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Int. J. Radiation Oncology Biol. Phys., Vol. 69, No. 5, pp. 1448–1455, 2007Copyright � 2007 Elsevier Inc.
Printed in the USA. All rights reserved0360-3016/07/$–see front matter
doi:10.1016/j.ijrobp.2007.05.009
CLINICAL INVESTIGATION Liver
INTRA-ARTERIAL RHENIUM-188 LIPIODOL IN THE TREATMENT OFINOPERABLE HEPATOCELLULAR CARCINOMA: RESULTS OF AN
IAEA-SPONSORED MULTINATION STUDY
PATRICIA BERNAL, M.D.,* JEAN-LUC RAOUL, M.D., PH.D.,y GAJ VIDMAR, PH.D.,z
ERDENECHIMEG SEREEGOTOV, M.D.,x FELIX X. SUNDRAM, M.D.,k AJAY KUMAR, M.D.,{
JAE MIN JEONG, M.D., PH.D.,** PAWANA PUSUWAN, M.D.,yy CHAITANYA DIVGI, M.D., PH.D.,zzxx
PAT ZANZONICO, M.D., PH.D.,zz JANEZ STARE, M.D., PH.D.,z JOHN BUSCOMBE, M.D.,kk CHAU TRINH THI
MINH, M.D.,{{ MAUNG MAUNG SAW, PH.D.,k SHAOLIANG CHEN, M.D.,*** RUBEN OGBAC, M.D.,yyy
AND AJIT K. PADHY, M.D.kzzz
*Fundacion Santa Fe De Bogota, Bogota, Colombia; yCentre Regional de Lutte Contre le Cancer, Centre Eugene Marquis, University ofRennes, Rennes, France; z IBMI, Faculty of Medicine, University of Ljubljana, Ljubljana, Slovenia; xFirst State Central Clinic, National
Medical University of Mongolia, Ulaanbaatar, Mongolia; kSingapore General Hospital, Singapore; {All India Institute of MedicalSciences, New Delhi, India; **Seoul National University Hospital, Seoul, South Korea; yySiriraj Hospital, Mahidol University,
Bangkok, Thailand; zzMemorial Sloan-Kettering Cancer Center, New York, NY; xxDivision of Nuclear Medicine & Clinical MolecularImaging, University of Pennsylvania, Philadelphia, PA; kkRoyal Free Hospital, London, United Kingdom; {{Cho Ray Hospital, Ho Chi
Minh City, Vietnam; ***Zhongshan Hospital, Fudan University, Shanghai, China; yyySt. Luke’s Medical Centre, Quezon City,Philippines; and zzz International Atomic Energy Agency, Vienna, Austria
Purpose: Intra-arterial injections (IAI) of 131I-lipiodol is effective in treating hepatocellular carcinoma patients,but is expensive and requires a 7-day hospitalization in a radioprotection room. 188Re is inexpensive, requires nopatient isolation, and can be used with lipiodol.Methods and Materials: This International Atomic Energy Agency–sponsored phase II trial aimed to assess thesafety and the efficacy of a radioconjugate 188Re + lipiodol (188Re-Lip) in a large cohort of hepatocellular carci-noma patients from developing countries. A scout dose is used to determine the maximal tolerated dose (lungs <12Gy, normal liver <30 Gy, bone marrow <1.5 Gy) and then the delivery of the calculated activity. Efficacy wasassessed using response evaluation criteria in solid tumor (RECIST) and alpha-feto-protein (aFP) levels and severeadverse events were graded using the Common Toxicity Criteria of the National Cancer Institute scale v2.0.Results: The trial included 185 patients from eight countries. The procedure was feasible in all participating cen-ters. One treatment was given to 134 patients; 42, 8, and 1 received two, three, and four injections, respectively. Theinjected activity during the first treatment was 100 mCi. Tolerance was excellent. We observed three complete re-sponses and 19 partial responses (22% of evaluable patients, 95% confidence interval 16–35%); 1- and 2-year sur-vivals were 46% and 23%. Some factors affected survival: country of origin, existence of a cirrhosis, Cancer of theLiver Italian Program score, tumor dose, absence of progression, and posttreatment decrease in aFP level.Conclusions: IAI of 188Re-Lip in developing countries is feasible, safe, cost-effective, and deserves a phase IIItrial. � 2007 Elsevier Inc.
Hepatocellular carcinoma, Radiolabeled lipiodol, 188 Rhenium, Internal radiotherapy.
