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VOLUME 36, NUMBER 13 PHYSICAL REVIEW LETTERS 29 MARcH 1976 Observation of Stimulated Emission of Radiation by Relativistic Electrons in a Spatially Periodic Transverse Magnetic Field~ Luis R. Elias, William M. Fairbank, John M. J. Madey, H. Alan Schwettman, and Todd I. Smith Department of Physics and High Energy Physics Laboratory, Stanford University, Stanford, California 94805 I', Received 15 December 1975) Gain has been observed for optical radiation at 10. 6 pm due to stimulated radiation by a relativistic electron beam in a constant spatially periodic transverse magnetic field. A gain of 7~/0 per pass was obtained at an electron current of 70 mh. The experiments in- dicate the possibility of a new class of tunable high-power free-electron lasers. We have observed the amplification of infrared radiation by relativistic free electrons in a con- stant, spatially periodic, transverse magnetic field. The experiment was conducted in the W. W. Hansen High Energy Physics Laboratory using an electron beam from the superconducting linear accelerator. The experiment was performed by sending the electron beam through the periodic field and measuring the gain and absorption coef- ficients for 10. 6-pm radiation sent through the field parallel to the electron beam axis. Radiation emitted within the periodic field is properly termed magnetic bremsstrahlung. Radi- ation can also be absorbed via the process of in- verse bremsstrahlung. The physical effect which makes amplification possible is the difference in wavelength between emission and absorption. The wavelength for emission is slightly longer than the wavelength for absorption. While the differ- ence in wavelength is small, the rates for stimu- lated emission and absorption are large and net useful gain is predicted at wavelengths to below 1000 A. The stimulated emission of bremsstrahlung in a spatially periodic magnetic field was analyzed by Madey and co-workers. '~ The physics is re- lated to the problem of stimulated Compton scat- tering' which has been analyzed by Driecer, ' Pan- tell, Soncini, and Puthoff, ' Sukhatme and Wolff, ' and Kroll. ' Qther free-electron amplifiers have also been proposed. Hirshfield, Bernstein, and Wachtel' proposed and developed the cyclotron maser in which a relativistic electron beam moved through a uniform axial field, and Qranat- stein and co-workers"' at the Naval Research Laboratory have exploited stimulated magneto- Raman scattering to generate high-power submil- limeter radiation. The theory for stimulated bremsstrahlung pre- dicts a correlation between the line shape for spontaneous radiation and the gain. Measure- ments were therefore made of both the spontane- HE L I GAL MAGNET (3. 2 cm PERIOD) 24 MeV BUNCHED ELECTRON MIRROR I BEAM 5 2m MODULATED I0.6p, RADIATION TO Cu. 'Ge DETECTOR AND MONOCHROMATOR MOLEC 7RON T-250 COp LASER FIG. l. Experimental setup, The electron beam was magnetically deflected around the optical components on the axis of the helical magnet. ous radiation and the gain. The experimental ap- paratus is shown schematically in Fig. 1. The periodic magnetic field was generated by a super- conducting right-hand double helix with a 3. 2-cm period and a length of 5. 2 m. The helix was wound around a 10. 2-mm-i. d. evacuated copper tube which enclosed the interaction region. The field due to the helix was transverse and rotated in the plane normal to the axis with the period of winding. A 1-koe axial guide field was generated by a solenoid wound over the helical magnet. The electron beam and the infrared radiation were steered to pass through the magnet on the axis. Radiation from a pulsed transverse-excita- tion-atmospheric CO, laser was focused to a 3. 3- mm waist at the entrance to the interaction region to excite the EH» wave-guide mode of the 10. 2- mm copper tube. Calculations indicate that this configuration couples 98@ of the energy in the in- cident Gaussian beam to the EH» mode. " Radiation emerging from the tube was focused on a fast Santa Barbara Research Corporation copper-doped germanium detector. The electron beam from the superconducting accelerator was bunched and the interaction between the electrons and optical radiation modulated the radiation at the 1300-MHz accelerator operating frequency. The fractional modulation is equal to the gain per pass. The amplitude and phase of the 1300-MHz modulation were recovered by mixing the detec- 717

Observation of Stimulated Emission of Radiation by Relativistic Electrons in a Spatially Periodic Transverse Magnetic Field

