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NSF Particle Physics & Particle and Nuclear Astrophysics
Programs
Fermilab Users’ Meeting31 May – 01 June, 2006
R. Boyd, M. Goldberg, J. Kotcher, M. Pripstein, R. Ruchti, J. Stone
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 2
Outline
• Program description, overview• Budgets & funding• Award types• US LHC operations support• Deep Underground Science and
Engineering Laboratory (DUSEL)• ILC• Closing remarks
Note: throughout this talk, EPP = Experimental Particle Physics,
PNA = Particle and Nuclear Astrophysics
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 3
NSF Act of 1950
• “To promote the progress of science…”
• NSB (24) and 1 Director, appointed by the President
• Encourage & develop a national policy for the promotion of basic research and education in math, physical, medical, biological, engineering and other sciences
• Initiate & support basic scientific research in the sciences
• Provide information for science and engineering policy development
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 4
Broader Impacts, Added Value, Partnerships
OISE/OCI/OPP
OISE = Office of International Science/Eng, OPP = Office of Polar Programs,OCI = Office of CyberInfrastructure
NSF Organizational Structure
MPS
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 5
• Discovery potential never greater – new chapter• LHC will dominate accelerator-based HEP in the near
future, many US projects phasing out• Next generation frontier accelerator requires
multibillion $ investment and international cooperation
• Vision is emerging, but is not yet totally clear (EPP 2010, HEPAP, subpanels)
• Intellectual breadth of NSF program reaches beyond energy frontier, and accelerators in general
• NSF supports ~10% of US program, ~40% of university activities
• DOE is primary steward of national accelerator complex and will lead the ILC campaign
• NSF will increase investment to broaden field, e.g. DUSEL, while supporting university groups across frontiers
Particle Physics in Transition
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 6
NSF FY07 Priorities
• From Feb 06 talk by M. Turner on FY07 Rollout:– Advancing the Frontier (grant support)– Facility Stewardship, Instrumentation and
CyberInfrastructure– Broadening Participation– Education and Workforce Development
$15M increase for EPP in FY07
budget request
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 7
Advancing the Frontier
• Elementary Particle Physics (EPP), fundamental research across
– the energy frontier – the attempt to discover new fundamental particles and laws of physics by studying collisions at the highest energies achievable with current and future accelerators;
– the neutrino frontier – exploration of the properties of the neutrino, a particle now known to carry mass and believed to be fundamental to understanding the developing universe; and
– the cosmic frontier – the study of dark matter and dark energy.
• Physics of the universe (POU), a set of activities carried out in partnership with DOE and NASA for exploring
– the mysteries of dark matter and dark energy; – the earliest phases in development of the universe; – the fundamental nature of time, matter and space; and – the role of gravitation.
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 8
Overall EPP/PNA Goals
• Empowering university-based investigators
• Adding value:– Partnerships
• Building interdisciplinary collaboration• Increasingly relevant as scope of EPP/PNA
broaden
– Broadening Participation• Single investigators• Non-traditional, under-represented participants• Research in Undergraduate Institutions (RUIs)
– Education and Outreach Activities– Above are among criteria for proposal
review
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 9
EPP/PNA Portfolio
• University Program– Accelerator- and non-accelerator based physics– Computational physics
• CESR• LHC Construction and Operations• DUSEL• Accelerator and Detector R&D (APPI)
– ILC-related, and other, support
• Coordination with related disciplines, groups• Partnerships• PNA plays central role in funding a number
of projects:– HiRes, Veritas, Auger, CDMS, Xenon, WARP,
PICASSO, DRIFT, Milagro, QUIET, STACEE,…
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 10