INTRODUCTION
Hepatocellular carcinoma (HCC) is frequent in Asia and in
Africa, and its frequency is increasing in developed countries.
Most HCCs are unresectable when diagnosed, so the patients
receive palliative treatment (1). Several different palliative
treatments have been developed, but until now, only chemo-
embolization has been validated in randomized controlled
studies. Chemoembolization efficacy is related to ischemia
Reprint requests to: Jean-Luc Raoul, M.D., Ph.D., CentreRegional de Lutte Contre le Cancer Eugene Marquis, 35062 CedexRennes, France. Tel: (+33) 299253172; Fax: (+33) 299253108;E-mail: [email protected]
14
and effect of the cytotoxic agent (2). This chemotherapeutic
agent is usually coupled to lipiodol because it is considered
to be a carrier vehicle. Lipiodol could also be coupled with
a radionuclide. Studies with I-131-lipiodol were encouraging:
this treatment was better than best supportive care in HCC
with portal vein thrombosis (3), and comparable to chemoem-
bolization when the portal vein is patent (4). But I-131-lipio-
dol is expensive, has high gamma energy, short beta (i.e.,
Conflict of interest: none.Received March 9, 2007, and in revised form May 2, 2007.
Accepted for publication May 7, 2007.
48
188Re-Lipiodol treatment for hepatocellular carcinoma d P. BERNAL et al. 1449
cytotoxic) range, and requires radiation protection for several
days; hence, there is a need for another radionuclide. Rhe-
nium-188 has many advantages: it can be produced cheaply
and its gamma energy is low, thus reducing the need for
hospitalization, and its beta emission is more energetic with
a consequently greater cytotoxic range (5).
A stable conjugation of Re-188 to Lipiodol was achieved
using HDD (6, 7). Preliminary feasibility studies performed
in Belgium (8) and in Asia (9) confirmed the good tolerance
and gave some promising efficacy results. Using this method-
ology, a therapy trial was conducted under the auspices of
one of the International Atomic Energy Agency’s (IAEA)
Thematic Coordinated Research Projects, entitled ‘‘Manage-
ment of liver cancer using radionuclide methods with special
emphasis on transarterial radioconjugate therapy and internal
dosimetry.’’ The trial was unique in that a single protocol us-
ing a common labeling procedure and dosimetric methodol-
ogy was conducted in eight countries across two continents.
Here we present the results of this multination trial with
emphasis on tolerance and efficacy.
PATIENTS AND METHODS
Patient eligibility criteriaPatients were eligible for this trial if they met the following crite-
ria: age >18 years; histopathologic diagnosis of HCC or association
of an hypervascularized tumor in a cirrhotic/fibrotic liver and alpha-
feto-protein (aFP) higher than 400 mg/L; at least one measurable
tumor greater than 1 cm (unidimensional); acceptable general
condition: Karnofsky performance status (KPS) $60%; serum
creatinine #2 mg/dL; absolute neutrophil count $1,500/mL and
platelets $100 G/L; international normalization ratio #1.5. All
participant patients were required to provide written informed con-
sent and the protocol was approved by each participating center’s
Institutional Medical Ethics Committee.
Patients were excluded if they were pregnant or lactating; had poor
liver function (Child C); extrahepatic metastasis, severe chronic pul-
monary disease, or other serious illness; estimated survival expec-
tancy less than 1 month; or allergy to intravenous contrast media.
MethodsPatient eligibility was confirmed by clinical examination, serum
aFP level, abdominal computed tomography (CT); chest X-ray; bio-
logic tests (blood count; serum creatinine, international normalization
ratio, aspartate serum transglutaminase (AST), alanine transglut-
amines (ALT), gamma glutamyl transpeptidase (GGT), alkaline phos-
phatase, albumin; serology for hepatitis B virus or hepatitis C virus
infection). Child’s score (combination of clinical data: ascites and en-
cephalopathy and prothrombin time, albumin and bilirubin serum
levels) and Cancer of the Liver Italian Program (CLIP) score (10) (a
combination of four parameters: Child’s score, macroscopic aspect
of the tumor, serum aFP level, and portal vein thrombosis) were deter-
mined from these data.
Treatment procedureThe tungsten-188/rhenium-188 generator, which has a long
useful shelf-life of several months, provides a good yield of car-
rier-free rhenium-188 on a routine basis, making possible in-house
preparation of rhenium-labeled radiopharmaceuticals for clinical
use. Rhenium-188 in the form of sodium prephenate was obtained
by eluting the W-188/Re-188 generators (Oak Ridge National Lab-
oratory, TN). The Re-188 prephenate solution was concentrated by
passing through ion exchange columns, as previously described
(11, 12). Re-188 lipiodol was prepared according to the procedures
described previously (6, 7, 13) using the lyophilized HDD kits
(Seoul National University Hospital, Korea).
