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ARCHITECTURE - Time Space & People January 200828
It has been observed that there are
micro level changes in the climatic
conditions when we move from one
part of an urban area to other. These
small scale patterns of climate are
termed as microclimate. With the
beginning of a new century; we are
faced with discussions and arguments
about the future of our cities. It is being
argued that cities have undergone a
major transformation process. Due
to rapid urbanization in developing
countries, these issues have gained
increased attention. As a consequence,
the interest in the microclimate around
buildings in urban areas has increased.
So the challenge lies in systematic
study of variations in climatic condi-
tions w.r.t the various urban parameters
influencing the microclimate.
Although Climatic variations are
observed when we move from one city to
city, there are considerable variations in
climatic conditions within cities also. In
Ar. Sheeba Valsson and Dr. Alka Bharat
ENVIRONMENT
An adequate
understanding of
microclimatic features
can help us shape
environmentally
sustainable habitats.
Natural and Man-madeParameter induced Spatial Variation in Microclimate
January 2008 ARCHITECTURE - Time Space & People 29
some patch of area it is raining, while in
other it is not, some area is colder than
the other and so on. It is very important
and interesting to understand these vari-
ations in temperature, humidity, wind
speed and direction etc. and investigate
the cause.
Modification of the earth's surface by
different urban parameters has a dramat-
ic impact on local climate resulting in
variety of microclimates.
Understanding the effects of natural
and human activities and their interven-
tions on climate will help in linking explic-
itly the urbanization process and the
microclimate and thus proper steps can
be taken to attain the objective of sus-
tainable settlement.
CLIMATE VS MICROCLIMATE
Climate is the average of the atmospheric
conditions over an extended period of
time. Climate is commonly defined as the
weather averaged over a long period of
time. For practical uses the standard aver-
aging period is 30 years, but other peri-
ods may be used depending on the pur-
pose (World Meteorological Organization
- WMO). These quantities are most often
surface variables such as temperature,
precipitation, and wind.
Microclimate refers to the climate of
a site or location. Small scale patterns of
climate resulting from the influence
of topography, urban forms, water bod-
ies, vegetation, etc. are known as
Microclimates. It implies to any local devi-
ation from the Climate of a large region or
zone. Microclimate is the distinctive cli-
mate of a small-scale area, such as a gar-
den, park, valley or part of a city. The
weather variables in a microclimate, such
as temperature, rainfall, wind or humidity,
may be subtly different from the condi-
tions prevailing over the area as a whole
and from those that might be reasonably
expected under certain types of pressure
or cloud cover. Indeed, it is the amalgam
of many, slightly different local microcli-
mates that actually makes up the micro-
climate for a town, city or wood. (Met
Office: Microclimates).
CLIMATIC VARIABLES AND
THEIR CORRELATION
The air temperature variation brings
about a change in water evaporation and
air saturation, leading to the changed air
humidity. Furthermore, the air tempera-
ture differences between different loca-
tions will also cause air pressure differ-
ences, which in turn would produce air
movement, thereby wind (direction and
speed). This variation in humidity and
wind speed and direction affects rainfall.
Thus, all weather variables on the Earth
will more or less be affected by the each
other (Table 1).
Basically the variations in these climatic
parameters is felt and observed when we
move from one part of a city to the other
and it is these subtle differences and
exceptions to the rule that make microcli-
mates so fascinating to study.
VARIATIONS IN
MICROCLIMATE
INFLUENCE OF DENSITY, ASPECT
RATIO AND SKY VIEW FACTOR
To understand the variation in tempera-
ture, a research conducted by Erik
Johanson (1) is studied. The selected sites
are in city of Fez in Morocco. The climate
is characterized by hot and dry summer
and cold winters. One site is in the old city
which is extremely compact with narrow
streets, minimum open spaces and hav-
ing 3-4 storied structures and thus having
deep canyon (H/W=9.7). The second site
is in the new city having wide road pave-
ments, only 2-3 storeyed structures with
both front and backyards, thus having
shallow canyons(H/W=0.6).
Site map from the studied area in the old city(the Seffarine district).
Table 1 - Climatic variables and their correlation
The measured air temperatures in
the two examples are shown along with
the temperature at the ariport. From
the graph it is clearly seen that during
the afternoon, which is the warmest
part of the day, the deep canyon was
markedly cooler than the shallow ones.
The difference was observed all year
round , but was especially pronounced
during summer.
Explanation to the Variation
Because of the high height to width ratio
(aspect ratio), the lower part is in com-
plete shade and consequently, surfaces
remain cool and the air is not warmed up.
By night the cooling of the surfaces at the
canyon bottom is very weak. The deep
canyon has higher temperature because
of the much lower Sky view factor of the
deep canyon.
Inference
As the Height to width ratio increases
the minimum temperature increases
and the maximum tempera-
ture decreases.