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Page 1: Observation of Stimulated Emission of Radiation by Relativistic Electrons in a Spatially Periodic Transverse Magnetic Field

VOLUME 36, NUMBER 13 PHYSICAL REVIEW LETTERS 29 MARcH 1976

Observation of Stimulated Emission of Radiation by Relativistic Electronsin a Spatially Periodic Transverse Magnetic Field~

Luis R. Elias, William M. Fairbank, John M. J. Madey, H. Alan Schwettman, and Todd I. SmithDepartment of Physics and High Energy Physics Laboratory, Stanford University, Stanford, California 94805

I', Received 15 December 1975)

Gain has been observed for optical radiation at 10.6 pm due to stimulated radiation bya relativistic electron beam in a constant spatially periodic transverse magnetic field.A gain of 7~/0 per pass was obtained at an electron current of 70 mh. The experiments in-dicate the possibility of a new class of tunable high-power free-electron lasers.

We have observed the amplification of infraredradiation by relativistic free electrons in a con-stant, spatially periodic, transverse magneticfield. The experiment was conducted in the W. W.

Hansen High Energy Physics Laboratory using anelectron beam from the superconducting linearaccelerator. The experiment was performed bysending the electron beam through the periodicfield and measuring the gain and absorption coef-ficients for 10.6-pm radiation sent through thefield parallel to the electron beam axis.

Radiation emitted within the periodic field isproperly termed magnetic bremsstrahlung. Radi-ation can also be absorbed via the process of in-verse bremsstrahlung. The physical effect whichmakes amplification possible is the difference inwavelength between emission and absorption. Thewavelength for emission is slightly longer thanthe wavelength for absorption. While the differ-ence in wavelength is small, the rates for stimu-lated emission and absorption are large and netuseful gain is predicted at wavelengths to below1000 A.

The stimulated emission of bremsstrahlung ina spatially periodic magnetic field was analyzedby Madey and co-workers. '~ The physics is re-lated to the problem of stimulated Compton scat-tering' which has been analyzed by Driecer, ' Pan-tell, Soncini, and Puthoff, ' Sukhatme and Wolff, 'and Kroll. ' Qther free-electron amplifiers havealso been proposed. Hirshfield, Bernstein, andWachtel' proposed and developed the cyclotronmaser in which a relativistic electron beammoved through a uniform axial field, and Qranat-stein and co-workers"' at the Naval ResearchLaboratory have exploited stimulated magneto-Raman scattering to generate high-power submil-limeter radiation.

The theory for stimulated bremsstrahlung pre-dicts a correlation between the line shape forspontaneous radiation and the gain. Measure-ments were therefore made of both the spontane-

HE L I GAL MAGNET(3.2 cm PERIOD) 24 MeV BUNCHED

ELECTRON

MIRROR I BEAM

5 2m

MODULATED I0.6p,RADIATION TO

Cu.'Ge DETECTORAND

MONOCHROMATOR

MOLEC 7RON

T-250COp LASER

FIG. l. Experimental setup, The electron beam wasmagnetically deflected around the optical componentson the axis of the helical magnet.

ous radiation and the gain. The experimental ap-paratus is shown schematically in Fig. 1. Theperiodic magnetic field was generated by a super-conducting right-hand double helix with a 3.2-cmperiod and a length of 5.2 m. The helix waswound around a 10.2-mm-i. d. evacuated coppertube which enclosed the interaction region. Thefield due to the helix was transverse and rotatedin the plane normal to the axis with the period ofwinding. A 1-koe axial guide field was generatedby a solenoid wound over the helical magnet.

The electron beam and the infrared radiationwere steered to pass through the magnet on theaxis. Radiation from a pulsed transverse-excita-tion-atmospheric CO, laser was focused to a 3.3-mm waist at the entrance to the interaction regionto excite the EH» wave-guide mode of the 10.2-mm copper tube. Calculations indicate that thisconfiguration couples 98@ of the energy in the in-cident Gaussian beam to the EH» mode. "

Radiation emerging from the tube was focusedon a fast Santa Barbara Research Corporationcopper-doped germanium detector. The electronbeam from the superconducting accelerator wasbunched and the interaction between the electronsand optical radiation modulated the radiation atthe 1300-MHz accelerator operating frequency.The fractional modulation is equal to the gain perpass. The amplitude and phase of the 1300-MHzmodulation were recovered by mixing the detec-

717

Page 2: Observation of Stimulated Emission of Radiation by Relativistic Electrons in a Spatially Periodic Transverse Magnetic Field

VOLUME 36, NUMBER 13 PHYSICAL REVIEW LETTERS 29 MwRcH 1976

tor output with a signal derived from the accele-rator master oscillator. The local oscillatorphase was set to maximize the signal due to spon-taneous radiation by the electron beam. The rel-ative response of the detector to 1300-MHz mod-ulation was determined by observing the quantumQuctuations in the radiation from a 600 black-body.

