wendell and Barbara Rhodes Research Award supports student

research or field study. Preference will be given to scholarly research combining a natural science and a social science such as biology/sociology or geology/ anthropology. The maximum award is $500. Funded through the Geneseo Foundation by an endowment established by Dr. Wendell and Barbara Rhodes.

• Dean Johnston and Geneseo Foundation Student Research Assistantships

provide faculty members with paid research assistance for their scholarly projects. Students receive a stipend of $500. The Dean Johnston Assistantships are fuded through an endowment established by CPAC, Inc.

• Undergraduate Summer Fellowships provide a $2,500 stipend for students to

undertake a research or creative project under the direction of a faculty member. Students must devote two consecutive summer months to their project. Funded by the Geneseo Foundation.

Guidelines, application forms and additional information on Geneseo’s internal funding programs can be found on the Office of Sponsored Research web site: http://sponsoredresearch.geneseo.edu

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RESEARCH SUMMER FELLOWSHIPS Roemer Summer Research Fellowship ($5,000) Thomas Greenfield, Professor of English “Encyclopedia of Broadway and American Culture for Greenwood Press” Mid-Career Summer Fellowships ($4,000 each) Anthony Yanxiang Gu, Associate Professor, School of Business “PPP, Pegged Currencies and Their Exchange Rates Behaviors” Thomas MacPherson, Professor, School of the Arts “Art History in Art: Egg Tempera Research and Personal Expression” Susan Bandoni Muench, Associate Professor of Biology “Behavior of the African freshwater snail, Biomphalaria pfeifferi, intermediate host of Schistosoma mansoni. Presidential Summer Fellowships ($3,500 each) Seong Lim, Assistant Professor, School of Business “A Comparative Study of the Pedagogical Effect of Entrepreneurship Education: An International Study” George Marcus, Assistant Professor, Physics “Cavity Ringdown Spectroscopy for Atmospheric Physics” Jun Okada, Assistant Professor, English “History and Memory: Asian American Film and Video in Its Institutional Contexts” Matthew Pastizzo, Assistant Professor, Psychology “Spoken Frequency Analysis Based on Closed-Captioned Text” Linda Ware, Associate Professor, School of Education “Common Work: Bridging General and Special Education Practice through Disability Arts”

Hurrell/McNaron Award for Scholarly Presentation ($1,000)

Yu Zhang, Assistant Professor, Department of Communication “Improving and Perfecting China’s Public Signs Translation – A Language Preparation for the 2008 Bejing Olympics”

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First Annual Geneseo Recognizing Excellence, Achievement

and Talent (G.R.E.A.T.) Day

Tuesday, April 17, 2007

Keynote Address

Through a Fly's Eyes: Addressing Diversity in Our Creative, Research, and Scholarly Endeavors

Lynn Weber, Ph.D.

Dr. Weber is the Director of the Women's Studies Program and Professor of Sociology at the University of South Carolina. Her research and teaching have explored the intersections of race, class, gender, and sexuality for over 20 years. For this work she received the American Sociological Association’s Distinguished Contributions to Teaching Award and the Jessie Bernard Award for Distinguished Contributions to Research on Women. Since the publication in 2001 of Dr. Weber’s book Understanding Race, Class, Gender, and Sexuality: A Conceptual Framework (NY: McGraw-Hill), her work has focused on bringing the insights of intersectional scholarship to the problem of persistent social inequalities in health.

The text of Dr. Weber’s address can be found on the G.R.E.A.T. Day website: http://great.geneseo.edu

2006-07 G.R.E.A.T. Day Planning Committee Members: Douglas Anderson, School of the Arts Anne Baldwin, Sponsored Research Joan Ballard, Department of Psychology Anne Eisenberg, Department of Sociology Charles Freeman, Department of Physics & Astronomy Thomas Greenfield, Department of English Anthony Gu, School of Business Koomi Kim, School of Education Andrea Klein, Scheduling and Special Events

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G.R.E.A.T. Day 2007General Statistics and Budget

No. of Sessions

No. of Presentations

No. of Students

Participating

Total Attendance

Average Attendance Per Session

Concurrent Presentations1,2

1 (AM) 13 40 55 228 17.5 2 (1st PM) 13 42 60 309 23.8 3 (2nd PM) 12 42 62 367 30.6

Subtotals 38 124 162 904 23.8

Keynote Address 200

Poster Sessions3,4,5 157 274 AM 200 PM (lunch) 500 PM (reception) 250

Dance Performances 2 6

Artwork Exhibits 23 11

Totals6 306 441

Budget Summary

Poster Presentation Supplies $2,236Poster Printing 2,320Keynote Speaker 1,901Printing, Badges & Promotion 6,097Campus Auxiliary Services 6,300Facilties and Tech Fees 326