Total liver and hepatic tumor mass measurements were made from
CT scans. The patient was catheterized in the interventional radiol-
ogy suite, and the catheter placed in a location suitable for selective
hepatic lesion intra-arterial therapy. After the catheter position had
been verified, approximately 150 MBq (4 mCi) Re-188 Lipiodol
was injected (‘‘scout’’ dose). The patient was then taken immediately
to the nuclear medicine department. Anterior and posterior whole
body scans at 20 cm/min or 5-min spot chest and abdomen images
were obtained to permit conjugate-view methodology. Images
were obtained with the photopeak energy window centered at 155
keV, with a symmetric 20% window. Geometric means of total
counts in the liver, the liver tumor, and the lungs were obtained.
These were entered into a spreadsheet developed by the IAEA Coor-
dinated Research Project (CRP) group that allowed estimates of
source and target region activities, cumulative activities and ab-
sorbed doses to be calculated.
The patient then returned to the interventional radiology suite,
where catheter tip position was confirmed before injection of thera-
peutic Re-188 lipiodol was carried out. The therapeutic amount of
radioactivity was no more than that calculated to deliver 1.5 Gy to
marrow or 30 Gy to liver or 12 Gy to lung. Then the patient was
transferred to a radiation isolation area until his or her general con-
dition and radiation safety regulations permitted discharge (usually
1 day). Immediately before discharge, anterior and posterior images
similar to those obtained after the scout dose were carried out.
Follow-upDuring the hospitalization, all side effects were checked. Biologic
tests were repeated on Day 7 and at 2 months, and CT scan at 2 and 6
months. Patients could receive further injections after the third
month. The first patient was enrolled in the study at the end of the
year 2000; patient vital status was followed until the end of 2005.
EfficacyEfficacy was assessed regarding tumor size (using Response
Evaluation Criteria in Solid Tumor [RECIST] criteria) and aFP
level. Unfortunately, in the majority of responders, the response
could not be confirmed after 4 weeks (no CT scan was performed).
Regarding aFP, if initial level was more than five times the local
upper normal limit, patients were classified into four categories of
biochemical response: normalization, complete biochemical re-
sponse; partial biochemical response, decrease by more than 50%;
stable, change between –50% and +50%; and biochemical progres-
sion, more than 50% increase.
In addition, a physician’s biochemical efficacy rating on the
equivalent four-point scale was given by the treating physician for
each patient, regardless of the initial aFP value.
Efficacy regarding tumor size was assessed in the patients that re-
ceived at least one treatment and had the CT scan after 2 months,
whereas aFP analysis was based on the patient’s best result.
ToxicityToxicity was assessed using the Common Toxicity Criteria of the
National Cancer Institute (CTC-NCI) scale v2.0 (Grade 0 to 4) based
on the patient’s worse result (either immediately after treatment or at
follow-up). Adverse effects were also clinically classified as mild,
1450 I. J. Radiation Oncology d Biology d Physics Volume 69, Number 5, 2007
moderate (requiring simple treatment), severe (requiring hospitali-
zation or important treatment), or life-threatening. All side effects
occurring within the first 2 months were considered as possibly re-
lated to the treatment and analyzed; after 2 months, side effects were
presumed to be related to tumor progression or to liver disease and
were not recorded as treatment-related toxicities. Global toxicity
was rated by the physician on a per-patient basis as none, mild, mod-
erate, severe, or life-threatening.
Statistical analysisThis trial was designed at the first expert meeting in Singapore
(1999); it was decided that the major measure of efficacy was to be
a simple binary variable (response/no response). It was further esti-
mated that the response rate would be around 40% and that we
wanted to estimate this proportion with a 10% precision. This gave
us a required sample size of 234; the first patient was entered at the
end of 2000. We decided to prematurely stop the trial in mid-2005
after inclusion of 185 patients because of the slow accrual rate.
