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Notice: The views expressed here are those of the individual authors and may not necessarily reflect the views and policies of the United States Environmental Protection Agency (EPA). Scientists in EPA have prepared the EPA sections, and those sections have been reviewed in accordance with EPA’s peer and administrative review policies and approved for presentation and publication. The EPA contributed funding to the construction of this website but is not responsible for it's contents. Mention of trade names or commercial products does not constitute endorsement or recommendation for use.
Modeling And Multiobjective Risk Decision Tools Modeling And Multiobjective Risk Decision Tools for Ecosystem Managementfor Ecosystem Management
Benjamin F. Hobbs1
Richard Anderson2
Jong Bum Kim1
Joseph F. Koonce3
1. Dept. of Geography & Environmental Engineering,The Johns Hopkins University
2. National Oceanic & Atmospheric Administration3. Dept. of Biology,Case Western Reserve University
Goal of Presentation
Demonstrate how ecosystem-based fisheries management can be joined with ecological risk analysis under multiple management objectives
Goal of Presentation
Demonstrate how ecosystem-based fisheries management can be joined with ecological risk analysis under multiple management objectives
Introduce tools:Ecosystem modelMultiobjective tradeoff analysisBayesian evaluation of ecological research
I. Unresolved Problems in Lake Erie
Major decline of fisheries in 1990s Unknown effects of exotic species
Zebra Mussel invasion since 1988Round Goby increase in 1990sExpected invasion of Ruffe
I. Unresolved Problems in Lake Erie
Major decline of fisheries in 1990s Unknown effects of exotic species
Zebra Mussel invasion since 1988Round Goby increase in 1990sExpected invasion of Ruffe
Declining productivity caused by decrease in P loading
Uncertain role of habitat
Historical Variation in Fish Harvest and Environment in Lake ErieHarvest Trends
0.0E+00
2.0E+07
4.0E+07
6.0E+07
8.0E+07
1960 1970 1980 1990 2000
0.0E+00
2.0E+08
4.0E+08
6.0E+08
8.0E+08Walleye
Yellow Perch
Historical Variation in Fish Harvest and Environment in Lake Erie
P Loading (MT)
0
10000
20000
30000
1960 1970 1980 1990
Phosphorus Loading
Harvest Trends
0.0E+00
2.0E+07
4.0E+07
6.0E+07
8.0E+07
1960 1970 1980 1990 2000
0.0E+00
2.0E+08
4.0E+08
6.0E+08
8.0E+08Walleye
Yellow Perch
II. Modeling Tradeoffs among Productivity, Exotics, & Fisheries: Lake Erie Ecological Model (LEEM)
Inedible Algae
Edible Algae
Zooplankton
Zoobenthos
Pred.
Fish
PO4
Prey
Fish
II. Modeling Tradeoffs among Productivity, Exotics, & Fisheries: Lake Erie Ecological Model (LEEM)
Inedible Algae
Edible Algae
Zooplankton
Zoobenthos
Pred.
Fish
Zebra Mussel
PO4
Prey
Fish
II. Modeling Tradeoffs among Productivity, Exotics, & Fisheries: Lake Erie Ecological Model (LEEM)
Stocking
Harvest
FishingMortality, Habitat
Inedible Algae
Edible Algae
Zooplankton
Zoobenthos
Pred.
Fish
Zebra Mussel
PO4
Prey
Fish
II. Modeling Tradeoffs among Productivity, Exotics, & Fisheries: Lake Erie Ecological Model (LEEM)
Stocking
Harvest
FishingMortality, Habitat
Inedible Algae
Edible Algae
Zooplankton
Zoobenthos
Pred.
Fish PCBZebra
Mussel
PO4
Prey
Fish
The Need for Multispecies Management: Effects of Species Interactions
on Max Sustained Yield
Optimal exploitation of predator varies with fishing rates of prey species
The Need for Multispecies Management: Effects of Species Interactions
on Max Sustained Yield
Optimal exploitation of predator varies with fishing rates of prey species
0.25 0.3 0.35 0.4
0.5
0.76500
6520
6540
6560
6580
Walleye MSY
Smelt Effort
YP Effort
Interaction of Walleye Harvest & Phosphorus Loading
Walleye abundance/harvest has a greater influence on total fish biomass than P loading
Interaction of Walleye Harvest & Phosphorus Loading
Walleye abundance/harvest has a greater influence on total fish biomass than P loading
P2P3
P4P5
W1W2
W3W4
W5
0.0
1.0
2.0
3.0
4.0
5.0
6.0
Total Fish
Biomass
P LoadingWalleye Effort
Implications of LEEM Studies
Fisheries and P Loading Jointly Determine Optimal Exploitation of Species
Implications of LEEM Studies
Fisheries and P Loading Jointly Determine Optimal Exploitation of Species
Derivation of Quotas for Single Species without Considering Interactions Can Lead to OverexploitationPrey and predators cannot be managed independently
III. Value of Research: III. Value of Research: Multiobjective Bayesian FrameworkMultiobjective Bayesian Framework
Information has value only if it can change decisions and improve outcomes“Value” is multidimensional!
