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UNITED STATES DISTRICT COUR'f NORTHERN DISTRICT OF Al.ASAMA HUGO L. BLACK U.S. COURTHOUSE

1729 FIFTH AVENUE NORTH, ROOM 519 BIRMINGHAM, ALABAMA 35203

CHAMBERS OF (205) 278· 1 800 KARON C>. BOWDRE FAX {205) 278-t Sj)6

.JUDGE

Oc;tober 26, 2004

CJ .. .,., o-(J):ZCl>

......., c:::>c:::::> J:::"

:z c:::> ..;::

I

AJ m 0

Committee on Fiiaancial Disclosure Administrative Oince::: of the United States Courts

:::oz rq,C)

..,,,_

N

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rn

m

One Columbus Circle, NE l'T1 .. c

W'ashington, D.C. 20544 0

Attn: Honorable: Mary M. Lisi, Chair

Re: Calendar Year 2003 Filing

Dear Judge Lisi:

Thank you for your letter of July 29, 2004 concerning my annual financial disclosure re:port. It has 1:ak. :n-and me a good bit of time to research the appropriate responses to all of the issues :raised in your letter. Please consider my letter as an amendment to the

. calendar year 2003 annual financial disclosure report filing.

As to Pmt "\TIT, page 1, line 7, I have listed "Evergreen Money Market," as the re:::placeinent default money market fund for Centennial Money Market Fund when my broker changed brokerage houses. Neither I nor any of enibers selected either default ru;count with the h:rokerage houses; we merely directed the transfer of our existing investments from one brokerage house to another. However, based on your instructions, we are amending line 7 to show th ' sale of Centennial Money Market Fund on 7 /16/02 with a value code of "J'' and a gain code oif"A." The purchase of the Evergreen Money Market should be listed as 8/1/02 ·with the other descriptions continuing as noted on the original report. In a similar fashion, lines 63 and 65 should be amended to reflect the sale of Centennial Money Market Fund on 7 /17 /02 with a value code::: iof"J'' and a gain code of"A." The purchase of Evergreen Money Market for line 63 and 65 should reflect 7/22/02. -,

In Part ,.V1[, lines 37, 66 and 67 should all have reflected those sales as being "partial," the same description included in the explanation section of the original report.

In Part VU, line 52 was described as instructed earlier by your office. For security reasons, pursuant :to the ·written instructions and pursuant to the instruction i-.ecently received from your office, I beEeve that lines 45, 51mrough52 and 54 through 56 are correctly named. r'or lines 55 and 56, column B(l) should have been left blank.

·--------

0 Initial @ Amrual 0 F1nal

Date. ____ _

IMPORT ANT

POSffiON ORGANIZATION/ENTITY

AND

--

�,�·-� f; ",

""'})

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT · in Government .t\ct of19'78

Calendar Year 2003 (S U.S.C. app. §§ 101-111)

I. Person. Reportmg(Last name. Fiir.d name, Middle initial) 2. Court or Organmition 3. Date ofReport

Bowdre,, KEllQl 0 u. s. District Court, Alabama 5!lS/200•i

4•. .Title (Article m Judges indicate aLltilve ·or senioc status; . ' S, ReportType (check appropriate type) 6. ReportingPeriod magistralte judges indicate full- or pairt•time)

Q Nomination. Date 1/1/2003 u. s. DistricltJudge-Active to

12131/2003

7. Chamben. or Office Address 8. On the basis of the information contained inthis. Report and any modifications pertainingthereto, it is, in l!1Y opinion, in compliance Hugo Black Courthouse with applicable laws and regulations.

1729 Fiilh Avenue North

Binningbam, AL 35203

NOTES: nie inslruc:tioos aa:ompanyingthis form must be followed. Complete all parts. checking the NONE box f« each part . whc:re you haveno reportablle information. Sign on last page.

I. POSITIONS. (Repor1ing individual on1y; see pp. 9-13 of filing instnwtions)

0 NO.NIE - (Noreportablle1JOsitiooa.)

NAME OF

1. I>ireclar Brigbam-W"illiams, Inc

2. l'ropriet« Juliette flllllSDk!a KayBee Saddlebreds

3 .

. TI. AGREEMENTS. c:aeportingindividualonly;seepp.14-16orfilinginsbuc:tioos)

0 NONE - (Non:portable llgreemenls.)

PARTIES TERMS

1. 2001 Samford University (Dcfinod Bendit Plan)-vested benefits in plan offimner employer.