Frequency tables were produced for all the available patient char-
acteristics and outcome variables, and descriptive statistics were cal-
culated. For dichotomous outcomes, exact binomial confidence
intervals were calculated. Population survival curves were estimated
using the Kaplan-Meier procedure, and the differences in survival
regarding prognostic factors were tested using the Cox regression
model. Association between categorical variables was tested using
Fisher’s exact test, and association of a binary outcome with two
or more prognostic factors was tested using logistic regression;
association between categorical and numerical variables was tested
using the exact version of the Mann-Whitney test or the Kruskal-
Wallis test. Statistical analyses were performed with SPSS 13.0
(SPSS Inc., 2004) and Cytel Studio 6.3.0 (Cytel Corp., 2004) soft-
ware.
RESULTS
The trial comprised 185 patients from eight countries: 13
from China, 10 from Colombia, 41 from India, 31 from Mon-
golia, 8 from the Philippines, 17 from Singapore, 13 from
Thailand, and 52 from Vietnam. Patient age ranged from
22 to 84 years (median 55, mean 55.4, SD 11.8 years). There
were 146 (79%) men and 39 (21%) women. Of the 145
patients with available information, 77 (53%) had cirrhosis;
of the 112 patients with available information, 18 (16%)
had portal vein thrombosis. Child score was recorded for
115 patients, 88 (77%) of whom were classified as A. KPS
was recorded in 170 patients; it was 100 or 90 in 75 (44%)
patients, and 70 or 60 in 46 (27%). Underlying liver pathol-
ogy was evaluated in 177 patients: hepatitis B virus was pres-
ent in 77 (44%), hepatitis C virus in 22 (12%), combination of
both in 7 patients (4%), alcoholism in 4 (2%), and other pa-
thology in 3 (2%); none was recorded in 64 patients (36%).
One tumor was found in 155 patients (84%); 15 (8%) had
two, 6 (3%) three, and 9 patients (5%) had four tumors. The
largest tumor diameter ranged from 1 to 23 cm (median 9.2
cm, mean 9.1 cm, SD 4.4 cm), and from 1 to 2,600 cm3 in
volume. The ratio of tumor volume to liver volume ranged
from less than 0.01 to 6.27 (median ratio 0.28), and in 24%
of the patients the principal tumor represented more than
50% of the liver volume. aFP level was above higher than
mg/L in 34% of patients, and it exceeded the upper normal
limit by a factor larger than 5 in 61% of the patients. CLIP
score (95 patients) was 0 in 7% of the patients, 1 in 17%, 2
in 44%, 3 in 28%, and 4 in 4% of those patients.
There were large differences between the countries regard-
ing cirrhosis (p < 0.001), Child score (p < .001), and CLIP
score (p = .001). The percentage of cirrhotic patients varied
from 0% to 80% and, among cirrhotic patients, from 0% to
50% were assigned Child B score. The average CLIP score
varies regarding the countries from 1.4 to 2.4; the highest
scores were recorded in countries having the lowest rate of
cirrhotic patients.
A single treatment was given to 134 patients (72%), 42
(23%) received two treatments, 8 (4%) three, and 1 patient
four. Estimates of radiation absorbed dose were calculated
after the scout dose, and in 32% of patients the dose limiting
organ was the lungs, whereas in the remaining 68%, it was
the liver. The total injected activity (including the scout
dose) during the first treatment ranged from 21.2 to 363.4
mCi (mean 108.1 mCi, median 100.0 mCi, SD 53.8 mCi).
Radiation absorbed dose to the primary tumor (index lesion)
with the first treatment ranged from 1 to 304.7 Gy (median
46 Gy, mean 63.4 Gy, SD 59.9 Gy).
ToxicityImmediately after the injection, 25 patients experienced
pain in the right hypochondrium and 10 experienced vomit-
ing; in the first few days, 34 had mild or moderate fever
(Table 1). Within the first 2 months, 28 patients (15%)
died; according to the physician opinion, the death was
directly due to the tumor in 18 cases, and possibly related
to other factors in 10 patients.
After the first injection, Grade 3 or 4 toxicity was found in
22 patients. Liver toxicity was the most frequent. However,
an increase in bilirubin level was not considered as reflecting
therapeutic toxicity: according to the CTC-NCI scale, 33 pa-
tients had initial values corresponding to bilirubin grade 3 or
4 toxicity (>3.0 upper limit of normal [ULN]) before the
treatment and 40 after the injections (only these 7 cases
were considered as developing a Grade 3-4 toxicity). Hema-
tologic toxicity was observed in 6 patients. Some other tox-
icities were noted including one case of pneumopathy. Two
further cases of pneumopathy were recorded among the 42
patients who received a second injection.
