Joseph A DiClerico Jr Financial Disclosure Report for 2010

8/3/2019 Joseph A DiClerico Jr Financial Disclosure Report for 2010

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!AO 10 [

Rev. ] /2011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2010

Report Required by the Ethics

in Government Act of 1978

(5 U.S.C. app. §§ 101-111)

1 . Person Repor ting ( las t name, f ir s t , middle init ial)

Di C l e r i c o , J r ., Jo se ph A .

4. Ti t le (Art ic le 111 judges ind ica te ac t ive o r sen io r s ta tus;

magistrate judges indicate full- or part-time)

D is t r i ct J udge S enior St a tu s

7. Chambers or Off ice Address

55 P leas an t S t ree t, Room 400C onc ord , N H 03301

2. Court or Organization

Uni t ed Sta t e s D i s t r i c t Cour t D i s t ri c t o f New Ham ps h i re

5a . Report Type (check appropria te type )

] Nomina t ion , D a t e

[] Initial [] Annual [] Final

5 b . [ ] A m e n d e d R e p o r t

8. On the basis o f the in fo rm a tion con ta ined in th is Report and any

modif ica t ions pe rta in ing the re to , i t is , in m y op in ion , in com pliancewith appl icable l aws and regula t ions .

3. Date of R e p o r t

4/13/201 I

6. Report ing Pe riod

1/1/2010

to

12/31/2010

R e v ie w i n g O f f i c e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be fotlowea~ Complete a l l par ts ,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ¢ R e p o n i n g individual only; seepp . 9-13 of fi l ing instructions.)

D N O N E (No reportablepositions.)

P O S I T I O N

I. Trus t e e

2. Trus t e e M a y h e w P r o g r a m

3. Trustee Trust

4. Di re c t o r Li t t l e Lake Sunapee P ro t ec t ive A s s oc ia t i on

5.

N A M E O F O R G A N I Z A T IO N / E N T IT Y

T r u s t s V I I I a n d X V

1 I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)

~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS




Page 2 o f 31

N a m e o f P e r s o n R e p o r t in g

DiClerico, Jr. , Joseph A.

D a t e o f R e p o r t

4/I 3/201 I

Il L N O N - I N V E S T M E N T I N C O M E . C . e p o . i n g individual andspouse; seepp . 17-24 of filing instructions.)

A. Filer’s Non-Investm ent Incom e

~ (No reportable non-investment income.)ONE

DATE SOURCE AND TYPE INCOM E( y o u r s , n o t s p o u s e ’ s )

1 . 1 / 1 2 / 1 0 Trust Vlll - Trustee and Execuior Fees $5,000.00

2.

3.

4.

B . S p o u s e ’ s N o n - l n v e st m e n t I n c o m e - l [ you w er e m ar r ied du r in g an y po r t ion of th e r epor t in g y ear , com ple te th i s s ec t ion .

(Dollar am ount not required except for honorarkt.)

~ (No reportable non-investment income.)ONE

1.2010

2.

3.

4.

DATE SOURCE AND TYPE

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.

(Includes those to spouse and dependent children." see pp. 25-27 of filing instructions.)

~] (No reportable reimbursements.)ONE

2.

3.

4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED




Page 3 o f 31


DiCler ico, Jr . , Joseph A.

Date of Report

4/13/201 l

V . G I F T S . a n a u d e s those to spouse and dependent children; see pp. 28-31 of fillng instructions.)

N O N E (No reportable gifts.)

2.

3.

4.

5.

SOURCE DESCRIPTION

Use o f b o a t h o u s e t o d o c k b o a t ( S e e P a r t VIII)

U s e o f b a r n t o s t o r e b o a t ( S e e P a r t VIII)

VALUE

$2,500.00

$ 780 .00

V I . L I A B I L I T I E S . a n c i u d e s t h o s e o f s p o u s e a n d d e p e n d e . t children; see p p . 3 2 - 3 3 of fding instructions.)

N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

1 .

2.

3.

4.

5.

V A L U E C O D E




Page 4 of 31


DiClerico, Jr., Joseph ~.

Date of Report

4/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a lu e , t ra n s a c t i o n s a n c l a d e s t h o s e o l s p o u s e a n d dependent children; s e e p p . 3 4 - 6 0 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

A. B. C.

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d( i n c l u d in g t r u s t a ss e t s ) re p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) O) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g ., Value Value

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) ( . l - P ) C o d e 3

( Q - W )

(1 )

T y p e ( e . g . ,

b u y , s e l l ,

r e d e m p t i o n )

Transactions during report ing period

(2) (3) (4)

D a t e Value Gain

mm/dd/yy C o d e 2 Code 1

(J-P) (A-H)

Identi ty of

buyer /seller

(if private

transaction)

1 . Brokerage A ccount s # 1 and # 1A

1 2 . - S h . C o m . A T & T

D Int . /Div. N

So ld 04/20/10 J

I 3 . -S h . C o m . A l a c a t e l L u c e n t

4 . - S h . C o m . B r i s t o l - M e y e r s S qu ib b

So ld(par t)

So ld

04/20/10 J

04/20/I 0 L

5. - S h . C o m . C o c a - C o l a C o .

6. - S h . C o m . C o m c a s t

7. - S h . C o m . E x x o n M o b i l

8. -Sh . Com . Gene ra l Elec t r i c

9. - S h . C o m . Z im m e r H o l d i n g s

I 0. - Sh . Co m . T h e Ph o en ix C o m p a n ie s, In c .

1 I. -Sh . Com. V i t tu s Inves tment P a r tne rs Inc .

1 2 . -Wel l s F a rgo A dv . Bk . D ep. Sweep P rg .

1 3 . - D o d g e & C o x F D S I n t ’ l S t k F D

14. -Evergreen A s s e t A s s oca t ion F D C I ( s ee l ine

15 )

15 . - ( 7 /1 9 / 1 0 n a m e c h g t o W e l l s F a r g o A d vA s s e t A l lo t F D A dm CL)

1 6 . -F a i rh o lme F D S Inc .

1 7 . - F r a n k li n F e d . T a x F r e e I n c o m e F u n d -Advi so ry C L

So ld

So ld

So ld(par t)

So ld

So ld

So ld

Bu y

Bu y

04/20/10 J

04/20/10 J C

04/20/I 0 M F

04/20/I 0 K D

04/20/10 J

04/20/10 J A

04/23/10 K

04 / 2 3/ 10 L

Bu y 04 / 2 3/ 10 K

Bu y ’ 04/23 /10 K

I . I ncome G ain Codes : A = $ 1.000 or less B = $ 1 ,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000

( Se e C olu mn s B I a nd D4 ) F =$ 50 ,001 - $ 100 .000 G= $ 100,001 - $1,000,000 H 1 -$ 1,000,001 - $5,000,000 H2 =Mo re than $5,000,000

2. Valu e Co des J = $1 5,000 or less K =$15,001 o $50,000 L = $50,001 - $100.000 M =$ 100,001 - $250,000

( See Colu mns CI and D3) N = $250.001 - $500,000 O = $500 ,001 - $1 ,0 00,000 P I = $1 ,0 00,001 - $5 ,000,0 00 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 -More than $50,000,000

3. Value Method Codes Q = Ap p r a i sal R =Cos t ( R eal E s t a t e O nly ) S =As s es s ment T -C a sh Ma rke t

( S e e C o l u m n C 2 ) U =Book Valu e V ~O thcr W =E s t imated

E =$15,001 - $50,000




Page 5 o f 31

Name of Person Reporting

DiClerico , Jr., Joseph A.

Date of Report

4/I 3 /201 l

V II. INV ESTM ENTS and TRUSTS - i .... e , v a l u e , t r a n s a c t i o n s ( I n c l u d e s t h o s e o f s p o u s e and dependent children; seepp. 34-60 of f i l ing ins t ruc t lons . )

--’-] N O N E (No reportable income, assets, or transactions.)

A. B. C.

D e s c r ip t io n o f A s s e ts In c o m e d u r in g G ro s s v a lu e a t e n d

( i n c lu d i n g t r u s t a s s e t s ) re p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) ( 1 ) ( 2 )

Place "(X)" after each asset A m o u n t Type (e.g., Value Value

exempt from prior disclosure C o d e 1 d iv ., r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) (J-P) C o d e 3

( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(1 ) ( 2 ) ( 3 )

Type (e.g., Date Value

buy , sell, m m/dd /yy Code 2

redem ption) (J-p )

(4 ) (5 )

Gain Ident i ty of

C o d e 1 buyer /se l l e r

(A-H) (if private

transaction)

1 8 . S o l d 11/19/10 K

1 9 .

20 .

21 .

22 .

-IVA Worldwide Ftmd Class I

-Oppenheimer Dev. M kts. CL y

-T Rowe Price Tax Free Income Fund

B uy 04/23/10 L

B uy 04/23/10 J

B uy 04/23/10 K

S o l d ! 1/19/10 K

23 . -T Rowe Price Tax Free Short IntermediateFund

24 .

Bu y 04/23/10 K

Sold 11/19/10 K

25. -FPA FDSTR Crescent Portfo l io INSTL CL

S H S

i26.

27 . -Vanguard Specialized Portfolios DividendGrowth FD

28 . -FPANewlncome Inc- .

29 . -Rowe T Price Short Term B D FD Inc.

B u y

B u y

(add’l)

B uy

04/23/10 L

B u y

11/19/10 K

04/23/10 K

111/19/10 K

B u y 11/19/10 K

30 .

31 . IRA BrokerageAcct #2

32 . -Am er ican Fun d s : Am er . Ba l . F nd . C1 . C

A Dividend

33 .

34 . IRA Brokerage Acct. #3 D lnt./Div. M

I. I ncome G ain Codes :

(Se e C o lumn s B I a n d D 4 )

2. Valu e Codes

(Se e C o lumn s C I a n d D 3 )

3. Valu e Method Codes

(Se e C o lumn C 2 )

A=$1,000 or less

F =$50,001 - $ 100.000

J =$15,000 or loss

N =$250,001 - $500,000

P3=$25,000,001 - $50.000.000

Q =Appraisal

U =Book Valu e

B =$1,001 - $2,500

G =$ 100,001 - $ 1,000,000

K =$15.001 - $50,000

t) = $500.001 - $1,000,000

R =Cos t ( R eal E s t a t e O nly )

V = Other

C =$2,501 - $5,000

H I =$1,000,001 - $5,000,000

L -$50,001 - $ 100,000

P 1 =$1,000,001 - $5,000,000

P4 =More Ihan $50,000,000

S =As s es s ment

W = E s t imated

D =$5,001 - $15,000

1-12 =More than $5,000,000

M =$100,001 - $250,000

P2 =$5,000,001 - $25,000,000

T =C a sh Ma rke t

E =$15,001 - $50,000




Page 6 o f 31



Date of Report

4/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

~ N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g

( in c l u d i n g t ru s t a s s e ts ) re p o r t i n g p e r i o d

(l) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(i) (2)V a l u e Value

C o d e 2 M e t h o d

(J-P) C o d e 3

( Q - W )

(t )Type (e.g.,

b u y , s e l l ,



(2) (3) (4)

D a t e Value Gain

mm/dd /yy C o d e 2 Code 1

(J-P) (A-H)

(5 )

Identity of

buyer /se l l e r

(if private

transaction)

35 . -Am er ican Fun d s : Am er . Ba l . F nd . CI. C Sold 04/16/10 J

36 . -American Funds:Capital Income B uilder

Fund

37 . -US Gov’t Securities Fund Class C

So ld 04/16/10 K

So ld 04/16/10 K A

38 .