0 . .

tr> rn0r-41 (')C·:"'.: cf.:•.,_

· c:� r.·-;CJ-, u

r spouse;

!to03

1-= . . I

REIMBURSEMENTS-bwpodation.

SOURC!Ef DESCRIPTION

. .,, ... Eii'iANCIAL DISCLOSURE REPORT ame ofPasoo Repmting

Bowdre, Karon 0 .

III. NON-INVESTME1 1T JNCOME.(Reportingindividual and see pp. 17-24 oflfilinginstructions)

A. Filer's Non-Investment Jlncom D NONE (No reportablenon-·investment income.) ·

· SOURCE AND TYPE GROSS INCOME (yoms, not spouse's)

1. Juliette Farms fka Kaybee Saddldxeds (Breed. Train & Show American 1,650.00Saddlebred Horses)

B. SpOIU9 ' s Non-Investment Tucom6f you were married duringanyponi<>n of the reportingyear. please complete this section. (dollaramountnotrequired · 'Pl for honoraria) ·.. . D NONE (Noreportablenon-iirvestml::nincune.) -

SOURCE AND TYPE

1. 2003 Self-Fmployed Law Pradice

IV. lodgjng.food. eutertainmeDt.

(Includesthose to spouse al depeodenl diiJdrea. See pp. 25-27 « inslnlctiom.)

D NOJ-;IE

1. Alai-CbristiattLepl Socdy July 17-18-Lodging provided/reimhu Ill Alabama State Bar-CI.8 Breakfiist (Mobile, AL)

1.

DESCRIPTION

: 1-m._ , .F �ANCIAL DISCLOSURE REPORT

S/utm04

V. GIFTS:. (Includesthoseto5110111Seanddepenclentchildren. See pp. 28-31 ofinstructions.)

NONE - (Nosuchreportabl1ei 'I.)

DESCRIPTION

VI. LL"1lll.JTIES. (InchKtes those of.spouse am1 clepeodent cbildrm'. See pp. 32-34 orinslructions.>

NONE (Norcpcxtalieliabilitial.)-

1. VALUE CODE

, Page _

--B. c. D.

Income during reporting period

(1) il mmi disclosure '

(2) ' (3) Amount Type Value Date: Code2

int.) Day

I.

-2.

--3. T

4.

6.

A

-· 8.

--- -

- --

-

(4) Gain

!

-. VI{ INVESTMENTS allld TR.US TS -income, value, transcations (mcludes those of the ipouse am! dependent cbildnm. See JlP. 34-57 of filing instructiom.)

--

(if private

. FINANCIAL DISCLOSURE REPORT .NameofPersonRepating Date<l>fReport

1 of S Bowdre. Karon o s11sf.20M

A.

Descriptionof Assets (uicludingtrust assets)

Place "(X)" after each aset i:mpt fum prier disclosure

(2)

(e.g.div. n::nt. er

Gross value • aid of Tramactiam during reporting period reporting period

not crempt(1) (2) (1) (5)

Value Type {e.g. Value Identity of Method buy, sell, Mouth- Code2 CodelCodel buyer/sellcc

tramaction)(1-P) Code3 magcc, (J-P) (A-H)redemption)(A-H)

(Q-W) --· (Notcpmtable moonx. m!Sds. ortransactions) DNONE -

U;C #1- Retail Shopp.inglReal E'l!Ue l, Birmingham, AL

Fit11t Commercial Bank Acct

Fmlt C Bank Aicc:1t

-.A111eri1c:an Funcl-Funclameo Investors

s. .Anteri1c:an Fund-F.uropacific Gi'O'Mh Fund

.Anteri•i:anFund-Capital Wadd Gnni11h and Income

-7. Evili'rgrcen Money Market

Campm Bank Common :stocli

-9. J1111us Inveslmellt Fund,. Small Cap Value Fund

-10. Dreyiim Appreciatian FUDdl

B Disln"bution

A Interest

A Interest

A Dividend

A Dividend

A Dividend

Dividend

B Dividend

B Dividend

A Dividend

J W'

J T

K

J T

J T

J T

J T

K T

K T

J T

11. Fuodama:dlll IJIV'estalB A J TDividend

12. Growth Fund of Amlri:a

13. Lcrd•IU>bdt Dev. Growth Fund

14. Putnai111Intl GrowthFundl

-IS. Snmh. Bamey CitibmlkMaaey Fiimd

16. immc Cmmon Stock

17. Le:gg :Masm Value Trust

-

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

J T

sell 11/03 J A

sell 11103 J A

1 T

J T

J 1r

1. InoomelGainCodes: A =Sl,.OOOorless B = $1,001-$2,.500 C = $2,501-SS,OOO D = $5,001-$15,000 E •0 $15,001-SSO,OOO

(See Cetlumms Bl and 04) F = $50,001-Sl 00,000 G = SI00,001-$1,000,000 Hl = Sl,000,001-$5,000,000 H2 =More than S5.ooo,ooo

