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Review article: intestinal metaplasia and gastric carcinogenesis
W. K. LEUNG & J. J . Y. SUNG
Division of Gastroenterology and Hepatology, Department of Medicine and Therapeutics, Prince of Wales Hospital,
The Chinese University of Hong Kong, Hong Kong, China
Accepted for publication 1 April 2002
SUMMARY
Gastric intestinal metaplasia, an intermediate step in
Correa’s cascade of gastric carcinogenesis, is generally
regarded as a pre-malignant lesion. Epidemiological
studies suggest that patients with intestinal metaplasia
have more than a 10-fold increased risk of developing
gastric cancer. Within the subclassification of intestinal
metaplasia, incomplete or type III intestinal metaplasia
appears to be associated with even higher malignant
potential. The topographical distribution of intestinal
metaplasia may also have prognostic implications.
Certain genetic and epigenetic alterations have been
demonstrated in gastric intestinal metaplasia which
straddle into gastric cancer. These findings suggest that
genetic changes occur early in the multistep gastric
carcinogenesis process. Unlike Barrett’s oesophagus and
colonic polyp, which have well-defined surveillance
guidelines, there is no widely accepted surveillance
programme for gastric intestinal metaplasia. An annual
surveillance programme may allow early detection of
gastric cancer, which theoretically may improve survi-
val. It remains elusive whether the treatment of
Helicobacter pylori infection may reverse gastric intesti-
nal metaplasia or reduce the subsequent risk of cancer
development. Further controlled studies with longer
follow-up are needed to resolve this controversy. The
role of chemo-prophylactic agents, e.g. cyclo-oxyge-
nase-2 inhibitor, should be investigated.
INTRODUCTION
Gastric cancer is generally believed to develop from a
multistep progression from chronic gastritis, atrophic
gastritis, intestinal metaplasia, dysplasia and subse-
quently to cancer. This series of changes in gastric
carcinogenesis, often called Correa’s cascade,1 is often
initiated by Helicobacter pylori infection. In this regard,
atrophic gastritis and intestinal metaplasia are con-
sidered to be the precursors of gastric cancer,
especially for the intestinal type of gastric malignancy.
However, not all individuals with intestinal metaplasia
will progress to gastric cancer, and the factors
governing this progression remain unknown. This
review discusses the aetiology, genetic alterations and
potential treatment options for gastric intestinal
metaplasia.
HISTOLOGY OF INTESTINAL METAPLASIA
Intestinal metaplasia is defined as the replacement of
the gastric mucosa by epithelium that resembles the
small bowel mucosa (Figure 1). The recognition of
small intestinal mucosa in the stomach dates back to
the 19th century.2 Intestinal metaplasia results from
gastric stem cells that are diverted from proliferation
into cells specific to the stomach towards those of the
small intestine, such as absorptive cells, goblet cells
and Paneth cells. This is usually triggered by
persistent irritation to the gastric mucosa, with H.
pylori infection being the most important triggering
factor.
� 2002 Blackwell Science Ltd 1209
Correspondence to: Professor J. J. Y. Sung, Department of Medicine and
Therapeutics, Prince of Wales Hospital, 30–32 Ngan Shing Street, Shatin,
Hong Kong, China.E-mail: [email protected]
Aliment Pharmacol Ther 2002; 16: 1209–1216.
By using various histological and histochemical tech-
niques, intestinal metaplasia can be classified into
different subtypes. Several classification systems have
been used, but that most widely employed is that
proposed by Jass & Filipe.3 In this classification,
intestinal metaplasia is classified into complete and
incomplete types. The complete type, or type I, is
characterized by the presence of absorptive cells, Paneth
cells and goblet cells secreting sialomucins, which
corresponds to the small intestine phenotype. The
incomplete type, which encompasses types II and III,
is characterized by the presence of columnar and goblet
cells secreting sialomucins and ⁄or sulphomucins. Type
II secretes neutral and acidic sialomucins and type III
produces sulphomucins. Sulphomucins can be differen-
tiated from sialomucins using high iron diamine ⁄Alcian
blue staining. Other features associated with type III
intestinal metaplasia include prominent glandular dis-
tortion and the absence of Paneth cells.