Total $19,180

5 Estimated Union Ballroom total headcount6 Overall, 52 students had multiple presentations, performances, or exhibits, but were only counted once in the total for participation

1 14 students participated in multiple concurrent session presentations, but were only counted once in the total for participation2 Attendance figures for concurrent sessions exclude presenters, moderators, and commentators3 32 posters in the Milne Library and 125 in the Union Ballroom4 25 students were authors on multiple posters, but were only counted once in the total for participation

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Page 22: Office of Sponsored Research - SUNY Geneseo...Office of Sponsored Research web site. The new site, which was activated in early December, provides faculty, staff, and students with

DEPARTMENTAL SUMMARIES

Internal and External Funding

Years 1999-2000 through 2006-2007

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DEPARTMENT OF ANTHROPOLOGY

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 1 0 2 2 0 2 1 3

Faculty Submitting 1 0 2 2 0 1 1 2

New Awards 0 0 0 1 0 0 0 1

Active Projects 0 0 0 1 1 0 0 0

Funded PIs 0 0 0 1 1 0 0 0

Direct Expenditures 0 0 0 13,200 6,600 0 0 0

Indirect Costs 0 0 0 0 0 0 0 0

IC/DC Ratio 0.0% 0.0%

Geneseo Support

Research Initiatives 0 1,200 0 400 1,400 3,500 0 0

General Scholarly Support 4,056 3,200 1,770 3,289 2,188 3,348 3,190 4,892 2006-07 Proposals Submitted Ellen Kintz Fulbright-Hays (USED) Research 5,000 Ellen Kintz NEH Educational Support 88,723 Barbara Welker NSF Research 65,739 New Awards Ellen Kintz Fulbright-Hays (USED) Research 5,000 General Scholarly Support Rose-Marie Chierici Travel Grant 800 Ellen Kintz Travel Grant 1000 Paul Pacheco Travel Grant 792 Barbara Welker Travel Grant 1000 Barbara Welker Incentive Grant 500 Zhiming Zhao Travel Grant 800

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SCHOOL OF THE ARTS

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 0 0 0 0 0 0 0 6

Faculty Submitting 0 0 0 0 0 0 0 2

New Awards 0 0 0 0 0 0 0 1

Active Projects 0 0 0 0 0 0 0 0

Funded PIs 0 0 0 0 0 0 0 0

Direct Expenditures 0 0 0 0 0 0 0 0

Indirect Costs 0 0 0 0 0 0 0 0

IC/DC Ratio

Geneseo Support

Research Initiatives 0 3,500 10,000 3,500 0 3,500 0 4,000

General Scholarly Support 2,905 3,358 6,039 5,992 8,644 8,474 5,139 8,850

2006-07 Proposals Submitted Julie Cardillo Terra Foundation Fellowship 4,700 Julie Cardillo NY Foundation for the Arts Fellowship 600 Thomas MacPherson G. & E.G. Howard Fdn Fellowship 25,000 Thomas MacPherson J.S. Guggenheim Fdn Fellowship 40,000 Thomas MacPherson American Academy in Rome Fellowship 22,000 Thomas MacPherson Saltonstall Foundation Fellowship 4,000 New Awards Julie Cardillo NY Foundation for the Arts Fellowship 600 Research Initiatives Thomas MacPherson Mid-Career Summer Fellowship 4,000 General Scholarly Support Douglas Anderson Travel Grant 96 Melanie Blood Travel Grant 800 Lynette Bosch Travel Grant 800 Leah Garland Travel Grant 800 Leah Garland Incentive Grant 500 Jonette Lancos Travel Grant 800 Ruben Ornelas Travel Grant 1,000 Ruben Ornelas Incentive Grant 500 Anne-Marie Reynolds Travel Grant 800 Amy Stanley Incentive Grant 500 Amy Stanley Travel Grant 454 Michael Teres Travel Grant 800 Anneliese Weibel Travel Grant 1,000 Anneliese Weibel Incentive Grant 500

