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[email protected] 28 October 2010
Participation and Environmental Factors 1
Measuring Participation andMeasuring Participation and Environmental Factors:
Key Aspects of the ICF Framework
Allen W. Heinemann, PhD, ABPPProfessor, Physical Medicine and Rehabilitation
Feinberg School of Medicine, Northwestern UniversityDirector, Center for Rehabilitation Outcomes Research
Rehabilitation Institute of Chicago1
Presentation Objectives
• Illustrate the state-of-the-art in measuring it ti i ticommunity participation
• Describe challenges in measuring environmental factors that affect participation
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Participation and Environmental Factors 2
3
International Classification of Functioning Disability and Health
Body Functions&
Structures
Activities &
Participation
Environmental Factors
BarriersFunctions Capacity
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Barriers
Facilitators
Functions
Structures
Capacity
Performance
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Participation and Environmental Factors 3
Participation Measurement Project Task Overview
1. Conduct literature review2. Conduct focus groups with
8. Collect population data from persons with and without g p
consumers, caregivers, providers, payers, policy makers
3. Develop items and rating scales to operationalize participation
4. Conduct cognitive interviews with consumers and general
disabilities9. Refine instrument10. Collect and analyze
population data from persons with and without disabilities (Behavioral Risk Factor Surveillance System)
public5. Revise items, rating scales6. Pilot test participation
instrument7. Refine instrument
13. Collect 3rd round of data, augmented with panel sample (~1100)
14. Evaluate CPI as part of routine post-discharge follow-up assessment - underway
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Construct Development: Stakeholder Focus Groups
• Consumers (5)– Chicago, IL– Englewood, CO
• Caregivers (6)– Chicago, IL– Englewood, CO
• Payers (1)– Insurance Research Group
• Policy Makers (2)– Federal: Washington, DC– State: Chicago, Illinois
• Total Participants• Rehabilitation
professionals (4)– Chicago, IL– Englewood, CO
– 18 groups– 138 participants
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Participation and Environmental Factors 4
Focus Group Questions
1. What does the word “participation” mean to you? a) What does it mean “to participate”a) What does it mean to participateb) Why is participation important to you?
2. What areas of everyday life are most important to you? a) If taken away, what areas would you miss most/would be the
biggest loss to you?
3. What issues or barriers most affect your participation? 4 What are your biggest supports to participation?4. What are your biggest supports to participation? 5. What recommendations do you have for improving
participation opportunities for people with disabilities?
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Focus Group Quotes
Consumers “It means to make some sort of contribution in life”“Working and living”“It's important to socialize”It s important to socialize“Just being able to do the things that you enjoy”
Care-givers “Just doing what you want to do”“Being able to go to the store, to school, being able to do all of
the things that normal people do”Providers “It goes beyond just daily living activities”
“What you want when you want with who you want”
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y y y“You are seen as having something to give”
Payers “Allowed to fail, take on challenge”“Lack of information can be as isolating as any physical barrier”
Policy Makers
“Just the stuff we do and take for granted”
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Participation and Environmental Factors 5
Qualitative Analytic Procedures
• Analyses and interpretation• Open coding of data by 2
•Codes represent • Content themesOpen coding of data by 2
researchers, including team members with disabilities
• Topical coding to identify key emerging themes
• Detailed coding of • individual data within groups
Content themes• Narrative stories & examples
• Areas of agreement and differences on specific issues
E d d t• individual data within groups• comparative analysis across
individuals• across stakeholder groups
•End product• Participation item pool that reflects the themes and concerns & priorities of multiple stakeholders 9
What We Learned: Participation Enfranchisement
Meaningful Engagement/
ParticipationValues
Choice & Control
Access & Opportunity
Personal & Societal
Responsibilities
Having an Impact & Supporting
Others
Engagement/Being a Part of
Enfranchisement
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• Hammel J, Magasi S, Heinemann AW, Whiteneck G, Bogner J, Rodriguez E. What does participation mean? An insider perspective from people with disabilities. Disability and Rehabilitation, 30:19,1445‐1460.
• Magasi S, Hammel J, Heinemann AW, Whiteneck G, Bogner J. Participation: A comparative analysis of multiple rehabilitation stakeholders’ perspectives. Journal of Rehabilitation Medicine, 41, 936‐944, 2009.
Social Connection, Inclusion &
Membership
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Participation and Environmental Factors 6
Community Participation Indicators
• Source Material– Focus group thematic codes – Comprehensive literature review
• Content Domains– Productive roles (student, worker, and homemaker)– Social roles (spouse or partner, family member,
caregiver, caregiver to children or aging parents, relationships with adults and friends
– Community roles (volunteer, civic, political, organization, or community group member)
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Community Participation IndicatorsVersion 2• 20 engagement items
F f ti it• Frequency of activity• Importance of activity• Evaluation of activity frequency
• 48 enfranchisement items• Higher “ceiling” soughtHigher ceiling sought• Revised rating scale – from 4 to 5 agreement
categories
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Participation and Environmental Factors 9
Round 3 Data: Sample Characteristics• N = 1163• Source
– Panel survey: 51%
• Impairments– Mobility 63%– Mental 23%Panel survey: 51%
– Community sites: 31%– Former inpatients: 18%
• Median age = 53 yr (+ 17)• Women = 49%• Race
– Caucasian 72%– African-American 12%
– Hearing 14%– Vision 13%– Learning 11%– Communication 9%
• Disability Severity
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– African-American 12%• Hispanic 7%• Self-report 72%
Results: Activity Patterns
• Activity Categories• Social activities• Productive activities• Low frequency activities
• Activity ImportanceY• Yes vs. no.
