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MIT Lincoln Laboratory20101111 EN-012 Slide 1
JDW Gp. 42
Validation of En Route Capacity Model with Peak Counts from the National Airspace System
J. Welch and J. Andrews
MIT Lincoln Laboratory
J. Post
Federal Aviation Administration
11 November 2010
* This work is sponsored by the Federal Aviation Administration under Air Force Contract #FA8721-05-C-0002. Opinions,
interpretations, recommendations and conclusions are those of the author and are not necessarily endorsed by the United States
Government.
MIT Lincoln Laboratory20101111 EN-012 Slide 2
JDW Gp. 42
Overview
• Airspace capacity estimates are important– sector design
– air traffic management
• Current model accounts only for ‘transit’ workload– hand-offs at sector crossings
Capacities differ significantly center to center
Local Capacity
MIT Lincoln Laboratory20101111 EN-012 Slide 3
JDW Gp. 42
Outline
• Review of Capacity Model
• Regression Process
• Center Capacities
• Conclusions
MIT Lincoln Laboratory20101111 EN-012 Slide 4
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Workload Event Rates
Workload grows with three critical traffic-dependent event rates
Conflict ratelc = (2 N
2/Q) Mh Mv V21sector airspace volume Q
miss distances Mh and Mvmean closing speed V21
Transit (boundary crossing) rate
lt = N/T
sector aircraft count N
mean sector transit time T
Recurring (scanning/monitoring) ratelr = N/P
recurrence period P
MIT Lincoln Laboratory20101111 EN-012 Slide 5
JDW Gp. 42
Determining the unknown service times
– Live approach
Measure controller performance
– Regression approach
Observe Peak daily counts Np for many sectors
Calculate corresponding Model capacities Nm
Find service times that best fit Nm to Np bound
Workload Intensity
Workload Intensity(fraction of controller time) G = Gt + Gc + Gr
transit conflict recurring
Gt = tt [N/T]
Gc = tc [(2 N2/Q) Mh MvV21]
Gr = tr [N/P]
Service Times(empirical )
occurrence rates(calculated from
airspaceparameters)
MIT Lincoln Laboratory20101111 EN-012 Slide 6
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Conflict Distance
Global closing speed V21 is also unknown
Fit the product tcV21
(separation lost while resolving a conflict)
Conflict Workload Intensity
Gc = tc [(2 N2/Q) Mh MvV21]
tcV21 ~ 2 nautical miles (for NAS)
MIT Lincoln Laboratory20101111 EN-012 Slide 7
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0
500
1000
1500
2000
0 0.2 0.4 0.6 0.8 1
Altitude Change Fraction F ca
Ve
rtic
al
Mis
s D
ista
nc
e M
v,
ft
Effect of Altitude Changes
Aircraft with vertical rates cause increased uncertainty
Adapt by increasing vertical miss distance Mv• Determine fraction Fca of aircraft with ≥2000 ft altitude change• As Fca grows, increase Mv linearly from 1000 ft to Mvmax
Mvmax ≈ 1600 ft
(For NAS)
MIT Lincoln Laboratory20101111 EN-012 Slide 8
JDW Gp. 42
Outline
• Review of Capacity Model
• Regression Process
• Center Capacities
• Conclusions
MIT Lincoln Laboratory20101111 EN-012 Slide 9
JDW Gp. 42
Peak Daily Counts(790 NAS Sectors)
0
5
10
15
20
25
30
0 10000 20000 30000 40000 50000 60000 70000 80000
Sector Volume (nm3)
Air
cra
ft C
ou
nt
Observed Peak Count July and August 2007
Day with most operations for each center