INFLUENCE OF GROUND
CHARACTER
Ground sur face whether
natural or man-made, its char-
acteristics of reflectance, per-
meability and soil temperature
influence the microclimate.
Depending on the ground sur-
face, incident radiation can
ARCHITECTURE - Time Space & People January 200830
A narrow alley in the residential part of the oldneighbourhood-deep canyon
Site map from the studied area in the new city(the Adarissa district).
A street in the new neighbourhood - shallowcanyon
Summer
Winter
Average air temperatures
January 2008 ARCHITECTURE - Time Space & People 31
be absorbed, reflected or stored and re-
radiated later.
■ The color and texture of a material
surface determines its reflectivity.
The lighter the color and smoother
the surface, more the reflectivity of
the material. The darker the surface
and rougher it is, the lower the
reflectivity. Such materials would
store more heat during the day and
reradiate it at night. This re-radia-
tion mostly takes place at night
when the surroundings are at a
lower temperature. Vegetation,
namely, trees, shrubs, plants and
grass utilize sunlight for photosyn-
thesis. They absorb and consume
the radiation. In this case the heat is
neither reflected nor reradiated.
Black surfaces in the sun can
become up to 40°C hotter than the
most reflective white surfaces.
■ Thermal properties of materials that
may increase storage of sensible
heat in the fabric of the city during
the day time and release their
stored heat into the urban atmos-
phere after sunset.
■ The replacement of natural soil or
vegetation by materials like con-
crete or asphalt reduces the ability
to decrease ambient temperature
through evaporation and plant
transpiration because the ground
paved and Water disappears quickly
in the canalisation and the cooling
effect is low.
In cities however, the ground is
sealed. Water disappears quickly, and this
increased rapid runoff of precipitation
leads to low cooling effect. Thus the
replacement of natural soil or vegetation
by materials used in cities like concrete or
asphalt reduces the ability to decrease
ambient temperature through evapora-
tion and plant transpiration.
INFLUENCE OF PARKS/VEGETATION
Plants , shrubs and t rees absorb
radiation in the process of photosyn-
thesis. As a result, they actually cool
the environment.
Places with plants and vegetation
have different thermal properties as
compared to built-up and hard-
surfaced unplanted areas. The main
differences are:
■ Plants have lower heat capacity and
thermal conductivity than building
materials and hard surfaces.
■ Solar radiation is mostly absorbed in
the leaves, so that the reflected radia-
tion is very small.
■ Rain water is absorbed in the soil.
Water is later evaporated from the
soil and mainly from the leaves. The
evaporation rate is much higher in
green areas than in unplanted, hard
covered areas.
■ Trees have great potential to cool
cities by shading and by "evapotran-
spiration." Evapotranspiration occurs
when plants secrete or "transpire"
water through pores in their leaves,in
a way, plants sweat like people do.
Different ground materials reflect, store and absorb heat to different degrees
Table 1: Reflectivity values of various surfaces
Surface Details Albedo
Soil Dark & wet versus 0.05 -Light & Dry 0.40
Sand 0.15 - 0.45
Grass Long versus 0.16 -short 0.26
Agricultural crops 0.18 - 0.25
Tundra 0.18 - 0.25
Forests Deciduous 0.15 - 0.20Coniferous 0.05 - 0.15
Water Small zenith angle versus 0.03 - 0.10Large zenith angle 0.10 - 1.0
Snow Old 0.40 -Fresh 0.95
Ice Sea 0.30 - 0.45Glacier 0.20 - 0.40
Clouds Thick 0.60 - 0.90Thin 0.30 - 0.50
Sources: Oke, 1998; Ahrens, 2001
ARCHITECTURE - Time Space & People January 200832
The water draws heat as it evaporates,
cooling the air in the process.
Trees and hedges also affect airflow.
Thick vegetation effectively cut it off. On
the other hand, careful placement of
trees and hedges can direct and increase
air speeds. This is achieved by planting
trees and hedges so as to make a narrow-
ing 'path' for the air. This reduction of area
increases air speed. The placement of
trees and hedges cause minor pressure
differences which marginally changes the
air path. This is easy to understand. The
leeward side/ wind shadow area is a low
pressure zone. Air tends to shift towards
this. In the case of hedges, the low pres-
sure shifts the path downwards. Airflow
below the canopy of a tree is similarly
shifted upwards.
Vegetation causes pressure differ-
ences which shifts the air path
■ Plants reduce the wind speed and its
fluctuations near the ground.
■ Different types of vegetation and
planting patterns can act as wind
catchers and wind screens. A single
tree with high trunk and wide canopy
can concentrate the wind near the
ground, thus increasing the wind
speed and a group of trees can
reduce significantly the wind speed in
the area.