MPS by Division
FY 2004 Actuals
FY 2005 Actuals
Change from
04 to 05
FY 2006 Current
Plan
Change from
05 to 06FY 2007 Request
Change from
06 to 07AST 196.63 195.11 -0.8% 199.65 2.3% 215.11 7.7%CHE 185.12 179.26 -3.2% 180.78 0.8% 191.10 5.7%DMR 250.65 240.09 -4.2% 242.91 1.2% 257.45 6.0%DMS 200.35 200.24 -0.1% 199.30 -0.5% 205.74 3.2%PHY 227.77 224.86 -1.3% 233.13 3.7% 248.50 6.6%OMA 31.07 29.80 -4.1% 29.68 -0.4% 32.40 9.2%Total, MPS 1,091.59 1,069.36 -2.0% 1085.45 1.5% 1150.30 6.0%
R&RA 4293.34 4234.82 -1.4% 4,331.48 2.3% 4,665.95 7.7%
NSF 5652.01 5480.78 -3.0% 5,581.17 1.8% 6,020.21 7.9%
(Dollars in Millions)
MPS = Directorate for Mathematical and Physical Sciences
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 11
10-Year Funding HistoryMPS Subactivity Funding
(Dollars in Millions)
$0
$50
$100
$150
$200
$250
$300
FY97 FY98 FY99 FY00 FY01 FY02 FY03 FY04 FY05 FY06 FY07
AST CHE DMR DMS PHY OMA
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 12
Base and Allied Funding:
EPP, PNA, TheoryFY02 FY03 FY04 FY05 FY06
BaseAccel Based 42.31 48.17 51.09 48.75 51.60PA/NA/DUSEL 9.05 11.07 12.68 14.69 15.98EP-Astro Theory 10.84 12.06 9.23 10.05 10.63Total Base 62.2 71.93 73 73.5 78.22
Allied FundingPFC 4 4 7 7ITR/OCI/T2C 6 6.3 6.5 5.65MRI 3.2 1.7 0 0.75ESIE 0.7 0.7 0.29 0.55PIF 2.35Total Allied 13.9 12.7 13.79 13.95
MREFCLHC construction 16.9 9.69IceCube 15 24.54 41.75 47.62 49.85
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 13
Base Detail: EPP, PNA, Theory
Base ($M) 2004 2005 2006
EPP $19.75 $18.19 $19.91CESR $18.00 $16.62 $14.56LHC ops $7.00 $10.51 $13.37RSVP closeout $6.00 $2.65 $0.99Subtotal $50.75 $47.97 $48.83
Accel (APPI) $0.34 $0.78 $2.77
PA $10.21 $11.07 $12.40NA $1.86 $2.35 $2.33Underground $0.62 $1.27 $1.26Subtotal $12.68 $14.69 $15.98
EPP Thy 8.70 9.11 9.61Ast/Cosm Thy 0.53 0.95 1.03Subtotal 9.23 10.05 10.63
Total $73.0 $73.5 $78.22
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 14
Funding History
EPP, PNA, Theory Funding by Fiscal Year
$0
$5,000,000
$10,000,000
$15,000,000
$20,000,000
$25,000,000
$30,000,000
1994 1996 1998 2000 2002 2004 2006 2008
Fiscal Year
Fu
nd
ing
Lev
el
Univ Program
CESR
LHC OPs
LHC Constr
Accel (APPI)
RSVP closeout
PNA+DUSEL
Theory
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 15
Distribution of Accelerator-Based University Group
Funding (FY05)
Tevatron 5,319
LHC 5,697
Neutrino 2,128
DESY/CERN 1,368
BNL/TJNAL 1,230
CLEO (not Cornell) 1,474
SLAC 504
TOTAL 17,720
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 16
Base-funded FTEs (FY05)
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 17
Partnerships
• Cyberscience– Tier 2 centers for LHC data analysis – with OCI– UltraLight – with OCI– Trillium/Open Science Grid (OSG) – with OCI
and DOE
• Education with research– QuarkNet – OMA, EHR and DOE/HEP– CHEPREO – with OMA, OCI, EHR, OISE– I2U2 – with OMA, EHR, PHY – Mariachi – OCI funded– CyberBridges – OCI funded
OCI = Office of CyberInfrastructure, OMA = Office of Multidisciplinary Activities, EHR = Education and Human Resources, OISE = Office of
International Science and Engineering
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 18
Larger Award Types
• MREFC: Major Research Equipment and Facilities Construction – Awards for projects which exceed a minimum of
$100M over the project life. Involves the National Science Board (NSB) directly. Timing depends upon Division, Directorate & NSF priority, project readiness, etc.
– DUSEL, LIGO, LHC Construction, CLEO, IceCube
• MRI: Major Research Infrastructure – Awards for developing university scientific
infrastructure. Proposal deadline is late January of a given year.
– Two award maxima, by type ($800k, $2M)– Portions of the DØ Upgrade, MICE electronics
development
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 19
Coming New NSF Initiative
• Mid-Scale Instrumentation– In the planning phase
•An Opportunity
– Intermediate between MRI and MREFC•>$2M, <$100M
– 5 year time frame– Various possibilities
•An experiment•Upgrades•Accelerator, Detector R&D, …•Equipment
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 20
New York Times : “To users [at Universities], thousands of computers and millions of gigabytes of data will look like one single computing engine of unprecedented power.”