Peak instantaneous count for each sector
MIT Lincoln Laboratory20101111 EN-012 Slide 10
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Peak Daily Counts and Fitted Capacities(790 NAS Sectors, July–August 2007)
0
5
10
15
20
25
30
0 10000 20000 30000 40000 50000 60000 70000 80000
Sector Volume (nm3)
Air
cra
ft C
ou
nt
NAS Model Capacity
Observed Peak Count
MIT Lincoln Laboratory20101111 EN-012 Slide 11
JDW Gp. 42
-25
-20
-15
-10
-5
0
5
-10 -9 -8 -7 -6 -5 -4 -3 -2 -1 0 1 2 3 4 5
Difference Between Sector Peak Count and Model Bound, Np-Nb
Sec
tor
Sco
reAsymmetric Objective Function
(Fits Model to Peak Count Bound)
Np < Nm Np > Nm
Difference Between Peak Count Np and Model Capacity NmDifference between Peak Count Np and Model Capacity Nm
Secto
r S
co
re
MIT Lincoln Laboratory20101111 EN-012 Slide 12
JDW Gp. 42
-25
-20
-15
-10
-5
0
5
-10 -9 -8 -7 -6 -5 -4 -3 -2 -1 0 1 2 3 4 5
Difference Between Sector Peak Count and Model Bound, Np-Nb
Sec
tor
Sco
reAsymmetric Objective Function
(Fits Model to Peak Count Bound)
Np < Nm Np > Nm
Difference Between Peak Count Np and Model Capacity Nm
Close Fits
Reward sectors
with close fits
Difference between Peak Count Np and Model Capacity Nm
Secto
r S
co
re
MIT Lincoln Laboratory20101111 EN-012 Slide 13
JDW Gp. 42
-25
-20
-15
-10
-5
0
5
-10 -9 -8 -7 -6 -5 -4 -3 -2 -1 0 1 2 3 4 5
Difference Between Sector Peak Count and Model Bound, Np-Nb
Sec
tor
Sco
reAsymmetric Objective Function
(Fits Model to Peak Count Bound)
Np < Nm Np > Nm
Difference Between Peak Count Np and Model Capacity Nm
High Counts
Penalize sectors
with high
peak counts
Difference between Peak Count Np and Model Capacity Nm
Secto
r S
co
re
Close Fits
Reward sectors
with close fits
MIT Lincoln Laboratory20101111 EN-012 Slide 14
JDW Gp. 42
-25
-20
-15
-10
-5
0
5
-10 -9 -8 -7 -6 -5 -4 -3 -2 -1 0 1 2 3 4 5
Difference Between Sector Peak Count and Model Bound, Np-Nb
Sec
tor
Sco
reAsymmetric Objective Function
(Fits Model to Peak Count Bound)
Np < Nm Np > Nm
Low Counts
Low traffic demand
no score assigned
Difference Between Peak Count Np and Model Capacity NmDifference between Peak Count Np and Model Capacity Nm
Secto
r S
co
re
High Counts
Penalize sectors
with high
peak counts
Close Fits
Reward sectors
with close fits
MIT Lincoln Laboratory20101111 EN-012 Slide 15
JDW Gp. 42
Fitted Capacities versus Peak Counts (790 NAS Sectors July – August 2007)
0
5
10
15
20
25
30
0 5 10 15 20 25 30
Observed Peak Count
NA
S M
od
el C
ap
ac
ity
MIT Lincoln Laboratory20101111 EN-012 Slide 16
JDW Gp. 42
Outline
• Review of Capacity Model
• Regression Process
• Center Capacities
• Conclusions
MIT Lincoln Laboratory20101111 EN-012 Slide 17
JDW Gp. 42
0
5
10
15
20
25
30
0 10000 20000 30000 40000 50000 60000 70000 80000
Sector Volume (nm3)
Air
cra
ft C
ou
nt
ZSE Peak Daily Count
Peak Sector Counts, Seattle Center (ZSE)
July and August 2007
10 days with highest center operations
Peak sector counts for those days
28 ZSE sectors
280 ZSE sector-days
MIT Lincoln Laboratory20101111 EN-012 Slide 18
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ZSE Sector Capacity from ZSE Regression
0
5
10
15
20
25
30
0 10000 20000 30000 40000 50000 60000 70000 80000
Sector Volume (nm3)
Air
cra
ft C