22

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DEPARTMENT OF BIOLOGY

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 9 12 9 4 7 4 4 2

Faculty Submitting 4 6 5 3 3 3 4 2

New Awards 4 6 4 3 5 3 2 1

Active Projects 13 8 12 12 9 3 5 5

Funded PIs 6 6 8 7 6 3 1 2

Direct Expenditures 73,724 69,905 113,584 160,086 150,424 168,999 68,467 52,184

Indirect Costs 6,367 4,333 14,248 29,405 18,237 22,247 5,809 11,858

IC/DC Ratio 8.6% 6.2% 12.5% 18.4% 12.1% 13.2% 8.4% 22.7%

Geneseo Support

Research Initiatives 8,644 5,833 6,225 2,114 4,478 2,279 3,500 4,000

General Scholarly Support 2,400 2,798 2,400 4,899 700 3,200 2,116 2,400 2006-07 Proposals Submitted Isidro Bosch Livingston Cty Planning Dept. Research 23,603 Jani Lewis NIH Research 221,569 New Awards Kevin Militello NIH Research 193,376 Active Projects with Fiscal Year Expenditures Isidro Bosch USDA Research 1,915 Isidro Bosch USDA Research 37,459 Isidro Bosch Livingston Cty Planning Dept. Research 5,718 Isidro Bosch Livingston Cty Planning Dept. Research 1,739 Kevin Militello NIH Research 17,212 Research Initiatives Susan Bandoni Muench Mid-Career Summer Fellowship 4,000 General Scholarly Support Isidro Bosch Travel Grant 800 Kristina Hannam Travel Grant 800 Duane McPherson Travel Grant 800

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SCHOOL OF BUSINESS

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 1 1 2 1 2 2 3 2

Faculty Submitting 1 1 2 1 2 1 2 2*

New Awards 0 0 1 0 0 0 0 0

Active Projects 1 1 2 1 2 2 0 0

Funded PIs 1 1 2 1 2 2 0 0

Direct Expenditures 1,836 10,000 13,940 48,120 73,691 30,189 0 0

Indirect Costs 0 0 64 3,850 5,521 2,403 0 0

IC/DC Ratio 0.0% 0.0% 0.5% 8.0% 7.5% 8.0%

Geneseo Support

Research Initiatives 500 740 3,900 1,300 585 552 4,000 7,500

General Scholarly Support 7,047 7,120 9,318 10,444 8,400 11,803 9,137 9,079 2006-07 Proposals Submitted Paul Scipione Robert Wood Johnson Fdn Research 190,312 Mary Ellen Zuckerman American Assc of Univ Women Educational Support 4,850 *Co-PIs: Barbara Howard and Susan Bailey (College Dean) Research Initiatives Anthony Gu Mid-Career Summer Fellowship 4,000 Seong Lim Presidential Summer Fellowship 3,500 General Scholarly Support Ian Alam Travel Grant 800 Nader Asgary Travel Grant 1,000 Shuo Chen Travel Grant 800 Anthony Gu Travel Grant 1,000 Barbara Howard Travel Grant 800 Seong Lim Travel Grant 800 Peter Markulis Travel Grant 800 Mark Mitschow Travel Grant 679 Ottalee Schiffel Travel Grant 800 Farooq Sheikh Travel Grant 800 Daniel Strang Travel Grant 800

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DEPARTMENT OF CHEMISTRY

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 1 4 11 8 6 9 6 6

Faculty Submitting 1 3 3 3 2 3 4 4

New Awards 1 1 5 2 2 2 2 0

Active Projects 6 4 6 6 6 7 4 3

Funded PIs 4 4 4 3 2 2 2 2

Direct Expenditures 85,440 42,560 76,541 84,234 48,843 255,418 91,995 11,309

Indirect Costs 5,527 0 455 5,047 5,198 17,454 25,094 0

IC/DC Ratio 6.5% 0.0% 0.6% 6.0% 10.6% 6.8% 27.3% 0.0%

Geneseo Support

Research Initiatives 3,700 5,153 2,200 4,200 1,133 9,020 0 0

General Scholarly Support 1,400 1,695 1,098 1,920 1,396 3,200 2,120 4,879

2006-07 Proposals Submitted David Geiger Petroleum Research Fund Research 55,000 Eric Helms Research Corporation Research 46,950 Ruel McKnight Research Corporation Research 38,827 Kazushige Yokoyama NSF Research 239,908 Kazushige Yokoyama NIH Research 131,771 Kazushige Yokoyama NSF Research 238,832 Active Projects with Fiscal Year Expenditures Wendy Pogozelski NSF Research 140 Wendy Pogozelski C & H Dreyfus Foundation Research 10,924 Kazushige Yokoyama NSF Research 245 General Scholarly Support Cristina Geiger Travel Grant 800 David Geiger Travel Grant 800 Eric Helms Travel Grant 800 Ruel McKnight Travel Grant 700 Wendy Pogozelski Travel Grant 800 Kazushige Yokoyama Travel Grant 979