2. Value Codes: J = $1:5,00Cl<llrless K = $15,001-$50,000 L = $50,001-$100,,000 M = $100,001-$250,000

(See Columns CJ and D3) N = $2:50,000-$500,000 0 = $500,001-$1,000,000 Pl = SJ,OOO,OOl-$5,000,000 P2 = $5,000,001-$25,000,000

P3 = $2:5,000,001-SS0,000,000 P4 =$More than $50,000,000

3. ValueMetbJ:id Codes Q =Awraisal R =Cost(RealEslateOnly) S =Assessment T =Cash/Mmket (See Cohmm C2) U =Boo!:: Velue v =Other w = Estimated

I I,',

Page _ _

A. B. c.

(1) (2) H =disclosure

--

-

-

..

Amount Codel

Distn1>ution

B

A

(2) (4) (5) Date: Gain Ideoti.!y of

Day transaction)

c E

l 3. Value .Method

•lum_ _c2 _) -U =B_ook_v_&_ue V =-Other -' =-Es_lim_ated - _J

VII. INVESTMENTS a11d TRUSTS - income. value. tnmseations (mcludes those ar11ie spouse ai00 dependent children. see PP· 34-57 offili11g ins1ructiOllS.)

--

reporting period Gross value at cod of

.FINANCJrAL DISCLOSURE REPORT NameofPersonRi:pocting Dateof'Report

2 4[)f 5 Bowdre. Karon o s115!2004· ·

D. . Income during '

I)cscription of Assets period (i!IC!uding trust assds)

Tnosacti.ons during reporting period

IS.

19.

20.

21.

23.

,lace "(X)" after each asset eiaompt

EfonC

Merck

om prior disclosure

:orpPLCADR

. Common Stock -

Micm!1-0ft Common Stock

--Widmart Stores Common &cclc.

-ma 0% Judicial Bldg Bends

--Furula mental Inves.Fuod (IRA)

(A-H}

A

A

A

A

A

A

(2)

Type (e.g. div. rent. oc mt)

Dividend

Dividend

Dividend

Dividend

Dividend

(1)

Value Code2 (J-P)

J

I

I

I

I

J

Value Melibod Codo3 (Q-W)

T

T

T

T

w

T

(l)

Type (e.g. buy, sell. merger, rec:lemiXion)

buy

not e:xempt (3)

Value Month- Codc2 Code'( buyer{ seller

(1-P) (A-H) (if private .

01121 J

24.

25.

26.

21.

29.

Growlh Fund of America (IRA)

--Nc:w!•crspective Fuod (IRA)

___ , SmallCap World Fuod-IlRA

w.m Mut Inv Fund-IRA

i'arld Growth&Jnc..:.IRA

F.lliro l Pac Growth-IRA ---

A

A

A

A

A

A

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

J

]

I

J

K

K

T

T

T

T

T

T

buy l0/24 I

30.

31.

32.

J:ro""81 Co« Amer-IRA

Gtuwlh Fund Amer-IRA -

-Wllllh MUL Inv Fund-IRA

A

B

Dividend

Dividend

Dividend

L

L

L

T

T

T

33.

34.

35.

FitilelityDisc Equity-IRA

Fit:lelity Equity Income

Fit:lelity Discp. Equity

-

-

-

A

A

Dividend

Dividend

Dividend

J

K

J

T

T

T

'llCodes:l. lncomeJ'GaiJ A = $1,,000 QI' less B = $1,001-$2,500 = $2,501-$5,000 D = $5,001-$15,000 = $15,001-$50,000

(SeeCii>lumIDS Bl and 04) F = $50,(lOl-$100,000 G = Sl00,001-$1,000,000 HI = $1,000,001-$5,000,000 H2 =More tban $5,000,000

2. Value O>de:! J = $15,000 or less K = SlS,001-$50,000 L = $50,001-$100,000 M =$l00,001-$2S0,000

(SeeCo um illSClandD3) N = $250,000-$500,000 0 = $500,001-$1,000.000 Pl = Sl,000,001-$5,000,000 P2 = $5,000.001-$25,000,000

P3 = $25,000;001-$50,000,000 P4 = $More than $50,000,000

Codes Q = Appraisal R =Cost (Real Estate Only) S =Assessment T = Cash/Market

I _

A. B.

(1) . (I) JI mim disclosure (4) (5)1

Type Date: Gain Melhod Monlh- Codel

(A-H) im.) Day

- -Dividend

Dividend

- --

Dividend

- -

42.