Recently, it has been found that the expression of
mucin core proteins (MUC) is altered in different types of
intestinal metaplasia. Whilst all types of intestinal
metaplasia show de novo expression of MUC2,4 the
expression of MUC1, MUC5AC and MUC6 is decreased
in the complete type of intestinal metaplasia, but
preserved in the incomplete type.5
EPIDEMIOLOGY OF INTESTINAL METAPLASIA
AND GASTRIC CANCER
The classification of intestinal metaplasia into different
subtypes carries prognostic significance. Based on
retrospective data,6, 7 complete or type I intestinal
metaplasia is associated with a low risk of gastric
cancer, whereas type III (colonic) intestinal metaplasia
has the strongest association with cancer. In a large
cohort study from Slovenia with 10 years of follow-up,
patients with intestinal metaplasia had an overall
10-fold increased risk of gastric cancer compared with
those without intestinal metaplasia.7 Patients with type
III intestinal metaplasia had a four-fold increased risk of
cancer development compared with those with type I. In
a cohort study from China that involved more than
3000 subjects with a follow-up of 4–5 years, the odds
ratio of progression from intestinal metaplasia to gastric
cancer varied from 17 to 29. The risk was particularly
high for those with more advanced baseline histological
lesions, such as the presence of dysplasia.8 In a recent
Japanese study, the relative risk of progression from
intestinal metaplasia to cancer was 6.4 (95% confidence
interval, 2.6–16.1).9
However, the association between the risk of gastric
cancer development and intestinal metaplasia subtypes
is not universally accepted.10 The subtyping of intesti-
nal metaplasia is sometimes difficult in superficial
endoscopic biopsy. Alternatively, it has been proposed
that the distribution of intestinal metaplasia, rather
than the intestinal metaplasia subtype, may be of higher
predictive value of the cancer risk. In this regard,
Cassaro et al. showed that intestinal metaplasia invol-
ving the lesser curvature from the cardia to the pylorus
or the entire stomach was associated with a higher risk
of gastric cancer than focal or antral-predominant
Figure 1. Gastric intestinal metaplasia with prominent goblet
cells replacing the normal gastric epithelium. (a) Haematoxylin
and eosin stain of gastric intestinal metaplasia. (b) Periodic acid–
Schiff–Alcian blue stain with goblet cells highlighted.
1210 W. K. LEUNG & J. J . Y. SUNG
� 2002 Blackwell Science Ltd, Aliment Pharmacol Ther 16, 1209–1216
intestinal metaplasia.11 Moreover, they noticed that the
presence of incomplete-type metaplasia correlated with
the extent of intestinal metaplasia in the stomach.
AETIOLOGY OF INTESTINAL METAPLASIA
The emergence of intestinal metaplasia in the gastric
mucosa is believed to be the result of an adaptive
response and selection pressures as a reaction to an
adverse environment.12 H. pylori infection, smoking and
high salt intake are often implicated as aetiological
factors. Nonetheless, the mechanisms leading to these
phenotypic changes remain contentious.
There is little doubt that chronic H. pylori infection is
the most important aetiological agent for the develop-
ment of intestinal metaplasia. On the other hand,
H. pylori infection has been causally related to the
development of peptic ulcers. It is well-recognized that
patients with duodenal ulcer are at a lower risk of
developing gastric cancer.9, 13 Along the same line, it
was found in a cross-sectional study that those with
duodenal ulcer disease were less likely to have intestinal
metaplasia and glandular atrophy.14 Thus, H. pylori
infection appears to produce two divergent clinical
outcomes, namely duodenal ulcer or gastric ulcer ⁄ can-
cer. These divergent clinical outcomes in response to the
same infection can be reconciled by the understanding
of the topographical distribution of H. pylori-associated
gastritis. Duodenal ulcer patients are characterized by
the antral-predominant, non-atrophic type of gastritis,
whereas gastric cancer patients tend to develop multi-
focal or extensive corpus atrophic gastritis. Nonetheless,
the exact reason leading to these two phenotypic
characteristics remains elusive.