39 .

40 .

41 .

- American Funds : Bond Fund of AmericaClass C

-Loomis Sayles Strategic Income Fund Cl-y

- PI MC O FD S Pa c i f i c l nv t . MG MT Se rv .

T o t a l R e t u r n F D

-PIMCO All Asset FND lnstl CL

Sold 04/16/10 K

Bu y 04/20/10 K

Bu y 04/20/10 K

Bu y 04/20/10 L

B

42 .

43 . B r o k e r a g e A c c o u n t # 4

44 . - N H S t . C a p . App . C o l . Svgs Z e ro 7 /15/11

45 . -NH St . Col . Svgs Zero Coup Bnd (2 ) 8 / I / 10

46 . -NH St . Col . Svgs . Ze ro Coup . Bnd 7 / 1 / 10

47 . - Pue r t o R i c o Pub . l m p t .G .O. Z e ro C oup .

Bnd. 7/1/I 1

4 8 . - N H S t. C o l. Sv g s Ze r o C ou p . B n d 9 /0 1 /I I

49 . -NH St . Col . Svgs . Ze ro Coup. Bnd 7 / 01 / 13

50 . - Un i ve r s i t y PR Re v. Z e ro C oup . B nd

6/01/1051 . - Un i ve r s i t y PR Re v. Z e ro C oup . B nd

(6/0~f l2 )

None M

Redeemed 08/02/10 K

Redeemed 07/01 / 10 J

Redeemed 06/01/10

B

C

A

I . Income Gain Codes: A =$1,000 or less n = $1 .001 - $2 ,500 C = $2,501 - $5,000 D = $5,001 - $15,000

( See Colu nms BI , and D4 ) F =$50,001 - $100,000 G =$100,001 - $1,000~000 H I = $1 ,0 00 ,0 01 - $ 5, 00 0, 00 0 H 2 = Mo re t ha n $ 5, 00 0, 00 0

2. Value Cod es J = $1 5,000 or less K = $15,001 - $50,000 L =$50,001 - $ 100,000 M =$ 100,001 - $250,000

( See ( ’ o lu mns CI and D3) N =$250,001 - $500,000 O = $50 0,001 - $ 1, 000,00 0 P I = $1 ,00 0,0 01 - $5 ,00 0,0 00 P2 =$5,000,001 - $25,000,000

P3 =$25.000,001 - $50.001).000 P4 =M ore than $50,000,000

3. Value Method Codes Q = Ap p r a i sal R =Cos t ( R eal E s t a t e O nly ) S =As s es s mcnl ¯ = C a s h M a r k e t

( Sc¢ Colu nm ( ’ 2) U = B o o k V al ue V ~O thcr W =E s t imated

E =$15,001- $50.000




Page 7 o f 31

I N a m e o f P e r s o n R e p o r t in g


Date of Report

4/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

D NONE (No repo rtable incom e, assets, or transactions.)

Descript ion o f A s s e ts In c o m e d u r in g

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(l) (2 )


exempt from prior disclosure C o d e 1 div . , r e nt ,( A - H ) o r i n t . )



(1) (2) (1 ) (2) (3) (4) (5 )

V a l u e V a l u e Type (e.g., D a t e V a l u e G a i n Identity of

C o d e 2 M e t h o d b u y , s e l l , mm/dd/yy C o d e 2 C o d e 1 b u y e r / s e l l e r

(J-P) C o d e 3 r e d e m p t i o n ) (J-P) ( A - H ) (if private

( Q - W ) t r a n s a c t i o n )


52 .

53 .

54 .

-NH St . Cap. Impt . Col . Svgs . Ze ro Coup.Bnd 7 / 01 /15

- PR C om wl t h . H wy & Tra nsn . Aut h . Z e ro

C oup . B nd 7 /1 /15

-Unive rs i ty P R Rev . Ze ro Co up. Bnd 6 / 1 / 13

Bu y 12/20/10 J

(add’ l )

Bu y 07 /08/10 K

Bu y 11/23/10 J

55 .

56 . B r o k e r a g e A c c o u n t #5

57 . - S h . C o m . C o m m u n i t y B a n c o r p

58 . -Sh . Com. NH T h r i f t Banks h a res

Int./Div. O T

59 .

60 .

61 .

62 .

63 .

64 .

65 .

66 .

67 .

68 .

-Wells Fargo Adv. B k. Dep. Sweep Prg.

- Am e r i c a n Funds Mone y M a rke t Fund C l a s~

ASo ld 04/16/10 N( p a n )

Sold 04/20/10 M

-Blackrock G lobal Alloc Globa l Allocationl n s t i t .

Bu y 04/22/10 K

Bu y 05124/10 J(add’ l )

Bu y 06/22/10 J(ad d ’ l )

Bu y 07/22/10 J(add’ l )

Bu y 08/23/10 J

(add’ l )

Bu y 09/22/10 J

(ad d ’ l )

Bu y 10/22/10 J(ad d ’ l )

I . I ncome G ain C0 dcs : A =$1.000 or loss B = $1,001 - $2.500 C = $2,501 - $5,000 D = $5,001 - $1 5,000

(Se e C o lu m ns B I an d D 4 ) F = $50,001 - $100,000 G = $100.001 - $1,000.000 H I = $1,000,001 - $5,000,000 H2 =Mo re than $5,000,000

2. Valu e Codes J = $15,01)0 or less K = $15.1)01 - $50,000 L =$50,001 - $100,000 M =$ 100,001 - $250,000

(Se e C o h mms C I a n d D 3) N = $250,001 . $ 500.000 O =$500,001 - $1,000.000 PI = $1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P 3 = $25,000,001 - $50.000,000 P 4 = M o re than $50,000,0003. Value Method Codes Q = Ap p r a i sal R =Cos t ( R eal E s l a l e O nly ) S =As s es s ment T = C a s h M a r k e t

( S e e C o l u m n C 2 ) U =Book Valu e V =O ther W = E s l imalcd

E = $1 5 ,0 0 1 - $5 0 . 0 0 0




Page 8 of 31



Date of Report

4/13/201 l

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)


D e s c rip t io n o f A s s e ts In c o m e d u r in g

( in c l u d i n g t ru s t a s s e ts ) re p o r t i n g p e r i o d

(l) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 div . . r e nt ,

( A - H ) o r i n t . )



(1) (2)

V a lu e V a lu e


(J-P) C o d e 3

( Q - W )


(i ) (2) (3)

T y p e ( e . g ., D a t e Value

b u y , s e l l , m m / d d / y y C o de 2

r e d e m p t i o n ) ( J - P )

(4 ) (5 )

Gain Ident i ty of

C o d e 1 buyer /se l l e r

(A-H) (if private

transaction)

69 .

7 0.

7 1.

72 .

73 .

7 4.

7 5.

76 .

77 .

78 .

79 .

80 .

81 .

82 .

83 .

-American Funds Capital Income Bldr Class

F1Bu y 04/22/10 K

-American Fund s Capital World G rowth &

Inc. Fad - Class F-I

-D odge & Cox F D S In t ’ l S tk F D

Bu y 05/24/10(add’ l )

Bu y 06/22/10

(add’ l )

Bu y 07 /22/10(add’ l )

Bu y 08/23 /10(add’ l )

Bu y 09/22/10(add’ l )

Bu y 10/22/10(add’ l )

Bu y 04/22/10

Bu y 05/24/10(add’ l )

Bu y 06/22/10(add’ l )

Bu y 07 /22/10,(add’ l )

Bu y 08/23 /10(add’ l )

Bu y 09/22/10(add’ l )

Bu y 10/22/10

(add’ l )

Bu y 04/22/10

J

J

J

J

J

J

J

J

J

J

J

J

J

J

84 .

85 .

Bu y 05/24/10 J

(add’ l )

Bu y 06/22/10 J

(add’ l )

I. Income Gain Codes:

( Sce Colu mns B 1 and D4 )

2.Value Codes

( See Colu mns C I and D3)

3.V al ue Met h o d C o d es

( See Colu mn C2)

A =$1,000 or less

F =$50,001 - $100,000

J =$15,000 or less

N =$250.001 - $500,000

P3 =$25.000.001 - $50.000,000

Q = Ap p r a i sal

U =Book Valu e

B =$1,001 - $2,500

G =$ 100.001 - $1 ,000,000

K=$15.001 - $50.000

O =$500,001 - $ 1,000,000


V ~ O t h e r

C =$2,501 - $5,000

H 1 =$1 ,000,001 - $5,000,000

L -$50,001 - $ 100,000

P 1 =$1,000,001 - $5,000,000

P4 =More than $50,000.000

S =As s es s ment

W =E s l imatcd

D =$5,001 - $15,000

H2 =More than $5,000,000

M =$ 100,001 - $250,000

P2 =$5,000,001 o $25,000,000

T = C a s h M a r k e t

E =$15.001 - $50,000




Page 9 of 31

N a m e o f P e r so n R e p o r t i n g


Date of Report

4/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)


D e s c r ip t io n o f A s s e ts In c o m e d u r in g

( in c lu d i n g t ru s t a s se t s ) re p o r t i n g p e r i o d

(1) (2)





(1) (2)

Value V a l u e


(J-P) C o d e 3

( Q - W ~


0) (2) (3)Type (e.g., D a t e V a l u e

b u y , s e l l , mm/dd/yy C o d e 2

r e d e m p t io n ) ( J- P )

(4 ) (5 )

Gain Identity of

Code I buyer /se l l e r

(A-H) (if private

transaction)

86 .

87 .

88 .

89 .

90 .

91 .

92 .

93 .

94 .

95 .

96 .

97 .

98 .

99 .

100.

101.

102.