44.

-Beoe ;-r'l'll!Sl=, -·

-

FJ:'i1". \.N {,"''IA L DISCL O SU1llE REP O RT Name of Person Reporting

.. vn: INVE S TMENTS and TRUSTS - income, value, 1nmScations (includes those of1hc spouse and dependent children. Sec pp. 34-57 of filing instractions.)

(1)

(J-P) (if private

---

--

--

Date ofRepott

Page 3 01f S Bowdre. Karon o sns12004

-c. D.

Income during Gross value at end of T onsduringn::portingpeziod Dc:scription of Assets reportingperiod repaUng period ("mclucling trust assets)

not empt(2) (2) (2) (3)

Pn.ce ·ocr after each asset eireaq>t Amount (e.g. Value Value 'fype (e.g. buy,selfiampriardisclosure div. rent. or

Value Ide!Ilizy of buyer/sellerCodc2Codel Codc2

Code3 magec. (J-P) (A-H)(Q-W) redemption) 1ranSadion)

A J T36. Am'Soulth Bancorp Common StoCk.

-37. Bm:ik af America Cominan Stnck

-38. Vm:L °KlllllJlCID F.mcrging Orowilllt :f'urul

39. PiallClel Growth/Income Fund

-40. Inv., Cc• of Am:r Fund

41. Put1111111 v CJY8!lJ!C Fund

A J T sell 04104 J A

A Dividend sell· 04/04 J A

A Dividend J T

A K .T

A Dividend J T

Inv.. Co. of America Fund A Dividend K T

-43. ICX>S Commoo Stock A Dividend J T buy 08125 J

AI.KS Common Stock.

45. Tnrst J; Inc.Beocf; Trustee= PartVIll

46. An.Soilllb. Bank Acct

-47. A111mi1canNew Perspective 1'und

-48. Anie:riJcanNewPerspectiveFm

-49. Cilico :Systems Commoo Stodk.

-so. Selligman Heodenon Growtlll F'wld

51. T11ut l[I; Inc.. ace Part VIII.

52. Lt.C II, iDen:st in eVault, Ille. & CCN, Inc.

-53. 40I(k)@The Principal, See hl1i vm

-

A Dividend J T

D Dislributioo.

B JDtem;t

A Dividend

A Dividend

A Dividend

A Dividend

E Distnl>utioo

A Dislnl:JUtion

E Dividend

M

K

J

J

J

M

K

M

w

T

T

T

T

w

w

T

sell 04/04 J A

buy K

1. Im:omefGain Codes: A = Sl,OCO or· less B = $1,001-$2,500 c = $2,501-$5,000 D = $5,001-$15,000 E = $15,001-$50,000

(See Columns Bl and D4) F = $5(),001-$100,000 G = $100,001-$1.000,000 H1 = SJ,OOO,OOJ-$5,000,000 H2 =More than $5,000,000

2. Value C<>des: J = SIS,000 or less K = $15,001-$50.000 L - $50,001-$100,000 M = $100,Q()!.$250,000

(See Columns CJ and D3) N = $250,000•$500,000 0 = $500,001-$1,000,000 Pl = $1,000,001-$5,000,000 P2 = $5,000,00J-$25.000.00Q

P3 = $2 ).CIOO,OOJ-$50,000,000 P4 = $More than $50,000,000 3. ValueMethodCodes Q =Appt;iisal R = Cost (Real Estate Only) s = Assessment T = Cash/Maiket

(See Column C2) u =Book Value v =Other W =Estimated

I ameofPeB011Reporting

Page _

A. --

·-

T

-

-

--

-

-

B

- (2}

Amomlt 1)pe Codel

Dividend

Dividend

reporting period

(I) (2) ll Irolil IUSOlosurt

(2) Gain Codel

Day )

J T

c E

_ J!IN!->\.NCIAL DISCLOSURE REPORT Date ofReport

4 of ; Bowdre. Karon o s11512004

· .·vn_· INVESTMENTS aru:i TRUSTS-income.va1ue. tnnsca!ions(inchidcs thQseaflhespouseanddependcntcblldren: See pp. 34-s1 orfilinginstructicms.)