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DEPARTMENT OF COMMUNICATION

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 0 0 0 0 0 0 0 0

Faculty Submitting 0 0 0 0 0 0 0 0

New Awards 0 0 0 0 0 0 0 0

Active Projects 0 0 0 0 0 0 0 0

Funded PIs 0 0 0 0 0 0 0 0

Direct Expenditures 0 0 0 0 0 0 0 0

Indirect Costs 0 0 0 0 0 0 0 0

IC/DC Ratio

Geneseo Support

Research Initiatives 0 0 0 0 3,500 0 0 0

General Scholarly Support 3,470 3,257 2,490 2,800 1,400 3,200 2,600 2,800 2006-07 General Scholarly Support Meredith Marko Travel Grant 800 Yu Zhang Hurrell/McNaron Award for Scholarly Presentation 1,000 Yu Zhang Travel Grant 1,000

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DEPARTMENT OF COMMUNICATIVE DISORDERS AND SCIENCES

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 0 0 0 0 0 0 1 0

Faculty Submitting 0 0 0 0 0 0 1 0

New Awards 0 0 0 0 0 0 0 0

Active Projects 0 0 0 0 0 0 0 0

Funded PI's 0 0 0 0 0 0 0 0

Direct Expenditures 0 0 0 0 0 0 0 0

Indirect Costs 0 0 0 0 0 0 0 0

IC/DC Ratio

Geneseo Support

Research Initiatives 0 0 0 5,000 0 0 0 0

General Scholarly Support 1,476 1,300 506 700 1,242 1,300 3,466 1,507 2006-07 General Scholarly Support Irene Belyakov Travel Grant 373 Douglas MacKenzie Travel Grant 479 Dale Metz Travel Grant 655

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DEPARTMENT OF COMPUTER SCIENCE

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 2 1 3 5 2 3 0 0*

Faculty Submitting 2 1 2 3 2 2 0 0

New Awards 1 0 1 2 2 2 1 0

Active Projects 1 1 2 3 3 2 2 1

Funded PIs 1 1 1 2 3 1 1 1

Direct Expenditures 14,172 47,471 25,914 53,736 17,525 160,870 103,075 13,272

Indirect Costs 2,993 19,307 4,221 16,577 4,331 5,595 2,827 9,954

IC/DC Ratio 21.1% 28.9% 16.3% 30.8% 24.7% 3.5% 2.7% 75.0%

Geneseo Support

Research Initiatives 400 499 2,331 822 2,258 0 0 0

General Scholarly Support 600 1,200 1,400 1,400 2,800 0 0 1,800

2006-07 Proposals Submitted *Douglas Baldwin is Co-PI on Stephen Padalino’s University of Rochester LLE submission (see Physics) Active Projects with Fiscal Year Expenditures Homma Farian NSF Research 23,225 General Scholarly Support Douglas Baldwin Travel Grant 1,000 Christian Shin Travel Grant 800 Corrections to the 2005-06 Annual Report: Proposals Submitted Homma Farian was Co-PI on James McLean’s (Physics) NYSTAR proposal

New Awards Homma Farian NSF Research 150,000 Award total was incorrectly listed. Department and College figures have been adjusted.

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SCHOOL OF EDUCATION

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 3 0 0 6 8 10 6 1

Faculty Submitting 3 0 0 3 7 4 4* 1

New Awards 0 0 0 1 6 8 3 1

Active Projects 3 2 2 1 6 9 8 5

Funded PIs 3 2 2 1 5 4 4 4

Direct Expenditures 64,353 42,802 1,5679 4,530 56,164 90,532 89,737 48,105

Indirect Costs 31 0 0 362 3,992 7,700 6,624 3,841

IC/DC Ratio 0.1% 0.0% 0.0% 8.0% 7.1% 8.5% 7.3% 8.0%

Geneseo Support

Research Initiatives 200 3,500 0 2,400 1,300 6,194 3,500 3,500

General Scholarly Support 10,274 12,123 8,756 11,441 8,892 10,500 12,842 4,350 2006-07 Proposals Submitted Sharon Peck NYSED Educational Support 49,942 New Awards Sharon Peck NYSED Educational Support 49,942 Active Projects with Fiscal Year Expenditures Elizabeth Hall Syracuse University Public Service 6,113 Sharon Peck NYSED Public Service 1,540 Sharon Peck NYSED Public Service 43,322 Kathryn Rommel-Esham USED Educational Support 876 Michael Rozalski Reid Consulting Corp. Research 95 Research Initiatives Linda Ware Presidential Summer Fellowship 3,500 General Scholarly Support Mary Jensen Travel Grant 800 Koomi Kim Travel Grant 800 Sharon Peck Travel Grant 800 Leigh O’Brien Travel Grant 800 Kelly Owens* Incentive Grant 350 Michael Rozalski Travel Grant 800 *Graduate Student