-Evergreen Asset Alloc. F D C L 1 ( s e e l i n e91 )

- ( N a m e c h g t o W e l ls F a r g o A l l o c F D A D MCL on 7 / 19/ 10)

-American Funds Int’l Grow th & Income FDC l a s s F - 1

Bu y 07/22/10 I

(ad d ’ l )

Bu y 08/23 /10(ad d ’ l )

Bu y 09/22/10(ad d ’ l )

Bu y 10/22/10

(ad d ’ l )

Bu y 04/22/I 0

Bu y 05/26/10(ad d ’ l )

Bu y 06/24/10(ad d ’ l )

Bu y 07 /22/10(add’ l )

Bu y 08/23 /10(ad d ’ l )

Bu y 09/22/10(ad d ’ l )

Bu y 10/22/10

(add’ l )

Bu y 04/22/10

Bu y 05/24/l 0(ad d ’ l )

Bu y 06/22/I 0(ad d ’ l )

Bu y 07 /22/10(ad d ’ l )

Bu y 08/23 /10

(ad d ’ l )

Bu y 09/22/10(ad d ’ l )

J

J

J

K

J

J

J

J

J

J

K

J

J

J

J

J

I, In co m e G ain Co des: A = $1 ,000 or less B = $1 ,001 - $2 ,500 C = $2,501 - $5,000

( See Colu mns B I and D4 ) F =

2. Val ue C od es J = $15,001) o r less K= $15,001 - $50,000 L =$ 50,001 - $100,000

( See Colu mns C I and D3) N =$250,001 - $500,000 O = $50 0,00 1 - $ 1 ,0 00 ,0 00 P 1 = $ 1 ,000 ,0 01 - $5 ,0 00,000

P 3 = $25,000,001 - $50,000,000 P 4 = M o re than $50.000,000

3 . Valu e Method Codes Q ~ Ap p r a i sal R =Cos t ( R eal E s t a t e O nly ) S =As s es s ment

( See Colu mn C2) U ~Book Valu e V =O ther W = E s t imated

D =$5,001 - $15,000

152 =More than $5,000,000

M =$100,001 - $250,000

P2 =$5,000,001 - $25,000,000

T -C a sh Ma rk¢ l

E :$15,001 - $50,000




Page 10 o f 31



Date of Report

4/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t u e , t , a ,s ~ c t i o n s a n c l u d e s t h o s e o l s p o u s c ~ . d d e p e n d e . t children; see p p . 3 4 - 6 0 of filing instructions.)


D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(1) (2)


exempt from prior disclosure Code I div . , r e nt ,( A - H ) o r i n t . )



(l) (2)

Value V a l u e


(J-P) C o d e 3

( Q - W )


(l ) (2) (3)

Type (e.g., Date Value

b uy, se ll, m m/dd /yy Code 2

redempt ion) 0-P)

( 4 ) ( 5 )

Gain Ide ntity of

Code I buyer /se l l e r

(A-H) (if private

transaction)

103.

104. - F r a n k li n F e d T a x F r e e I n c o m e F u n d -

A dv i s or CL

105.

106.

107.

108.

109.

I10.

I11 .

Bu y 10/22/10 J(add’ l )

Bu y 04/22/10 J

Bu y 05/24/10 J(add’ l )

Bu y 06/22110 J(add’ l )

Bu y 07 /22/10 J(add’ l )

Bu y 08/23 /10 J(add’ l )

Bu y 09/22/10 J(add’ l )

Bu y 10/22/10 J(add’ l )

So ld 11/23/10 K

112. - A m er i can Fu nds Fu ndam en t a l I nv s . I nc .

Cl a s s F - I

113.

ll4.

llS.

116.

ll7.

liB.

1 1 9 . - IV A W o r l d w i d e F u n d C l a s s I

Bu y 04/22/10 J

Bu y 05/24/10 J

(add’ l )

Bu y 06/22/10i J(add’ l )

Bu y 07 /22/10 J(add’ l )

Bu y 08/23 /10 J(add’ l )

Bu y 09/22/10 J

(add’ l )

Bu y 10/22/10 J

(add’ l )Bu y 04/22/10 K

I . I ncome G ain Codes : A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5.000 D =$5,001 - $1 5,000

( S ee C o l um n s B 1 an d D41 F = $50,001 - $ 100,000 G = $ 100,001 - $ 1.000,000 H 1 = $ 1 ,000,001 - $5.000,000 H2 =More than $5,000,000

2. Valu e Codes J = $15,000 o r le ss K = $15,001 - $ 50,000 L = $50,001 - $100.000 M =$100,001 - $250,000

( See Colu mns CI and D31 N =$250.001 - $500,000 O =$500,001 - $ 1,000,000 PI = $1,000,001 - $5,000,000 P2 -$5,000,~01 - $ 25,000,000

P3 =$25,000,001 - $50.000,000 P4 M or e than $5 0 ,0 0 0 ,0 0 0

3. Value Method Codes Q = Ap p r a i sal R =Cos t ( R eal E s l a tc O nly ) S =As s cs s mcnt T = C a s h M a r k e t

( See Colu mn C21 U =Book Valu e V =O ther W =E s t imated

E =$15,001- $50,000




Page 11 of 31


DiClerico, Jr., Joseph A.

Date of Report

4/13/2011

V II. INV ESTM ENTS and TRUSTS -i .... e~va~ue~transact i~nsanc~udes th~se~fsp~useanddependentchildren;seepp.34-60~f~lingins truct i~ns .)


A. }3 .


( i n c l u d i n g t ru s t a ss e t s ) re p o r t i n g p e r io d

(l) (2)


exempt from prior disclosure C o d e 1div, rent,

( A - H ) o r i n t . )



(1 ) ( 2 )

V a lu e V a lu e


(J-P) C o d e 3

( Q - W )


(1 ) (2) (3)

Type (e.g., D a t e Value

buy, se l l , m m /d dg yy C od e 2

redempt ion) (J-P)

(4 ) (5 )

Gain Identity of

C o d e t bu y e r/s e lle r

(A-H) (if private

transaction)

120.

121.

122.

123.

124.

125.

1 2 6 . - A m e r i c a n F u n d s I n c . N e w W o r l d C L F - I

Bu y 05/ 2 4 / 10 J(add’ l )

Bu y 06/22/I 0 J(add’ l )

Bu y 07/ 2 2 / 10 J(add’ l )

Bu y 08/23/I 0 J(add’ l )

Bu y 09/22/10 J(add’ l )

B uy 1 0/22/10 J(add’ l )

B u y 04/22/10 K

127.

128.

129.

130.

131.

132.

133. -P IM CO A l l A s s e t F unds Ins t . CL

Bu y 05/24/10 J

(add’ l )

Bu y 06/22/10 J(add’ l )

Bu y 07/22/10 J(add’ l )

Bu y 08/23/10 J(add’ l )

Bu y 09/22/10 J(add’ l )

Bu y 10/22/10 J(add’ l )

B u y 04/22/10 K

134 .

135.

136.

B u y 05/24/10 J

( a d d ’ l )

B u y 06/22/10 J

( a d d ’ l )

Bu y 07/22/ l 0 J(add’ l )


( See Colu mns BI and D4 )

2.V al ue C o d es

( Scc Colu mns CI and D3)

3. Value Method Codes

( S¢c Colu mn

A = $ 1 ,0 0 0 o r l e s s

F =$50,001 - $ 1 00 , 000

J = $ 1 5 ,0 0 0 o r l e s s

N = $ 2 5 1 ) ,0 0 1 - $ 5 0 0 ,0 0 0

P3 = $ 2 5 . 0 0 0 ,0 0 1 -

Q = A p p r a i s a l

U ~Book Vahlc

B=$1,001 - $2,500

G =$ 100.001 - $ 1.000,000

K =$15,001 - $50,000

O =$500,001 - $1,000,000


V ~ Olhcr

C =$2,501 - $5,000

H 1 =$ 1,000,001 - $ 5,~00,000

L =$50,001 - $100,000

P 1 =$ 1,000,001 - $5,000,000

P4 =More than $50,000,000

S =As s es s ment

W = Est i m a t ed

D =$5,001 - $15,000

H2 =More than $5,000,000

M =$100,001 - $250,000

P2 =$5,000,001 - $25,000,000


E =$ 15,001 - $50,000




Page 12 o f 31

N ame o f Person R ep or t ing

I

Date of Report


]

4/13/2011


~] N O N E (No reportable income, assets, or transactions.)

A. B. C.

D e s c r i p t i o n o f A s s e t s In c o m e d u r in g G r o s s v a lu e a t e n d

( i n c l u d i n g t ru s t a ss e t s ) re p o r t in g p e r io d o f r e p o r t i n g p e r i o d

(i) (2) (l) (2 )

Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e

exempt from prior disclosure C o d e 1 d iv ., r e n t , C o d e 2 M e t h o d( A - H ) or i n t . ) ( J - P ) C o d e 3

( Q - W )

(i)

Type (e.g.,

buy, se l l ,

redempt ion)


(2) (3) (4)

Date Value Gain

m m /d d/yy Cod e 2 Code 1

( J - P ) (A-H)

137.

138.

139.

1 4 0 . - T R o w e P r i c e T a x F r e e I n c o m e F u n d

Bu y 08/ 2 3/ 10 J(add’ l )

Bu y 09/22/10 J(add’ l )

Bu y 10/22/10 J(add’ l )

B u y 04/22/10 K

141.

142.

143.

144.

145.

146.

147.

Bu y 05/24/10 J(add’ l )

Bu y 06/ 2 2 / 10 J(add’ l )

Bu y 07/ 2 2 / 10 J(add’ l )

Bu y 08/ 2 3/ 10 J(add’ l )

Bu y 09/ 2 2 / 10 J(add’ l )

Bu y 10/23/10 J(add’ l )

Sold 11/23/10 L

148. -T Row e P r i ce T ax F ree Sh or t In t e rmedia t e

F und

149.

150.

151.

152.

153.

Bu y 04/24/10 J

Bu y 05/24/10 J(add’ l )

Bu y 06/22/I 0 J(add’ l )

Bu y 07 /22/10 J(add’ l )

Bu y 08/ 2 3/ 10 J

(add’ l )

Bu y 09/22/10 J(add’ l )

( 5 )

Identity of

b u y e r / s e l l e r

(if private

t r a n s a c t i o n )

I. In co m e G a in Co d es: A = $1.000 o r le ss B =$1,001 - $2.500 C =$2,501 - $5,000 D =$5,001 - $15,000

( See Colu nms BI and D4 ) F =$50,001 - $100,000 G =$100,001 - $1 ,000,000 HI =$1,000,001 - $ 5,000,000 H2 =More than $5,000,000

2. Value Codes J = $15.000 or less K=

$15,001 - $ 50,000 L = $50.001 - $ 100.000 M =$ ] 00,001 - $250,000

( See Cohlmns CI and D3) N =$250,001 - $5~0.000 O = $500,001 - $1 .000,000 PI =$t.0O0,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P 3 = $ 2 5 , 0 0 0 . 1 ) 1 1 1 - $ 5 0 . 0 0 0 .0 0 0 P4 -More than $50.000,000

3 . V a l ue Met h o d C o d es ’ Q =Appraisal R =Cos t ( R eal E s t a t e O nly ) S =As s cs s ment T = C a s h M a r k e t

( See Colu mn ( ’ 2) U = B o o k V al ue V = O t h e r W =E s t imated

E =$15,001 - $50.000




Page 13 of 31



Date o f Report

4/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of:ling instruction~)

~ NONE(N o reportable income, assets, or transactions.)


( i n c l u d i n g t ru s t a s s e t s ) re p o r t i n g p e r io d

(l) (2)





(1) (2)

V a lu e V a lu e


(J-P) C o d e 3

(Q-W)

(1 )

Type (e.g.,

buy, se l l ,

r edempt ion)


(2) (3) (4)

D a t e Value G a i n

mm/dd/yy C o d e 2 C o d e 1

(J-P) ( A - H )

( s )

Identity of


(if private


154.

155.

Bu y ,10/23/10 J

(add’ l )

Sold I 1/23/10 K

156.

157.

158.

159.

160.

161.

162.

163.

-FPA FDS TR FPA Crescent Por tfolio Instl.