III. Value of Research: III. Value of Research: Multiobjective Bayesian FrameworkMultiobjective Bayesian Framework
Information has value only if it can change decisions and improve outcomes“Value” is multidimensional!
Necessary elements:1. Management context: Alternatives, objectives, decision rule
III. Value of Research: III. Value of Research: Multiobjective Bayesian FrameworkMultiobjective Bayesian Framework
Information has value only if it can change decisions and improve outcomes“Value” is multidimensional!
Necessary elements:1. Management context: Alternatives, objectives, decision rule
2. What we know now: “States of nature” (hypotheses, parameter distributions), and confidence in each (“prior probabilities”)
III. Value of Research: III. Value of Research: Multiobjective Bayesian FrameworkMultiobjective Bayesian Framework
Information has value only if it can change decisions and improve outcomes“Value” is multidimensional!
Necessary elements:1. Management context: Alternatives, objectives, decision rule
2. What we know now: “States of nature” (hypotheses, parameter distributions), and confidence in each (“prior probabilities”)
3. Research: Information options (monitoring, modeling, experiments), and what might be learned
III. Value of Research: III. Value of Research: Multiobjective Bayesian FrameworkMultiobjective Bayesian Framework
Information has value only if it can change decisions and improve outcomes“Value” is multidimensional!
Necessary elements:1. Management context: Alternatives, objectives, decision rule
2. What we know now: “States of nature” (hypotheses, parameter distributions), and confidence in each (“prior probabilities”)
3. Research: Information options (monitoring, modeling, experiments), and what might be learned
4. System response: LEEM, expert judgment
III. Value of Research: III. Value of Research: Multiobjective Bayesian FrameworkMultiobjective Bayesian Framework
Information has value only if it can change decisions and improve outcomes“Value” is multidimensional!
Necessary elements:1. Management context: Alternatives, objectives, decision rule
2. What we know now: “States of nature” (hypotheses, parameter distributions), and confidence in each (“prior probabilities”)
3. Research: Information options (monitoring, modeling, experiments), and what might be learned
4. System response: LEEM, expert judgment
5. Integrating framework: A way of determining how information affects our knowledge and choices: Decision trees, Bayes’ rule
Problem Structure
Two decision stages – Research project; eh
– P loading and fisheries
management; a s ={as1, as2, as3, as4}
Problem Structure
Two decision stages Uncertainties θ– Research project; eh – Lower trophic level;
– P loading and fisheries – Other uncertainties;
–management; a s ={as1, as2, as3, as4}
Problem Structure
Two decision stages Uncertainties θ Outcomes – Research project; eh – Lower trophic level; – 10 Attributes X, combined
– P loading and fisheries – Other uncertainties; using additive utility
management; a s ={as1, as2, as3, as4} function U(X)
Problem Structure
No Research ,e0
Research, e1
P(Z 1)
ResearchDecision E
Outcomes from Research, eh
Decision A
UtilityOutcome
U(X(as, θ ))
as
Chance node for θ
θ)P(
P(θ |Z1)
as
Research, eh
P(Z h)
Two decision stages Uncertainties θ Outcomes – Research project; eh – Lower trophic level; – 10 Attributes X, combined
– P loading and fisheries – Other uncertainties; using additive utility
management; a s ={as1, as2, as3, as4} function U(X)
Management LeversManagement Levers
Phosphorus Loads: 5K, 10K (as is), and 15K ton/yr
Exploitation effort: A measure of the number of boats or the time they spend fishing Exploitation: Trawl, Gill Nets, and Sport Harvest Base = historical exploitation level Vary exploitation by + 50%
Present State of KnowledgePresent State of Knowledge
Prior probabilitiesUncertainties in LEEM parameters
Present State of KnowledgePresent State of Knowledge
Prior probabilitiesUncertainties in LEEM parametersHypotheses presented at 1999 IAGLR Modeling Summit
and Lake Erie Millenium Conference Changes in structure of lower trophic level
(e.g., Zoobenthos production efficiency )
The role of zebra mussels in Lake Erie energy and nutrient flows
(e.g., Zebra mussel recycling nutrients;
Primary productivity as function of P loading)
Present State of KnowledgePresent State of Knowledge
Prior probabilitiesUncertainties in LEEM parametersHypotheses presented at 1999 IAGLR Modeling Summit and Lake
Erie Millenium Conference Changes in structure of lower trophic level
(e.g., Zoobenthos production efficiency )
The role of zebra mussels in Lake Erie energy and nutrient flows