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DEPARTMENT OF ENGLISH

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 1 0 1 1 1 0 2 2

Faculty Submitting 1 0 1 1 1 0 2 2

New Awards 0 1 1 1 1 0 0 2

Active Projects 1 1 2 2 2 2 1 1

Funded PIs 1 1 1 1 1 1 1 1

Direct Expenditures 13,745 15,343 29,368 28,210 28,764 39,154 16,842 26,049

Indirect Costs 2,852 1,534 4,895 4,514 4,471 5,000 3,888 1,339

IC/DC Ratio 20.7% 10.0% 16.7% 16.0% 15.5% 12.8% 23.1% 5.1%

Geneseo Support

Research Initiatives 100 5,353 353 690 4,651 3,947 0 8,500

General Scholarly Support 7,865 9,674 7,147 5,885 8,644 7,479 8,951 11,329 2006-07 Proposals Submitted Ronald Herzman University of Vermont (NEH) Research 53,538 Jun Okada Rockefeller Archive Center Research 1,380 Awards Ronald Herzman University of Vermont (NEH) Research 53,538 Jun Okada Rockefeller Archive Center Research 1,380 Active Projects with Fiscal Year Expenditures Ronald Herzman University of Vermont Research 27,389 Research Initiatives Thomas Greenfield Roemer Summer Research Fellowship 5,000 Jun Okada Presidential Summer Research Fellowship 3,500 General Scholarly Support Robert Doggett Travel Grant 800 Graham Drake Travel Grant 722 Jacalyn Eddy Travel Grant 548 Thomas Greenfield Travel Grant 800 Thomas Greenfield Incentive Grant 500 William Harrison Travel Grant 663 Ellen Herzman Travel Grant 496 Ronald Herzman Travel Grant 800 Maria Lima Travel Grant 800 Beth McCoy Travel Grant 800 Jun Okada Travel Grant 800 Alice Rutkowski Travel Grant 800 Eugene Stelzig Travel Grant 1,000 Julia Walker Travel Grant 1,000 Caroline Woidat Travel Grant 800

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DEPARTMENT OF FOREIGN LANGUAGES AND LITERATURES

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 0 0 0 0 0 0 0 2

Faculty Submitting 0 0 0 0 0 0 0 2

New Awards 0 0 0 0 0 0 0 0

Active Projects 0 0 0 0 0 0 0 0

Funded PI's 0 0 0 0 0 0 0 0

Direct Expenditures 0 0 0 0 0 0 0 0

Indirect Costs 0 0 0 0 0 0 0 0

IC/DC Ratio

Geneseo Support

Research Initiatives 0 4,000 0 0 0 0 0 0

General Scholarly Support 2,660 1,834 950 1,677 3,197 2,878 2,693 1,800 2006-07 Proposals Submitted Cynthia Klima NEH Fellowship 5,000 Rosemary McEwen Fulbright-Hays (USED) Educational Support 59,497 General Scholarly Support Cynthia Klima Travel Grant 800 Jasmine Tang Travel Grant 1,000

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DEPARTMENT OF GEOGRAPHY

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 1 1 0 0 1 0 0 1

Faculty Submitting 1 1 0 0 1 0 0 1

New Awards 0 0 0 0 0 0 0 0

Active Projects 0 0 0 0 0 0 0 0

Funded PIs 0 0 0 0 0 0 0 0

Direct Expenditures 0 0 0 0 0 0 0 0

Indirect Costs 0 0 0 0 0 0 0 0

IC/DC Ratio

Geneseo Support

Research Initiatives 5,700 200 3,500 0 0 0 0 0

General Scholarly Support 2,925 2,978 2,713 3,509 4,675 4,635 4,684 3,100 2006-07 Proposals Submitted Ren Vasiliev J.M. Kaplan Fund Research 4,950 General Scholarly Support David Aagesen Travel Grant 1,000 David Robertson Travel Grant 800 Jennifer Rogalsky Travel Grant 800 Jennifer Rogalsky Incentive Grant 500

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DEPARTMENT OF GEOLOGICAL SCIENCES