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Participation and Environmental Factors 10
Social Activities
80%
100%
40%
60%
80%
7 days5-6 days3-4 days1-2 daysNone
0%
20%
Spend time wfamily
Keep in touchw family
Get out &about
Keep in touchw friends
Spend time wfriends
Socialactivities
‘Productive’ Activities
80%
100%
40%
60%35+ h20-34 h10-19 h5-9 h1-4 hNone
0%
20%
Work Child care Homemaintenance
Householdfinances
Volunteer Learn
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Participation and Environmental Factors 11
100%
Low Frequency Activities
20%
40%
60%
80%
5+ d4 d3 d2 d1 d0 d
0%
20%
Hobbies Active recreation
Religious activities
Support Groups
Entertainment Community organizations
Civic activities
Percent of Important Activities Performed Often Enough
Mean = 55%SD = 28N = 1149
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Participation and Environmental Factors 12
Scoring Decision:Activities and Activity Importance
• Avoid creating a “busy-ness” index• Personal preferences, opportunities,
environmental factors influence activity patterns
• Report descriptive information about activity patternspatterns
• Evaluate utility of “percent of important activities performed often enough”
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Confirmatory and Exploratory Factor Analyses
1. Examined response distributions and sum scores across item categories separately forscores across item categories separately for recoded and unrecoded items
2. Completed CFA on recoded & unrecoded items with Sample 1
3. Completed EFA on recoded & unrecoded items with Sample 2with Sample 2– 8 eigenvalues > than 1; 4 eigenvalues > 1.5
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Participation and Environmental Factors 13
Rating Scale Analysis Summary:Enfranchisement Subscales
• Involvement in Life Situations– Items well targeted to sample– High person reliability
• Control over participation– Items well targeted to sample
One slightly misfitting item (I speak up for– One slightly misfitting item (I speak up for myself)
– High person reliability
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Item MeasureModel
SEInfit
MnSq
Involvement in Life SituationsItem Statistics
I spend time doing things that improve my community .89 .04 1.03I have a say on decisions in my community .61 .03 1.15I am actively involved in my community .60 .03 .71I assume leadership roles in organizations .55 .03 1.34I have influence in my community .39 .03 .84I participate in a variety of activities .01 .03 .95I contribute to the well-being of my community -.11 .03 .71
l l k h ll 11 03 1 09I regularly seek out new challenges -.11 .03 1.09I contribute to society -.18 .03 .81People see my potential -.43 .03 .97I spend time helping others -.43 .03 1.10I feel safe participating in community activities -.77 .04 1.23People count on me -1.02 .04 1.19
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Participation and Environmental Factors 14
Control over ParticipationItem Statistics
Item MeasureModel
SEInfit
MnSqI am able to go out and have fun .75 .04 .97I actively pursue my dreams and desires .74 .04 .89I have opportunities to make new friends .72 .04 1.19I do important things with my life .45 .04 .96I live my life fully .42 .04 .81I live my life the way that I want .36 .04 .97I participate in activities when I want .10 .04 .85I participate in activities that I choose 08 04 1 11
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I participate in activities that I choose .08 .04 1.11I do things that are important to me -.14 .04 .68I am in control of my own life -.25 .04 1.00I speak up for myself -.29 .04 1.41I have choices about the activities I do -.52 .04 .92I have control over how I spend my time -.57 .04 1.08I have the freedom to make my own decisions -.74 .04 1.04I take responsibility for my own life -1.09 .05 1.23
Disability Severity Affects Involvement in Life Situations
Known Groups Validity Evidence
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Participation and Environmental Factors 15
Disability Severity Affects Control over Participation
Known Groups Validity Evidence
Conclusions
1. Participation as measured by activity frequency, evaluation and enfranchisement items is not a unidimensional construct• Don’t model activity frequency, importance and evaluation in a
composite measure• Individuals’ preferences and opportunities vary greatly• Personal preferences determine individual’s participation profile
2. Involvement in and control over participation are distinct constructs that can be measured reliablyconstructs that can be measured reliably
• Expanded set of community enfranchisement items contains 2 distinct item sets that are suitable for item banking and computer adaptive administration
3. Construct validity of involvement in and control over participation is promising
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Participation and Environmental Factors 16
D l i E i lDeveloping Environmental Factor Measures for Persons with Stroke, Traumatic Brain Injury and Spinal Cord Injury
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Injury, and Spinal Cord Injury
Person in Environment Theorists
• Kurt Lewin B = f (P, E)• M. Powell Lawton B = f (P, E, P x E)
– Geriatrician, described personal, suprapersonal, social, and physical, non-personal aspects of the environment
• Rudolph Moos– Social Ecology Model describes institutionalized psychiatric and
geriatric patients• Mary Law
– Person, Environment, Occupation (PEO) model– Canadian Occupational Performance MeasureC O p
• W. Dunn (KU)– Ecology of Human Performance Framework
