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European Observatory on Health Systems and Policies
Integrating care: what we know and
what we do not knowMoving beyond the rhetoric to improve health
system performance in the EU
European Forum for Primary Care: "Integrated Primary Care: Research, Policy & Practice"
Amsterdam, 31 August 2015
Ellen Nolte
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European Observatory on Health Systems and Policies
European Observatory on Health Systems and Policies
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The rising burden
of chronic disease:
a global risk
Source: World Economic Forum 2013
Figure 2: Global Risks Landscape 2013
In: World Economic Forum. Global Risks 2013. 8th edition. Cologny/Geneva: World Economic Forum, 2013.
URL: www3.weforum.org\docs\WEF_GlobalRisks_Report_2013.p df
European Observatory on Health Systems and Policies
The number of people with chronic
conditions is rising
� ~20% to over 40% of population in EU aged 15 years and over report a long
standing health problem
� ~65->80% of over 65s in 2013 Commonwealth Fund survey reported to
have at least one of chronic condition (11 high income countries)
� People with chronic diseases are more likely to utilise health care,
particularly when they have multiple problems
� 70% of total health expenditure associated with the treatment of the 30% of
the population with 1+ chronic condition (~15 million=> to increase to ~18
million by 2025) (England)
� Care for chronic conditions accounts for 55% of GP appointments, 68% of
outpatient and A&E appointments and 77% of inpatient bed days (England)
� Global expenditure on diabetes in 2013 estimated to be US$548 billion,
projected to increase to US$627 billion in 2035
� In 2013, expenditure in the US accounted for more than one-third of the global
expenditure (at US$299 billion), followed by the European region, at US$147
billion
Sources: Eurobarometer (2007); House of Commons (2014); IDF (2013); Osbon et al. (2014);
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European Observatory on Health Systems and Policies
Incidence of multimorbidity increases
steeply with age (US data)…
Source: St Sauver et al. (2015)
Figure 2: Incidence rates (per 1000 person-years) o f two chronic conditions (second condition in a dyad) and of three chronic c onditions (third condition in a triad) in men and women separately (A and C), and stratified by ethnicity (B
and D).
In: St Sauver JL, Boyd CM, Grossardt BR et al . Risk of developing multimorbidity across all ages in an historical cohort study: differences by sex
and ethnicity. BMJ Open 2015; 3;5(2):e006413.
URL: http://bmjopen.bmj.com/content/5/2/e006413.full.pdf +html
European Observatory on Health Systems and Policies
… but the actual number of people with
multimorbidity is higher at younger ages
Source: Koné Pefoyo et al. (2015)
Figure 1: Distribution of the number of individuals with multimorbidity in Ontario across ages, by number of common chronic co nditions and year.
In: Pefoyo AJ, Bronskill SE, Gruneir A et al . The increasing burden and complexity of multimorbidity. BMC Public Health 2015;15:415.
URL: http://www.biomedcentral.com/content/pdf/s12889-015 -1733-2.pdf
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European Observatory on Health Systems and Policies
… in particular affecting those living in
deprived areas
Source: McLean et al. (2014)
Figure 1: Number and type of chronic condition for overall population by number of patients (least and most deprived deciles ).
In: McLean G, Gunn J, Wyke S et al . The influence of socioeconomic deprivation on multimorbidity at different ages: a cross-sectional study. Br J
Gen Pract 2014 Jul;64(624):e440-7.
URL: http://bjgp.org/content/64/624/e440.long
European Observatory on Health Systems and Policies
Multimorbidity is associated with
unplanned admission to hospital
Source: Payne et al. (2013)
Figure 1: Predicted probability of unplanned admiss ions to hospital and potentially preventable unplanned admissions to hos pital by deprivation
quintile (1 = least deprived, 5 = most deprived), p hysical multimorbidity and presence of mental health conditions among male and female patients aged 45–
54 years.