De (m

ption of Assets :luding trust assets)

Pia fioJ ce "(X)" after each asset l'Dtempt

54. LaWlfini

ID prior disclosure ..

11 Capital Contributicm

l; Inc. Benet:; Life Imurarice; Tmstee=119 55. Tru:lltIl

56. Tru:11tJ1i,lnc. Bene£; Life 1mur:ice;

B. Income during reportingperiod

(1)

(e.g.div. rcml. or

(A-H} inL)

None

A None

A None

c. Gross value at mid .of

Value Value Code2 Method (J-P) Code3

(Q-W)

K w

K w

J w

(1)

Type (e.g. buy,sdl, mergec.

D. Tnmsacti0os during reporting period

D0t (3) (4)

Date: Value Month- Code2

(J-P) (A-H)

(S) of

buyer/seller (ifprivatetransaction)

57. Pfo11eei·Mid-Cap Value Fllllld A Dividend

-1 Small Cap Value f'llllli A Dmdeod J T

59. Mcl:>oiillllds COip. Col:mnOlll Stoc1!: A J T

--

60. Mcl:>oiillllds COip. Common Stoc1!: A J T

-

61. Pilll1rC :ommon Stock A Dividend J T

62. PiDrC:ommon Stock A Dividend J T

63. Ewrg11 em Mooey Mmbt Fdl A Interest J T

64. Natims FD11K; Intl Value Fd lmr. CL A A Dividend J T

65. Evc:rgii em Mon.Malket Fell-IRA A Dividend J T

66. Janus]lnvL Fd- Small Cap &: Villt:ie Fund-JRA A Dividend K T sell 10/24 J A

-

67. T. llb>vle Price Mid-Cap Growtl lPund-JRA A Dmdeod K T sell 10/24 J A

-

68. Belllsoi lllh Corp. Common Stock A Dividend sell 11/12 J A

-

69. Gei111m ii Eleclric Company C'.(ll]lllllllll Stock A Dividend J T

--:mp. Common Stock A Dividend J T

71. Nuveen Select Tax Free Income :Port 2 SBI A Dividend J T

Codes:1. Income/Gain A = $1,l)()l or less = $1,001-$2.500 = $2,501-$5,000 D = $5,001-$15,000 = $15,001-$50,000

(See Collurm1S Bl andD4) F = $50,001-lilOO,OOO a· = s100,001-s1,ooo,ooo HI = $1,000,001-$5,000,000 H2 =Mare than $5,000,000

2. Value Cedes J = Sl5,l))(l or less K = $15,001-$50,000 L = SS0,001-SlOO,OOO M = $1 OO,CXll -$250,000

(See CoilumJ1S Cl andD3) N = S2S0,1:JOO-SSOO,OOO 0 = $500,001-$1,000,000 Pl = Sl,000,001-$5,000,000 P2 = $5,000,001-$25,000,000

P3 = $25,0:>0,001-$50,000,000 P4 = $Mare than $50,000,000

3. Value Moothod Codes Q =J 1J>Illisal R = Cost (Rea!Estate Only) s =Assessment T = Cash/Market

(See Co1unm C2) u = B0<1k Value v =Other w = Estimated

I _

GrOli

A.

--

gland

-

Polic.

F.q1.d ieJ:ies

Income during

-

Amount 1YPc

A

c.

(I) n uom

Gain

Day (A-II)

J '

mcc.

p.fizc:

Ca sh Fund

-Eura pac

82

Mier ft Conmon Stock

Inlerest

.\N(JAL DISCL O SURE REP O RT NameofP Reporting DateofReport Page 5 of S Bowdre. Karon o s11s12004

, ,VU.· INVESTMENTS and TRUSTS-income. va1ue. transcations(inclui1esthoseofthespousearu1dependentcbi1c1ren. &epp.34-S7orrtlingimtructiOlllS.)

72

73.

74.

7S.