ou
nt
Capacity, ZSE Regression
ZSE Peak Daily Count
MIT Lincoln Laboratory20101111 EN-012 Slide 19
JDW Gp. 42
ZSE Sector Capacity from NAS Regression
0
5
10
15
20
25
30
0 10000 20000 30000 40000 50000 60000 70000 80000
Sector Volume (nm3)
Air
cra
ft C
ou
nt
Capacity, NAS Regression
Capacity, ZSE Regression
ZSE Peak Daily Count
MIT Lincoln Laboratory20101111 EN-012 Slide 20
JDW Gp. 42
Normalized Capacity Density
Normalized capacity density
KNC = SCS / QZ / NS
SCS = Sum of local capacities of all sectors
QZ = Center airspace volume (10,000 nmi3)
NS = Sector count
• Local center capacities differ significantly
• Meaningful capacity comparisons must normalize for
– center size
– sector count
(KNC for Seattle is 0.11 aircraft per 10,000 nmi3)
MIT Lincoln Laboratory20101111 EN-012 Slide 21
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0
5
10
15
20
25
30
0 10000 20000 30000 40000 50000 60000 70000 80000
Sector Volume (nm3)
Air
cra
ft C
ou
nt
ZDC
Peak CountsWashington DC Center
ZDC
46 sectors
KNC = 0.41
Calendar Year 2007
8 days with highest ZDC operations
(in March, April May, June, and November)
MIT Lincoln Laboratory20101111 EN-012 Slide 22
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0
5
10
15
20
25
30
0 10000 20000 30000 40000 50000 60000 70000 80000
Sector Volume (nm3)
Air
cra
ft C
ou
nt
ZDC
ZMA
Peak CountsWashington DC and Miami Centers
ZMA
40 sectors
KNC = 0.07
ZDC
46 sectors
KNC = 0.41
Calendar Year 2007
MIT Lincoln Laboratory20101111 EN-012 Slide 23
JDW Gp. 42
ZSE
Seattle
ZOA
Oakland
ZLA
ZDV
Denver
ZLC
Salt Lake city
ZKC
Kansas City
ZAB
Albuquerque
ZID
Indianapolis
ZFW
Dallas
ZHU
Houston
ZOB
Cleveland
ZMP
Minneapolis
ZME
Memphis ZTL
Atlanta
ZDC*
ZNY
ZJX
Jacksonville
ZMA
Miami
ZAU
Chicago
ZBW
Boston
Normalized Capacity DensityNAS En Route Centers (July – August 2007)
0
0.05
0.1
0.15
0.2
0.25
0.3
0.35
0.4
0.45
ZDC ZID ZNY ZAU ZTL ZOB ZM E ZFW ZKC ZOA ZJX ZLA ZAB NAS ZDV ZBW ZSE ZM P ZLC ZHU ZM A
Center
Air
cra
ft /
10,0
00 n
m3 /
Secto
r
* ZDC not
restricted to
July-August
MIT Lincoln Laboratory20101111 EN-012 Slide 24
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Equation for NAS Sector Capacity
Sector Capacity
where
• a = 5.4(1+0.6 Fca)/Q, b = (a + 0.013 + 13/T), c = -0.7
• Fca = fraction of daily sector flights with ≥2000 ft altitude change
• Q (nm3) = sector volume based on min and max daily altitudes
• T (s) = mean transit time for aircraft in sector at time of peak
a
acbbNm
2
42
MIT Lincoln Laboratory20101111 EN-012 Slide 25
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Conclusions
• NAS regression provides inherent sector capacity
• Individual center regressions provide local sector capacity– can be significantly less than inherent capacity
• Peak count data reflect wide range of– Complexity
– Demand
– Airspace characteristics
• Single set of capacity parameters cannot capture current operations– Individual center regressions necessary
• July - August 2007 peaks do not give peak demand for all Centers – Southern operations peak in winter
• We plan to refine capacity calculations– Choose actual peak demand periods for all centers
– Increase data sets in all regressions
MIT Lincoln Laboratory20101111 EN-012 Slide 26
JDW Gp. 42
End