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Concussion Pathophysiology 1:
Christopher C. Giza, M.D.Pediatric Neurology and Neurosurgery
Nov 8th, 2018
Copenhagen
Concussion Conference
Copenhagen, Denmark
45min
Diagnosis and Acute Changes
Credit where credit deserved!
Basic Science Faculty
David Hovda, Ph.D.
Fernando Gomez-Pinilla, Ph.D.
Tiffany Greco, Ph.D.
Neil Harris, Ph.D.
Dejan Markovic, Ph.D.
Raman Sankar, M.D., Ph.D.
Medical Students
Stephanie Pham
Kwame Firempong
Lilian Yousefi
Lab Managers
Yan Cai, M.S.
Sima Ghavim
Residents/Fellows
Dorothy Harris, M.D., Ph.D.
Beth Nakae, M.D.
Rafael Romeu-Mejia, M.D.
Tara Sharma, M.D.
Aliyah Snyder, Ph.D.
Clinical Faculty
Robert Asarnow, Ph.D.
Michelle Kraske, Ph.D.
Adam Darby, M.D.
Josh Goldman, M.D.
Josh Kamins, M.D.
Jason Lerner, M.D.
Andy Madikians, M.D.
Joyce Matsumoto, M.D.
David McArthur, Ph.D., M.P.H.
Doug Polster, Ph.D.
Raj Rajaraman, M.D.
www.uclahealth.org/brainsport
Twitter: @griz1
Admin Assistants
Janet Kor
Nikol Ledesma
Post-docs
Emily Dennis, Ph.D.
Annie Hoffman, Ph.D.
Saman Sargolzaei, Ph.D.
Funded by: NIH NS27544, NCAA, Dept of Defense,
Stan & Patti Silver, UCLA BIRC, UCLA Steve Tisch
BrainSPORT, Richie Fund, UCLA Easton Clinic for
Brain Health, Avanir, Neural Analytics
Advisor: MLS, NBA, USSoccer; Consultant: Neural
Analytics, NFL-NCP, NHLPA, LA Lakers
Research Assistants
Mania Alexandrian
Michael Amick
Anne Brown
Yena Kim
Chris Sheridan
Program Management
Constance Johnson
Philip Rosenbaum
Associate Directors,
BrainSPORT
Talin Babikian, Ph.D.
Meeryo Choe, M.D.
Joshua Goldman, M.D.
Mayumi Prins, Ph.D.
Graduate Student
Alexandra Tanner
Student
Holly Kular
Occupational Therapist
Madison Harris, O.T.D.
Outline1. The Acute Neurometabolic Cascade
2. Clinical Correlates of Acute Pathophysiology
3. Seeing is Believing: Neuroimaging Biomarkers
4. Detecting is Believing: Fluid Biomarkers
5. Summary
Threshold for Concussion
Katayama Y, et al., J Neurosurg 1990
Impacts below a
threshold did not
initiate the
neurometabolic
cascade
Neurometabolic Cascade:Potassium & Glutamate Flux
K+
K+
K+
K+
K+
Katayama , et.al., J Neurosurg 1990
Glu
tam
ate
Ionic flux
Glutamate
Release
Ionic flux
Ionic flux
Neurometabolic Cascade:Hyperglycolysis & Energy Crisis
Pump
Energy
Crisis
Mito
K+
ADPatp
K+
K+
Ionic flux
Glu
tam
ate
Katayama , et.al., J Neurosurg 1990
For review, Giza & Hovda, Neurosurg 2014
Barkhoudarian et al, PMR Clin NA 2016
Blood flow
Glucose
Neurometabolic Cascade:Acute Axonal Injury
Axonal injury
Ca2+
Ionic flux
Glu
tam
ate
Synaptic
dysfunction
Giza & Hovda, Neurosurg 2014
Barkhoudarian et al, PMR Clin NA 2016
Blood flow
Axonal degeneration
Neurometabolic Cascade:Calcium & mitochondria
Pump
Energy
Crisis
Mito
K+
ADPatp
K+ Ionic flux