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 3 1 4 2 2 3 1 0

Faculty Submitting 2 1 2 1 2 2 1 0

New Awards 1 0 1 1 1 1 1 1

Active Projects 1 2 2 2 1 0 0 2

Funded PIs 1 1 2 2 1 0 0 2

Direct Expenditures 15,502 1,892 2,810 40,287 2,950 0 0 12,221

Indirect Costs 3,403 0 0 0 0 0 0 0

IC/DC Ratio 22.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0%

Geneseo Support

Research Initiatives 919 540 400 0 200 0 0 0

General Scholarly Support 792 1,900 1,809 1,163 700 3,200 3,827 3,200 2006-07 New Awards Scott Giorgis American Chemical Society Research 40,000 Active Projects with Fiscal Year Expenditures Scott Giorgis American Chemical Society Research 7,071 D. Jeffrey Over American Chemical Society Research 5,150 General Scholarly Support Dori Farthing Travel Grant 800 Scott Giorgis Travel Grant 800 D. Jeffrey Over Travel Grant 800 Richard Young Travel Grant 800

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DEPARTMENT OF HISTORY

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 3 0 1 1 1 1 2 3

Faculty Submitting 2 0 1 1 1 1 2 3

New Awards 1 1 0 1 0 1 1 0

Active Projects 1 3 2 1 1 1 1 0

Funded PIs 1 2 2 1 1 1 1 0

Direct Expenditures 364 10,9454 12,451 87,584 13,053 100,061 38,670 0

Indirect Costs 0 5,980 8,352 7,777 7,805 3,274 2,591 0

IC/DC Ratio 0.0% 5.5% 67.1% 8.9% 59.8% 3.3% 7.0%

Geneseo Support

Research Initiatives 200 3,500 798 8,535 4,478 8,800 0 0

General Scholarly Support 1,861 3,200 3,062 4,842 4,392 3,900 1,800 2,900 2006-07 Proposals Submitted William Cook NEH Research 137,243 Emilye Crosby NEH Fellowship 50,400 Carol Faulkner NEH Fellowship 50,400 General Scholarly Support Emilye Crosby Travel Grant 800 Emilye Crosby Incentive Grant 500 Emilye Crosby College Senate Small Grant 300 Emilye Crosby Incentive Grant 500 Jordan Kleiman Travel Grant 800

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DEPARTMENT OF MATHEMATICS

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 2 5 2 2 2 1 3 5

Faculty Submitting 2 2 1 1 1 1 2 2

New Awards 1 2 0 1 0 1 2 2

Active Projects 1 1 1 2 1 2 2 5

Funded PIs 1 1 1 1 1 2 1 1

Direct Expenditures 26,432 13,242 30,320 96,569 24,920 130,061 167,162 469,565

Indirect Costs 9,446 3,600 14,228 16,602 0 14,850 24,146 44,958

IC/DC Ratio 35.7% 27.2% 46.9% 17.2% 0.0% 11.4% 14.4% 9.6%

Geneseo Support

Research Initiatives 4,200 1,145 560 1,623 5,860 0 0 0

General Scholarly Support 2,643 2,944 1,046 1,955 1,686 2,600 1,734 1,315 2006-07 Proposals Submitted Caroline Haddad NSF Research 702,020 Caroline Haddad NSF Research 70,503 Co-PI: Patrick Van Fleet (University of St. Thomas) Anthony Macula NYNBIT Research 60,000 Anthony Macula NYNBIT Educational Support 9,840 Anthony Macula NSF Research 166,483 Co-PI: Susannah Gal (Binghamton University) New Awards Anthony Macula NYNBIT (DOE) Research 60,000 Anthony Macula NYNBIT (DOE) Educational Support 9,840 Active Projects with Fiscal Year Expenditures Anthony Macula NSF Research 129,819 Anthony Macula USAFRL Research 268,259 Anthony Macula CFD Research Corp Research 99,518 Anthony Macula DOE Research 7,086 Anthony Macula DOE Educational Support 9,840 General Scholarly Support Jeff Johannes Travel Grant 800 Edward Wallace Travel Grant 515

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OTHER OFFICES AND DEPARTMENTS