In: Payne RA, Abel GA, Guthrie B, Mercer SW. The effect of physical multimorbidity, mental health conditions and socioeconomic deprivation on unplanned admissions to hospital: a retrospective cohort study. CMAJ 2013;
185(5):E221-8.
URL: http://www.cmaj.ca/content/185/5/E221.long
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European Observatory on Health Systems and Policies
What we know
� Rising number of people with complex care needs requires the
development of delivery systems that bring together a range of
professionals and skills from both the cure (healthcare) and
care (long-term and social care) sectors
European Observatory on Health Systems and Policies
Care coordination or integration can
improve selected outcomes
� Rising number of people with complex care needs requires the
development of delivery systems that bring together a range of
professionals and skills from both the cure (healthcare) and
care (long-term and social care) sectors
� Failure to better integrate or coordinate services may result in suboptimal outcomes
� Evidence that is available points to a positive impact of coordinated care on the quality of patient care and improved health or patient satisfaction outcomes
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European Observatory on Health Systems and Policies
Review of care coordination
interventions (Powell Davies et al. 2008)
Source: Powell Davies et al. (2008)
Main focus of intervention (number of studies) Proportion (%) of studies with positive outcome for
Health Service user satisfaction
Cost saving
Changed relationships between service providerse.g. co-location, case management, multi-disciplinary teams (33)
19/29(65.5%)
8/12(66.7%)
2/12(16.7%)
Coordination of clinical activitiese.g. joint consultations, shared assessments and priority access to another clinical service (37)
19/31(61.3%)
4/12(33.3%)
3/15(20%)
Improving communication between service providerse.g. case conferences (56)
26/47(55.3%)
12/22(54.5%)
2/21(14.3%)
Support for clinicianse.g. support or supervision for clinicians, training (joint or relating to collaboration), reminder systems (33)
16/28(57.1%)
8/14(57.1%)
1/12(8.3%)
Information systems to support co-ordinatione.g. care plans; decision support; user held/ shared records; shared information systems; service user register (47)
23/38(60.5%)
7/19(36.8%)
2/13(15.4%)
Support for health/social care service userse.g. education, reminders; assistance in accessing care (19)
6/17(35.3%)
3/6(50.0%)
1/7(14.3%)
All studies 36/65(55.4%)
14/31(45.2%)
5/28(17.9%)
European Observatory on Health Systems and Policies
Review of reviews of ‘integrated care
programmes’ (Ouwens et al. 2005)
Source: Ouwens et al. (2005)
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European Observatory on Health Systems and Policies
Review of reviews of comprehensive
disease management (Nolte et al. 2014)
Source: Nolte et al. (2014)
European Observatory on Health Systems and Policies
Review of reviews of integrated care(Martínez-González et al. 2014)
Source: Martínez-González et al. (2014)
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European Observatory on Health Systems and Policies
‘Integrated care’: widely but variously
used in different contexts
� Aim: to link the cure and care sector to enhance outcomes for
those with complex needs
� Different types of integration can occur at different levels
within the system
� Target: Functional, organisational, professional, clinical
� Hierarchical level / breadth: Horizontal, vertical
� Degree: Continuum of integration (linkage – coordination –
integration)
� Process: Normative, systemic
� Process of integration typically requires simultaneous action at
different levels, involving different functions, and it develops in
different phases
Source: Nolte & McKee (2008)
European Observatory on Health Systems and Policies
But…
� Rising number of people with complex care needs requires the
development of delivery systems that bring together a range of
