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Kaluza-Klein Theory Jonas Reuter Physikalisches Institut der Universit¨ at Bonn November 25th, 2010 (J. Reuter) 25.11.2010 1 / 42

Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

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Page 1: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Kaluza-Klein Theory

Jonas Reuter

Physikalisches Institut der Universitat Bonn

November 25th, 2010

(J. Reuter) 25.11.2010 1 / 42

Page 2: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Overview

1 Kaluza Theory

2 Solutions for dimensionCompactification: Kaluza-Klein theoryProjective geometryNoncompactified theories

3 Predictions

4 Conclusion

(J. Reuter) 25.11.2010 2 / 42

Page 3: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

References

� mainly J.M. Overduin and P.S.Wesson ”Kaluza-Klein Gravity”,arXiv:gr-qc/9805018v1 .

� T. Kaluza, ”Zum Unitatsproblem der Physik”, Sitz. Preuss. Akad.Wiss. Phys. Math. K1 (1921) 966.

� O. Klein, ”Quantentheorie und funfdimensionale Relativitatstheorie”,Zeits. Phys. 37 (1926) 895.

(J. Reuter) 25.11.2010 3 / 42

Page 4: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Kaluza Theory

Kaluza’s idea

� in 1909 Lorentz generalized3d-space and time to 4d-spacetime

⇒ general relativity could beconstructed

� Generel Relativity explains gravitywith pure geometry

� Kaluzas idea in 1921: use anotherdimension to construct a moregeneral theory

Figure: Theodor Kaluza(J. Reuter) 25.11.2010 4 / 42

Page 5: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Kaluza Theory

Kaluza’s idea

Three important aspects of Kaluza Theory:

1 Nature can be explained through pure geometry.

2 The underlying theory is a minimal extension of general relativity.

3 Physics only depends on the first four coordinates (called cylindricity).

No mechanism is specified why it does not depend on the extradimensions.

(J. Reuter) 25.11.2010 5 / 42

Page 6: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Kaluza Theory

Notation

Notation in this presentation:

� capital latin indices A,B, . . . run over 0,1,2,3,4

� small greek indices α, β, . . . run over 0,1,2,3

� hats denote 5d quantities (G )

(J. Reuter) 25.11.2010 6 / 42

Page 7: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Kaluza Theory

Basic ansatz

Ansatz: Einstein-equation in 5d:

GAB = 0

with

GAB = RAB −R

2gAB

RAB = ∂C ΓCAB − ∂B ΓC

AC + ΓCAB ΓD

CD − ΓCAD ΓD

BC

ΓCAB =

1

2gCD(∂AgDB + ∂B gDA − ∂D gAB)

(J. Reuter) 25.11.2010 7 / 42

Page 8: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Kaluza Theory

Basic ansatz and assumptions

� ansatz for the metric gAB :

(gAB) =

(gαβ + κ2φ2AαAβ κφ2Aα

κφ2Aβ φ2

)

� physics does not depend on 5th dimension

→ all derivatives w.r.t. 5th dimension are 0

(J. Reuter) 25.11.2010 8 / 42

Page 9: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Kaluza Theory

Resulting equations

One obtains:

Gαβ =κ2φ2

2TEMαβ −

1

φ[∇α(∂βφ)− gαβ�φ]

∇αFαβ = −3∂αφ

φFαβ

�φ =κ2φ2

4FαβF

αβ

(J. Reuter) 25.11.2010 9 / 42

Page 10: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Kaluza Theory

The scalar field

� if we assume φ = const. and with κ = 4√πG :

Gαβ = 8πGφ2TEMαβ

∇αFαβ = 0

� originally Kaluza and Klein set φ = 1

⇒ violates 3rd equation

(J. Reuter) 25.11.2010 10 / 42

Page 11: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Kaluza Theory

Problem: extra dimensions

� have seen: can unify general relativity and electrodynamics throughextra dimensions

⇒ Problem: Why don’t we see extra dimensions?

� solutions:

1 compactification (→ Kaluza-Klein Theory)2 projective geometry3 non-compactification

� every solution breaks one of the three important aspects of KaluzaTheory

(J. Reuter) 25.11.2010 11 / 42

Page 12: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension

Solutions for dimension

1 Kaluza Theory

2 Solutions for dimensionCompactification: Kaluza-Klein theoryProjective geometryNoncompactified theories

3 Predictions

4 Conclusion

(J. Reuter) 25.11.2010 12 / 42

Page 13: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Compactification: Kaluza-Klein theory

Kaluza-Klein theory: basic idea

� in 1926 Klein proposedcompactification

� circular topology of 5th dimension

⇒ physical fields only dependperiodically on 5th dimension

� small enough compactification scale

⇒ extra dimension is unobservable

Figure: Oskar Klein(J. Reuter) 25.11.2010 13 / 42

Page 14: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Compactification: Kaluza-Klein theory

Action

� modes carry momentum ∝ |n|r⇒ if r is small enough, only n = 0 contributes

� action:

S = − 1

16πG

∫R√−gd4xdy

� periodicity of 5th dimension

⇒ can expand 5d fields in Fourier modes

(J. Reuter) 25.11.2010 14 / 42

Page 15: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Compactification: Kaluza-Klein theory

Metric

� parametrisation of the metric:

g(0)AB(x) = φ−1/3

(gαβ + κ2φAαAβ κφAα

κφAβ φ

)

� use Ricci tensor and Christoffel symbols as above and

κ = 4√πG

G = G/

∫dy

(J. Reuter) 25.11.2010 15 / 42

Page 16: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Compactification: Kaluza-Klein theory

Resulting action

Resulting action in 0th order Fourier expansion:

S = −∫

d4x√−g

(R

16π+

1

4FαβF

αβ +1

6κ2

∂αφ∂αφ

φ2

)

(J. Reuter) 25.11.2010 16 / 42

Page 17: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Compactification: Kaluza-Klein theory

Matter in Kaluza-Klein ansatz

� introduce scalar field in theory:

Sρ = −∫

dxdy√−g∂Aρ∂Aρ

� expand ρ in Fourier-modes:

ρ(x ,y) =n=∞∑

n=−∞ρ(n)(x)e in y

r

(J. Reuter) 25.11.2010 17 / 42

Page 18: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Compactification: Kaluza-Klein theory

Resulting matter action

Sρ = −(∫

dy

)∑n

∫d4x√−g

[(∂α +

inκAα

r

)ρ(n)×(

∂α +inκAα

r

)ρ(n) − n2

φr2ρ(n)2

]

� first term: covariant derivative

� second term: mass term

(J. Reuter) 25.11.2010 18 / 42

Page 19: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Compactification: Kaluza-Klein theory

Charge and mass of matter fields

� comparison with covariant derivative from QED yields:

qn =nκ

r

∫dy

)−1/2

=n√

16πG

r√φ

� mass term gives:

mn =|n|

r√φ

(J. Reuter) 25.11.2010 19 / 42

Page 20: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Compactification: Kaluza-Klein theory

Achievements and problems

Special achievements:

� prediction of quantization of charge

Special problems:

� explicit addition of matter

� quantized mass

� predicted mass of lowest Fouriermode ∼ mpl

⇒ higher dimensions

(J. Reuter) 25.11.2010 20 / 42

Page 21: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Projective geometry

Projective geometry

Projective geometry

(J. Reuter) 25.11.2010 21 / 42

Page 22: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Projective geometry

Projective geometry: Basic Idea

� replaces classical tensors in general relativity with projective tensors

� extra dimensions are artifacts of underlying theory

� extra dimensions are regarded as visual aids

⇒ extra dimensions are not physically real and thus cannot beobserved

� sacrifices geometric interpretation of general relativity and is morethan a minimal extension of general relativity

(J. Reuter) 25.11.2010 22 / 42

Page 23: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Projective geometry

Problems in early attempts

� Kaluza theory gives rise to Brans-Dicke scalar field

� Brans-Dicke action:

S = −∫

d4x√−g

(Rφ

16πG+ ω

∂αφ∂αφ

φ

)+ Sm

with ω the Brans-Dicke constant and Sm the action of associatedmatter fields

(J. Reuter) 25.11.2010 23 / 42

Page 24: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Projective geometry

Problems in early attempts

� Kaluza action without electromagnetic potential:

S = − 1

16πG

∫d4x√−gRφ

⇒ ω = 0

� ω is constrained by experiment to be greater than ∼ 500

(J. Reuter) 25.11.2010 24 / 42

Page 25: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Projective geometry

Solution attempt 1

� Lessner suggested that Brans-Dicke scalar is microscopic

� mathematically the same equations as in Kaluza theory

except G is replaced by essentially free parameter B

� solution of field equations is called particle if it satisfies certainconditions

(J. Reuter) 25.11.2010 25 / 42

Page 26: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Projective geometry

Solution attempt 2

� projective unified field theory by Schmutzer

� explicitly introduce matter substrate

� 5d Einstein equation:GAB = 8πG θAB

with energy projector θAB

� use conformally rescaled metric g ′αβ = e−σgαβ

(J. Reuter) 25.11.2010 26 / 42

Page 27: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Projective geometry

resulting field equations

Gαβ = 8πG (TEMαβ + Σαβ + θαβ)

∇αHαβ = Jβ

�σ = 8πG (2

3ϑ+

1

2FαβH

αβ)

with electric energy-momentum tensor TEMαβ , substrate energy tensor

θαβ = θαβ and . . .