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 2 3 4 5 4 3 9 6

Faculty/Staff Submitting 2 3 4 5 4 3 10 5*

New Awards 2 3 3 5 4 3 6 2

Active Projects 1 2 4 6 7 7 5 4

Funded PI's 1 2 3 5 7 4 3 3

Direct Expenditures 10,125 36,983 28,899 35,212 64,725 36,060 38,988 24,602

Indirect Costs 0 0 72 377 0 0 0 1,022

IC/DC Ratio 0.0% 0.0% 0.2% 1.1% 0.0% 0.0% 0.0% 4.2%

Geneseo Support

Research Initiatives 0 0 0 0 0 0 0 0

Other Res. Support 0 1,472 0 0 0 2,524 0 0

2006-07 Proposals Submitted *Susan Bailey (College Dean) is Co-PI on Mary Ellen Zuckerman’s American Association of University

Women submission (see School of Business) Christina Geiger (Teaching SUNY FATC Educational Support 5,000

and Learning Center) David Gordon (Provost’s Office) AACU Educational Support 25,000

*Co-PI: Robert Bonfiglio, Student and Campus Life Rebecca Lewis (College Dean’s Office) USED Educational Support 220,000 Glenn McClure† (Provost’s Office) NY State Music Fund Educational Support 99,700 Glenn McClure† (Provost’s Office) Multi-Arts Production Fund Public Service 37,355 Edwin Rivenburgh (Library) NYSED Library 10,175 New Awards Glenn McClure (Provost’s Office) NY State Music Fund Educational Support 75,000 Edwin Rivenburgh (Library) NYSED Library 10,175 Active Projects with Fiscal Year Expenditures Kirk Anne (CIT) Marist College Research 4,167 Glenn McClure† (Provost’s Office) NY State Music Fund Educational Support 11,238 Edwin Rivenburgh (Library) NYSED Library 182 Edwin Rivenburgh (Library) NYSED Library 10,036 † Submitted and administered through the Office of Sponsored Research

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DEPARTMENT OF PHILOSOPHY

1999-00 2000-01 2001-02 2002-03 2004-05 2004-05 2005-06 2006-07

External Support

Proposals 0 1 1 0 0 0 0 1

Faculty Submitting 0 1 1 0 0 0 0 1

New Awards 0 0 1 1 0 0 0 0

Active Projects 0 0 0 2 0 0 0 0

Funded PIs 0 0 0 2 0 0 0 0

Direct Expenditures 0 0 0 64,498 0 0 0 0

Indirect Costs 0 0 0 0 0 0 0 0

IC/DC Ratio 0.0%

Geneseo Support

Research Initiatives 3,500 0 200 0 0 0 0 0

General Scholarly Support 2,077 1,244 835 0 200 0 2,175 2,305 2006-07 Proposals Submitted David Levy NEH Fellowship 5,000

General Scholarly Support Larry Blackman Travel Grant 1,000 Carlo Filice Travel Grant 800 David Levy Travel Grant 505

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DEPARTMENT OF PHYSICS AND ASTRONOMY

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 8 12 9 6 7 10 7 4

Faculty Submitting 5 6 5 3 4 5 5 3*

New Awards 5 4 7 5 6 5 3 1

Active Projects 11 12 8 8 6 6 7 6

Funded PIs 5 6 4 4 2 3 5 5

Direct Expenditures 164,565 197,400 186,968 269,804 264,335 257,953 277,938 664,918

Indirect Costs 33,615 40,998 29,979 49,483 42,236 47,584 62,089 92,954

IC/DC Ratio 20.4% 20.8% 16.0% 18.3% 16.0% 18.4% 22.3% 14.0%

Geneseo Support

Research Initiatives 11,625 4,361 5,128 4,110 5,614 4,223 0 3,500

General Scholarly Support 0 578 700 0 700 0 4,000 1,374 2006-07 Proposals Submitted Kurtis Fletcher Research Corporation Research 38,984 Kurtis Fletcher SUNY Conv in the Disciplines Research 5,000 *Co-PIs: Anne Caraley (SUNY Oswego), Stephen Padalino, and Charles Freeman Savitri Iyer NSF Research 89,304 Stephen Padalino University of Rochester, LLE Research 395,604 *Co-PIs: Kurtis Fletcher, Douglas Baldwin (Computer Science), Charles Freeman, Edward

Pogozelski, and Sharon Stephenson (Gettysburg College) New Awards Stephen Padalino University of Rochester, LLE Research 395,604 *Co-PIs: see above

Active Projects with Fiscal Year Expenditures Charles Freeman USED Research 247,987 Kurtis Fletcher NIST Research 2,400 James McLean NYSTAR Research 78,376 Stephen Padalino University of California Research 7,255 Stephen Padalino University of Rochester, LLE Research 411,855 Edward Pogozelski Cornell University Research 10,000 Research Initiatives George Marcus Presidential Summer Fellowship 3,500 General Scholarly Support Savitri Iyer Travel Grant 1,000 James McLean Travel Grant 374 Corrections to the 2005-06 Annual Report: New Awards Stephen Padalino University of Rochester, LLE Research 334,602 *Co-PIs: Kurtis Fletcher, Douglas Baldwin (Computer Science), Charles Freeman, Edward Pogozelski,

and Sharon Stephenson (Gettysburg College) Award was not listed. Department and College figures have been adjusted.