professionals and skills from both the cure (healthcare) and
care (long-term and social care) sectors
� Failure to better integrate or coordinate services may result in
suboptimal outcomes
� Evidence that is available points to a positive impact of
integrated care on the quality of patient care and improved
health or patient satisfaction outcomes
� Uncertainty remains about the relative effectiveness of
different system-level approaches on care coordination and
outcomes, with particular scarcity of robust evidence on the
economic impacts of integrated care approaches
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European Observatory on Health Systems and Policies
Countries have recognised the need
to enhance the coordination of care
� EU-funded project ‘DISMEVAL’ (Developing and validating
disease management evaluation methods for European health
care systems)
� Review of approaches and models in place in 13 countries
across Europe
� Social health insurance systems: Austria, Estonia, France,
Germany, Hungary, Lithuania, Netherlands, Switzerland
� Tax-based systems: Denmark, England, Italy, Latvia, Spain
� Use of the Chronic Care Model as an organising principle
European Observatory on Health Systems and Policies
Approaches to enhance coordination
frequently focus on specific conditions
Improve quality of life; place patients at centre; reduce
hospitalisation
Interdisciplinary, intersectoral & coordinated effort
Improve coordination, efficiency and quality
Coordinated treatment and care across providers
Multidisciplinary cooperation; encompasses prevention, early
detection, treatment and rehabilitation
Diabetes type 2
Diabetes type 2 COPD
Asthma/COPD
Depression
Diabetes type 1
Diabetes type 2
IHD
Heart failure
Diabetes type 2 COPDVascular
risk
Diabetes type 1Diabetes
type 2
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European Observatory on Health Systems and Policies
Trend towards strengthening the role of nurses
in care delivery and coordination
� Common in systems with tradition in multidisciplinary team working
� Nurse-led clinics; nurse-led case management (England, Italy,
Netherlands, Spain)
� Challenging in systems where primary care traditionally provided by
doctors in solo-practice and few support staff
� Enhanced functions in care coordination or case management under
development/piloted (e.g. Denmark, France; Lithuania)
� Enhanced functions in patient self-management support and/or
selected medical tasks but under supervision of GP/physician (Austria,
France, Germany)
European Observatory on Health Systems and Policies
Approaches that seek to reduce barriers
between sectors remain less common
� Typically focus on managing the primary/secondary care and/or
secondary care/rehabilitation interface
� e.g. Provider networks (France); Integrated care contracting (Germany);
Stroke service Delft (Netherlands)
� Often (although not always) implemented as pilot projects
� e.g. (some) Integrated Care Pilots (England); Partnership for Older
People Project (England); Improving intersectoral collaboration (pilot)
(Lithuania); ‘SIKS’ project (Copenhagen, Denmark)
�Typically available in selected regions only
� e.g. Multifunctional community centres (Hungary); Care Coordination
Pilot (Hungary); ‘From On-demand to Proactive Primary Care’ (Tuscany,
Italy); (some) Reform pool projects (Austria)
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European Observatory on Health Systems and Policies
What difference do these new
approaches make?
� Improvements reported mainly on process measures (e.g.
eye examinations)
� Evidence of improvement of outcomes less certain
� Germany
� Evidence of improved survival of patients in German diabetes
disease management programmes => selection?
� Limited evidence from (few) controlled studies point to improved
outcomes (quality of life; mortality)
� Methodological challenges
� Some evidence of effect of improved clinical outcomes in
Austrian diabetes disease management programmes
European Observatory on Health Systems and Policies
… and to whom?