CL SHA

164. -V angaua rd M unic ipa l Bond F und Sh or tTe rm Por t fo l io

B u y 04/22/10 K

165.

166.

167.

168.

169.

170.

Buy 05124 /10

(add’ l )

Buy 06/22/10(add’ l )

Bu y 07/22/10(add’ l )

Bu y 08/23/10(add’ l )

Bu y 09/22/10(add’ l )

Bu y 10/22/10

(add’ l )

Bu y 11/23/10I(add’ l )

Bu y 04/22/10

Bu y 05/24/10(add’ l )

Bu y 06/22/10(add’ l )

Bu y 07/22/10(add’ l )

Bu y 8/23/10(add’ l )

Bu y 09/22/10

(ad d ’ l )Bu y 10/22/10

(add’ l )

J

J

J

J

J

J

L

J

J

J

J

J

J

J

I . Income Gain Codes: A =$1,000 or less B = $1,001 - $2,500 C = $2.501 - $5,000 D =$5,001 - $15,000

( See Colu mns B I and D4 ) F = $50.001 - $ 100,000 G = $ 100,001 - $ 1,000,000 H 1 = $1 ,000,001 - $5,000,000 H2 = M ore than $5,000,000

2. Value Codes J =$15,000 or less K =$1 5,001 - $50,000 L =$50.001 - $100,000 M =$100,001 - $250,000

( See Colu mns CI and D3) N =$250.001 - $500.000 O =$500.001 - $1 ,000,000 P 1 = $1.000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25.000.001 - $50.000.000 p4 =More than $50,000,000

3. Value Method Codes Q = Ap p r a i sa l R =Cos t ( R eal E s t a t e O nly ) S =As s es s ment T = C a s h M a r k e t

( See Colu nm C2) U =Book Valu e V = Othor W =E s t imated

E =$15,001 - $50,000




Page 14 of 31


DiClerico , Jr. , Joseph A.

Date of Report

4/13/2011


[] N O N E (No reportable income, assets, or transactions.)

A. B. C. D.

Description of Assets In co m e during Gross va lue a t end Transact ions dur ing repor t ing per iod

( including t rus t asse ts ) reporting period of reporting period

( 1 ) ( 2 ) (1) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset A m o u n t T y p e ( e . g ., Value Value Type (e.g., D a t e Value Gain Identity of

exempt f rom pr ior d isc losu re Code 1 div., rent. C o d e 2 Method buy , sell, m m/dd /yy Co de 2 Code 1 buyer/se l le r(A-H) o r i n t . ) (J-P) Cod e 3 redem ption) (J-P) (A-H) (if private

(Q-W) transaction)

171. Sold 11/23/10 K

172. - V a n g ua rd S p e c i a l i z e d P o r t fo l i o s Di v i d e n d B u y 04/23/10 K

G r o w t h F D

173. B u y 05/24/10 J

( a d d ’ l )

174 . B u y 06/22/10 J

( a d d ’ l )

175. B u y 0 7 /22/1 0 J

( a d d ’ l )

176. B u y 08/23/10 J( a d d ’ l )

177. B u y 09/22/10 J

( a d d ’ l )

178. B u y 10/22/10 J

( a d d ’ l )

1 7 9 . -F P A N e w I n c o m e I n c . B u y 11/23/10 K

180. -Rowe T . P r i ce Sh or t T RM B D F D Inc . B u y 11/23/10 K

181.

182 . T RU ST 1 (A cc t . c los ed a s o f 2 / 2 8 / 10)

183. - Ma nc he s t e r N H G .O. Pub . I m provm t . B nd

7 /1/15

1 8 4 . - A m e r i ca n F u n d s : M o n e y M a r k e t F u n d A

185 . - W e l l s F a rg o A d v . B k . D e p . S w e e p P r g

1 8 6 . - L a k e S u n a p e e B a n k A c c o u n t

187.

A Int./Div.

Distributed 02/05/10 K A

Distributed 02/05/10 O

Distributed 02/05/10 M A

Closed 02/01/10 J

1. In c o m e G a i n C o d es : A = $1,000 or less B = $1.001 - $2,500 C = $2,501 - $5,000 D = $5,001 - $1 5,000

( See Colu mns BI and D4 ) F =$50.001 - $ 100,000 G =$ 10 0,001 - $ 1,0 00,00 0 H I = $1 ,00 0,0 01 - $5, 000 ,0 00 H2 =Mo re than $5,000,000

2. Valu e Codes J = $15,000 or less K = $ 1 5 , 0 0 1 o $ 5 0 ,0 0 0 L =$50,001 - $100,000 M =$ 100,001 - $250,000

( See Colu mns C I and D3) N =$250,001 - $500,000 O = $50 0,001 - $ 1,0 00,00 0 P I = $1 ,00 0,0 01 - $5 ,00 0,0 00 P2 =$5,000,001 - $25,000.000

P3 =$25,000.001 - $50,000.000 P4 =More than $50,000,000

3. Value Method Codes Q = Ap p r a i sal R =Cos t ( R eal E s t a t e O nly ) S =As s es s ment T = C a s h M a r k e t

( S e e C o l u n m C 2 ) U =Book Valu e V TO ther W =E s t imated

E =$15,001 - $50,000




Page 15 o f 31



Date of Report

4/ 13 / 2 011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o l u c , tr a n s a c t io n s a n c i u d c s t h o s e o l sp o u s e o n d dependent children; see p p . 3 , 1 - 6 0 of filing instructions.)


A, B. C.

Descr ipt ion of Assets I n c o m e d u r i n g G r o s s v a l u e a t e n d

( i n c l u d i n g t rust a sse ts) rep ortin g period of reporting period

(1) (2) (1) (2)

P l a c e " ( x ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V a l u e V a l u e

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d

( A - H ) o r i n t . ) ( J - P ) C o d e 3

(Q-W)

188. TRUST II (Account closed as of 2/28/i 0)

189. -Wel l Fargo Adv. B k. Dep. Sweep Prg.

190 . -Amer ican Funds: M oney M arket Fund A

191.

192. TRUST VIII (Accou nt close as of 2/28/10)

193. -Sh. Com. Commu nity Bancorp

194. -Sh. Com. NH Thrift Ban kshares

195 . -NH Mu n . Bn d . Bk ., P in k e r ton Academ y

du e 6/1/13

196. -Portsmou th NH OlD due 9/15/18

197. -We lls Fargo Adv. Bk. Dep. Sweep Prg.

198. -Lake Sunapee Ban k Account

199. -Amer ican Funds: M oney M arket Fund A

200.

201. TRUSTIX

202 . -Wel ls Fargo Adv. Bk. Dep. Sweep Prg.

203. -American Funds: Am. High Inc. Mu ni

Bon d Fd - A

204. -American Fund s: Capital World G rowth &

Income Fd - A

( l)Type (e.g.,

b u y , s e l l ,



(2) (3) (4)

D a t e Value Gain

mm/dd/yy Code 2 Code 1

(J-P) (A-H)

( 5 )

Identity of


(if private


A Int./Div.

Distributed 02/05/10 M A

Distributed 02/05/10 L

In t . /Div.

Di s t r i b u t e d 02/05/I 0 K

Di s t r i b u t e d 02/05/10 K

Di s t r i b u t e d 02/05/10 M

Di s t r i b u t e d 02/05/10 L

Di s t r i b u t e d 02/05/10 N

C l o s e d 02/05/10 J

Di s t r i b u t e d 02/05/I 0 P 1

B

A

¯ E Int./Div. PI

S o l d 05/25/10 L A

I . I ncome G ain Codes : A =$ 1,000 or less B =$ 1.001 - $2,500 C = $2,501 - $5,000 D = $5,001 - $1 5,000

(See C o l um n s B I an d D4) F = $50,001 - $100.000 G =$100.001 - $1,000,000 HI =$1,000,001 - $ 5,000,000 H2 =Mo re than $5,000,000

2. Valu e Co des J = $1 5,000 or less K =$15,001 o $50,000 L = $50,001 - $ 100,000 M = $ 100~001 - $250.000

(See Columns C I and D3) N =$250.001 . $500,000 O =$500.001 - $1,000,000 P I = $1,000,001 - $5,000,000 P2 -$5,000,001 - $25,000,000

P3 =$25,000,0t)1 - $50,000,000 P4 -More ~ han $50,000,000

3. Value Method Codes Q = Ap p r a i sa l R =Cos t ( R eal E s t a t e O nly ) S =As s es s ment T = C a s h M a r k et

(See Column C2) U ~Book Valu e V = O t h e r W =E s t imated

E =$1 5 ,0 0 1 - $5 0 ,0 00




Page 16 o f 31



Date of Report

4/ 13 / 2 011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)


A. B. C.

Descrip tion o f Asse t s In com e d u rin g G ro s s v a l u e a t e n d

( inc lud ing t r u s t a s s e t s ) repor ting per iod of report ing per iod

(l) (2) (I) (2 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V a l u e V a l u e

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d i v . , r e n t , C od e 2 M e th o d( A - H ) o r i n t . ) ( J - P ) C o d e 3

( Q - W )

( l)Type (e.g.,

b u y , sell,


T r a n s a c t i o n s du ring report ing per iod

(2) (3) (4)

D a t e V a l u e G a i n

m m / d d / y y Code 2 Code 1

( J - P ) (A-H)

Identity of


( i f private

t ransact ion )

205. -American Funds: Fundam ental Investors -

A

206. -American Funds: New W orld Fund - A

B uy

(add’l)

05/25/10 L

207. -American Fund s: Tax Exempt Bond Fundof America -A

208 . -Sh. Com. Exxon M obi l

S o l d I 1/18/10 L A

209. -Sh. Com. G eneral Electric

210. -American Funds: Int’l Grow th and Income

Fund - A

21 I. -Anerican Funds - American M utu al Fund A

212. -American Funds: Limited Term Tax Expt.

Bd . Fd. o f Amer ica

213 . -Amer ican Ba lanced Fund CL A

214. -American Funds: Short Term Bd Fd. o fAm. Inc. Shs C L A

2 15 .

B u y

(add’l)

S o l d

B uy

B uy

05/25/10 L

11/18/10 M

11/18/10 N

11/18/10 N

216. TRUST X

217. -Wells Fargo Adv. Bk. Dep. Sweep Prg.

218. -Dodge & Cox Stock Fund

2 1 9 . -Blackrock Globa l Alloc. Global AllocationC L A

2 2 0 . -Evergreen Equ ity Trust: Asset Alloc. Fd CL

I (see line 220)

2 2 1 . -Name chgd to W ells Fargo Advant. AssetAlloc. FD on 7 /19/10

E lnt./Div. O

B uy 05/25/10

1. I n c o m c G a i n C o d e s: A =$1,000 or loss B = $1 ,001 - $2 .500 C = $2,501 - $5,000 D =$5,001 - $15,000

(See Columns B I a n d D 4) F = $50,001 - $ 100.000 G = $ 100,001 - $ 1 ,000,000 H 1 = $ 1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Valu e Codes J = $15,000 o r less K = $15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250.000

(See Columns CI and D 3) N =$250,001 - $500,000 O = $500,0 01 - $ 1.000,0 00 P I = $1 ,000 ,001 - $ 5,000 ,000 P2 =$5,000,001 - $25,000,000

P 3 = $25,000.001 - $50.000.000 P 4 = M o re than $50,000,O 00

3. Value Method Codes Q = Ap p r a i sal R =Cos t ( R eal E s t a t e O nly ) S =As s es s ment T = C a s h M a r k e t

(See Column C2) U =Book Valu e V ~O thcr W =Estimated

E =$15.001 - $50.000




Page 17 o f 31



Date o f Report

4/ 13 / 2 011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , tr a n s a c t i o n s (Includes those of spouse and dependent children; see pp. 3 4 - 6 0 of filing instructions.)