■ Trees besides controlling the precipi-
tation also control the seasonal and
annual temperature variations.
As a result, the micro-climate within
and near to green areas differs from
unplanted, built-up areas. The main dif-
ferences are in the temperature, wind
velocity and turbulence, air and radiant
temperatures, humidity, and air cleanli-
ness. The leaves of plants absorb most
of the solar radiation which strikes
them. They transform a very small part
of the radiant energy by photosynthesis
into chemical energy, and in this way
reduce the rate of heating of the urban
space slightly.
INFLUENCE OF PROXIMITY TO WATER
BODIES
Water has a relatively high latent heat of
evaporation as well as specific heat. In
other words, water uses up a compara-
tively large amount of heat in evaporat-
ing. It also absorbs or releases a compara-
tively large amount of heat for a unit rise
or fall of temperature. So, when water
evaporates by the movement of air, it
cools the air. This is evaporative cooling.
The proximity of a site to the sea or
other large water bodies also affects the
climatic conditions in and around the site.
Wind movement from the water body dur-
ing the day, and towards it at night, is
caused by temperature differences of the
air close to the surfaces of the soil and
water. The relative humidity of air is also
affected, since the air coming from a water
body is more humid. Such phenomena are
stronger close to water bodies, but may
also affect the regional climate by creating
strong air movement reaching large dis-
tances. This is mainly affected by the phys-
ical characteristics of the region, such as
topography and vegetation. Usually, the
effect that a water body may have on the
local climatic conditions of a site diminish-
es not only with distance from the water
body, but with elevation as well.
Water has a relatively high latent heat
of evaporation as well as specific heat. In
other words, water uses up a compara-
tively large amount of heat in evaporat-
ing. It also absorbs or releases a compara-
tively large amount of heat for a unit rise
or fall of temperature. So, when water
Vegetation increasing, decreasing anddirecting airflow
Vegetation causes pressure differences whichshifts the air path
Water bodies absorb much heat during the dayand reradiate it at night
January 2008 ARCHITECTURE - Time Space & People 33
evaporates by the movement of air, it
cools the air. This is evaporative cooling.
During the day time the land is heat-
ed more than water. The air from the land
is warmer, it rises up and cool air from
water blows to take its place. At night the
land cools faster than water, so, the water
is warmer than the land. The warm air
above water rises up and the cool air over
land rushes to take its place.
Presence of water bodies plays a
very important role in characterizing
a microclimate
■ Water absorbs relatively large amount
of radiation.
■ They also allow evaporative cooling.
As a result, during the daytime areas
around water bodies are generally
cooler. At night, however, water bod-
ies release relatively large amounts of
heat to the surroundings.
Water bodies influences air tempera-
ture of the surrounding areas and the
drop in temperature has a direct impact
on the wind velocity
PONDS AND FOUNTAINS
Evaporation in a pond is proportional to
the air-water contact area. Such areas
increase considerably with the incorpora-
tion of fountains and sprayers, thus pro-
ducing an extra decrease in water temper-
ature. The smaller drops are, the greater
the air-water contact surface is, increasing
evaporation. A single water drop moving
through still air experiences two process-
es: Heat flows from the air to the drop (if
the air is hotter than the drop). Water evap-
orates from the drop to the surrounding
air. The hotter the drop is, the more water
will be evaporated. Inward heat transfer
will warm it up but evaporation will cool it
down. As a result of these two opposite
tendencies, an equilibrium drop tempera-
ture is reached (the wet bulb temperature
of the air). Once the drop has reached the
wet bulb temperature, the extra energy
needed to evaporate more water has to
come from the surrounding air. Cooling by
fountains is achieved simultaneously by
two different ways, by cooling directly the
air of the surrounding space and by cool-
ing the water of the pond.
INFLUENCE OF LAND FORM AND
TOPOGRAPHY
The landform or topography of a site and
surrounding could either be flat, sloping
or undulating (mounds etc.). If the land is
flat, similar conditions would prevail over
the entire site. Topography or modula-
tions of earth either in natural undis-
turbed or manmade conditions has the
ability to modify, ameliorate or accentu-
ate climatic variations in different ways.
Mountain ranges are diverters of air
masses. They affect the flow of moisture-
laden air and cause rain shadows for the
areas on the leeward side. Temperature
decreases with the rise in height and cold
air flows downhill and settles in valleys.
As a result, the air temperature is lower in
such areas. Also air speed increases up
the windward slope. Air speed is maxi-
mum at the crest and minimum on the
leeward side.
Cool air has a higher density than
hot air. As a result cool air is heavier and
tends to settle down in depressions
while hot air rises. On the other hand, air
movement is also affected by pressure
difference. Airflow normally takes place
from high-pressure zones to low pres-
sure zones. Obstacles in the path of air-
flow cause an air-buildup and therefore
a high pressure area on the windward
side. Similarly, direction of the airflow
would now depend on the shape of the
obstacle and the magnitude of the pres-
sure difference.