Cytoskeletal
Change ±
Cell Death
Ca2+
Ionic flux
Glu
tam
ate
Synaptic
dysfunction
Giza & Hovda, Neurosurg 2014
Barkhoudarian et al, PMR Clin NA 2016
Blood flow
Neurometabolic Cascade Following
Traumatic Brain Injury
1 2 3 4 5 6 7-10
days
500
400
300
200
0
50
100
% o
f norm
al
Potassium
Glutamate
Glucose
Cerebral Blood Flow
Calcium
Giza & Hovda, Neurosurg 2014
Pathophysiology of TBI
Axonal injury
Pump
Energy
Crisis
Mito
K+
ADPatp
K+
K+
K+
K+Ionic flux
Cell Death
Protease
activation
Ca2+
Ionic flux
Glu
tam
ate
Synaptic
dysfunction
Giza & Hovda, Neurosurg 2014
Barkhoudarian et al, PMR Clin NA 2016
Inflammation
Blood flow
Outline1. The Acute Neurometabolic Cascade
2. Clinical Correlates of Acute Pathophysiology
3. Seeing is Believing: Neuroimaging Biomarkers
4. Detecting is Believing: Fluid Biomarkers
5. Summary
Pathophysiology meets Dysfunction
Axonal injury /
Inflammation
Pump
Energy
Crisis
Mito
K+
ADPatp
K+
K+
K+
K+Ionic flux
Cell Death
Protease
activation
Ca2+
Ionic flux
Glu
tam
ate
Synaptic
dysfunction
Adapted from Giza & Hovda, Neurosurg 2014
Blood flow
Migraine?
Migraine?
Slowed
learning &
plasticity?
Impaired cognition
and processing?
Vulnerability?
Inactivation?
Vulner-
ability?
Vulner-
ability?
Vulnerability: Metabolic Crisis?
Athletes with delayed removal from play after
concussion take longer to recover.
Eblin et al., Pediatrics 2016
Asken et al. J Athl Training 2016
Asken et al. AJSM 2018
Metabolism
Memory Metabolism
Memory
Metabolism
Memory
Metabolism
Memory
Prins ML, et al., J Neurotrauma 2013
Vulnerability: Energy Crisis & Repeat mTBI
2nd TBI occurs DURING metabolic crisis
Single Impact
3 Metabolic studies1
day1 day2 day3 day4 day5 day6 day7 day8
3
1 31
2nd TBI occurs AFTER metabolic crisis
3
1
Glu
co
se
me
tab
olis
m
2nd concussion during
metabolic crisis worsens
metabolism & cognition
Vulnerability: Energy Crisis & Repeat mTBI
Vagnozzi, et al., Neurosurgery, 2008
Vagnozzi, et al., Brain 2010
Single
concussion
Double
concussion Human MRS data support the
concept of metabolic vulnerability
after concussion
Migraine: Ionic Flux & mTBI
Kors EE, et al., Ann Neurol 2001
Black = coma
Stripes = ataxia, migraine
½ black = migraine only
= mTBI
induced comaFerrari MD, et al., Lancet
Neurol 2015
TBI & migraine share common physiology
with ionic flux playing a prominent role
Slowed Learning & Cognition:Glutamate-NMDAR dysfunction
PID1Sham FPI FPI
PID2Sham FPI
PID4Sham FPI
PID7Sham
Hippocampus: Ipsilateral NR2A
-60
-40
-20
0
20
40
1 2 3 4 5 6 7
Post-injury day
% o
f S
ha
m
*
Giza, Santa Maria & Hovda, J. Neurotrauma 2006
NR2A protein (IQ gene) is selectively
reduced after developmental TBI.
**
ANOVA, Overall effect of injury, p<0.05
*
N-methyl-D-aspartate (NMDA)
Receptor = IQ Gene?????