• Patrick Fougeyrollas– Disability Creation Process emphasizes environmental factors
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Participation and Environmental Factors 17
The ICF Provides a Taxonomy of Environmental Factors
Craig Hospital Inventory of Environmental Factors (CHIEF)
• Identifies barriers in physical/architectural, attitudes support, services/assistance, work/schoolattitudes support, services/assistance, work/school policies
• 25 items (12 item short form)• Scored in terms of
– Frequency of environmental barriers encountered – Impact on participation– Frequency-magnitude product score
• Whiteneck, Gerhart, Cusick. Identifying environmental factors that influence the outcomes of people with traumatic brain injury, JHTR, 2004
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Participation and Environmental Factors 18
Facilitators and Barriers Survey (FABS/M) • Describes perceived influence of the environment for
people with mobility impairments• 133 items cover 5 ICF environmental dimensions• Scoring focuses on whether, how much and how often
environmental features influence participation at home and in the community– Frequency scale: never, to daily– Facilitator scale: None, helps some, helps a lot– Barrier scale: None, limit some, limits a lota e sca e o e, so e, s a o
• Gray, Hollingsworth, Stark, Morgan. A subjective measure of environmental facilitators and barriers to participation for people with mobility limitations. Disabil Rehabil, 2008
Measure of the Quality of the Environment (MQE)
• Assesses perceived influence of environmental factors on social participation of individuals infactors on social participation of individuals in relation to their abilities and limitations
• 109 items• Scored on 7-point obstacle/facilitator scale
– “major, moderate, and minor obstacle” through “no influence” to “minor, moderate, or major facilitator”
B h N F ll M f th• Boschen, Noreau, Fougeyrollas. Measure of the Quality of the Environment: Reliability Study. Canadian Journal of Rehabilitation, 1997
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Participation and Environmental Factors 19
Study Goals
• Develop, test and evaluate measures of EF and their influence on participation for persons withtheir influence on participation for persons with stroke, TBI and SCI
• Determine if an item response theory approach to measuring participation facilitators and barriers yields item banks that complement recently developed EF instruments
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recently developed EF instruments• Determine if a validated set of EF instruments
will allow us to determine to what extent they predict social health and participation for people with long term disabilities
Progress
• Analyzed Focus Group Data– Identified themes of EF that influence participation
• Review of current EF literature – Gathered project relevant information from 100 unique sources
• Developed Conceptual Framework– Informed by analysis of focus group data and literature review
• Item pooling, binning, and winnowing– Pooled 3500 items relevant to framework
Binned 2300 items to specific domains
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– Binned 2300 items to specific domains– Winnowed 350 items within domains
• Item Development– Drafted and revised items– Computed reading level– Evaluated Spanish translatability of items
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Participation and Environmental Factors 20
Conceptual Framework
Assistive Technology Built
EnvironmentEconomicFinancial
Environment
Natural Environment
Transportation
Environmental Factors
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Systems Services
and PoliciesAccess to
Information and
Technology
Social Supports
and Attitudes
Example of Domain Definition:Social Environment
• Pertains to factors in the social i t i l di i d itienvironment, including perceived positive
and negative disability-related attitudes and behaviors (e.g., acceptance, stigma, marginalization) exhibited by society and members of respondents’ communities and social networks.
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Participation and Environmental Factors 21
Binned and Winnowed Items
Domain Binned WinnowedE i / Fi i lEconomic / Financial 42 35
Built Environment 605
Natural Environment 79 37
Assistive Technology 178 104
Social Supports & Attitudes 710 59
S S i & P li i
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Systems, Services & Policies 411 35
Transportation 136 28
Access to Information & Technology 112 37
Total 2273 335
Next Steps
• Cognitive Testing– Administer representative selection of items to disability samplesp y p– Analyze cognitive interview data and revise items if necessary
• Pilot Testing– Recruit 100 subjects for each targeted disability group (n=300)– Administer EF item banks– Analyze data to identify item specific characteristics
• Field Testing
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Field Testing– Recruit 200 subjects for each targeted disability group (n=600)– Administer EF items banks– Compare with legacy environmental measures
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Participation and Environmental Factors 22
Archives of Ph i lPhysical Medicine and Rehabilitation, September 2010 (supplement)
Discussion
For More Informationh i @ th t [email protected]
www.ric.org/cror•Rehabilitation Research and Training Center on Measuring Rehabilitation Outcomes and Effectiveness NIDRR Award H133B040032 and
•Rehabilitation Research and Training Center on
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Improving Measurement of Medical Rehabilitation Outcomes (H133B090024)