England� Evaluation of national Integrated Care Pilot programme (16 pilots) found
wide variation in nature and scope of integration
� Staff were more positive about new ways of working than patients
� There was an increase in emergency admissions (9% in case management
sites) but fewer elective admissions and outpatient attendance in the six
months following the intervention
Source: RAND Europe and E&Y (2012); Roland et al. (2012)
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European Observatory on Health Systems and Policies
Dutch diabetes care: Clinically relevant
improvements in patients with poor control
Source: Elissen et al. 2012
European Observatory on Health Systems and Policies
Evidence of economic impacts of
integrated care remains uncertain
� Review of 19 systematic reviews/meta-analyses
� None of the reviews explicitly focused on ‘integrated care’
� Case management, care coordination, collaborative care, disease management; considerable variation among studies
� Utilisation and cost tend to be the most common economic outcomes assessed but there was substantial variation in conceptualisation and measurement; quality of evidence typically low (small number of studies; before-after designs)
� Early supported discharge or discharge planning: Evidence of significant reduction of readmission rates for older people with heart failure and adults with mental health problems but not stroke patients
� ‘Hospital at home’: non-significant increase in admissions but also significant reduction in mortality at six months (Shepperd et al. 2008)
� Intervention may increase cost
� Impact of health system setting: cost differences for discharge planning for heart failure were smaller in non-US based trials than in US-based trials (Philips et al. 2004)
� Some evidence of cost-effectiveness of selected interventions but difficult to interpret
Source: Nolte & Pitchforth (2014)
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European Observatory on Health Systems and Policies
What is the impact of integrating
health and social care funds? � Of 24 schemes that assessed health outcomes only 5 found some evidence of
improved outcomes in the integrated scheme; 1 reported worse outcomes and 13 found no significant impact
� Of 34 schemes that assessed impact on secondary care costs or use only 3 found significantly lower secondary care, 11 found no significant effect
� Anecdotal evidence of unintended consequences such as premature hospital discharge and heightened risk of readmission
� “No scheme achieved a sustained reduction in hospital use.”
� Barriers: difficulty of implementing financial integration; limited control of budget holders over access to services; differences in priorities and governance (UK); difficulties in linking different information systems
� YET: access to care had improved in most schemes, with substantial levels of unmet need identified in some, leading to increase in total costs
� Link between integrating funding and better health outcomes and lower costs likely to be weak
� Integrated care may uncover unmet need which means that total care costs are likely to rise
“Provided that integration delivers improvements in
quality of life, even with additional costs, it may,
nonetheless, offer value for money.”
Source: Mason et al. (2015)
European Observatory on Health Systems and Policies
What to do with the available
evidence?
� Evidence needs to be set in the context of health and other outcomes of
the intervention
� Particularly important where evaluations of individual interventions show
an increase in cost while improving outcomes such as mortality
� Absence of evidence does not mean absence of effect: Evaluation
findings have to be placed in the broader context of implementation
� Length of evaluation period might not have been sufficient to demonstrate
economic gain
� Intervention effect will differ by target population and setting, in particular
where initiatives involve a complex interplay of different actors as in
integrated care approaches
� Need to revisit understanding of ‘integrated care’� Complex strategy to innovate and implement long-lasting change across
health and social care
� Requirement of continuous evaluation over extended periods
Source: Nolte & Pitchforth (2014)
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Source: Goodwin et al. (2014)
European Observatory on Health Systems and Policies
What needs to be done?
Providing the (regulatory) context to enable innovation
� Create incentive systems that encourage rather than hinder better
coordination among providers and sectors
� particular attention to be paid to changes in health services which
appear likely to fragment care
� Payment systems: e.g. activity-based payment
� Service provision: e.g. competition
�Create a policy environment that provides the means for those who
are asked to implement change to acquire the actual capacity and
competence to do so
� Deliver consistent messages: Policymakers and payers need to be
clear about whether their goal is quality improvement or cost
reduction
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European Observatory on Health Systems and Policies
What needs to be done?
Learning from experience
� Systematically assess existing inefficiencies in health service delivery and
disincentives for the patient or the provider to receive or deliver the highest
quality care (such as access or cost)
� Need to use existing evidence to better understand how specific local
conditions influence the outcomes of a given approach to inform
implementation
Incorporating the patient perspective
� Support for people with chronic conditions needs to account for the social
and cultural context and norms within which they live
� Need to understand patient preferences and the importance they place on health
outcomes
� Need to be considered partners in the care process that is sensitive to the
contexts within they make decisions (e.g. ‘experience-based co-design’)
European Observatory on Health Systems and Policies
Thank you!
Further reading:
http://www.healthobservatory.eu