Different types: NR2A, NR2B
Outline1. The Acute Neurometabolic Cascade
2. Clinical Correlates of Acute Pathophysiology
3. Seeing is Believing: Neuroimaging Biomarkers
4. Detecting is Believing: Fluid Biomarkers
5. Summary
Seeing is Believing: Imaging
Axonal injury /
Inflammation
Pump
Energy
Crisis
Mito
K+
ADPatp
K+
K+
K+
K+
Cell Death
Protease
activation
Ca2+
Glu
tam
ate
Synaptic
dysfunction
Blood flow
MRI
fMRI
MRS
MEG
DTI
MEG
PET
MRS
TCD
ASL
fMRI
SWI
Adapted from Giza & Hovda, Neurosurg 2014
Seeing is Believing: Imaging
McAllister et al., Neurol 1999
Vagnozzi et al.,
Neurosurg 2008
Wilde et al., Neurol 2008
Yuh et al., Ann Neurol 2012
Bergsneider et al., J Neurotrauma 2000
What is a “subconcussion”?
Talavage et al., J Neurotr 2010
Changes in fMRI were
seen in some HS FB
players with no clinical
impairments.
Lipton et al., Radiology 2013
Heading exposure was related to
white matter changes in 3 regions,
and in memory test scores.
Imaging mTBI/Concussion: MRI/SWI
Yuh, et.al. Annals Neurol 2012
≥1 brain contusion or ≥4 hemorrhagic foci on early
MRI were associated with worse 3 month outcome
N=135
Prospective mTBI ED cohort, 3 centers
Time post-injury=12 days
Imaging Early mTBI: Symptoms & DTI
Wilde E, et.al. Neurology, 2008
In adolescents with mTBI, DTI of the CC
performed within 6 days showed
increased FA and decreased diffusivity.
These abnormalities in DTI correlated
well with post-concussion symptoms.
BUT…results from many different
DTI studies have shown a wide
range of results.
McAllister, et al. Neurology, 1999
Imaging: Impaired Activation (fMRI)
Mildly injured individuals
demonstrate abnormal
activation patterns during
a more difficult working
memory task.
Mild TBI patients (GCS 13-15), n=12; controls n=11
Average time of testing was 22.1 ± 10.5 days after TBI.
Loss of consciousness: 1 to 30 min. Post-traumatic amnesia: 15 min to 24 hrs.
% correct
mTBI control
0-back 95.1 96.2
1-back 95.8 95.5
2-back 81.0 89.4
No significant differences
Mild TBIs
Controls
Cerebral Blood Flow (CBF)
Maugans TA et al., Pediatrics, 2011
Meier TB, et al.,
JAMA Neurol 2015
Wang Y et al., J Neurotrauma 2015 epub
Multiple studies show changes in
CBF after concussion.
CBF changes may outlast
symptoms or cognitive impairment.Barlow KM, et al.,
J Neurotrauma 2016
Physiological biomarkers?
Cerebrovascular reactivity (CVR)
Thibeault, et al., Frontiers Neurol 2018
Puls
atilit
yin
dex
(PI)
Bre
ath
-hold
ing
index (
BH
I)
Changes in cerebral blood flow &
measures of cerebrovascular reactivity
are detected after concussion
There is potential for
physiological biomarkers for
diagnosis but also for
recovery
Executive CommitteeHack (DoD), Hainline (NCAA), Koroshetz (NIH)
Administrative
Coordinating Center:
Indiana U School of Medicine
McAllister (coPI)
Advanced Research
Coordinating Center:
Medical College of Wisconsin
McCrea (coPI)
Longitudinal Clinical Study
Coordinating Center:
U of Michigan
Broglio (coPI)
Longitudinal Clinical
Study Core (CSC)
Advanced Research
Core (ARC)
U Nebraska
(BIG10)
Molfese
U Michigan
(BIG10)
Eckner
Washington
(PAC12)
Chrisman
U North Carolina
(ACC)
Guskiewicz &
Mihalik
U Pittsburgh
(ACC)
Kontos & Collins
U Georgia