Recently, El-Omar et al. have demonstrated that the
polymorphisms in interleukin-1b, a pro-inflammatory
cytokine as well as a potent inhibitor of gastric acid
secretion, may underlie the predisposition to atrophic
gastritis development, and hence the risk of gastric
cancer in susceptible individuals.15 However, this find-
ing needs to be confirmed in other ethnic groups. On the
other hand, environmental factors, diet in particular,
have been extensively studied. It has been shown in both
human and animal studies that a high-salt diet is
associated with a higher risk of atrophic gastritis.16, 17
Salt has been shown to facilitate the colonization of
H. pylori in mice and may therefore perpetuate chronic
active gastritis and glandular atrophy.18 Bacterial
genotypes may also influence H. pylori colonization. In
a study from Portugal and Columbia, H. pylori cagA+,
vacA s1 and m1 genotypes were associated with a higher
bacterial density, higher degrees of lymphocytic infil-
trates, atrophy and intestinal metaplasia.19 Further-
more, the presence of H. pylori adherence factor blood
group antigen binding adhesin (babA2) is detected more
frequently in patients with intestinal metaplasia.20 All in
all, the interplay between host, environmental and
bacterial factors determines the gastric histology.
CELLULAR KINETIC CHANGES IN INTESTINAL
METAPLASIA
The disruption of cellular kinetics plays an instrumental
role in cancer development. Inhibition of apoptosis
and ⁄or increased proliferation leads to cellular accu-
mulation and the development of neoplasms. H. pylori
infection induces cellular apoptosis and proliferation in
normal gastric epithelium.21–23 This alteration is re-
versed by the eradication of H. pylori infection. How-
ever, we have recently demonstrated that the apoptotic
index is significantly attenuated in H. pylori-associated
intestinal metaplasia.24 Whilst proliferation was in-
creased in both intestinal metaplasia and non-intestinal
metaplasia regions, the level of apoptosis was signifi-
cantly lower in the former. Thus, the apoptotic
index ⁄proliferation index ratio was markedly reduced
in intestinal metaplasia, favouring cellular accumula-
tion and possibly neoplasm formation.
GENETIC ALTERATIONS IN INTESTINAL
METAPLASIA
The imbalance in the cellular kinetics of gastric
intestinal metaplasia could be attributed to genetic
and epigenetic changes. Mutation in p53 is one of the
most common genetic alterations found in human
cancer, including gastric cancer. Shiao et al. examined
12 cases of gastric cancer and reported p53 mutations
in 50% of the adjacent intestinal metaplasia.25 Apart
from sequencing of the p53 gene, mutant p53 can also
be detected by immunohistochemistry due to its long
half-life. Using immunohistochemistry techniques, the
accumulation of p53 proteins has been demonstrated in
intestinal metaplasia, particularly in type III.26
Another reason accounting for the inhibition of
apoptosis in gastric intestinal metaplasia may be related
to the expression of cyclo-oxygenase-2. Cyclo-oxyge-
nase is a key enzyme responsible for the conversion of
REVIEW: INTESTINAL METAPLASIA AND GASTRIC CARCINOGENESIS 1211
� 2002 Blackwell Science Ltd, Aliment Pharmacol Ther 16, 1209–1216
arachidonic acid into prostaglandins. The cyclo-oxyge-
nase-1 isoform is believed to be constitutively expressed,
whereas the cyclo-oxygenase-2 isoform is inducible,
particularly in the presence of inflammation. Interest-
ingly, over-expression of cyclo-oxygenase-2 is also
observed in many neoplastic conditions, including
colon, breast, pancreas and stomach.27 In vitro experi-
ments have shown that cyclo-oxygenase-2 expression is
associated with resistance to apoptosis and an increase
in metastatic potential.28, 29 The expression of cyclo-
oxygenase-2 is negligible in normal human stomach.