A 1-m Czerny-Turner monochromator was usedto analyze the spectral distribution of the sponta-neous radiation propagating at angles of up to 1.3mrad relative to the magnet axis. A helium-cooled germanium bolometer was used with themonochromator to detect the spontaneous radia-tion.

Observation of the spontaneous radiation and thegain included measurement of (1) the spectral dis-tribution and polarization of the spontaneous radi-ation, (2) the magnitude of the gain, and (3) thedependence of the gain on the electron energy, thepolarization of the stimulating radiation fields,the electron current, the magnetic field, and theoptical power density.

According to theory, the wavelengths for emis-sion and absorption are given by

SPON T.POWER

I

24 MeV

ELECTRONENERGY

GAlN

ELECTRONENERGY

FIG. 2. (a) The spontaneous power at 10.6 p, m as afunction of the electron energy. (b) The amplitude andphase of the modulation imposed on the 10.6-pm opticalradiation from the CO& laser. Amplification corre-sponds to a positive. signal, The instantaneous peakgain attained a value of 7~/o per pass. The helix fieldamplitude was 2.4 kG and the instantaneous peak elec-tron current was 70 mA. The electron energy wasswept through a small range in the vicinity of 24 MeV.The full width in energy (half-width in wavelength) atthe 1/e points in (a) is 0.4~/0. The power density of the10.6-pm radiation in (b) was 1.4mlo' W/cm'.

where r, is the classical electron radius (cm),ymc' is the electron energy (ergs), X, is the mag-net period (cm), and J3 is the transverse magnet-ic field (Q). Equation (1) is for a helical magnet-ic field and for radiation parallel to the electronbeam axis. The equation is correct to lowest or-der in 1/y and hv/ymc . No harmonics are pre-sent in the spectrum for radiation along the axis.Polarization is determined by the helix symme-try.

The minimum theoretical linewidth for sponta-neous emission is established by the length of themagnet. For the magnet in the experiment theminimum 1/e half -linewidth (d v/v) is 0.3%. Thebroadening due to the finite length is homogene-ous. There are also inhomogeneous effects, in-cluding the spread in energy and angular diver-gence of the electron beam and the variation inmagnetic field over the cross section of the beam.

Figure 2(a) indicates the observed dependenceon the electron energy of the spontaneous powerat 10.6 pm. The monochromator was set at 10.6pm while the electron energy from the supercon-ducting accelerator was swept through a range ofapproximately 2% in the vicinity of 24 MeV. Theresolution of the monochromator was 0.2%. The

1/e half-width of the spectrum (hv/v) is 0.4%.The linewidth is close to the theoretical mini-mum. No harmonics were observed. The mag-netic field was 2.4 kQ. The instantaneous spon-taneous power radiated into the 5 &10 '-sr accep-tance of the detection system was 4&&10 ' W at aninstantaneous peak current of 70 mA. The radia-tion was right-circularly polarized.

Figure 2(b) indicates the dependence of the gainon electron energy. The energy scale is the sameas for Figure 2(a). The trace shows the phase andamplitude of the 1300-MHz modulation imposed onthe 10.6-pm optical radiation from the Co, laser.This signal is proportional to the time-averagedgain (or absorption) per pass. The instantaneouspeak gain is equal to the time-averaged gain di-vided by the electron-beam duty cycle, i.e., theratio of the electron bunch length to the bunchperiod (0.56%). The instantaneous peak gain perpass in Fig. 2(b) reaches 7%. The instantaneouspeak current was 70 mA.