(SEC)
Schmidt
U Florida
(SEC)
Clugston
U Oklahoma
(BIG12)
Anderson
UCLA
(PAC12)
Giza & DiFiori
Consortium Operating Committee
Anderson, Broglio (co-Chair), Clugston, Duma, Giza, Guskiewicz,
McAllister (co-Chair), McCrea (co-Chair), McGinty, Molfese, Putukian
Senior Scientific
Advisory PanelCrainiceanu, Iverson,
Jordan, Kelly, Marshall,
Saykin, Smith, Talavage,
Wallace
U Wisconsin
(BIG10)
Brooks
Princeton
(Ivy)
Putukian
Concussion Research Initiative
US Military
Academy
(Independent)
Svoboda & Kelly
US Air Force
Academy
(Mountain West)
McGinty &
Campbell
US Coast Guard
Academy
(New England)
Doria
US Naval
Academy
(Independent)
Pyne & Tsao
Virginia Tech
(ACC)
Duma & Rowson
NCAA-DOD Grand Alliance CARE Consortium
U Delaware
(Colonial)
Buckley &
Kaminski
Humboldt State
(California
Collegiate)
Ortega
Azusa Pacific
(Pacific West)
Hoy
U Rochester
(University)
Bazarian
California
Lutheran
(Southern
California)
Davis
ARC Biospecimen Protocol
Pre-
Season
Acute
Concussion
Sub-Acute Concussion Post-
Concussi
on
Baseline
<6hrs
Post-
Injury
24-48hrs
Post-
Injury
Asymptomatic /
Cleared for
Return to Play
Progression
Unrestricted
Return to
Play
7 days
following
Return to
Play
6 Months
Post-Injury
Neurocognitive
and Behavioral
Testing (CSC)X X X X X X X
Blood
Biomarker &
DNA Collection*X X X X X X
Multi-modal
MRI StudiesX X X X
*Protocol implemented at ARC sites prior to 2015 Spring Football
Concussed
CS Controls
NCS Controls
CARE Enrollment & Accrual
ENROLLED CONCUSSIONS
Proposed Actual Proposed Actual
CSC 25,000 39,610 700 2,869
ARC 1,400 2,273 125 355
TOTAL 26,400 41,883 825 3,224
* Data reported as of June 1, 2018
Seeing is Believing: Imaging
Nencka et al., Brain Imag Behav 2017
Outline1. The Acute Neurometabolic Cascade
2. Clinical Correlates of Acute Pathophysiology
3. Seeing is Believing: Neuroimaging Biomarkers
4. Detecting is Believing: Fluid Biomarkers
5. Summary
Inflammation
Detecting is Believing: Fluid biomarkers
Cytoskeletal
Change
Axonal injury
Inflammation
Pump
Energy
Crisis
Mito
K+
ADPatp
K+
K+
K+
K+
Cytoskeletal
Change &
Cell Death
Protease
activation
Ca2+
Glu
tam
ate
Synaptic
dysfunction
UCH-L1
CNPase
MBP
MAP2
NSE
Adapted from Giza & Hovda, Neurosurg 2014
NEED Pediatric-
specific Studies
NF-L
Tau
SBDP 150
SBDP 120
MAP2
GluR1
NR2A
NOx
GFAP
In Vitro Neurotrauma Causes
Large Scale Protein Release
50 ms
Pressure controller
Wanner et al.,
2008, 2012
Cell injury controller
Ellis et al., 1995
Levine et al., Glia 2016
Level changes of released proteins
Proteins released into fluids after stretching of astrocytes.
Identified released protein: Aldolase C, ALDOC
Ina Wanner
Serum biomarkers after
mild TBI
Halford et al., JCBFM 2017
GFAP & ALDOC are detected after in vitro astrocyte stretch
injury and in blood after human severe TBI.
ALDOC is detectable in blood after human mild TBI.
Few mild TBI patients have GFAP serum signals, while ALDOC signals
were robust in many of them.
Samples provided by Stefania Mondello, Polyclinic Univ. of Messina, Italy.
Ina Wanner
Biofluid Markers: s100b
Berger, et al, J Neurotrauma 2002
s100b was sensitive (1.0) but not
specific (0.44), but mostly for more
ped severe TBI and not mTBI.