However, cyclo-oxygenase-2 expression is up-regulated
in H. pylori-associated gastritis.30 By using immuno-
histochemistry and in situ hybridization, we have
shown that cyclo-oxygenase-2 is strongly expressed in
intestinal metaplasia.31 One might argue that cyclo-
oxygenase-2 expression is merely a result of H. pylori-
induced inflammation in the gastric epithelium. Yet,
even after successful H. pylori eradication, cyclo-oxyg-
enase-2 expression persisted in the gastric foveolar
epithelium.31 As cyclo-oxygenase-2 expression has been
implicated in various neoplastic diseases, including
colorectal cancer and pancreatic cancer, its role in
gastric carcinogenesis deserves further investigation.
Microsatellite instability is a form of genetic aberration
typically found in patients with hereditary, non-polyp-
osis, colorectal cancer syndrome. Most of these patients
suffer from germline mutation of the DNA mismatch
repair genes, including hMLH1 and hMSH2. Apart from
colorectal cancer, microsatellite instability has also been
demonstrated in a subgroup of gastric cancers.32
Moreover, microsatellite instability can be detected in
gastric intestinal metaplasia obtained from both cancer
and non-cancer patients.33 In contrast to patients with
hereditary, non-polyposis, colorectal cancer syndrome,
germline mutation is rarely detected in gastric carci-
noma with microsatellite instability. Instead, the insta-
bility can be accounted for by the transcriptional
silencing of the DNA mismatch repair gene (hMLH1)
by promoter hypermethylation.34 In addition to gastric
cancer, Kang et al. recently demonstrated the presence
of promoter hypermethylation of hMLH1 in gastric
intestinal metaplasia.35 In addition, they detected
hypermethylation of other genes, including p16, DAP-
kinase, THBS1 and TIMP-3, in gastric intestinal meta-
plasia. Their findings suggest that hypermethylation
occurs early in the multistep gastric carcinogenesis
pathway and may play an instrumental role in gastric
cancer development.
Gastric cancer cells express a broad spectrum of growth
factors and cytokines. Of these, transforming growth
factor-a and epidermal growth factor receptor-I have
been reported in pre-neoplastic gastric lesions. Filipe
et al. found an increased expression of these two growth
factors in the intestinal metaplasia of patients with
gastric cancer by immunohistochemistry and western
blotting.36 Cyclins, cyclin-dependent kinases and their
inhibitors regulate cell growth, differentiation, survival
and cell death. We have recently demonstrated that the
over-expression of cyclin D2 and diminished p27
expression are detected in H. pylori-associated intestinal
metaplasia37 (Figure 2). Notably, these aberrant expres-
sions could be restored by H. pylori eradication.
IS THERE A NEED FOR SURVEILLANCE?
Unlike Barrett’s oesophagus and colonic adenoma, there
are no guidelines on the surveillance for gastric
Figure 2. The multistep gastric carcino-
genesis pathway. Helicobacter pylori infec-
tion is believed to trigger this cascade. The
genetic and epigenetic alterations demon-
strated in various stages of the gastric
carcinogenesis pathway are shown. COX-2,
cyclo-oxygenase-2; EGFR, epidermal
growth factor receptor; MSI, microsatellite
instability; TGF, transforming growth
factor.
1212 W. K. LEUNG & J. J . Y. SUNG
� 2002 Blackwell Science Ltd, Aliment Pharmacol Ther 16, 1209–1216
intestinal metaplasia. The potential benefit of any
surveillance programme has yet to be proven. This is
further complicated by the variable gastric cancer
incidences in different geographical regions, which
render the formulation of recommendations difficult.
Moreover, gastric intestinal metaplasia may be difficult
to recognize endoscopically when compared with pre-
malignant oesophageal and colonic lesions (Figure 3).
Even with the chromoendoscopic technique, e.g. by
using methylene blue (methylthioninium chloride) or
indigocarmine, identification of intestinal metaplasia in
the stomach can be difficult.38
Although the diagnosis and surveillance of intestinal
metaplasia in the non-cancerous stomach can be
difficult, the diagnosis of early cancer in patients known
to have intestinal metaplasia seems to be a different
issue. In a recent report from the UK,39 it was found
that annual endoscopic surveillance could potentially
detect most new gastric cancers at an early stage. The
5-year survival of gastric cancer detected by surveil-
lance was significantly higher than that detected at
open access endoscopy (50% vs. 10%). These promising
results support the implementation of structured screen-
ing in those individuals with intestinal metaplasia that
is at risk of developing into cancer. Nonetheless, in most
developed countries which could potentially provide the
infrastructure for the endoscopic surveillance of gastric
cancer, the incidence of the disease has probably
decreased so much that any screening programme is
difficult to justify.