Grade 3 or 4 toxicity incidence differed between countries,
ranging from 0% to 26%. The association of Grade 3 or 4 tox-
icity with cirrhosis (toxicity present in 17% of cirrhotic and
6% in noncirrhotic patients) was not statistically significant;
among the cirrhotic patients, presence of toxicity was mar-
ginally associated with Child score B as compared with A
(logistic regression, adjusting for country: p = 0.071). There
was no association between toxicity and total injected activ-
ity, but KPS >90 was marginally associated with lower odds
for toxicity (logistic regression, adjusting for country: p =
0.057). Finally, that liver was the dose limiting organ in
more than two-thirds of the patients did not increase the
odds for hepatic toxicity as measured by changes from base-
line in serum bilirubin, AST, or ALT (p = 0.087).
188Re-Lipiodol treatment for hepatocellular carcinoma d P. BERNAL et al. 1451
When clinically rated on a 5-point scale, adverse effects
were rated as none in 68% of the cases, mild in 25%, moder-
ate in 3%, severe in 3%, and life-threatening in 1% of the
cases.
EfficacyData on largest tumor diameter after therapy and tumor re-
sponse as evaluated from CT scans were available for 88 pa-
tients (48%). Complete response was recorded in 3 patients
(3%; 95% CI, 1–9%), and partial response was reported in
19 patients (22%; 95% CI, 14–32%); so the objective re-
sponse rate was 25% (95% CI, 16–35%), which corresponds
to 12% on the intention-to-treat basis; stable disease was re-
ported for 47 patients (53%; 95% CI, 43–64%), and tumor
progression for 19 (22%; 95% CI, 14–32%).
Among the 86 patients with elevated aFP level and avail-
able follow-up, complete biochemical response was recorded
in 7 patients (8%; 95% CI, 4–16%), partial biochemical re-
sponse in 18 patients (21%; 95% CI, 13–30%), stable disease
in 55 patients (64%; 95% CI, 53–74%), and progression in 6
patients (7%; 95% CI, 3–14%). Because only a small and se-
lected group of patients with available tumor response data
had elevated initial aFP level, the comparison between tumor
response and biochemical response is not informative. There
exists a significant agreement between tumor response
and physician’s biochemical response rating (p < 0.001)
(Table 2).
Although total injected activity during the first treatment
was not associated with tumor progression (p = 0.995), prin-
cipal tumor dose during first treatment was p = 0.014 among
the patients receiving more than 30 Gy, the proportion of tu-
mor progression was lower (9%) than the proportion (35%)
Table 1. Recorded toxicity after the first therapeutic injectionof Re-188 lipiodol according to CTC-NCI scale 2.0 in the
treated population (n = 185)
Grade 3n
Grade 4n
Hematologic toxicityWBC 2 0Platelets 2 0Hemoglobin 0 3
Hepatic toxicityAST/ALT 14 10Bilirubin (pretreatment abN) 5 (27) 2 (6)
Digestive toxicityUlcer 1 0Diarrhea 0 1
Other toxicitiesHypotension 1 0pneumopathy 0 1
Clinically significant SAE 5 2
The number of patients who had abnormal pretreatment values ofbilirubin is in parentheses. Clinically significant side effects weredescribed in only 7 patients.
Abbreviations: CTC-NCI = Common Toxicity Criteria of theNational Cancer Institute; WBC = white blood cell count; AST =aspartate serum transglutaminase; ALT = alanine transglutamines;abN = abnormal value; SAE = severe adverse event.
among those with lower tumor dose (estimated odds ratio
0.18; 95% CI, 0.03–0.85).
CLIP score, Child class, tumor presentation (three cate-
gories: uninodular tumor less than 50% of liver size, uninod-
ular >50%, or multinodular), and KPS (90 or more vs. less)
were not statistically significantly associated with (lack of)
tumor progression (p = 0.368, 1.000, 0.521, and 0.295,
respectively).
SurvivalThe Kaplan-Meier survival curve for the treated popula-
tion is given in Figure 1. Estimated median survival was
256 days (95% CI, 133–79 days). Estimated 3-, 6-, 12-, and
24-month survival was 93%, 60%, 46%, and 23%, respec-
tively. Median follow-up was 455 days (95% CI, 407–502
days). There were differences between countries regarding
patient survival (log–rank test: p = 0.006; estimated median
survival per country ranged from 175 days to 518 days).