~ NO !’4E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(1 ) (2 )

P l a c e " ( X ) " a f te r e a c h a s s e t A mou n t T y p e ( e . g .,

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )



(l) (2) (l )Value Value T y p e ( e . g .,

C o d e 2 M e t h o d b u y , s e l l ,

( J - P ) C o d e 3 r e d e m p t i o n )

( Q - W )


(2) (3) (4)

Date V a l ue Gain

m m /d d/yy C od e 2 Code 1

(J-P) (A-H)

(~ )Identi ty of

buyer/sefter

(if private

transaction)

2 2 2 . - H a r b o r F u n d I n t e r n a t i o n a l F u n d I n v . C L S o l d 05/25/10 K D

2 2 3 . - H a r tf o r d M u tu a l FD S I n c : C a p i ta lAppre c i a ti on Fund C L - 1

2 2 4 . - L o n g l e a f P a r t n e r s F D S T r u s t Bu y 05/25/10 K

225. -Loomis Say le s F unds : S t ra t eg ic IncomeFund C L - y

2 2 6 . - IV A W o r l w i d e F u n d C L 1 Bu y 05/25/10 L

2 2 7. -F rank l in T emple ton M utua l GLBLDi sc ove ry Fund- Z

228. - F r a n k l in T a x F r e e T r : H i g h Y i e l d T a x F r e e

Incm. F nd-Clas s A

2 2 9 . -F P A N e w I n c o m e I n c .

S o ld 05 /2 5 /1 0 L D

S o ld 05 /2 5 /1 0 K B

Bu y 11/18/10 M

2 30 . -P IM CO A l l A s s e t F ND Ins t . CL

2 3 1. - P IM C O U n c o n st ra in e d B d F un d C LInstitutional

2 3 2 . - T R o w e P r i c e H i g h Y i e l d F u n d

Bu y 05/25/10 K(add’ l )

Bu y 05/25/10 L

So ld 05/25/10 L

2 33. -Rowe T . P r i ce Emerg ing M arke t s S tockF und

2 3 4 . -T e m p l e t o n G l o b a l B o n d F u n d - A Sold 05/25/10 K

235. - V a n g u a rd M u n . B D F D L i m i t e d T e r m T a x- E x e m p t

2 3 6 . - F a i r h o lm e F u n d

237 .

S o l d 11/18/10 M

B uy 05/25/I 01 K(add’ l )

2 3 8 . T R U S T X I D lnt./Div. N T


( See Colu mns B I and D4 )

2.Value Codes

( See Colu mns CI and D3)

3. Value Method Codes

( See Colu mn C2)

A =$1,000 or less

F =$50,001 - $100,000

J =$15.000 or less

N = $ 2 5 0 . 0 1 ) 1 - $ 5 0 0 , 0 0 0

P 3 =$25,0f)0J)01 - $5 o,ooo ,0 on

Q =Appraisal

U = B o o k V al ue

B=$1.001 - $2,500

G =$ 100.001 - $1,000,000

K=$15,001 - $50,000

0 =$500,001 - $1,000,000

R - Cos t ( R eal E s t a t e O nly )

V Other

C =$2,501 - $5,000

H 1 =$1,000,001 - $ 5,000,000

L $ 50 ,001 - $ 100 ,000

P 1 =$ 1,000,001 - $5,000,000

P4 =More than $50,000.000

S =As s es s ment

W = E s t imalcd

D =$5,001 -$15,000

H 2 =M omthan $5 ,0 0 0 ,0 0 0

M=$1 0 0 ,0 0 1 - $25 0 ,0 00

P2 = $5,000,001 -$25,000,000

T = C a s h M a r k c l

E =$15.001- $50,000




Page 18 o f 31



Date of Report

4/13 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , ,a l u e , t r a n s a c t i o n s a n c t u a e s t l , o s e o f s p o u s e ana a e p e n a e n t c l , i t, t r e n ; s e e p p . 3 4 - 6 0 of fillng instructions.)


A. B. C. D.

Description of Assets Incom e d urin g Gross value a t end Transact ions dur ing repor t ing per iod

( including t rus t asse ts ) reporting period of reporting period

(l) (2) (1) (2) (1 1 (2) (3) (4) (5 )

Place "(X)" after each asset Am ount Type (e.g., Value Value Type (e.g., D a t e Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, se l l , m m /d d/yy Co de 2 C o d e l buye r/se l le r(A-H) o r i n t . ) (J-P) Code 3 r edempt ion) ( J - P ) (A-H) (if private

(Q -W ) transaction)

2 3 9 . - W e ! Is F a r g o A d v . B k . D e p . S w e e p P r g .

2 40 .

2 4 1 .

242 .

243 .

- F i de l it y Advi so r Da i l y Mone y Ma rke t Fd

US Tre a sury Po r t

- A m e r i c a n F u n d s : C a p i t a l I n c o m e B u i l d e rFund - A

-A m er ican F unds : Capi t a l Wor ld Grow tha n d I n c o m e F u n d - A

- A m e r i c a n F u n d s : I n t e r n a ti o n a l G r o w t h &I nc om e Fund - A

S o l d 05/25/10’

So ld 05/25/10

2 4 4 . - A m e r i c a n F u n d s : N e w W o r l d F u n d I n c . - A

245.

2 4 6 . T R U S T X l l

2 4 7 . - W e l l s F a r g o A d v . B k . D e p . S w e e p P r g .

2 4 8 . - S h C o m . E x x o n M o b i l

lnt ./Div. PI

2 4 9 . - S h C o m . G e n e r a l E l e c t r ic

250. - A m e r i c a n F u n d s : A m e r i c a n H i g h I n c . M u n iB ond Fund - A

2 5 I . - A m e r i c a n F u n d s : A m e r i c a n M u t u a l F u n d -A

252. -A m er ican F unds : Capi t a l Wor ld Grow th &I nc om e Fund - A

2 5 3 . - A m e r i c a n F u n d s : F u n d a m e n t a l I n v e s to r s - A

254. - A m e r i c a n F u n d s : l n t e m a t i o n a l G r o w t h &I nc om e Fund - A

2 5 5 . -A m e r i c an F u n d s : N e w W o r l d F u n d - A

S o l d

Bu y

(add’ l )

05/25/I 0 L

05/25/10 K

B u y 05/25/10

( a d d ’ l )K

I . Income Gain Codes: A =$1,000 or less 13 =$1.001 - $2 ,500 C =$2,501 - $5,000 D =$5,001 - $15,000

( See Colu mns BI and D4 ) F = $50.001 - $100.000 G = $ I00,001 - $1 .000,000 H 1 = $1 ,000,001 - $5,000,000 H 2 = M ore than $5,000,000

2. Va lu e C od es J = $1 5,000 o r less K= $15.001 - $50.000 L -$50,001 - $ 100.000 M =$ 100.001 - $250,000

(, Se e C ol um ~. (7 1 a nd D 3) N ~ $2 50 ,0 OI - $ 50 0,0 00 O = $5 00 .0 0| - $1 ,00 0,0 00 P I - $|.00 0, 00 1 - $5 ,O 00 ,0 00 P2 =$5,000,0Ot - $25,000,000

P3 = $25.000,O(11 - $50.000.000 P4 -More than $50,000,0003. Value Mclhod Cndcs O = Ap p r a i sa l R =Cos t ( R eal E s t a le O nly ) S =As s es s ment T =Cas h Mar k et

( See Colu mn C2) U =Book Valu e V -Oth e r W =E s t imated

E =$15,001 - $50.000




Page 19 o f 31



Date of Report

4/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)


D e s cr i p t io n o f A s s e t s In c o m e d u r i n g

( in c l u d i n g t r u s t a s s e t s ) re p o r t i n g p e r i o d

(]) (2)


exempt from prior disclosure C o d e 1 d i v . , r e n t ,

( A - H ) or i n t . )



(1) (2)

Value Value


( J - P ) C o d e 3

( Q - W )


( 1 ) (2) (3)

T ype (e.g ., D ate Value

b uy, se ll, m m/d d /yy Code 2

redempt ion) ( J - P )

( 4 ) ( 5 )G a i n Identity of

Code I buyer/se l ler

( A - H ) (if private

n’ansaction)

256. - A m e r i c a n F u n d s : T a x E x e m p t B o n d F u n d

of Am e r i c a - A

257 . - A m e r i c a n F u n d s : L i m i te d T e r m T a x E X P TB n d F n d o f A m e r i ca

2 5 8 . - A m e r i c a n B a l a n c e d F D C L A

S o l d 11/18/10 L

Sold 11/18/10 M

B u y 11/18/10 M

C

C

2 5 9. - A m e r ic a n S ho r t T er m B D F D A m e r I n c.

Shs. Class ABu y 11/18/10 M

26 0.

26 1.

26 2 .

26 3 .

26 4.

26 5.

26 6 .

26 7 .

T R U S T X l ll D lnt./Div. N T

-W ells Fargo Adv. Bk. Dep. Prg.

-F ide l iu A dv i s or D a i ly M on ey F und USTreasury Port fol io

-A mer ican F unds : Capi t a l Income Bu i lde rFund - A

-American Funds: Capital World G rowth &Incom e FD Inc. - A

- Am e r i c a n Funds : I n t e rna t iona l G rowt h &I nc om e Fund - A

S o l d 05/25/10 M

S o ld 05 /2 5 /10

-American Funds: New World Fund - A

26 8 .

2 6 9 . T R U S T X I V

2 7 0 . - W e l l s Fa r g o A d v . B k . D e p . P r o g .

271. -Black rock Globa l A l loc . Globa l A l loc .C L A ( se e l i ne 271)

2 72 . - (exch ange d for Ins t i t . C la s s a s o f 6 / 2 5 /10)

E lnt./Div. PI T

B u y 05/28/10 L

I. In co m e G a in C ed es : A = $1 ,000 o r le ss B = $1 ,001 - $2,500 C = $2,501 - $ 5,000 D = $5,001 - $15,000

( See Colu mns BI and D4 ) F ~$50,001 - $ 1 0 0 . 0 0 0 G =$100,001 - $1,000,000 HI =$1,000,001 - $ 5,000,000 H2 = M o r e t h an $ 5 , 000 , 000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $ 100,000 M =$ 100,001 - $250,000

( See Colu mns CI and D3) N = $ 2 5 0 . 0 0 1 - $ 5 0 0 , t ~ ) 0 O =$500.001 - $1,000,000 PI =$1,000,001 - $5,000,000 P’2 =$5,000,001 - $25,000,000

P3 = $25,000,001 - $50.000,000 P 4 = M o re than $50,000,0003, Value Method. Codes Q =Appraisal R ~ C o s t ( Rea l Es t a t e O n l y) S =As s es s ment T = C a s h M a r k e t

{ S ee C o l um n C 2 ) U =Book Valac V ~O thcr W ~ Est i m a t c d

E =$15,001- $50.000




Page 20 o f 31

N a m e o f P e r s o n R e p o r t i n g


Date of Report

4/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and depende nt children; see pp. 34-60 of filing instructions.)