University
University Regional Tier 2 Center
LHC GRID Computing Tier StructureLHC GRID Computing Tier Structure
PCs
NSF
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 21
QuarkNet will involve 100,000 students from 600 US high schools
“I saw the teachers change to teacher/apprentice scientists and this changed how they are viewed by their students.”
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 22
NSF Funding of US LHC
• Highest Priority of EPP 2010 Report (NRC, May 2006) is to “Fully exploit opportunities afforded by…LHC.”
• Earlier this month, the NSF National Science Board approved the grant proposals for the full amount requested - $87M over 5 years, beginning in FY07 - for US LHC ATLAS and CMS Detector Operations
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 23
EPP 2010 on Diversity
“Particle physics, like all of other elements of the scientific enterprise, explores the unknown, and this inevitably
requires shouldering some uncertainty. Thus, it is important to maintain a diverse and comprehensive portfolio of
research activities – from theory to accelerator R&D to the construction of new experimental facilities to efforts to
probe entirely new areas.”
From Findings and Recommendations: “In particular, it is important to recall the strategic necessity of mounting, regardless of budgetary constraints, a comprehensive
program that reflects a diversity of scientific opportunities and approaches to the scientific challenges facing particle physics. Under no circumstances, therefore, should the committee’s top two or three priorities be permitted to
exhaust the entire available budget. Indeed, in the most pessimistic budget scenario…the level of resources invested in the priorities outlined below would need to be modified, but the need for pursuing a diversified research portfolio
would be unchanged.”
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 24
Ground TruthFrontier Science and Engineering Deep
Underground
Neutrino pictureof the Sun
Geo-microbesWhy deep?
Creating large stopes:size of cavity vs depth Undergraduates in
South Africa mineLarge Block Geo Experiment
Coupled Processes
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 25
DUSEL Overview
• Broad, rich, multidisciplinary scientific program– Biology, Engineering, Geosciences, Physics
• Intrinsically strong program for education, outreach • Excellent match to NSF mission• Offers opportunity for growth, diversity during
difficult time in particle physics, other disciplines• Many new and unique challenges:
– Multi-purpose national laboratory that will serve variety of scientific communities over many decades
– New collaborations with other disciplines, organizations
• Laboratory infrastructure responsibility of NSF, experiments will be joint DOE/NSF (+ foreign) initiatives
• Collaborative approach being sought with DOE from outset
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 26
Henderson DUSELHenderson DUSELUnearthing the Secrets of the Universe, UndergroundUnearthing the Secrets of the Universe, Underground
Chang Kee JungChang Kee JungStony Brook University Stony Brook University
P5 MeetingP5 MeetingFermilab, April 18, 2006Fermilab, April 18, 2006
http://nngroup.physics.sunysb.edu/husep/
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 27
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 28
DUSEL Status
• Two sites currently under consideration:– Henderson Mine, Empire, CO (near Denver)
• PI: Chang-Kee Jung, SUNY Stony Brook
– Homestake Mine, Lead, SD (near Rapid City)• PI: Kevin Lesko, LBL
• Conceptual Design Reports will be submitted 23 June 2006
• Down-select to single site targeted for summer 2006
• Site-specific technical design follows• Process could lead to funding start in FY09• DUSEL #1 priority for next new project start
in Physics Division
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 29
Bahcall report (2001): NSF-DOE sponsored ad hoc committee of scientists strongly recommended that Homestake Mine
NSAC Long-Range Plan (2002): Strongly supported development of an underground laboratory to enable some aspects of nuclear research, e.g., double beta decay.
NESS 2002: An NSF sponsored conference on Underground Science showcases the wide variety of science that would be enabled with an underground laboratory.
Connecting Quarks to the Cosmos (2003): Known as Turner Report, NRC panel recommended development of an underground laboratory to enable a number of fundamental science experiments.
HEPAP Long-Range Plan (2003): Supported development of an underground laboratory to enable some aspects of high energy research, e.g., long baseline neutrino detector and proton decay
Neutrinos and Beyond (2003): Known as Barish Report, OSTP charged NRC panel emphasized neutrino physics, much of which requires an underground laboratory; placed in international context.
EarthLab 2003: An NSF sponsored report of the GeoSciences and GeoEngineering opportunities that would be enabled by an underground laboratory.