(e.g., Zebra mussel recycling nutrients;
Primary productivity as function of P loading)
Disregarding uncertainties may result in inappropriate, nonrobust decisions
Options for Gathering InformationOptions for Gathering Information Characteristics of research
Cost & timeReliability of outcomes
Options for Gathering InformationOptions for Gathering Information Characteristics of research
Cost & timeReliability of outcomes
Estimating the value of researchResearch revises prior probabilities “Posterior
probabilities” (new state of knowledge)New knowledge may influence management decisionsCalculate value by simulating decisions with and
without new information
Multiple Objective Framework for Risk Analysis
Recreation
Consumption
Social
Productivity Structure
Function
Self-sustaining
Native species
Self-sustaining
Ecological
Economically important species
=
Economic
Ecosystem Health & Human Well-being
Multiple Objective Framework for Risk Analysis
Recreation
X1: density of walleye
X2: annual mean walleye sport
Consumption
X3: PCB conc in small mouth bass
Social
Productivity
X4: total biomass
Structure
X5: walleye-percid biomass ratio
Function
X6: piscivore-planktivorebiomass ratio
Self-sustaining
Native species
X7: Biomass ratio nativespecies to total
Self-sustaining
Ecological
Economically important species
X8: commercial walleye biomassX9: commercial yellow perch biomassX10: commercial smelt biomass
Economic
Ecosystem Health & Human Well-being
Bayesian Analysis ResultsBayesian Analysis Results Priorities for objectives can affect decisions
All participants prefer High trawling; most High sport harvestSplit on Gill net effort
Bayesian Analysis ResultsBayesian Analysis Results Priorities for objectives can affect decisions
All participants prefer High trawling; most High sport harvestSplit on Gill net effort
Ignoring uncertainty can change decisionsTrue for 2 of 6 participantsUncertainty about Zoobenthos productivity effects of zebra
mussels most important (perfect information changes decisions)
Uncertainties about Zooplankton productivity and Zebra mussel recycling also important
Bayesian Analysis ResultsBayesian Analysis Results Priorities for objectives can affect decisions
All participants prefer High trawling; most High sport harvestSplit on Gill net effort
Ignoring uncertainty can change decisionsTrue for 2 of 6 participantsUncertainty about Zoobenthos productivity effects of zebra mussels most
important (perfect information changes decisions)Uncertainties about Zooplankton productivity and Zebra mussel recycling also
important The value of research stems (in part) from its effect on decisions.
Research has value for 5 of 6 participantsTwo projects most valuable:
Goby predation on musselsLakewide estimates of productivity
Worth: 101 - 104 tons/yr equivalent of Walleye sport harvest
SummarySummary• Heuristic application of LEEM can lead to multi-fishery rules that
recognize uncertainties (P, invasions, habitat)
SummarySummary• Heuristic application of LEEM can lead to multi-fishery rules that
recognize uncertainties (P, invasions, habitat)
• “Ecosystem Health” can be operationalized
E.g., Lake Erie stakeholders compared alternative futures using fuzzy cognitive maps and multiobjective analysis. Value judgments combined diverse “health” attributes, such as productivity, aesthetics, & community structure.
SummarySummary• Heuristic application of LEEM can lead to multi-fishery rules that
recognize uncertainties (P, invasions, habitat)
• “Ecosystem Health” can be operationalized
E.g., Lake Erie stakeholders compared alternative futures using fuzzy cognitive maps and multiobjective analysis. Value judgments combined diverse “health” attributes, such as productivity, aesthetics, & community structure.
• Multiobjective Bayesian analysis can include ecological uncertainties in management, and quantify the value of research
E.g., fish managers made value and probability judgments for a risk analysis, & showed that intensive monitoring of lower trophic level productivity could improve fisheries management
Take Home Message:
Methods to model the decision-making process itself (multiobjective tradeoff analysis, decision trees, Bayesian risk analysis) provide an important complement to science intended to develop indicators of ecosystem health
Could be applied to MAIA or any region to support ecosystem management
Acknowledgments
Research support provided by the International Joint Commission and US Environmental Protection Agency (STAR R82-5150)
US and Canadian environmental & natural resources managers and stakeholders for participating in modeling workshops and providing data and guidance in model development