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DEPARTMENT OF POLITICAL SCIENCE AND INTERNATIONAL RELATIONS

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 1 0 0 2 2 1 0 1

Faculty Submitting 1 0 0 2 2 1 0 1

New Awards 0 0 0 0 1 0 0 0

Active Projects 0 0 0 0 1 0 0 0

Funded PIs 0 0 0 0 1 0 0 0

Direct Expenditures 0 0 0 0 8,000 0 0 0

Indirect Costs 0 0 0 0 0 0 0 0

IC/DC Ratio 0.0%

Geneseo Support

Research Initiatives 200 3,500 0 4,200 2,600 0 0 0

General Scholarly Support 2,149 1,850 1,400 1,305 0 1,427 3,193 2,400 2006-07 Proposals Submitted Jeffrey Koch NSF Research 167,885 General Scholarly Support Robert Goeckel Travel Grant 800 Jeffrey Koch Travel Grant 800 Klara Sogindolska Travel Grant 800

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DEPARTMENT OF PSYCHOLOGY

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 5 1 0 2 2 3 3 1

Faculty Submitting 4 1 0 2 2 2 3 1

New Awards 1 1 1 0 0 0 1 0

Active Projects 1 3 3 3 3 3 2 2

Funded PIs 1 3 3 3 3 3 1 1

Direct Expenditures 50,167 24,781 44,363 77,748 67,080 40,666 18,841 11,918

Indirect Costs 0 13,862 27,424 28,258 23,255 14,834 11,312 6,429

IC/DC Ratio 0.0% 55.9% 61.8% 36.3% 34.7% 36.5% 60% 53.9%

Geneseo Support

Research Initiatives 3,100 3,900 1,387 3,140 3,226 6,325 0 8,000

General Scholarly Support 4,500 8,690 5,428 5,774 3,338 5,434 7,100 8,204 2006-07 Proposals Submitted Jeffrey Mounts University of Illinois U-C Research 14,681 Active Projects with Fiscal Year Expenditures Michael Lynch University of Rochester Research 1,425 Michael Lynch University of Rochester Research 16,922 Research Initiatives Joan Ballard Research Development Award 1,000 Jeffrey Mounts Research Development Award 3,500 Matthew Pastizzo Presidential Summer Fellowship 3,500 General Scholarly Support Joan Ballard Travel Grant 800 Ganie DeHart Travel Grant 800 Ganie DeHart Incentive Grant 500 Kenneth Kallio Travel Grant 692 Jennifer Katz Travel Grant 800 Steven Kirsh Travel Grant 712 Gary Krolikowski Travel Grant 531 Jeffrey Mounts Travel Grant 739 Douglas Raynor Incentive Grant 500 Daniel Repinski Travel Grant 800 Monica Schneider Travel Grant 530 Joan Zook Travel Grant 800

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DEPARTMENT OF SOCIOLOGY

1999-00 2000-01 2001-02 2002-03 2003-04 2004-05 2005-06 2006-07

External Support

Proposals 1 0 1 0 1 1 0 1

Faculty Submitting 1 0 1 0 1 1 0 1

New Awards 0 0 1 0 1 0 0 0

Active Projects 0 0 1 1 0 1 1 1

Funded PIs 0 0 1 1 0 1 1 1

Direct Expenditures 0 0 11,287 6,615 0 11,985 14,676 15,390

Indirect Costs 0 0 0 0 0 0 0 0

IC/DC Ratio 0.0% 0.0% 0.0% 0.0% 0.0%

Geneseo Support

Research Initiatives 8,200 0 1,200 3,500 0 3,500 0 0

General Scholarly Support 6,477 4,090 2,612 4,302 5,384 4,992 5,665 2,879 2006-07 Proposals Submitted Steve Derne Fulbright-Hays (USED) Fellowship 47,385 Active Projects with Fiscal Year Expenditures Becky Glass NY State Unified Court Sys Public Service 15,390 General Scholarly Support Steve Derne Travel Grant 629 Steve Derne Incentive Grant 150 Anne Eisenberg Travel Grant 800 Denise Scott Travel Grant 800 Denise Scott Incentive Grant 500

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