Figures 2(a) and 2(b) illustrate the correlationbetween the gain and the line shape for spontane-ous emission. Note that (1) the gain falls to zeroat the peak of the spontaneous spectrum, (2) thereis a net gain on the high-energy side and net ab-sorption on the low-energy side of the line-shapefor spontaneous emission, and (3) the maximum

Page 3: Observation of Stimulated Emission of Radiation by Relativistic Electrons in a Spatially Periodic Transverse Magnetic Field

OLUME 36, NUMBER 13 PHYSICAL REVIEW LETTERS 2g MwacH 1/76

values of gain and absorption occur at the pointsof inflection of the spontaneous spectrum.

Figure 2(b) was made using right-circular po-larization. The measured gain was zero for left-circular polarization. The observed gain for lin-ear polarization was half the gain for right-circu-lar polarization. The magnitude of the gain wasobserved to be a linear function of the electroncurrent over a range of 5 to 70 mA.

Finally, the gain was measured at optical pow-er densities ranging from 100 to 1.4 x10' W/cm'.

The magnitude of the gain and the dependence ofthe gain on the electron energy were observed tobe independent of the optical power density overthis range. The stimulated power radiated by theelectrons reached 4 &10' W in these measure-ments. This power was 10' times larger than thespontaneous power measured with the same elec-tron current and corresponds to an energy loss of60 keV per electron in passage through the helix.

According to Madey, Schwettman, and Fair-bank' the gain due to stimulated bremsstrahlungis given by

10 (log„e) r„', » (b, v ' (5 v/v)' [(5v/v) —(2h v/ymc')]2

where p, is the density of electrons in the electron beam (cm ); x and v are the operating wavelengthand frequency (cm and Hz, respectively); 6v is the 1/e half-linewidth for spontaneous emission (Hz);5v is the difference between the operating frequency and the emission line center (Hz); and JI, thefilling factor, is the ratio of the squares of the radii of the electron beam and the radiation field. Thefilling factor is unity if the electron beam radius exceeds the radius of the radiation field.

The gain equation is for a helical magnetic field and for circularly polarized radiation propagatingparallel to the electron beam. Stimulated emission is possible only for that component of the stimulat-ing radiation field which matches the polarization of the spontaneous radiation. The derivation as-sumes a small signal and a weak magnetic field.

The first exponential within the braces is due to stimulated emission and the second to absorption.The line shape for stimulated emission and absorption have the same form as the line shape for spon-taneous emission (a Gaussian line shape was assumed). For optical photons 2@v/ymc'«hv/v and thedifference between the two exponentials is small. The gain is then proportional to the derivative of theline shape for spontaneous emission and becomes independent of k. The derivative relationship is nice-ly illustrated by the traces in Fig. 2. The maximum available theoretical gain is

The functional form of the gain is constrained bysymmetry and dimensionality. This is importantbecause the constraints establish scaling laws in-dependent of the approximations used in computa-tion. Given that the gain arises from a second-order process and is independent of h, the small-signal weak-field gain must be linear in the elec-tron current, quadratic in the magnetic field, andvary as z" for unity filling factor as in Eq. (3).The dependence on wavelength is modified whenthe filling factor is less than 1: For a fixed inter-action length and optimal Guassian optics the fill-ing factor scales as X ' and the gain scales as~1/2

For the experimental conditions and with the as-sumption of an effective area of 0.33 cm' for theEHy y mode, the calculated gain attains a maxi-mum value of 5g for the 5.2-m interaction lengthas opposed to l%%uo, the observed value. The sig-nificance of the difference is not yet estab]. jshed;

however, random errors in the measurementwere negligible and the difference is believed toexceed the systematic error.

These measurements have important device im-plications. Lasers based on the stimulated emis-sion of bremsstrahlung have a potential for con-tinuously tunable operation at high power. Thecurrent available from existing electron machinesindicates the possibility of laser operation fromthe infrared to the ultraviolet. The instantaneouspeak current from the superconducting accelera-tor can be raised to the ampere level by reducingthe duty cycle, and circulating peak currents inexcess of 10 A have been obtained in electronstorage rings. "

Use of a storage ring would be particularly at-tractive because the rf accelerating field for thering would have to supply only the energy actuallytransformed to radiation in the periodic field. The

719

Page 4: Observation of Stimulated Emission of Radiation by Relativistic Electrons in a Spatially Periodic Transverse Magnetic Field

VOLUME 36, NUMBER 13 PHYSICAL RKVIKW LETTERS 29 MARcH 1976

overall efficiency of such a system thus would notbe limited to the fraction of the electrons' energyconvertible to radiation in a single pass throughthe interaction region. The feasibility of the ideahinges on the form of the electrons' phase-spacedistribution after passage through the periodicfield, a subject currently under study.