Sun facing slopes (south facing in the
northern hemisphere) enable the expo-
sure of buildings and open spaces to solar
radiation, during winter when the solar
altitude is low. Windward slopes experi-
ence higher wind speeds, and in some
cases higher relative humidity, than the
leeward ones. Low areas, such as valleys
surrounded by mountains may usually
suffer from poor ventilation and thermal
inversion or, conversely, may become
reservoirs of cool air. These, in turn, may
affect air quality by trapping smoke and
gas emissions from vehicles, industry and
heating systems. Long and narrow valleys
may experience strong winds parallel to
their axis. Such areas also experience air
movement parallel to the slope-rising, or
anabatic breezes during the day, and
descending, or katabatic winds at night.
These movements are the result of the
heating and cooling of air close to the
ground. Such adiabatic processes result
in a change of about 0.8 deg C in the air
temperature for every 100 m in altitude.
ARCHITECTURE - Time Space & People January 200834
L a n d fo r m v a r i a t i o n s a n d t h e
microclimate.
■ Flat site experience little variation.
■ Air speed increases up the slope and
decrease down it.
■ Depression valleys experience lower
air temperatures.
■ Elevated places experience low pres-
sure, air expands and cools when
pressure decreases, thus low temper-
ature and high relative humidity.
INFLUENCE OF ANTHROPOGENIC HEAT
Anthropogenic heat release is the release
of heat due to combustion of fuels. It is a
heat source for the city not found in unin-
habited surroundings. Its magnitude
varies greatly between cities, according to
per capita energy use and population den-
sity, and depends on the climate (due to
the demand for space heating or cooling),
the degree and type of industrial activity
and the type of urban transport system.
The emission of hygroscopic pollu-
tants from cars and heavy industry act as
condensation nuclei, leading to the for-
mation of cloud and smog, which can
trap radiation. In some cases, a pollution
dome can also build up;
CONCLUSION
The study shows that all features/parame-
ters, i.e. natural as well as man-made, influ-
ence the microclimate. Proper under-
standing of the influence of these parame-
ters states explicitly the variations in
microclimate in various patches of an
urban area. The important conclusions are:
● As the aspect ratio in a settlement
increases the minimum temperature
increases and the maximum tempera-
ture decreases.
● Lower the Sky View factor, higher
the temperature.
● Higher the building density, higher
the temperature.
● Temperature increases with the
increase in paved area.
● Presence of vegetation lowers the
temperature.
● Presence or nearness to water bodies
cools the air.
● Wind movement is from the water
body during the day and towards it
at night.
● Elevated terrains have higher wind
speed.
● Elevated places experience low pres-
sure, low temperature and high rela-
tive humidity
● Heat Island formed by anthropogenic
heat increases the temperature.
REFERENCES
1. Johansson E., 2006: Influence of
urban geometry on outdoor thermal
comfort in a hot dry climate: A study
in Fez, Morocco, Building and
Environment 41 (2006) 1326-1338.
2. Upmanis H., Eliasson I.1999:Influence
of parks on local climate,
International Journal of Climatology
18(6), 681-700.
3. Emmanuel R. (2001), An Urban
approach to climate-sensitive design,
Strategies to the tropics, Spon Press,
Taylor and Francis Group, London.
4. Givoni B. (1976), Man, Climate and
Architecture, Van Nostrand Reinhold
Company, London.
5. G. Mills (2006), Progress towards sus-
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climatology, Theoritical and applied
climatology 84, 69-76.
6. Oke T. (1988) Street design and
Urban canopy layer Climate, Energy
and Buildings 11, 103-113.
7. Oke,T.R.(1987) Boundary layer
Climates, Taylor and Francis Group,
London.
8. Ochoa. J.M. and Roset J.(2000),
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spaces, Proceedings, ISES Millenium
Solar Forum, Mexico, Sept.2000.
9. Gulyas A. (2005), Differences in
human comfort conditions within a
complex urban environment. A case
study. ACTA CLIMATOLOGICA ET
CHRONOLOGICA, 71-84.
10. WHO/UNEP (1992) Urban AIR pollu-
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World Health organization, United
Nations Environmental Program,
Oxford, Blackwell. ■
Ar. S. Valsson, Lecturer, Smt MM
Deptt of Architecture, LAD College,
Nagpur and Dr. Alka Bharat,
Professor, Deptt of Architecture &
Planning, MANIT Bhopal.
Photographs: Courtesy the Author.
Emission of anthropogenic heat - coolingtowersSource: www.freefoto.com
Depression valleys have little air movementunless they lie in the direction of airflow
Emission of anthropogenic heat - carsphoto:Sebastian Wypych