A. B. C.

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) (l) (2)

Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e

exempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) (J-P) C o d e 3

( Q - W )

(l )

Type (e.g.,

buy, se l l ,

r edempt ion)


(2) (3) (4)


mm/dd/yy C o d e 2 C o d e 1

( J - P ) (A-H)

(s)

I d e n t i t y o f


(if private


2 7 3 . - D o d g e & C o x S t o c k F u n d

274.

275.

276 .

- E ve rg re e n E q ui t y Trus t - Asse t Al l oc FD

CLI ( s ee l i nes 2 74 -5 )

- ( n a m e c h g t o W e l l s F a r g o A d v a n t a g e A s s -et

-Allocation FD Admin. CL on 7/19/10)

2 7 7 . - F P A N e w I n c o m e I n c . B u y 1 i/18/10 M

2 7 8 . - F a i r h o lm e F u n d

2 7 9 . - H a r b o r F u n d I n t e r n a t i o n a l F u n d I n v . C L

B uy 05/25/10 K(add’ l )

S o l d 05/25/10 L D

’ 280.

12 81 .

1282.

-Hartford Mutual Funds Capital

Appreciation FD Class 1

-F rank l in T ax F ree T rus t - High Yie ld Ta x

Fre e I N C M Fund- A

-Longleaf Partners Fund Trust

S o l d 05/25/10 K

B uy 05/25/10 K

2 8 3 . - IV A W o r l d w i d e F u n d C l a s s I B uy 05/25/10 M

28 4.

28 5.

28 6 .

28 7 .

288.

- L oom i s Sa yl e s Fund - Str a teg ic IncomeFund C L - Y

- F r a n k l in T e m p l e t o n M u t u a l G L B L

Di sc ove ry Fund C L - Z

-PIM CO Unconstrained B D Fund CLI n s t i t u t i o n a l

-P1M CO All Asset FND Inst. CL

S o ld 05 /25/10 M

Bu y 05/25/10 M

Bu y 05/25/10 K(add’ l )

289. -T Rowe Price Tax Free High Yield Fund S o l d 05/25/10 L

I . In c o m e G a i n C o d es : A ~$1 ,000 o r le ss B = $ 1 ,001 - $ 2,500 C = $2,501 - $5 ,000 D = $5,001 - $15,000

( S ee C o l um n s B I an d D4 ) F =$ 50,001 - $ 100,000 G =$ 1 00 ,0 01 - $ 1 ,0 00 ,0 00 H 1 = $ 1 ,0 00 ,0 01 - $ 5, 00 0, 00 0 H2 =M o re than $ 5,000,000

2. Va lue Co d es J = $15,000 o r less K = $15,001 - $50 .000 L = $50,001 - $100,000 M =$ 100,001 - $250,000

( See Colu mns CI and D3) N ~$250,001 - $500,000 O = $500 .00| - $ 1 ,000 ,000 P 1 =$1 ,000,001 - $5,000,000 P2 =$5,000,001 , $25,1~)0,000

P3 =$25,000,001 - $50,000.000 P4 =More than $50,000,000

3. Value Method ~Sodcs Q = Ap p r a i sal R ~Cos t ( R eal E s t a t e O nly ) S = Assessm en t ] =C a sh Ma rke t(Scc Column C2) U ~Book Valu e V = O t h e r W = Est i m a t ed

E =$15,001 - $50,000




Page 21 of 31



Date of Report

4/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructlon~)

N O N E (No repo rtable income, assets , or t ransact ions . )

D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g

( i nc l ud i ng t rus t asse t s ) r e p o r t i n g p e r i o d

(1) (2)

P l a c e " ( X ) " after each asset Amount T y p e ( e . g . ,

e x e m p t f r o m pr ior disclosure Code I d i v . , r e n t ,

( A - H ) or i n t . )



(1) (2)

Value V a l u e


(J-P) C o d e 3

( Q - W )


(1 ) (2) (3)

Type (e.g ., Da te Value

buy, se l l , m m / d d / y y Code 2

redempt ion) ( J - P )

( 4 ) ( 5 )

Ga in Identity of

C o d e 1 b u y e r / s e l l e r

( A - H ) (if private


2 9 0 . -Rowe T. Price Int’l Fund s EmergingM a r k e ts S t o ck F u n d

2 9 1 . -T e m p l e t o n G l o b a l B o n d F u n d - A Sold 05/25/10 K

292. -Vanguard M un. Bd. FD Limited Term Tax-

Exempt Portfolio

2 93.

Sold 11/18/10 M

294. TRUST XV (See Part V III)

2 9 5 . -American Funds M oney M arket Fund Class

A

2 9 6 .

2 9 7 .

2 9 8 .

2 9 9 .

3 0 0 .

3 0 1 .

Int./Div. PI T

3 0 2 .

303. -Sh. Com. Community B ancorp

304. -Sh. Com. NH Thrift Bank shares

3 0 5 . -NH Mu n. Bnd. Bk., Pinkerton Academyd u e 6 / 1 / 1 3

306. -Portsmouth NH OlD due 9/15/18

O p e n 02/05/I 0 P 1

S o ld 04 /1 6 /1 0 O(par t)

S o l d 05/24/I 0 K

( p a r t )

S o ld 06 /2 1 /1 0 K(par t)

Sold 07/22/I 0 K( p a n )

Sold 08/23/ I0 K(par t)

S o ld 09/2 2 /1 0 K(par t)

Sold 10/22/10 L

O p e n 02/05/I 0 K

O p e n 02/05/10 K

O p e n 02/05/10 M

O p e n 02/05/I 0 L

I . I ncome G ai r t Cedes : A =$1,000 or less B =$1.001 - $2.500 C =$2,501 -$5,000 D =$5.001 - $15.~30

(See Columns 131 and 194) F =$50.001 - $100,000 G =$100 .001 - $1 .000.000 HI =$1 .000,001 - $5,000,000 H2 =Mere than $5,000.000

2. Valu e Codes J =$15.000 or less K =$15.001 - $50.000 L = $50.001 - $100,000 M $ 100 .001-$ 2 50 ,000

( See Colu mns C I and D3) N =$250.001 - $500.000 O =$500.001 - $ 1.000.000 P I = $ 1 .0 00 ,0 01 - $ 5, 00 0, 00 0 P 2 - $5 ,0 00 .0 01 - $ 2 5, 00 0, 00 0

P3 =$25.000.001 - $50,000.000 P4 M or e than $5 0 . 00 0 . 0 003. Value Method Codes Q = A p p r a i sal R =Cos t ( R eal E s t a le O nly ) S = A s s e s s m e m T C a s h M a r k e t

( See Colu mn C2) U =Book Valu e V : Oth e r W = Est i m a t ed

E =$| 5,OOI - $50.0~0




Page 22 o f 31



Date of Report

4/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)


A. B. C.

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d

( in c lud in g t rus t a s se t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

0) (2) (1 ) (2 )

Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e

exempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d

( A - H ) or i n t , ) (J-P) C o d e 3

(Q-W)

O)Type (e.g.,

b uy , s e l l ,



(2) (3) (4)


mm/dd/yy C o d e 2 Code I

( J - P ) ( A - H )

( 5 )

Identity of


(if private


307. -We lls Fargo Adv. Bk. Dep. Sweep Prg. O p e n 02/05110 M

308. -American M utu al FD Inc. A B u y 04/16/10 K

309.

31 0 .

31 1 .

31 2 .

31 3 .

31 4 .

315. -American Fund Capital Income Bldr CL A

B uy 05/24/10 J(add’ l )

Bu y 06/22/10 J

( a dd’ l )

Bu y 07/ 2 2 / 10 J

(add’ l )

B uy 08/23/10 J( a dd’ l )

Bu y 09/22/10 J(add’ l )

B uy 10/22/10 J( a dd’ l )

Bu y 04/16/10 K

316 .

317 .

318 .

319.

320.

321.

322. - Am e r i c a n Fund C a p i t a l Wor l d G rowt h &I nc om e FD I nc . C la ss A

323.

B uy 05/24/10 J

( a dd’ l )

B uy 06/22/10 J(add’ l )

B uy 07/22/10 J

( a dd’ l )

B uy 08/23/10 J(add’ l )

Bu y 09/22/10 J(add’ l )

B uy 10/22/10 . J(add’ l )

Bu y ! 04/’I 6/10 L

Bu y 05/24/10 J

(add’ l )

I. In co m e G a in C o d es : A = $1.000 o r less B = $1.001 - $2.500 C = $ 2,501 - $5 ,000 D = $5,001 - $15.000

( S ee C o l um n s B I an d D4) F = $50.001 - $ 100,000 G =$ 100.001 - $ 1.000,000 H I = $1 ,0 00 ,0 01 - $ 5, 00 0, 00 0 H 2 = Mo re t ha n $5 ,0 00 ,0 00

2. Value Codes J = $15 .000 o r le ss K = $15.001 - $50,000 L = $50.001 - $ 100,000 M = $ 100.001 - $250.000

( S ee C o l um n s C I an d D3 ) N =$250.001 - $500.000 O ~$ 50 0.0 01 - $ 1.0 00 ,0 00 P I = $ 1 ,0 00 ,0 01 - $ 5,00 0,00 0 P 2 = $5 ,00 0,00 1 - $2 5,00 0,00 0

P3 =$25.000.01) 1 - $50.000.000 P4 =More than $50.000,000

3. Value Method Codes Q = Ap p r a isa l R = C o ~ t ( Rea l Es t a t e O n l y) S =As s es s ment T = C a s h M a r k e t

( See Colu nm C2) U = B o o k V al ue V = Other W = Est i m a t ed

E =$15,001 - $50,000




Page 23 o f 31



Date of Report

4/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)


A. B. C.


( i n c l u d i n g t ru s t a ss e ts ) re p o r t i n g p e r io d o f r e p o r t i n g p e r i o d

(i) (2) ( 1 ) ( 2 )

Place "(X)" after each asset A m o u n t Type (e.g., V a l u e V a l u e

exempt from prior disclosure C o d e 1 d iv ., r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) (J-P) C o d e 3

( Q - W )


( i) (2) (3)Type (e.g., D a t e V a l u e

b u y , s e l l , m n d d d / y y C o d e 2

r e d e m p t i o n ) (J-P)

(4 ) ( 5 )

Gain Identity of

Code 1 buyer/se l le r

(A-H) (if private

transaction)

324. B uy 06/22/ l 0 J( a d d ’ l )

325. Bu y 07/ 2 2 / 10 J(add’ l )

326 . Bu y 08/ 2 3/ 10 J(add’ l )

327 . Bu y 09/22/10 J

(add’ l )