De [me

-

scription of Assets luding trust assets)

:e •(X)• after each asset CltelXIJpl nprior clisclosure

Fund of Am.erica-Clalis A

-New F'mancial PermUMmt Life Insurance

New gland Financial- Pcmumcnt life Insurance

-New gland Finan.-Variable Ord.ute-Zenith

B.

reporting period

(1) (2)

(e.g. Codel div. nmtor (A-H) inl)

A Dividend

Dividend

B Dividend

A Dividend

D. Gross value at end of Trmsactions during reporting period

reporting period

(2) (1) notClelDpt disclosure

(2) (3) (4) (5) Value Value Type (e.g. Date: Value Identity of Code2 Method buy,sell, Month- Code2 Code l buyer/seller (J-P) Code3 mtrger, (J-P) (if private

(Q-W) redemption) transaction)

T

J T

K T

K T

76. Van npc:n Equity & Jnccmie lland·CI B-1ka Eqaity A Dividend J T

---

77. re'omm.on Stock

-

78. CenClaut Common Stock

-

79. USB

-

80. T.RI , Price Mid Cap Growth F1lllld

81. ific Growth Fund

---:lcalth-Common Stoc:I;.

-

83.

--

A Dividend

A Dividend

A

A Dividend

A Diridmd

A Dividend

A Dividend

J T buy 11/12

sell 04/04

J T

J T buy 11104

J T buy 11/04

J T Spin-off 08120'

J T buy 01121

J

J

J

J

J

J

A

I. Income/Gain Codes: A = $1,000 or less B = $1,001.$2,500 C = $2,501-$5,000 D = S5,00l-$15,000 E = $15,001-$50,000

(See CobullllS Bl and D4) F = $50,001-$100,000 G =SI00,001-$1,000,000 m = s1,ooo,001.s5,ooo,ooo H2 =More than $5,ooo,ooo

2. Value Codes: J = $15,000 or less K =$15,001-$50,000 L = $50,001-$100,000 M = $100,001-$250,000

(See Colunms Cl and D3) N = $2501000-$500,000 0 = $500,001-$1,000,000 Pl = $1,000,001-$5,000,000 P2 = $5,000,001-$25,000,000

P3 = $25,000,00l-$50,000,000 P4 = $More than :650.000,000

3. Value Method Codes Q = .l\ppniisal R = Cost (Real Estate Only) S = Assessment T =Cash/Market

(See Column C2) U = BOOk Valllf· v =Other W =Estimated

I"'""""""'". I -------------1- Bowdn:,------Ka.ron---0------------------------------ ---�1Sa004

- -

) ;ap

. · .F.iNANClAL DISCLOSl[JR:E REPORT Reporting DateofReport

Vlll. ADlDffiONAL 11\Til:'ORMATION OR EXPLANATIONS QndicatepartofReport)

tt -Jt• lltJ 11• CODtribulionsto the Plan and purchases by the Plan to these preselectedfunds are madetlmmui theyear.Smith Bam'}' Money Funds Cash .fuel WIS 1lransfemd bybroker to Citibank N.A. Money Mactet. Cmtennia1 Money Market Fund switdll:d to !Evergreen Fond \lben lJrolcercbanged companies. BC11FOmni hM. F\lnd changed iUI Dlllllll to Janus Jnvt. Fund. A number or enlries 1bat bad beeil sold c:oimpleteJy prior to 2003 weie deleted.Additional JIURhases in smne dicl not change year· end categaey listings (Microaoft. Cap World Growth, ICOS, Pfizer). Partial &ab in 111CJ1m holdings did 111ct diuge year-end category listings (Bank orAmerica, Janus Invt. Fd-Smalt Cap and Value, T Rowe Price Mid-Cap).USB Cash Fmiiil should hal'C been raltlet:tlld in an eadierreport but was ioadveneotly overlooked. Medco Hea1lth 4 Stodc. was a spin-oft'fiom eom:ot holdingin Mmck Common Stock,

DISCLOSU.RE·--REP--0-R _T_.L..I N- -e-o-fP_::_Reporting_,0 _·_. __________ __.l_Dat_· I

DaW�/02®1

, 'F�ANCIAL •:::. .·· .·· •

reimlatians.

IX. CERTIFICATION. I certify that all informatio:o grven above (including information pertaining to my spouse and minor or dependent cbildren.

ifany) is ao;:urate, true, and ·complete to thebest of my knowledge and belie( and that any information not reported was withheld be::ause it met applicable statutory provisions pennitting non-disclosure.

I furtlller certify that earned ilncome :from outside employment and honoraria and the acceptance of gifts which have been reported im in compliancemth theprovisionsof5u.s:c. § 501 et. seq., 5 u.s.c. § 7353, and Judicial Conference

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NOTE: ANY INDIVIDUAL {HO KNOWINGLY AND wn..FULLY FALSIFIES OR FAILS TO FILE mIS REPORT MAY BE SUBIBCT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts Suite2-301 One Columbus Circle, N.E.

Washington. D.C. 20544