(J. Reuter) 25.11.2010 27 / 42

Page 28: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Projective geometry

Some tensors

scalaric energy tensor:

Σαβ = − 3

16πG

(∂ασ∂βσ −

1

2gαβ∂

γσ∂γσ

)and electric four-current Jα, electromagnetic field-strength tensor Fαβ,induction tensor Hαβ = e3σFαβ and the scalaric substrate density

ϑ = e−σ θAA −

3

2θαα

(J. Reuter) 25.11.2010 28 / 42

Page 29: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Projective geometry

Implications

� violations of weak equivalence principle for time dependent scalarfields

� scalaric polarization of vacuum

� dependent on scalarism parameter γ = ϑρ (main free parameter)

� experimental constraints are upper limits on γ

(J. Reuter) 25.11.2010 29 / 42

Page 30: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Projective geometry

Achievements and problems

Special achievements:

� in principle testable predicitions

Special problems:

� modifies geometric foundation

� either needs substrate or can only describe microscopic phenomenons

(J. Reuter) 25.11.2010 30 / 42

Page 31: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Noncompactified theories

Noncompactified theories

Noncompactified theories

(J. Reuter) 25.11.2010 31 / 42

Page 32: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Noncompactified theories

Noncompactified theories: basic idea

� take extra dimension to be physical

� relax cylindricity condition

� perhaps not lengthlike extradimension

⇒ effects are very small if unit conversion factor is small

(J. Reuter) 25.11.2010 32 / 42

Page 33: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Noncompactified theories

Metric

� choose metric such that Aα vanishes

possible because we are not imposing cylindricity

� include factor ε to allow time- and spacelike signature

(gAB) =

(gαβ 0

0 εφ2

)

(J. Reuter) 25.11.2010 33 / 42

Page 34: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Noncompactified theories

First resulting field equation

� using RAB = 0 one gets:

Rαβ =∇β(∂αφ)

φ− ε

2φ2

(∂4φ∂4gαβ

φ− ∂4(∂4gαβ)

+gγδ∂4gαγ∂4gβδ −gγδ∂4gγδ∂4gαβ

2

)

� can build Einstein-equation from equation for Rαβ

� contracting with gαβ gives R

(J. Reuter) 25.11.2010 34 / 42

Page 35: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Noncompactified theories

First resulting field equation

� insert Rαβ and R in

Rαβ −1

2gαβR = 8πGTαβ

� results in energy-momentum tensor of induced matter:

8πGTαβ =∇β(∂αφ)

φ− ε

2φ2

[∂4φ∂4gαβ

φ− ∂4(∂4gαβ)

+gγδ∂4gαγ∂4gβδ −gγδ∂4gγδ∂4gαβ

2

+gαβ

4

(∂4g

γδ∂4gγδ + (gγδ∂4gγδ)2)]

(J. Reuter) 25.11.2010 35 / 42

Page 36: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Noncompactified theories

Second resulting field equation

� one gets:

∇βPβα = 0

with

Pβα =

1

2√

g44

(gβγ∂4gγα − δβαgγε∂4gγε

)� interpretation not clear

� could be related to known conserved quantity

� another possible identification allows to relate this equation with 4dgeodesic equation

(J. Reuter) 25.11.2010 36 / 42

Page 37: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Noncompactified theories

Third resulting field equation

� one gets:

εφ�φ = −∂4g

αβ∂4gαβ4

−gαβ∂4(∂4gαβ)

2+∂4φgαβ∂4gαβ

� interpretation not clear

� can identify this equation with Klein-Gordon equation withappropriate definition of mass

(J. Reuter) 25.11.2010 37 / 42

Page 38: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Noncompactified theories

Interpretation of 5th coordinate

� 5th coordinate might be related to rest mass

� hints for that:

� basic mechanics depends on basis units of length, time and masslength and time are already merged

� calculations with explicit 5d metrics show that metrics with dependencyon 5th coordinate can be related to massive physical situations

� realistic 4d metrics emerge from constant 5th coordinate hypersurfaces⇒ coordinate frame where rest mass is constant

(J. Reuter) 25.11.2010 38 / 42

Page 39: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Solutions for dimension Noncompactified theories

Achievements and problems

Special Achievements:

� gives Energy-momentum tensor from geometry

� testable predictions

Special problems:

� physical quantities dependent on 5d coordinate-system

� interpretation not clear

(J. Reuter) 25.11.2010 39 / 42

Page 40: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Predictions

Overview

1 Kaluza Theory

2 Solutions for dimension

3 Predictions

4 Conclusion

(J. Reuter) 25.11.2010 40 / 42

Page 41: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Predictions

Predictions

� 3 theories similar predictions

⇒ not distinguishable

� for matter interpretation: slow variation of rest mass (∼ 10−12 yr−1)

� soliton solutions show deviations in classical tests, for example:

� gravitational redshift

� light deflection

� geodetic precession → Gravity Probe-B is close

(J. Reuter) 25.11.2010 41 / 42

Page 42: Kaluza-Klein Theory - Universität zu Köln · Overview 1 Kaluza Theory 2 Solutions for dimension Compacti cation: Kaluza-Klein theory Projective geometry Noncompacti ed theories

Conclusion

Conclusion

� have seen that general relativity and electrodynamics can be unified

⇒ possibly unify other forces

� three different ways for extra dimensions:

1 compactification (used e.g. in string theory)2 projective geometry3 non-compactification

� 5th dimension might be related to restmass

� none of the three approaches can be excluded on observationalgrounds at present time

(J. Reuter) 25.11.2010 42 / 42