IS INTESTINAL METAPLASIA REVERSIBLE?
If an intensive surveillance programme for early gastric
cancer is not feasible, what of chemo-prevention
therapy with the aim to halt the progression of
intestinal metaplasia into gastric cancer? Despite the
strong causality link between H. pylori infection and
gastric cancer, evidence to show that the treatment of
H. pylori infection could actually prevent gastric cancer
is lacking. These studies are extremely difficult to
perform due to the long lead time in gastric cancer
development. In order to examine the potential benefits
of H. pylori eradication, studies were designed to
investigate the regression of pre-cancerous changes,
such as intestinal metaplasia and atrophy, as surrogate
end-points of treatment success. Nonetheless, there are
conflicting data in the literature due to the inconsis-
tency in the interpretation of histological grading,
sampling errors and different study populations. A
summary of these results is presented in Table 1.40–44
Most Japanese studies reported a favourable outcome.
Uemura et al. reported a significant improvement of
antral and corpus intestinal metaplasia 6 months after
the eradication of H. pylori infection in 65 patients with
early gastric cancer who had received endoscopic
mucosal resection.40 Another uncontrolled study from
Japan compared the histological changes of 163
dyspeptic patients who had received anti-Helicobacter
therapy.44 Of the 115 patients who had successful
eradication of H. pylori, the severity of intestinal
metaplasia in the antrum improved in 28 (61%) of 46
patients after 1 year. However, this improvement was
based on the result of a single biopsy specimen that was
subject to a major sampling error.
Recently, the results of two large-scale randomized
controlled studies have been published. Correa et al.
reported their 6-year follow-up results in Colombian
patients.42 In their study, 976 patients were random-
ized to receive eight different treatments that included
vitamin supplements and anti-Helicobacter therapy
alone or in combination vs. placebo. Of the 631
patients who completed the trial, 79 received anti-
Helicobacter therapy and there was a borderline regres-
sion of intestinal metaplasia when compared with
placebo (15% vs. 6%; relative risk, 3.1; 95% confidence
interval, 1.0–9.3). Interestingly, supplementation withFigure 3. Endoscopic appearance of extensive intestinal
metaplasia in the angular incisura.
REVIEW: INTESTINAL METAPLASIA AND GASTRIC CARCINOGENESIS 1213
� 2002 Blackwell Science Ltd, Aliment Pharmacol Ther 16, 1209–1216
b-carotene or ascorbic acid resulted in a similar degree
of improvement in intestinal metaplasia (20% and
19%). However, the combinations of anti-H. pylori
therapy and vitamins conferred no extra benefits to
gastric histology. On the other hand, the progression
rate of intestinal metaplasia was comparable irrespect-
ive of the treatment received. The progression rate was
23% for placebo, whereas 17% of eradicated patients
showed progression of intestinal metaplasia. This
inconsistent result suggests that anti-Helicobacter treat-
ment may not necessarily halt intestinal metaplasia
progression. Therefore, as stated in the editorial
accompanying this paper, these results should be
interpreted with caution.45 We have conducted another
interventional study in the Shandong Province of
northern China in which 587 H. pylori-infected subjects
were randomized to receive anti-Helicobacter therapy or
placebo.43 At 1 year, we found that there was no
significant improvement in intestinal metaplasia with
anti-Helicobacter therapy compared with placebo. How-
ever, patients with persistent infection had significant
deterioration of corpus atrophy at 1 year. It thus
appears that the eradication of H. pylori infection may
at least slow down the progression of atrophy, but fails
to reverse these changes at 1 year. Recently, we have
completed our 5-year follow-up of these patients and
have found that patients who had successful eradica-
tion of H. pylori had significantly reduced progression of
intestinal metaplasia than those with persistent infec-
tion. Gastric atrophy also regressed after the eradication
of H. pylori.46 These results thus favour the eradication
of H. pylori in the prevention of intestinal metaplasia
progression.