An electron current of the order of 1 A at 240MeV would be sufficient for laser operation at1000 A for a 1-mm' electron-beam cross section.The measurements indicate that 0.@ of the elec-trons' energy can be converted to radiation in theperiodic field without evidence of saturation; thecorresponding power output for a ].-A, ].0'-eyelectron beam would exceed 10' W.

We gratefully acknowledge the contributions ofthe Hansen Laboratory personnel and others whohave assisted in this effort.

*Work supported in part by the U. S. Air Force Officeof Scientific Research.

iJ. M. J. Madey, J. Appl. Phys. 42, 1906 (1971).

~J. M. J. Madey, H. A. Sehwettman, and W. M. Fair-bank, IEEE Trans. Nucl. Sei. 20, 980 (1978).

While the published Compton-scattering gain formu-las can be reduced to a common functional form, thenumerical factors are such that the predicted gains dif-fer by up to two orders of magnitude.

4H. Dreieer, Phys. Fluids 7, 785 (1964).~B. H. Pantell, G. Soncini, and H. E. Puthoff, IEEE

J. Quantum Electron. 4, 905 (1968).V. P. Sukhatme and P. A. Wolff, J. Appl. Phys. 44,

23S1 (197').N. Kroll, in Stanford Research Institute Technical

Report No. JSR-74-1, 1975 (unpublished), p. 74.8J. L. Hirshfield, I. B.Bernstein, and J. M. Wachtel,

IEEE J. Quantum Electron. 1, 287 (1965).~V. L. Granatstein, M. Herndon, R. K. Parker, and

S. P. Schlesinger, IEEE Trans. Microwave TheoryTech. 22, 1000 (1974).

P. Sprangle, V. L. Granatstein, and L. Baker, Phys.Bev. A 12, 1697 (1975).

i~R. L. Abrams, IEEE J. Quantum Electron. 8, 888(1972).

The Stanford-Princeton ring stored a peak currentof 15 A at 800 MeV tW. C. Barber, High Energy Phys-ics Laboratory Report No. 850 (unpublished)]. TheSPEAR ring at SLAC has stored a peak current in ex-cess of 100 A tH. Winick, SLAC Report No. 1849 (un-published)].

Detection of Brillouin Backscattering in Underdense Plasmas*

John J. Turechek and Francis F. ChenElect&cat Sciences and Engineering Department, University of CalifonHa, Los Angeles, California 90024

(Received 16 September 1975)

Two new results are reported: (1) verification of the finite-interaction-length thresholdfor stimulated Brillouin scattering in a plasma with no critical layers, and (2) use of thetime-dependent Stark effect to detect ion-frequency electric fields in a plasma.

Numerous theorists' ' have predicted that in-tense laser radiation (&uo, k, ) used to heat a plas-ma or implode a pellet may undergo parametricdecay into an acoustic wave (~;,k, ) and a back-scattered light wave (&u„k,), resulting in reflec-tion of the incident energy in the underdense, out-er regions of the plasma, and thus diminishingabsorption at the critical layer, where no= e~=(4nne'/m)~' or n=n, =m&u02/4&e2 This proc. ess ofstimulated Brillouin scattering (SBS) has a. lowerthreshold' and higher nonlinear saturation' thanthe competing decay into a backscattered waveand an electron plasma wave (stimulated Ramanscattering). The practical threshold depends onthe finite interaction length' and the plasma. in-homogeneity, Recent high-power measurements'

on solid targets indicate an increase in backscat-tered power with incident power I, up to 10"W/cm', but a decrease thereafter; the latter hasbeen attributed to a decrease in plasma scalelength with intensity. ' Because solid-target ex-periments are complicated by plasma formationand expansion and by reflection and absorptiveparametric processes occurring at the critical(&uo=&u~) and quarter-critical (no= 2m~) layers,we have designed an experiment to test the basicfinite-length linear SBS theory under conditions inwhich the plasma is independently created and iseverywhere underdense (n&n, /4 or a, )2~ ).Our previously reported observations' have beenconfirmed by direct detection of the low-frequen-cy field by means of the time-dependent Stark ef-

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