Cirrhosis was a significant negative prognostic factor (Cox
regression, adjusting for country and tumor size: p = 0.021);
observed median survival for cirrhotic patients was 218 days
vs. 246 for noncirrhotic patients. Among cirrhotic patients,
Child score had statistically significant effect on survival
(Cox regression, adjusting for country and tumor size: p =
0.004); patients with score A had better survival (median
625 days) than patients with score B (median 161 days).
Survival was also related to CLIP score (Cox regression, ad-
justing for country: p = 0.015), with survival decreasing with
increasing score. Principal tumor dose during first treatment
significantly influenced survival: patients receiving more
than 30 Gy had significantly better survival (Cox regression
adjusting for country and tumor size: p = 0.006) than patients
receiving less than 30 Gy (median survival, 471 days vs. 146
days; estimated hazard ratio, 0.40; 95% CI, 0.21–0.78). As
illustrated in Figure 2, lack of tumor progression was also
a significant predictor of survival (Cox regression adjusting
for country: p < 0.001); patients with objective response or
stable disease had much better survival than those with
progressive disease (median survival, 532 days vs. 198
days; estimated hazard ratio, 0.24; 95% CI, 0.12–0.47). Fi-
nally, among the patients with initial elevated aFP, partial
and complete responders survived longer than the remaining
patients (Cox regression adjusting for country: p < 0.001;
median survival, 518 days vs. 205 days; estimated hazard
ratio, 0.37; 95% CI, 0.18–0.77).
Table 2. Agreement between tumor response rating andphysician’s biochemical response rating
Physicians’ biochemicalresponse rating
Tumor response Complete Partial Stable Progression Total
Complete 2 0 0 0 2Partial 2 9 4 3 18Stable 5 5 27 9 46Progression 0 3 2 11 16Total 9 17 33 23 82
1452 I. J. Radiation Oncology d Biology d Physics Volume 69, Number 5, 2007
DISCUSSION
Hepatocellular carcinoma is relatively very frequent in de-
veloping countries. By contrast, most therapeutic series of
cases come from developed countries, so the relevance of
their conclusions for developing countries remains question-
able. In a palliative setting, only chemoembolization has been
demonstrated as better than best supportive care, in two ran-
domized controlled trials (2, 14); unfortunately side effects
are frequent and could need intensive care for some days.
In another randomized trial, 131I-labeled lipiodol injections
have been demonstrated as efficient but better tolerated
than chemoembolization (4). But this treatment requires for
radioprotection purposes an isolation of some days (depend-
Fig. 1. Estimated population survival curve (black line) with 95%confidence interval limits (gray lines); the 1 and 2-year overallsurvival were, respectively, 46% and 23%.
Fig. 2. Estimated survival curve for patients without (dashed grayline) and with tumor progression (solid black line). Vertical linesdenote censored cases; labels on horizontal axis denote mediansurvival time for the two groups.
ing on local regulations). Both options are attractive and
could be use in developed countries.
The advantages of the use of intra-arterial 188Re-lipiodol
injection as compared with other intra-arterial treatments are
as follows.
1. It is easier to deliver compared with chemoembolization
(injection within the common hepatic artery) or compared
with radioembolization using 90Yttrium microspheres
(15). The technique was feasible in all the participating
countries after a short learning period. Moreover, its
good tolerance avoids a long hospitalization period and
expensive care.
2. It is cheaper than I-131-lipiodol and requires no patient
isolation.
3. The generator can be used for other kinds of treatments.
Thus this cost-effective therapeutic option is of potential
interest in developing countries.
This study was the first multicenter study on treatment of
liver cancer built and conducted in developing countries. It in-
cluded very distant and different countries, with the conse-
quence of considerable heterogeneity in patients and thus
results. Nevertheless, the study shows that it is possible to
conduct a scientific medical study in developing countries.
This great heterogeneity between the different countries
seems to be related to the disease (e.g., etiology, stage at diag-
nosis) as well as to caregiver access. The treatment was per-
formed properly in a large majority of the patients and the
final outcome (dead or alive and date of death) could be ob-
tained for all the included patients. Obviously, as presumed,
the quality of the data is lower than in studies conducted in
richer countries. An important number of initial or follow-
up data were missing. That was mainly related to the vague-
ness of some reports and the absence of clear normal values
from some laboratories, contrasting with the strictness of
data managers (J.L.R., G.V.) (e.g., if the portal trunk was
not described as thrombosed or free of thrombus, these data
were considered as missing) but also, to the difficulties in
some countries to perform a good initial work-up and to care-
fully follow-up patients because of distance and costs. But this
was improving, and for the last included patients, most data
could be retrieved. This learning curve was observed in all
countries. It is likely that future trials in these hospitals will
be of better quality. This weakness in reliability was compen-
sated by the large number of included patients in this phase II
trial. This trial also taught the experts that the fewer data are
required, the better the quality. In the next trials, we will
have to shorten the number of required data to have a simpler
and more reliable study. That means that with some very sim-
ple precautions phase II and phase III studies can be per-
formed in developing countries.