Physics of the Universe—A Strategic Plan for Federal Research at the Intersection of Physics and Astronomy (NSTC) 2004: Strongly supported development of an underground laboratory for science and engineering
Quantum Universe—The Revolution in 21st Century Particle Physics, 2004: NSF-DOE HEPAP Sub Panel report identifies key science drivers and indicates need for DUSEL to address key questions
A lot more activities: NuSAG (HEPAP, NSAC, AAAS sub panel), Dark Matter sub panel, EPP2010…
DUSEL Community Planning Activities
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 30
A Sampling of the DUSEL Scientific Program
• Multidisciplinary, diverse suite of experiments:• Life at Depth
– Study of subsurface biosphere– Isolated underground life forms– Life forms at high temperature, pressure, associated
genomic features
• Fluid flow and transport at depth– Applications include stability of water supplies, hazardous
waste disposal, remediation of contaminated groundwater
• Rock formation at depth– Seismic transmission, rock mechanics, etc.
• Mineral resources and environmental geochemistry• Very low level counting facility, experiments
– Homeland security
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 31
DUSEL Scientific Program
• Science, technology and engineering innovation– Novel microorganisms, analytic techniques for
geomicrobiology, drilling and excavation technology, environmental remediation, subsurface imaging, …
– Creating pure crystals without cosmic ray induced “impurities”
– Creating very large stopes• Neutrino physics
– Neutrino-less double beta decay– Solar neutrinos– Other neutrino mixing angles, CP violation– Nuclear astrophysics
• Dark matter searches• Matter stability
– Proton decay• Supernovae neutrino observations
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 32
DUSEL R&D in FY07
• The NSF Physics Division is preparing to allocate up to $6M for DUSEL in FY07, which will target:– Site-non-specific, DUSEL-related detector R&D
• Competitive evaluation of proposals
– Site-specific technical design after the down-select in summer
– Funding level assumes allocations are commensurate with the FY07 request
• NSF Geomechanics & Geotechnical Systems Program (Engineering Directorate) encouraging submission of R&D proposals for DUSEL-related design, construction and research in FY07
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 33
Candidate DUSEL R&D Projects in Physics
• Dark Matter Detection • Neutrino-less Double Beta Decay • Nuclear Astrophysics (accelerator
based cross-section measurements)• Geoneutrinos• Solar and Supernovae Neutrinos• Low Background Counting Facilities
(LBCF) and Common Infrastructure• Long Baseline Neutrinos and Proton
Decay: “Megaton” Detectors
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 34
International Linear Collider
• NSF support of ILC in FY05 ~ $0.75M in FY05 – University research in detector and
accelerator development ($0.25M)• University support is partnership with DOE
– Support of GDE personnel & activities ($0.5M)
• Support for each was doubled in FY06, total $1.5M
• Physics Division is in process of understanding the most effective means of utilizing NSF strengths to support ILC
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 35
Excerpts from report from Jan 2006 COV review of Physics Division:
“…panels are asked to prioritize proposals for different budget scenarios. This is a key aspect of the… process since it requires the review committee to deal with the hard choices that the Program Officers face.
We particularly commend the EPP program officers for… proactive management of the portfolio, which has kept it lean and competitive.
…this is absolutely necessary in order to carve out room in the budget to fund young faculty and start new projects.
We also commend the EPP program officers for their creative interactions with other NSF programs and Divisions.
We encourage the continuation of this fresh and innovative thinking, and support their efforts to implement new approaches to scientific management.
We also note the relatively low value of funded MRI proposals in EPP during past two years…”
WE GET REVIEWED, WE LISTEN
Committee of Visitors (COV)
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 36
Closing Remarks
• Scientific opportunities as promising as ever
• Diverse array of exciting, fundamental questions to be answered
• NSF will continue to try to maintain a properly balanced portfolio as we rise to meet this challenge
• Commitment to university program is a cornerstone of this process
• “We respond to proposals”
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 37
Additional Slides
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 38
DUSEL Depth
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 39
Underground Laboratory Depth vs. Volume
DUSEL
Proposed
DUSEL
2007-2012 SD support
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 40
2560 km
FNALBNL
1315 km1500 km
2760 km
Homestake
Henderson
Very Long Baseline Neutrino Oscillations
Measure , CP and sign of m
J. Kotcher Fermilab User’s Meeting, 31 May – 1 June 2006 41
Large Underground Cavities
Uncharted T
errito
ry