In a small randomized trial, it was found that patients
given 6 months of ascorbic acid following H. pylori
eradication showed significant improvement of intesti-
nal metaplasia when compared with those given
placebo.47 Apart from H. pylori eradication and vitamin
supplementation, another attractive chemo-preventive
agent is non-steroidal anti-inflammatory drugs
(NSAIDs). Epidemiological data suggest a negative
correlation between the use of NSAIDs or aspirin and
gastric cancer. A recent case–control study showed that
the continuous use of NSAIDs was associated with a
reduction in the risk of gastric cancer (odds ratio, 0.51;
95% confidence interval, 0.33–0.79).48 Due to the
gastric toxicity associated with conventional NSAIDs,
this approach may not be clinically feasible. With the
recent availability of cyclo-oxygenase-2 inhibitors, it is
tempting to test whether this agent can be used in the
chemo-prevention of gastric cancer. Preliminary data
on the use of cyclo-oxygenase-2 inhibitors in patients
with familial adenomatous polyposis have provided
encouraging results.49 However, whether this can be
translated into the chemo-prevention of gastric intesti-
nal metaplasia awaits further study.
Table 1. Effect of Helicobacter pylori eradication on changes of intestinal metaplasia (IM)
Reference Country
No. of
patients Design
Follow-up
(months)
IM
changes
Van der Hulst et al.41 The Netherlands 155 (122 cagA+
vs. 33 cagA–)
Uncontrolled 12 No change
(regardless
of cagA status)
Ohkusa et al.44 Japan 163 (115 H.
pylori-eradicated vs.
46 failed eradication)
Uncontrolled 12 IM improved
in 28 ⁄46
Uemura et al.40 Japan 132 early gastric
cancer
Non-randomized
(65 eradicated
vs. 67 no eradication)
6 Significant
improvement in
antrum (from 1.3
to 0.9) and corpus
(from 0.7 to 0.46)
Sung et al.43 China 587 Randomized control
(eradication vs. placebo)
12 No change
Correa et al.42 Columbia 976
(631 completed trial)
Randomized control
(eight treatment groups)
72 RR for IM
regression
¼ 3.1 (1.0–9.3)
RR, relative risk.
1214 W. K. LEUNG & J. J . Y. SUNG
� 2002 Blackwell Science Ltd, Aliment Pharmacol Ther 16, 1209–1216
If intestinal metaplasia is perceived as an altered gastric
phenotype resulting from the somatic mutation of stem
cells or epigenetic changes in progenitor cells, it would
be anticipated that these changes may not be reversible
at all despite the eradication of H. pylori. Future studies
with a longer follow-up and a larger sample size may be
able to deliver the final verdict on whether intestinal
metaplasia has in fact passed the �point of no return�.Nonetheless, the changes in the gastric environment
associated with the eradication of H. pylori, such as the
resolution of inflammation, elimination of DNA dam-
age50 and reduction of proliferation,24 may be more
important in the prevention of gastric cancer than the
actual reversal of intestinal metaplasia.
CONCLUSIONS
Based on compelling epidemiological data and molecu-
lar changes detected in gastric intestinal metaplasia,
there is little doubt that intestinal metaplasia is a pre-
malignant gastric lesion. However, not all patients with
intestinal metaplasia will progress to gastric cancer.
Future research should be directed at the identification
of those who are at risk of further development, so that
intensive surveillance programmes can be implemented.
Although the use of anti-Helicobacter therapy in the
treatment of intestinal metaplasia appears to be prom-
ising, long-term results are lacking. The role of other
chemo-preventive agents should be determined.
ACKNOWLEDGEMENTS
The work described in this paper was supported by a
grant from the Research Grants Council of Hong Kong
Special Administrative Region, China (Project No.
CUHK 4061 ⁄01M).
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