The included population has some unique features of interest:
� underlying liver disease is due to a viral hepatitis (B more
frequently than C) in more than two thirds of the cases and
only half of the population had a liver cirrhosis; this profile
is usual in Asian patients;
188Re-Lipiodol treatment for hepatocellular carcinoma d P. BERNAL et al. 1453
� multinodular tumors are infrequent and the tumor is unique
in most of the cases;
� in most cases, poor prognosis factors (16) are present: large
size (mean diameter: 9 cm), volume greater than half the
liver volume in one fourth of the cases, elevated aFP level
(>400 ng/mL) in one third, portal vein thrombosis in one in
six, severe hyperbilirubinemia in 18%, and poor KPS in
27%. This is reflected by the CLIP scoring system: one
third of the patients had a score of 3 or more corresponding
in the Italian experience (17) to a median predicted sur-
vival of less than 4.5 months.
The treatment was easy to deliver, no major problem was
recorded; repeated injections have been performed in 51 pa-
tients and 9 patients received three or four injections without
evidence of cumulated toxicity.
The clinical tolerance of this treatment was good. For the
physician in charge, the adverse effects were classified as
none or mild in more than 90% of the cases. Immediate side
effects (e.g., pain, vomiting, fever) were mild and directly re-
lated to the arterial infusion. These side effects were also ob-
served after injection of 131I-lipiodol and are usual and could
be severe after chemoembolization (postembolization syn-
drome) (18). As expected, the late toxicities are infrequent
and, except pneumopathies could be unrelated to the treat-
ment; they tended to be more frequent in Child B patients
and in patients with lowest KPS. Three cases of pneumopathy
have been described. Such side effects have been recorded af-
ter intra-arterial injections of radiolabeled lipiodol (19) and
labeled microspheres (20). After use of microspheres, pneu-
mopathies seemed the result of an increased intrahepatic
shunting (greater than 13%) conducting to a lung irradiation
of more than 10 Gy (10–36 Gy; median 25 Gy) and then to
a radiation pneumonitis. The explanation does not seem so
univocal with radiolabeled lipiodol, and pneumopathies
could correspond either to a radiation pneumonitis or to an al-
lergic reaction to lipiodol. In favor of the latter hypothesis are:
they occurred in patients with low pulmonary uptake, that
most cases occurred after a second injection, and responded
well to corticosteroids (21). We observed the same lung tox-
icity profile in this trial. One patient (of 185) who received
more than the limit for pulmonary toxicity (12 Gy) developed
pulmonary toxicity after one injection. This case illustrates
the importance of pulmonary absorbed dose measurements
and the importance of using imaging for assessment of biodis-
tribution. Two patients among the 51 who received repeated
injections (4%) also had pulmonary toxicity; the cumulative
dose in these 2 patients was less than the presumed maximum
permissible absorbed dose, suggesting that insult to the lungs
may well be additive or even synergistic or related to another
factor (allergic manifestation ?).
Biologic tolerance was also excellent. As it could be sup-
posed from lipiodol distribution (22), hematologic toxicity
was very infrequent. Liver toxicity was usually infrequent
and mild, but the NCI-CTC grading is difficult to use in
patients with severe chronic liver disease; a Grade 3 transam-
inases toxicity is reached when the transaminase level is
greater than 5 ULN and this is common in cases of chronic
viral hepatitis (60% of our population). Bilirubin could also
be elevated from chronic liver disease or the tumor rather
than to a toxic event; a Grade 3 is reached when the bilirubin
level is 3 ULN. This was the case in 40% of our population
during the initial 2-month follow-up, but half of these pa-
tients had at least a Grade 3 before injection. We have noticed
that liver toxicity does not seem to be strongly related to liver
irradiation because it was not more frequent in patients in
whom the liver was the dose limiting organ.
The deaths in the first 2 months seemed, according to the
physician assumption, to be more related to liver disease
and tumor than to an unexpected toxicity. Namely, among
the patients who died within the first 2 months, the proportion
of Child B (53%) was significantly higher (p = 0.009) than
among the other patients (20%).