328. Bu y 10/22/10 J(add’ l )

329. -A mer ican F und Euro pac i f i c Growth FD Bu y 04 / 15 / 10 KC l a ss A

330. B uy 05/ 2 4 / 10 J(add’ l )

331. Bu y 06/22/10 J

(add’ l )

332. Bu y 07/ 2 2 / 10 J(add’ l )

333. Bu y 08/ 2 3/ 10 J(add’ l )

334. B uy 09/22/10 J

(add’ l )

335. Bu y 10/22/10 J(add’ l )

336. -A mer ican F und F undam enta l Inves tor s Inc . Bu y 04 / 16 / 10 KClass A

337 . Bu y 05/24/10 J(add’ l )

338. B uy 06/22/10 J(add’ l )

339. Bu y 07 /2 2 /10 J

(add’ l )340. Buy 08/ 2 3/ 10 J

(add’ l )

I . Income G a in Cedes : A = $ 1 , I )O O o r te s s B =$1,OOt - $2,500 C = $2,501 - $5 ,000 D = $5,001 - $15,000

( See Colu mns BI and D4 ) F = $50,001 - $100,000 G = $100,001 - $1 ,000,000 H 1 = $1 ,000,001 - $5,000,000 H 2 = M ore than $5,000,000

2. Valu e Codes J : $15,000 or tess K= $15,001 - $50,000 L = $50,001 - $100,000 M -$ I (30,001 - $250,000

( See Colu mns CI and D3I N =$250.001 - $500,1}00 O =$ 50 0.0 01 - $ 1,0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $ 5, 00 0,0 00 P2 =$5,000,001 ÷ $25,000,000

P3 =$25,000,001 - $50.000,000 P4 -More than $50,000,000

3. Value Mclhod Codes Q =Appraisal R = C o s t ( Rea l Es t a t e O n l y) S = Assessm en t T : C a sh Ma rke t

( See Colu mn C2) U = B o o k V al ue V =O ther W = Est i m a t ed

E =$15,001 - $ 50,000




Page 24 o f 31



Date of Report

4/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)

~ NONE(No reportable income, assets , or transact ions.)

A. B. C.

D e s c r i p t i o n o f A s s e t s l n c o m e d u r i n g G r o s s v a l u e a t e n d

( in c lud in g t rus t a s se t s ) re p or t i n g p er i o d o f re po rt i n g p er i o d

(l) (~) O) (2 )

Place "(X)" after each asset A m o u n t Type (e.g., V a l u e Value


( A - H ) o r i n t . ) ( J - P ) C o d e 3

( Q - W )

O)Type (e.g.,

b u y , s e l l ,



(2) (3) (4)

D a t e Value Ga in

mm/dd/yy Code2 C o d e 1

(J-P) ( A - H )

( s )

Identity of


(if private


3 4 1 .

342 .

3 4 3 . - A m e r i c a n F u n d N e w W o r l d F u n d C l a s s A

Bu y 09/22/10 J(add’ l )

Bu y 10/22/10 J

(add’ l )

Bu y 04/I 6/I 0 K

344 .

345.

346.

3 4 7 .

348 .

349.

350 . -Black rock Globa l A l loc . Globa l A l loca t ionInstil .

351 .

352 .

353.

354 .

355.

356 .

3 5 7 . - D o d g e a n d C o x F D S l n t ’ l S tk F D

B u y 05/24110 J

( add’ l )

B u y 06/22/10 J

( a d d ’ l )

B u y 07/22/10 J

( add’ l )

B u y 08/23/10 J

( add’ l )

B u y 09/22/10 J( add’ l )

B u y 10/22/10 J

( add’ l )

B u y 04/22/10 K

B u y 05/24/10 J

( a d d ’ l )

B u y 06/22/10 J

( add’ l )

B u y 07/22/10 J( a d d ’ l )

B u y 08/23/10 J

( a d d ’ l )

B u y 09/22/10 J

( a d d ’ l )

B u y 10/22/I 0 J

( a d d ’ l )

B uy 04/22/10 L

I . In c o m e G a i n C o d es : A =$1.000 or less B =$1,001 - $2,500 C = $ 2,501 - $5,000 D = $5,001 - $15,000

( Se e C ol um n s B I a nd D4 ) F = $ 5 0,0 01 - $ 10 0,0 00 G=

$100.001 - $ 1.000,000 H 1 = $ 1 ,0 00 ,0 01 - $ 5, 00 0, 00 0 H 2 = M or e lh a n $5 ,0 00 ,0 00

2. Va lue C o d es J = $15.000 o r less K =$15,001 - $50,000 L =$50.001 - $ 100,000 M =$100,001 - $250,000

( See Colu nms CI and D3) N ~$250,001 - $500,000 O =$ 50 0,0 01 - $1 ,0 00 ,0 00 P I = $1 ,0 00 .0 01 - $ 5, 00 0,0 00 P 2 = $5 ,00 0,0 01 - $ 25 ,0 00 ,00 0

P3 = $25.000.001 - $50.000.000 P4 =More than $50,000,0003. Value Method Codes Q ~A p p ra i sa l R

= Cost (Real Estate Only) S = Assessm en t T =Cas h Mar k et

( S c c C o l um n C 2 ) U ~Book Value V = Ot h e r W = Est i m a t ed

E =$15,001 - $50,000




Page 25 o f 31



Date of Report

4/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!llng instructions.)

~ N O N E (No reportable income, assets, or transactions.)

A. B. C.

Descrip tion o f Asse ts Incom e du ring Gross value a t end

(including trust assets) reporting pe riod of reporting period

(1) (2) (1) (2)

Place "IX)" after each asset Amount Type (e.g., Valu e Valu e

exempt from prior disclosure Code I div,, rent, Code 2 Method(A-H) o r i n t . ) (J-P) Code 3

(Q-W)

(1 )

Type (e.g.,

b u y , s e l l ,



(2) (3) (4)

Date Value Gain

mm/dd/yy Code 2 Code 1

( . l - P ) (A-H)

( 5 )

Identity of


(if private


~ 5 8 .

t59.

36 0.

36 1.

36 2 .

36 3 .

3 6 4 . - F a i rh o l m e F D S I n c .

B uy 05/24 /1

(add’ l )

B uy 06/22/I(add’ l )

B uy 07 /22/1

(add’ l )

B uy 08/23/10(add’ l )

Buy 09/22/1

( a d d ’ 0

B u y 10/22/1

(add’l)

B uy 04/22/10 K

365 .

366 .

3 6 7 .

36 8 .

36 9 .

370 .

3 7 1 . - I V A W o r l d w i d e F u n d C l a s s I

B uy 05/24/! 0

(add’ l )

B uy 06/22/10(add’ l )

Bu y 07/22/10(add’ l )

B uy 08/23/I 0

(add’ l )

Bu y 09/22/I 0

(add’ l )

B u y 10/22/10

(add’l)

B u y ! 04/22/10

J

J

J

J

J

J

L

372 .

3 7 3 .

3 7 4 .

B uy 05/24/10 J(add’ l )

B u y 106/22/10 J(add’l)

B uy 07/22/10 J

(add’ l )

I.In c o m e G a i n C o d es :

( See Colu mns BI and D4 )

2.V al ue C o d es

I Sce Colu mns CI and D3I

3.Value Method Codes

I Scc Colu mn C2)

A=$1,000 or less

F~$50,001 - $100,000

J =$15,000 or less

N =$250,001 . $500,000

P3 =$25,000,001 - $50,000.000

Q =A p p ra i s al

U = B o o k V al ue

B=$1,001 - $2,500

G=$ 100,001 - $1 ,000,000

K=$15,001 - $50.000

O=$500,001 - $1,000,000

R = C o s t ( Rea l Es t a l c O n l y)

V = O t h e r

C =$2,501 - $5,000

H 1 =$1,000,001 - $5,000,000

L =$50,001 - $100,000

P 1 =$ 1,000,001 - $ 5,000,000

P4 -More than $50,000,000

S = Assessm en t

W = Est i m a t ed

D=$5,001 -$15.000

H2 =More San $5,000,000

M=$100,001 -$250,000

P2=$5,000,001- $25,000,000

T =Cas h Mar k ct

E =$15,001- $50,000




Page 26 o f 31



Date of Report

4/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)


A. B. C.


( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) (1 ) (2 ) (I) (2 ) ( 3 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Valueexempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , mm/dd/yy C o d e 2

( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t io n ) (J - P )

( Q - W )


( 4 ) (5)

G a i n I d e n t i t y o f

C o d e I b u y e r / s e l l e r

( A - H ) ( i f p r i v a t e


375. Bu y 08/ 2 3/ 10 J(add’t )

376 . B uy 09/22/10 J(add’ l )

377 . B uy 10/22110 J(add’ l )

3 7 8 . - L o n g l e a f P a r t n e r s F D S S h . B e n I n t . Bu y 104/22/10 K

379 . B uy 05/24/10 J(add’ l )

38 0. Bu y 06 /2 2 /1 0 J(add’ l )

38 1. B uy 07/22/10 J(add’ l )

38 2. B uy 08/ 2 3/ 10 J(add’ l )

38 3 . Bu y 09/22 /1 0 J(add’ l )

38 4.Bu y 10/22/10 J(add’ l )

3 8 5 . -O p p e n h e i m e r D e v . M K T S C L y Bu y 04/22/10 K

38 6 . Bu y 05/ 2 4 / 10 J(add’ l )

38 7 . B uy 06/22/10 J(add’ l )

38 8 . Bu y 07/ 2 2 / 10 J(add’ l )

38 9 . Bu y 08/23/10 J(add’ l )

390. B uy 09/2 2 /1 0 J(add’ l )

391. Bu y 10/22/10 J(add’ l )

I . In c o m e G a i n C o d es : A =St,000 or less B [$ 1,00 I 1 $21500 C =$2,501 -- $5,000 D = $ 5 , 001 " $ 15 , 000

(See Column s B I a nd 1)4) F =$ 50,001 - $ 100,000 G

= $ 10 0,0 01 - $ 1. 00 0,0 00 H 1 = $ 1 ,0 00 ,0 01 - $ 5, 00 0,0 00 H2 =More than $5,000,000

2 . Va lue C o d es J = $15,000 o r less K = $15,001 - $50,000 L =$50.001 - $ 100.000 M =$ 100,001 - $250,000

( S ee C o l um n s C I an d D3 ) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P I =$1 ,000,001 - $5,000,000 P2 =$5,000,001 - $25,000.000

P3 ~$25,000,001 - $50,000,000 P4 -More than $50,000,000

3. Value Method Codes Q = Ap p r a i sal R = C o s t ( Rea l Es t a t e O n l y) S = A sscssm cnt T = C ash M a rk et

( S ee C o l um n C 2 ) U = B o o k V a l ue V =O ther W = Esl i m a t c d

E =$1 S ,0 0 | - $5 0 ,0 0 0



FINANCIAL D ISCLOSURE REPORT

Page 27 of 31



D a t e ’ o f R e p o r t

4/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i ,c o m e , v a l u e , ,r a , s u a i o n s ( I n e l ,d e s t h o s e o I ,p o , s e o n d ~ e p e , a e n , children; see p p . 3 4 - 6 0 of filing instructions.)