Controls n=16; TBI=45 (mTBI=27)
Geyer, et al, J Neurosurg: Peds 2009
s100b unable to distinguish
comparison between head injury
w no symptoms n=53 & mTBI
n=95
Biofluid Markers
Sorokina et al, Neurosci Behav Physiol 2009
Antibodies to GluR1 & NMDAR-
NR2A elevated vs control in both
mild and severe ped TBI groups
Serum nitrates/nitrites [Nox]
elevated after TBI.
Control < mTBI < sevTBI
Concussion blood biomarkers?
Facts: FDA approval for test that
helps predict a positive CT scan
in cases of mild TBI not
diagnostic for concussion!
Biomarkers
• UCH-l1 increased
early after mTBI
• GFAP more
prolonged
increase after
mTBI
No
MM
TB
IM
MT
BI
Papa L, et al., JAMA 2016
“Positive” UCHL1/GFAP indicates higher likelihood of CT+
“Negative” UCHL1/GFAP indicates very high likelihood of CT-
Fluid biomarkers in sport
concussion
• High school athletes
• 32 concussed; 28 contact-controls
• No demographic group differences
• Median time post-injury
• 2 hr
• 22.5 hr
Meier TB, et al., J Neurotrauma 2017
HEAD-to-HEAD study
UCH-L1 & S100B levels 6-
24h post-concussion were
elevated compared to
controls & to preseason
levels
No significant group
differences in GFAP at
these time points
Executive CommitteeHack (DoD), Hainline (NCAA), Koroshetz (NIH)
Administrative
Coordinating Center:
Indiana U School of Medicine
McAllister (coPI)
Advanced Research
Coordinating Center:
Medical College of Wisconsin
McCrea (coPI)
Longitudinal Clinical Study
Coordinating Center:
U of Michigan
Broglio (coPI)
Longitudinal Clinical
Study Core (CSC)
Advanced Research
Core (ARC)
U Nebraska
(BIG10)
Molfese
U Michigan
(BIG10)
Eckner
Washington
(PAC12)
Chrisman
U North Carolina
(ACC)
Guskiewicz &
Mihalik
U Pittsburgh
(ACC)
Kontos & Collins
U Georgia
(SEC)
Schmidt
U Florida
(SEC)
Clugston
U Oklahoma
(BIG12)
Anderson
UCLA
(PAC12)
Giza & DiFiori
Consortium Operating Committee
Anderson, Broglio (co-Chair), Clugston, Duma, Giza, Guskiewicz,
McAllister (co-Chair), McCrea (co-Chair), McGinty, Molfese, Putukian
Senior Scientific
Advisory PanelCrainiceanu, Iverson,
Jordan, Kelly, Marshall,
Saykin, Smith, Talavage,
Wallace
U Wisconsin
(BIG10)
Brooks
Princeton
(Ivy)
Putukian
Concussion Research Initiative
US Military
Academy
(Independent)
Svoboda & Kelly
US Air Force
Academy
(Mountain West)
McGinty &
Campbell
US Coast Guard
Academy
(New England)
Doria
US Naval
Academy
(Independent)
Pyne & Tsao
Virginia Tech
(ACC)
Duma & Rowson
NCAA-DOD Grand Alliance CARE Consortium
U Delaware
(Colonial)
Buckley &
Kaminski
Humboldt State
(California
Collegiate)
Ortega
Azusa Pacific
(Pacific West)
Hoy
U Rochester
(University)
Bazarian
California
Lutheran
(Southern
California)
Davis
Be careful, though…Blood Biomarker Study driven by Outlier Imaging Biomarker Study driven by Outlier
X
X
Statistically significant relationships with biomarkers disappear after
removing outliers in small, underpowered studies.
Posti JP et al. J Neurotrauma
epub 2017
Then this happens…
Sum Up1. Acute concussion pathophysiology drives clinical signs and
symptoms
2. Energy crisis underlies vulnerability
3. Ionic flux underlies migraine & spreading depression
4. Altered glutamate neurotransmission underlies impaired
activation, learning & plasticity
5. Advanced imaging improves our research understanding of
the neurometabolic cascade
6. Fluid biomarkers show promise as potential future clinical
tools
7. Biomarkers may soon serve as objective measures for
diagnosis but also to assist in determining recovery.