Regarding the usual aggressive behavior of HCC and the
rarity of spontaneous stability, we have data to conclude
that this treatment by Re-188 lipiodol is efficient. Our statis-
tics were based on a supposed response rate of around 40% as
observed in first trial with radiopharmaceutics. Our data were
far lower. But, the objective response rate of 25% in evalu-
able patients is of value taking into account that most in-
cluded patients had huge lesions at inclusion and received
only one injection. In previous studies with chemoemboliza-
tion, the response rate ranged from 60% to 15%, but was
dependent on inclusion criteria (better responses in case of
small tumors or measurable tumors); it was 25% in both
arms among evaluable patients included in the comparison
of I131-Lip vs. chemoembolization (4). In large tumors
treated by chemoembolization, an objective response rate
of 10% has been observed by Ryder et al. (23) contrasting
with an excellent response rate of 56% in small lesions in
the same retrospective series. In our study, the therapeutic
control of tumor size (one of the main therapeutic objectives
in a palliative setting) could be achieved in more than three
quarters of the patients. This tumor control was clearly re-
lated to the treatment: a tumor radiation absorbed dose less
than 30 Gy (obtained with the first treatment) corresponded
to a fourfold increase in the progression rate compared with
patients whose tumors received >30 Gy. This relationship
between tumor delivered dose and response rate has been
hypothesized in another study using 131-Lip (24), which
showed an inverse relationship between tumor size and intra-
tumoral retention of lipiodol and a direct relationship
between intratumoral retention and response rate.
It is obviously very difficult to draw any conclusions on
survival data from a phase II study. We do not have any
idea of survival with only best supportive care in these
different populations of HCC patients and as noticed in
the analysis, survival is very different from one country to
another. Surprisingly, the 1- and 2-year survivals of 46%
and 23% are in accordance with most results obtained after
chemoembolization (25) in Western countries. A better
1-year survival was observed when inclusion criteria in ran-
domized studies became more stringent, as in the Spanish
trial (26).
1454 I. J. Radiation Oncology d Biology d Physics Volume 69, Number 5, 2007
Some factors of prognostic value were found in this study.
The presence and severity of cirrhosis had an adverse impact;
the prognostic value of the CLIP score was confirmed in
these Asian patients. Tumor control and biochemical re-
sponse were also associated with improved survival. The
principal tumor dose received during the first injection influ-
enced the prognosis; if tumor received less than 30 Gy the
median survival was less than 5 months as compared with
a median survival of more than 15 months if more than 30
Gy was delivered. But the real effect of this treatment on sur-
vival will only be assessed by a randomized controlled study
versus best supportive care.
CONCLUSIONS
Hepatocellular carcinoma is a disease predominantly ob-
served in developing countries; until now, almost all thera-
peutic studies had been conducted in developed countries
and their conclusions could not be proposed to high preva-
lence countries because of their cost or of the need for some
specific skills. This study is the first large-scale phase II study
conducted in the field of HCC in developing countries and
demonstrates that a multicenter study of this nature is feasible
in a range of developing countries and could participate to
develop some efficient and easy to perform treatments.
The main weakness of this study is the large number of
missing data, but this was compensated by the huge number
of patients included in this phase II study; such results in
a phase II study including some dozen of patients, as ob-
served in Western countries, would have forbidden any
conclusion. This study demonstrated that this treatment is
efficient and well tolerated, particularly in patients with
well-compensated liver cirrhosis and good general status.
That will deserve to go further in a phase III randomized trial
having as the primary objective overall survival. We have
found some factors of prognostic value: toxicity was more
frequent if initial general status was poor; response rate
was better if the principal tumor dose was high and higher
than 30 Gy; and survival was dependent not only on usual
prognostic factors found in HCC (Child’s score, CLIP score),
but also to factors associated with treatment efficacy (im-
provement in aFP level, tumor control) and directly to the
delivered treatment (tumor dose).
At last, it will be of importance to take advantage of the in-
terest showed by participating physicians to conduct some
other studies using this network of motivated hospitals, and
in the field of HCC to conduct a randomized phase III clinical
trial comparing the presented treatment with chemoemboliza-
tion, because the latter is a therapeutic option widely used in
developing countries. A pragmatic phase III randomized
study involving a large number of patients and focused in
some major end points of that type will certainly be possible
and the conclusions drawn from it, would be more applicable
to developing countries (and to patients in nonacademic cen-
ters from developed countries) than those coming from some
selected academic US, European, or Japanese centers.
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