( i n c l u d in g t ru s t a s s e t s ) r e p o r t in g p e r i o d

( 1 ) ( 2 )


exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )



(1) (2)

V a l u e V a l u e


(’J-P) C o d e 3

( Q - W )


( 1 ) (2) (3)Type (e.g., D a t e V a l u e

b u y , s e l l , m m / d d / y y C o d e 2

r e d e m p t i o n ) ( J - P )

(4 ) (5 )

Gain Identity of

Code 1 buyer/se l le r

(A-H) (if private

transaction)

392. -T. Rowe Price New Era Fu nd B uy 04/22/10 K

393.

394.

395.

396.

397 .

398.

399. - Thi rd Ave nu e I n t e rna t iona l Va l ue Fund

Inst i tut ional C lass

400 .

401.

402 .

403.

4 0 4 .

405.

4 0 6 . - F P A F D S T R F P A C r e s ce n t P o rt f ol io I n s tlCL S H S

4 0 7 .

408 .

B uy 05/24 /10 J(add’ l )

B uy 06/22/I 0 J(add’ l )

B uy 07 /22/10 J(add’ l )

B uy 08 /23 /10 J(add’ l )

B uy 09/22/10 J

(add’ l )

B uy 10/22/I 0 J(add’ l )

B uy 04/22/10 K

Bu y 05/24/101 j

(add’ l )

Bu y 06 /22/10J(add’ l )

B uy 07/22/101 J(add’ l )

B uy 08 /23 /10 J

(add’ l )

B uy 09/22/101 J(add’ l )

Bu y 10/22/10 J

(add’ l )

B uy 04/22/10 K

Bu y 05/24/10 J(add’ l )

Bu y 06/22/10 J

(add’ l )

I. In co m e Ga in C o d es : A = $1.000 o r le ss B = $1 ,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000

( S ee C o l um n s B I an d D4) F =$50,001 - $ 100,000 G =$ 100,001 - $1,000,000 H I =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J = $1 5,000 o r le ss K ~ $15,001 - $50.000 L = $50,001 - $100,000 M = $100,001 - $250,000

(See C olum ns C I an d D 3) N = $250,001 - $500,000 O ~ $500,001 - $1,000,000 P I =$ 1.000,001 - $ 5,000,000 P2 =$5,000,001 - $25,000,000

P3 = $25,000.001 - $50,000.000 P 4 = M o re than $50,000,000

3. Value Method Codes Q = Ap p r a i sal R ~Cos t ( R eal E s t a t e O nly ) S =As s es s ment T =Cas h Mar k et

( S ee C o l un m C 2 ) LI =Book Value V ~ Olher W = Est i m a t ed

E =$15,001 - $50,000




Page 28 o f 31



Date of Report

4/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v Q l a e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)


A. B. C.

D e s c r i p t i o n o f A s s e t s In c o m e d u r in g G ro s s v a lu e a t e n d

( i nc l ud i ng t rus t asse t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) (1) (2)

Place ,’(X)" after each asset A m o u n t Type (e.g., Value Value

exempt from prior disclosure C o d e 1 div . , r e nt , C o d e 2 M e t h o d( A - H ) or i n t . ) ( J - P ) C o d e 3

( Q - W )

(1)

Type (e.g.,

b u y , s e l l ,



(2 ) (3) (4)

Date Value Gain

m m /d d/y y C od e 2 C o d e 1

O - P ) ( A - H )

Identity of


(if private


409.

410 .

411 .

412 .

4 1 3 .

4 1 4 .

415 .

416 .

4 1 7 .

4 1 8 .

419 .

420.

-Wel l s F a rgo A dvan F D S-A s s e t A s s oc F DA d m C L ( s e e l i n e 4 1 0 )

- ( o n 7 / 1 9 /1 0 n a m e c h g f r o m E v e r g r e e nAsse t ( c on t . l i ne 411)

-Asset Allocation FD CL 1)

Bu y 07 /22/10 J(add’ l )

Bu y 08/23 /10 J(add’ l )

Bu y 09/22/10 J(add’ l )

Bu y 10/22/10 J(add’ l )

Bu y 04/22/I 0 K

Bu y 05/ 2 4 / 10 J(add’ l )

Bu y 06/ 2 4 / 10 J(add’ l )

Bu y 07/22/ i 0 J(add’ l )

Bu y 08/23/I 0 J(add’ l )

Bu y 09/22/10 J(add’ l )

B u y 10122/10 J(add’ l )

421. Miscel laneous

422. -LedyardB ank Accounts A lnt./Div. L T

423. -Lake Sunapee Ban k Account A Int./Div. K T

424. -Property~i~:![~[’ i~7[’ i i N H ( S e e Pa r t N o n e L SVll l )

425. - Renta l Properly - Beaufort Cty, SC (See C R e n t M WPart VIii)

1. Income Gain Codes: A =$ 1.000 or Icss B =$1,001 - $2,500 C =$2,501 - $5,000

( See Colu mns BI and D4 ) F = $50.001 - $ 100,000 G = $ 100.001 - $ 1,000,000 H 1 = $1 ,000,001 - $5,000,000

2. Value Codes J = $15.000 or less K= $15,001 - $50.000 L -$50,001 - $ 100,000

( See Colu mns CI and D3) N = $250,001 - $500,000 O = $500.1)01 - $1,000,000 P I = $1 ,000,001 - $5 ,000,000

P 3 = $25,000,001 - $50.000.000 P 4 = M ore than $50,000,0003. Value Method Codes Q = Ap p r a i sa l R =Cos l tR cal E s t a t e O nly ) S =As s es s ment

( See Colu mn C2) U = B o o k V al ue V =O ther W = Est i m a t ed

D ~$5,001 - $15,000

H2 =More f laan $5,000,000

M -$100,001 - $250,000

P2 =$5,000,001 - $25,000,000


E =$15,001 - $50,000




Page 29 of 31



Date of Report

4/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , v a ~ u e , transactions (Includes those of spouse and dependent children; seepp.34-60 of filing instructions.)

~ NONE (N o reportable incom e, assets , or transact ions.)

A. B. C.


( in c lud in g t rus t a s se t s ) re p or t i n g p er io d o f r e p or t i n g p er i o d

(1) (2) ( 1 ) (~ )

Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e


( A - H ) o r i n t . ) (J-P) C o d e 3

( Q - W )

( 1 )Type (e.g.,

b u y , s e l l ,



(~) (3) (4)

D a t e Value Gain

m m / d d g y y C o d e 2 C o d e 1

( J - P ) ( A -H )

( s )

Identity of


(if private


4 2 6 . - P h o e n i x M u t u a l L i f e In s . C o - L i f e I n s u r a n c e A Dividend I K T I

I. In co m e G a in Co d es: A = $1 ,000 o r less B ~ $1 ,001 - $2,500 C = $2 ,501 - $5,000 D =$5,001 - $15,000

( See Colu mns BI and D4 ) F = $50,001 - $100.000 G = $100,001 - $1 ,000,000 H l = $1 ,000,001 - $5,000.000 H2 = M o re than $5,000,000

2, Value Codes J -$15,01~ ) or le ss K -$ 15,001 - $50 ,000 L =$50,001 - $100,OO0 M =$100,O01 o $250,000

( See Colu ams C I and I ) 3 ) N -$250,001 - $500,000 O = $500,001 - $ 1 ,000,000 P 1 = $1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P 3= $25,000,001 - $50,000.000 P4-More than $50,000,000

3. Value Method Codes O = Ap p r a i sal R = C o s t ( Rea l Es t a t e O n l y} S = Assessm en t T =Cas h Mar k et

( S ee C o l un m C 2 ) U ~l]ook Vahlc V =O ther W = Est i m a t ed

E = $ 15 , 001 - $ 50 , 000




P a g e 3 0 o f 3 1


DiClerico, J r . , J os eph A .

Date of Report

4/13 /2011

V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. a.dlca,epar, ofreport.)

PART V - G I F T S

Pa ge 3 , l i ne 1 - E s t i m a t e d va l ue ba se d o n 9 /10/10 a pp ra i sa l by r e a l t o r .

P age 3 , l i ne 2 - Es t ima ted va lue bas ed on co mm erc i a l st o rage ra t e s .

D ue to m y f r i ens h ip wi th th es e i nd iv idua l s , I am d i s qua l i fi ed f rom p res id ing ove r any cas e i nvo lv ing th em or th e i r f ami l i e s , and th ey a re no t s eek ing to do bus ines sw ith th e cou r t .

P A R T V I I - I N ’V E S T M E N T S A N D T R U S T S

P ages 2 1 -2 2 , Lines 303, 304 , 305 , 306 and 307 : T h es e a s s e t s were d i s t r i bu t ed f rom T rus t V II I ( li ne 192 ) and a re th e re fore l i s t ed a s "open" ra th e r th an "buy ."

P age 2 8 , Line 42 4 : A s s es s ed va lue i s $ 90 , 600 . Equa l iza t i on fac tor i s 92 .9% ($ 97, 52 4) .

Pa ge 28 , L i ne 425: Ma rk e t va l ue l i s te d on 2010 p rope r l y t a x b i l l a s $196 ,6 27 .




P a g e 3 1 o f 3 1

I Name o f Pe r son Rep or t ing

D i C l e r i c o , J r ., J o s e p h A .

D a t e o f R e p o r t

411312011

IX. CERTIFICATION.

1 c e r t i fy t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o th e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .

1 f u r t h e r c e r ti f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q . , 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

Signatu re: S/Joseph A. DiCler ico , Jr .

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . § 1 0 4 )

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544



C h a m b e r s ofJOSEPH A. DICLERICO, JR.

District J u d g e

United States District CourtDistrict of New Ham pshire

55 Pleasant Street, Room 400Concord. N e w H a m p s h i re 03301-3938

603-226-7746

hpril 12, 2011

Honorable Bobby R. Baldock, Chair

Committee on Financial DisclosureAdministrative Office of the U.S. Courts

One Columbus Circle, N.E., Suite 2-301Washington, D.C. 20544

Re: Amendment to 2009 Financial Disclosure ReDort

Dear Judge Baldock:

The following amendments are made to my 2009 FinancialDisclosure Report:

i. In Partasset:

Column A :

VII, Page 5, line 21, insert the following

American Funds Money Market FundClass A

Column B(2): None

Column C(1): 0

Column C(2): T

In Part VII, Page 5,

add t he following:

Column A:

insert n ew line 21A and

As of 7/10/09 American Fund US TreasuryMoney Fund Class A merged into American

Funds Money Market Fund Class A



Page 2Committee on Financial DisclosureApril 12, 2011

3. In Part VII,asset:

Column A:

Column D (i) :

Column D (2) :

Column D (3) :

In Park VII,

Column D (2) :

In Part VII,

Column D(1) :

Column D(2) :

Column D(3) :

Page 8, line 82, insert the following

American Fund Limited Term Tax Exempt BdFd of Am.

buy

9/8/09

N

Page 9, line 97:

remove 1/13/09 and insert 1/12/09

Page 9, insert ne w line 97a:

Buy (add’l)

7/6/09

J

Very truly yours,

Joseph A. DiClerico, Jr.District Judge

Documents

Joseph A DiClerico Jr Financial Disclosure Report for 2010